Fonc 09 00396
Fonc 09 00396
Fonc 09 00396
There are a wide range of therapies for metastatic colorectal cancer (CRC) available,
but outcomes remain suboptimal. Learning the role of the immune system in
cancer development and progression led to advances in the treatment over the
last decade. While the field is rapidly evolving, PD-1, and PD-L1 inhibitors have
a leading role amongst immunomodulatory agents. They act against pathways
involved in adaptive immune suppression resulting in immune checkpoint blockade.
Immunotherapy has been slow to impact the management of this patient population
Edited by: due to disappointing results, mainly when used broadly. Nevertheless, some patients
Giuseppe Valentino Masucci,
with microsatellite-instability-high (MSI-H) or mismatch repair-deficient (dMMR) CRC
Karolinska Institute (KI), Sweden
appear to be susceptible to checkpoint inhibitors with objective and sustained clinical
Reviewed by:
Ali H. Zaidi, responses, providing a new therapeutic option for patients with advanced disease.
Allegheny Health Network, This article provides a comprehensive review of the early and late phase trials with
United States
Lisa Villabona, the updated data of PD-1/PD-L1 inhibitors alone or in combination with other therapies
Karolinska Institute (KI), Sweden (immunotherapy, targeted therapy and chemotherapy). While data is still limited, many
*Correspondence: ongoing trials are underway, testing the efficacy of these agents in CRC. Current and
André F. Oliveira
future challenges of PD-1 and PD-L1 inhibitors are also discussed.
afoliveira@chalgarve.min-saude.pt
orcid.org/0000-0002-1118-3610 Keywords: immunotherapy, colorectal cancer, PD-1, inhibitors, PD-L1, microsatellite instability, MSI-H, dMMR
Specialty section:
This article was submitted to INTRODUCTION
Gastrointestinal Cancers,
a section of the journal
Colorectal cancer (CRC) is the third most common cancer in men and the second in women
Frontiers in Oncology
worldwide. The incidence across the globe is different in various countries, but about 55% of
Received: 22 December 2018 the cases occur in more developed regions. Despite this fact, geographic patterns are very similar in
Accepted: 26 April 2019
men and women (1). Estimates indicate that nearly half of patients with CRC are found with hepatic
Published: 14 May 2019
metastasis during the follow-up of their disease (2). Regrettably, most patients won’t undergo
Citation: surgery for metastases because of unresectability or comorbidities. Clinical outcomes have however
Oliveira AF, Bretes L and Furtado I
improved over the past two decades. Chemotherapy with biological agents remains the standard of
(2019) Review of PD-1/PD-L1
Inhibitors in Metastatic dMMR/MSI-H
care of today. Patients with metastatic colorectal cancer (mCRC) have a median overall survival
Colorectal Cancer. (OS) of 26 months for RAS-mutated and 30 months for those with RAS wild-type status (3, 4).
Front. Oncol. 9:396. Recently immunotherapy changed the treatment paradigm and its respective outcomes in many
doi: 10.3389/fonc.2019.00396 tumor types like melanoma, renal, bladder and lung cancer.
FIGURE 1 | Deactivated T Cell (Left): when programmed-death receptor (PD-1) on the T cell binds to programmed death-ligand 1 (PD-L1) on the tumor cell, the T
cell becomes deactivated, allowing the cancer cell to evade immune attack. Inhibitors of PD-1 and PD-L1 can prevent the tumor cell from binding to PD-1, enabling
the T cell to remain active and co-ordinate an attack (on the Right). Reproduced with permission of Terese Winslow LLC. Credit: For the National Cancer Institute ©
2015 Terese Winslow LLC, U.S. Govt. has certain rights.
mismatch repair (pMMR) tumors. In the metastatic setting, and English language. Since immunotherapy is a very active
dMMR CRCs represent only around 5% and are associated with research field, we also explored abstracts from known oncology
a worse prognosis (17). conferences during 2014–2018. Our systematic review focused
Researches showed that most CRC patients are not responsive on published clinical trials according to Preferred Reporting
to immunotherapy. Several factors may be involved in this lack of Items for Systematic Reviews and Meta-analyses (PRISMA)
sensitivity. Lack of T-cell infiltration, type 1 T-helper cell activity guidelines (22). The flow diagram for article selection is shown
and low immune cytotoxicity in tumor microenvironment are in Figure 2. Each identified article was analyzed and classified.
thought to be involved (18, 19). Many attempts have been Primary outcomes comprised oncologic results with progression
conducted to characterize CRC and detect subgroups susceptible free and/or overall survival and tumor response rates. We also
for individual treatments [e.g., the four consensus molecular recorded and reviewed ongoing clinical trials that are in progress
subtypes (CMS 1-4)]. CMS 1 (immune) subtype already specifies within the subject of the review. The search was done mainly on
high TMB subgroup, which is responsive to immunotherapy (20). clinicaltrials.gov with the same algorithms described above.
