Agusti Et Al-2023-Clinical Research in Cardiology
Agusti Et Al-2023-Clinical Research in Cardiology
Agusti Et Al-2023-Clinical Research in Cardiology
https://doi.org/10.1007/s00392-023-02217-0
REVIEW
Abstract
Many patients seen by cardiologists suffer chronic obstructive pulmonary disease (COPD) in addition to their primary
cardiovascular problem. Yet, quite often COPD has not been diagnosed and, consequently, patients have not been treated
of their pulmonary disease. Recognizing and treating COPD in patients with CVDs is important because optimal treatment
of the COPD carries important benefits on cardiovascular outcomes. The Global Initiative for Chronic Obstructive Lung
Disease (GOLD) publishes an annual report that serves as a clinical guideline for the diagnosis and management of COPD
around the world and has very recently released the 2023 annual report. Here, we provide a summary of the GOLD 2023
recommendations that highlights those aspects of more interest for practicing cardiologists dealing with patients with CVD
who may suffer COPD.
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abnormalities of the airways (bronchitis, bronchiolitis) and/ Causes of COPD: beyond tobacco smoking
or alveoli (emphysema) that cause persistent, often progres-
sive, airflow obstruction” [4]. COPD may be punctuated by COPD has been traditionally understood as a self-inflicted
periods of acute worsening of respiratory symptoms, called disease caused by an abnormal inflammatory response
exacerbations (ECOPD), which can be prevented and may elicited by tobacco smoking occurring in older males [11].
require specific treatment and, sometimes, hospitalization Tobacco smoking certainly is a major environmental risk
[5]. In many patients, COPD co-exist with other significant factor for COPD, but it is not the only one since other envi-
concomitant chronic diseases, particularly CVD, such as ronmental exposures, such as biomass fuel, air pollution,
coronary artery disease (CAD) and heart failure (HF), as and occupational particles, can also cause COPD [2]. In fact,
well as diabetes, osteoporosis, cancer, and skeletal muscle between 20 and 40% of COPD patients worldwide are never
dysfunction, among others [2]. smokers [12].
The global prevalence of COPD oscillates around 12% Genetic abnormalities can predispose individuals to
of the general population. COPD currently ranks as the 3rd COPD. The best documented genetic risk factor for COPD
cause of mortality in the world (responsible for 3 million is α1 antitrypsin deficiency (caused by a mutation in the
deaths), just behind CVDs [6]. The incidence of COPD is SERPINA1 gene), although it occurs in a minority (0.12%)
expected to rise over the next 40 years. By 2060, it is esti- of COPD patients, more in Northern Europe [13]. As per
mated that there may be over 5.4 million deaths annually today, almost 100 single-nucleotide polymorphisms have
from COPD [7, 8]. COPD prevalence and mortality are been associated with increased risk of COPD, but their
similar in males and females [9]. COPD has a significant individual effect size is small, so COPD is now considered
economic burden; in the European Union, the total annual a polygenic disease [14].
direct costs of COPD are estimated to be about 38.6 billion Recent research has shown that abnormal lung devel-
Euros [10]. opment before and after birth due to factors like maternal
smoking, prematurity, low birthweight, repeated infections
in infancy, and/or poor nutrition, among others, can lead to
COPD in young adults [15, 16]. Importantly, these young
individuals show a higher prevalence and earlier incidence
Fig. 1 Diagnosis, assessment of
the severity of airflow obstruc-
tion, and proposed ABE clinical
assessment tool for COPD
patients. Reproduced with
permission from Ref. [2]
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of comorbidities (e.g., CVD and diabetes) and die prema- and more relevant due to increasing availability, reduced
turely [17]. radiation doses, and reduced costs [21]. CT can character-
ize changes in the lungs (such as airway width and walls,
mucus plugs, bronchiectasis, and type, spatial distribution
Diagnosis of COPD and extent of emphysema, interstitial abnormalities, nod-
ules and lymph nodes, and size of the pulmonary arter-
Under-diagnosis of COPD in the general population is ies). Besides, coronary artery calcification, that may be of
huge, in the range of 70–80%, so the vast majority of COPD prognostic relevance in COPD patients [22], osteoporosis
patients in the community are not treated at all [2]. COPD (reduced bone mineral density in the vertebrae), cachexia
should be suspected in any patient who has dyspnea on exer- (diminished area of the pectoralis muscle), and lung tumors
cise, chronic cough or sputum production, and/or a history may also be identified by CT [2].
