Guidelines For Port State Control Officers
Guidelines For Port State Control Officers
Guidelines For Port State Control Officers
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Purpose
This document provides guidance to Port State Control Officers (PSCOs) as they answer questions
related to the Concentrated Inspection Campaign (CIC) on Fire Safety. The questions are additional to
the current PSC inspection procedures and are designed to specifically address areas where there are
reoccurring deficiencies with respect to fire safety. The questions will support PSCOs to determine if
ships meet the mandatory requirements for fire safety prescribed in the International Convention for
the Safety of Life at Sea (SOLAS) and the International Code for Fire Safety Systems (FSS Code). This
guidance document aims to ensure consistent and harmonized inspection and implementation of the
requirements by all PSCOs.
Introduction
Fire is one of the most dangerous emergencies on board a ship. Between 30 to 50% of all fires on
merchant ships originate in the engine room and 70% of those fires are caused by oil leaks from
pressurized systems 1. Other causes include boiler incidents, electrical failures, or accidents during hot
work operations. Lack of proper maintenance and poor watch keeping contribute to the risk. Some fires
are caused by accidents in crew accommodations, and others may occur in cargo spaces, either because
of factors cited above, or by the cargoes themselves. For example, flammable goods may be carried in
containers and if damaged, the contents could leak and/or ignite. In other cases, some cargoes such as
bulk mining concentrates, and organic material such as grain can generate enough heat under certain
conditions to catch fire.
While crew deaths are the primary concern, there are significant risks of serious environmental damage.
In June 2021, a fire onboard a cargo ship off Colombo Harbour, Sri Lanka burned for 13 days before
authorities could extinguish it. The ship sank, lost tonnes of nitric acid and plastics cargo into the
environment and caused an oil spill as fuel oil leaked into the sensitive Sri Lankan marine environment.
Number of deficiencies related to fire safety remain high. In the Paris MoU PSC statistics collected from
2016 to 2018, the deficiencies on fire safety represent 15.58% of the detainable deficiencies recorded in
the Paris MoU region. In the Tokyo MoU PSC statistics collected from 2015 to 2017, fire safety
deficiencies represent 21.37% of major detainable deficiencies in the Tokyo MoU region. As a result,
this additional guidance has been developed as part of the Concentrated Inspection Campaign to
improve fire safety performance.
1
UK P&I Club Publication – Risk Focus _ Engine Room https://www.ukpandi.com/news-and-
resources/bulletins/2016/risk-focus-engine-room-fires/
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The inspection must be performed in accordance with the relevant established MoUs procedures for
Chapter II-2 of SOLAS and the Fire Safety Systems Code. The Concentrated Inspection Campaign does not
affect the type of inspection to be conducted in accordance with the procedures. Rather, it consists of a
series of questions to be answered in addition to the inspection. These questions offer additional focus
on areas where number of detainable deficiencies remain high. The CIC does not limit the PSCO during
the regular inspection to check further compliance with all the relevant IMO Instruments regarding safety
in general. When necessary, the PSCO may consult the following guidance with respect to how they will
answer the CIC questions related to fire safety.
In arriving at a “YES” or “NO” answer to each of the questions of the questionnaire, the following should
be considered:
- Should a question be answered “NO”, a deficiency using the appropriate deficiency code listed in
the guidance to the question must be used on the report of inspection Form “B”.
- A “NO” answer in the questionnaire should not automatically lead to detention of the ship. In this
case, the PSCO should use his/her professional judgement to determine whether the ship should
be considered for detention.
- The column “N/A” is to be used only if the question is not applicable to the ship and consequently
the question cannot be answered.
NOTE: In the guidance, regarding Convention references for each of the questions, the list is not
exhaustive. It is recommended that when choosing the correct Convention reference, PSCOs consult
RuleCheck to verify the applicable requirements while taking into account the ship’s type and date of
construction.
