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© 2019, American Psychological Association. This paper is not the copy of record
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upon publication, via its DOI: 10.1037/pas0000763
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This research was supported by the National Institute of Aging under Award Number
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University of Kentucky, 111-D Kastle Hall, Lexington, KY, 40506. Email: jroltmanns@uky.edu
FFiCD 2
Abstract
The ICD-11 includes a dimensional model of personality disorder assessing five domains of
assessment of personality traits only at the domain level. A measure exists to assess the domains
of the ICD-11 model (the Personality Inventory for ICD-11; PiCD), yet a more rich and useful
assessment of personality is provided at the facet level. We used items from the scales assessing
the five-factor model of personality disorder (FFMPD) to develop the Five-Factor Personality
Inventory for ICD-11 (FFiCD), a new 121-item, 20-facet, self-report measure of the ICD-11
maladaptive personality domains at the facet level. Further, the FFiCD includes 47 short scales
organized beneath the facets—at the “nuance” level. Items were selected and evaluated
empirically across two independent data collections, and the resulting scales were further
validated in a third data collection. Correlational and factor analytic results comparing the scales
of the FFiCD to the five-factor model, PiCD, and Personality Inventory for DSM-5 (PID-5)
supported the validity of the theoretical structure of the FFiCD and the ICD-11 model. The
FFiCD may be a useful instrument for clinicians and researchers interested in a more specific
model.
assessment
A large and growing amount of empirical research has indicated that personality disorder
is best classified dimensionally (Tyrer et al., 2011; Widiger & Trull, 2007). Indeed, the World
includes a dimensional model of personality disorder (WHO, 2019), that provides what is
perhaps a paradigm shift in the way that personality disorder is classified (Krueger, 2016; Tyrer,
2012). The ICD-11 dimensional model consists of a general personality disorder severity rating,
five maladaptive personality trait domains, and a borderline pattern specifier (Tyrer, Mulder,
Kim, & Crawford, in press). The Personality Inventory for ICD-11 (PiCD; Oltmanns & Widiger,
2018) was developed to provide a self-report assessment of the five-domain dimensional trait
model. Consistent with the ICD-11 Working Group for the Revision of Personality Disorders
recommendations, this instrument only includes domain-level scales because the work group
members believed that facet scales would provide an unnecessary complexity (Tyrer et al.,
2011).
facet level provides the most accurate and informative assessment (Reynolds & Clark, 2001;
Samuel & Widiger, 2008; Sprock, 2002). For example, Saulsman and Page (2004) conducted a
meta-analysis of the FFM-personality disorder research at the domain level, indicating that the
paranoid and avoidant personality disorders were both characterized by high neuroticism,
whereas Samuel and Widiger’s (2008) subsequent meta-analysis at the facet level demonstrated
Page found that paranoid and narcissistic personality disorders both have low agreeableness, but
more so by arrogance (Samuel & Widiger, 2008). Many of the DSM-5 Section II personality
disorder syndromes involve negative affectivity (i.e., neuroticism), but clinicians (and
researchers) are likely to want to distinguish between affective lability and vulnerability (evident
with vulnerable narcissism), and depressiveness (evident in dependent persons). In sum, the
development of a facet-level self-report measure for the ICD-11 model will be imperative to
adequately assess maladaptive personality in research and in the clinic. The purpose of the
present study was to develop and validate a facet-level self-report measure for the ICD-11
negative affectivity, and disinhibition domains (Tyrer, Reed, & Crawford, 2015). Four of these
domains align with those of the DSM-5 Alternative Model of Personality Disorders’ (AMPD)
Criterion B, which includes the maladaptive trait domains of detachment, antagonism (analogous
The inconsistencies of the two dimensional trait models are that the ICD-11 model includes
compulsivity domain was originally included in the DSM-5 AMPD but was eventually deleted
through factor analysis to reduce the model from 37 traits to just 25, albeit the specific
compulsivity traits of rigid perfectionism and perseveration were retained (Krueger, Derringer,
Markon, Watson, & Skodol, 2012). Traits from psychoticism are most characteristic of
FFiCD 5
consistent with the history of the ICD—in which schizotypal personality disorder has been
The fundamental problems of the DSM-IV Section II categorical syndromes are well
diagnoses, and arbitrary diagnostic thresholds (Clark, 2007; Widiger & Trull, 2007). The
dimensional trait models address these problems. The domains of the dimensional trait models—
typically developed through factor analysis—are more homogenous and distinct than the
heterogeneous and overlapping categorical syndromes. Clinicians can also provide a more
specific and individualized description of a respective patient, rather than lumping persons
together within categories that may include traits the person does not have (and lack other traits
the person does have). The dimensional trait models also provide considerably more coverage
than the existing syndromes. Each is aligned with the FFM, which provides a reasonably
comprehensive coverage of both the maladaptive and adaptive personality traits (Clark, 2007; De
personality (Clark, 2007; Widiger & Simonsen, 2005). As noted earlier, the DSM-5 Section III
and ICD-11 both include the domains of negative affectivity, disinhibition, detachment, and
dissocial/antagonism. These domains, along with compulsivity, are also evident within the
Livesley, Jang, & Vernon, 1998) and the Schedule for Nonadaptive and Adaptive Personality
There is less consensus, however, with respect to the facets that fall within each domain.
