Husserl 1989 Ideas II
Husserl 1989 Ideas II
Husserl 1989 Ideas II
COLLECTED WORKS
VOLUME III
TRANSLATIONS
PREPARED UNDER THE AUSPICES OF
THE HUSSERL-ARCHIVES (LEUVEN)
EDMUND HUSSERL
IDEAS PERTAINING TO A PURE
PHENOMENOLOGY AND TO A
PHENOMENOLOGICAL PHILOSOPHY
Second B ook
STUDIES IN THE PHENOMENOLOGY
OF CONSTITUTION
TRANSLATED BY
05-0200-250 ts
Second printing 1993, Third printing 1996, Fourth printing 1998, Fifth printing 2000
T r a n s l a t o r s ’ In t r o d u c t io n XI
F orew ord XVII
SECOND BOOK
STUDIES IN THE PHENOMENOLOGY
OF CONSTITUTION
Section One
The Constitution of Material Nature
C h a p t e r O n e : T h e I d e a o f N a t u r e in G e n e r a l
§ 1. Preliminary delineation o f the concepts of nature and experience.
(Exclusion of meaning predicates) .................................................... 3
§ 2. The natural-scientific attitude as a theoretical a t t i t u d e ................. 4
§ 3. Analysis of the theoretical attitude, o f the theoretical interest . . 5
§ 4. Theoretical acts and “ pre-giving" intentional lived experiences................. 6
§5. Spontaneity and passivity; actuality and inactuality o f conscious
ness ............................................................................................................ 13
§ 6. The distinction between the transition into the theoretical attitude
and the transition into r e f l e c t i o n .................................................... 15
§ 7. Objectivating and non-Objectivating acts and their correlates 17
§8. The sense-objects as primal constitutive o b j e c t s .............................. 19
§9. Categorial and aesthetic (“ sensuous ”) synthesis 19
§ 10. Things, spatial phantoms, and the data o f sensation ................. 23
§11. Nature as sphere o f mere t h i n g s ........................................................ 27
C h a p t e r T w o : T he O n t ic S e n s e -S t r a t a of th e T h in g
of I n t u it io n as S uch
§ 12. Material and animal nature ................................................................. 30
§13. The significance o f extension for the structure o f “ things” in
general and o f material things in particular .................................. 32
§ 14. The significance o f extension for the structure o f animalia 35
§ 15. The essence of materiality (s u b sta n c e )............................................... 36
a) Phenomenological analysis of the givenness o f the thing as a
way toward determining the essence, material thing. ” . . . 37
b) Mobility and alterability as constituents of the material thing;
the thing-schema .............................................................................. 39
c) Exhibition of the materiality o f the thing by way o f its depen
dence on circumstances ................................................................. 44
d) The schema as real determinateness o f the material thing . . 46
e) More precise determination, redetermination, and cancellation
of the th ing-exp erien ce..................................................................... 48
§ 16. The constitution o f the properties o f the thing in multiple relations
o f d e p e n d e n c y ........................................................................................... 49
§ 17. Materiality and substantiality 58
C h a p t e r T h r e e : T h e A e st h e t a in T h e ir R e l a t io n
to t h e A e st h e t ic B o d y
§ 18. The subjectively conditioned factors of the constitution o f the
thing; the constitution of the Objective material t h i n g ................. 60
a) The intuitive qualities of the material thing in their dependencies
on the experiencing subject-Body ............................................... 60
b) The significance of normal perceptual conditions for the consti
tution of the intuited thing and the significance o f abnormali
ties ........................................................................................................ 63
c) The significance o f psychophysical conditionality for the various
levels o f c o n stitu tio n ......................................................................... 70
d) The physicalistic t h i n g ..................................................................... 80
e) Possibility of the constitution o f an “ Objective nature ” on the
solipsistic level .................................................................................. 82
0 Transition from solipsistic to intersubjective experience 83
g) More precise characterization o f the physicalistic thing . . . 89
h) The possibility o f the constitution of an “ Objective nature ” at
the level o f intersubjective experience ....................................... 94
S e c tio n T w o
T he C o n s titu tio n o f A n im a l N a tu r e
I n t r o d u c t io n
§ 19. Transition to the consideration o f the soul as a natural Object 96
§ 20. The sense of the ordinary talk about the “ psychic ” ................. ........97
§21. The concept o f “ I as m an” .........................................................................99
C hapter O n e : T he P u re E go
§ 22. The pure Ego as E g o - p o l e ..................................................................................103
§23. The possibility o f grasping the pure Ego (the Ego-pole) 107
§24. “ M utability ” o f the pure E g o .......................................... .............................. 110
§ 25. Polarity o f a c ts: Ego and Object 111
§26. Alert and dull c o n s c io u s n e s s ...................................................................... .......114
§27. “ I as m a n ” as part o f the content o f the environment o f the pure
Ego ............................................................................................................................115
§28. The real Ego constituted as transcendent Object; the pure Ego as
given in immanence .................................................................................... .......117
§ 29. Constitution o f unities wiihin the sphere o f immanence. Persistent
opinions as sedim entations in the pure Ego Habitus: Ego & empirical 118
self
C hapter T w o : P sychic R eality
§30. The real psychic s u b j e c t ...................................................................................... 128
§31. The formal-universal concept o f reality ......................................................133
§ 32. Fundamental differences between material and psychic reality 134
§ 33. M ore precise determination o f the concept o f reality ..........................144
§ 34. Necessity o f the distinction between the naturalistic and the person-
alistic a t t i t u d e s ............................ ............................ .......147
C h a p t e r T h r e e : T h e O n t o l o g ic a l P r io r it y
of the S p ir it u a l W o r l d o v e r t h e N a t u r a l is t ic
§62. The interlocking o f the personalistic attitude and the naturalistic
a t t it u d e ........................................................................................................ 294
§ 63. Psychophysical parallelism and in t e r a c tio n ....................................... 302
§ 64. Relativity o f nature, absoluteness o f s p i r i t ....................................... 311
Supplements
S upplem ent I: Attempt at a step-wise description o f constitution 319
S upplem ent I I : The Ego as pole and the Ego o f habitualities 324
S upplem ent III: The localization o f the ear noises in the ear . . . 324
S upplem ent IV: Sketch o f an introduction to “ The constitution o f
the spiritual world. ” .................................................... 325
S upplem ent V: The pregivennesses o f the spirit in spiritual life 328
S upplem ent VI: Inspectio sui (“ I d o ” and “ I have”) .............................329
S upplem ent VII: The Ego and its “ over-and-against. ” 330
S upplem ent VIII: On the unity o f “ B ody” and “ spirit” 333
S upplem ent IX : Spiritual p r o d u c t s ......................................................... ......333
S upplem ent X: Personal Ego a n d s u r r o u n d in g w o r ld (333)— The
le v e ls o f th e C o n stitu tio n o f Objective rea lity (336)—
Pure Ego and personal Ego ( 3 3 7 ) .......................... 333
S upplem ent X I: The human being apprehended in an inductive-
natural way and the free p e r s o n .............................. 340
S upplem ent X II: Supplements to Section T h r e e .................................. ......344
I. T h e P e r s o n — T h e S p i r i t a n d I t s P s y c h i c B a s i s
§ 1. The distinction between primal sensibility and intellectus
agens .................................................................................................344
§ 2. Sensibility as the psychic basis o f the s p i r i t ............................346
Excursus: impression and rep ro d u ctio n .............................. ......348
§3. Development o f the Ego— Ego-action and Ego-affection 349
II. S u b j e c t i v i t y a s S o u l a n d a s S p i r i t in t h e A t t i t u d e o f t h e
N atural S c ie n c e s a n d in the A t t it u d e o f t h e H um an
S c ie n c e s
§ 1. The reality o f the soul and of the human being 351
§2. Psychophysical causality and the causal nexus o f things 354
§3. Possibility of the insertion o f the soul into nature 355
§4. The human being as spiritual s u b j e c t.................................. 357
§ 5. Empathy as spiritual (not naturalistic) relation between
subjects ...................................................................................... 358
§6. Spiritual Ego and psychological Ego. — Constitution o f the
Ego as self-apperception ........................................................ 358
§ 7. Subjects considered as nature and as spirit ..................... 362
§ 8. Distinction between a psychological and a psychophysical
analysis ...................................................................................... 366
§ 9. Stream of consciousness, lived experience, and intentional
correlates as nexuses o f psychic life .................................. 369
§ 10. The spiritual considered psychologically and the question
o f its “ explanation. ” — Two concepts o f nature . . . . 369
§11. The human sciences posit subjectivity as absolute.—
“ Inner” and “ outer” e x p e r ie n c e ....................................... 374
§ 12. Nature in the human-scientific attitude.— The human-
scientific and the phenomenological a t t it u d e ..................... 377
E p il o g u e 405
In d e x ............................................... 433
TRANSLATORS’ INTRODUCTION
R.R.
A.S.
Simon Silverman Phenomenology Center
Duquesne University
FOREWORD
John Scanlon
Philosophy Department
Duquesne University
C h a p ter O n e
1 On the concept o f neutralization, cf. Ideen I, pp. 264 ff. [Trans: I.e., Edmund
Husserl: Ideen zu einer reinen Phanomenologie und phanomenologischen Philosophie.
Erstes Buch: Allgemeine Einfuhrung in die reine Phanomenologie. Edited by Karl
Schuhmann. The Hague: Martinus NijhofT, 1976 (Husserliana III/1). English transla
tion by F. Kersten: Ideas pertaining to a pure phenomenology and to a phenomenolog
ical philosophy. First book: General introduction to a pure phenomenology. The Hague:
Martinus NijhofT, 1982 (Edmund Husserl: Collected Works, Vol. II). References to
this work will cite the Husserliana pagination, indicated in the margins o f the
Collected Works edition.]
them, not only is an object simply there for the Ego, but rather
the Ego is, as Ego, thereupon directed attentively (and then
comes thinking, active positing), and thus it is at once directed
to the object in a grasping way: as “ theoretical,” it is, in an
5 actual sense, Objectifying.1
1 C f p. 10.
cal interest, that they emerge out of the phase of />re-theoretical [5]
constitution into the theoretical; the new strata of sense enter
into the framework of theoretical sense, and a new object, i.e.,
one intended in a new and more proper sense, is the Object of
5 the grasping and theoretical determination in new theoretical
acts. The total intention of consciousness is therewith an
essentially changed one, and the acts responsible for the giving
of other meanings have also experienced a phenomenological
modification. To what extent this is a necessary state of affairs
10 is evident from the fact that even the theoretical acts, by means
of which the pure subject relates to a given Object delimited by
a constitutive sense (e.g., an Object of nature), no matter how
they occur as subjectivating, attributing, collecting, relativizing,
and other acts, at once also exercise a constituting function.
15 “Categorial" objectivities thus are constituted (in a quite
definite sense: objectivities of thought), which, however, for their
part, first become theoretical Objects precisely when the theore
tical subject intentionally focuses on these new objectivities (i.e.,
above all, on states of affairs, collections, etc.) and so performs
20 new acts which grasp them in their being and determine them
theoretically; thus these acts are subject-acts, predicate-acts,
etc., of a higher level.
With reference to these acts of a higher level— always
initiated by shifts of focus of the specific intending and which
25 could be called a special kind of “ reflection” 1— the categorial
objectivities constituted in the precedent theoretical acts are
pre-givennesses. (A state of affairs which holds analogously in
other cases, ones in which feeling-acts function as pre-constitu
tion.) If a shift of focus takes place, then the pre-giving
30 acts— in our case, the categorial — have already run their
course in the modality of their original performance. They are
now no longer active steps of the spontaneous intending and [6]
1 “ Reflection ” is taken here in an enlarged sense and includes not only the
grasping of acts but also every “ turning back,” i.e., every turning away from the
natural attitude’s directedness toward the Object. Included would also be, for
example, the turning to the noemata, the manifold o f which brings into appearance
the one identical thing.
theoretical determining, of subject-positing and predicate-posit-
ing, of step-wise collecting, etc. They are alive only in an other,
essentially modified, form as the “ still ” having in consciousness
of what has been constituted and the retaining of it (this also
5 takes place already in the progressive development of the
categorial acts with regard to those that occur earlier in the
chain) and, furthermore, precisely as the reflecting of an inten
tional ray upon its synthetic “ results. ”
These complex relationships really need to be heeded and
10 understood. At the same time, one must make clear to oneself
that it belongs to the peculiar character of the theoretical
attitude and its theoretical acts (the performance of which
makes the subject the theoretical subject) that, in them, objects
which for the first time will become theoretical are already, in a
15 certain manner, laid out there in advance. Thus objects are
already constituted pre-theoretically; it is only that they are not
appropriated theoretically and are not Objects intended in the
pre-eminent sense, and much less are they Objects of theoreti
cally determining acts.
20 As can be seen from what has been said, "pre-given " Objects
can themselves “spring " originally out o f theoretical acts, and so
in this regard they can already be theoretical Objects. This can
happen in various ways: first of all in the manner in which such
theoretical Objects have been constituted just now originally in
25 “ properly ” (i.e., spontaneously) performed theoretical acts and,
subsequently, in the manner in which the theoretical subject
directs its grasping intentional regard toward what has been
constituted. That becomes possible in this way: the different
spontaneous stages of the act are retained in consciousness after
30 their execution and specifically in the modified form of passive
states, and finally, at the end of the whole process of thought,
consciousness stands as a unified state, which, in analogy with
simple representation, can function as a pre-giving conscious
ness and can take up a new theoretical direction of focus on the
35 Object it is conscious of as a unity.
But obviously there are also other cases possible. Thus, for
example, a state of affairs constituted earlier in spontaneous [7]
and articulated thinking can “ emerge again ” in the form of a
memory that suddenly occurs. It does so through the medium of
a reproductive modification of the ensuing final result of the
earlier thinking, and this modification functions now as pre
giving consciousness for the acts of the new theoretical attitude.
Again, this holds also for theoretical “ sudden ideas” in which
5 new— i.e., not merely presentified once more as memories —
states of affairs surge up as certainties, possibilities, or proba
bilities and function as the “ stimulus” for the thinking related
to them. Obviously the pre-givennesses of no matter which acts
of a theoretical attitude (in other words, the categorial acts
10 performed in the original spontaneity of thinking) cannot
always refer back to theoretical acts whence they spring. Thus
we arrive in each case at pre-given objectivities which do not
spring from theoretical acts but are constituted in intentional
lived experiences imparting to them nothing of logico-categorial
15 formations.
We have invariably been speaking here about pre-givennesses
of theoretical acts. But the same holds with respect to other
spontaneous acts and their pre-givennesses; thus here the dis
cussion requires supplementation. As possibilities running
20 parallel to the theoretical attitude, there are the axiological and
practical attitudes. In this respect, analogous results are to be
established. Valuing acts (taken in the widest possible sense as
any kind of act of pleasing or displeasing, as acts performed by
every kind of position-taking in the affective sphere and every
25 act performed in the unity of one affective consciousness in
syntheses essentially proper to it) can relate to pre-given objec
tivities, and their intentionality proves itself immediately
thereby as constitutive for objectivities of a higher level, analo
gues of the categorial objectivities of the logical sphere. We have
30 thus to do with a class of objectivities constituted as sponta
neous products, as polythetic formations of the polythetically
unified acts (joined in the unity of one constitutive act) which
produce them. These are not simply objectivities founded in
general and in this sense objectivities of a higher level, but they [8]
35 are precisely objectivities originally constituted as spontaneous
products and which only as such come to possible originary
givenness.
Let us clarify this with an example. We had earlier drawn a
contrast between just being conscious, by way of seeing, of the
blue sky and the theoretical performance of this a c t.1 But we
are no longer performing the seeing in this eminent sense when
we, seeing the radiant blue sky, live in the rapture of it. If we do
that, then we are not in the theoretical or cognitive attitude but
5 in the affective. On the other hand, though we have adopted the
theoretical attitude, the pleasure may very well be present still,
as, for example, in the observing physicist who is directing
himself to the radiant blue sky, but then we are not living in the
pleasure. There is an essential phenomenological modification
10 of the pleasure, and of the seeing and judging, according as we
pass over from the one attitude to the other. This characteristic
change o f attitude belongs, as an ideal possibility, to all acts, and
accompanying it is always the corresponding phenomenological
modification. That is, all acts which are not already theoretical
15 from the outset allow of being converted into such acts by
means of a change in attitude. We can look at a picture “ with
delight.” Then we are living in the performance of aesthetic
pleasure, in the pleasure attitude, which is precisely one of
“ delight. ” Then again, we can judge the picture, with the eyes
20 of the art critic or art historian, as “ beautiful. ” Now we are
living in the performance of the theoretical or judgmental
attitude and no longer in the appreciating or pleasure-taking. If
by “ valuing” or “ appreciating” we understand an act of
feeling and precisely one in which we live, then it is not a
25 theoretical act. But if we understand these terms, as so often
happens by equivocation, as an evaluation in the form of a
judgment, possibly even predicating about value, then we would
be expressing a theoretical act and not an act of feeling. In that
case, in the judging in terms of value, such as it emerges out of
30 the attitude of a purely delighting abandon or surrender, the
work of art is objective in quite a different manner. It is
intuited, however not only with sense intuition (we are not [9]
living in the performance of perception) but with axiological
intuition. In the active abandon of the “ being-occupied-with-
35 it-in-aesthetic-pleasure, ” in the aesthetic enjoyment, understood
as act, the Object is, as we said, the Object of the delight. On
1 C f p. 6.
the other hand, in aesthetic judging and appraising, it is no
longer an Object in mere delighting abandon but is an object in
the special doxothetic sense: the intuited is given with the
character of aesthetic enjoyableness, which is its proper attri-
5 bute (which constitutes its “ what ”). This is a new “ theoretical ”
Objectivity and, specifically, a characteristic Objectivity of a
higher level. Living in simple sense intuition, the one on the
lowest level, and performing it theoretically, we have theoreti
cally grasped a mere thing in the most straightforward manner.
10 When we pass over to the aesthetic grasping and judging of
value, we then have more than a mere thing, we have the thing
with the “ what ” character (with the expressed predicate) of the
value; we have a value-thing. This value-Object, which, in its
objective sense, likewise includes the “ w hat” character of the
15 value, is the correlate of the theoretical grasping of value. Thus
it is an Object of a higher level. We observe that the universal-
original judgment of value or, generally speaking, each con
sciousness which originally constitutes a value-Object as such,
necessarily has in itself a component belonging to the sphere o f
20 feelings. The most original constitution of value is performed in
feelings as that pre-theoretical (in a broad sense) delighting
abandon on the part of the feeling Ego-subject for which I used
the term “ value-reception ” already several decades ago in my
lectures. The term is meant to indicate, in the sphere of feelings,
25 an analogon of per-ception, one which, in the doxic sphere,
signifies the Ego’s original (self-grasping) being in the presence
of the object itself. Thus in the sphere of feelings what is meant
by this talk of delighting is precisely that feeling in which the
Ego lives with the consciousness of being in the presence of the
30 Object “ itself” in the manner of feelings. Just as there is,
however, a sort of representing from afar, an empty representa
tional intending which is not a being in the presence of the
object, so there is a feeling which relates to the object emptily;
and as the former is fulfilled in intuitive representing, so is the
35 empty feeling fulfilled by way of the delighting. On each side [10]
there are intentions which strive in parallel: a representing
(cognitive, tending toward knowledge) striving versus an eva
luating one which tends toward expectations, toward the
delighting enjoyment. The similarity here is what is supposed to
be expressed in the parallel terms “ per-ception/value-recep-
tion.” 1 “ Value-feeling” remains the more general term for
value-consciousness, and, as feeling, it lies in every mode of
such consciousness, the non-originary included.
5 It is also to be noticed here that even in a consciousness
which is receptive of values (converted doxically, is intuitive of
values), there can be “ inadequate ” intuition: that is, an antici
patory one, endowed, accordingly, with emptily anticipating
horizons of feeling, just as is the case with outer perception. In a
10 glance, I take in the beauty of an old Gothic building, some
thing I only grasp fully in sustained value-reception, and that
provides, with the corresponding doxic conversion, a fuller
value-intuition. The fleeting glance can finally be anticipating
quite emptily, pre-grasping the beauty, as it were, following
15 certain indications, but without actually grasping anything at
all. Furthermore, this feeling-anticipation already suffices for a
doxic turn and predication. Everywhere this is the same, even in
the sphere of willing. Actively willing, living in the attitude of
willing, can be distinguished from positing and judging, in the
20 theoretical attitude, that which is willed as practically
demanded, required, etc. We can live in willful self-resolve or
else in the activity of actually carrying out that resolve. Then,
what is presupposed are certain representing acts, perhaps
thinking acts of various levels, and valuing acts. But these acts,
25 all of them, are not ones performed in the eminent sense of the
word. The true and proper performance lies in the willing and
the doing. The attitude changes and becomes theoretical if we
look at the resolution and the action, etc., in a way that grasps
them theoretically and, possibly, if we form a judgment on the
30 basis of this theoretically intuiting or representing behavior.
What is in question here, in fact, are the universal essential
properties which belong to all acts built up on a foundation. The
subject that lives through can first live altogether in the
performance of an act; then, in an equivalent expression, the
35 Ego is, in an eminent sense, directed toward the objectively [11]
given, is abandoned to what is objective. Thereby what is
1 Yet it would still be necessary to articulate the fact and the reason why such
predicates o f feeling are indeed, in a special sense, merely subjective and refer to
valuing subjects and consequently to these subjects’ acts in which they are constituted
for them but not for everyone.
2 It must be added here immediately, however, that the term “ predicates of
feeling" has been referring to determining predicates o f objects but precisely only
such as are constituted in feelings in the way indicated. To that extent they are called
objective predicates and even, in a general sense. Objective ones. On the other hand,
they are also called, quite legitimately and in a proper sense, “ subjective,” as being
predicates which in their very sense refer back to valuing subjects and their evaluating
acts. This is in opposition to the merely natural, purely objective predicates, which in
their own proper sense do not intimate anything of the subject and the subject’s
acts.
the basic kind of act that in a broad sense we designate as
valuing, precisely by the quality of the act o f valuing, etc.
Theoretical acts are the ones that are properly or explicitly
Objectivating; to have Objects in the proper sense, or to have
5 objects, the characteristic grasping and positing attitude of the
theoretical subject is required. Every non-Objectivating act
allows objectivities to be drawn from itself by means o f a shift, a
change in attitude. Essentially, therefore, every act is implicitly
Objectivating at the same time. By essence, it is not only built, as
10 a higher level, upon Objectivating acts but is also Objectivating
itself according to what it adds as something new. Thus it
becomes possible to immerse oneself in this Objectivation, and
in that way not only the object of the underlying Objectivation
but also the newly Objectivated in the new stratum of feelings
15 comes to theoretical givenness.1 If the pleasure is founded on a
simple Objectivating perception, then I am able to grasp
theoretically not only the perceived but also what has been
newly Objectivated by means of the pleasure. For instance, I
can grasp beauty as a theoretical predicate of the perceived, as
20 has been worked out above. Now there are obviously two
possibilities here: 1) Either an act is from the outset only
Objectivating (if that is at all possible), or if it does indeed have
a stratum of a different quality, even though essentially inter
woven with a new Objectivation, we are leaving it out of play
25 and are not living in it, and so we are then grasping mere things
and merely logical characters of things. The characters of the
object corresponding to the new acts or to the new qualities are
either, from the outset, not there whatsoever (again, if that is at
all possible), or they remain out o f action, out of consideration.
30 In either case, there would then be no beautiful or ugly, no
enjoyable or disagreeable, no useful or good, no things to use,
no cups, spoons, forks, etc. All such terms already include, in
conformity with their sense, predicates derived from non-
Objectivating acts. 2) Or, we move about in the domain of the
35 new, founded, qualities. We draw into the sphere o f theoretical
interest, into the compass of the theoretical attitude, the predi
1 On this point, cf. the treatment in Book I, pp. 81 fT., 237 ff., 283 ff.
cates correlative to these acts, too. And then we have not just
mere things but precisely values, goods, etc.
1 C f Ideen I, p. 293.
2 By “ categorial” we understand here not merely the formal-logical but also the
formal of all regions o f objects in the sense of the theory of categories drafted in the
first chapter of Ideen /.
of a continuous thesis but obviously in such a way that the
many single theses are not at all united in the form of a
categorial synthesis. What confers unity on these single theses is
a synthesis of a totally different kind; we suggest calling it the
5 aesthetic synthesis. If we seek to delimit both of these in their
peculiarity, one against the other, then we find, as a first
distinguishing feature, that the categorial synthesis is, as a
synthesis, a spontaneous act, whereas the sensuous synthesis, on
the contrary, is not. The synthetic connection is itself, in the first
10 case, a spontaneous doing and performing, a veritable activity ;
in the second case it is not. The objective sense of a pure
sense-object (a pure something) is a synthesis of elements, ones
which are not for their part products of an aesthetic synthesis.
They are the ultimate sensuous features.1
15 To characterize the aesthetic synthesis it can be mentioned
besides that the single apprehension of a thing — or of its
properly essential parts and sides — contains in itself partial
meanings in the form of “ secondary passivities ” 2 which as such
are determinative of sense and motivate the further course of
20 perception. It is thus that in the apprehension of the form of a
thing from one side continuous courses of apprehendings of the
other sides of the same form are intentionally included.
These indications, of course, are not sufficient for an exhaus
tive description of the aesthetic synthesis; for that, a special [20]
25 investigation on a large scale would be required. Here it need
only be emphasized that the function of the aesthetic synthesis
should be pursued in several different strata. When we consider
a thing we necessarily consider it in some respect or other; that
is, we are thereby focused on a “ feature” which comes espe-
30 daily into our grasp as a distinct moment of the pure aesthetic
sense. In the example cited, that was the form. Furthermore, we
can limit ourselves to purely visual grasping and then within
1 Filling of space has two senses. Qualification of a body produces the concept of
the corporeal quality, the “ secondary” quality. The body itself as a determination
(“ quality”) of the thing is not a part of space but instead “ fills” space itself together
with the secondary qualities that fill and qualify it.
kind of features and according as we take into consideration
enduring qualities or merely real states (in the alteration of
which, identical qualities manifest themselves): but the universal
type is always and necessarily the same. It must be said of every
5 kind of quality that it may have its own special ways of filling
spatial corporeality, covering it, extending itself over it. Yet it is
necessarily a quality that fills. The thing knows no other
extensive determinations besides pure corporeality (the primary
quality) and the modifying sensuous qualities, the “ qualifying”
10 secondary qualities. The momentary coloration of a thing (i.e.,
its momentary optical state out of the possible multiplicity of
optical states in which the unity of the identical optical proper
ties of the thing manifests itself while changing) covers the entire
outer surface of the corporeal thing in a determined way.
15 Obviously, it is in quite a different manner that warmth fills the
warm body or that the property of odor fills what smells. It is in
a still different manner as regards weight and similar real
determinations. Weight has its extension, to the degree that
every fragmentation of a thing, no matter how thorough,
20 fragments the very weight of the thing as well. The thing may,
in the alteration of the circumstances of its existence, take on
and then lose again some or other of the filling properties.
Without corporeal extension no weight is there whatsoever. Yet,
to be sure, never can extension be there by itself; its special
25 position is not that of one real property amidst others. The
thing is what it is in its real properties, but each one, taken
separately, is not necessary in the same sense. Each is a ray of
the thing’s being. But corporeal extension is not a ray of real
being in that same sense; it is not in the same way (properly
30 speaking, “ in no w ay”) a real property. Rather, it is an
essential form of all real properties. That is why an empty
corporeal space is, realiter, nothing; it exists only to the degree
that a thing, with its thingly properties, is extended therein.
Better: body is a real determination, but it is a fundamental
35 determination (an essential foundation) and form for all other
determinations.
In this sense, extension is thus the essential characteristic of
materiality, although it is — indeed, precisely because it is, in a
wholly different manner— a “ real property;” it is the essential
attribute, provided the term is used in this way. It expresses the
characteristic essential form of existence for material or physical
being (the essential form for all real determinations in which
thingly existence is explicated), and, therefore, for the mere
5 physical thing, although not for the full thing altogether, since
to the essence of thingly being as a whole there also belongs
temporality. Men and animals have their position in space and
move in space as sheer physical things. It will be said that it is
obvious that they do so “ by virtue o f” their corporeal Bodies.
10 It would be bizarre, however, to say that only the man’s Body
moved but not the man, that the man’s Body walked down the
street, drove in a car, dwelled in the country or town, but not
the man. Thus it appears from the first that in this respect too
there are differences among the properties of the Body. One
15 could say that the Body has properties such as weight, size, etc.
which we attribute to others and to ourselves as well, though we
do so in full awareness that they properly belong only to the
material Body. It is obviously only insofar as I have a Body that
I have size and weight. If I attribute to myself a locus, then it is
20 the locus of my Body, too. But do we not sense from the outset
a certain difference, by virtue of which locality belongs to me
somewhat more essentially? But let us consider this matter
systematically.
1 Cf pp. 96 f.
In the noema of the act of perception, i.e., in the perceived,
taken precisely as characterized phenomenologically, as it is
therein an intentional Object, there is included a determinate
directive for all further experiences of the object in question.
5 The table is indeed now given in the perceiving act, but it is
given each time in a determinate way. Perception has its
perceptual sense, its meant, just as it is meant, and lying in that
sense are directives, unfulfilled anticipatory and retrospective
indications, which we only have to follow up. The table-
10 appearance is a table appearing from the front side with a
front-side color, front-side shape, etc. It belongs to the sense of
this meant that the meant shape or meant color points on to
ever new appearances of the form or of the color in a
determinate progression, by means of which not only does what
15 has already actually appeared achieve a better appearance, but
the sides which did not appear (though they are indeed sides
which were co-meant in a more or less indeterminate way)
attain a givenness which does exhibit them. All the different
directions o f determination which lie in the meant thing as such
20 are thereby traced out in advance, and that holds for each of the
possible motivated courses of perception belonging to it, to
which I can give myself over in freely forming phantasy, and to
which I must give myself over— at least if I want to bring to
clarity the sense of the modes of determinateness in question
25 and, therewith, the full content of the essence of the thing. It is
only if one interrogates the thing-noema itself, the so-to-say
thing-meaning, by bringing it to a givenness which unfolds itself
in all directions, and, further, only if one lets the answer come
from it itself in the actual carrying out of its directives, only
30 then does one actually gain the essential components of thing
ness and the necessary essential interweavings, without which
what is meant by a thing at all cannot be thought.
This method, supposing we wanted to pursue it in extenso,
would result in very many foundational constatations with
35 respect to the essence of the thing. We shall have to content
ourselves with a few especially remarkable ones.
b) Mobility and alterability as constituents of the
material thing; the thing-schema
To begin, we can easily convince ourselves of the fact that the
possibilities of motion and rest, of qualitative change and
5 qualitative permanence, are based in principle on the essence of
the material thing in general. A thing can, e.g., be unmoved and
unchanged de facto, but it would be countersensical to claim that
it is unmovable and unchangeable in principle. On the other
hand, it can be absolutely unchanged; in intuition we can grasp,
10 by means of fitting examples, the idea of a thing which is
unchanged in all respects (even if only as an ideal limit-case). If
we take this idea as our point of departure and hold fast to the
thing in itself, disregarding the nexus in which it is a thing, then
it strikes us that we would henceforth have at our disposal no
15 means at all for distinguishing the essence of the thing from the
essence o f an empty phantom, and that by which the thing
exceeds the phantom would then not be given to us in actual,
exhibiting, givenness in the sense we have specified. For exam
ple, it is a mere phantom that faces us when we learn, in a
20 stereoscope, to bring fitting organizations into corporeal fusion.
We are then seeing a spatial body, regarding which meaningful
questions can be raised about its form, its color, and even about
its smoothness, roughness, and other, similarly classified, deter
minations, questions which can therefore be answered in confor-
25 mity with the truth, by saying, perhaps, this is a red, rough
pyramid. On the other hand, what appears can be given in such
a way that questions of whether it is heavy or light, elastic,
magnetic, etc. do not make any sense, or, better, do not find
any support within the perceptual sense. What we are seeing is
30 precisely not a material thing. The entire class of material
determinations is missing from the sense-content of the apper
ception we performed in the example above. It is not just that
they are undetermined and left open, as is indeed the case in
every perception of a thing, where, by virtue of the components
35 of indeterminateness in the apprehension, much is left open. For
example, concerning the determinate color of the invisible
backside, already somehow apperceived as red, is it completely,
uniformly, red, or does it contain stains and streaks? Or again,
concerning the form of the thing, apprehended only as some
how consistent, what is it really like where it passes into
invisibility? Or, is the body solid or soft, metallic or non-
metallic, etc? It is rather the case that, without detriment to the
5 otherwise indeterminate elements which still remain open, essen
tial groups o f features are not represented in the apprehension at
all, namely, those o f materiality as we have specified it. This is
the way in which we also see a rainbow, the blue sky, the sun,
etc. We therefore draw the conclusion that a fulfilled spatial
10 body (a qualified body), fulfilled through the extended qualita
tive filling, is not yet so much as a thing, a thing in the usual
sense as material-real It is equally clear that every sensuous
thing, in its givenness, requires as a basic piece of its essence
(hence, forever, irremovably) this kind of fulfilled spatial body.
