The Utopic Structure of The Tempest
The Utopic Structure of The Tempest
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Essays
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The Utopie Structureof The Tempest 39
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40 UTOPIANSTUDIES
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The Utopie Structureof The Tempest 41
purely "natural" existence. Gonzalo's golden age abolishes the need for
education and for sovereignty. Yet both are necessary for social order, as
the irresponsible, ignorant, and incorrigible behavior of Caliban, Stephano,
and Trinculo demonstrates. Without education, human society would be
inane; even Caliban perceives this, when he later on in Act III warns
Stephano and Trinculo that to overthrow Prospero theymust "remember
first to possess his books; for without them he's but a sot, as I am"
(in.ii.89?91). Because human nature is not uniform, some kind of system
that recognizes this disparity proves an essential part of human civilization,
as evidenced by Caliban's automatic substitution of a new master (Stephano)
for his old one (Prospero).
This scene, therefore,does yeoman service in the play's examination of
Utopian idealism in light of humanity's foibles, follies, flaws. First it quali
fies sharply Gonzalo's golden age by showing its sordid human counterpart.
Second, it shows how disgusting is a view of happiness based solely on sen
sory pleasure; the eat, drink, and be merry attitude of Caliban, Stephano,
and Trinculo results not in the happiness of theLand of Cockaigne but in a
paradise of besotted fools. Third, the criticism of a sovereignty (Stephano
appoints himself king) that is drunk with its own power here is also perti
nent to the Stuart court. The courtly masques of James I celebrated his
monarchy as the apotheosis of the golden age restored. As Graham Parry
has demonstrated, James not only encouraged the comparison, but appropri
ated themyth as part of the official Stuart iconography. But by the time of
The Tempest's performance, the court of James had become notorious for its
excesses, including its drinking revels. The Stephano-Trinculo plot exposes
this gap between the stated noble aspirations and the actual sordid practices
of the court. Stephano is a "butler," hence theKing's wine steward; and as a
pretense king, he may well covertly function as a parody of James as a
drunk Stuart king.12
There are several positive alternatives to Act IPs false Utopias. The
first (and, I would argue, themost important) comes inAct III scene one,
the structural center of the play.13 This is the unconditional and virtuous
love of Ferdinand and Miranda. Miranda by virtue of her isolation and her
education from her liberal arts scholarly father has the "innocent and pure"
character ascribed by Gonzalo to the inhabitants of his golden age; and
though Ferdinand has been exposed to the corruption and guilt of his civi
lization (he does resist Prospero at first, and there is some question as to
whether or not he attempts to cheat in his chess game with Miranda at
V.i. 172-5), he quickly proves amenable to Prospero's educational pro
gram.14 Both Miranda and Ferdinand recognize the other to be "so perfect
and so peerless . . . created of every creature's best" (III.i.47-8); each
rejoices in the happiness of the other; each finds "bondage" together to
be superior to "freedom" (III.i.88) alone. Theirs is (or soon becomes) a
freely-chosen, reasonable, and time-tested love that on an individual level
enacts the kind of harmony, solidarity, and equity essential to a genuine
Utopian community.
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42 UTOPIAN STUDIES
For this kind of wonderful relationship to exist and to flourish, the con
ditions governing society as a whole must be modified. Thus the two threats
to the island's harmony (the aristocratic interlopers of ILL, the plebeian
interlopers of Il.ii) are displayed in theirworst forms in the other two scenes
of Act III. (IILiii. mirrors and unfolds the implications of ILL, HLii. mirrors
and unfolds the implications of Il.ii.) The comic actions of the drunken Cal
iban, Stephano, and Trinculo have a darker side, as the plot to kill Prospero
and possess Miranda reveal. The "brutish" (I.ii.357) instincts that drive
these three are too dangerous to ignore; the three characters attest to a
dimension of human nature that cannot be eradicated or educated and there
foremust be curbed.
The more serious threat to the new order thatProspero attempts to bring
into being via Ferdinand and Miranda lies in the premeditated evil of the
"three men of sin" (IILiii.53), Alonso, Sebastian, and Antonio. Utopian
societies depend on thewillingness of all citizens to abide by the dictates of
right reason, by communal interests, by higher spiritual callings; but for
some individuals, malice and selfishness are endemic. In this scene, Ariel
articulates what the three need to do in order to be a part of the common
wealth; their "heart's sorrow" will ensure a "clear life ensuing" (III.iii.81-2).
The evil are not condemned immediately; they are firstgiven the opportu
nity to ask forgiveness. That only one (Alonso) of these threewill repent at
the end of the play indicates to what degree human reformation occurs in
even themost regulated and most ethically-centered of societies.