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Questionnaire Guidance
2. Requirements:
The below list includes some of the requirements relevant to the checks associated with this
question. PSCOs should be aware that requirements may vary based on the type and date of
construction of the ship. For detailed requirements based on the ship’s type and date of
construction, PSCOs should consult RuleCheck.
- Escape routes shall be maintained in a safe condition, clear of obstacles so that persons onboard
can safely and swiftly escape to the lifeboat and life raft embarkation deck.
- Refer to the Unified Interpretation in section 6 of MSC.1/Circ.1456 approved at the MSC (92) in
2013:
- To facilitate a swift and safe means of escape to the lifeboat and life raft embarkation
deck, the following provisions should apply to overhead hatches fitted along the escape
routes addressed by SOLAS Regulation II-2/13:
- the securing devices should be of a type which can be opened from both sides;
- the maximum force needed to open the hatch cover should not exceed 150 N; and
- the use of a spring equalizing, counterbalance, or other suitable device on the hinge
side to reduce the force needed for opening is acceptable.
- Emergency lighting for Cargo Ships:
As per SOLAS Regulation II-1/43, for a period of 18 hours, emergency lighting shall be supplied in all
service and accommodation alleyways, stairways and exits, personnel lift cars, and personnel lift
trunks.
- Emergency lighting and marking of escape routes for Passenger Ships:
As per SOLAS Regulation II-2/13.3.2.5, in addition to the emergency lighting required by regulations
II-1/42 and III/11.5, the means of escape, including stairways and exits, shall be marked by lighting
or photoluminescent strip indicators placed not more than 300 mm above the deck at all points of
the escape route including angles and intersections.
- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg 14.2.1.1.3 (Retroactive requirement for
existing ships):
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The Means of escape systems and appliances shall be kept in good order to ensure their required
performance if a fire occurs.
3. Convention Reference:
Note: Consult RuleCheck to verify the applicable requirements taking into account the ship’s type
and date of construction.
4. Deficiency Code:
- 07120: Means of escape
- 04103: Emergency lighting, batteries, and switches
5. Nature of Defect:
- For code 07120: Not Marked, not properly maintained, blocked, unsafe, not as required
- For code 04103: Damaged, dirty, inadequate, insufficient, missing, not as required, not properly
maintained, inoperative
6. Suggested Action Taken:
- Code 17
- Grounds for Detention (tick box)
Note: Fire door which is not required to be self-closing by any requirement in SOLAS can be fitted
with hold-back hook, even if such door has self-closing device.
2. Requirements:
The below list includes some of the requirements relevant to the checks associated with this
question. PSCOs should be aware that requirements may vary based on the type and date of
construction of the ship. For detailed requirements based on the ship’s type and date of
construction, PSCOs should consult RuleCheck.
Q3* - Has the fixed fire detection and fire alarm systems, been periodically tested in
accordance with the requirements of the Administration?
Note: If a system is also found not operationally ready, then this should be recorded as a deficiency but
outside of the CIC.
2. Requirements:
The below list includes some of the requirements relevant to the checks associated with this
question. PSCOs should be aware that requirements may vary based on the type and date of
construction of the ship. For detailed requirements based on the ship’s type and date of
construction, PSCOs should consult RuleCheck.
- As per SOLAS 1999/2000 Amend/Chapter II-2/Reg 7.3 (for ships constructed on or after
01/07/2002), the function of fixed fire detection and fire alarm systems shall be periodically
tested to the satisfaction of the Administration by means of:
- equipment producing hot air at the appropriate temperature,
- smoke or aerosol particles having the appropriate range of density or particle size, or
- other phenomena associated with incipient fires to which the detector is designed to
respond.
2
Applicable SOLAS amendment to be verified by RuleCheck.
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As per SOLAS Amend 99/00 Regulation II-2/14.2.2.1 (retroactive for existing ships), maintenance,
testing and inspections shall be carried out based on the guidelines developed by the Organization
and in a manner having due regard to ensuring the reliability of fire-fighting systems and appliances
(refer to the Revised Guidelines for the maintenance and inspection of fire protection systems and
appliances (MSC.1/Circ.1432, as amended by MSC.1/Circ.1516)).