15 Thus it is always necessarily given as a fulfilled spatial exten
sion, but it is still given as more. We say that a sensuous schema
belongs to the essence of a thing, and we understand by that
this groundwork, this corporeal (“ spatial”) shape, along with
the filling which extends over it. The thing which appears at rest
20 and unchanged qualitatively “ shows” us no more than its
schema or, rather, than the apparent, whereas it is nevertheless
apprehended at the same time as something material. But in this
respect is does not “ show ” itself, it does not properly come to
view, to originary givenness. If the whole stratum of materiality
25 were stricken from the apperception, it would change nothing as
regards what is “ properly” given. In fact, that is thinkable. In
original experience, perception, “ body” is unthinkable without
sensuous qualification; the phantom, however, is originally
given, and thereby thinkable as well, without the components of
30 materiality, whereas these latter for their part are unable to
stand alone (unilateral detachment). If we take into consider
ation the different alterations, the extensive (change of place,
deformation) and the qualitative, then we again observe the
same thing: what comes to actual perceptio for us in the
35 perception of thingly alterations and, specifically, of alterations
in the proper content of the appearing thing, are only contin
uous courses of sensuous schemata, or, as we can also say, the
sensuous schema o f the thing undergoes continuous alteration. But
once again it is clear that nothing is given here which could not
also be given as pure “ phantom. ” Phantoms, too, (in the sense
specified of pure spatial givenness without the stratum of any
apprehension of materiality) can move, deform themselves, and
change qualitatively in color, brightness, sound, etc. Again, [38]
5 therefore, materiality can, from the outset, be co-apprehended
and yet not co-given.
It should now be emphasized at once that the concept of
schema (the concept of phantom) is by no means restricted
merely to a single sense-sphere. A perceived thing also has its
10 tactual schema, which comes to light in tactual grasping. In
general, there are precisely as many strata there to be distin
guished in the fu ll schema as there are to be found classes o f
sensuous data which are spread over the spatial extension
(appearing as something identical) of the thing. Yet the schema
15 does not become multiple on account of this manifold filling.
The sensuous qualities fill the one, absolutely identical, spatial
corporeality and do so on several strata which, because of this
identity and because of their essential inseparability from exten
sion, cannot, in principle, disperse into further distinct sche-
20 mata.
Let us consider this still a little more closely: let there be
given one and the same body, the form of which is one and the
extension of which is one, but which presents itself in a two-fold
way, as a corporeality that is both seen and touched. The body
25 is colorful; that is, it is colored in all its parts and in its total
extension, either in a uniform way or with different colors for
the different parts of its extension (its surface). Nevertheless, the
body is colorful only in its “ optical appearance. ” In “ tactual
space, ” in the tactually appearing (tactually given) corporeality,
30 no color is given.1 On the other hand, smoothness is given
tactually; just as brightness is visually. Wetness cannot be
seen— only touched. It can at best be “ co-seen,” just as the
apprehension of silky tactuality co-presentifies a dull lustre.
Roughness can be touched and “ seen” as well; and so can a
1 To be sure, the expressions “ visual space” and “ tactual space” are quite
problematic, however common they might be. The space, the one space, presents itself
and appears both visually and tactually. The question is how we are to understand
the identity and to what extent we can speak o f strata here.
ribbed surface. There is an exact analogy between the mode or
form of the visual filling of corporeality and the tactual; i.e.,
each has the form of a lived experience of transition within a
continuous apprehension; the form is the same. Likewise, for
5 the thing-structure itself, for the pure spatial corporeality, there [39]
exists, it seems, this analogy in complexion-form, despite the
different mode of sensuous givenness.
Here, however, we want to speak not of analogy but of
identity. How does one arrive at a positing of identity? It is the
10 same Objective property which announces itself in the brightness
and in the smoothness. In any case, I take the body as the same.
The body has but one structure, one extension, or, better: the
thing of perception has but one spatial corporeality (spatial
structure). In addition, the thing has its color, its brightness
15 (grasped in seeing), its smoothness (grasped tactually), etc.
Furthermore, now it sounds, radiates warmth or coldness, etc.
The body’s motion, too, can be grasped by means of several
different senses, as a change in place of thingly spatial corpor
eality.
20 Impact and pressure cannot properly be seen; one can only
see what results from them as regards space and form. Nor is it
by pure and simple touch that pressure, pull, and resistance are
to be perceived. One has to “ exert the muscles,” “ brace oneself
against,” etc. But I do grasp visually all sorts of occurrences
25 when one body presses on another: e.g., I see that a body
having an impact on another is pushing it aside, that the motion
of a body, owing to an impact, is accelerating or decelerating
accordingly, etc. I grasp something similar, even if it is not so
easy, by means of touch and the muscle sense. A distinction
30 arises here between geometrical and mechanical movements,
and the mechanical is not judgeable exclusively by one sense.
Moreover, we find a parallelism between sensuous qualities and
extensional events: warmth and coldness occur together with
expansion and contraction in a regulated way. Everywhere,
35 apprehension includes in itself, by the mediation of a “ sense, ”
empty horizons of “ possible perceptions;” thus I can, at any
given time, enter into a system of possible and, if I follow them
up, actual, perceptual nexuses. We can say that the spatial body
is a synthetic unity of a manifold of strata of “ sensuous
appearances” of different senses. Each stratum is in itself
homogeneous, pertaining to one sense; it is a matter of one [40]
apperceptive perception or a perceptual manifold which homo
geneously runs its course and continues. Every perception (and
5 series of perceptions) of that kind has its complements of
parallel apperceptions of other strata, which constitute a “co-
givenness " (not an actual givenness) making possible a subse
quent fulfilling in actual perception. The given optical fulfill
ment of the visual schema refers to the tactual side of the
10 schema and perhaps to the determined fulfillment of it. “ Asso-
ciatively,” the one recalls the other. Experience teaches me to
recognize new fulfillments, which are apprehended not as newly
arisen but as having been there already and as continuing to
belong to it. This is already the case for a single stratum by
15 itself. I see the front side of the schema, and much remains
indeterminate in the back. But a back side it certainly does
have. In a like manner, the body also has a tactual side (or
stratum); it is just that it is still undetermined. The body is a
unity of experience, and it lies in the sense of this unity to be an
20 index for a manifold of possible experiences in which the body
can come to givenness in ever new ways. Therewith, we have
first taken the body as independent of all causal conditioning,
i.e., merely as a unity which presents itself visually or tactually,
through multiplicities of sensations, as endowed with an inner
25 content of characteristic features. Some of the examples chosen
(the apperception of the mechanical qualities) have, however,
already gone beyond this restriction.
But, in what we have said, it is also implied that under the
presupposition referred to (namely, that we take the thing
30 outside of the nexuses in which it is a thing) we do not find, as
we carry out experiences, any possibility for deciding, in a way
that exhibits, whether the experienced material thing is actual or
whether we are subject to a mere illusion and are experiencing a
mere phantom. To appeal to the existing coordination of
35 different senses would come down to a misunderstanding of our
problem. The thing-positing (the doxa) which lies in perception
is obviously motivated by what is at present actually given,
hence by the apparent schema, and it is also obvious that a
schema which appears under more aspects must have more
motivating power. Yet were the materiality of the thing not to
be given actually and properly from elsewhere (genetically [41]
speaking: if in similar cases the content of determination of
what is specifically material had never been given to us), then
5 indeed there would be there nothing in reference to which the
intuition of the schema could have a motivating function.
1 Substance signifies here nothing more than the material thing as such, considered
to the extent that it is the identical something o f real properties, that which actualizes
itself temporally in regulated manifolds o f states in regulated dependency on
concomitant circumstances.
e) More precise determination, redetermination, and
cancellation of the thing-experience
It pertains further to the universal essence of thing-apprehen-
sion that, in the progression of the experiences in which the
5 current thing is primordially manifest in a more and more rich
manner, there also arise ever richer directions of determination,
and in them ever new empty points of determinability can
establish themselves. Apriori only in the progression of ongoing
experiences which are primordially manifesting can it be exhi-
10 bited what the current thing is. Hereby (according to what we
have already indicated previously) there continually stand side
by side, as possibilities in principle: 1) the possibility of
thoroughly concordant experiences, ones which do nothing [45]
except determine more precisely; 2) the possibility of partly
15 concordant, partly discordant, experiences: i.e., experiences
which go to determine the same thing but in new and different
ways; 3) the possibility, finally, of irreconcilable discrepancies,
by means of which is exhibited the non-being of the thing which
was experienced in erstwhile concordance or the non-being of
20 the thing which was determined as “ new and different” in its
particulars. But if the thing is, then it is as the identical real
something of its real properties, and these are, so-to-say, mere
rays of its unitary being. It is as such an identity that the thing
is posited, in a motivated way, by every experience, be it ever so
25 imperfect and leaving so much still open, and the legitimating
power of the motivation grows along with the richness of the
primordial manifestations which show up in the progression of
the experience. The thing is constant in that it comports itself in
such and such a way under the circumstances which pertain to
30 i t : reality (or, what is here the same, substantiality) and causality
belong together inseparably. Real properties are eo ipso causal
ones. To know a thing therefore means to know from experi
ence how it behaves under pressure and impact, in being bent
and being broken, when heated and when cooled, etc., i.e., to
35 know its behavior in the nexus of its causalities: which states
does the thing actually attain and how does it remain the same
throughout these states.
To pursue these nexuses and to determine the real properties
in scientific thinking, on the basis of progressive experience, that
is the task of physics (in a broad sense), which, led in this way
from the most immediate unities in the hierarchical sequence of
experiences and of what is primordially manifest in these
5 experiences, goes on to ever higher unities.
Appendix
25 It will be observed that in our analyses we have limited
ourselves to a determinate type of material thinghood: namely,
that of the solid body. This restriction is not an arbitrary one;
on the contrary it can be shown that here is where we have to
1 Aestheta refers here, as it does in the previous chapter, to material things as such
in their aesthetic structure.
2 Concerning this paragraph, see also the third chapter o f Section Two.
which the thing exhibits its actual reality. We need only consider
how a thing exhibits itself as such, according to its essence, in
order to recognize that such an apprehension must contain, at
the very outset, components which refer back to the subject,
5 specifically the human (or, better: animal) subject in a fixed
sense.
The qualities of material things as aestheta, such as they [56]
present themselves to me intuitively, prove to be dependent on
my qualities, the make-up o f the experiencing subject, and to be
10 related to my Body and my “normal sensibility. ”
The Body is, in the first place, the medium o f all perception; it
is the organ o f perception and is necessarily involved in all
perception.1 In seeing, the eyes are directed upon the seen and
run over its edges, surfaces, etc. When it touches objects, the
15 hand slides over them. Moving myself, I bring my ear closer in
order to hear. Perceptual apprehension presupposes sensation-
contents, which play their necessary role for the constitution of
the schemata and, so, for the constitution of the appearances of
the real things themselves. To the possibility o f experience there
20 pertains, however, the spontaneity o f the courses of presenting
acts of sensation, which are accompanied by series of kinesthetic
sensations and are dependent on them as motivated: given with
the localization o f the kinesthetic series in the relevant moving
member o f the Body is the fact that in all perception and
25 perceptual exhibition (experience) the Body is involved as freely
moved sense organ, as freely moved totality o f sense organs, and
hence there is also given the fact that, on this original founda
tion, all that is thingly-real in the surrounding world of the Ego
has its relation to the Body.
30 Furthermore, obviously connected with this is the distinction
the Body acquires as the bearer of the zero point of orientation,
the bearer of the here and the now, out of which the pure Ego
intuits space and the whole world of the senses. Thus each thing
that appears has eo ipso an orienting relation to the Body, and
35 this refers not only to what actually appears but to each thing
that is supposed to be able to appear. If I am imagining a
1 C f above, p. 57.
put on colored lenses, then everything looks changed in color. If
I knew nothing of this medium, then for me all things would be
colored. Insofar as I have experiential knowledge of it, this
judgment does not arise. The givenness of sense-things counts, [61]
5 with regard to the color, as seemingly given, and semblance
again means a mode of givenness which could possibly also
occur in this way within the system of normal givenness, under
the appropriate circumstances, and which would induce an
Objectively false apprehension where there are motives prompt-
10 ing a mixup, something those circumstances are very likely to
bring about. The “false ” lies in the contradiction with the
normal system o f experience. (The change of appearance is a
uniform one for all the things, recognizable as a uniform change
according to type.)
15 The case is the same if we take, instead of an interposition of
a medium between organ and thing, an abnormal change o f an
organ itself If I am touching something with a blister on my
finger, or if my hand has been abraded, then all the tactual
properties of the thing are given differently. If I cross my eyes,
20 or if I cross my fingers, then I have two “ things of sight” or
two “ things of touch,” though I maintain that only one actual
thing is present. This belongs to the general question of the
constitution of a thingly unity as an apperceptive unity o f a
manifold o f different levels which themselves are already apper-
25 ceived as unities of multiplicities. The apperception acquired in
relation to usual perceptual conditions obtains a new appercep
tive stratum by taking into consideration the new “ experience”
of the dispersion of the one thing of sight into a pair and of the
fusion of the pair in the form of a continuous overlapping and
30 convergence in the regular return to the former perceptual
conditions. The doubled things of sight are indeed completely
analogous with the other things of sight, but only the latter have
the additional meaning of “ things;” and the lived experience
has the meaning of a lived experience o f perception only as
35 related to a certain "position o f the two eyes," the homologous
one or one from the system of normal eye positions. If a
heterology now occurs, then I indeed have analogous images,
but they mean things only in contradiction to all normal
motivations. The images now once again obtain the apprehen
sion, “ actual thing,” precisely through the constitutive nexus,
i.e., the motivation which puts them in a concordant relation to [62]
the system o f motivated perceptual manifolds. If I take my eyes
out of a normal position into a disparate crossed position, then
5 two semblant images arise; “ semblant im ages:” i.e., images
which would, each for itself, present “ the thing” only if I lent
them normal motivations.
A further important consideration deals with other groups of
abnormalities. If I ingest santonin, then the whole world
10 “ seems” to change; e.g., it “ alters” its color. The “ alteration”
is a “ seeming. ” Afterwards, as is the case with every change of
colored lighting, etc., I once again have a world which matches
the norm al: everything is then concordant and changes or does
not change, moves or is at rest, as usual, and it displays the
15 same systems of aspects as before.
But here it must be observed that rest and motion, change
and permanence, get their sense by means of the constitution of
thinghood as reality, in which such occurrences, especially the
limit cases of rest and permanence, play an essential role.
20 Therefore the global coloring of all seen things can easily
“ change,” for example when a body emits rays of light which
“ cast their shine” over all things. There is more to the
constitution of the “ change of things according to color” than
just a change of the filled schemata with respect to color:
25 change o f things is, from the very outset, constituted as causal
change in relation to causal circumstances, as, for example, each
advent of an illuminating body. I can apprehend the change
without seeing such an illuminating body, but in that case the
causal circumstance is, in an indeterminate way, co-apperceived.
30 These causal circumstances, however, are of the order of things.
The relativity o f the spatial things with reference to other ones
determines the sense o f the change in things. But the psycho
physical conditionalities do not belong here in the least. This must
be kept in mind. It goes without saying, however, that my Body
35 is indeed involved in the causal nexuses: if it is apprehended as
a thing in space, it is certainly not apprehended as mere schema [63]
but instead as the point of intersection of real causalities in the
real (exclusively spatio-thingly) nexus. Belonging to this sphere
is, for example, the fact that a stroke of my hand (considered
purely as the striking of a corporeal thing, i.e., excluding the
lived experience of the “ I strike” ) acts exactly the same as a
stroke of any other material thing, and, similarly, the fall of my
Corporeal body is like any other fall, etc.1
5 Now concerning the intake of santonin, this too is therefore,
abstracting from all “ concomitant psychic facts,” a material
process, one which could very well, if required by the constitu
tion of the world of experience, or by the further elaboration of
the constitution of the experience of this world in the course of
10 new experiences, enter into a real relation with the optical
change of the rest of the material world. In itself it is thus
thinkable that I would find experiential motives for seeing a
general change in the color of the entire visible world and for
regarding the change, in this apprehension, as a real-causal
15 consequence of the material process of ingesting santonin (with
its Bodily-material consequences). It would be a normal percep
tion just like any other. As long as, and whenever, I experience
the change of all visible colors as an optical change of the
things, I must assume a causal relation between whatever
20 causing thinghoods there might be; it is only in the causal nexus
that a change is precisely a change of a thing. As soon as
experiential motives arise in opposition, then there must neces
sarily take place a transformation in the apprehension, in virtue
of which the “ change ” that is seen loses the sense of a change
25 and forthwith acquires the character o f “seeming. ” A semblant
change is a schematic transformation apprehended as a change
under normal conditions, thus in relation to experiences consti
tutive of causality. But now it is given in a way which cancels
the causal apprehension. The causal apprehension is suggested
30 by the given schematic transformation: it is as if it would
present a change, but this is, under the given circumstances,
excluded. The intake of santonin is not, with respect to the [64]
general “ change in color, ” a process which is or which could be
apprehended as a cause. The shift in color of all seen things is
1 To be sure, it still remains to be discussed to what extent the solitary subject has
the possibility o f apprehending his Body as a material body like any other. Cf.
pp. 165 ff.
such that there is not even an incentive to regard it at all as a
real change of the illumination (e.g., in the manner of a light
source emitting colored rays). It is therefore that it presents
itself as a semblant change; everything looks “ as though ” there
5 were a new source of light shining, or “ as if, ” in some other
way, real causes were there effecting a general optical change
(even if these causes were undetermined, unknown). But such
causes may not now be presupposed; they are, given the total
experiential situation, excluded.
10 We have to ask: what can, on the basis o f a transformation in
the sense-thing, totally cancel the apperception o f real change in
this way, in opposition to the cases in which such an appercep
tion, already accomplished, merely undergoes a modification
(by the fact that a different causal nexus is substituted for the
15 one that had been supposed, that is, the assumed cause aban
doned but another cause accepted)? The answer is a modifica
tion in the sphere of psychophysical "causality ” or, rather,
"conditionality, ” to say it better. (For a causa in the proper
sense is precisely a real cause. The subjective, however, is, in
20 opposition to reality, an irreality. Reality and irreality belong
together essentially in the form of reality and subjectivity, which
on the one hand mutually exclude one another and on the other
hand, as is said, essentially require one another). Besides the
relations of the real to the real, which belong to the essence of
25 everything real as spatial, temporal, and causal relations, there
also belong to this essence relations of psychophysical condi
tionality in possible experience. Things are “ experienced,” are
“ intuitively given” to the subject, necessarily as unities of a
spatio-temporal-causal nexus, and necessarily pertaining to this
30 nexus is a pre-eminent thing, “ my Body, ” as the place where,
and always by essential necessity, a system of subjective condi
tionality is interwoven with this system of causality and indeed
in such a way that in the transition from the natural attitude
(the regard directed in experience to nature and life) to the
35 subjective attitude (the regard directed to the subject and to
moments of the subjective sphere), real existence, and manifold [65]
real changes as well, are given as in conditional connection with
subjective being, with a state of being in the subjective sphere.
Something thingly is experienced (perceptually apperceived, to
give privilege to the originary experience) in such a way that,
through a mere shift of focus, there emerge relations of depen
dency of the apperceived state of the thing on the sphere of
sensation and on the rest of the subjective sphere. Here we have
5 the primordial state o f psychophysical conditionality (under this
heading are included all conditional relations which run back
and forth between thingly and subjective being). To every
psychophysical conditionality there necessarily appertains soma-
tological causality, which immediately always concerns the
10 relations of the irreal, of an event in the subjective sphere, with
something real, the Body: then mediately the relations with an
external real thing which is in a real, hence causal, connection
with the Body.
1 For a more precise treatment o f the physicalistic thing, see below, pp. 89 ff.
and once we have, in addition, Objective knowledge of the
psychophysical character of experiencing subjects, as well as of
the existing conditionalities between thing and subject, then
from that it can be determined Objectively how the thing in
5 question must be intuitively characterized for the respective
subjectivity— the normal or the abnorm al.1
The question now, however, is whether or not the motives for
the necessary distinction between the subjectively conditioned
thing and the Objective thing, motives which do present them-
10 selves in solipsistic experience, are sufficient or have to be there
at all. As long as we take cases in which changes of the external
world, feigned for us by an abnormal perceptual organ, are
shown up as “ semblances” by the testimony of the other
organs, to that extent the distinction between “ seeming” and what
15 actually is is always given, even if it may remain undecided in
particular cases what is semblant and what is actual. But if we
assume fbr once that a subject would always have only normal
perceptions and would never undergo a modification of any of
its organs, or on the other hand would undergo a modification,
20 but one that allowed for no possibility of correction (loss of the
entire field of touch, or mental diseases which alter the entire
typical character of perception), then the motives of the distinc
tion between “ semblance” and “ actuality,” assumed up to
now, would be eliminated, and the level of “ Objective nature ”
25 could not be attained by such a subject. But the danger, that
under the assumed conditions the constitution of Objective
nature could not be attained, is removed as soon as we lift the
abstraction we have maintained up to now and take into
account the conditions under which constitution takes place de
30 fa c to : namely, that the experiencing subject is, in truth, not a
solipsistic subject but is instead one among many.
1 Thus are determined, as will later be shown in full, the tasks of physics,
psychophysics, and psychology.
(everybody should substitute here his own “ I ”) would experi
ence a world, and it would be exactly the same as the one I
actually do experience; everything would be the same, with the
only exception that in my field of experience there would be no
5 Bodies I could apprehend as Bodies of other psychic subjects. If
this apperceptive domain is lacking, then it neither determines
my apprehensions of things, and insofar as it does usually
determine these apprehensions in my actual experience, then its
influence would be absent from my world-image as now modi-
10 fled. Moreover, I now have the same manifolds of sensation;
and the “ same ” real things, with the same properties, appear to
me and, if everything is in harmony, exhibit themselves as
“ actually being,” or otherwise, if discrepancies of a known
kind occur as exceptional, the things show themselves as being
15 “ different” or as not being at all. Seemingly, nothing essential
has changed; seemingly, only a fragment of my world of
experience is missing, the world of animalia, as well as the
group of causalities precisely involved with it in a world-nexus.
Let us then imagine, however, that at a point of time within the
20 time co-constituted along with the solipsistic world, suddenly in
my domain of experience Bodies show up, things understandable
as, and understood as, human Bodies. Now all of a sudden and
for the first time human beings are there for me, with whom I
can come to an understanding. And I come to an understanding
25 with them about the things which are there for us in common in
this new segment of time. Something very remarkable now
comes out: extensive complexes of assertions about things,
which / made in earlier periods of time on the ground of earlier
experiences, experiences which were perfectly concordant
30 throughout, are not corroborated by my current companions,
and this not because these experiences are simply lacking to
them (after all, one does not need to have seen everything others
have seen, and vice versa) but because they thoroughly conflict1 [80]
with what the others experience in experiences, we may suppose,
1 O f course, this conflict should not be considered total. For a basic store of
communal experiences is presupposed in order for mutual understanding to take place
at all.
that necessarily are harmonious and that go on being progres
sively confirmed. Then what about the actuality exhibited in the
first period of time? And what about myself, the empirical
subject of this actuality? The answer is clear. As I communicate
5 to my companions my earlier lived experiences and they become
aware of how much these conflict with their world, constituted
intersubjectively and continuously exhibited by means of a
harmonious exchange of experiences, then I become for them an
interesting pathological Object, and they call my actuality, so
10 beautifully manifest to me, the hallucination of someone who
up to this point in time has been mentally ill. One may imagine
perfection in the exhibition of my solipsistic world and raise
that perfection to any height, still the described state of affairs
as an apriori one, the ideal possibility of which is beyond
15 question, would not change at all.
Light must now be shed on a certain problem : the relation to
a multiplicity of people who have dealings with one another —
how does that enter into the apprehension of a thing and come
to be constitutive for the apprehension of a thing as “ Objective
20 and actual” ? This “ how ” is at first very puzzling, because
when we carry out an apprehension of a thing we do not, it
seems, always co-posit a number of fellow men and, specifically,
co-posit them as ones who are to be, as it were, invoked. One
might also wonder if we are not entangled here in a circle, for
25 surely the apprehension of one’s fellow man presupposes the
apprehension of the Body and consequently also presupposes
thing-apprehension. There is only one way to solve this problem,
the way prescribed for us by phenomenology. We must interro
gate the thing-apprehension itself, there where it is an experi-
30 ence of an “ Objectively actual ” thing, and we must interrogate
the experience which is not yet exhibiting, but is in want of
exhibition, as to what, inherent in it, is in need of exhibition,
what components of unfulfilled intentions it harbors. (In this
regard it must be observed that we have in fact described the
35 constitution of the thing incompletely by investigating only the
manifolds of sensation, the adumbrations, schemata, and, in
general, visual things in all their levels. We must overcome in a
decisive point the Ego’s self-forgetfulness we touched upon
previously.) Each thing of my experience belongs to my “ envi-
ronment, ” and that means first of all that my Body is part of it
precisely as Body. It is not that we have here a matter of
essential necessity in any sense. That is precisely what our
solipsistic thought-experiment has taught us. Strictly speaking,
5 the solus ipse is unaware of the Objective Body in the full and
proper sense,1 even if the solus ipse might possess the phenome
non of its Body and the corresponding system of experiential
manifolds and know them in just as perfect a way as the social
man. In other words, the solus ipse does not truly merit its
10 name. The abstraction we carried out, for justifiable theoretical
reasons, does not yield the isolated man, the isolated human
person. This abstraction does obviously not consist in our
arranging for a mass murder of the people and animals of our
surrounding world, sparing one human subject alone. For in
15 that case the remaining subject, though one and unique, would
still be a human subject, i.e., still an intersubjective object, still
apprehending and positing himself as such. But, on the con
trary, the subject we constructed knows nothing of a human
environment, knows nothing of the reality or even just the real
20 possibility of “ other” Bodies, understood in the sense of an
apprehension of the human, and thus knows nothing of his own
Body as understandable by others. This subject does not know
that others can gaze upon the same world, one that simply
appears differently to different subjects, such that the appear-
25 ances are always relative to “ their” Bodies, etc. It is clear that
the apprehension o f the Body plays a special role for the
intersubjectivity in which all objects are apprehended “ Objec
tively” as things in the one Objective time and one Objective
space of the one Objective world. (In every case the exhibition
30 of any apprehended Objectivity whatsoever requires a relation
to the apprehension of a multiplicity of subjects sharing a
mutual understanding.) The thing which is constituted for the
individual subject in regulated manifolds of harmonious experi
ences and which, as one for sense intuition, stands continuously [82]
35 over and against the Ego in the course of perception, obtains in
1 On this point, cf. the segments on the constitution o f the Body, pp. 165 ff.
that way the character of a merely subjective “ appearance ” of
the “ Objectively real” thing. Each of the subjects who are
intersubjectively related in mutual understanding in regard to
the same world and, within that, in regard to the same things,
5 has his own perceptions of them, i.e., his own perceptual
appearances, and in them he finds a unity in the appearances,
which itself is only an appearance in a higher sense, with
predicates of appearance that may not, without any further ado,
count as predicates of the appearing “ true thing. ”
10 Thus we come here, in considering mutual understanding, to
the same distinction we already demonstrated as possible on the
solipsistic level. The “ true thing” is then the Object that
maintains its identity within the manifolds of appearances
belonging to a multiplicity of subjects, and specifically, again, it
15 is the intuited Object, related to a community of normal
subjects, or, abstraction made from this relativity, it is the
physicalistic thing, determined logico-mathematically. This phy
sicalistic thing is obviously the same, whether it is constituted
solipsistically or intersubjectively. For logical Objectivity is eo
20 ipso Objectivity in the intersubjective sense as well. What a
cognizing subject comes to know in logical Objectivity (hence in
such a way that this presents no index of a dependency of its
truth-content upon the subject or upon anything subjective) can
be similarly known by any cognizing subject as long as he
25 fulfills the conditions any subject must satisfy to know such
Objects. That is, he must experience the things and the very
same things, and he must, if he is also to know this identity,
stand in a relation of empathy to the other cognizing subjects,
and for that he must have Corporeality and belong to the same
30 world, etc.
It pertains to perception’s very sense, as well as to that of
experience in general, that things come to presence there which
are to be determined in themselves and distinguished from all
other things. And it pertains to the sense of experiential
35 judgment to make a claim to Objective validity. If a thing is
determined in itself and distinct from every other, then it has to
allow for judgmental, therefore predicative, determination in
such a way that its distinctiveness as regards all other things
stands out.
The thing given in perception and experience is, in accordance
with perception’s very sense, something spatio-temporal from
the first, having form and duration and also having a position [83]
in space and time. So we have to distinguish between the
5 appearing form and the form itself, between the appearing
spatial magnitude, the appearing location, and the magnitude
and location themselves. Everything that we experience of the
thing, even the form, has reference to the experiencing subject.
All these appear in changing aspects, in the change of which the
10 things are present as sensibly changed also. In addition, the
space between things and the form of this space appear under
different aspects according to the subjective circumstances.
Always and necessarily, however, the one and the same space
“ appears ” as the form of all possible things, a form that cannot
15 be multiplied or altered. Every subject has his “ space of
orientation,” his “ here” and his possible “ there,” this “ there”
being determined according to the directional system of right-
left, above-below, front-back. But the basic form of all identifi
cation of the intersubjective givennesses of a sensuous content is
20 of such a kind that they necessarily belong to one and the same
system o f location, whose Objectivity is manifest in that every
“ here” is identifiable with every relative “ there” as regards
every new “ here” resulting from the subject’s “ moving o n ”
and so also as regards every “ here” from the viewpoint of
25 another subject. This is an ideal necessity and constitutes an
Objective system of location, one that does not allow of being
grasped by the vision of the eyes but only by the understanding;
that is, it is “ visible,” in a higher kind of intuition, founded on
change of location and on empathy. In this way is solved the
30 problem of the “ form of intuition ” and of spatial intuition. It is
not a matter of the senses, although in another respect it is. The
primary intuitive space is sensuously given though this is not yet
space itself. Objective space is not sensuous, although it is still
intuited on a higher level, and it comes to givenness by means of
35 an identification within a change of orientation, but exclusively
one the subject itself carries out freely. Oriented space (and
along with it, eo ipso Objective space) and all appearing spatial
forms already admit of idealization; they are to be grasped in
geometrical purity and determined “ exactly. ”
The Objective form is Objective as ordered within Objective
space. Everything else about a thing that is Objective (detached [84]
from all relativisms) is so through a connection with what is
fundamentally Objective, viz., space, time, motion. Real proper-
5 ties manifest themselves as real substantial-causal unities in the
motion and deformation of the spatial form. These are the
mechanical properties which express the causal-lawful dependen
cies of the spatial determinations of bodies. The thing is always
form in a situation. The form is, however, in every situation a
10 qualified one. Qualities are what fills, they extend over the
surface and through the corporeality of the form. Qualifications,
however, extend from the things into empty space: rays o f light,
radiations o f heat, etc. That means that thingly qualities condi
tion qualities and qualitative changes in other things and indeed
15 do so in such a way that the effect is a constant function of the
situation: to every change of situation there corresponds a
change of effect. In virtue of such a subordination to spatial
relations which may be determined with exactitude, even the
sense qualities become amenable to exact determination. Thus
20 we come to an understanding of the physicalistic world-view or
world-structure, i.e., to an understanding of the method of
physics as a method which pursues the sense of an intersubjec-
tively-Objectively (i.e., non-relative and thereby at once inter
subjective) determinable sensible world.
INTRODUCTION
1 Cf. p. 38.
first discloses to us here is a stream, with no beginning or end, o f
“lived experiences, ” of which manifold types are well known to
us from inner perception, “ introspection,” in which each of us
grasps his “ ow n” lived experiences in their originality. And
5 when these are no longer originary and “ actual,” we can still
grasp them intuitively in inner remembrance, inner free phantasy,
inner imaginary representation. Similar lived experiences are
further given, with more or less clear intuitiveness, in the form
of an interpreting grasp of others’ psychic lives as present
10 actualities.
As the image, stream o f lived experience (or stream of
consciousness), already indicates, the lived experiences, i.e., the
sensations, perceptions, rememberings, feelings, affects, etc., are
not given to us in experience as annexes, lacking internal connec-
15 tion, o f material Bodies, as if they were unified with one another
only through the common phenomenal link to the Body.
Instead, they are one by means o f their very essence; they are
bound and interwoven together, they flow into one another in
layers and are possible only in this unity of a stream. Nothing
20 can be tom away from this stream; nothing can be separated off
as, so to say, a thing for itself.
But in a certain way this unitary stream contains in itself still
further unities, and is interwoven with unities, which can
equally be grasped in intuition, given the appropriate viewpoint,
25 and which must no less be taken into consideration if we wish
to bring clarity to the phenomenologically original field of the
psychic. To this field refer indeed the Ego concepts, to be
grasped in a different sense, as well as the proper concept of the
soul, which of course in no way coincides with the concept of
30 lived experience and stream of lived experience. For us the first
question to be raised here concerns the unity o f the pure [93]
(transcendental) Ego and then that of the real psychic Ego,
hence of the empirical subject affiliated with the soul, whereby
the soul is constituted as a reality bound together with Bodily
35 reality or interwoven in it. The Body will here require special
study, and so will the question of whether its essential determi
nations are only those of a peculiar material thing or whether it
is the bearer of a new, extra-material, constitutive stratum
which is to be designated as a psychic stratum in the pregnant
sense. Under the heading, “ empirical Ego,” which still needs
clarification, we find furthermore also the unity “ I as man,”
hence the Ego which not only ascribes to itself its lived
experiences as its psychic states and likewise ascribes to itself its
5 cognitions, its properties of character, and similar permanent
qualities manifest in its lived experiences, but which also
designates its Bodily qualities as its “ own” and thereby assigns
them to the sphere of the Ego.