Although the CMS classification may help to guide clinicians and
researchers in management and treatment of CRC, there is no
clinical relevance yet (21). RESULTS
Single-Agent PD-1 Inhibitor
EVIDENCE ACQUISITION Pembrolizumab
The first study to show the clinical efficacy of PD-1 blockade
An article search was performed in PubMed and Cochrane in the microsatellite instability subset of colorectal cancer
databases to identify clinical and randomized controlled trials patients was with Pembrolizumab, an Anti-PD1 inhibitor. The
published until August 2018. Multiple algorithms that included trial examined the treatment of tumors with MMR deficiency
the following terms were used: colorectal cancer, colon following a recurrence of disease after standard treatments in a
cancer, immunotherapy, PD-1, PD-L1, MSI-H, dMMR, and wide range of malignancies. Clinical activity of pembrolizumab
microsatellite instability. Inclusion criteria used were published 10 mg/kg was evaluated in 3 patient groups: those with dMMR
full articles, clinical trials, retrospective series, meta-analyses, mCRC, pMMR and a third group that included patients with
dMMR in other malignancies (non-CRC) (13). Overall response one line of therapy with mCRC MSI-H (24). Patients received
rates were 40% (4 of 10 patients) with a 78% progression-free pembrolizumab 200 mg every 3 weeks. Endpoints included
survival rate at 20 weeks (7 of 9 patients) in the cohort of dMMR objective response rate (ORR) (primary) and duration of
mCRC. In the second group of those with pMMR, the objective response (DOR), PFS, overall survival (OS). Sixty-three patients
response rate was 0% (0 of 18 patients), with only 11% exhibiting were enrolled. The most recent results published an ORR of 32%,
Progression-Free Survival (PFS) at 20 weeks. These results two complete responses and 18 partial responses. Median PFS
highlighted the activity of Pembrolizumab in this subgroup of was 4.1 months and median OS was not reached. The 12-month
patients with dMMR mCRC, leading to the approval of the first- PFS rate was 41%, and the 12-month OS rate was 76%. This study
ever agnostic (i.e., histology and tumor-site independent) cancer revealed a durable antitumor in patients with MSI-H CRC treated
drug in May 2017 in the US. with Pembrolizumab who progressed after a first-line of therapy.
A second phase Ib trial, the KEYNOTE-028, evaluated These findings are currently being evaluated in a larger phase III
Pembrolizumab in PD-L1–positive advanced solid tumors. The trial, the KEYNOTE-177, in patients with dMMR mCRC (25).
results for the CRC cohort were published (23). Patients with
advanced and treatment-resistant PD-L1–positive were enrolled, Nivolumab
disregarding microsatellite status. Pembrolizumab in a dose Nivolumab was initially studied in phase I trial on various
of 10 mg/kg was administered every 2 weeks for up to 2 solid tumors. Only 14 patients enrolled had mCRC. A durable
years or until disease progression/unacceptable toxicity. Primary complete response was reported on a single patient. Nivolumab
endpoints were safety and overall response rate. 23 patients was further evaluated in a phase II trial on 296 patients but no
were enrolled with a median follow-up of 5.3 months. Most objective responses were achieved among those with mCRC. As
patients (n=15, 65%) experienced progressive disease. One the only responder was found to have a deficient MMR (dMMR)
partial response occurred in a patient (4%) with MSI-H CRC. tumor, this status was presumed to be a predictor of efficacy (10).