3. Convention References:
Note: Consult RuleCheck to verify the applicable requirements taking into account the ship’s type
and date of construction.
4. Deficiency code:
- 07106: Fire Detection and alarm system
5. Nature of defect:
- Not as required
6. Suggested Action Taken Codes:
- Code 17
- Grounds for Detention (tick box)
Note: For the purpose of this question, ventilation closing appliances are the means of closing fitted at
the inlet or outlet of a ventilation system such as fire flaps, louvers, etc
- As per SOLAS 1999/2000 Amend / Chapter II-2 / Reg. 5.2.1.1, the main inlets and outlets of all
ventilation systems shall be capable of being closed from outside the spaces being ventilated.
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The means of closing shall be easily accessible as well as prominently and permanently marked
and shall indicate whether the shutoff is open or closed.
- Exception (Passenger ship 36 passengers, cargo ships and tankers): Divisions between control
stations (emergency generators) and open decks may have air intake openings without means
for closure, unless a fixed gas fire-fighting system is fitted. (SOLAS II-2/9.2.2.4 (passenger);
9.2.3.3 (Cargo ships); 9.2.4.2(Tankers)).
- As per the Unified Interpretation contained in MSC.1/Circ.1434: Battery room ventilators are to
be fitted with a means of closing whenever:
- The battery room does not open directly onto an exposed deck;
- The ventilation opening for the battery room is required to be fitted with a closing device
according to the Load Line Convention (i.e., the height of the opening does not extend to
more than 4.5 m (14.8 feet) above the deck for position 1 or to more than 2.3 m (7.5 feet)
above the deck in position 2); or
- The battery room is fitted with a fixed gas fire-extinguishing system.
- Where a battery room ventilator is fitted with a closing device, then a warning notice stating, for
example “This closing device is to be kept open and only closed in the event of fire or other
emergency – Explosive gas”, is to be provided at the closing device to mitigate the possibility of
inadvertent closing.
- As per SOLAS 1999/2000 Amend / Chapter II-2 / Reg. 14.2.1.1, the structural fire protection
including fire resisting divisions, and protection of openings and penetrations in these divisions
shall be kept in good order so as to ensure their required performance if a fire occurs.
3. Convention Reference:
Note: Consult RuleCheck to verify the applicable requirements taking into account the ship’s type
and date of construction.
4. Deficiency Code:
- 07116: Ventilation
5. Nature of Defect:
- Not as required, Inoperative, Missing
6. Suggested Action Taken:
- Code 17
- Grounds for Detention (tick box)
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Q5*. Are the means of control for power ventilation of machinery spaces operable from two
grouped positions?
- Check that means of control for power ventilation is provided for stopping ventilating fans.
- If applicable, check that power ventilation of machinery spaces is operable from two grouped
positions, one of which shall be outside of such spaces.
- If applicable, check that the means provided for stopping the power ventilation of the
machinery spaces are entirely separate from ventilation of other spaces.
2. Requirements:
The below list includes some of the requirements relevant to the checks associated with this question.
PSCOs should be aware that requirements may vary based on the type and date of construction of the
ship. For detailed requirements based on the ship’s type and date of construction, PSCOs should
consult Rule Check.
- SOLAS 1999/2000 Amend / Chapter II-2 / Reg. 5.2.2.2 (for ships constructed on or after
01/07/2002):
Means of control shall be provided for stopping ventilating fans. Controls provided for the power
ventilation serving machinery spaces shall be grouped so as to be operable from two positions, one of
which shall be outside such spaces. The means provided for stopping the power ventilation of the
machinery spaces shall be entirely separate from the means provided for stopping ventilation of other
spaces.
- For ships constructed before 01/07/2002 should refer to SOLAS 1983 Amendment/Chapter II-
2/Reg. 11.4
3. Convention Reference:
Note: Consult RuleCheck to verify the applicable requirements taking into account the ship’s type
and date of construction.