1 To distinguish between a ghost and the real incarnation o f a subjectivity with its
Ego, it is not altogether correct to refer back simply to the phantom. And no
consideration has been taken o f the fundamentally essential role of the vocalization of
one’s own self-produced voice, related to one’s own, originally given kinestheses of
the vocal muscles. This was also missing in the original sketch o f the theory of
empathy, which had to be presented first. It seems, from my observation, that in the
child the self-produced voice, and then, analogously, the heard voice, serves as the
first bridge for the Objectification o f the Ego or for the formation of the “ a l t e r i.e.,
before the child already has or can have a sensory analogy between his visual Body
and that of the “ other ” and, afortiori, before he can acknowledge to the other a
tactual Body and a Body incarnating the will.
absolutely simultaneous connection can exist here, and in fact
there is none. The Body is not only in general a thing but is
indeed expression of the spirit and is at once organ o f the spirit.
And before we engage ourselves here in deeper expositions,
5 we already recognize that everything properly “ subjective”
and Ego-like lies on the side of the spirit (this side comes to
expression in the Body), whereas the Body is called “ Ego-like”
only in virtue of this animation, and its states and qualities are
only thereby called “ m y” qualities, subjective, of the Ego. It is
10 the special quality of the animation which accounts for the fact
that what is Bodily and ultimately everything Bodily from no
matter what point of view can assume psychic significance,
therefore even where at the outset it is not phenomenally the
bearer of a soul.
15 Now, since, in the unity of the total apperception, “ man,”
the psychic, which is attributed to the Body “ in empathy,” is
apprehended as really united with this Body, then it is under
standable that the Bodily events are apprehended as properly
belonging to this human subject, i.e., are apprehended as
20 “ mine.”
The situation is somewhat different as regards extra-Bodily
things which through their relation to man have likewise
assumed Ego-meanings, e.g., words, goods, aesthetic values,
Objects to be used, etc. They have indeed a “ meaning,” but
25 they have no soul, no meaning which points to a psychic subject
really connected to them, connected into a single founded
reality. This is expressed by the fact that they are indeed called
my work, my dress, my possession, my darling, etc., but their
properties are not likewise called mine and are instead at most
30 apprehended as indications, reflections of my properties. All
this would still require closer scrutiny and deeper foundation. In
our further analyses, these same issues will come up often.1 [97]
The Ego-concept we have discussed up to now, Ego, the man,
leads us back, according to all that has preceded, to a purely
35 psychic Ego. In this respect, however, we have to draw still
further distinctions.
The pure Ego, as we said above, steps forth and then steps
back again. That is, the essence of consciousness in the unity of
the flux is of such a kind that the pure Ego cannot illuminate
everything in it but, instead, shines its light on individual acts,
10 and only on individual acts. For it pertains irrevocably to the
essence of consciousness that every act have its horizon of
obscurity, that every act-performance, in the shift of the Ego
onto new lines of cogitation (action) sink down into obscurity.
As soon as the focus of the Ego is withdrawn from it, it changes
15 and is received into the vague horizon. There is nothing in the
essence of consciousness, however, that would require, in some
necessary fashion, that in it an active cogito must be being
accomplished. Our “ alert consciousness ” can be interrupted for
a period by a sleepy, completely dull one, in which there is no
20 distinction to be made between an active field of focus and an
obscure background. Everything then is background, everything
obscurity. Waking from dull sleep, we can bend backward the
reflexive gaze and grasp what has just past by in its dullness and
Egolessness, in its loss of the active Ego, the one which grasps,
25 thinks, undergoes while awake, etc. There is room to doubt
whether we should say that in the place of this actively
accomplishing Ego what we have here is a dull one as an other
Ego-mode, or whether such a mode always exists as a mode
surrounding the active Ego (corresponding to the obscure
30 background). For it is difficult to send rays of reflection into the
realm of obscurities and gain certitude in this sphere of givens. [108]
That which comes into our grasp as pure Ego in absolute clarity
and indubitability is not a matter of this postulated mode.
Hence if we take the pure Ego as we have it before us in this full
35 clarity, then we are certain at all events of this, that it can step
forth and can also not step forth. Thereby nothing prevents us
from thinking that what is familiar to us as an interruption of
alert consciousness would be extended to infinity. No essential
necessity interdicts us from thinking that a consciousness might
be dull throughout. On the other hand, however, it still
5 includes, as does any consciousness whatsoever, the uncondi
tional essential possibility that it can become an alert conscious
ness, that an active focus of the Ego may establish itself at any
given place in it in the form of a cogito inserting itself into it or,
rather, springing forth from it, and that this occurrence can
10 then be repeated, etc. Or, to speak like Leibniz, that the monad
can pass from the stage of evolution into the one of involution
and become, in higher acts, self-conscious “ spirit.” The Ego
which becomes active here is not something introduced from the
outside or added on, not something which comes into being for
15 the first time at the moment of active stepping forth, only to
vanish again into nothingness. The pure Ego must be able to
accompany all my representations. This Kantian proposition
makes good sense if we include here under representations all
obscure consciousness. In principle the pure Ego can enter into
20 any unaccomplished (in a determinate sense: unconscious,
un-alert) intentional lived experience, it can bring the light of
alert consciousness to those lived experiences that have receded
into the background and are no longer being performed; but
the Ego holds sway only in the performance, in the cogitations
25 proper. Yet it can cast its gaze into precisely everything that can
receive this ray of Ego-function. It can look into everything
intentionally constituted in the flux of consciousness, it can
grasp it, take a position regarding it, etc.
1 If we say that these unities too are constituted, since they are objectivities of a
higher level, built upon more primitive ones, still that does not mean they are
constituted the way transcendent Objects are. Concerning the constitution o f lived
experiences, cf. above, pp. 108 f. and also Supplement II, pp. 324 f.
pure Ego), with regard to each and every cogito, can grasp
myself as the identical Ego of the cogito; rather, I am even [112]
therein and apriori the same Ego, insofar as I, in taking a
position, necessarily exercise consistency in a determinate sense:
5 each “ new ” position-taking institutes a persistent “ opinion ” or
a thema (a thema of experience, of judgment, of enjoyment, of
will, etc.) so that, from now on, as often as I grasp myself as the
same as I used to be or as the same as I now am and earlier was,
I also retain my themata, assume them as active themata, just as
10 I had posited them previously. And that means that themata are
posited originally, either on their own or from motives (absence
of motives taken as the null-point of motivation), and on the
basis of the same motives I, the Ego that takes a position,
cannot behave differently. My thesis, my position-taking, my
15 deciding from motives (the null-point included) is something I
have a stake in. As long as I am the one I am, then the
position-taking cannot but “ persist,” and I cannot but persist in
it; I can carry out a change only if the motives become
different. As long as and as far as I am an actually rational Ego
20 that takes a position on the basis of insight, I can decide only
one way, the rational way, and in that case my decision is
identical with the one that would be made by any rational
subject whatsoever that shared the same insight. Or, if an other
cannot have the same motives, he can at least understand mine
25 and can, in a rationally insightful way, approve of my decision.
I can (allowing, once again, the specific case of reason to be
universalized) become “ unfaithful” to myself in my position-
taking, can become “ inconsistent,” only in this, that I have
become precisely an other inasmuch as I have succumbed to
30 other motivations. In truth, however, I am not unfaithful to
myself, I am constantly the same, though in a changing stream
of lived experience, in which new motives are often consti
tuted.
Thus here I see a law of essence of the pure Ego. As this
35 identical, numerically one, Ego, it itself belongs to “ its own ”
stream of lived experience, which is constituted as a unity of
endless immanent time. The one pure Ego is constituted as a
unity in relation to this unity of the stream, and that means that
it can, in the course it takes, discover itself as identical. It can
therefore, in retrospective remembering, look back on earlier
cogitations and become conscious of itself as the subject of these [113]
remembered cogitations. Already herein there lies a kind of
consistency in the Ego. For a “ steadfast and persistent” Ego
5 could not be constituted if a steadfast and persistent stream of
lived experience were not constituted, thus if the originarily
constituted unities of lived experience were not assumable once
more, were not capable of emerging anew in re-remembering,
and did not appear in the assuming of their being-quality (as
10 being in immanent time), and if there were no possibility of
bringing clarity to the obscure, of exploiting, according to its
immanent reality, what maintains itself consistently, and, there
fore, if there were no possibility of having recourse to rational
consistency. At all events, this too is certainly an essential law of
15 the identity of the same Ego and consequently is co-given in the
cognition of the identity, namely the law that I can retain an
inner active position-taking and acknowledge and assume it as
mine in repeated acts. Hence this also is a law : each “ opinion ”
is an instauration which remains a possession of the subject as
20 long as motivations do not arise which require the position-
taking to be “ varied” and the former opinion abandoned or
require, with respect to its components, a partial abandonment,
and with respect to the whole, a variation. As long as there are
no motives for striking it out, each opinion of one and the same
25 Ego remains necessarily within the chain of rememorations.
We still need to examine more closely how the persistence of
“ th e ” lived experience is to be understood. I have a lasting
conviction, or I “ nurse a grudge.” At different times I do have
different lived experiences of the grudge (or of the judgment),
30 yet it is only “ th e ” grudge coming again to givenness; it is a
lasting grudge (or a lasting conviction). The judgment of
determinate content as lived experience lasts a while (immanent
duration) and then is irretrievably gone. A new lived experience
of the same content can subsequently emerge— but not the
35 same lived experience. It may emerge in such a way, however,
that I have the consciousness that it is only the former
conviction returning again, the former conviction which had
been carried out earlier and is now again being carried out, but
it is the one lasting conviction, the one I call mine. The various
enduring lived experiences, belonging to spans of duration
which are discrete within phenomenological time, have a rela
tion to one another and constitute something that lasts and
endures (the conviction, the grudge), which once, at such and [114]
5 such a point in time, and from these or those motives, origi
nated. From then on it has been a lasting property of the Ego,
existing also in those intervals of phenomenological duration in
which it was not being constituted as a lived experience. The
same applies to the unity of a decision, a desire, an enthusiasm,
10 a love, a hate, etc.1
For a more precise clarification of these formations of unity,
the distinctions between noesis and noema must be introduced.
If I now execute a judgment “ originarily,” e.g., in describing a
landscape, and subsequently once again execute “ the sam e”
15 judgment in originary description, then the judgment is, in the
logical sense, the same. This holds equally if I execute, with
insight, a mathematical judgment at various different times.
Nevertheless, the unity of the conviction we have been speaking
of is not like that; we therefore have here two different things.
20 If I “ acquire anew” an old conviction, while executing the
appropriate judgment, then the acquired conviction (a “ lasting
acquisition”) “ remains” with me as long as I can assume it
“ again,” can bring it again to givenness for me (in a new
execution). I may also abandon the conviction, now rejecting
25 the reasons for it, etc. Then again, I can turn back to “ the
sam e” conviction, but in truth the conviction had not been
persistent throughout. Instead, I have two convictions, the
second of which restores the first after it has broken down. The
relations obtaining here can be studied already in the simple
30 case of straightforward perception. I experience something, I
perceive. The perception extends itself originarily over a dura
tion (immanently speaking). I then have an objectivity which
appears, is intended, is appearing in a certain aspect, under the
given circumstances, with such and such an objective content,
35 and is apprehended, as motivated, in this or that way. This is
then made explicit in a determinate manner and perhaps
1 Such unities can also be constituted intersubjectively, but in the present context
this can be disregarded.
grasped conceptually and asserted. I have originarily “ my
judgment ” about it. In remembering, we look back once again
on these matters that once were. Perhaps what was is taken as
enduring. From the outset it had a future horizon in the
5 perception, over which it extends as enduring, and it is appre
hended as an enduring being at rest or as a periodical move
ment which endures by recurring (e.g., the turning of a mill
wheel). The matter is now there not merely in general as past
(and perhaps as enduring) but as remembered. I can remember it
10 as often as I like, and in these new memories what is past and
remembered stands over and against me as the same again and
again. Thereby I can at the same time have memories of the
earlier memories, and a unity persists with regard to the chain
of lived experiences of memory: the unity of the same thing
15 remembered as such, the same memory. What is it here that is
preserved as lasting? In each memory, I have the same aspect of
that which was, the same “ previous perception ” with the same
meant as such, with the same previous appearance and thesis of
being. The memory-" content ” is the same. Thereby the unity is
20 not intended in such a way that it allows for differentiation with
respect to the clarity or unclarity of the given. It is the correlate
of the memory’s positing, the “ memory thesis,” that which was,
but in the mode of memory, in which it presents itself to me as
identical in repeated possible memories. In repeated memories,
25 this unity reaches coincidence; it stands out as something
Objective. If I relate this unity in memory to the phenomeno
logical time in which all individual lived experiences of memory
are integrated, in which they exist as a multiplicity, as a
succession of lived experiences, fulfilling spans of time, then this
30 unity extends itself in time and permeates time in a characteris
tic manner. There is a first lived experience in which “ th e ”
memory is established, and throughout the time-spans in which
it is absent it remains as something, as one and the same in the
subsequent actual and possible lived experiences of memory. If I
35 now take it up, then it is in itself motivated, and at each place in
time the repetition of this memory would be something moti
vated. The memory “ persists” the whole time, as long as
motives do not arise which annul it and thereby invalidate the
original memory. The cancelling crosses out every future
remembering of this content and every past memory back
through to the originary perception (which is preserved in each [116]
memory as motivating). The content of the memory as matter
for the memory thesis in that case remains indeed as something
5 identical, but the thesis is no longer there.
The unity we are discussing here is not a mere abstraction, an
idea, but a concrete unity of lived experience. The idea of
memory A is not “ the ” memory A, which I might possess as a
unity that is constantly valid (even if for all that it is not yet
10 Objectively valid). The same applies here just as in the case of
“ th e ” predicative conviction, which is my lasting sustained
conviction, my possession, and which I can grasp in repeated
acts, and in acts repeatable as often as I like, as the one and the
same conviction, as the one that I constantly have. I arrive at
15 the conviction on the basis of a deliberation and through certain
motives; here it is instaurated as my lasting conviction. Later, I
return to it as to a familiar conviction of mine; a memory
arises, clearly or unclearly, the motives, the reasons for the
judgment, perhaps completely obscure; my old conviction,
20 established I no longer know when, has its reasons, and perhaps
I am seeking them, which is not the same as seeking new
reasons for it. It is not a question here of the conviction’s
content, everywhere identical, as an ideal unity, but of the
content as identical for the subject, as proper to the subject, as
25 acquired by him in earlier acts, and which does not pass away
along with the acts but instead belongs to the enduring subject
as something which remains lastingly his. The conviction
remains the same if the testimony remains the same. It is a
judgment; more precisely, it is judgment-material with a con-
30 comitant thesis and related to certain reasons. In the course of
time, however, the reasons can change. Possibly new reasons
become attached; or, by repetition, reinforcement can increase:
“ For a long time I have had the conviction, and in the course
of time it has always been reinforced and confirm ed...” The
35 relation to the motives of the judgment can thereby be very
unclear, and so can the relation to the various cases of renewal
and reinforcement of the conviction. Yet it is clear that the
unity constituted here is not the unity of the lived experience of
the one who is judging, but it is the unity of “ th e” judgment,
which persists for the judging subject who grasps it as the same
in relation to various cases of remembering again and renewing
again— as something proper to this subject, but precisely only [117]
as something re-assumed and re-grasped. The thesis o f belief
5 must here once more (as is the case with the memory of
something perceived) be “ taken u p ;” otherwise it would mean
that it was my conviction but is not any longer. Hence these
unities, which we are calling convictions, have their duration-,
they can cease to be and then perhaps be instaurated anew. If I
10 acquire a conviction and if I represent to myself thereby a
future in which I would come back to this conviction, then I am
representing myself immediately as “ taking u p ” or “ taking
part in ” the conviction and not merely as remembering again
the lived experience of it. In order to relinquish the old
15 conviction, annulling reasons are needed. To be sure, one will
ask what is included in this “ are needed.” What we have here is
no empirical-psychological factum; instead it is indeed a matter
of pure consciousness prior to the constitution of the real
psychic subject. The earlier conviction (experience, etc.) remains
20 valid for me, and this says nothing other than that I “ assume ”
it; by reproducing it, I participate in the belief. It is not an
approving or an affirming of the kind that occurs in a question,
a doubt, or a simple presumption. And yet I have to do
something like give approval, insofar as we can indeed distin-
25 guish the two strata: the memory connected with the earlier
subject, the earlier belief, conviction, experience, etc., with the
present subject not taking part in them. And, on the other hand,
the same things, but now with participation, whereby, to be
sure, the participation is not a proper separate step, not an
30 affirmation in the proper sense, but instead, in a homogenous
unity of the memory, the remembered is there for me and the
quality of the present positing enters into the remembered. The
same applies to acts of every class, to lived experiences qualified
in all sorts of ways.
35 Nevertheless, in all these cases memory seems to play its role
and everywhere in the same way. In the case of lasting memory,
that S was p, memory plays a double role. This lasting memory
is constituted in distinct experiential acts, at the head of which
stands the act of the earlier perception as primordial instaura-
tion. At the least, I see in a chain of such acts that the memory
is actually one. (The unity o f “experience ” is almost the sam e: I
see now that A is, and thereby the experience is “ instaurated.”
From then on it is my experiential possession, my experience, [118]
5 that A was at this particular point in time.)
If now, for example, we have the unity of a lasting mathema
tical conviction, then what institutes the unity is not a percep
tion as an act that posits a temporally fixed being. To be sure,
every act is an “ impression,” is itself a being in inner time, is
10 something constituted in the consciousness that constitutes time
originally. We can reflect on each act and in so doing turn it
into an object of an act of immanent “ perception.” Prior to this
perception (to which belongs the form of the cogito), we have
the “ inner consciousness” which lacks this form, and to this
15 consciousness there corresponds, as ideal possibility, the inner
reproduction in which the earlier act again comes to conscious
ness in a reproductive way and consequently can become the
object of a reflective memory. Hence given therewith is the
possibility of reflecting, in the reproduction, on the earlier
20 having-perceived, even if it was not one in the proper sense,
thus on the having-originarily-lived-through as having-had-
an-impression.
Therefore in the case of a mathematical conviction, the
originating act is the relevant judging (in inner consciousness it
25 is an act constituted originarily, as an impression, and is of such
and such a duration in immanent time). It is judgment-material
along with a positing of being. This material contains nothing
of temporality. A non-temporal state of affairs is posited as
being. In repeated emergence o f the judgment we may have
30 chains of reproductions of the original judgment-impression.
The regard can be focused on them and can penetrate into
them. In that case I have possibilities for memories of various
levels. I recall my earlier memory; I now have a reproduction of
a second level and can focus on it; in that case I have a memory
35 of a memory. Or my regard can penetrate into it; I focus on the
state of affairs which was intended in the reproduced reproduc
tion, on the earlier judgment. The same occurs in each case in
which I look back, in a reproductively repeated series of acts, on
the noematic content of the original act. (It should be noted
here that it is one thing to conceive, and indeed originarily, the
mathematical conviction in several temporally distinct acts, and [119]
it is another thing to come back to the old conviction. And I
can simultaneously conceive the conviction anew and be con-
5 scious of the fact that I had already once, or perhaps more than
once, formed it.) The lasting conviction is persistent and
remains one and the same, extending itself throughout, not in
reference to a new conception that may arise, but in reference to
the mere assumption of the old one, already instituted and
10 accepted again as valid.
Hence this is valid for all acts, and, in addition, in the acts of
perception we find this peculiarity that in them there takes place
the following doubling: 1) they are themselves perceptions, they
constitute a temporal being and in this regard are originarily
15 giving; 2) as acts of inner consciousness they are impressions, in
inner consciousness they are originarily given. Inner conscious
ness is, for them, originarily giving. Consequently, in them a
double memory occurs:
1) The memory of what was in transcendent time;
20 2) the memory of what was given in immanent time, the
memory of the earlier perception and of that which was
perceived in it as such, or the reproduction of the earlier
perception and of its perceptual theme.
In all cases, the constitution of the unity of the lasting theme
25 relates to this second memory. That which is posited by an act
of the cogito, the theme, is, with reference to repeated reproduc
tions and repositings, which extend “ throughout” the chain of
reproductions, of the original theme reproduced in them, some
thing lasting, at least as long as the reproduction is precisely not
30 merely just any reproduction but is a “ repositing” or, better, an
actual taking part in the positing, an assumption of what was
posited “ earlier.”
All the unities we have discussed are unities in reference to a
pure Ego, whose stream of consciousness they belong to and as
35 whose “ possessions” they are constituted. And the stream of
consciousness, as a totality, builds itself up as a phenomenal
unity. All my lived experiences, the successive and the co
existing, on which I focus, have the unity of a flux of time. That
which belongs immanently to a flux of time possesses a
perceivable, adequately graspable, unity. The unity of imma
nence is the unity of a constant flux, in the nexus of which all [120]
immanent duration and change are constituted. All unities of
5 duration which are built up in the continuous flux of immanent
time merge into the unity of the monadic stream of conscious
ness which is constantly becoming and changing, together with
the concomitant pure Ego. Thereby, this pure Ego is established
by means of a cogito determined in any way whatsoever. It
10 extends itself therein onto the total sphere of what is, in the
sense of ideal possibility, absolutely immanently experienceable
by it, rememberable, expectable, and indeed even phantasizable,
according to all temporal modes. If, for example, I yield to the
phantasy that I undertook a trip to Mars and had there lived
15 experiences similar to Gulliver’s, then these fictional lived
experiences of consciousness would belong to me, though as
empty phantasies. The fictional world is a correlate of a
fictional Ego, which, however, is phantasized as the same as my
actual Ego. Consequently, the idea, not only of the actual world
20 posited by me but also of each and every possible and phanta
sizable world, as a world for this pure Ego, has, precisely
through the relation to the actual pure Ego, fixed bounds.
PSYCHIC REALITY
1 For our present purposes it does not have to be shown how it failed in another
respect too, i.e., insofar as it did not realize that a distinction has to be made between
psychology as a natural science and psychology as a human science. Inclined, as it
was in general, toward the human sciences, it did not grasp the tasks and methods of
a natural science of the soul. (For modern psychology the situation is exactly the
reverse.)
corresponding apperception). The soul (or the psychic subject)
behaves as it does under the pertinent circumstances and in a
regulated way. Here, as everywhere in analogous cases, this is
not merely an Objective fact but is included in the experiential
5 apprehensions; hence it can be drawn from them phenomeno-
logically. In the modes of behavior apprehended in reference
to the circumstances which pertain phenomenally, the psychic
property in question manifests itself or primordially manifests
itself in originary experience. Here, too, the apprehension of the
10 psychic lived experiences, as modes of behavior of something
real, is a phenomenologically peculiar one. The rule of the
belonging together is, in phenomenological thinking, a second
ary recognition, since the type of the experience is already given.
For only from the essence of the type of experience, and not
15 inductively-empirically, can one gain knowledge of the regula
tion constitutive for that type of unity of reality.
If we now look back on the pure Ego, then, in comparison
with the psychic, it is to be noted that as regards the pure Ego
too, insofar as it is active in its acts, passive in them, etc., it is
20 said then to “ behave” in them in such and such a way. In
addition, as regards the pure Ego too, and in a broader or
stricter sense, one speaks of states (as occurs, e.g., when one
opposes states as passivities to activities). But it is clear that this
concept of modes of behavior and of states is totally different
25 than the one which applies to the sphere of reality, where all
modes of behavior or states are, in conformity with the consti
tuting apprehension, causally related to “ circumstances.” This
is a radical distinction in sense, for causality and substantiality
are by no means extrinsic annexes but point instead to funda-
30 mental types of apperception. According to the case, the
grasping regard can be directed differently, onto the state, onto
the causal dependence, etc., and all the acts which take form
thereby we call acts of real experience.
Finally, it must be said that just as, with the material thing,
35 nothing of what is distinguishable in the schema of the moment
escapes regulation from the point of view of reality, so likewise
nothing escapes in the sphere of lived experience. At least, the
empirical apprehension of the soul is such that eventually
everything apprehendable as real state in the relevant sphere is
actually apprehended by it that way. Thereby it is a matter for
the experience which determines more precisely to construct the
series of experiences in which the property, perhaps only
vaguely postulated, would manifest itself primordially. The term
5 experience is ordinarily employed in the limited sense of experi
ence of the real (briefly, in the sense of “ real experience ” ). Thus
what is designated thereby is the self-giving (and, at bottom,
originarily giving) act, in which a reality is given as mere
substrate of real properties primordially manifested in real
10 states and in causal relation to circumstances.
According to our considerations, two types o f real experience
rightfully stand side by side: “external" experience, physical
experience, as experience of material things, and psychic experi
ence, as experience of psychic realities. Each o f these experiences
15 is foundational fo r corresponding experiential sciences: the one
for the sciences of material nature and the other for psychology
as science of the soul.
1 For a fuller treatment of the “ psychic properties” mentioned on pp. 129 f. but
left out of consideration here, i.e., the so-called character-properties, ones that are not
psychophysical, cf. below pp. 147 fT.
constitutive unities existing in it alone, then to each position of
the eyes (to indicate it in an Objective expression), the body and
head remaining fixed, corresponds a new aspect of the thing
seen and especially of its extension. And the same applies to
5 each change of the position of the head which affects the
phenomenal orientation (in particular, the one concerning “ dis
tances”). Each of these aspects and the unfolding of the
continuously changing aspects are thereby phenomenologically
related to corresponding “ circumstances” and are shown (as
10 becomes evident in new reflective directions of the grasping
“ spiritual regard”) to be related to concomitant complexes of
kinetic sensations. And this concomitance itself is something
constituted by consciousness and is graspable in reflection. The
originary or, in every case, fully intuitive consciousness of the
15 identity of the form within the continuous change of its modes
of givenness, which we are calling here its aspects, essentially
presupposes the continuous unfolding, played out in the back
ground of attention, of the concomitant kinesthetic sensation-
complexes or of the corresponding transitional phenomena
20 (“ kinetic phenomena”) of the sensation-complexes which, for
example, are different according to whether, Objectively spoken,
the eyes move from their position at the start to this or that
other position. Thereby, in the consciousness of the concomit-
tance and in an apperceptively regulated way, the aspects (in a
25 certain sense, the appearances) related to these circumstances of
appearance change, and during this unfolding we see, in the
normal attitude, “ in ” these aspects (without their becoming
objects) continuously the one and the same thing or, in terms of [129]
our foregoing abstractive consideration, the one and the same
30 form.
It is now clear, however, that the apperceptive constitution of
the aspects is of such a kind that aspects of a higher level, in
suitably distinguished continua of their transformations, are
constituted as “ unities,” with regard to which the aspects in the
35 preceding sense function as “ manifolds.” E.g., to designate it
once again with an Objective expression, if we, at will, move
merely our eyes while the rest of the perceptual circumstances
remain fixed (fixed position of the body, of the head, etc.) then
not only the form but also the appearance of the form are given
to us as one and the same aspect. We can be in such an attitude
that we are focused not on the thing but on the “ thing from the
side,” or we can be focused on the side, on the mode of
appearance of the thing, and, without paying attention to the
5 changing movement of the eyes and the corresponding modifi
cations of appearance, we see the “ appearance ” as one and the
same. The like occurs if we, keeping all other circumstances
fixed, desire to intuit the object merely phenomenally as “ reced
ing” or as “ coming close,” in which case we care only for the
10 change in the depth-order, whereas it is a matter of indifference
to us whether, in an Objective respect, owing to corresponding
apperceptive distinctions, we are conscious that it is the object
that is receding from us or that it is we who are moving away
from it.
15 Again, we have an aspect of a higher level if we both move
the eyes— and thereby allow the dimensions of height and
breadth to alter— and at the same time allow a receding into
the depth. And there always remain transformations of the
aspect-unity constituted here, which make evident the phenom-
20 enal difference as regards the form itself. The form is still always
given in “ o n e” sheer mode of appearance, alongside which
others are possible; it can turn, gradually rotate, etc.
Of course, intertwined with all this are still other modifica
tions, ones constitutive of formations of unity. For example,
25 those that find their Objective expression (so to say) in the
“ change of the accommodation.” For if we again fix all the
other circumstances of the appearance and allow only the
accommodation to change, then “ th e” appearance, determined
as a phase within the continuum of the distinctions previously
30 indicated, has its changing modes of givenness. There are [130]
obviously great tasks here awaiting the phenomenological anal
ysis of the thing. All “ strata” of the constitution of the thing
would need to be examined; what has been indicated here for
the visual layer would have to be pursued, in systematic
35 completeness and precision, not only for that layer itself but
also for all other layers and all constitutive directions in which
unities distinguish themselves over and against manifolds and are
constituted in them in terms of appearance. If we go back step
by step from the present unities to the manifolds constituting
them, and from these (insofar as they themselves are again
unities of manifolds) to the manifolds constituting them in turn,
then in all cases we arrive finally at the data of the lowest level,
the sensory data of sensation in immanent time, the sensory
5 “ representatives” for the “ apprehensions” of the lowest
level.
Thus we see that the expression “ adumbration ” is equivocal.
It can be said of every aspect that the thing is adumbrated in it.
At bottom, however, it is the manifold data of sensation that
10 are called adumbrations, for they are the most primitive mate
rials in which thingly determinations are “ adumbrated.”
Though at the outset we attached our considerations only to
the form (the extensio) of the material thing, still what we said
already had a universal significance. What has been worked out
15 obviously applies to the concretely full schema, or to it accord
ing to all its components that can be abstracted out, thus also to
the sensuous qualities which “ manifest” and “ fill” the form.
These qualities are constituted as unities in parallel with the
form and utterly inseparable from i t : e.g., the body-colors, the
20 body-coloration that belongs in a unitary fashion to the body,
to the appearing extension, including the total coloration
belonging unitarily, as “ the surface coloration,” to the surface
of the body. Moreover, this total coloration, in accord with the
essence of extension, is “ divided ” among all the distinguishable
25 parts of the surface so that to each fragmentation of the
extension corresponds a fragmentation of the coloring, or,
speaking universally, to each fragmentation of the schema
correspond parts that have the full character of a schema. The
coloration and, thus, in general, the filling “ sensuous quality ”
30 are adumbrated in their own way exactly parallel to the visual [131]
extension. What they “ a re ” is primordially manifest percep
tually exclusively in determinate, essentially concomitant, con-
tinua of adumbrations, so that, e.g., “ coloring ” without exten
sion is unthinkable, just as is extension without coloring. If
35 corporeal extension or coloring is to appear visually, then that
is possible apriori only in manifolds of adumbration, in aspects
of a concomitant sort, and it is only possible if extension and
coloring are adumbrated in parallel to each other. They cannot
appear without each other.
This primordial manifestation through adumbrations is, how
ever, despite all the formal mutuality common to all constitu
tion of “ transcendent” unities in manifolds, something in
principle quite different than the manifestation o f real properties
5 through states, as we have already expounded earlier. On the
level of the schema, there can be no question of substantial
reality and causality. Whereas we then stand, with respect to
material states, in the sphere of transcendence, this manifesta
tion of the unity of the soul, of the psychological Ego, leads us,
10 it would seem, immediately into the sphere of immanence.
Psychic states are, abstraction made from higher apprehension,
no longer transcendent unities but instead are nothing else than
the immanently perceivable lived experiences of the immanent
flux of lived experience, of that flux in which all “ transcendent”
15 being is manifest, ultimately through primordial manifesta
tion.
Hence, opposed to one another are the immanently given
psychic state and, constituted as transcendent unities, the
momentary states, the manifestations of persistent real proper-
20 ties, the identical of which is the thing. In the progression from
the perceptual to the higher constitution of the thing, the
intuitive thing— as has been dealt with earlier— displays, in its
optimal givenness, its relativity to normal subjectivity. The
identity of the thing then requires, if it is to be not only
25 intersubjective-normal but " thing in itself” as correlate of any
rational subject (any logical subject), a thing-determination of
logical form, which is an index of nexuses of sense experience
or, better, an index of thing-qualities of the lower level, given in
sense intuition. This higher thing-constitution assigns to the [132]
30 thing a persistent being, a stock of persistent mathematical
properties, in such a way, however, that the universal structure
of things, the form of reality-causality, remains preserved. The
states, too, are mathematized and become indexes of sensuous
states. The mathematical causality-in-itself is an index of the
35 manifold of sensuous causalities. If we, on the contrary, take
the soul and borrow (as Kant did) the idea of substance from
the mathematical thing, then we must undoubtedly say there is
no soul-substance: the soul has no “ in itself” the way “ nat
u re” has, nor does it have a mathematical nature as has the
thing of physics, nor a nature like that of the thing of intuition
(since it is not a schematized unity). And as far as causality is
concerned, we have to say that if we call causality that
functional or lawful relation of dependence which is the corre-
5 late of the constitution of persistent properties of a persistent
real something of the type, nature, then as regards the soul we
cannot speak o f causality at all. Not every lawfully regulated
functionality in the factual sphere is causality. The flux of
psychic life has its unity in itself, and if the “ soul,” concomitant
10 to a Body, stands toward this thingly Body in a functional
connection of reciprocal dependence, then the soul surely has its
lasting psychic properties, which are expressions for certain
regulated dependencies o f the psychic on the Bodily. It is a being
that is conditionally related to Bodily circumstances, to circum-
15 stances in physical nature. And, similarly, the soul is character
ized by the fact that psychic events, in regulated fashion, have
consequences in physical nature. On the other hand, the Body
itself, too, is characterized by this psychophysical nexus and its
regulation. But neither Body nor soul thereby acquire “ nature-
20 properties ” in the sense of logico-mathematical nature.