Pembrolizumab demonstrated a favorable safety profile and A phase 2 trial, CheckMate 142, provided further evidence
its antitumor activity was only observed this single patient for the use of Nivolumab in dMMR/MSI-H mCRC (26). Seventy
with MSI-H. This justified an evaluation for its use in this four patients recruited were assessed locally with dMMR/MSI-
patient population. H CRC. Seventy two percent were confirmed after central
KEYNOTE-164 was another study with Pembrolizumab. The molecular testing to have MSI-H tumors. Primary endpoint was
cohort included patients previously treated with more than an investigator-assessed overall response (iORR), achieved in 23
Le et al. (13), NEJM 2015 Pembrolizumab 41 (32 CRC) dMMR:11 pMMR 21 dMMR 40% II irPFS –
NCT01876511 pMMR 0%
Lee et al. (27), JCO 2017 Pembrolizumab + azacitidine 31 30 pts with MSS mCRC 3% II ORR –
NCT02260440
Shahda et al. (28), JCO 2017 Pembrolizumab + mFOLFOX6 30 (3 MSI-H) 1st line mCRC 53% II mPFS –
NCT02375672
O’Neil et al. (23), BH 2017 Pembrolizumab 137 (23 PD-L1 positive refractory 4% Ib ORR 29,8%
NCT02054806 enrolled) mCRC
Le Dung et al. (24), Pembrolizumab 63 MSI-H mCRC treated with 32% II ORR 76%
KEYNOTE-164 ≥1 prior line
NCT02460198
NCT02788279 Atezolizumab +- Cobimetinib 363 (1.7% MSS/MSI-L mCRC 2,7% III OS –
MSI-H)
NCT01633970 Atezolizumab + FOLFOX + 23 Refractory mCRC 52% Ib Safety –
Bevacizumab
Brahmer et al. (10), NEJM 2012 Nivolumab 19 mCRC MSI unknown 0% I (multi Safety –
NCT00729664 tumors)
CheckMate142 Nivolumab 74 dMMR/MSI-H mCRC 31,1% II ORR 85%
NCT02060188
CheckMate142 Nivolumab + Ipilimumab (4 doses) 119 dMMR/MSI-H refractory 55% II ORR 85%
NCT02060188 mCRC
CheckMate142 Nivolumab + Ipilimumab (1mg/kg) Q6W 45 dMMR/MSI-H First-line 60% II ORR 83%
NCT02060188 mCRC
NCT02298946 CTX + AMP-224 + SBRT 17 mCRC 0% I Safety –
CTX, cyclophosphamide; SBRT, stereotactic body radiation therapy; mCRC, metastatic colorectal cancer; MSI, microsatellite instability; H, high; MSS, microsatellite stability; pMMR,
mismatch repair proficient; ORR, objective response rate; irORR, immune-related ORR; PFS, progression-Free Survival; OS, overall survival; RR, response rate; BRR, best RR. Details
available at: www.clinicaltrials.gov.
ClinicalTrials.gov identifier Drug(s) Phase Patient Population Primary Endpoint Completion Date
mCRC, metastatic colorectal cancer; MSI, microsatellite instability; MSS, microsatellite stability; pMMR, mismatch repair proficient; ORR, objective response rate; irORR, immune-related
ORR; PFS, progression free survival; OS, overall survival; RR, response rate; BRR, best RR. Details available at: www.clinicaltrials.gov.
patients (31,1%). Durable responses (≥12 months) were reported in patients with previously treated mCRC without standard
in eight (35%) of 23 responders. PFS and OS at 1 year were 50 and treatment options. The combination showed a tolerable safety
73%, respectively. An improvement in some parameters quality profile but had a little anti-tumor effect for MSS mCRC (27).
of life was also documented. Pembrolizumab was also tested with mFOLFOX6 in a phase 2
trial of untreated or unresectable CRC. 30 patients were assigned
Combinations With PD-1/PD-L1 Inhibitors to a single arm study with 3 of them being MSI-H. Treatment
The large population of mCRC patients are not dMMR/MSI-H resulted in 15 patients achieving partial responses (CR+PR =
which make up to 95% of patients. Based on previously reported 53%) and 14 stable diseases. Of note, is a single patient with
low efficacy of immunotherapy in unselected patients, several dMMR that had resection that showed complete pathologic
combination regimens with local ablation, chemotherapy or response after 2 months of therapy. Increased neutropenia was
molecularly targeted drugs have been already evaluated (Table 1) the main toxicity found. Clinical activity was identified, including
and a large number of trials in this setting are still ongoing those with pMMR (28).
(Tables 2, 3) either in selected or unselected populations. The combination of Atezolizumab an anti–PD-L1 monoclonal
The combination of immune checkpoint inhibitors with antibody with FOLFOX and Bevacizumab was studied in a
Nivolumab and Ipilimumab (anti-CTLA4) in dMMR/MSI-H multi tumor phase I trial. Preliminary data suggests that the
mCRC patients were studied in a cohort with 119 patients combination can promote immune-related activity resulting in
of the CheckMate 142. Published outcomes demonstrated a enhanced efficacy. However, more robust data is need (31).