of exposure to risk factors for the disease (see above), a Besides spirometry, other lung function measurements
constellation of clinical symptoms quite frequent in patients may be informative in some patients. For instance, the meas-
with CVDs, particularly HF. However, spirometry is neces- urement of lung volumes (gas trapping, lung hyperinflation)
sary to establish the diagnosis of COPD by showing persis- by body plethysmography may be relevant to select patients
tent airflow limitation after bronchodilation [2]. The latter for interventional procedures (e.g., endobronchial valve
is identified by a ratio between the volume of gas expired in placement in patients with hyperinflation due to emphy-
the first second (FEV1) and the total volume of gas expired sema). Other functional measurements like the diffusing
(Forced Vital Capacity—FVC) < 0.7 [18] (Fig. 1). The capacity of the lungs for carbon monoxide (DLco) [23],
severity of airflow obstruction is established based on the pulse oximetry, and arterial blood gasses can contribute to
FEV1 value (GOLD grades—Fig. 1). Clinical assessment better characterize the type and therapeutic needs (e.g., oxy-
is based on the presence of symptoms (low vs. high) and gen therapy) of some COPD patients [2]. Finally, objectively
the previous history of ECOPD (≤ 1 moderate ECOPD in measured exercise impairment, assessed by a 6-min walk
the previous year vs. more than that or one severe (hospital- test or other tests, is a powerful indicator of health status
ized) ECOPD). Using these two dimensions, GOLD 2023 impairment and predictor of prognosis, both in patients with
proposes to classify COPD patients in one of three groups COPD and CVDs, and laboratory exercise testing can help
(A, B, or E) (Fig. 1). identify the mechanisms of dyspnea, exercise limitation, and
Mucus hypersecretion, resulting in chronic productive co-existing or alternative comorbid conditions [2].
cough (chronic bronchitis) is not necessarily associated
with airflow limitation; conversely, not all patients with
COPD have mucus hypersecretion [2]. In some patients Primary and secondary prevention
with chronic asthma, a clear distinction from COPD may be
difficult since the two conditions share common traits and The following measures must be considered for primary
clinical expressions. HF can mimic or coexist with COPD. (disease occurrence) and/or secondary (disease progression)
Sometimes it may be difficult to discern whether dyspnea prevention. Smoking avoidance/cessation is the single most
(or poor functional class) is a consequence of COPD and/or important preventive intervention [2]. Counseling delivered
HF, especially in patients with preserved left ventricular sys- by healthcare professionals, even if brief (3 min), improves
tolic function as diastolic dysfunction and COPD frequently quit rates, but nicotine replacement and pharmacotherapy
coexist [19, 20]. reliably increase long-term smoking abstinence rates [2].
Physical examination is rarely diagnostic in COPD except Yet, the following aspects need to be considered in patients
in cases of advanced emphysema where hyper-inflated tho- with CVDs. Nicotine replacement products (nicotine gum,
rax and decreased breath sounds with hyper-resonance inhaler, nasal spray, transdermal patch, sublingual tablet,
may suggest the presence of the disease. Chest X-ray is not or lozenge) reliably increases long-term smoking absti-
helpful to establish a diagnosis in COPD albeit suggestive nence rates [2], but medical contraindications to nicotine
changes include signs of lung hyperinflation (flattened dia- replacement therapy include recent myocardial infarction
phragm and an increase in the volume of the retrosternal or stroke [24, 25]. The contraindication to nicotine replace-
air space), hyper-lucency, and rapid tapering of the vascu- ment therapy soon after acute coronary syndrome remains
lar markings. It may, however, help to exclude alternative unclear [26, 27]. On the other hand, varenicline and bupro-
diagnoses and may give indications for the presence of pion increase long-term quit rates, but should always be
significant respiratory (pulmonary fibrosis, bronchiectasis, used as a component of a supportive intervention program
and pleural diseases), skeletal (e.g., kyphoscoliosis), and rather than as a sole intervention for smoking cessation [2].
cardiac (e.g., cardiomegaly) comorbidities [2]. By contrast, The effectiveness of the antihypertensive drug clonidine for
computed tomography (CT) of the chest is becoming more smoking cessation is limited by side effects [2]. Electronic
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Fig. 2 Recommended initial
pharmacological treatment of
COPD patients. To assess the
level of symptoms, two simple
and validated questionnaires
are recommended: the modified
Medical Research Council
dyspnea scale (mMRC) with
one question [67] or the COPD
Assessment Test™ (CAT) with
eight questions [68]. Abbre-
viations: eos: blood eosinophil
count in cells per microliter.
Reproduced with permission
from Ref. [2]
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consideration of both the inhaler device to use and the most technique should be checked periodically by the attending
appropriate molecule(s) for the patient. physician or an educated nurse [2].