1 Obviously, it cannot be said that I see my eye in the mirror, for my eye, that
which sees qua seeing, I do not perceive. I see something, o f which I judge indirectly,
by way o f “ empathy,” that it is identical with my eye as a thing (the one constituted
by touch, for example) in the same way that I see the eye o f an other.
denied us. Thus what we are denied is an analogon to the touch
sensation, which is actually grasped along with the touching
hand. The role of the visual sensations in the correlative
constitution of the Body and external things is thus different
5 from that of the sensations of touch. All that we can say here is
that if no eye is open there are no visual appearances, etc. If,
ultimately, the eye as organ and, along with it, the visual
sensations are in fact attributed to the Body, then that happens
indirectly by means of the properly localized sensations.
10 Actually, the eye, too, is a field of localization but only fo r
touch sensations, and, like every organ “ freely moved ” by the
subject, it is a field of localized muscle sensations. It is an
Object of touch for the h and; it belongs originally to the merely
touched, and not seen, Objects. “ Originally” is not used here in
15 a temporal-causal sense; it has to do with a primal group of
Objects constituted directly in intuition. The eye can be
touched, and it itself provides touch and kinetic sensations; that
is why it is necessarily apperceived as belonging to the Body. All
this is said from the standpoint of straightforward empirical
20 intuition. The relation of the seen color of the thing to the
seeing eye, the eye “ with which” we see, the “ being directed”
of the open eye onto the seen thing, the reference back to this [1491
direction of the eye which is part of having visual appearances,
and, furthermore, growing out of this, the relation of the color
25 sensations to the eye— all that will not be confused with the
givenness of these sensations in the manner of localized “ sens
ings. ”
The same applies to hearing. The ear is “ involved,” but the
sensed tone is not localized in the ear. (I would not even say
30 that the case of the “ buzzing” in the ears and similar tones
subjectively sensed in the ear are exceptions. They are in the ear
just as tones of a violin are outside in space, but, for all that,
they do not yet have the proper character of sensings and the
localization proper to them .1) It would be an important task to
35 thoroughly examine in this regard the groups of sensations of
the various senses. However important that would be for a
completely elaborated theory of the phenomenological constitu
1 C f pp. 152 f.
this mode of appearing is included irrevocably a relation to a
here and its basic directions. All spatial being necessarily
appears in such a way that it appears either nearer or farther,
above or below, right or left. This holds with regard to all
5 points of the appearing corporeality, which then have their
differences in relation to one another as regards this nearness,
this above and below, etc., among which there are hereby
peculiar qualities of appearance, stratified like dimensions. The
Body then has, for its particular Ego, the unique distinction of
10 bearing in itself the zero point of all these orientations. One of
its spatial points, even if not an actually seen one, is always
characterized in the mode of the ultimate central here: that is, a
here which has no other here outside of itself, in relation to
which it would be a “ there.” It is thus that all things of the
15 surrounding world possess an orientation to the Body, just as,
accordingly, all expressions of orientation imply this relation.
The “ fa r” is far from me, from my Body; the “ to the rig h t”
refers back to the right side of my Body, e.g., to my right hand.
In virtue of its faculty of free mobility, the subject can now
20 induce the flow of the system of its appearances and, along with
that, the orientations. These changes do not have the signifi
cance of changes of the things of the environment themselves,
and specifically, they do not signify a movement of the things.
The Body of the subject “ alters its position” in space; the
25 things appearing in the environment are constantly oriented
thereby; all appearances of things preserve their fixed system
according to form. The form of intuition, the lawful character [159}
of the adumbrations, and, therewith, the form of the order of
orientation around a center, all this is necessarily preserved. But
30 whereas the subject is always, at every now, in the center, in the
here, whence it sees the things and penetrates into the world by
vision, on the other hand the Objective place, the spatial
position, of the Ego, or of its Body, is a changing one.
Nevertheless, at the present stage of our investigation we are
35 not at all so advanced that we could assign to the Ego such an
“ Objective place.” Provisionally, we must say: I have all things
over and against me; they are all “ there” — with the exception
of one and only one, namely the Body, which is always
“ here.”
b) Peculiarity of the manifolds of appearance of the Body
Other peculiar properties of the Body are conjoined with its
distinctive character as we have described it. Whereas, with
regard to all other things, I have the freedom to change at will
5 my position in relation to them and thereby at the same time
vary at will the manifolds of appearance in which they come to
givenness for me, on the other hand I do not have the
possibility of distancing myself from my Body, or my Body
from me, and accordingly the manifolds of appearance of the
10 Body are restricted in a definite way: certain of my corporeal
parts can be seen by me only in a peculiar perspectival
foreshortening, and others (e.g., the head) are altogether invisi
ble to me. The same Body which serves me as means for all my
perception obstructs me in the perception of it itself and is a
15 remarkably imperfectly constituted thing.
1 Aristotle, De anima, A 3.
the other Body is moved just like any body whatsoever, and, in
union with it, the man “ himself” with his psychic life moves. So
I have an Objective reality as the conjunction of two sides, i.e.,
the man as inserted into Objective space, into the Objective
5 world. I then posit with this reality an analogon of my Ego and
of my surrounding world, thus a second Ego with its “ subjec
tivities,” its sense data, changing appearances, and things
appearing therein. The things posited by others are also mine:
in empathy I participate in the other’s positing. E.g., I identify
10 the thing I have over and against me in the mode of appearance
a with the thing posited by the other in the mode of appearance
p. To this belongs the possibility of substitution by means of
trading places. Each person has, at the same place in space,
“ the sam e” appearances of the same things— if, as we might
15 suppose, all have the same sensibility. And on this account, even [169]
the “ view ” of a thing is Objectified. Each person has, from the
same place in space and with the same lighting, the same view
of, for example, a landscape. But never can the other, at exactly
the same time as me (in the originary content of lived
20 experience attributed to him) have the exact same appearance as
I have. My appearances belong to me, his to him. Only in the
manner of appresence can I have, co-given with his Body, his
appearances and his “ here,” to which they are related. But from
that “ here” I can then consider even my own Body as a natural
25 Object, i.e., from that “ here” my Body is “ there,” just as the
other’s Body is “ there” from my “ here.” is there at a point in
Objective space, and I consider it like any other thing that is
identical not only for me but for every other, and I represent it,
the Body, in just the way that it is given to any person who
30 encounters a man as one with it. I place myself at the
standpoint of the other, any other whatever, and I acknowledge
that each encounters every other as the natural being, man, and
that I then have to identify myself with the man seen from the
standpoint of external intuition. Man as Object is thus a
35 transcendent external Object, an Object of an external intuition;
that is, we have here an experience of two strata: interwoven
with external primally presenting perception is appresenting (or
introjecting into the exterior) empathy, in an apperception,
specifically, which realizes the entire psychic life and psychic
being in a certain sort of unity of appearance, namely that of an
identity of manifold appearances and states localized therein,
which are united in the form of dispositions.
§48. Introduction 1
1 For another draft of the introduction, see Supplement IV, pp. 325 ff.
made here especially in the years of his wise old age. The power
of his thought is demonstrated by the fact that Hermann
Ebbinghaus’s elegant critique, one which, however, undermined
only the inadequate scientific elaboration of the ideas of Dil-
5 they, could not, in spite of the universal approval of the natural
scientists, arrest the course of development of those ideas. Ever
new significant investigations joined up with Dilthey’s research.
Windelband, Rickert, Simmel, Miinsterberg, and others tried
their utmost to do justice, from new sides, to the opposition in
10 question. Yet following them we do not penetrate to the
actually decisive clarifications and rigorously scientific concep
tions and foundations. Only a radical investigation, directed to
the phenomenological sources of the constitution of the ideas of
nature, Body, and soul, and of the various ideas of Ego and
15 person can here deliver decisive elucidations and at the same
time further the rights of the valid motives of all such investi
gations.
OPPOSITION BETWEEN THE NATURALISTIC
AND PERSONALISTIC WORLDS
Addendum
] Annex means regulated coexistence, and what regulates the change is “ causal
ity,” an inductive causality.
§ 54. The Ego in the inspectio su i 1
a) Motivation of reason
Let us first of all fix our sight on the way perceptions and the
like, for example, motivate judgments, the way judgments are
justified and verified in experience, thus how the attribution of a
predicate is confirmed by the concordant experience of it, how
being in contradiction with experience motivates a cancelling
negation, or how a judgment is motivated by another judgment
in drawing a conclusion, but also how, in quite a different way,
5 judgments are motivated by affects and affects by judgments,
how surmises or questions are motivated, how feelings, desir-
ings, willings are motivated, and so on. In short, the issue is the
motivation of position-takings by position-takings (for which
certain “ absolute motivations ” are always presupposed: some-
10 thing pleases me in itself, “ for its own sake,” etc., it being of no
consequence whether or not reason reigns within these motiva
tions).
Nor should reason be excluded here, insofar as there exists
precisely the pre-eminent case of the motivation of reason,
15 motivations within the framework of evidence, which, if they
are reigning in purity, produce constitutive unities of conscious
ness of a higher level along with correlates of the region “ true
being” in the broadest sense. Here belongs especially every [22|
instance of logical grounding. So we have to distinguish: 1)
20 motivations of effective acts by effective acts in the sphere that
stands under norms of reason. Here the distinction is that
between the motivation of the Ego and the motivation of the
acts. 2) Motivations of other kinds.
Motivation can exist here in the most authentic sense,
25 whereby it is the Ego that is the motivated: I confer my thesis
onto the conclusion because I judged such and such in the
premises, because I have given my thesis to the premises. The
same occurs in the sphere of valuing; there is a valuing that I do
for having valued something else, and there is a derived willing
30 as a deciding for having decided something else. In each case
here I am accomplishing a cogito and am determined in doing so
by the fact that I have accomplished another cogito. Obviously,
the thesis of the conclusion is related thereby to the thesis of the
premises. These are Ego-theses, yet on the other hand they are
35 not themselves the Ego, and so we also have as motivation a
particular relationship among the theses. But the theses as
theses have their “ material,” and that produces lines of depen
dencies as well: the full assertions and, correlatively, the full
lived experiences have a “ connection of motivation.”
One can speak of motivations o f pure reason in a two-fold
sense: it can refer to mere relations and connections of require
ment between “acts "properly so called. The subject here is the
“ active” one; in a certain sense the subject is always “ doing
5 something” here, even in purely logical thinking. Reason can
then be called pure reason if, and insofar as, it is motivated with
insight and is thoroughly so motivated. Yet this condition does
not have to be met. Even invalid conclusions belong under the
heading of motivation of reason. Their “ material ” is perhaps a
10 sediment of previous acts of reason, but one which now comes
forth in a confused unity and in that state maintains the thesis.
Reason is a “ relative ” one here. He who lets himself be drawn
by inclinations and drives (which are blind since they do not
emanate from the sense of the matters currently functioning as
15 stimuli, i.e., they do not have their source in this sense) is driven
irrationally. But if I take something to be true or take a demand
to be a moral one, thus having a source in the corresponding
values, and if I freely pursue the reputed truth or the reputed
moral good, then I am being reasonable— yet only relatively so,
20 for I may indeed be mistaken there. I am projecting a theory in [222]
relative rationality insofar as I fulfill the intentions predeli
neated to me by my presuppositions. But I may have over
looked the fact that of one of my presuppositions was wrong.
Perhaps I am following a blind tendency here. I believed I could
25 remember that the proposition was demonstrated; the tendency
is not completely blind insofar as the memory has its reason.
Finally we reach in this way the fundamental questions of ethics
in the widest sense, which has as its object the rational behavior
of the subject.
30 The doctrine of the affects in Spinoza and Hobbes deals, by
and large, with immanent motivations.
b) Association as motivation
Furthermore, the entire realm of associations and habits fits in
here. They are relations established between an earlier and later
35 segment of consciousness within one Ego-consciousness. But
motivation occurs in the “ present” consciousness, namely in
the unity of the conscious stream, characterized as time-
consciousness (originary consciousness) in act. Here it is not a
matter of a motivation of position-takings by other position-
takings (active theses by active theses) but of lived experiences
5 of any sort whatsoever. These are, specifically, ejther “ sedi
m ents” of earlier acts and accomplishments of reason, or ones
which emerge, in “ analogy” with the former, as apperceptive
unities without actually being formed out of acts of reason, or
else they are completely a-rational: sensibility, what imposes
10 itself, the pre-given, the driven in the sphere of passivity. What
is specific therein is motivated in the obscure background and
has its “ psychic grounds, ” 1 about which it can be asked: how did
I get there, what brought me to it? That questions like these can
be raised characterizes all motivation in general. The “ motives”
15 are often deeply buried but can be brought to light by “ psy
choanalysis.” A thought “ reminds” me of other thoughts and
calls back into memory a past lived experience, etc. In some
cases it can be perceived. In most cases, however, the motiva
tion is indeed actually present in consciousness, but it does not
20 stand out; it is unnoticed or unnoticeable (“ unconscious”).
The contrast between associative motivations and motiva
tions in the pregnant sense of Ego-motivation (motivation of
reason), which we are dealing with here, can be brought into
relief in the following w ay: What is meant by the universal fact
25 of “ passive motivation” ? Once a connection is formed in a
stream of consciousness, there then exists in this stream the
tendency for a newly emerging connection, similar to a portion
of the earlier one, to continue in the direction of the similarity
and to strive to complete itself in a total nexus similar to the
30 previous total nexus. We thus put the question: how is it that
this is known? Now, when I reflect on an earlier connection and
then on a second one, related to the first in the way indicated, I
expect the initial part to be followed by a similar part, in
rational motivation, and I then actually find it. Here for us who
35 question and expect and who establish the fact of association,
something new emerges: the existence of the similar part
1 Here in the "Ego-less" sphere we speak o f the Ego that is motivated. Is the Ego
then the stream itself?
demands the existence of a similar part complementing it. This
is a law o f motivation; it concerns the existential positings. The
demand is an “ original ” one, a demand of reason. Hence there
are rational motivations for existential positings as well as for
5 judgments and for taking up positions of belief in general
(formal-logical position-takings belong here too ) .1 Likewise
there are rational motivations for position-taking as regards
feeling and will.
Obviously, belief, and any position-taking, is an event in the
10 stream of consciousness and therefore is subject to the first law,
that of “ habit.” Having once believed M, with this sense and in
a certain mode of representation, there then exists the associative
tendency to believe M again in a new case. If I ask whether A is
and proceed to affirm that A is, then in a new case there may be
15 joined “ by habit” to the question whether A' is (thought as
similar to A with respect to its matter) the affirmation that it is. [224]
This is no different: if I have once apprehended a content of
sensation and have posited it objectively as A, then I may again,
on another occasion, apprehend and posit as A' a similar
20 content of sensation (along with its concomitant similar rela
tions and circumstances). And in that case we again have in the
stream forms of processes. It is clear, however, that I must not
confuse the occurrence of habit with the occurrence of motiva
tion in the sphere of position-taking, which, of course, is alone
25 called motivation in ordinary language.
To be sure, the one and the other kind of motivation
intertwine, the “ causality” in the deep grounds of association
and apperception and the “ causality” of reason, the passive
and the active or free. The free one is purely and completely free
30 where passivity plays a role only for the delivering of the primal
material which no longer contains any implicit theses.
1 The attitude does not itself constitute the spiritual product; the physical-spiritual
is already pre-constituted, pre-thematized, pre-given.
that belongs to the essence of a spoon. Here one will say that
the perception together with its existential thesis is sheer sub
stratum for the grasping of what is spiritual. But even here it
holds that the spiritual is not a second something, is not an
5 appendix, but is precisely animating; and the unity is not a
connection of two, but, on the contrary, one and only one is
there. Physical being can be grasped for itself (carrying out the
existential thesis), by means of a natural attitude, as natural
being, as thingly being; and to the extent one can assume this
10 attitude, it was “ included” therein. But what we have here is
not a surplus which would be posited on top of the physical, but
rather this is spiritual being which essentially includes the
sensuous but which, once again, does not include it as a part,
the way one physical thing is part of another. In many cases, we
15 do have a real nature, an existence, as substratum ; and in many
cases— as already indicated above — the substratum is physi
cally unreal and has no existence. The harmony of the rhythms
of a closet drama cannot be posited as a real existence; just as
little as the drama is somewhere existing in space is the harmony
20 somewhere. To the ideal spiritual unity belongs the ideal
harmony . 1
Let us now leave the region of these partially real, partially
ideal “ spiritual Objects,” formations of the “ Objective spirit,”
and consider again spiritual living beings, those beings animated
25 in a special sense, i.e., human beings (but of course all animals
are included). The question above w as: is a man a unification of [240]
two realities, is that how I see him ? If I do, then I am grasping
1 In this presentation (totally insufficient, by the way) these two must be kept
distinct:
1. i f l do not accept the idea o f a bond here in the manner of an appendix, that can
be taken to mean there are not two things, external to one another, which are
connected up and which are joined precisely in conformity with the sense o f the total
apprehension and which, in the movement o f the focus from one to the other, would
appear as parts on an equal level, and thus would form an external unity o f parts o f
the same level.
2. the sensible acquires, as it were, an inner life in virtue o f its being a sensuous
substratum given a spiritual sense (which does not at all imply an external connection
as in 1.), and as is the case with a literary work (drama), the physical substratum is a
manifold o f sensuous members which are, as manifold, unitarily animated, so that
even taken this way the spiritual sense is not simply beside the physical. (C f also
P. 255).
a corporeal existence. But that is not the attitude I am in when I
see a man. I see the man, and in seeing him I also see his Body.
In a certain way, the apprehension of a man as such goes
through the appearance of the body which here is a Body. In a
5 certain sense, the apprehension does not stop at the body, its
dart is not aimed at that, but it goes through it. Yet neither does
the apprehension aim at the spirit joined to the Body; instead, it
aims precisely at the man. And the apprehension of the human,
the apprehension of that person there, who dances, laughs when
10 amused, and chatters, or who discusses something with me in
science, etc., is not the apprehension of a spirit fastened to a
Body. Instead it is the apprehension, accomplished through the
medium of an appearance of a body, of something that
essentially includes in itself the appearance of a body and that
15 constitutes an Object, of which I can say: it has a Corporeality,
it has a body which is a physical thing with such and such
qualities, and it has lived experiences and lived dispositions.
And this Object has characteristics both sides possess at once: a
way of walking, a way of dancing, a way of speaking, etc. Man,
20 in his movements, in his action, in his speaking and writing,
etc., is not a mere connection or linking up of one thing, called
a soul, with another thing, the Body. The Body is, as Body,
filled with the soul through and through. Each movement of the
Body is full of soul, the coming and going, the standing and
25 sitting, the walking and dancing, etc. Likewise, so is every
human performance, every human production . 1
The apprehension of the man is such that, as “ sense,” it
completely penetrates the apprehension of the body. But this
should not be understood as if there were any question here of a
30 temporal sequence: first the apprehension of the body and then
the man. On the contrary, it is an apprehension which has the
apprehension of the body, constituting the Body, as founding
substratum for the apprehension of the comprehensive sense.
Basically and in the main, this is just the way the word-sound is
35 “ Body ” for the animating “ sense.” Furthermore, the imprinted
page or the spoken lecture is not a connected duality of
word-sound and sense, but, rather, each word has its sense, and
perhaps parts of words already have the character of a word, as
already, in anticipation, sense refers to a new sense and to new
words, the way words are joined into word-formations, into
sentences, and sentences into nexuses of sentences, which hap-
5 pens because of the fact that animating sense has such a
rhythm, such a texture of sense, such a unity, a unity which yet
has its support, or, better, its Corporeality, in verbal substrata,
so that the whole lecture is through and through a unity of
Body and spirit, is, in its articulations, always a unity of Body
10 and spirit, a unity which is a part of a unity of a higher level, so
that finally the lecture itself is present as the unity of the highest
level.
Exactly the same holds for the unity, man. It is not that the
Body is an undifferentiated physical unity, undifferentiated
15 from the standpoint of its “ sense,” from the standpoint of the
spirit. Rather, the physical unity of the Body there, which
changes in such and such a way or is at rest, is articulated in
multiple ways, in ways that are more determinate or less
determinate, according to the circumstances. And the articula-
20 tion is one of sense, which means it is not of a kind that is to be
found within the physical attitude as if every physical partition,
every distinction of physical properties, would receive “ signifi
cance,” i.e., significance as Body, or would receive a sense of its
own, its own “ spirit.” Rather, the apprehension of a thing as a
25 man (and, to be more exact, as a man who speaks, reads,
dances, is vexed and rages, defends himself or attacks, etc.) is
precisely such as to animate multiple, though distinguishable,
moments of the appearing corporeal objectivity and to give to
the individual sense a psychic content, and again it is such as to
30 unify the already animated individualities into a higher unity
according to the demands present in the sense and finally unify
them into the unity of a human being. We have just still to note
that only very little of the Bodily actually comes to appearance
at any given time and only very little appears in direct anima-
35 tion, whereas very much can be “ supposed,” co-apprehended,
and co-posited in a more or less indeterminate-vague way, and
this is co-posited Corporeality and has a co-posited sense. A
large part can remain completely undetermined and yet still
contain so much determination: a certain Corporeality with a [242]
certain spirituality— a certain one, which, as horizon of experi
ence, is to be determined further by experience.
This apperception of spirit is transferred to one’s own Ego,
which, in apperceiving other spirits, obviously does not have to
5 be apperceived for itself in this way (as comprehensive unity, as
spirit), and if it is not apperceived that way, then it functions as
non-Objectivated pure Ego. In my own case, I arrive at the
apprehension of man (in the sense of spirit) by way of a
comprehension of others, i.e., insofar as I comprehend them as
10 centers not only for the rest of the surrounding world but also
for my Body, which is for them an Object of the surrounding
world. It is precisely thereby that I comprehend them as
apprehending me similar to the way I apprehend them, thus as
apprehending me as a social man, as a comprehensive unity of
15 Body and spirit. Therein is rooted an identification between the
Ego I encounter in direct inspection (as Ego which has its Body
over and against it) and the Ego of the other’s representation of
me, the Ego the others can understand and posit, one with my
Body, as, for him, an “ external” representation, in acts which I
20 for my part attribute to him. The comprehensive representation
others have, or can have, of me is of service to me as regards the
apprehension of myself as a social “ man,” hence the apprehen
sion of myself totally different from the way I grasp myself in
direct inspection. By means of this apprehension, with its
25 complicated structure, I fit myself into the family o f man, or,
rather, I create the constitutive possibility for the unity of this
“ family.” It is only now that I am, in the proper sense, an Ego
over against an other and can then say “ we.” And then for the
first time do I become “ Ego,” and the other precisely an other.
30 “ W e” are all human beings, similar to each other, capable as
such of entering into commerce with each other and establishing
human relations. All this is accomplished in the spiritual
attitude, without any “ naturalizing.” But we know already that
we can turn every man as comprehensive unity into a unity o f
35 nature, a biological and psychophysical Objectivity, in which
pure spirit no longer functions as member of a comprehensive
unity, but instead a new phenomenal unity, an Objective
thinghood, is constituted. This is transferred to me myself as an
Object of nature, in a very mediate way of representation, as
40 one can see. By means of the change of attitude, the spiritual
Ego is transformed in my own case, even if in a more mediate
way than in the case of others, into the psychic Ego of the
natural-scientific treatment of the soul.
We have here a fundamental analysis embracing all spiritual
5 Objects, all unities o f Body and sense, hence not only individual
humans but also human communities, all cultural formations,
all individual and social works, institutions, etc.
Now if we have not been permitted to let the relation between
Body and spirit, wherever it occurs, pass as a junction of two
10 things, still nothing prevents us, on the other hand, from
ascribing to the Body a Bodily unity and to the sense a
sense-unity in such a way that we then acknowledge that the
Bodily-spiritual unity we call man, state, or church harbors
two-fold unities, namely: Bodily unities as material-corporeal
15 unities (the ultimate in all cases in which corporeal existence
enters into the whole of the “ spiritualized” Object) and spiri
tual unities. Consequently a distinction has to be drawn and we
have to maintain that the individual man is :
1) unitary Body, i.e., a body which is animated and which
20 bears sense, and
2) unitary spirit. In the case of a state, a people, a union, etc.,
there is a plurality of Bodies, standing in physical relationships,
something required for intercommerce, either direct or indirect.
What pertains here has sense. Each Body has its spirit, but they
25 all are bound together by the overarching communal spirit which
is not something beside them but is an encompassing “ sense”
or “ spirit.” This is an Objectivity of a higher level.
In the case of other spiritual Objects, namely the ideal ones,
such as drama, literature in general, music, and in a certain
30 sense also in the case of every other work of art, the situation is
different, so much so that the sensuous Body is not an existing
one. (The sensuous Body of a picture is not the picture hanging
on the wall. It would not be difficult to elaborate this. But it
would take us too far afield.)
35 At all events, with respect to the unity of the spirit, which [244]
makes up the “ sense” of the Body, we have to note the
following, as regards the individual m an :
Empathy into persons is nothing else than precisely that
apprehension which understands the sense, i.e., which grasps the
Body in its sense and in the unity of the sense it has to bear. To
perform an act of empathy means to grasp an Objective spirit,
to see a human being, to see a crowd of people, etc. Here we do
not have an apprehension of the Body as bearer of something
5 psychic in the sense that the Body is posited (experienced) as a
physical Object and then something else is added on to it, as if it
was apprehended just as something in relation to, or in conjunc
tion with, something else. What we have here rather is precisely
an Objectivation of a higher level superposed on that of the
10 other stratum of apprehension in such a way that what is
constituted is the unity of an Object, one which in turn (without
any kind of binding of parts that would presuppose a prior
separation) involves Objective strata of lower and higher levels,
distinguishable only after the fact.
15 The unity given in the apprehension of spiritual being allows
for differentiation into Body and sense by means of a change in
the apprehending attitude. The human Body is given in percep
tual appearance; as the correlate of perception it presents itself
as an actuality, and as such it fits within the surrounding
20 actuality of the one who understands and who, in seeing this
Body, grasps the human person as a companion. More precisely
formulated, he does not posit or grasp in the proper sense (in
the sense of an actively performed thesis) the actuality of the
Body when he grasps the person expressed therein, no more
25 than we posit, in reading, the written marks on the paper in an
active thesis of experience, make it into the "th em e” of
theoretical or even practical position-taking. The written mark
“ appears,” but we “ live” in the performance of the sense.
Likewise, the Body appears, but what we perform are the acts
30 of comprehension, and what we grasp are the persons and the
personal states “ expressed” in the appearing content of the
Body. As expressed, they appertain only to the appearing Body
of my environment; but this appertaining signifies here a special
relation having anything but the sense of the founded natural
35 unity, man as an animal being, as zoological Object. On the [24|
contrary, it precedes the constitution of any such unity.
In comparison with the unities of word-sound and sense
brought up earlier, it must be noted that we were dealing there
with irreal unities. The unity of Body and spirit, however, is
constituted as a higher unity of two real unities. It requires
proper constitutive manifolds, something which obviously is
shown in the exhibition of this unity in the consciousness of its
explicit givenness.
5 If a real objectivity of experience is to come to givenness, it is
necessary to take together the two real unities of Body and soul
and pursue in experience, in a unitary fashion, their relations of
dependency on real circumstances and on one another. Instead
of paying heed merely to the Body and, again, instead of simply
10 living the understanding and paying heed to the person, we first
of all have to take the connection produced between expression
and expressed as a totality and see how it behaves in concordant
experience. We will have to say, of course, that already prior to
the turn and grasp of experience this unity of expression and
15 expressed comes to consciousness, as a unique reality, in the
unfolding of the concomitant perceptual apprehensions and that
it is perceptually present as a formation of two levels, in such a
way that the total formation’s dependency on circumstances
essentially includes the dependency of the events of the higher
20 level on those of the lower.
In fact, a unity of realizing apperception is constantly a lived
experience, on which the regard of the pure Ego can focus and
can grasp therein the founded reality as well as its current states
and circumstances. It must be noticed, however, that the unity
25 o f expression is a presupposition for the constitution of the
founded reality as one which encloses levels, but that it is not
already in itself this reality. We could formulate it in this w ay: it
is only by means of expression that the person of the other is
there at all for the experiencing subject, and the person must
30 necessarily be there first in order for him to be able to enter,
precisely as a level, into a real unity of a higher level and indeed
to do so together with that which serves as expression.
In itself it is indeed thinkable that the totality of real relations [246]
between Body and spirit would be reducible to the unity of
35 expression. Spiritual being would be expressed in the Bodily to
such an extent that the spirit would be graspable; but psycho
physical unity would be lacking, and Body and soul would not
appear in real connection. Perhaps it will be objected that the
bond between expression and expressed is itself already appre-
hendable as real. If the Body has the peculiarity that personal
states, as co-posited, are tied in empirical regularity to its
general type and especially to certain occurrences in it, e.g., the
play of facial features, the spoken word, etc., then these
5 occurrences have precisely real spiritual consequences. Con
versely, if certain spiritual states unfold and if, in parallel,
certain miens, gestures, etc. appear on the Body, then in that
case the spiritual has real consequences in the Body and,
accordingly, is experienced as a cause. In the meantime, such
10 statements have only to be pronounced in order to see that this
view cannot be sustained. A parallel bond of this kind does not
create any reality of a higher level. We would have in such a
case two realities, each of them having its states and its real
properties. Within certain limits there would exist a correspon-
15 dence, and conclusions could be drawn from the parallel states
on the one side to those on the other; the ones could be used as
intimations of the others. But not a single new real property
would arise, and neither could there be any question of a
causality joining Body and spirit, for that presupposes both
20 realities would assume for one another the function of circum
stances with respect to their real states. But as we have
presupposed the state of affairs here, the cancelling of the one
reality would not change anything as regards the other, and the
total manifold of its states would be the same.
25 The truth is, however, that with the appropriate attitude a
man stands there confronting us as a real unity with real
properties, ones we call psychophysical and which presuppose
causality in the relations between Body and soul. It is precisely
through such a causality that a proper founded unity is made
30 possible. There is in the sense of the natural apperception of a
man something like health and sickness in their countless forms,
whereby sickness of the Body results in psychic disturbances
and, more generally, in various experienceable consequences for
the soul. Even inverse causalities are given in experience; e.g.,
35 the will, in that it has the Body as the field of its freedom, leaves
a wake of Bodily occurrences. Yet it is not necessary to list
individually all the forms of psychophysical causality which,
even if they are always retracted in subsequent philosophical
argumentation, nevertheless command the straightforward
experiential apprehension of animal being. What matters here is
that by means of them something enters into the experiential
apprehension which is not simply contained in the unity of
“ expression” and “ expressed.” 1
5 The Body, which we apprehend as expression of spiritual life,
is at the same time a part of nature, inserted into the universal
nexus of causality, and the spiritual life, which we grasp
through the Bodily expression and understand in its nexus of
motivation, appears, in virtue of its connection with the Body,
10 to be conditioned itself by natural processes and to be apper-
ceived as something of nature. The unity of Body and spirit is a
two-fold one, and, correlatively, a two-fold apprehension (the
personalistic and the naturalistic) is included in the unitary
apperception of the human.
1 Here we must distinguish between habits which I have but which I did not have
in various periods o f my past, possessing others instead. And, on the other hand, the
habitual style. But is “ habit” the right word here? As Ego, do I not have my
position-taking and my way of position-taking not out of mere habit but from
freedom and faculties of various kinds?
what sort of personal subject I am . 1 I experience all this at first
without an accompanying conceptual fixation and without
thinking about it (without “ reflecting,” if the word is taken in
quite a different sense, namely, precisely in the sense of the
5 comportment of thinking and asserting). So we distinguish
between pure-Ego-reflection, i.e., reflection on the pure Ego that
belongs essentially to every cogito, and reflective thematic
experience built on the basis of the accrued experiential apper
ception, the intentional object of which is this empirical Ego,
10 the Ego of empirical intentionality, as self-experience of the
personal Ego in relation to the experiential nexuses in which this
personal Ego (hence in relation to the acts it carries out under
the pertinent motivating circumstances) shows itself according
to its "personal features " or properties o f character.
15 To complete this exposition it should be noted that the inner
reflection I am carrying out here does not exclude, but rather
includes, the fact that I apprehend myself thereby as a human
Ego also in the relations I maintain with others. It is indeed as
personal Ego that I comport myself in relation to others as ones
20 who also belong to my surrounding world. But if I keep within
the content offered by pure and proper self-perception and limit
myself to the self-preservation of my person under the circum
stances of my comportment in the surrounding world, then it is
clear that I can disregard the stratum of apprehension that arises
25 from the fact that I represent myself at the same time as the
same one who is apprehended by others externally through
empathy. And finally, even if I eliminate every apperception [250]
bearing on others and consequently all the contributions this
apperception makes towards the rest of the apperception of the
30 surrounding world and of myself, then obviously what remains
1 The personal Ego is the human Ego. I experience the comportment o f others
within the circumstances o f their surrounding world, and out of repeated reflection
on their similar behavior under similar circumstances an inductive apperception
arises. Insofar as I apperceive myself as a human being in a human nexus and thus
find occasion enough to observe my own behavior and find it to be regulated (i.e., I
find habits, active regularities in my behavior), I come to know myself as a personal
“ reality.” The personal reflection which I exercise in this way is therefore a very
mediated one in its intentionality.