There are some traits that are common to all of the alternative maladaptive trait models (e.g.,
anxiousness within negative affectivity). However, each model does include relatively unique
traits. Unique to the SNAP is a scale for propriety (Clark, 1993). Unique for the DSM-5 is a
scale for perseveration (Crego & Widiger, 2016). Unique to the Computerized Adaptive Test-
Personality Disorder (CAT-PD; Simms et al., 2011) is a scale for rudeness (Crego & Widiger,
2016). This is perhaps not particularly surprising. By one count there are 803 maladaptive trait
terms within the English language (Coker, Samuel, & Widiger, 2002). Including all of them
would be clearly excessive, but which would provide the optimal representation of each domain
The maladaptive trait measure that includes the largest number of options is provided by
the Five Factor Model of Personality Disorder (FFMPD; Widiger, Lynam, Miller, & Oltmanns,
2012). There are 99 FFMPD scales. They were constructed with the intention of fully covering
the traits included within the DSM-IV personality disorder syndromes. Relevant facet selections
were based on surveys of 197 personality disorder researchers’ (Lynam & Widiger, 2001) and
154 clinicians’ (Samuel & Widiger, 2004) descriptions of each personality disorder from the
perspective of the FFM, as well as the existing FFM-personality disorder research at the facet
level (Samuel & Widiger, 2008). For example, the Elemental Psychopathy Assessment (Lynam
et al., 2011) includes 18 scales for the assessment of FFM traits of psychopathy; the Five Factor
Narcissism Inventory (FFNI: Glover, Miller, Lynam, Crego, & Widiger, 2012) includes 15
The goal of the present study was to use the items from the FFMPD scales to create a
facet-level self-report assessment of the ICD-11 maladaptive trait domains, and then cross-
FFiCD 7
validate the measure in an independent sample. Additionally, shorter “nuance-level” scales were
developed below the facets, expected to provide an even more specific and homogeneous
assessment of personality (c.f., Mõttus, Kandler, Bleidorn, Riemann, & McCrae, 2017; Smith,
McCarthy, & Zapolski, 2009). The present investigation was preregistered before the item
selection phase and scale validation phase (osf.io/t5mhs). The present research was approved by
Study 1
The aim of Study 1 was to identify scales and items that assess the maladaptive trait
domains of the ICD-11. Analyses in Study 1 were largely exploratory but there were also evident
hypotheses that: (1) FFMPD scales of negative affectivity would correlate positively with ICD-
11 negative affectivity, (2) FFMPD detachment scales would correlate with ICD-11 detachment,
(3) FFMPD antagonism scales would correlate with ICD-11 dissocial, (4) FFMPD compulsivity
scales would correlate positively with ICD-11 anankastia (and negatively with ICD-11
disinhibition, and (5) FFMPD scales for disinhibition would correlate positively with ICD-11
Procedure
498 potential participants from the United States who were currently or had been in mental
health treatment. Each participant was paid $2.00 for completing the measures. 121 persons were
excluded from the dataset due to noncontent-based responding (described below). Missing data
were imputed with the expectation maximization (EM) procedure (Enders, 2006). Median
Participants
FFiCD 8
The final sample size was N = 377 (Mage = 36.6 years, SD = 12.0 years, 66% female).