Not all inhaler devices (and the patients to use them) are Pharmacological treatment should be individualized and
equal. There are two main types of portable inhalers (we do guided by the severity of symptoms, risk of exacerbations,
not discuss here the role of nebulizers, which may be con- side effects, comorbidities, drug availability, cost and the
sidered as home treatments in some patients): pressurized patient’s response, preference, and ability to use various
metered dose inhaler (pMDI) and dry powder inhalers (DPI). drug delivery devices.
A pMDI delivers a specific (metered) dose of medication in There are two main pharmacological classes of LABD
the form of a short burst of aerosolized medicine utilizing to use in patients with COPD: the β2 adrenergic agonists
the energy of compressed propellant(s) for the aerosol gener- (LABA) and the muscarinic antagonists (LAMA). LABA
ation. pMDIs can deliver metered drug doses either directly include salmeterol, formoterol, indacaterol, vilanterol, and
(most patients) or via add-on holding chambers (in patients olodaterol. LAMA include tiotropium, aclidinium, umecli-
who are unable to synchronize dose release, inspiration, and dinium, and glycopyrronium. Figure 2 presents the GOLD
breath-hold). Alternatively, DPIs deliver medication to the 2023 ABE quadrants used to guide initial pharmacological
lungs in the form of a dry powder which can be held either in treatment in a patient with COPD. The three groups showed
a capsule for manual loading or in a proprietary form inside (A–E) results from the assessment of the level of symptoms/
the inhaler. Patients with severe airflow limitation may not impairment experienced by the patient (low or high) in the
be able to generate sufficient inspiratory flow to use a DPI horizontal axis and the history of ECOPD experienced in
efficiently; in these patients, pMDI (often via add-on plastic the previous year (low or high), which is the best predic-
chambers) may be the preferred choice. A soft-mist inhaler, tor of future ECOPD episodes [2]. Although there are sev-
which does not use a propellant, is also a potential alterna- eral potential recommendations depending on the assigned
tive. A proper inhalation technique is essential for the proper group, as a rule of thumb, the use of a LAMA/LABA com-
use of both pMDI and DPI (thus for treatment efficiency) bination achieves better results than the single components
and includes, in this order: (1) deep exhalation of thoracic regarding lung function and symptoms irrespective of base-
gas; (2) deep and continuous inspiration (after the actuation line impairment of health status. Therefore, LAMA/LABA
of the device in the case of pMDI with or without cham- combinations may be considered as initial maintenance
ber); and (3) breath holding for several seconds to allow therapy for symptomatic patients with COPD across a broad
proper deposition of the drug in the lungs. Proper inhalation range of symptom severities [29]. These preparations can be
Fig. 3 Proposed clinical Paent with respiratory symptoms not explained by heart disease
strategy for a patient with
respiratory symptoms seen by
a cardiologist not explained Forced spirometry
by heart disease. For further
explanations, see text Normal Airflow obstrucon Other
(FEV1/FVC<0.7) abnormality
• COPD excluded
• Consider other causes of
symptoms (e.g.,
pulmonary hypertension)
and referral to specialist Features of asthma
Features of COPD
(e.g., smoking, emphysema) (e.g., allergies, family history)
Clinical response
Good Poor
• Connue treatment
• Follow-up
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prescribed once or twice daily depending on the commercial with increased local and systemic inflammation caused by
product and level of symptoms of the patient, once daily dos- infection, pollution, or other insult to the airways [5]. The
ing better suiting patients with fewer symptoms and twice time frame proposed (< 14 days) aims at differentiating
daily dosing preferred for those who are highly dyspneic. ECOPD from progression of COPD, but many patients
Chronic treatment with LABA–LAMA can be maintained with ECOPD consult much earlier.