Yet many questions still remain.
First, a part o f inductive apperception, concerning myself, arises as somatological
prior to the experience o f others. Here it must be seriously considered how the Ego,
in all this, plays its role as a pole and how an enduring ability is constituted (I can
move my hand in a certain direction, I can touch things, etc.): my Body as substrate
of various Corporeal 44faculties.” And then multiple habits in my subjective sphere,
whether or not others come into consideration for me. Interplay between the
observation o f others and self-observation, with a continued extension o f inductive
apperception as a consequence.
With that, however, always and from the very outset there comes into consider
ation the faculties proper to the Ego and the somatological faculties o f the lower
stratum. An active faculty is indeed not a habit, not an inductively constituted
property, not a mere product o f association, if we take the latter in the customary
sense. The analysis o f the person is therefore very incomplete here.
circumstances. I recognize eidetically, or can recognize, that
according to these regulated processes the “ representation,”
Ego-person, the empirical Ego-apperception, must necessarily
develop and must incessantly develop further, and that hence, if
5 I reflect on a series of lived experiences, a course of various
cogitationes, I must encounter myself constituted as personal
Ego. The course of the lived experience of pure consciousness is
necessarily a process of development in which the pure Ego
must assume the apperceptive form of the personal Ego, hence
10 must become the nucleus of all sorts of intentions which would
find their demonstration or their fulfillment in series of experi
ences of the type just mentioned.
1 Should we say “ original character” is nothing else than this, that there is a
determinate motivation in the beginning and that in the development o f the Ego
every motivation is co-conditioned by the previous ones already carried out de fa c to ?
But did we not indeed have to speak o f a determinate type o f motivation and this
only with regard to the beginning? But “ beginning” should not be understood here
only in a temporal sense.
indeed obeying habit too, but I am free insofar as it is the
motive, the reason, that I am obeying in a free decision . 1
But all this has to be kept distinct from the efficacy of the
“ association” in which the personal empirical subject is consti-
5 tuted. If the personal subject signifies, for the stream of lived
experience, a certain rule of development and specifically one
for the types of Ego-behavior under subjective circumstances,
i.e., if it signifies a certain rule stipulating the way to behave in
activities and in passivities, then there corresponds to this rule a
10 certain doxic habit, as it were, a certain familiarity in the
present behavior of the Ego, certain tendencies of expectation
or possible tendencies of expectation related to the occurrence
of the present behavior in the stream of consciousness. Now,
this behavior is, in the background consciousness, not an
15 expecting in the proper sense but a protention directed toward
the future occurrence, a protention which can become an
expectation with a shift of the attention of the Ego. But not
only that; an objectivity is constituted, precisely the subject of
the modes of behavior. The system of such protentions and
20 intertwinings, which could be transformed into an actual “ if-
then,” into actual, hypothetical, and causal motivations, creates
a new intentional unity or, correlatively, a new apperception.
Thus on the one side we have tendencies ruling the “ I d o ”
and the “ I undergo ” and powers providing rules for it. On the
25 other side there are tendencies of consciousness which subse
quently characterize these acts and the Ego and invest it with an
apprehension.
In our entire consideration up to now, we have been speaking
of the unity of the Ego that is constituted in the stream of life.
30 In the first place, this is the Ego that develops, is co-formed,
and is constituted together with all other apperceptions, above
all in unity with the thing-apperceptions that are formed. But
1 From a phenomenological standpoint, the “ habitually” or the “ experientially”
has its intentional relation to circumstances. If these circumstances become real, then
the experiential steps forth as something belonging to them, as something expected.
An instinctual drive would also have to be related to circumstances, and to that
extent we have there an experiential expectation, but this expectation has, in the case
o f genuine habit, an implicit horizon o f similar memories. There still remains a
question concerning the expectation o f the yielding, with its increasing power and
with the growing tendency o f the yielding itself.
there is more to it. I am of course not only the subject, the Ego,
that can consider a thing in a certain freedom, can freely move
the eyes while looking, etc. I am also the subject that is used to
being pleased by such and such matters, that habitually desires
5 this or that, goes to eat when the time comes, etc., i.e., the
subject of certain feelings and of certain habits of feeling, desire,
and will, sometimes passive, as I said, sometimes active. It is
clear that certain strata are constituted there in subjectivity, [257]
insofar as certain groups of Ego-affections, or passive Ego-acts,
10 are organized for themselves in a relative way and coalesce
constitutively into an empirical unity. A closer investigation
would be needed to bring out these strata.
1 One could here have recourse as well to the fact that physical nature and its
causality dissolve into motivations of consciousness. But these form a closed group,
the indices o f which are the things that are posited and theoretically determined, laws
of nature, etc. Nor can one say that we have the psychical together with its psychic
causation ” in the excess beyond the physical. That would be false, for we have here
quite different attitudes: in the one case nature is posited purely and simply and is a
theoretical theme. In the other case, nature is posited as correlate o f the motivations
constituting it. And in the third case, appearing nature is posited but is posited as a
field for praxis.
If in phantasy I imagine a mechanical motion or some other
natural process, or a thing, or whatever, then I can always
modify my consciousness of this free fiction in such a way that a
thesis of possibility, related to what has been imagined, arises
5 from it. What can be represented, or, in the first place, what has
been represented, is possible; the “ object” as such is, as
intuitive, a floating substrate of the possibility-predicate; i.e.,
the intended object is a possible one insofar as it can be intuited.
Thus here again we have a “ can.” A centaur is a possible
10 object. “ I t ” is intuited, it is what is identical in these and in [26$
other quasi-perceptions that I can freely carry out. It must
indeed be maintained that all intuition allows of being turned
into an act which posits the intuited “ object,” the intended
“ what,” as possible, and which “ experiences” it in originary
15 givenness. And a positing of possibility without intuition is an
intention which, according to its very sense, finds fulfillment in
an intuition or in a variation of the intuition which supplies the
possibility-thesis in its “ genuine” form.
This possibility is doxical-logical possibility (not formal-
20 logical). Included under this “ it is possible” is obviously also
the “ it is possible that I move my hand,” if I represent the
movement o f the hand and derive from this representation (a
neutrality modification) the sense of the thesis of possibility. But
I do not thereby have the practical “ I can,” although it is
25 legitimate to speak of the “ to be able to ” as regards that
general class as well. A centaur can exist; the motion of a body
is possible: i.e., it can move; the “ I move my hand ” is possible:
i.e., it can be that I move my hand. And so in general: it is
possible that A is = it can be that A is. Being possible is being
30 able to be. But that I move my hand, that I do something, is not
a matter of the doxical-logical possibility of being. Certainly,
that I move the table by acting “ immediately” cannot be; that I
move my hand “ immediately ” can be. That is, the one “ I can ”
may be made intuitive, the other not.
35 But is that all? Does not speaking about the possibility of
intuition already point to another region? A movement of my
hand is not only an ontological possibility.
Here various kinds o f neutrality modifications come into
consideration. The neutrality modification of a doxic conscious
ness (consciousness of objective being) is a " mere representa
tion.” In the case of a perception or a memory (originary
consciousness of present being or of remembered being), the
neutralization results in a neutrally modified intuition. And
5 from every neutralized intuition can be derived originally a
theoretical (doxic) possibility, a fee/ng-possible, which presents
itself as a modification of being-certain, of being pure and
simple, therefore of that which may be derived from a non- [263]
neutralized intuition and, most originally, from a “ perception ”
10 (present being). In a broader sense, every neutrality modifica
tion of the doxic sphere admits of being turned into a doxic
consciousness of possibility, even if the possibility (the being-
possible) no longer has the mode of “ evidence,” self-given-
ness.
15 Likewise, from every "practical ” neutrality modification one
can derive— and perhaps derive originally— a practical possi
bility. Hence there stand over against one another as correla
tives: representing (intuition — neutralized intuition) and being
(being-representable, being-possible). Similarly, doing and
20 quasi-doing are correlates, and so are action and possible
action, just as are fact, the term of the action (as its result), and
“ possible” fact, possible practical result, practical possibility.
On the side of the subject, to the “ I do ” corresponds the “ I can
d o ;” just as in the parallel case to the “ I believe,” “ I hold to be
25 true, to exist” corresponds the “ I hold to be possible.” On both
sides, I place myself in the neutrality modification and derive
possible being and possible action . 1
The intuitive representation, hence the quasi-perception, that /
want something, do something, decide in such a way in the
1 Cf. on this point, and on the entire following sub-paragraph b), Supplement XI,
PP. 340 f t
cogitationes are acts of an Ego-subject, the Ego is constituted
out of one’s own (active) position-taking, and out of one’s own
habits and faculties, and consequently is an externally appercep
tive unity, the kernel o f which is the pure Ego. Whence the
5 evidence, “ I am.” I can certainly delude myself as to my
character, but I do have to posit myself with some character or
other, and I posit myself as Ego with a determinate character
(abstraction made from the horizons of indeterminateness). If I
now phantasize, if I settle myself (as the one I am) into a
10 phantasized actuality or into the world given in the neutrality
modification, into the familiar world transformed in phantasy
some way or other, then I am judging how such and such [26<|
motives (more precisely: the quasi-motives of this phantasized
environment) would affect me, how I, as the one I am, would act
15 and could act, how I could, and how I could not, judge, value,
and will. In that way I judge, or I can judge, empirically, on the
basis of my experiential knowledge of myself, with respect to
myself, with respect to the Ego constituted for me in empirical
apperception as experiential Ego. In analogy with the previous
20 modes o f comportment and the previous position-takings as
regards their underlying grounds and their motives, I anticipate
subsequent modes of comportment. These are not just expecta
tions as conclusions, but instead intentional characters arise
here: just as the apperception of a thing arises out of experien-
25 tial systems of “ possible ” expectations which nevertheless form
a unity apperceptively. In any event, each feature of the
intentional object refers back to earlier similar experiences; in
the apprehension of a thing there is nothing that, in principle, is
new. If there were, then it would already be the start of the
30 constitution of a new stratum of unity.
Nevertheless, can I not think myself into motivational situa
tions in which I have never yet been and the likes of which I have
never yet experienced? And can I not see, or discover in a
quasi-seeing, how I would then behave, although I might
35 behave differently, i.e., although it would be thinkable that I
would decide differently, and this in clear representation,
whereas in fact, as this personal Ego, I could not behave that
way? This is the decisive point. Furthermore, I may already
have been repeatedly in similar motivational situations. Yet I
40 am precisely not a thing, a thing that always reacts the same
way in the same circumstances; in view of which it becomes
obvious to me that, in principle, things in the same causal
circumstances can have the same effects. Earlier I was motivated
in this way, now in a different way, and that is precisely because
5 I have become an other in the meantime. The motivation, the
effective motives, might be the same, but the power of the
various motives is different. For example, in each person the
strength of sensuality is quite different in youth than in age. The
sensuous substrate, especially that of the sensuous drives, is
10 different. Age becomes circumspect and self-centered; youth is
precipitous, easily disposed to yield to noble transports. Old age
(having learned through many experiences) is wont to hold
back, to ponder consequences. The life tempo of youth is a [267]
quicker one, the phantasy more mobile, while on the other hand
15 experience is slight. Youth has not come to know evil conse
quences, is not acquainted with danger, still takes fresh original
joy in the new, in impressions, lived experiences, and adventures
that have not yet been tasted.
Thus the substrata of motivation, the orientations and the
20 powers of the motives are different. How do I come to know
them? I do so as the one I am, by means of phantasizing
presentifications of possible situations, in which I “ reflect ” on
what kind of sensuous or spiritual stimuli would affect me, what
power they would have, how I would therefore decide in such a
25 case, in which direction the pull would be greater, which power
would prevail, assuming the situation remains the same. It may
very well be that in any given case still other motives will
emerge and be operative, that I could feel obscure motives
without clarifying them, as I am doing now in the reflection of
30 phantasy. It can be that I am actually “ indisposed” toward
action, having slept poorly, and thus am feeling listless and
weak, whereas I now phantasize myself into a freshness to
which would correspond an actual freshness as my present
habitus, and vice versa. But these are precisely possibilities with
35 equal rights. I, as spiritual Ego, can also become stronger in the
course of my development; the weak will can gain strength.
Upon reflection, I could then say that I, as I used to be, would
not have been able to resist this temptation or would not have
been able to do something or other. But at present I can act in
that way and would do so. When I say this I am not basing
myself on experience but on the fact that I can test my motives
at the very outset and do in fact test them. I can also strengthen
the power of my freedom by making it perfectly clear to myself
5 that if I yield, then I would have to despise myself, the subject
of the yielding, and this would give such strength and impact to
the moment of non-value I was tending toward that I could not
do it, could not give in to it. My power of resistance thereby
increases.
10 The judgment of experience and the judgment on the basis of
the understanding of the person as the subject of motivation
(the subject of actual and possible motivations), i.e., on the
basis of the understanding of the possibilities of motivation
proper to him, are, however, often connected with one another
15 in form as well, so that experience teaches me which motivating [268J
“ grounds” are operative in his prevailing orientation of
thought, in his well-known forgetfulness, in his habit of indulg
ing in unintuitive representations, and the like. “ He would
never have acted this way if the true state of affairs was clear to
20 him. He would have been charitable (basically he has a good
heart) if he clearly understood the need of the one who
appealed to him for help.” But he was too much in a hurry, too
busy, as I know from experience. That which is operative as a
motive harbors in itself all sorts of intentional implications; this
25 itself is a source of important new motivations: to examine the
proper sense of the justification of the discovery of the “ truth
itself” and to let oneself be determined by it in genuine reason.
Here reside the pre-eminent values, upon which depends ulti
mately the value of all motivations and of actual deeds. Here
30 reside also sources for fundamental formal laws, which, as is the
case with all noetic norms, are laws o f the validity of the
motivation, and to these belong, furthermore, laws o f the power
o f motivation and of personal values. The highest value is
represented by the person who habitually bestows the highest
35 motivational power on the genuine, true, valid, and free deci
sions.
c) The influence of others and the freedom of the person
The development of a person is determined by the influence
of others, by the influence of their thoughts, their feelings (as
suggested to me), their commandments. This influence deter-
5 mines personal development, whether or not the person himself
subsequently realizes it, remembers it, or is capable of determin
ing the degree of the influence and its character. Others’
thoughts penetrate into my soul; they can exercise various
influences, either enormous or small, under changing circum-
10 stances, according to my psychic situation, the stage of my
development, the formation of my dispositions, etc. The same
idea has a different effect on different persons in the “ sam e”
circumstances. Opposed to one another are my own thoughts,
ones that “ arise originarily” in my mind or that are gained by
15 me myself out of premises (which might perhaps be based on
the influence of others), and thoughts that are simply appro
priated. The same is true of my own feelings, ones that have [269]
their originary source in me, and the feelings o f others, ones I
have assimilated and adopted, but which are not authentic.
20 What comes from others and is “ taken over” by me, and is
more external or less so, can be characterized as issuing from
the other subject, first of all as a tendency proceeding from him
and addressed to me, as a demand, to which I perhaps yield
passively, perhaps reluctantly, but by which I am still overpow-
25 ered. Alternatively, I might annex it on my own accord, and
then it becomes part of me. In that case it no longer has the
character of a mere demand to which I yield and which
determines me from the outside; it has become a position-taking
that issues from my own Ego and is not merely a stimulus
30 coming from the outside and retaining the character of a
borrowing of something that came forth from another Ego, of
something that has its primal instauration in him. This case is
similar to what occurs in my egoistic sphere: instauration and
subsequent reproduction as one’s own actualized habitus.
35 Besides the tendencies which proceed from other individual
persons, there are demands which arise in the intentional form
of indeterminate generality, the demands of morality, of cus
tom, of tradition, of the spiritual milieu: “ one ” judges in this
way, “ one ” has to hold his fork like this, and so o n — i.e.,
demands of the social group, of the class, etc. They can be
followed quite passively, or one can also actively take a position
with regard to them and make a free decision in favor of
5 them.
Therefore the autonomy o f reason, the “ freedom” of the
personal subject, consists in the fact that I do not yield passively
to the influence of others but instead decide for myself. Or
again, it consists in this, that I do not let myself be “ drawn ” by
10 any other inclinations and drives but instead act freely and do
so in the mode of reason.
Thus we have to distinguish between the human person, the
apperceptive unity, that we grasp in self-perception and in the
perception of others, and the person as the subject o f acts o f
15 reason, whose motivations and motivating powers come to
givenness in our own original lived experience as well as in the
lived experience, available to us in empathy, of others. Thereby
the focus is being directed to what is specifically spiritual, the
life of free acts.
1 On this chapter, cf. also Supplements XIII and XIV, pp. 382 ff. and 386 ff.
acts, the spirit is dependent on the soul, insofar as the stream of
lived experience lets the acts spring forth from itself (that is, the
Ego accomplishes them on the basis of the rest of the stream of
lived experience). Thus the spiritual Ego is dependent on the
5 soul, and the soul on the Body. Consequently the spirit is
conditioned by nature, though it does not for all that stand
toward nature in a relationship of causality. Spirit has an
underlying basis, on which it has the dependence of condition
ality; as spirit, it has a soul, a complex of natural dispositions
10 which, as such, are conditioned by physical nature and are
dependent on it.
The spirit in its freedom moves the Body and thereby can [282]
perform a work in the spiritual world. The works, however, as
factual matters, are at once things in the natural world, just as
15 the Body is at once Object of the spiritual world (it already is so
by the fact that it is a bearer of sense for comprehension) as well
as external thing in nature. My Body is not only an appearance
for me but it is “ anim ated” for me: in terms of consciousness,
it is the organ of my original free movements. From it as given
20 there proceed at any time movement tendencies, to which I can
yield or which I can resist, and in yielding I move my hand, my
foot, etc., or the whole Body. And all tendencies proceeding
from external things, wherever external things become percep
tual stimuli (I refer to things as appearances, which alone are
25 stimuli in the phenomenological sense), are mediated by the
Body and by Bodily tendencies or by tendencies toward move
ments which are apperceived as eye movements and thus as
movements o f “accommodation ” in the broadest sense. Wherever
external things in my sphere of apppearances function as
30 practical stimuli, wherever tendencies arise— directed to m e—
to move things, work with them, change them, etc., there my
Body is mediating and so are the tendencies related to it,
tendencies to grasp, lift, push, resist, strike, etc. Here mere
tendencies to movement (or free movements as performances)
35 are connected together, and going hand in hand with them, as a
new dimension, are performances o f power, exertions o f power,
etc.
For phenomenology, therefore, the Body plays an expansive
role in the realm of the spirit. What is purely spiritual can be
found in all effective acts, which are partially actions, partially
passions. W hat is Ego-like, what is subjective-spiritual1 has a
special “ connection” with its own Body. To be sure, this
connection exists primarily with respect to particular data
5 (sensations of movement, tendencies, radiating out from Bodily
sensations, toward courses of sensations of movement), which,
by being apperceived Bodily, enter into everything related to the
Body. Allied with this is also the fact of “ expression,” which
allows us to interpret, on a broad scale, the other’s Body as a
10 Body for a spiritual life. The Body, as my Body, is something
particularly subjective, inasmuch as it mediates my perceptions
and my actions which extend into the world of things; but it is
not only for me that it is such. Also as apprehended by the
other it acquires a significance, a spiritual significance, inasmuch
15 as it expresses the spiritual (and does not simply intimate the
presence of sensibility).
It must always be remembered that every Ego is precisely an
Ego in itself, a point of identity, on which “ stimuli” operate,
from which acts issue forth, which is active or which is passive,
20 which turns to or turns away from, which follows tendencies or
resists them; i.e., it is the Ego of the intentionalities, which, even
if these intentionalities are not executed, still has a direction,
one that proceeds from the Ego and into which then the Ego
perhaps enters actively in the mode of the executing Ego.
25 Furthermore, it is to be noted that by essence there belong to
the Ego the subjective “ domains ” to which it is related.
As joined to its Body, the spirit “ belongs ” to nature. In spite
of this association, however, this linkage, it is not itself nature.
The spirit has “ effects ” in nature, and yet it does not exercise
30 there any causality in the sense o f nature. Causality is a relation
between one reality and its correlative surrounding realities. But
the reality of the spirit is not related to real circumstances
residing within nature; rather, it is related to real circumstances
that exist in the “ surrounding w orld” and in other spirits: this,
35 however, is not nature. Something similar occurs in the case of
physical things, only it is reversed: they have their real circum-
1 It should be remembered that what one has, e.g., appearances, are also
subjective, though they are neither passion nor action and do not belong to the Ego
as its life but belong to it as field, as medium, as possession.
stances in one another and, furthermore, in Bodies and in souls,
though not in spirits.
Thus we have to establish a peculiar relationship between
spirit and physical nature, a relation between two sorts of
5 realities, a relation of conditionality yet not of causality in the
genuine sense. The same holds for the relation between spirit
and soul or between spirit and Body as aesthesiological unity
rather than as physicalistic thing. The Body in this aesthesiolog
ical sense belongs to the presupposed surrounding world of
10 every personal subject and is the field of his free will. This is a
spiritual and a causal relation. I execute my “fia t,” and my
hand moves “ because” I will it. As freely moved by me, the
Body is a spiritual reality, and to the idea of its reality there
pertains the relation to the Ego as a subject of free movement. [284]
15 And vice versa. The Ego is an individuality, and as such it
carries out acts upon acts and brings about Bodily accomplish
ments and then further ones. Similarly, however, my represent
ing, my phantasizing, my remembering, etc. pertain to my
spiritual field, and thereby so does the formation of new
20 apprehensions, etc. The soul is presupposed (as is the Body),
but it is at once surrounding world, determining the spirit.
We must indeed say here that the Body is a two-sided reality
precisely insofar as it is a Body, i.e., abstracting from the fact
that it is a thing and consequently is determinable as physical-
25 istic nature. There is constituted then:
1. the aesthesiological Body. As sensing, it is dependent on
the material Body; but here we once more have to distinguish
from the physicalistic Body the material Body as appearance
and as part of the personal surrounding world.
30 2. the Body for the will, the freely moving Body. It is
something identical, even in relation to the various possible
movements the freely active spirit performs with it. There thus
results a stratum of reality that is its own.
Consequently the Body as Body presents, like Janus, two
35 faces, and first of all within intuition. It is a reality with respect
to nature as the world of things given in intuition and is at once
a reality with respect to the spirit. Thus it is a double reality, to
which pertain two lines of real circumstances. Thereby the
aesthesiological stratum is the substrate for the stratum, “ free
movement” and is always a presupposition for it, whereas the
lower stratum, the aesthesiological, can be separate from motil
ity. An immotile Body, one that only senses, is thinkable as a
limit-case, but the question is then whether immotility does not
5 signify the null-point of movement as paralyzed Body— and
that is indeed the case.
Similarly, the soul also has two faces:
1. as Bodily conditioned it is physically conditioned, depend
ent on the physicalistic Body. As identical reality, it has its real
10 circumstances in physis;
2 . as spiritually conditioned it stands, with the spirit, in a
reality-nexus.
Thus we have two poles: physical nature and spirit and, in
between them, Body and soul. As a consequence, Body and soul
15 are “ nature in the second sense ” properly speaking only accord
ing to the side turned toward physical nature. As appearing,
they belong to the spiritual surrounding w orld; but appearance
denotes precisely appearance of physicalistic nature, and that
establishes a relation to the physicalistic world. At first, this is
20 valid only for the physical substrate, but as soon as it becomes
taken physicalistically, the Body, and the soul, also receive a
physicalistically determined transcendence.
On the other hand, the appearing Body (and the stratum
determined by sensation there, the stratum of the sense quali-
25 ties) and the soul belong to the spiritual surrounding world and
receive in it such a relation to the Body and to other things that
they assume the character of spiritual realities: the person has
an effect on the Body in that he moves it, and the Body affects
other things of the surrounding world; thereby the person, by
30 way of the Body, acts on these things as things of the
surrounding world. The free movement of my Body and the
mediate moving of other things is an acting upon nature insofar
as the Body-thing of the surrounding world is at the same time
determinable as thing of natural science. The effect of the spirit
35 on the Body and of the Body on other things is accomplished as
a spiritual effect in the spiritual surrounding world. But, in
virtue of the correspondence that holds here, changes in nature
in the physicalistic sense are accomplished as well.
We speak of two “ faces,” two sides of reality, as regards the
Body and the soul, but we must take notice of the correct way
to understand that. The Body as something in the surrounding
world is the experienced, intuited Corporeal body, and that is
precisely an appearance of the physicalistic Body. The latter,
5 and physicalistic nature in its entirety, has nothing to do with
the surrounding world, the primary surrounding world at least.
That is, we can say as well that it is a secondary surrounding
world. Just as the evaluated thing becomes a value-Object and
then is, as an Objective value, for a second time an Object of the
10 surrounding world, so physicalistic nature, theoretically deter
mined on the basis of the “ appearances,” is a secondary Object
of the surrounding world, the primary Object of which is
precisely the appearance. The Body as a thing is substrate for
the aesthesiological Body, and with that we have the substrate
15 for the Body to which the will relates, the freely moving Body,
and thus the Body stands to the spirit in a relation of causality.
Here we are in one homogeneous sphere.
On the other hand, because the Body in the surrounding [286]
world is at the same time an appearance of nature in the
20 physicalistic sense, the Body has a second face; it is the point of
conversion from spiritual causality to natural causality.
The same holds for the soul, which has its share of nature
insofar as it is related to the Body. Physical (material) thing,
Body, and soul are constituted in intuition, hence on the one
25 hand as unspiritual, though on the other hand as something
which is there for the spirit; or again, on the one hand as
“ m atter” of the lowest level for the constitution of merely
physicalistic thinghood, and further, on the other hand, as
“ spirit-soul,” spiritual substrate for the constitution of the soul.
30 These intuitively constituted unities have, for the spirit, a reality
side; they are circumstances of the real unity, spirit, and the
spirit, in turn, is circumstance for these unities.
It is, of course, not the identity of the thing as reality (of
appearance) that is related to the spirit as real circumstance.
35 Instead it is the identity of the Body, which, as freely moving,
receives a proper stratum of reality in terms of the will. And
likewise it is the soul as dependent on the Body but also as
integrating psychic events related to the voluntary movement of
the Body or influenced directly by the spirit in some other
40 way.
If we then pass over to “ Objective nature,” which excludes
the spirit as circumstance (since we are abandoning altogether
the attitude of the human sciences), nothing is left of the
behavior of the subject and we have mere things, aesthesiologi-
5 cal dependencies, psychological dependencies, and concomitant
Objective realities.
But if we in turn proceed from this attitude to the former,
then the spirit, within its own attitude, may produce something,
and, in virtue of the parallelism here, dependent changes in the
10 Objective world correspond to it. That they are dependent,
however, has to be established Objectively; I can, and I must,
come to a conviction about whether or not “ in actuality” there
corresponds to the movement of the Body an actual movement
in nature, etc. From the standpoint of the Objective knowledge
15 of nature, an act (whenever it is said in the human-scientific
attitude that “ the person is moving his Body”) of the “f i a t ”
and indeed as a conscious state, together with the concomitant
appearances, etc., enters into the Bodily-psychic nexus. And all
this is a state in Bodily-psychic reality. Spirit is not a reality [2
20 here, however, and it does not at all exist here as spirit; what
exists in this case is only the cogito as state, the Ego of it,
etc.
The distinction between this conception and the spiritual
attitude stands out clearly if we now posit theoretically the
25 Ego-side itself (the person and what he has), whereby once
again positing Ego-subjects are indeed present, versus the
subjects that had become theoretical Objects. We posit other
subjects (and ourselves in reflection) in a theoretical way by
positing them and ourselves, precisely to the exclusion of all
30 else, as subjects of lived experiences that are states of our
subjectivity or theirs, and as subjects of a surrounding world of
persons and things, taken here exactly in the way they present
themselves to the subject, i.e., precisely as “ environing.” So
these things are not Objects as in natural science— disregarding
35 the case in which the theoretically posited subjects are natural
scientists and therefore thought as related to the nature “ inves
tigated” by them, which they “ determine,” whose Objective
predicates they seek, etc. But if the subjects investigating nature
are themselves Objects, then the nature they investigate is put in
brackets. Aside from this case, the things are correlates of the
respective lived experiences; they are the things we see, grasp,
and touch, just as we, and other people, see them, grasp them,
etc. If others see them differently, then what is seen differently is
5 precisely, as seen by them, their things as correlates, and if they
see ghosts, then their correlates are precisely ghosts. If the
theoretically posited subjects are posited as investigators of
physical and psychophysical nature (to say something about the
case we excluded), then, obviously, it comes to be posited that
10 they carry out acts of investigation into nature, that their
appearances are, in a certain way, constitutive of “ Objective
nature,” and that they recognize dependencies between what
they possess as Objective, their sensations, their acts, etc. and
the things of nature. But then Objective nature is bracketed. It
15 is now not posited theoretically itself, but is so only by the
theoretically posited Ego. Thereby the theoretical Object, human
being (the zoological, physiological, psychological Object),
which is included in the theoretical positing of nature, is
specifically something other than the theoretical Object, human
20 person. The human being as an Object of nature is not a subject,
a person, though to every such Object a person corresponds; so [288]
we can also say that every one of them “ involves ” a person, an
Ego-subject, which, however, is never a component part o f nature,
contained as a reality in nature, but instead is something that is
25 expressed in the environing Object, “ human Body.” Here the
human Body is a mere correlate of the positing of the subject,
taken purely as such, something of which we know that it
manifests a nature open to Objective research, but which is not
now undergoing this theoretical positing. The apprehension may
30 very well be there, but it is not a point through which a
theoretical positing travels. Likewise, the subject can simulta
neously be apprehended as nature, but this apprehension, which
refers back to an apprehending subject, not itself apprehended
as nature, is not a point that a theoretical positing passes
35 through; what is so posited is the subject quite simply, which
has behind it only the pure subject. 1
1 According to our presentation, the concepts I and we are relative: the I requires
the thou, the we, and the “ other.” And, furthermore, the Ego (the Ego as person)
requires a relation to a world which engages it. Therefore, I, we and world belong
§ 63. Psychophysical parallelism and interaction
together; the world, as communal environing world, thereby bears the stamp of
subjectivity.
In addition, all science belongs within this nexus; science is an intersubjective
activity, a pursuit in the attitude, “ Us and what is actual.” Science seeks Objective
validity; as Objective science it makes assertions about the world straightforwardly,
i.e., assertions in which nothing of the “ u s” is to be found. What is spoken o f is only
what is Objective: first and foremost, physical nature.
Thereby, however, we constantly find ourselves as persons living in the personal
world, in the life-world, and so do the natural scientists, even in the very activity of
natural science: it is just that their focus is directed exclusively to physical or
zoological nature, etc. The apprehension of the world as nature thus fits within
personal apprehension (the personal attitude). In research I can be focused on mere
things, but I can also focus on persons in their comportment to them; specifically:
a. persons as spiritually determined by these things, as motivated by them,
experiencing them, evaluating them, etc.
b. on the other hand, persons with respect to their real dependence on these things
as natural ones, which are apprehended thereby in a two-fold way: 1) as conscious
correlates o f the comportment of the subject, and 2) as correlates of the natural
scientific cognition that determines them Objectively.
In the one case, persons are posited theoretically as they are given, as persons in an
association o f persons. In the other case, they are posited as belonging to nature, as
dependent on the nature of the Body.
simply within a different apprehension. But that is not the
case.
The appearing thing is a unity of spatio-temporal causality.
One could say it is what it brings about in space. States here are
5 states of force.
The personal individual likewise is a unity: the human being
is one and the same in relation to the various circumstances in
compliance with which his states change. “ Considered abso
lutely,” this means that dependencies exist between the human
10 Body and other things (both leading, considered intersubjec
tively, to certain nexuses of appearance) that are not physicalis
tic. That is, if in a consciousness that finds itself in a nexus of
intersubjective understanding things are to be able to appear as
concordant actualities, then sense data must belong to the
15 appearances, and if these sense data are to be able to be there,
then Bodies, too, have to be able to appear and have to have
their physicalistic actuality. Therefore, this regulation concerns
groups of appearances and is an intersubjective one. Sense data
can present themselves only if there exist “ in Objective actual-
20 ity ” sense organs, nervous systems, etc. To these correspond
possible apprehensions of sensuous data and concomitant inter
subjective regulations. Can it now make sense to assume that
even the possibility of any apprehension whatever and of all
consciousness in general is dependent on the Body and its
25 Bodily-Objective events, or that apperceptions, position-takings [290]
of belief, of will, etc. are dependent on the Body in the same
sense as the data of sensation are? If we think of monadic
subjects and their streams of consciousness or, rather, if we
think the thinkable minimum of self-consciousness, then a
30 monadic consciousness, one that would have no “ w orld” at all
given to it, could indeed be thought— thus a monadic con
sciousness without regularities in the course of sensations,
without motivated possibilities in the apprehension of things. In
that case, what is necessary for the emergence of an Ego-
35 consciousness in the ordinary sense? Obviously, human con
sciousness requires an appearing Body and an intersubjective
Body — an intersubjective understanding.
Let us already presuppose a plurality of subjects in mutual
intersubjective understanding, thus a certain “ Objectively”
constituted world with “ Objective” things, Bodies, and real and
Objective spirits. A certain relation of the sensations to the
respective Objective Body is thereby already presupposed. And
let us assume, as it does actually happen, that my Body is a
5 system of sense organs, related to the central organ B. It is on
this that the emergence of sensory phantasms and sensations is
dependent.