Having identified, isolated, and to a degree contained the characters
inimical to the establishment of Prospero's social order, Shakespeare
turns to his fullest and richest presentation of the Utopian ideal inAct IV.
Whereas Gonzalo's Utopia is essentially one of negation and absence, the
nuptial ceremony of Ferdinand and Miranda is an affirmation of the highest
and noblest possibilities of human intercourse. The culmination of a utopic
civilization has frequently been associated with its religious and matrimo
nial rituals as those sacred moments when the potential of the human spirit
is realized; so Hythloday ends his description of Utopia, so Charlotte
Perkins Gilman concludes her firstversion of Herland with an account of
contract
religion and a trio of marriages. Miranda and Ferdinand join in "a
of true love" (IV.L133), wherein erotic desires and jealous emotions have
no part (Venus and Cupid are pointedly excluded from this ceremony).
Prospero's masque culminates this ceremony by giving form to the
fruitfulunity of
play's ultimate Utopian horizons. The masque discloses the
the natural world (personified by Ceres), human society (personified by
Juno, the goddess ofmarriage), and the divine (personified by Iris, themes
senger of the gods) that exists within the ideal pastoral society embodied by
the dance of the nymphs and reapers. And this ideal can be recognized by
those rare individuals who are noble, virtuous, selfless, and enlightened. As
Ferdinand exclaims, "This is a most majestic vision, and harmoniously
a genre associated with
charmingly" (IV.i. 118-9). The use of themasque,
the court, ironically underscores the nobility of the vision; the humble social
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The Utopie Structureof The Tempest 43
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44 UTOPIAN STUDIES
NOTES
1. Boss identifies and analyzes three Utopian traditions invoked in The Tempest. As will
become clear in subsequent discussion, I see the play as a response to particular political and
historical circumstances as well as to the generic traditions mentioned by Boss.
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The Utopie Structureof The Tempest 45
Other assessments of The Tempest's utopianism include Marx's chapter in The Machine
in the Garden entitled "Shakespeare's American Fable"; Seiden's article; and the editorial
introductions written by Kermode and Orgel (31-6).
2. Many of Shakespeare's plays cannot be given a strict structural reading because of the
uncertainties of textual authority. Since The Tempest was first printed in the 1623 Folio, and
since the text exhibits scrupulous editing and exact stage directions, it is reasonably certain
that the Folio text reflects (or is very close to) the final form Shakespeare intended. That The
Tempest conforms to the unities of time, place, and action also intimates the care and concern
for structural integrity in the play's composition.
All references to The Tempest are from the Oxford University Press edition (1987),
editedby StephenOrgel.
3. Rockett has drawn out the connections between labor and virtue in The Tempest: "Through
labor one purges the spirit, mortifies the passions, and grows in understanding and grace"
(84). Ferdinand must become a laborer, a "log-man" (III.i.67), so as to prove his noble worth
is intrinsic as well as extrinsic. See also Patterson 157 for the emphasis on the social value of
labor in Shakespeare's drama.
4. In this respect, the first scene affords a glimpse at what Bloch sees as the progression in
history towards humanitarian (thus "Utopian") ends: "Everywhere there is an advance from a
primitive commune, through class societies, to the ultimate maturity of socialism" (123).
5. For a complete listing of sixteenth and seventeenth-century British Utopias, see Sargent 1-6.
6. Prospero's name is Italian for "fortunate," thus invoking themyth of the Fortunate Islands.
See Bennett for the tradition of this myth in Renaissance English literature. Moreover, The
Tempest has in itmany elements derived from courtly masques (including a full-blown
masque at IV.i.); and in the courtly masques of the Stuarts, Britain is frequently idealized as a
blessed or fortunate island, most notably in such later Jonsonian masques as The Golden Age
Restored (1625), in such entertainments as The Masque
but also of Beauty (1608) and Tethys
Festival performed prior to the composition of The Tempest.
(1610)
7. In Basilikon Down and The Trew Law of Free Monarchies, James set forth at length his views
on the necessity of absolute sovereignty. As Barroll reminds us, the attitude of James was by no
means universally shared: "For itmay have been James, the new-fashioned monarchist with
absolutist notions, who was inEngland, as he had been in Scotland, the subversive force" (463).
8. Paul Cantor 253-4 argues that Shakespeare presents Prospero throughout the entire play as
the "idealruler," modeled on Plato's philosopher-king. Marx has a similar perspective: "As
the shaping spirit of the play, Prospero directs the movement towards redemption, not by
renouncing power, but by exercising it to the full. His control is based on hard work, study,
and scholarly discipline" (56).