4. Deficiency Code:
- 07116: Ventilation
5. Nature of Defect:
- Not as required, Inoperative, Missing, Insufficient
6. Suggested Action Taken:
- Code 16
- Code 17- Grounds for Detention (tick box)
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Q6*. Can each fire pump deliver at least the two required jets of water?
2. Requirements:
The below list includes some of the requirements relevant to the checks associated with this
question. PSCOs should be aware that requirements may vary based on the type and date of
construction of the ship. For detailed requirements based on the ship’s type and date of
construction, PSCOs should consult Rule Check.
- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg. 14.2.1.2, Fire-fighting systems and appliances
shall be kept in good working order and readily available for immediate use.
- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg 10.2.2.4.2:
- Each of the required fire pumps (other than any emergency pump required in paragraph 2.2.3.1.2
for cargo ships) shall have a capacity not less than 80% of the total required capacity divided by the
minimum number of required fire pumps but in any case, not less than 25 m3/h and each such
pump shall in any event be capable of delivering at least the two required jets of water. These fire
pumps shall be capable of supplying the fire main system under the required conditions. Where
more pumps than the minimum of required pumps are installed, such additional pumps shall have
a capacity of at least 25 m3/h and shall be capable of delivering at least the two jets of water
required in paragraph 2.1.5.1.
Note: PSCOs should be aware that, sanitary, ballast, bilge or general service pumps may be accepted as
fire pumps. PSCO’s should consult the approved fire-fighting arrangements and/or ship’s fire control
plan to confirm those pumps that are accepted as fire pumps.
Note: PSCO should be aware that specific ships may be required more than two jets of water (e.g.
Regulation II-2/10.7.3.2.3, Regulation II-2/19.3.1.2, FSS code Ch.14/2.1.3.).
3. Convention Reference:
Note: Consult RuleCheck to verify the applicable requirements taking into account the ship’s type
and date of construction.
4. Deficiency Code:
- 07113: Fire pumps and its pipes
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5. Nature of Defect:
- Insufficient pressure, Not as required, Inoperative, Missing
6. Suggested Action Taken:
- Code 17
- Grounds for Detention (tick box)
Q7*: Are the means of control provided in a position outside the machinery space for
stopping ventilation and oil transfer equipment operational?
Note: PSCOs should consider the possible consequences of performing this functional test without
taking appropriate precautions by ship’s crew. The test could, if not properly prepared for by ship’s
crew, result in a black-out or damage to machinery.
2. Requirements:
The below list includes some of the requirements relevant to the checks associated with this
question. PSCOs should be aware that requirements may vary based on the type and date of
construction of the ship. For detailed requirements based on the ship’s type and date of
construction, PSCOs should consult Rule Check.
- As per SOLAS 1999/2000 Amend / Chapter II-2/ Reg. 5.2.2.3 (for ships constructed on or after
01/07/2002) means of control shall be provided for stopping forced and induced draught fans, oil
fuel transfer pumps, oil fuel unit pumps, lubricating oil service pumps, thermal oil circulating
pumps and oil separators (purifiers).
- As per SOLAS 1983 amendment Chapter II-2 / 11.4 (for ships constructed before 01/07/2002),
means of control shall be provided for:
.1 opening and closure of skylights, closure of openings in funnels which normally allow exhaust
ventilation, and closure of ventilator dampers;
.2 permitting the release of smoke;
.3 closing power-operated doors or actuating release mechanism on doors other than power-
operated watertight doors;
.4 stopping ventilating fans; and
.5 stopping forced and induced draught fans, oil fuel transfer pumps, oil fuel unit pumps and
other similar fuel pumps.
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- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg. 14.2.1.2, Fire-fighting systems and appliances
shall be kept in good working order and readily available for immediate use.
3. Convention Reference:
Note: Consult RuleCheck to verify the applicable requirements taking into account the ship’s type
and date of construction.