The question is then whether not only these sensuous con
tents but also, in the same or in a similar sense, all apprehen-
10 sions and higher conscious functions can be said to be depend
ent on B, and whether and to what extent such a dependence
would be thinkable. As regards sensations, the dependence
means that a certain Bodily state (or, rather, a certain form of
Bodily states, admitting the process of metabolism, which
15 removes the individual identity of the elements of one and the
same organ, of the same nerves, ganglia, etc., though it main
tains the same particular form) has, as its univocal and Objec
tive consequence, a certain sensation in a determinate stream of
consciousness bound to its respective Body. Can the same be
20 true regarding all the component parts and moments emerging
in the stream of consciousness?
Consciousness of the world is constituted in appearances:
more exactly, in Bodily appearances. Sensations occur in certain
apprehensions, in certain intersubjective regulations, and here [2911
25 belongs especially the regulation that corresponds to the Objec
tive actuality of those hidden organs of the Body we call the
central organ B, the nerve chords, the sensory nerves, etc. And
now the occurrence of any sensation S in my consciousness Cm,
or in a definite individual’s consciousness Cm (that of man M) is
30 to be dependent on the part of that regulation which is here
called the determinate state B” of my (the respective individual
M) Bm. To the extent that sensations enter into other conscious
lived experiences as constitutive moments, all these would be
dependent on Bm and its states.
35 The same holds for phantasms. If now all sensations and
phantasms within Cm are dependent in this way on the above-
mentioned rule concerning apprehended and apprehendable
sensations and in addition on this intersubjective group of
possible perceptions (thus of possible theoretical judgments as
well), then why should not all conscious lived experiences within
a monadic consciousness Cm, and likewise for every Q„ C" etc.,
be able to depend on precisely such a group Bm that is
intersubjective and is taken collectively? Why should that
5 present a difficulty if precisely the psychophysical causation is
merely grasped as a certain relation of functional regulations, as
we have done here and as we must do?
The main point to be examined here is the question of
whether or not the essence of consciousness, which expresses
10 itself apriori in essential laws, resists such a universal regulation.
The essence of consciousness in general does raise claims and
demands. For example, is it possible, we are asking, for the
matter here at issue to be understood in such a way that the
cerebral states (states of the B) precede, in an Objectively
15 temporal sense, the corresponding conscious lived experiences,
or must not, for reasons of principle, the brain state and its
conscious accompaniment be simultaneous, in conformity with
the absolute sense of simultaneity? Thereby is not a parallelism
given eo ipso? Namely, in this way: to every conscious lived
20 experience in my consciousness Cm there corresponds a certain
state in my B, a certain organic state. On the other hand, to
everything without exception that comprises the B there corre
spond real events of a certain kind in every subject, and
consequently also in me: certain real perceptual possibilities,
25 which, if not corresponding to this state of the brain B, then to
another state in connection with it in a natural-scientific
nexus.
The opposite conception would be that such a universal [292]
regulation does not exist, or cannot exist, but that, instead,
30 determinate states of Bm pertain only to the sense data in Cm
but not to consciousness’ noetic aspect, taken in a broad sense,
whether entirely or within certain limits. And that can again
mean that this noetic element is either accidental, occurring
without laws, not determined apriori in a univocal way; or it is
35 indeed determined univocally, though it does not stand in
functional dependence or in a relation of parallelism to the
physical Body and thereby to physical being in general. If a
univocity exists, then the consciousness in question (abstraction
made from its hyletic content) can be determined by rules of
inner dependence, rules which prescribe what else must be there
in consciousness and must occur in it if certain states are
already given and if in them sense data present themselves in
such and such psychophysical dependencies.
5 Here we should also introduce empathy, in virtue of which, in
the individual consciousness Cm, with its psychophysically
determined content of sensations, there results a simple under
standing, one that is not predelineated by psychophysical laws,
of the psychic life of the other, which life is then given as
10 existing and determines, by way of motivation, the rest of the
psychic life Cm. This is an “ encroachment ” of one subjectivity
on another, mediated by comprehension. A direct encroachment
would be excluded. All encroachment, as we are now employing
the word, presupposes that the Cm contains in itself conscious-
15 ness of the other’s psychic life Q ,, and this consciousness is,
within Cm, what is immediately “ operative” in the encroach
ment. Thereby, however, this action of soul upon soul, of
subject upon subject, is always psychophysically mediated, but
in quite a different manner. Psychophysical causality is con-
20 stantly in play, though with the support of peculiar natural laws
that are purely psychic. They would be knowable only in
intersubjective experience (including self-experience), i.e., by
means of knowledge of the general way in which conscious lived
experiences constitute individualities in the “ monads.” These
25 universal empirical cognitions would have their connection with
eidetic universal laws pertaining to consciousness in general and
to the constitution in consciousness of any individuality what
ever.
These are possibilities considered universally. Within the [293}
30 framework of such considerations, the following important
problem also arises: de facto there occur Bodies scattered here
and there in nature, and that is how we do indeed look at
nature. But it would still remain to think through the possibility
of what might be involved in that, i.e., whether and to what
35 extent it would be possible for every physical thing in nature to
be a Body.
The decisive question is now the extent to which what is
essential about consciousness assigns limits to the conceivable
possibilities. That there are essential laws o f consciousness is
indeed an absolutely indubitable truth. Is a thorough psycho
physical parallelism compatible with them, one that would
predelineate for every conscious state Cm a dependency, in a
lawful way, on Bm or a parallel in Bm?
5 The following reservations impose themselves, and we need to
examine their pertinence. The changes of Bm are contingent
changes, subject to natural laws which could just as well be
different ones. Let us assume that all conscious lived experi
ences, just as they are, may be dependent on Bm for their entire
10 content with its parts and moments and may exist as long as Bm
exists. If now, as belonging to the apriori essence of conscious
ness, there exist certain necessities in the course of its succes
sion— the way, e.g., the modes of retention within the constitu
tion of time are linked (apriori), as succeeding one another
15 necessarily, to various impressions— then these nexuses of the
sequence could not be conditioned by Bm and by the sequence
of its Objective states. Only that which the essential nexuses
leave open can be empirically conditioned. For instance, only
the sensation could be conditioned, but not what is necessarily
20 linked to it in terms of the retentions. Or perhaps, more
precisely, what is conditioned would only be the content of the
sensation and likewise, within the predelineated form of the
retentional sequence, a content left open by it, that is, differ
ences in clarity and distinctness, etc.; in which respect it is
25 problematic, and to be determined in experience, to what extent
the content is conditioned psychophysically. In any case we can
say that if a modification of consciousness is excluded apriori,
if there exists apriori a law of incompatibility, in virtue of which
C' and C" are altogether incompatible in one consciousness,
30 then what is bound up with C', which we think as dependent on [294]
B', is no longer determined purely by a B" bound up with B' or,
in general, by an interplay of B-states. Instead, there is an
absolutely fixed lawfulness that does not have any parallel in
the empirical lawfulness of B.
35 We also have to note the following: every lived experience
has its background, its environment in the order of coexistence
as well as its environment in the sinking down into the past
(through which it is constituted as a unity of the living past
precisely in the sinking down). These are apriori relations; it is
this way and cannot be otherwise. Accordingly, we have all
sorts of phenomena, the reduction of which to a causal depen
dence on B-states would be nonsense. 1
On such grounds, it seems to me, one can radically refute
5 parallelism, and the refutation thereby has a completely differ
ent style compared to the usual ones which operate with
distorted concepts of causality and substance and with tradi
tional prejudices of many kinds, refutations that head directly
for interactionism, as if the question of parallelism versus
10 interaction were a radical and exhaustive one. In point of fact,
with the rejection of parallelism nothing at all is decided in
favor of interaction.
Besides, this is not what comes next. Instead, there has first to
be determined how far the dependence of C on B extends.
15 Doubtlessly as far as the sensuous substrate of consciousness.
Surely the higher consciousness, the properly noetic, becomes
co-dependent on B, to the extent that it is founded in the
hyletic. Surely not only are the sensuous sensations in the
stricter sense determined by the Body, but so are the sensuous
20 feelings as well, and the lived experiences of instincts. Surely a
good part of individuality also belongs here, namely the sen
suous dispositions with their individual habitus.
Obviously, how far all this extends can only be decided
empirically and if possible by means of experimental psycho-
25 logy. In particular, whether and to what extent the proper
character, the rhythm, of the higher consciousness is determined
by means of its own empirical-psychological rules as well as
according to what is universally human, though not by essential
30 Inspectio sui
What do I encounter as Ego and what as counter-Ego, as not-Ego, as
foreign to me?
Things are over and against me, not-I, foreign to me. [317]
Even my Body is over against m e— as body but not as Body; what
35 strikes my hand, my Body, strikes “ me.” — The sting in my hand: I am
stung, the sting is unpleasant to me. The warmth of the room flows
through my body, is pleasant to me.
Ego as subject of pleasure and displeasure, Ego as subject of “ acts.” I
pay attention, I grasp, I take together by collecting, I compare, I analyze,
40 I believe, I doubt, I am inclined to belief, I decide affirmatively, I reject, I
consider, I evaluate, I waiver in my evaluating and then decide, and
likewise for willing.
But acts are subjective in quite a different sense than my Body is. My
Body is at one time an Object foreign to me, is over and against me just as
much as other things are, when it is taken precisely as a Corporeal body, as
that thing there which is in fact a thing like any other. The Body is,
however, also the bearer of fields of sensation, etc. If I stick something into
a piece of wax, then I do not have any “ sting ’’-sensation in my field of
5 touch, the way I do have if it is my Body that is stung.
Thus sensations are subjective, but in quite a different way than acts are.
I have sensations — it is in quite a different way that I carry out acts. The
Corporeal body as bearer of sense-data “ localized” in it, as substrate of
fields of sensation, is subjective in a metaphorical sense; but in addition it
10 is a field of free movement, and indeed in such a way that in certain fields
of sensation free processes are produced, to which then are joined similar
ones in other fields as consequences, apperceived, all in all, as “ I move my
hand, my foot,” etc.
But this connection points back to the fact that whatever is in itself
15 completely foreign to the Ego, every thing, is given through “ appear
ances;” and appearances, sensations in unity with concomitant apprehen
sions, “ images,” are subjective. But what sort of subjectivity is this? It is of
course quite different than that of the Ego-acts. I see a tree, I “ have”
appearances, images. I look the tree over, I touch it all over: I experience
20 courses of movement-sensations (in the eye; or, for touch, in the moving
hand), and these lived experiences are not only lived experiences of courses
of events but have the character of an “ I do.” Everything changeable in the
immediate “ I do ” is originally subjective. Thereby the images do not take
their course in just any way, but in a consistent way, as images of one and
25 the same thing and in sequences of fulfillment, tendencies of transition, and
to this is connected the stimulus to pay attention, the stimulus to observe
from every angle. The Object attracts, stimulates, wants to be considered. I
as subject of the voluntary or involuntary “ I do.”
20 This applies furthermore also to all human products in visible reality. As [321]
products of the animated Body, they are animated just as any thingly
process produced, stimulated, or elicited by human agency: a stroke that is
aimed, a stick wielded, a book written, etc., take on the spirituality of the
Body. The movement of a machine has its spirituality just as the machine
25 itself has. Each work, each product, each action expresses an activity and is
characterized as work, as act: one sees how the cigar is rolled, one
discovers therein the expression of a manipulation and, on the other hand,
the “ visible” aim. The handwriting, each stroke in it, its " ductus ” bears
the stamp of the operative spirit. In short, products and works are again
30 psycho-physical unities; they have their physical and their spiritual aspects,
they are physical things that are “ animated. ”
1 The paragraph appended here in the manuscript can be found on p. 259, 11.
5-14.
2 Cf. § 57, bearing the same title (pp. 259 fT.).
contrary, is indeed a reality, and this in conformity with the concept of
reality we have fixed and clarified. The original sense of the word “ real ”
refers to things of nature, and nature can be understood here as the nature
appearing sensuously in relation to the individual subject, on a higher level
5 it can be understood as the imperfectly Objective nature related appercep-
tively to an open nexus of “ normally ” experiencing subjects, or, finally, it
can be understood as nature in the sense of natural science, the ultimate
and perfectly Objective nature. Spiritual realities stand over against all
these levels of natural objectivities that are connected together constitu-
10 tively. Spiritual “ substance” is fundamentally different from thingly “ sub
stance,” whereby substance is here only another expression for “ real
object,” bearer of real properties.
We already know one aspect of the make-up of the distinction: natural
realities are unities of “ appearances,” and the appearances belong to
15 Ego-subjects, which in turn are themselves apprehensible as realities, but as
realities which are unities of absolute manifestation. The latter, however,
means that they manifest themselves in absolute consciousness, which, as
manifesting consciousness, experiences the apprehension as a state of
spiritual unity. What we now need is the clarification of the determinate
20 way in which this manifestion is possible, and what the “ real circum
stances” here consist in, to which the idea of reality as unity of real
properties is related. After all our analyses, the answer is easily given.
Already through the relation which belongs to the idea of pure Ego,
already through the objective correlate which comes to consciousness in the
25 cogito as its cogitatum, we have a relation to objectivity pertaining to the
essence of the pure Ego and consequently to every Ego. For the personal
Ego, which is constituted as a comprehensive unity, this means that Ego
and surrounding world belong together and are inseparable from each
other. The Ego has the surrounding world over and against itself, both as
30 the natural world of things and as the personal world, of which it is a
personal member. As we have seen earlier in our descriptions, the Ego
carries out, with regard to what is first given in the surrounding world, the
things and persons standing over and against it perceptually, certain active
modes of comportment: it evaluates, it desires, it acts, it forms things
35 creatively, or it comports itself theoretically in experience and research, etc.
Likewise it comports itself as passive, it undergoes “ effects” from the
things and the persons, it finds itself determined by them to positive or
negative evaluation, to a desiring or a rejecting, etc. It finds itself
“ influenced” by persons, it “ complies with them,” it accepts commands
40 from them or it gives them commands, etc.
From the standpoint of pure consciousness all this is reduced to
intentional lived experiences together with their concomitant intentional
correlates, and with regard to all these lived experiences the pure Ego is
something identical. As subject of all such modes of comportment,
45 however, the pure Ego assumes a realizing apprehension that can be
performed by a new act of the pure Ego in relation to itself and to its past
modes of comportment of which it is conscious in memory, or that can also
be performed by a pure Ego in acts of comprehension as regards an other
Ego. That is to say, each pure Ego, as identical subject of its pure
consciousness, can be apprehended as something which has its determi-
nately specific modes of relating to its surrounding world, its determinate
5 way of letting itself be motivated by it in active and passive kinds of
comportment; and everyone who has developed to maturity apprehends
himself in that way, is aware of himself as a person.
The meaning of personal apprehension, the correlate of which is personal
reality, shows itself, as is the case with every other basic kind of
10 apprehension, in the corresponding experience exhibiting it. If we interro- [327]
gate this experience, then we encounter throughout a determinate type of
comportment toward the common interpersonal surrounding world. On the
foundation of the entire stream of lived experience, through which is
constituted for the present subject its surrounding world (world of things
15 and personal surrounding world), an identical real Ego-subject manifests
itself, and as identical it is manifest in relation to real circumstances: what
functions as the latter are exclusively the things or persons and their
qualities and relations, etc., of which the subject is conscious as objective
reality (for instance, what is. actually experienced by the subject or what is
20 reproductively given as existing (positional consciousness) either in clear or
obscure presentifications or in mediate positing in thought). It is obvious
that these things and persons are constituted as intersubjective unities;
hence they are not considered merely as constitutive correlates of an
individual Subject, as exhibitable in the mere multiplicities of experience of
25 this individual subject. The person as such is related to the intersubjectively
constituted world, which is one for all subjects and to which the person is
joined by means of comprehension. In this intentional world of things and
persons (at first subjects, which all subsequently become apprehensible in a
real way as persons) reside the real circumstances in which subjects exercise
30 and undergo “ causality” and in which they (according to the regulated
character of this causality, which is precisely constitutive for the genuine
sense of causality and consequently also of substantiality) preserve their
identical substance, the identity of the person.
The world as the sphere of influence of persons: that is a constitutive
35 correlation which, as is evident, is connected quite closely with the
correlation between reality itself (real substance) and causality in the special
sense at issue here. To each reality belongs (for once to use the word in
another, somewhat enlarged, sense) a “ surrounding world ” of realities as
the domain of the real circumstances of its influence or, as we can also say,
40 as its field of influence; conversely, each reality then also belongs to the
field of influence of its “ partners” in this “ surrounding world.” Hence in
our case, too, the correlate of personal reality or substance is its real
surrounding world, and the latter is now a dualistic one, composed of
things and persons. To be sure, it is evident here that the many kinds of
45 realities are themselves essentially bound to each other by means of a
correlation: the reality of persons demands the reality of things, and the
reality of things equally demands that of persons.
S upplem ent XI (to Section Three, pp. 2 7 7 f f .)
Them e:
The human being apprehended in an inductive-natural w ay — the empirical
real, this human being , this person — is not the Ego o f facu lties, is not the [328jf
5 person himself, and in particular is not the fre e person.
25 Let us now look into what pertains to the Ego. There we find certain
nexuses, the motivation-nexuses, which are determined by the sensuous
lower level but which have their own law. No active Ego-motivations arise
through “ association” or through “ psychophysical lawfulness;” thus they
do not arise the way all formations of sensibility do. To be sure, the
30 entirety of natural drives is presupposed, the “ natural mechanism.” Can it
now be said that what proceeds from the Ego and occurs in the Ego as
“ affecting,” in penetrating into the Ego as motivating, drawing it to itself
ever tighter — still prior to any yielding— is no longer nature? No, the
affection belongs quite certainly in the sphere of nature and is the means of
35 the bond between Ego and nature. Moreover, the Ego also has its natural
side. All Ego-actions, just like the Ego-affections, come under the law of
association, are arranged in time, work afterwards as affecting, etc. But at
best it is the Ego thought of as purely passive which is mere nature and
belongs within the nexus of nature. But not the Ego of freedom.
40 However, mere nature is the entirety of the “ mechanical I-do. ” There
arises some sensuous drive, for example the urge to smoke. I reach for a
cigar and light it up, whereas my attention, my Ego-activities, indeed my
being affected consciously, are entirely somewhere else: thoughts are
stimulating me, I am following them up, comporting myself to them as
actively verifying them, approving them, disapproving of them, etc . 1 Here
we have “ unconscious’* Ego-affections and reactions. What is affecting
goes toward the Ego, though not toward the waking Ego, the Ego of
“ conscious” attention, occupation, etc. The Ego always lives in the
5 medium of its “ history;” all its earlier lived experiences have sunk down,
but they have aftereffects in tendencies, sudden ideas, transformations or
assimilations of earlier lived experiences, and from such assimilations new
formations are merged together, etc.—just as in the sphere of primal
sensibility, whose formations also pertain to the medium of the Ego, to the
10 Ego’s actual and potential possessions. All this has its natural course, thus
even each free act has its comet’s tail of nature: but the act itself has not
come from nature (i.e., arisen through mere natural lawfulness) but has
come precisely from the Ego. Ego and nature stand in contrast, and every
act also has its natural side, namely its underlying basis in nature: what is
15 pregiven as affecting is a formation of nature, though here and there what [339f
is of the Ego may have played a role in earlier action. And above all every
act has its natural side in that the accomplishment of earlier similar acts
brings with it an associative tendency, a natural tendency, to accomplish
the act again; that means that under the given circumstances of the
20 affection there is a reproductive tendency directed to the reproduction of
what was intended in the previous similar act-comportment, and not only
that: it is a tendency directed to this (present) similar comportment itself.
Thus a second affection directed to the Ego is bound with the first, and
now perhaps the Ego yields; but then the Ego no longer accomplishes the
25 act altogether freely, no longer from original freedom. This should be
analyzed more precisely; for there are complexities here. I can decide freely,
and at the same time I am following my habitual inclination. I am entirely
free if I am not motivated passively, that is, if I do not carry out the
consequence through affection but through “ rational motives.” I must
30 follow the latter and not yield to the affection. Rational motives, values,
etc., can themselves, however, motivate me as “ pregivennesses” on a
second level, or I can freely give in to them, freely decide in their favor.
After all this, it is comprehensible how “ nature” develops, how the
natural basis of the soul is organized in its development in such a way that
35 “ nature” is constituted in it, and that, for example, at first the Ego
behaves in general in its reactions as mere nature, and thus an “ anim al”
and purely animal Ego develops, and that for the Ego as active subject of
the cogitationes, which is identically one throughout all of them, is
constituted a new pregivenness: the empirical Ego, which has a familiar
40 nature, i.e., a nature to be learned in experience, and has become in its
natural evolution, precisely with its nature, graspable purely according to
“ natural laws” — all this is now comprehensible.
We can also understand that in constituted nature, the Body and the
Body-soul unity are constituted and that the empirical Ego is the Ego of
45 Bodily-psychic nature. The Ego is not itself the Bodily-psychic unity but
lives in it. It is the Ego of the soul, the Ego to which is related back the
psychic lived experiences of the sensory sphere as its possessions, the Ego,
on the other hand, which is the constant subject in its “ acts,” acts which
here, however, are mere re-acts, natural reactions in face of the posses-
5 sions.
But how does the human being develop, i.e., how does the animal Ego
develop into the human Ego? How is there constituted for the active Ego a
pregiven Ego, which is the free personal subject, with which is then
identified my momentarily present ego-cogito? How is it that my cogito, a
10 momentary state, a passing manifestation of this permanent person,
becomes an Objectively constituted pregivenness? Do laws, properly speak
ing, hold as regards the personal (free) subject, and which ones?
They are not empirical laws, laws of association. Those rule only in the [340]
sphere of passivity; where they determine the Ego, there they posit nature.
15 They are, one will say, laws of reason. But what are laws of reason, and
how do they determine development?
In taking up the question of the reality of the soul we need first of all to
clarify the place of origin of the concept of reality and the place where
reality exhibits itself in its most simple form. Accordingly we go back :
25 I. to the thing as nature. As such it is an intuitive substance, in the sense
of an intuitive unity of real properties. At bottom it is a sensuously intuitive
thing, presenting itself through schemata. The schema is the one in it, the
one given through sensuous apperception properly understood. On that is
built the causal apperception: the sense-thing is grasped as something
30 identical throughout modes of behavior. It is first on the basis of this
causal apperception that we designate a thing as real, and here is where talk
of reality has its origin. This apperception of the thing as real is
synthetic. — On a still higher level the thing is “ Objectively” determined
through mere “ primary qualities,” over and against which the intuitively
35 substantial thing is regarded as “ mere appearance,” related to normal
perceivers.
II. But the animal and, in the first place, human beings can also be
regarded as reality or nature, and we can here distinguish again between
the animal as intuitive unity and the animal as unity of modes of behavior.
40 At the start we remain with the first:
A) the animal of intuition: here we have:
1.) in the sensuous-intuitive sphere of the givenness of the Body, the
intuitive Body-substance with its sensuously given properties.
2.) the “ psychic life ” expressed in the other’s Body, another subject with
his lived experiences, his surrounding world, etc. This is not to be
understood as meaning that we have two separate things beside one
another: the Body of sense intuition and in addition the representation of
5 something subjective; rather, what we have is an intuition of a human
being.' That means:
a.) expression creates everywhere a kind of unity, thus, for example,
linguistic expression and meaning, symbol and symbolized; and there exist
hence double-sided unities, which manifest the ever more intimate inter-
10 twining of the two sides the more articulated in various ways is the
expression, or the expressing, and the more sensuous parts there are that
have a meaning function, and specifically within the unity of one mean
ing.
b.) the expression is appresenting, the expressed is co-existing. What
15 exists in the proper temporal-local sense of a res extensa is the Body there
as thing of sense intuition. The appresented is co-being along with what
exists, and it is co-existing, participating therefore in Objective spatial
existence and in space-time in the way that appresentation here accom
plishes, and according to which we have a sort of “ intuition ” of the human
20 being as a Bodily-spiritual unity, which remains preserved throughout the
intuitive alterations and spatial movements of the Body-thing as “ organ
ism ,” at least within the empirical limits in which obviously remains the
natural intuition of a human being. The corpse bears in itself the
representation of a human soul but no longer appresents it; and thus we
25 see precisely a corpse, which was a man, but now no longer is.
B) Let us pass now to the next level of constitution and compare the
animal as unity of modes of behavior with the thing constituted as real. Its
reality manifests itself in the dependency on circumstances; the thing is
relative to other things and in this relation it has its thingly qualities: as
30 causal states and causal properties. It is what it is in the unity of a
nature. —
What is the situation, on the other hand, as regards the human being and
the animal? Not only is the corporeal Body real, a real physical thing, but
What shall we say then about the reality of the soul? The soul, too, is of
course a persistent being. But this persistent being is no “ nature;” it is not,
On the other hand, what in life we call a human being and what is dealt
with in (is the theoretical theme of) the sciences of life, the sciences of the
spirit, and is treated there as subject, and what in the sciences of the
20 objective spirit is treated as spiritual surrounding world, as culture, and
especially as a human being, is not that naturalized human being. For as
justified as this naturalizing obviously is, and as rightfully as the title nature
encompasses the themata of scientific research, to that same extent does
this title fail to embrace the specifically spiritual sphere in its spiritual
25 relations.
If I am interested in the human being as a human subject, as a person in
a personal association, then he is admittedly also something bound to the
Body; he stands there outside in space, he goes places, he sits, speaks to
other people who are standing near him in space, etc. But my interest does
30 not go toward nature but precisely toward the subject; and it is only a
prejudice to maintain that nature isrfhe true being of the subject. For I
cannot study physical things otherwise than as nature, since nature is their
essence and the truth of a thing is a truth of nature; if I seek “ Objective”
truth, then I must pursue physics. But here it is different. To be sure, to
35 make the spirit one’s theme means, logically speaking, to make it into an
“ Object ” (object), into a theoretical Object. But this is far from meaning to
investigate spirit as nature, and if we nevertheless speak of the “ nature of
the spirit,” we do so by equivocation. For in that case nature means
essence, and in this sense one can even speak of the nature of numbers,
40 etc . 1
1 The following three pages of the manuscript are used in Section Three; cf. § 55,
“ The spiritual E g o ...”, p. 226 to p. 231.
§ 5. Empathy as spiritual (not naturalistic) [347]
relation between subjects
1 Thus I am now, as before, directed to the world the way it is pregiven, but my
theme is especially human beings and humanity, insofar as they are consciously
related to the world as their surrounding world, and at present are related to their
subjective surrounding world; how they in this present have the field of their present
sciences, etc.
But the personal subject is not the mere pure Ego. The personal Ego can
be mistaken about its faculties. But in that case it has others. It must have
some faculties or other, it necessarily is developing and developed, and it
has its necessary genesis (teleiosis ) I can study. It is always determined
5 through the rhythm of the pregiven possession and of the attention to it
and of the occupation with it and by the rhythm of the constitution of a
new objectivity and of a new possession for new objectivities.
Is this a study of the “ soul” in the sense of modern psychology? The
soul is not the Ego 1 which has things and comports itself, is not the
10 personal subject of the faculties, but is that which exists as something
psychical inserted in the Body in Objective space and time.2 And here we
touch the main difficulty: to determine this clearly. The spiritual Ego is the
reference point for everything, it is the Ego that is related to whatever is
spatio-temporal, but it is not itself in space and time. Everything temporal
15 is in its field of view and likewise everything spatial, everything ideal and
everything empirical, etc. It is particularly related to a Body it has in a
special sense as its own, but it is not something real connected with the
Body.
On the other hand, an animal (man or beast) can be considered as a
20 thing in the world, as a real-causal unity. This is the case when the theme is
the psychophysical, the subject in the sense of psychophysical psychology:
the identical something in the empirical-real connections between the
physical Body and what is psychical. Considered in this way the human
being is a real unity of two strata in Objective nature. If I plunge myself
25 into what is purely subjective, one of the two strata, and if I remain
precisely in the natural attitude, then a man is an identical person related to
his field of subjectivity, and the theme is the personal subject together with
its subjective field.
Here the question can be raised: is this personal subject not a “product o f
30 a subjective genetic form ation "? It must indeed be thought necessarily as
something which develops and which at the very outset of this development
already has its definite dispositions. They are manifest in the way the lived
experiences proceed in the stream of consciousness. The subject therefore
can be understood also as the unity manifesting itself in the stream of
35 consciousness. So here we distinguish: 1. the unity of the person, 2. the self
as the unity constituted in me as “ Ego,” constituted in self-experience, [350]
self-apperception, as intended with an open horizon, the true being of
which would be the being of the known person. The personal subject as
developed is the subject that is conscious of itself; the self as object is a
1 To be sure, I must distinguish soul and person, but is person not a determination
o f soul, a unity constituted in it?
2 Does that mean to be in space and in space-time in the sense o f natural
science — under the idea o f an “ in-itself” as substratum o f real “ truths in them
selves” ? This “ Objective” being-in-itself in contrast to the being o f subjective
facticity, hence in contrast to the being-relative to me and my “ here ” and “ now,”
hence at one time idealizing Objectivation, at another time subjectivation.
product of constitution, an “ apperceptive ” unity. At the beginning of its
development, the subject is not an Object for itself and does not have the
apperceptive unity, “ Ego.” But even in the further course of development,
this unity is never determined once and for all: I can be more and other
5 than the Ego as apperceptive unity . 1
1 With the science o f the spirit (as such and as absolute spirit) the expression
“ self-experience" assumes a double meaning: self-experience precisely as transcen
dental or naively as human scientific self-experience, and self-experience as mundane
self-experience.
latter’s surrounding world, taking all these merely as correlates of human
lived experience. What in this domain is ruled by psychophysical condition
ality is a psychophysical theme. It is obvious that if the human being,
Objectified in this way, is posited in nature and if psychology wants to
5 investigate the whole being of man, it must indeed co-investigate the subject
and all motivational nexuses; it must co-investigate the genesis of the
subject. A complete Objective psychology must obviously encompass
everything, including all motivational nexuses. This Objective psychology,
just for that reason, does not coincide with purely inductive psychophysics,
10 and the latter again does not coincide with the domain of those investiga
tions which study the human being empirically as a thing— purely accord
ing to inductive principles. Psychophysics is by no means a mathematically
closed discipline; it is no authentic psychology. It considers the human
being extrinsically, purely within the frame of inductive-empirical regulari-
15 ties and indeed psychophysical ones. But this characteristic of the psycho
physical, can that be what distinguishes psychophysics from a complete
Objective psychology? 1 The soul, as theme of psychology, has properties
residing outside of the subjective personal sphere of motivation, e.g.,
memory-properties, associations, etc., which one can also observe Objec-
20 tively and establish experimentally, and which on the other hand can in no
way be articulated as psychophysical nexuses. Hence the inductive does not
coincide with Corporeal-psychic conditionality but is to be understood here
as the totality of inductive regularities (and of the regularities of act-
comportment as well), which can be established by considering the subject
25 as an Object in the empirical-inductive nexus, in the nexus of “ habitual
expectation.”
But here the question can be raised as to whether one can, in the case of
such inductive and yet not psychophysical modes of consideration, also be
in a human-scientific attitude. Hence one would have to allow for the
30 possibility of a psychology adopting a human-scientific attitude, proceeding
in an empirical-inductive way, and, if need be, experimentally. And in that
case, experimental psychology would not necessarily be “ natural-scien
tific” (world-scientific) positive psychology. Under natural-scientific psy
chology one can understand a psychology which “ naturalizes” the soul,
35 i.e., considers it purely inductively like any material reality. There are limits
within which this is justified: the soul, the psyche of the human being,
comports itself as a thing in empirical regularity according to circumstances
and can then be known according to external rules and indices.
1 Here a clear distinction must be made between: 1) the total range o f inductive-
empirical nexuses; 2) what is specific to the psychophysical nexuses. Hence inductive
psychology is not psychophysics. Even in the human sciences there can be induction,
as an extrinsic method, one that is extrinsic to its essence, a method which produces
precisely nothing in the way of essential nexuses or understanding.
§ 9. Stream of consciousness, lived experience, and
intentional correlates as nexuses of psychic life
Once the “ soul ” is specified as the theme of psychology and the initial
question is raised concerning the relation of the psychological attitude to
5 the attitude of the human sciences, then we have to procure before all, in
order to get beyond these difficulties, an overview of everything that can be
included under the title “ the psychic life of man.”
Here we have:
1) in unity with the Body, nexuses of sensations in the fields of
10 sensation, associative complexes, apperceptions, etc. — a unity of the
stream of lived experiences as a stream of living through. Every lived
experience obtains a position in Objective time, and indeed by means of an
Objective connection with the Body as nature, and there exist here,
however undetermined, manifold Objective relations of dependence
15 between the physical and the psychical, which pertain to Objective time, to
the form of Objective existence.
2) The lived experiences are thereby in and for themselves unities of the
immanent stream of time; hence the nexus of the original flux which
constitutes the temporal in immanence is different from the immanent
20 intersubjective nexus of sociality.