9. Strachey's letter chronicling the exploits of the Virginia Company's voyage to Bermuda,
dated 15 July 1610, was brought back to England by Sir Thomas Gates in September 1610.
Gonzalo's speech at ILL 152-169 is based closely on John Florio's 1603 translation of
Montaigne's essay. For more background on these two sources, see Kermode's introduction.
10. Prospero refers to Ariel as "my slave" (I.ii.270), and Ariel repeatedly calls Prospero
"master" (I.ii.293). For an extended analysis of this dimension of the play, see Patterson's
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46 UTOPIAN STUDIES
12. A first-hand account of this Jacobean courtly custom more honored in the breach than the
observance is recountedby Sir John Harington (in Nugae Antiquae). When Christian IV of
Denmark (the brother-in-law of James I) came to visit the English court in July 1606, a four
day debauch ensued, with the following sordid conclusion to a pageant featuring the three
virtues of Faith, Hope, and Charity:
Hope did assay to speak, but wine renderd her endeavors so feeble that she
withdrew, and hoped the King would excuse her brevity; Faith was then all
alone, for I am certain she was not joyned with good works, and left the court
in a staggering condition: Charity. . . returnd to
Hope and Faith, who were
bothsickand spewinginthelowerhall. (CitedAkrigg80)
Jonson's Oberon, performed just prior to The Tempest, implicitly criticizes this aspect of
the Jacobean court in its presentation of the inebriated satyrs. Marcus has explored the satiric
elements in the masques of Jonson and other Stuart masque composers: "The masque
becomes double-edged, setting the king against the king and urging him to a self scrutiny
which will smooth out the contradictions between ideals he espouses and nefarious practices
he allows to undercut them" (11).
That Stephano's arrogant assumption of power and his disgraceful drinking is a parody
of James I is reinforced at III.ii.119-21, in the song he and Trinculo sing: "Flout 'em and cout
'em/And cout 'em and flout 'em,/Thought is free." This is a direct echo of the first line of
what is presumed to be the first poem written by James: "Since thought is free, thinke what
thou will" (James, II, 132).
13. To illustrate this, the following Freytag Pyramid might be helpful:
Ill.i.
Convergenceofmacrocosm andmicrocosm
(Unionof FerdinandandMiranda)
14. As a young prince who is being educated and who is a prospective partner in a dynastic
marriage, Ferdinand resembles the idealized portraits of James's son and heir, Prince Henry,
as depicted by Jonson in two masques dedicated to the Prince ofWales, Prince Henry's Barri
ers (1610) and Oberon (1611). (The motto of the Prince ofWales is, "I serve"; and Ferdinand
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The Utopie Structureof The Tempest 47
is specifically identified as being in a servant's role.) Though James in his intransigent adher
ence to monarchical absolutism had shown himself incapable of embracing the idea of the
sovereign as servant to the state, there was still the possibility that Prince Henry would not be
so intractable. (The untimely death of Henry a year later in 1612 scotched that hope.)
15. As Orgel notes, this epilogue is unique in the Shakespearian canon in that Prospero
"declares himself not an actor in a play but a character in a fiction; and instead of stepping out
of character, he expands the fiction beyond the limits of the drama." Orgel adds that this
empowers the audience to create a new social relationship, one where traditional roles and
hierarchies are reversed: "the spells are now ours; we have become the enabling factor in the
fiction" (55).
The inclusiveand mutually beneficial society suggested by the epilogue is to a very
large extent Utopian in its aspirations. As such, the epilogue is consonant with the conclusions
of many courtly masques, where the masquers and audience (aristocrats and non-aristocrats)
merge and become united. Schmidgall in his book provides an extensive examination of The
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Barroll, Leeds. "A New History for Shakespeare and his Time." Shakespeare Quarterly 39
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Bennett, Josephine Waters. "Britain Among the Fortunate Isles." Studies in Philology 53
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Bloch, Ernst. A Philosophy of theFuture. Trans. John Cumming. NY: Herder and Herder, 1970.
Boss, Judith. "The Golden Age, Cockaigne, and Utopia in The Faerie Queene and The Tem
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Rockett, William. "Labor and Virtue in The Tempest." Shakespeare Quarterly 24 (1973): 77-84.
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Seiden, Melvin. "Utopianism in The Tempest." Modern Language Quarterly 31 (1970): 3-21.
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Strachey, William. A true repertory of the wracke, and redemption of Sir Thomas Gates
Knight; upon, and from the Hands of the Bermudas: his comming to Virginia, and the
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