4. Deficiency Code:
- 07114: Remote Means of control (opening, pumps, ventilation, etc.) Machinery spaces.
5. Nature of Defect:
- Not as required, Missing, Inoperative
6. Suggested Action Taken:
- Code 17
- Grounds for Detention (tick box)
Q8*: Is the room for the fixed gas fire extinguishing medium used only for this purpose?
Note: For ships constructed before 01/07/2002 the answer to this question should be N/A. However,
in case a ship constructed before 01/07/2002 has the system installed, it should comply with the
same requirements.
3. Convention Reference:
- SOLAS 1999/2000 Amend / Chapter II-2 / Reg. 10.4.3 (Apply to all ships constructed on or after
01/07/2002).
4. Deficiency Code:
- 07109: Fixed fire extinguishing installation
5. Nature of Defect:
- Not as required
6. Suggested Action Taken:
- Code 17
- Grounds for Detention
Q9* – Are the valves used in the fire main line operational?
1. The PSCO should:
- Verify, by a sample functional test, that the isolating valve(s) installed to separate the section of
the fire main within the machinery space (containing the main fire pump or pumps) from the rest
of the fire main, are in good working condition.
- For Tankers, verify by a sample functional test, that the isolation valves fitted in the fire main at
poop front and on the tank, deck are in good working condition.
- Verify, by a sample functional test, that hydrant valves are in good working condition. When the
fire main line is pressurized, no leakage should be observed from the hydrant once the valve is
completely shut.
2. Requirements:
- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg. 14.2.1.2, Fire-fighting systems and appliances
shall be kept in good working order and readily available for immediate use.
3. Convention Reference:
- SOLAS 1999/2000 Amend / Chapter II-2 /Reg. 14.2.1.2 (Retroactive Requirement for Existing
Ships)
4. Deficiency Code:
- 07110: Firefighting equipment and appliances
5. Nature of Defect:
- Not as required, missing, inoperative, not properly maintained
6. Suggested Action Taken:
- Code 17
- Grounds for Detention (tick box)
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Note: If no drill is witnessed, the question should be answered with “N/A”. Where a drill is witnessed
and the question is answered as “No” then the PSCO should consider whether there is a serious risk to
the safety of the crew, the ship and the marine environment and whether the deficiencies can or will be
rectified before departure.
Note: For PSCOs of Paris MoU, refer to PSCC Instruction 52-2019-05 Guidance on Procedures for
Operational Controls.
Note: For PSCOs of Tokyo MOU, refer to Tokyo MOU manual Section 2-1, Procedures for Port State
Control, 2021 (IMO Res. A.1155 (32)), APPENDIX 7 GUIDELINES FOR CONTROL OF OPERATIONAL
REQUIREMENTS.
2. Requirements:
- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg. 15.1, the purpose of this regulation is to
mitigate the consequences of fire by means of proper instructions for training and drills of persons
onboard in correct procedures under emergency conditions. For this purpose, the crew shall have
the necessary knowledge and skills to handle fire emergency cases, including passenger care.
- As per SOLAS 1999/2000 Amend / Chapter II-2/Reg. 15.2:
- crew members shall be trained to be familiar with the arrangements of the ship as
well as the location and operation of any fire-fighting systems and appliances that
they may be called upon to use.
- Performance of crew members assigned fire-fighting duties shall be periodically
evaluated by conducting onboard training and drills to identify areas in need of
improvement, to ensure competency in fire-fighting skills is maintained, and to
ensure the operational readiness of the fire-fighting organization.
- SOLAS 2013 Amend / Chapter III / Reg. 19.3.5:
- Fire drills should be planned in such a way that due consideration is given to regular
practice in the various emergencies that may occur depending on the type of ships
and the cargo.
- Each fire drill shall include:
- reporting to stations and preparing for the duties described in the muster list
required by regulation 8;
- starting of a fire pump, using at least the two required jets of water to show
that the system is in proper working order;
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