3) In the intentional lived experiences, the subject of the stream of lived
experiences is conscious of this or that “ Iranscendent ” being, visible
things, intuitive things, things thought of, etc. We speak here hence of
three: lived experience, subject of the lived experience, and the Object of
25 the lived experience in consciousness. The title “ soul” includes, then,
together with the one stream of lived experience, the Ego-subject which
pertains to it (now sleeping, now awake, now active in its acts, now affected
by some “ stimuli ” or other, now freely active, now passive). And what is
“ pregiven” to the Ego-subject are those multiple and intentionally consti-
30 tuted “ intuitive” or unintuitive objects, objects toward which it is directed
or is not directed, etc. The “ objects ” are thereby given either in the form of
doxic “ theses” or with the characters of existing, possibly existing or
probably existing, and also as value ^objects, as objects practically required
or practically willed, etc. In a certain way, all that is a part of the stream of
35 consciousness, but it is therein a part as intended, thought, surmised,
valued etc. in this noematic form, together with the axiothetic characteris
tics and their modifications, related to the Ego.
The Ego, however, can also relate itself to its own lived experiences and
to itself in the form of “ self-consciousness.”
What about the noematic contents now, the “ objects,” and the Ego from
the standpoint of empirical psychology and psychophysics? The Ego
comports itself to its objects, possibly to itself and its lived experiences —
that is in each case to be considered an Objective temporal factum. With
the Objective temporalization of the soul the Ego is also temporalized,
although it is not itself a real [reell] part of the stream of consciousness:
5 everything immanent, so far as it is a part of immanent time, is brought
into coincidence with Objective time and along with it likewise is the Ego,
insofar as it is the inseparable Ego of that stream. It pertains “ always ” and
“ permanently” to it, that each cogito, each affection, has its position in
time. The question can be raised as to how the lived experiences as
10 Objective facta are dependent on Corporeality. Here belongs every cogito
as lived experience and also the fact that the Ego thereby takes this or that
position with regard to the cogitatum, that it comports itself in this or that
way to its “ objects” (noematically); all this is a fact united with the very
lived experiences: the lived experiences in question occur in the stream as
15 this or that cogito. This occurrence is an Objective real fact which can
appear as dependent on physical circumstances, just as conversely physical
processes can arise in Objective nature as a consequence of the psychic. The
spiritual fact (my comporting myself in this way under my noematic
circumstances), we can say, is a factum in the stream of consciousness, a
20 factum of psychic being, which is linked to the Body. It can be studied as
this factum of nature, hence studied also according to psychophysical
conditionalities and according to whatever other empirical-inductive regu
larities there may be.
The person as such is the central unity of the Ego, a unity which endures
25 through time in the multiplicity of affections and actions. In the course of
these temporal Ego-events, the person is constituted originally as person,
i.e., as substrate of personal characters, as, in its temporal being, substrate- [360)1
unity. The way a person is actually constituted, that is how he functions as
a motivational subject for new affections and actions. Conversely, the
30 person “ manifests” himself to the one who understands him (I myself to
myself in the case of self-understanding) by the way he allows himself at
any moment to be motivated or by the way he is active. Hence a distinction
must be made between original constitution and the understanding-
experience within constitution and ^ithin what is already constituted, the
35 understanding of which is all the more complete the more the constitution
is revealed.
If one studies the person in his unity, which manifests itself in his acts
and affections, then one studies how he “ affects” other persons and
likewise how he spiritually undergoes effects from them, and furthermore
40 one studies how personalities of a higher order are constituted, how
individual persons and collective personalities of a higher level perform,
how as correlates of their spiritual performances cultural objectivities and
cultural arrangements are constituted, how individual persons, communal
personalities, and cultural formations develop, in which forms they do so,
45 in what typicality, etc. Obviously in all that there is also a system of events
in “ nature” as an empirical-causal spatio-temporal world-order, namely
insofar as, to all of that, precisely systems of lived experiences of human
beings correspond as unities in spatio-temporal nature. If, or as long as,
these lived experiences are psychophysically dependent and in general are
subject to empirical-external inductive experimental rules, then these spiri
tual facts will also have to be considered under psychophysical and, more
5 generally, natural points of view.
One has to say therefore that a scientific consideration of reality (a
complete scientific anthropology as positive science of man) includes a
scientific study of the spirit and consequently of spiritual accomplishments,
since all that is spiritual is enclosed in a certain way in the nexuses of lived
10 experiences of the individual human being and since these possess to an
indeterminate extent, which is precisely to be investigated further, a
psychophysical conditionality toward physical nature. More generally:
inductively there are empirical facts and in any case, even abstraction made
from these, there are facts of the spatio-temporal world, and these remain
15 even where such dependencies do not come into question. In the lived
experiences is also included the significance human beings attribute to
things of all sorts by means of value predicates, etc., in predicates relating
to works, machines, pictures, etc.
Culture is then a title on the one hand for actual things, which the
20 positive scientific psychologist himself encounters as Objective and which
he identifies as the intended things of the human being who is functioning
here as Object of world-science, and on the other hand, it relates to the
meaning-conferring acts of this human being in relation to his intended
things. From the standpoint of a consideration of reality it is hence correct [361]
25 to say that value-predicates, practological predicates, and likewise the
predicates of sensuous quality, color, tone, etc. are “ merely subjective.”
They are not predicates of “ merely subjective ” modes of appearance in the
sense of the real which is constituted thereby according to real qualities.
This merely subjective is, in a very broad sense, ideal or irreal. It is,
30 however, in its way, true being as intended and perhaps is exhibited truth
over and against the mere appearances: e.g., the correct color related to
our normal experience as human beings. And in another way it is the
truth-value of the authentic work of art, which for its part, e.g. in its
intuited colors and forms, is founded in the normal truth of being as merely
35 subjective.
One could say that the psychological is on the one hand consciousness,
i.e., the real [reell] psychic being in a psychical nexus ( = nexus of lived
experience), and on the other hand the intentional-psychic being, the
intentional correlate in the form of an intended thing with appearance-
40 properties, value characteristics, etc. Thereby however the psychologist as a
positive psychologist or as an investigator of nature executes the positing of
physical n atu re 1 as a foundational positing and he participates in the
positing, as nature, of the human being who serves him as an Object. But
1 Nature always refers to the totality o f nature in the sense o f the universal world
o f realities.
he justifies his procedure with demonstrative reasons, whereby the thing
which was intentionally posited by the person is at the same time valid as
an actual thing of nature, at least according to certain circumstances, and
for the rest as an actual thing intended or intuited with these or those
5 subjective characters.
It is obvious that every spiritual relation between human beings, and
everything which in the spirituality of a higher personality is constituted
with regard to what gives to this spirituality spatio-temporal existence in
universal nature, is reducible to the singular human beings psychophysi-
10 cally considered and to the nexuses of nature existing between them.
Intersubjective spirituality, taken in its purity, is, in world-experience, not
for itself but, rather, mundane, hence naturally temporal in virtue of the
determinate foundation of the singular subjects, with their individual
empathies, in the individual real Bodies. Here “ nature” (the world of
15 positivity), which each natural science (positive science) investigates accord
ing to one area, is always thought of as the unity of the temporal order of
existence, the unity of the order of coexistence and succession, in the one
spatio-thingly determined time, the unity of an order of physical and
(partially at least) psychical nature, which can be construed 1 and antici-
20 pated, as well as, in retrospect, reconstrued. Nature must be a system of
univocal determinability of all beings; that is what the natural scientist
holds, guided as he is by physical nature as the fundamental domain. This
world conceived as nature, the universal Objective world, is the universe of
substrates for truths in themselves — this universe thought in a universal [362]
25 science as deductible out of “ axioms ” or hypotheses is a geometrical and
physical paradigm, the latter interpreted in a definite way.
Beyond physical nature, with its closed lawfulness guaranteeing a
constant and univocal temporal sequence in the form of a nature “ left to
its own devices,” though on the other hand nevertheless allowing room for
30 spirituality and spiritual effects in what is physical, there must hence still be
a psychophysical lawfulness and a spiritual one. As regards the first, it is
lawfulness which for certain physical constellations of being (if not, indeed,
for everything physical) requires a spiritual “ parallel” of a definite essence.
As regards the latter, there are structural laws of unity and perhaps laws of
35 the properly essential development of the psyche as immanent psychical
laws. All the person’s spiritual activity, evaluating, accomplishing, and
creating, can be included here, as belonging to the realm of Objective facts
in the one temporal-spatial order.
We are therefore dealing here with nature in a double sense:
40 1) as physical nature, along with the psychic (in the broadest sense)
legitimately empathized in it. It is the realm of Objectively real facts versus
“ merely subjective facts;” it is the totality of all that is given in mere
“ factual ” experience, whose intended Objects of experience have been freed
of all merely subjective determinations, freed of all determinations which
do not concord and which do not have to comply with the concordance of
demonstration, first within the individual subject and its concordance in its
original demonstrations, and then in intersubjectivity. But there must be a
necessary and not an accidental concordance, founded apriori in the idea of
5 an “ in itself” To the realm of an accidental concordance there also belong
the “ secondary qualities” as the ones by means of which Objective physical
nature “ presents” itself to subjects. In physical nature taken in that sense
we have hence a universe of factual, Objectively determinable being, free of
all determinations which in their proper predicative meaning refer back to
10 subjects and groups of subjects experiencing them, being presented with
them, feeling them, taking positions toward them, acting on them, etc.
In the context of this Objective nature, there also belongs the soul as
experientially connected with the Body, as an Objective real fact.
2) One can, however, understand nature also as the realm of inductive
15 experiential properties, and there must be such properties if talk of an
ordering of the spiritual, of the correlates of lived experience, into nature is
to make any sense.
In this way, all that is psychical or all that is personal can be considered
under the aspect of a being, an event, a homogeneous process-formation in
20 Objective spatio-temporal nature, and it is thereby always a constituent of
what is “ psychic” in physical things, in Bodies. Hence the person is [363]
thereby also something that occurs in nature (in the Objective nature of
natural science), linked with a Body, belonging to what is psychic of the
Body, a higher stratum of the Corporeal body as a being in itself.
25 In this conception there arises a question which is an obvious one in the
attitude of natural science, the question of the “ natural-scientific explana
tio n ” of the psychic, and the sense and legitimacy of this question must be
considered. First of all, the meaning of the term “ existing” as applied to
the psychic (the psychic as existing) must be investigated. The psychic is
30 subjectivity within the experience of empathy; it is there experienced as
temporally coexisting with the Corporeal-physical. Every physical Object
which has irreal predicates (predicates added on to physical things, such as
values) is posited merely as physical. In the natural attitude, it is precisely
only the individual that is posited, that which is intersubjectively identical
35 for everyone: on the lowest level as physical nature and, as a further
stratum, the “ psychical ” as co-experienced with it in Objective time. The
problem then is how the Objective temporal order of the psychic object of
empathy is to be determined according to its manifold content. The
physical is, in conformity with its proper ontological sense, through and
40 through inductive-empirical. How far does the inductive-empirical go
beyond that? What about the psychic in its own proper character? Is it also
something inductive-empirical, or does it not have an apriori essence
presupposed by all inductive psychic empirics? And if we hence subtract it
by essential necessity from this structure, does there not then remain
45 something still to be investigated that is not inductive-empirical? What
kind of distribution of Objective time belongs to the sphere of the interior
life which reaches beyond the circle of immediate psychophysical indica
tion? What kind of distinctions do we need here with regard to the
inductive connections? To have broached these questions may for the
moment suffice.
These remarks, though on the whole very useful, are in need of both
delimitation and supplementation.
15 The human scientist, e.g., the linguist or the historian, constantly
“ partakes o f” outer experience; “ nature” is there for him, the one nature
common to all persons who share a social nexus, experienced by all of them
as common, exhibited to all as existent. However, he himself has no
theoretical interest in determining this common nature and therefore none
20 in determining psychic nature as it is “ bound” to the nature determined
theoretically by natural science. His theoretical theme is personal subjectiv
ity in relation to its surrounding world: and intuitively given nature is
intuited by the persons as intuitive immediate surrounding world, that is,
given to them immediately and precisely intuitively. Perhaps even the
25 nature conceived in natural science is surrounding world, namely surround
ing world for the practicing natural scientists, but no further than they
know of it in their theories. The human scientist does not need any
transcendental-phenomenological reduction to the phenomena of phenom
enology, a reduction to the transcendental-pure cogito, to the transcenden-
30 tal plurality of cogitating subjects and to their being as thinking subjects.
The experienced world is for him precisely experienced, and experienced in
the natural sense, in the sense of practical life; it is lived in the experienc
ing, in straightforward omni-lateral “ experiencing” of the constituted
world of things, of human beings and of animals, of things as natural
35 things, of things perhaps as national economic values, universal aids,
utilities, etc., and in the “ experiencing” of works of art, literary products,
etc. The straightforwardly “ experienced” world is the one in which persons
live related to it in a passive or active way, regarding which they take
positions, judge, evaluate, practically transform, etc. The human scientist
40 may not, by an artificial methodology, exclude anything from this sphere.
To be sure, the method for a human-scientific psychology of the inner life
requires “ psychological reduction.” But the historical, concretely descrip
tive, human sciences hold fast to experience and its experiential unities and
are in no need of a phenomenological-psychological reduction as a rigorous
method; they do not aim at ultimate, constitutive, elementary analyses,
elementary essential laws of intentionality, and the ultimate human-
scientific “ explanation.” For the human scientist everything remains open;
and he also investigates it in multiple ways: as a human scientist he
5 investigates human beings, their reciprocal personal associations and their
activities, their accomplishments and the results of their accomplishments,
etc.
But because his research interest focuses exclusively on personal subjects,
individual subjects as well as communal subjects (the latter, for their part,
10 having arisen through the personal influence of individual subjects on each [368]
other), and on personal subjective accomplishments, both as performance
and as the performed, for him all objectivity (always straightforwardly
valid), all nature, and even all other objectivities (including works, goods,
etc.) come into consideration only insofar as the objects are the experienced
15 (or in consciousness in some other way) objects of persons or are newly
constituted by them in active conscious activities.
Included under the title of human-scientific studies (that is, in our
historically elaborated, so-called “ human sciences”) are those sciences
which aim at a clarifying understanding of specifically personal accomplish-
20 ments as active subject-accomplishments and which investigate their “ prod
ucts” or active formations. But then, for our human scientist, there
remains here a sphere of incomprehensibility, which is obviously not purely
separate; there remains in human-scientific explanation much that is simply
inexplicable and is consequently even characterized as lying outside the
25 realm of the human sciences, as not having originated in effective acts of
pregiven persons, mundane beings in their motivational nexus.
It would be the task of the psychology of the active motivations of
concrete persons to investigate here what is the apriori and, in general, the
empirical of this sphere; on the other hand, psychology would obviously
30 also have to investigate the sphere of passive affections and the passive
modes of comportment of subjects, their phantasies, their associations, etc.
Human-scientific psychology, however, as altogether directed to ultimate
explications, cannot merely be a psychology of active motivations. It
cannot be satisfied with having anything left over that is incomprehensible.
35 Concrete-descriptive human science can be self-satisfied, however, because
it seeks a concretely intuitive understanding, which is possible without an
elemental understanding of ultimate constitution according to essential
laws, something that is a universally explicating cognition of phenomeno
logy.
40 Analogous to this is descriptive natural science and its comprehensibility
within description (not over against theoretical natural science as “ explain
ing out of elementary laws” — for intuitive description is here not a
description of what is naturally in itself). The intuitive world remains
thereby constantly presupposed and posited. But the intuitive world is
45 precisely the world purely as a unity of its interpersonal modes of
appearance.
Space “ is ” indeed “ Objective” space, but the scientific interest of the
human scientist is not simply to determine this Objectivity as such, under
the idea of an unconditioned Objectivity, or to determine spatial things
according to their “ true being in itself” as unconditioned and valid for
everyone and for all times. The things “ themselves” are the ones identified
5 in the here and in the there; they come into consideration, however, only as
things of personal subjects, only as appearing in the here and in the there,
although they are always identified and likewise qualified as the things now
appearing intuitively in such a way. Space is an index for the system of [369]
orientations. All things are under consideration according to how they are
10 given in orientation; the subject comports himself to the spatial thing in the
process of moving “ from here to there,” etc. To each subject these oriented
things, qualified sensuously in this or that way and often individually
qualified in many variations, are pregiven as his surrounding world, and it
is a datum that each subject has his aspects of “ the” things, his
15 perceptions, etc.
Now a distinction must be made between 1) concrete human science as
science of persons, of their personal comportment in relation to their
surrounding world, and of this surrounding world itself— universal des
criptive science of the subjective, “ personal,” world. 2) The scientific
20 investigation of personal interiority, of prepersonal mundane constitutive
subjectivity hidden in the personal mundane attitude— transcendental
subjectivity in the proper sense. Furtherm ore: the distinction between the
concrete (historical) descriptive attitude and science and, on the other hand,
a science directed to lawful universality, hence not a mere morphology in
25 facticity, which always remains historical. We arrive then at 1) an eidetics
of personal possible worlds and 2 ) eidetic phenomenology.
If, instead of describing identical things, the way they are given in their
intuitive qualities, one undertakes the description of the thing-appearances
in their relative noetical sense— i.e., first of all, the manifold appearances
30 of the intuitive things as they present themselves (and are always posited
intuitively as identical) for the subject — and if one investigates their
nexuses and the way they exhibit themselves phenomenally in the con
sciousness of the subjects and in the nexus of empathy between subjects and
how they emerge in consciousness according to their different levels, how in
35 subjects unities as thing-unities develop apperceptively and become pregiv
ennesses, toward which the subjects can take a position, then one is
carrying out the deeper “ comprehending ” clarification of the being of the
surrounding world, which is, moreover, for the human sciences, a pregiven
being, and one is performing a phenomenological clarification of the
40 ultimate foundations of the human sciences. Furthermore, this clarification
is of a being which is already given, as a factum, naturally utilizing here an
eidetic spiritual-psychological “ phenomenology” but not a transcendental
phenomenology . 1 The attitude toward the already given world is here not [370]
ideally mundane); included in it are the foundational cognitions o f the method o f all
sciences as personal accomplishments. — To personal or human science, however,
does not pertain the constituting life which unfolds “ in ” the persons. But there is still
m ore: human sciences, the historically descriptive and the eidetic, always have their
factual (or possible) world o f the spirit as pregiven, just as in the “ nature ’’-attitude
nature is presupposed. The natural attitude in general i s : to have the natural world of
the spirit pregiven, and to it the nature-attitude and nature itself as theme of
knowledge are subordinated. — Now, however, I can exercise epoche; if I do so with
regard to the world o f the spirit, then consequently also with regard to physical
nature, and then to nature in an enlarged sense, what remains? I am the Ego that has
my personal Ego as a phenomenon and with it the whole personal world. — And then
I arrive at what is new, at absolute transcendental subjectivity and the universe o f its
phenomena. But if I do not execute the epoche, then I attain only a human science
and a human-scientific psychology on the natural soil o f the world of spirit, parallel
to natural psychology.
physical biology of the organic living being. One must, however, pay
attention to the fact that the identical spatio-temporal world of reality
co-appertains to the content of the personal surrounding world — but in the
way in which it is intuitively determined for the personal community. In
5 order to bring this world to givenness, an originarily giving intuition is
needed (“ inner” intuition, if need be a reproductive one and then a
quasi-originarily giving intuition). This precedes science no matter how [371]
much it is incorporated into the ambit of scientific method. One can
intuitively bring alive a personality in its work and in its creations without
10 thereby making any kind of scientific claim. To that belongs, above all,
description by means of scientifically descriptive concepts. Obviously the
morphology of spirituality is included here, developmental morphology as
well.
In the production of the constituting intuition there is already at work an
15 understanding; in the corresponding description there is already a scientific
understanding— particularly insofar as eidetic necessities of motivation are
acknowledged or even are properly elaborated and applied to a given case,
and then we have an explanatory understanding. We understand hence
concretely and we understand in a scientific way in general by means of a
20 recourse to laws of motivation. We understand individual lines, individual
pages, actions, character-properties of personal subjectivity or of objectivi
ties correlative to persons, while other pages remain unknown and not
understood. We posit the aim of exposing the unity of the life of the spirit,
the large structural nexuses which encompass it, in an intuitive way and
25 according to concepts and motivational laws. But as long as the underlying
ground of passivity is outside of this investigation, something irrational yet
remains.
Scientific ta s k s :
D eeper exposition s:
1 More precisely: first distinction: the surrounding world is on the one hand a
surrounding world o f things and on the other hand a surrounding world made up o f
persons and associations o f persons. (Opposition: persons and non-persons.)
Second distinction: the objects of the surrounding world in general are either
deprived o f personally-based significations, or they have these significations, they are
culture. Specifically: something is either mere nature or a thing o f culture, i.e.,
something with a spiritual significance, with characters issuing from personal
accomplishments.
2 Even persons are “ cultural Objects” o f the surrounding world.
their companions have cognition, as ones they let themselves be motivated
by.
Research can and may involve here only what allows of being intuitively
understood; that is, the objects here are what they are only in personal
5 understanding and are to be brought to givenness as such. All physics and
chemistry are thus excluded.
1 Here must be added the following: let us start from the personal attitude of
common practical life. In it we will be directed onto a limited (although open) circle
o f persons, our family, our social circles, etc. and a limited surrounding world.
intervention of exact physicalistic natural science. Those sciences describe
our human surrounding world, the world of pure things, animals’ sur
rounding worlds, and in anthropology the anthropological surrounding
world. Hence they arise out of a personalistic attitude; we can at least
5 consider them that way. (They can also serve as preliminary stages for
natural sciences, for “ Objective sciences.”) In the surrounding world as our
over-and-against, there are human races and in every race these and those
peoples, and then, however, also the cultures, sciences, and arts of these
peoples, etc. The human sciences are thereby in the end self-related, and
10 that comes from their own specific character. I can as a German or, more
generally, as a European (as a person in the society of European life and
culture) traverse the horizon of our unitary environing world and describe
it. In that case I encounter all European and then all cultures in general, the
whole world, all animality, and all humanity, and finally also our science,
15 as a cultural formation of European culture, German culture.
We study the spiritual life and the spiritual communities with their
surrounding worlds not only
1) in concreto , we study them not only in their individuality and
20 individual developments, but [381]
2) we also study them morphologically, we investigate the empirical
generalities with regard to all personal and non-personal directions.
In both cases it holds that we find: 1) causalities of motivation. Spirits
allow themselves to be “ determined ” to act in ways which document their
25 personalities. And we find: 2) causalities of things among each other as
mere physical things, things of nature. The boulder falls and crushes
whatever comes in its way. These are causalities which are perceived and
are comprehensible and which demonstrate themselves, as is the case with
everything that is experienced, by further experience, or by intersubjective
30 agreement. Each in its own way. Material things are given as “ appearing”
through perspectival presentation, persons are given through their connec
tion with appearing Bodies, but persons, as regards what is individual of
them, do not “ appear” in that sense.
3) We also have a spirit/thing (person/thing) causality: the personal
35 spirit moves the Body, the hand moves in space among the things there
because I move it. This is an immediately understandable state of affairs.
Does something physical here enter into a motivational relation? Extreme
caution is now called for. Consider: I grasp an eraser, I pick it up in order
to erase something with it. The action of grasping, etc., in which the
40 movement in space is included empirically, is motivated by the will to erase.
But in this way the physical movement of the hand is not motivated nor is
it motivated by the correlate of the will, which makes it an action. Things
as such only move mechanically, by being pushed, etc. But things called
“ Body members” move by voluntary direction, in the “ I do,” “ I work,”
“ I open and close my h an d /’ etc.1 The personal subject performs physical
“ accomplishments.” They have, just as do all personal acts, their motives,
but here is a special kind of “ because.” The physical process unfolds
because the Ego of the Body performs it in the way of an action.
5 It is an important phenomenological task to distinguish the various
“ becauses.” We can correctly speak, at any rate, of a causality of the spirit
in relation to the Body, of a personal or free causality.
Conversely, the Body as an Object in the surrounding world determines
the spirit: e.g., its presumed beauty determines the Ego to vanity, Bodily
10 pain determines it t o ... etc.
I consider:
a) spirits as subjects, just the way they are, as persons, accomplishing
15 acts relating to their surrounding world. I consider the acts and am led
back to the nexuses of lived experiences of the persons. And now
phenomenology makes known to me the essence of “ consciousness,” the
essence of all types of acts, the essence of the passive modes of lived
experience which found them, and in these nexuses phenomenology again
20 discovers quite specific relations of because and then. I am led to the
relations between the “ I experience” and the sensations, adumbrations,
sense-things, etc., and I am led to the implicated “ motivations,” relations
between kinesthetic series and the concomitant visual data, etc.
1 Indeed not as aesthesiology alone, which knows nothing o f sense qualities but
only o f sense fields. Therefore we have to have recourse to psychology, grounded on
the phenomenological method.
Theoretical investigation of the relations which exist here: theoretical
positing of nature, theoretical positing and research of spirits (according to
1) in relation to nature, etc.
In the natural attitude, nature is there pre-theoretically, and the others
5 are there and are related to this same nature, and the community of the
spirit is there, things which become clear in all purity only in phenomeno
logy. I can pursue theoretical research of nature (natural science) as well as
of the spirit in relation to or in nature (naturally directed research into the
spirit), and finally I can investigate spirits in relation to their noematic,
10 appearing, presumed (but counting as true) nature, the nature existing in
spirituality as verified.
But to this are added other dependencies, those of the higher physiolog
ical stratum. Dependent on Bodies are also the reproductions and thereby
also the apperceptions.1The reproductions stand in the associative nexus of [386]
15 subjectivity. Thereby apperceptions are determined, and that is again
significant for the things which stand over and against the subjects and
perhaps stand over against several subjects as the same things. What
subjects have over against themselves as world depends on their Bodies and
on the peculiarities of their psyches. The investigation of these dependen-
20 cies, however, can be consigned to their own sciences.
a) On the one hand we have the scientific establishment of the Objective
actuality of what is experienced by persons, physically experienced or
experienced by empathy. The apperceptions and experiences which persons
have possess their rights and their legitimation in themselves. This is
25 prescribed by their proper essence. We convince ourselves in the familiar
way whether the experienced thing in the course of experience affirms itself
as actuality and whether it is confirmed by others or not. It is actual if it
affirms itself for all of us and if we may presuppose that it would be
affirmed by each new subject of the association. If I would see something
30 and would find it confirmed as consistent in my experience, while no one
else who is correspondingly oriented would see it that way, then the others
would say I am “ sick,” or I would say that of them. What we have here is
a matter for a special investigation. Likewise I have familiar ways of
confirming for myself whether a comprehensive experience is correct or not,
35 of acknowledging whether it is concordantly confirmed or is annulled, and
this for each kind of experience. How, e.g., to the noetic essence of the
various kinds of experience noetic rules of validity and invalidity belong;
how experiential thought is to be verified as valid or invalid; which
essential connections exist here— all that is investigated by a phenomeno-
40 logically-based noetics. What it establishes in general is particularized in the
evidence, the insights, we then carry out and live through in clear
1 This and both the following paragraphs are employed in Section Three, p. 292,
1. 21 to p. 293, 1. 13; they are included again here because they are not entirely the
same.
subject to such rules: there arise “ tendencies,” in every position-taking,
towards similar position-taking under similar circumstances, etc. Neverthe
less I am “ free.” Here we encounter the problems of freedom and of the
autonomy of the subject of the position-taking as a free subject versus the
5 psychological associative one. Hence are opposed: the free subject and the
subject of drives, of permanent tendencies, of the persistent natural soul.
What sort of an Objective science is it which presents itself within the
compass of an attitude directed to the person, within the “ spiritual”
attitude? And conversely, what sort of Objective science is human science
10 itself? Or, what is the status of the Objectivity of physical, psychic, and [389]
psychophysical nature, which, according to what we have expounded of the
spiritual attitude, is subordinated without qualification (and thereby loses
its absoluteness) to the Objectivity of the specific “ objects” (thematic
Objects) of the human sciences?
15 We have on the one hand physicalistic Objectivity, on the other hand the
Objectivity of the souls linked to physical Bodies, with their obscure
longings, with their apprehensions, their appearances as the correlates of
apprehensions, among which also are those which are constitutive of
Objective nature, namely the ones which appear and are experienced as the
20 valid substrate for possible Objective knowledge of things.
We are considering here Objectivities which belong together, and which
are linked with each other in relations of dependency, and which are
consigned to one another. What does “ O bjectivity ” mean here? In the
broadest sense, it refers to (we are speaking of empirical Objectivity, not of
25 the Objectivity of the idea) a being which in an open personal association is
thought as determinable in such a way or as determined in such a way that
it is in principle and at any time determinable in an absolute way by every
possible Ego-subject of the association of researching subjects.
But in this respect the being which is experienced through appearances, or,
30 similarly, any being which, by its real connection with what is experienced
that way, assumes the character of an appearing being, even if only
secondarily, essentially distinguishes itself from all being for which this is
not the case. In this latter respect, obviously what is meant is the being o f
the persons themselves. They are experienced either a) in inspection or b) in
35 the manner of comprehension, the comprehensive grasping of what is
inspective, which is a particular modification of inspection.
a) In inspection: the person has “ appearances” as his over-and-against;
he himself, however, does not appear and is not something dependent on
what appears. His relation to appearing being is this, namely, that he
40 “ has ” it — by the fact that he accomplishes apprehensions in which objects
appear to him, to which he directs his focus, to which he comports himself
in such and such acts, takes a position, etc. In the manner of this
comportment, the person manifests his individuality. The person arrives at
an inspective grasping, a self-grasping, when the focus of the Ego is
45 directed to the series of the Ego-affections and Ego-acts, in which it
comports itself, as identical, in this or that way to the act-correlates in
question, including the objects it itself posits and experiences as existing
objects.
b) The person can also be grasped comprehensively by other persons,
however— i.e., grasped as “ expression” of a subjective life in a Body. That
5 person’s Ego with its stream of lived experiences, and with the stream of
acts which flow forth from it, is grasped in empathy; and within the type of
the motivations which are thereby co-grasped, in their habitual type, the [390]
individuality is also grasped. The other person is grasped in his Ego-life, his
Ego-willing, and his Ego-working, etc. Each Ego has its Ego-life, but each
10 is also a person, is an individuality and a distinct individuality.
In principle this Objectivity of the person and of personal objectivities is
comprehensible for each person of the association and is accessible to a
possible understanding. This O bjectivity is the field of the human sciences,
and in general research it is the Object of general human science.
15 Such a science is possible in the form of an eidetic discipline, an ontology
of the spirit, or in the form of an empirical morphology: history or
biography. It operates respectively with sheer eidetic intuitions or with
empirical intuitions.
Something quite different is the case with physical being and with
20 aesthesiological or psychological being founded on it.
Physical things appear; the experience which presents these things
presents them only as they appear, not as they are in themselves. That is : in
the method of natural science, experience is the support for a thought
process each subject of the association can, in principle, accomplish, and if
25 correctly accomplished it leads in each subject to the same result, to a
determination of the intersubjectively identifiable being, a determination
which is itself intersubjectively identifiable, over and against the merely
phenomenal determinations, which in principle do not have to be acknow
ledged by each subject of the association.
30 As to the natural-psychic, to which is subordinated everything merely
subjective of the appearing objectivities (of the appearances in the ontolog
ical sense, any kind of appearance) as correlate of psychic apprehensions,
this is an Objectivity supplementing physicalistic reality and interwoven
with it.
35 This is not valid from the point of view of physics but only because we, if
we posit and investigate nature as true Objectivity, then also encounter
Bodies as things of physical nature as well as, “ in ” them, the 44psychic,”
first of all as the Objectively spatio-temporal subjective. Then we find,
however, guided by the sense-content of empathy, the psychic as dependent
40 on the Body. (Physical nature was the first; the psychic that which
supplements it to make an Objective world. The supplementing depends on
the founding.) And now the further articulation is to the point, namely
that in the system of the experiential dependencies of the psychical on the
physical there is constituted a kind of 44reality.” But this 44reality” is not,
45 without qualification, the entire soul, but instead the soul (the Objective
surplus beyond the Corporeal body) has a stratum of reality beyond Bodily
corporeality. The soul as a full reality is the whole Objective-mundane
subjectivity, which, as supplement of purely theoretically posited nature,
completes the Objective world. These existing subjects, distributed in space
and time, are reality insofar as, under changing Objective conditions
(circumstances), they comport themselves in a regulated way and accord-
5 ingly have “ real” properties in relation to these rules. Comportment here [391]
means the same as it does in the case of things. What exists temporally is
changeable; as something real, it is, in the changes, dependent on real
circumstances.
Physics requires, therefore, aesthesiological physiology and psychology:
10 since, for example, color as secondary thing-quality depends on the
organization of the eye and of the system B, color is then eliminated as
non-physicalistic and is taken as mere manifestation of an Objective
quality, as manifestation of the physicalistic correlate of color. Precisely
thereby, however, the psychic is dependent on the Bodily, since sensation
15 enters into perception; and that then goes further, as has been worked o u t:
in these dependencies a “ reality” manifests itself. It is the essence of reality
in general to be a unity of dependencies. Already in the intuitive sphere we
encounter dependencies of this kind, and they determine an apperception,
the apperception of the Body and of the soul, as a founded apperception;
20 and as real unity the animated Body is there intuitively for us, whereby the
psychic is given as localized in the Body and as temporalized in the unity of
natural time. If we investigate this real unity thematically, specifically
aiming at a knowledge “ valid for everyone,” then we have to determine the
Body as a physical-chemical, biological thing and determine the soul in
25 relation to this physicalistic Corporeality (whereby we come back to our
earlier presentation).
Psychic reality itself is now to be given intuitively and with respect to its
“ states.” In psychic states, psychic reality is itself given intuitively insofar
as we, e.g., experience that “ wine brings jollity,” etc. But this intuitive
30 psychophysical causality is no more a givenness of “ true ” causality than
an intuitively experienced physical causality (e.g., the breaking of a glass
because of its falling) is givenness of the corresponding “ Objective”
causality. Therefore it is quite different in the case of the causality of
motivation.