in patients with CVDs, even in those treated with β-blockers. ECOPD are the major cause of morbidity and mortality
A second group of drugs is represented by inhaled cor- in patients with COPD and account for 31–68% of COPD
ticosteroids (ICS), of which there are several in the market total care costs; hospitalizations account for most of these
(budesonide, beclomethasone, fluticasone propionate, and costs [34, 35]. Comorbid diseases frequently occurring
fluticasone furoate). In patients with COPD (asthma is dif- in patients with (acute myocardial infarction, congestive
ferent), they should never be administered as a single agent heart failure, cardiac arrhythmias, and pulmonary embo-
or in combination with LABA (LABA–ICS), but rather used lism) can mimic or aggravate the symptoms of ECOPD
in combination with LABA–LAMA (triple therapy), now and contribute to diagnostic confusion [36]. The reverse
available in a single canister, which is preferable to mul- is also true [5]. A patient with HF and worsening dyspnea
tiple canisters [2]. GOLD 2023 recommends considering can actually be misdiagnosed of pulmonary congestion
initial treatment with triple therapy in E patients if their when he/she may suffer ECOPD. Appropriate investiga-
level of circulating eosinophils is higher than 300 cells/μL tions using electrocardiogram, echocardiogram, and bio-
[2] (Fig. 2). Importantly, two recent, large randomized clini- markers, such as N-terminal pro-brain natriuretic peptide
cal trials have shown that triple therapy reduces all-cause (NT-pro-BNP) and troponin or d-dimers, and chest CT
mortality in GOLD E patients [30, 31]. angiography are generally required to exclude acute car-
We recommend that cardiologists become familiar with diac events or pulmonary embolism, respectively, in these
several of the products available, so they become comfort- patients [37]. Treatment of ECOPD requires short-acting
able in initiating therapy in the event of absence of pulmo- bronchodilators for relief of dyspnea, systemic corticos-
nary specialized support at the moment of diagnosis, but teroids, antibiotics if purulent sputum exists (where pos-
whenever in doubt, a consultation with a pulmonary special- sible, sputum culture is recommended) and correction of
ist is advised (Fig. 3). hypoxemia with use of supplemental oxygen [18]. All
these measures can be taken by a cardiologist, but if the
exacerbation is severe, we would recommend referring the
Non‑pharmacological treatments patient to an emergency department where non-invasive
ventilation can be applied to correct hypercapnia and aci-
Non-pharmacological measures are important in COPD. dosis [2]. This therapeutic strategy can be used in patients
Physicians should emphasize the importance of a healthy with CVDs.
environment (avoiding both active and passive smoking,
as well as air pollution, both inside and outside), encour-
age physical activity, and enroll the patient in a pulmonary
rehabilitation program, particularly if the patient suffers Special considerations for cardiologists
from COPD plus a CVD, where the role of rehabilitation dealing with COPD patients
is well established [32, 33]. Vaccine use has been dis-
cussed above. If the patient remains symptomatic despite Arterial hypertension
initial pharmacological and non-pharmacologic treatment,
referral for a specialized assessment and management is Arterial hypertension is the most frequently occurring
encouraged. comorbidity in COPD and may have implications for
prognosis [38, 39]. Diastolic dysfunction as a result of
sub-optimally treated hypertension may be associated with
exercise intolerance and mimic symptoms associated with
What about exacerbations? an acute exacerbation, thereby provoking hospitalization
in COPD [40]. Thus, it is important to control blood pres-
GOLD 2023 has renewed the definition of an exacerbation sure in COPD patients with underlying hypertension [41,
of COPD (ECOPD) following the so-called Rome proposal 42]. Hypertension should be treated according to usual
[5]. Accordingly, an ECOPD is now defined as an event guidelines since there is no evidence that hypertension
characterized by increased dyspnea and/or cough and spu- should be treated differently in the presence of COPD [2].
tum that worsens in < 14 days which may be accompanied
by tachypnea and/or tachycardia and is often associated
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Funding Open Access funding enabled and organized by Projekt 9:597–611
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member of the Scientific Committee of GOLD (www.goldcopd.org). F, Miravitlles M (2020) Prevalence of α(1)-antitrypsin PiZZ geno-
No coauthors has any specific conflict of interest to declare in relation types in patients with COPD in Europe: a systematic review. Eur
to this manuscript. Respir Rev 29(157):200014
14. Agustí A, Melén E, DeMeo DL, Breyer-Kohansal R, Faner R
Open Access This article is licensed under a Creative Commons Attri- (2022) Pathogenesis of chronic obstructive pulmonarydisease:
bution 4.0 International License, which permits use, sharing, adapta- understanding the contributions of gene–environment interactions
tion, distribution and reproduction in any medium or format, as long across the lifespan. Lancet Respir Med 10:512-24.
as you give appropriate credit to the original author(s) and the source, 15. Agusti A, Faner R (2019) Lung function trajectories in health and
provide a link to the Creative Commons licence, and indicate if changes disease. Lancet Respir Med 4:358–364
were made. The images or other third party material in this article are 16. Agusti A, Hogg JC (2019) Update on the pathogenesis of chronic
included in the article's Creative Commons licence, unless indicated obstructive pulmonary disease. N Engl J Med 381(13):1248–1256
otherwise in a credit line to the material. If material is not included in 17. Agustí A, Noell G, Brugada J, Faner R (2017) Lung function in
the article's Creative Commons licence and your intended use is not early adulthood and health in later life: a transgenerational cohort
permitted by statutory regulation or exceeds the permitted use, you will analysis. Lancet Respir Med 5(12):935–945
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copy of this licence, visit http://creativecommons.org/licenses/by/4.0/. www.goldcopd.org
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