consistent clinical effect with an ORR of 55% and a 12-weeks Atezolizumab in association with Cobimetinib a
disease control rate-rate 80% (29). Responses were durable with MEK1/MEK2 inhibitor in the MAPK pathway was also
a PFS rate of 71% and OS of 85% after 1 year. Responses studied in patients with MSS/MSI-L mCRC in the IMblaze370
were independent RAS/BRAF mutation status, PD-L1 expression trial. The results of primary analysis were presented recently. The
or Lynch syndrome history. Patients recruited were heavily study did not however meet its primary endpoint which was OS
pre-treated with majority having at least two prior lines of with a median of 8.9 month with combination vs. 8.5 month with
therapy for metastatic disease. Recently published, is another regorafenib. In this study, almost all patients included (91.7%)
cohort of the same study but in first-line chemorefractory had tumors with MSS/MSI-L status (32).
mCRC with nivolumab plus low dose ipilimumab. It resulted Lastly, PD-L2 Fc fusion protein that binds to PD-1, known
in lower toxicity and with a median of 2.6 months for patients as AMP-224, was tested in combination with stereotactic body
to respond to treatment. The ORR was 60%, the disease radiation therapy (SBRT) plus cyclophosphamide in mCRC
control rate was 84%, and 7% of patients had a complete with hepatic metastasis. This combination appeared safe and
response (30). feasible, but preliminarily data showed no objective responses.
Other studies combining Pembrolizumab with chemotherapy Expected in a near future are clinical and correlative data
were published. Pembrolizumab plus Azacytidine was evaluated including post-therapeutic radiated and non-radiated tumor
in a phase 2 trial to assess anti-tumor activity and safety biopsies (33).
mCRC, metastatic colorectal cancer; MSS, microsatellite stability; pMMR, mismatch repair proficient; ORR, objective response rate; irORR, immune-related ORR; PFS, progression-free
survival. Details available at: www.clinicaltrials.gov.
how to increase or reinforce the efficacy of immunotherapy, how to find predictive biomarkers of efficacy. dMMR/MSI-
the optimal duration and combinations of treatments (37) H tumors only account for a small 5% of mCRC. There is
and indications of surgical interventions after immunotherapy no doubt that extending the benefit of immunotherapy to a
(38) will be slowly unraveled. Also, feasibility will undoubtedly broader, microsatellite stable population would be the next but
be discussed since the higher costs of this drugs can add a nevertheless difficult step.
substantial burden to healthcare systems, as the example of Many trials are already in progress exploring combinations
Canada (39). strategies. Other important topics that in the future will be
important to address are the role of immunotherapy and anti-
CONCLUSIONS PD1 therapy in the prevention of CRC, conversion therapy
of potentially resectable liver metastases, and adjuvant or
The outcome of CRC patients has improved considerably neoadjuvant treatment. Trials already published have been
over the past two decades. The efficacy of systemic therapies received by gastrointestinal oncology community with great
and biomarker-based treatments has been predominant in this enthusiasm, and future studies with PD-1 inhibitors mCRC will
positive change. A better understanding of the interaction further help us to decipher the many pieces of a big puzzle
between a tumor and the immune system in the last decade led with immunotherapy.
to the development of new agents, in particular, the PD-1/PD-
L1 inhibitors. AUTHOR CONTRIBUTIONS
Even though PD-1 inhibitors have shown efficacy in dMMR
CRCs, there are still many questions which need to be answered, All authors listed have made a substantial, direct and intellectual
e.g. how could we conceive a response on pMMR CRCs and contribution to the work, and approved it for publication.
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metastatic colorectal cancer (mCRC). Ann Oncol. (2018) 29 (Suppl. Conflict of Interest Statement: The authors declare that the research was
8):mdy424-019. doi: 10.1093/annonc/mdy424.019 conducted in the absence of any commercial or financial relationships that could
31. Bendell JC, Powderly JD, Lieu CH, Eckhardt SG, Hurwitz H, be construed as a potential conflict of interest.
Hochster HS, et al. Safety and efficacy of MPDL3280A (anti-PDL1)
in combination with bevacizumab (bev) and/or FOLFOX in patients Copyright © 2019 Oliveira, Bretes and Furtado. This is an open-access article
(pts) with metastatic colorectal cancer (mCRC). J Clin Oncol. (2015) distributed under the terms of the Creative Commons Attribution License (CC BY).
33:704. doi: 10.1200/jco.2015.33.3_suppl.704 The use, distribution or reproduction in other forums is permitted, provided the
32. Bendell J, Ciardiello F, Tabernero J, Tebbutt N, Eng C, Di Bartolomeo M, original author(s) and the copyright owner(s) are credited and that the original
et al. LBA-004 Efficacy and safety results from IMblaze370, a randomised publication in this journal is cited, in accordance with accepted academic practice.
Phase III study comparing atezolizumab+ cobimetinib and atezolizumab No use, distribution or reproduction is permitted which does not comply with these
monotherapy vs regorafenib in chemotherapy-refractory metastatic colorectal terms.