35 c) Spirits and persons stand in a causal relation to their Bodies and
thereby to the rest of their surrounding world.1 On the one hand we have
the relations of spirit to Body, on the other hand the converse relations.
In the first respect, the Body is in question as the field of the will and
furthermore as involuntary “ expression” of psychic life. Psychic life is
40 mirrored in sensory-Bodily events; parallel to the latter, which are to be
studied experientially, there run psychic events, which are apprehended, in
experience, also as causal ones. These are psychophysical causalities in an
intuitive sphere. E.g., a man feels ashamed — he blushes because he is
1 The spirit obviously includes here the natural psychic basis, and in general the
spirit has indeed its nature and along with this nature is dependent on the Body.
ashamed, but he is not ashamed because he blushes. His pulse increases —
because he is excited, etc.
In the reverse direction, there are the dependencies which found what is [392]
specifically psychic, namely the ones constitutive of the Body as aesthesio-
5 logical unity. Further: the experiences of health and illness, whereby, in
their contrast, the differences between normal and abnormal Bodily
co n stitu tio n appear, and so do the dependencies of spiritual anomalies on
the Bodily ones. Experience here leads us to regard the dependency as a
physio-psychic one, as in the case of anesthesia, analgesia, or the various
10 disturbances of speech, etc. Thereby it is shown that not only sensations
but also the corresponding reproductions (phantasms) are dependent on the
Body, and through it then are mediated all other phenomena founded on
it.
All such investigations belong, so far as they take place in the framework
15 of concrete givennesses, in morphology, in the descriptive disciplines of
zoology, anthropology, etc.
The matter would be quite different if we first submitted Bodies and the
whole of physical nature for itself to an “ Objective” exact investigation. A
physiology pursuing merely descriptive anatomy, and investigating the
20 concretely intuitive dependencies, belongs completely within morphological
anthropology. It is different with a physiology that aims at ultimate
Objectivity and substitutes something physicalistic-chemical for everything
appearing physically in Corporeality. We are then led to “ physics.” (No
account is taken here of the physical-organic science usually called “ bio-
25 logy.”)
The Objective world or the universe of nature, along with Objective
space and Objective time, in which all Bodies and human beings are
included precisely as natural, is therefore the correlate of the natural
sciences, and specifically as sciences of transcendent nature; it is hence the
30 correlate of the science of physics in a very broad sense, and furthermore,
of the sciences of aesthesiology and psychology.
On the other side, however, stand the quite different sciences of
subjectivity: the sciences of the person, of personal associations, of the
correlates of persons. The most basic level is the purely “ aesthetic ” theory
35 of nature, which is not a science of Objective nature in the sense of physics
but is a science of phenomenal nature as the common surrounding world of
normal people. On higher levels obviously belong here all so-called cultural
sciences.
Thus we have a sharp distinction between the natural sciences and the
40 human sciences: natural science investigates reality (substantiality and
causality) in the appearing world. Human science investigates personal
individuality and personal causality, the causality of freedom and motiva
tion. Thereby, however, the natural sciences, as sciences, are enclosed
within the human sphere, the sphere of the spirit. It is not nature itself that
45 is encompassed by the Objectivities of the human sciences, but rather that
holds for the science of nature, the science of psychology, etc.; and nature
as correlate, as what is known at each respective level, as 44world-image ”
of science of this or that age, also belongs obviously in human science, in
history.
Here we have discovered a remarkable parallelism. Everything human-
5 scientific allows of being transformed into the natural-scientific insofar as
intuitive nature is apprehensible as the appearance of an Objective nature
and to the extent that each spiritual factum, each person in his acts and
states, is apprehensible as “ manifestation” of a soul, related to a Body
(which expresses it, in another attitude) as a physicalistic thing.
10 Obviously one must not, as Dilthey did, confuse the opposition of
description and explanation with the opposition between the human
sciences and the natural sciences. That is, if we oppose description and
explanation (and accordingly descriptive and explanatory sciences), then we
are taking description as a lower level of explanation. If this opposition
15 makes sense, then we are in the case of both description and explanation
directed to the same thing: to something “ Objective.” Actually, we find in
each sphere, in the sphere of nature but also in the human sphere, this
distinction between description and explanation as normative. D e fa c to ,
however, if we consider the matter more closely, the so-called descriptive
20 sciences are not substrata of the corresponding "‘explanatory” sciences,
and it is of the utmost necessity, at first with respect to the natural sciences,
to bring to clarity these obscure relations.
EPILOGUE
Preliminary Remarks [138]
1 [See the Translators’ Introduction above, p. XIV. The pagination followed here is
that of the Husserliana edition: Edmund Husserl, Ideen zu einer reinen Phanomeno-
logie und phanomenologischen Philosophie. Drittes Buck: Die Phanomenologie und die
Fundamente der Wissenschaften. The Hague: Martinus Nijhoff, 1952 (Husserliana V),
“ Nachwort,” pp. 138-162.— Trans.]
2 [Husserl is referring to the translation o f Book I by W.R. Boyce Gibson; Ideas:
General introduction to pure phenomenology. New York: Macmillan, 1931.—
Trans.]
“ rationalism ” which have been brought from these sides
against my phenomenology and which are very closely con
nected with my specific concept of philosophy. In this concept, I [139]
reinstate the most original idea of philosophy, which, since the
5 time of its first solid formulation by Plato, has laid at the basis
of our European philosophy and science and which signifies for
them a task which will ever be theirs. For me, philosophy, as an
idea, means universal, and in a radical sense, “ rigorous”
science. As such, it is science built on an ultimate foundation,
10 or, what comes down to the same thing, a science based on
ultimate self-responsibility, in which, hence, nothing held to be
obvious, either predicatively or pre-predicatively, can pass,
unquestioned, as a basis for knowledge. It is, I emphasize, an
idea, which, as the further meditative interpretation will show, is
15 to be realized only by way of relative and temporary validities
and in an infinite historical process— but in this way it is, in
fact, realizable. In our positive sciences, in conformity with their
historical origin, this idea lives on, no matter how little they
themselves actually do justice to it on account of the way they
20 are founded. As a result of this shortcoming, difficulties, as is
well known, arose for these sciences in their most recent
development, and at the same time a skepticism is spreading
which generally threatens to discredit the great project of a
rigorous science and, taken more universally, the project of a
25 philosophy as rigorous science. But instead of prematurely
yielding to this skepticism, it appears to me to be more proper,
and to be the great task of our time, to carry out a radical
meditation, in order to intentionally explicate the genuine sense
of this idea of philosophy and* to demonstrate the possibility of
30 its realization. But this will come to pass in a decisive and
productive way only by means of the systematic elaboration of
the method of questioning back into the ultimate conceivable
presuppositions of knowledge. This questioning back leads at
first to universal subjective being and life, which, as pre-
35 scientific, are already presupposed in all theorizing, and from
there it leads on — and this is the most decisive step— to
so-called “ transcendental subjectivity” (an old term given a
new sense) as the primordial locus of all meaning-giving and
validation of being. “ Philosophy as rigorous science,” and
specifically as universal and absolutely foundational science,
may not be given up, unless first is made anew, and with the
most radical seriousness, an attempt to actually found it, or
again, unless the science of phenomenology, the science of a
5 new beginning, which arose out of such an intention, is thought [140]
through with equal seriousness. I cannot engage here in a closer
confrontation with the counter-trends of the present, which, in
the most extreme contrast to my phenomenological philosophy,
want to draw a line between philosophy and rigorous science. I
10 would only like to say expressly that I cannot acknowledge any
kind of justification to the objections that have been advanced
from those quarters: e.g., my intellectualism, the miring of my
methodic procedure in abstract one-sidedness, my failure, in
general and in principle, to touch upon original-concrete, prac-
15 tical-active subjectivity, and my skirting o f the so-called prob
lems of “ Existence” as well as the metaphysical problems.
These objections are all based on misunderstandings and,
ultimately, on the fact that my phenomenology is interpreted
back to a level, the overcoming of which is precisely its whole
20 sense. In other words, they are based on the fact that what is in
principle the novelty of the “ phenomenological reduction ” has
not been understood, and consequently neither has the ascent
from mundane subjectivity (from man) to “ transcendental
subjectivity.” So it is my critics who have remained m ired— in
25 an anthropology, whether empirical or apriori, which, according
to my theory, does not at all secure the specifically philosophi
cal ground. And to take this anthropology for philosophy is
equivalent to a relapse into a “ transcendental anthropologism ”
or “ psychologism.” To exhibit this in detail would require an
30 extended treatise of its own.
For the rest, I hold fast to my old conviction that in matters
of science what counts is work done rather than criticism, work
which in the end remains intact, no matter how much it is
misunderstood and how often arguments against it miss the
35 point. What the Ideas reports o f— as I am still firmly con
vinced— is indeed work done, in its beginning parts, and to
carry on this work steadily has been my endeavor ever since. A
book I am now preparing [Cartesian Meditations], which is
presumably to appear early next year, will, I hope, prove to all
who in this restless age have time for theories, built up
objectively in such a laborious and sober way, that transcenden
tal phenomenology in the sense I conceive it does in fact
encompass the universal horizon of the problems of philosophy
5 and holds in readiness the method they require. It will be
shown, therefore, that my phenomenology actually has within
its field of view all questions that can be put to man in the
concrete, including as well all so-called metaphysical questions,
insofar as they have possible sense in the first place, for it is
10 their original formulation and critical delimitation which is
precisely the vocation of this phenomenology.
1.
My Ideas toward a pure phenomenology and a phenomenologi
cal philosophy, of which only a first volume has appeared,
15 attempts to found, under the heading of pure, or transcendental,
phenomenology, a new science, although one prepared by the
entire course of philosophical development since Descartes, a
science related to a new field o f experience, exclusively its own,
the field of “ transcendental subjectivity.” This term does not
20 refer here, therefore, to a product of speculative fabrications;
transcendental subjectivity, together with its transcendental
lived experiences, faculties, and accomplishments, is an abso
lutely autonomous domain of direct experience, even if up to
now, for essential reasons, it has remained inaccessible. Trans-
25 cendental experience, within a theoretical and, at first, descrip
tive scope, becomes possible only by way of a radical transfor
mation of that attitude in which natural, mundane experience
runs its course. This transformation of attitude, as method of
access to the transcendental-phenomenological sphere, is called
30 “ phenomenological reduction.”
Transcendental phenomenology is not meant to be founded
in that book as an empirical science of the empirical facts
related to this field of experience. The facts which at any time
present themselves there serve as examples only— for what is
35 most universal — similar to the way empirical examples serve
the mathematician. For instance, intuitive factual groups of
beads on an abacus serve merely as examples for an insightful
grasping, in pure universality, of, e.g., 2, 3, 4 ... in general, pure
numbers in general, and, related to them, pure mathematical
propositions, universal mathematical essences. Thus Book I of [142]
5 the Ideas deals with an “ apriori” science (an eidetic science
directed to the universal that is original-intuitive) which lays
claim to the factual field of experience of transcendental subjec
tivity and its factual lived experiences, but which takes them
into account merely as pure possibilities, placing them beside
10 pure intuitive possibilities that have been varied completely ad
libitum, and then extrapolating, as their “ apriori,” the indisso
luble essential structure of transcendental subjectivity pervading
all the free variations. Since the reduction to the transcendental,
and at the same time this further reduction to the eidos, is the
15 method of access to the field of work of the new science, it
follows (and this is to be emphasized sharply from the start)
that the genuine beginning of the systematic disclosure of this
science lies in the chapters dealing with these reductions. Only
by starting at that point and by following the demonstrations as
20 they proceed step by step, can the reader, participating
inwardly, judge whether or not something peculiarly new is
actually worked out there— worked out and not just fabricated,
drawn from actually universal intuition of the essence and
described faithfully.
25 In that book, eidetic phenomenology is limited to the realm
of sheer eidetic “ description,” i.e., to the realm of the imme
diately intuitable essential structures of transcendental subjectiv
ity. For this already comprises in itself a systematically self
enclosed infinity of essential properties. And therefore the work
30 does not pretend to be a systematically exhaustive elaboration
of the transcendental cognitions that could perhaps be gained
by means of logical deduction. Indeed, even the descriptive
domain is limited to its more easily accessible level; thus the
whole problem of the temporalization of the sphere of imma-
35 nent time remains excluded. (On that, see my lectures on inner
time consciousness delivered in 1905 and published in my
Jahrbuch fu r Philosophie und phanomenologische Forschung,
Vol. IX.) For the second volume of the Ideas were reserved the
problems of the Ego, the problems of the person as person, and
the transcendental problem of “ empathy.” Eidetic description is
one (but not the only) distinctive feature of the total style of this
new apriori science over and against the mathematical sciences.
The latter are “ deductive” sciences, which means that in their
5 scientific-theoretical style mediate, deductive cognition prevails
to an incomparable extent over the immediate axiomatic know
ledge that lays the foundation for all the deductions. In the
mathematical sciences an infinity of deductions rests on a few
axioms. In the transcendental sphere, however, we find an
10 infinity of cognitions that precede all deduction, and what is
mediate there (a mediation by way of intentional implication)
has nothing to do with deduction and, being thoroughly
intuitive, resists any sort of methodic or constructive symboliza
tion.
15 2.
3. [144]
4.
5.
6.
7.
1 [Reading Bathos for Pathos, following the text o f the Nachwort as originally
published in Husserl’s Jahrbuch, vol. 11.— Trans.]
2 [“ You have a stake in this.” Husserl is quoting Horace: Nam tua res agitur,
paries cum proximus ardet. Epist. I, 18, 84. — Trans.]
INDEX
INDEX
abnormalities, 63, 67, 71 ff., 94, 393 apperception: of things, 39 ff., 50 ff.;
absolute spirit, 90 of the human, 102 fT., 129 ff., 146;
absolute subject, 180 of the personal, 195 ff., 381; of the
absolute time, 188 interpersonal, 203 ff.; and motiva
acoustic image, 324 tion, 235 ff.; and empathy, 239 ff.,
advertence [Zuwertdung], 25, 231 358; self-apperception, 259-265,
adumbrations, 62; not the way the 277, 360 fT.; naturalistic, 351; et
pure Ego is given, 111; schema as passim.
unity of, 135; 138 f.; 157 appresence, 170 ff., 208
aestheta, 60 f. Aristotle, 176 n.
aesthetic pleasure, 10, 16 art, 4, 10, 191, 255, 328 f.
aesthetic synthesis, 19 ff. association: as intra-subjective con
affective (acts, attitude, interest), 9 f., nection, 143, 233 ff., 263 f., 283 ff.,
14 ff., 224, 349 341-351; as inter-subjective con
affects, 98, 112, 232; in Spinoza and nection, 200-220, 302 ff., 357 ff.,
Hobbes, 233; 324 393 ff.
ages of life, 266 f., 279, 284 authenticity and unauthenticity, 198,
Albrecht, xix 276, 346 f.
alert consciousness, 114ff. axiological attitude, 9 ff., 204 ff.
analogizing apperception, 176, 336
animal nature: vs. material nature, beauty, 4, 12-18, 196 ff., 391
30-32; as object of natural science, Beethoven, 359
96 ff. Berkeley, 421, 423
animalia, 169 ff. Biemel, M., xiii
animals: as founded realities, 35 f.; biology, 381, 401
96; 101; lack stratum of theoretical Body [Leib\ : significance of abnor
thought, 142; playing cat 185 f.; as malities, 63 ff.; organ of free will,
zoological objects, 192 f.; animal 159 ff., 323; vs. other material
Ego, 350 f. things, 165 ff.; bearer of localized
animating sense, 248-259, 333 sensations, 161 f.; zero point of
anthropologism, 407 orientation, 165 f., 224; for the sol
anthropology: as positive science, ipsistic subject, 168 f.; unity with
150, 184, 371, 376, 390; as philoso soul, 168, 176, 252, 294; as “ subjec
phy of man, 405 fT., 407, 415 tive,” 224; as expression of spiri-
tual life, 259, 296; two-sided reality, Descartes, 31, 109, 218, 408
297; impenetrability of two Bodies, description: vs. explanation, 402
216; point of conversion between descriptive psychology, 326 f., 423 f.
causality and conditionality, 168, desire, 104, 121, 160, 197 ff., 269 f.
299; means of all perception, yet differential equations, 89
itself imperfectly constituted, 61, Dilthey, 181 f., 326, 376, 402
167; et passim. doxa, 17, 43, 289, 345 f.
book: as comprehensive unity, 248 f. drama, 244, 249, 251, 255
bracketing, 27, 183, 301, 380 dreaming, 272, 347
brain, 146, 172 f., 229, 305, 354 drives [Triebel 207, 233, 267, 282,
Brentano, 326, 422, 424, 427 289, 349, 398
dull consciousness, 114 fT.
categorial objects, 7 ff., 23, 26 duration: of material things, 30ff.,
categorial synthesis, 19 ff. 49-54, 134; in immanent time,
causality: and reality, 48ff., psycho 109 f., 120-127
physical, 68 ff., 258 ff, 306, 354 ff.,
384, 390 ff.; as constitutive idea of Ebbinghaus, 182
material nature, 132ff.; inapplica Egology, 181
ble to the soul, 140 ff., 356; the Ego-pole, 103, 107, 111, 324
quasi-causality of the psychic, 145, eidetic intuition, 97
356; motivational, 227 fT., 241 ff.; eidetic phenomenology, 183, 326, 379,
vs. the personal attitude, 247; as 409
mystery, 272; causality of reason, eidetic reduction, 183, 187
235; causality and spirit, 295 ff., eidetics, 327, 379
390 ff.; et passim . eidos, 392, 409
centaur, 62, 274 elasticity, 39, 45, 50 ff.
central nervous system, 164, 198, 382 empathy [Einfiihlung], 170-180,
chemistry, 55, 389 208 ff., 239 ff., 362 ff., 381 ff., et
child, 101 n., 282, 288 passim.
church, 27, 148, 192, 255 empirical Ego, 99, 116, 183, 190,
closet drama, 251 261 ff., 340, 350
cogitationes, 103, 263 f., 278, 292, 344, epoche, 29, 380 n., 412, 418
367, 392 essence, passim.
cogito, 5 f., 103-127, 223 fT., 260 f., ethics, 233, 427
337 f. evidence, 230 ff., 275 f., 286, 343, 418
communal spirit, 209, 255 existence [Dasein]: natural, thingly,
community, 92, 141, 181, 207 ff., 329, 30, 35, 69; psychic, 101, 141, 145;
353, 363, 375, 387 ff. personal, 201, 208; spiritual, 292; et
comprehension [Komprehension]: as passim.
personal apperception, 201, 217, explanation: vs. description, 402
240, 245, 254 ff., 295, 306, 311, 321, expression (of sense) and the
335 ff., 387 f. expressed, 248-259, 333, 352 ff.
convictions, 120-126 extension, 31-36, 40 ff., 135 f.; vs.
corpse, 352 spread, 157 ff.
culture, 201, 250, 357, 365, 371, 388,
390 faculty-psychology, 131
death, 186, 326 family of man, 254
feelings: as original value-conscious- Hume, 421, 423
ness, 6-20; Body as source of stir Husserl, E .: Cartesian Meditations,
rings of feelings, 165; sensuous feel 407, 417 n.; Formal and transcen
ings, 194 ff., 207, 243 ff. dental logic, 264, 417 n.; Inner time-
fia t, 104, 269 f., 297, 300, 340 consciousness, 409; Logical Investi
flux (Fluss) of lived experiences, 109, gations, 276, 422, 426 f.
126 ff., 139, 263, 294, 335 f. (See hyle, 265
also Stream of consciousness.) hyletic substrate, 160, 305, 308
fragmentation, 33 ff., 55, 138, 144
freedom: in the kinesthetic, 73, 158 f., I as man, 99 f., 115 f., 175
167 f.; vs. powers of the objective “ I can,” 13 f., 159, 228, 266 ff., 341
spirit, 149; vs. passivity, tendencies idealism, 417-421
and drives, 225, 267, 289, 350; vs. “ if-then,” phenomenal, 163
influence of others, 281 f. imagination, 97 f., 218
friendship, 170, 210 immanent time, 109, 119 fT., 138, 188,
215, 324, 370, 409
genesis, 209, 226, 263, 267, 329, 360, impact, 42, 48 ff.
368 impenetrability of Bodies, 216
Gestalt psychology, 424 impressions, 125 f., 307, 348 f.
ghosts, 100 f., 227, 244, 301 individuum, 37, 150
God, 90, 329 inertia, 56 n.
goods: vs. mere natural things, 4, 19, infinity: endlessness vs. openness, 313
102, 225, 328, 384 inner time-consciousness, 239
Gulliver, 127 inspectio sui, 223, 329, 334
instauration [Urstiftung], 120, 124,
habit, 143, 193, 235 f., 267 f., 280, 289 281, 324
habituality, 313, 324, 384 instincts, 143, 267, 308, 346 ff.
habitus, 118, 279, 281, 290, 308 intellectus agens, 289, 344 f.
hidden reason, 289 intentional relation: vs. real relation,
historians, 10, 241, 376 ff. 227
historiography [Geschichtsschreibung], intentionality: pure Ego as center,
381 116, 226 ff.; empirical intentional
history: natural things as history-less, ity, 261; 291; 344 ff.; concept trans
vs. psychic reality, 144 f.; individual formed by Brentano, 424 f.; psy
history, 313, 329, 350, 387; as chology of intentionality, 426
human science, 388, 399, 402 interaction (psychophysical), 302,
Hobbes, 233 308 f.
horizon, 42, 114, 205 ff., 314, 360 fT. interest (See theoretical attitude, prac
human sciences [Geisteswissenschaf- tical attitude, etc.)
ten] : not mere descriptive natural intersubjective motivations, 243 ff.
sciences, 181; grasp motives not intersubjectivity, 86, 93, 311, 315, 373,
causes, 241; as cultural accomplish 417, 421, 426
ments, 320; relation to natural introjection, 175, 177, 184, 186, 216
sciences, 325 ff., 384, 401 f.; vs. intuition [Anschauung]: sense intuition
transcendental sciences, 354; and vs. axiological, 10 ff.; thing of intui
outer experience, 375 tion as such, 30 ff.; form of intui
tion, 86 ff.; always has open hori Mill, J. S., 423
zons, 163 ; neutralized, 274 ff.; self miracle, 53
intuition, 262 ff.; source of all legi mobility, 39, 166
timation, 3 7 7 ; originarily giving, molecules, 54
381; psychology based on inner monad, 115, 118, 302, 306, 309, 314
intuition, 411 ff.; et passim. morphology, 375, 379, 381 f., 385,
intuitive “ flair ” [Intuition], 286 f. 387 f., 399, 401
motion, 39, 42, 57, 67, 153, 273 f.
joy, 14 ff., 243, 279, 288 motivation: as law of personal life (vs.
causality), 223-293, et passim.
Munsterberg, 182
Kant, 115, 139, 218, 356, 427
mutual understanding, 86 ff., 194,
kinesthetic sensations, 23 f., 61 ff., 70,
202 ff., 217, 240, 336, 386
136, 154 ff., 323, 342
kinetic sensations, 136, 156, 158
natural attitude, 22, 69, 184 fT., 251,
360 f., 373, 386, 395, 411 ff., 426
Landgrebe, L., xiii, xvi natural history, 214 f., 382, 396
language, 175, 235, 328 natural science: as excluding mean-
Leibniz, 115, 362, 421 ing-predicates, 3 ff., 27 ff.; objective
life-world [Lebenswelt], 302 n., 384 ff. nature as correlate, 217 ff., 302,
lighting, 45, 67, 74, 177 401; vs. human science, 190, 214,
Lipps, 270 n. 325, 352, 356, 384, 393; psychology
lived experience (Erlebnis], passim. as natural science, 181, 184, 423;
localization, 36, 61, 153-165, 172 ff., conception of the person, 373, 383;
185 ff., 213, 216, 324 descriptive natural science, 375 ff.,
Locke, 349, 423, 427 389; oblivious to the life-world,
locus, 35, 406 384
natural-scientific attitude, 4, 29, 215,
machine, 333 376, 383
magnitude, 32 f., 88 naturalistic attitude, 30, 169, 183 ff.,
materiality, 24, 28, 31 fT, 58, 100, 141, 144 190 ff., 220 f., 294, 337, 356
mathematics, 203, 290, 392, 410, 430 naturalization, 176, 254, 311, 316,
mathematization, 145, 359 331, 337, 357, 364, 375
mechanical motion, 42 f., 167, 229, nature-attitude, 189, 215, 380 n., 383
271 ff. neutralization (neutrality modifica
medium, 57, 65 f. tion), 5, 270, 274-278, 340
Meinong, 427 noemata, 19, 38, 121, 179, 221, 228,
memory, 122 ff., 262, 275, 283 f., 314, 231, 244, 375
345 ff., 353 ff. noeses, 116, 121, 426
mere things, 11, 18 f, 27, 191, 200, non-Ego, 265, 330, 331, 335
225, 319, 389 non-sensuous quality, 320 f.
method: of physics, 89, 242; phenom normal sensibility, 61, 91
enological, 96, 189 ff., 405ff.; phe
nomenological vs. natural-scientific, objectivating acts, 17 f.
325 fT.; human-scientific, 377 ff., objective spirit, 148, 251, 256, 357
424; natural-scientific, 396 ff. ontology, 97, 326 f., 399
opinions, persistence of, 118 ff. also Pure phenomenology, Trans
organism, 36, 185 f., 267, 352 cendental phenomenology, Eidetic
phenomenology.)
parallelism: psychophysical, 302 ff., philosophy, 328, 405 ff.
307 f. physicalistic thing, 80 ff, 89 ff, 179,
passive Ego, 225 217 ff, 242, 297 ff, 334
passive states, 8 physics, 49, 89 ff., 193 ff, 215 ff,
passivity, 13 ff, 22, 104, 225, 234 f, 356 ff, 389 ff.
345 ff., 362, 381 physiology, 272, 393 fT.
perception: as general objectivation, physis, 134, 298, 356
16 ff.; as originary experience, 40, Plato, 406
123 f., 170, 275; function of abnor practical attitude, 4 f, 15; as personal
malities in, 63 ff.; one-sided, 54, attitude, 199
185; perceiver’s Body as medium, practical possibilities, 270 ff, 342 f.
61 ff., 167, 224, 259, 296; self- pregivennesses, 226, 283 ff, 344 f,
perception, 99 ff., 259 ff., 277; 374, 379
visual vs. tactual, 155 ff.; as moti presuppositionlessness, 428 f.
vation for judgments, 231 ff.; per primal presence, 170 ff., 208
ceptual harmony and discord, 48, primary qualities, 34, 90, 93, 323,
289; not a causal operation, 383 f.; 351
et passim. primordial manifestation [Beurkun-
personal apperception, 262, 366 dung ], 50, 59, 131, 135, 139, 188
personal Ego, 149 f., 193 ff., 213 f., protention, 268
231, 259 ff., 323, 331 fT., 338, 360, 366 psyche [Psyche], 80, 128, 142, 368,
personal properties, 129, 149 372, 395, 411, 423
personalistic attitude, 147 ff., 183 ff., psychic Ego, 98, 102, 128, 141 ff, 184,
259, 294 ff, 332, 390 ff. 255, 331
personality, 111, 117, 148 f, 362, 372, psychic properties, 129 f, 140, 222,
381 ff. 356
phantasms, 143, 304, 401 psychoanalysis, 234
phantasy, 62, 127, 130, 244 f , 276 ff, psychological Ego, 128, 139, 358
345 f. psychological reduction, 377 f.
phantoms (purely visual spatial psychologism, 407, 415
forms), 23 f, 39 ff., 100 f. psychology: theory of faculties, 131;
phenomena: immediately experienced as natural science, 181, 327, 337,
contents, 211, 218, 357, 393; pure, 357, 368; experimental, 308, 368,
transcendental phenomena, 377, 430; as way into phenomenology,
386, 413 fT. 327, 415; as human science, 366 ff,
phenomenological method, 96, 189 ff, 377 f, 392; phenomenological psy
326, 405 fT. chology, 411 ff, 423 ff.
phenomenological psychology, 411, psychophysical parallelism, 302 ff,
414, 423, 425 307 f.
phenomenological reduction, 183, psychophysics, 368 f, 376, 394
187, 189, 377, 380, 407 fT. pure consciousness, 118, 124, 188 f,
phenomenology, 85, 97, 181 ff, 295, 221, 263, 337 ff., 392
325 ff, 374 ff., 391 ff, 405 ff. (See pure Ego, 103-128, et passim.
pure phenomenology, 183, 326 f., 392, social experience, 210 f.
408 social personalities, 329, 336, 374
society, 92, 181, 204, 208, 241, 246,
rational motives, 267, 350 329, 332, 375, 385, 390
real circumstances, 45 ff., 131 ff., solid body, 56 ff.
162 ff., 296 ff. solipsism, 75 ff.; and constitution of
real properties, 34, 45 ff., 129 ff., 258, physicalistic nature, 82 f., 94 f., 151,
312, 337 169 ff.; vs. intersubjective experi
real relation: vs. intentional relation, ence, 83 ff.; and constitution of the
227 Body, 168 f.; alleged solipsism of
realism, 418-421 Ideas I, 417 f.
reflection: vs. adoption of theoretical solus ipse, 86, 92
attitude, 15 ff. soul [Seele]: as natural object, 96,
regional ontology, 97 141 ff., 355; vs. pure Ego, 128; real
reproduction, 125 f., 281, 345 ff. ity of, 134, 351 ff., 384; strata of,
res externa , 36, 141, 157, 352, 364 142, 292; as united with the Body,
residuum (of the reductions), 189 168, 176, 252, 294; vs. spirit,
retention, 16, 307, 314, 346 181 ff.; in the reduction, 412ff.; et
Rickert,-182 passim.
rigorous science, 406 f., 430 space-time, 145, 188, 215, 222, 352 ff.,
392
santonin, 67 f., 78, 80 spatiality, 32, 36, 63, 209, 214
schemata, 40 ff., 61 ff., 100, 135, 212, Spinoza, 233
351 spirit [Geist], passim.
secondary passivity, 14, 21 f. spiritual attitude, 254, 300, 359, 374,
secondary qualities, 34, 81, 93 f., 184, 394, 398
221, 246, 323, 333, 373, 396 spiritual Ego, 103, 151, 226, 266, 279,
secondary receptivities, 19 288 f., 295, 358 ff.
secondary sensibility, 345 fT. spontaneity, 9 ff., 26, 61 ff., 167,
sedimentation, 118, 233, 324, 344 f. 345 ff.
self-apperception, 259 ff. spread [Ausbreitung]: vs. extension,
sensations: vs. things and phantoms, 36, 157 ff.
23 ff.; constitutive-representational stereoscope, 39
vs. motivating-kinesthetic, 62 ff., stimuli, 198 ff., 228 ff., 267, 279, 289,
152; most primitive adumbrations, 295 f., 346 ff.
138; localized, 152 ff.; doubled, stimulatability, 184 f.
153 f; ultimate pregivennesses, Stein, E., xii, xiii
224 f.; et passim . Strasser, S., xiii
sense: as animating, 248-259, 333 stream of consciousness [Bewusstseins-
sense data, 26, 77, 172 ff., 243, 303 ff., strom], 110 ff., 146, 165, 188,
348, 423 234 ff.; as unity of motivation, 239;
sense-things [Sinnendinge], 69 ff., 369 ff. (See also Flux of lived expe
76 ff., 319 ff. riences.)
sensibility, 72 ff.; vs. reason, 289; vs. stuff [StofA 225
intellectus agens, 344 ff. style of life, 283
Simmel, 182 subjective attitude: vs. natural atti
skepticism, 406, 430 tude, 69
substantiality, 37, 48, 58, 132, 339, hand touching the other, 152 ff.; vs.
347, 401 vision, 155 ff.
substruction, 178, 242 f. transcendent time, 126, 215
supernatural realities, 145 transcendental Ego, 128, 413 ff.
surrounding world [Umwelt]: not transcendental intersubjectivity, 417,
composed of mere things, 191, 195; 421
person as center, 194 ff.; common transcendental phenomenology, 325,
surrounding world and personal 365, 374, 379, 405 ff.
associations, 201, 387; and spiritual transcendental reduction, 326 f., 337
Ego, 225 ff., 298, 311, 357; egoistic transcendental subjectivity, 365, 379,
surrounding world vs. communica 386, 406 ff.
tive, 203 ff.; theoretical surrounding
world, 230; and personal Ego, universe, 3, 30, 116, 353, 362, 372 f.,
333 ff.; et passim. 389, 401, 420
use-objects, 29, 191, 197, 225
tactile image, 73
technology, 384 values: as excluded from nature, 4 ff.;
telos, 228 valuing on the part of the natural
temporalization, 188, 213, 216, 370, scientist, 28 f.; theory of values,
409, 425 230; pre-eminent values, 280
temptation, 279, 341 violin-tone, 24, 156, 196 f.
theater, 244, 250 visual image, 67, 74 f., 324
theoretical attitude, 4 ff., 332, 365 f., vocalization, 101 n.
375, 384
thing in itself, 39, 139 weight, 34 f., 49, 153
thingly properties, 34, 135, 161, 354 Windelband, 182
tones, tonal data, 24 ff., 156,161,196,325 world-image, 84, 94, 402
touch, 57 f.; priority of, 74 f.; one written marks, 256