Thirty-six percent were currently in mental health treatment, 12% in the past one month, 25% in
the past one year, 14% in the past five years, 6% in the past ten years, and 6% outside the past
ten years. Fifty-two percent were currently taking psychiatric medications, and 83% had taken
psychotropic medications in the past. Participants reported receiving mental health treatment for
a variety of conditions: Depression (82%), anxiety (68%), personality disorder (8%), substance
abuse (7%), alcohol abuse (7%), psychosis (3%), and 11% other, which participants provided in
an additional text box, including: alcohol use disorder, anorexia nervosa, attention-deficit
hyperactivity disorder (ADHD), autism, anorexia nervosa, bipolar disorder, bulimia, childhood
post-traumatic stress disorder (PTSD), schizophrenia, sexual abuse, suicide attempt, suicidal
ideation, and traumatic brain injury. Participants reported seeing psychiatrists (58%),
psychologists (50%), social workers (18%), family therapists (18%), and 9% other, including:
oncologists, primary care physicians, and group therapy. Marital status consisted of 37%
married, 39% single, 9% divorced, 13% cohabiting, and 1% widowed. Hispanic or Latino
ethnicity was endorsed by 8% of the sample. Racial backgrounds endorsed were 83% white, 11%
black or African American, 7% Asian, 5% American Indian or Alaska Native, and 1% Native
Measures
FFMPD scales corresponding with the five ICD-11 maladaptive trait domains were administered.
Scales were selected based on correspondence with prior descriptions of the proposed trait
FFiCD 9
domains (Tyrer, Reed, & Crawford, 2015). Low conscientiousness was assessed by 67 items
from seven FFMPD scales: FFHI Disorderly, FFBI Rash, EPA Rashness, FFDI Ineptitude, FFDI
Negligence, EPA Disobliged, and EPA Impersistence. High conscientiousness was assessed by
60 items from six FFMPD scales: FFOCI Perfectionism, FFOCI Fastidiousness, FFOCI
Aversiveness. Antagonism was assessed by 106 items from 11 FFMPD scales: FFBI
Oppositional, FFBI Distrust, EPA Distrust, EPA Callousness, EPA Manipulation, EPA
Empathy, FFNI Exploitativeness, and FFNI Arrogance. Introversion was assessed by 70 items
from eight FFMPD scales: FFSI Social Anhedonia, FFSI Social Isolation & Withdrawal, FFSI
Physical Anhedonia, FFOCI Detached Coldness, EPA Coldness, FFAvA Joylessness, FFAvA
Social Dread, and FFAvA Shrinking. Neuroticism was assessed by 94 items from 10 FMPD
scales: FFSI Social Anxiousness, FFAvA Evaluation Apprehension, FFAvA Overcome, FFDI
Separation Insecurity, FFBI Fragility, FFBI Helplessness, FFBI Dysregulated Anger, FFBI
Affective Dysregulation, FFNI Need for Admiration, and FFHI Rapidly Shifting Emotions. The
FFMPD scales are rated on 5-point Likert scales from 1 (strongly disagree) to 5 (strongly agree).
PiCD (Oltmanns & Widiger, 2018). The PiCD is a 60-item self-report measure of the
dimensional trait model for the ICD-11. Five scales containing twelve items each are rated from
1 (strongly disagree) to 5 (strongly agree) to assess five maladaptive trait domains: Detachment
(coefficient = .87; MIC r = .35) Dissociality (coefficient = .87; MIC r = .35), Anankastia
(coefficient = .85; MIC r = .32), Negative Affectivity (coefficient = .89; MIC r = .41), and
Five-Factor Model. Three measures of the FFM were administered, including the
International Personality Item Pool-NEO-120 (Maples, et al., 2014), the Five Factor Form (FFF;
Rojas & Widiger, 2014), and the Five Factor Model Rating Form (FFMRF; Mullins-Sweatt,
Jamerson, Samuel, Olson, & Widiger, 2006). Each item on each measure was rated on a 1 to 5
point scale, albeit the anchors for the five points varied across the three measures (e.g., IPIP was
rated from 1 [strongly disagree] to 5 [strongly agree] whereas the FFF from 1 [Maladaptive
Low], 2 [Low], 3 [Neutral], 4 [High], and 5 [Maladaptive High]). Each of these measures
obtained internal consistency. For example, for the FFF, internal consistency ranged from =
.63 (Agreeableness; MIC r = .23) to .79 (Neuroticism; MIC r = .39), with a median of .76 and
MIC r of .34. The results from the three FFM measures were standardized and summed to create
questionnaire battery to gauge attention. Example items include, “I have used a computer in the
past two years,” and “I am President of the United States.” Items were rated from 1 to 5 and
scored such that higher scores indicated non-content based responding. Participants with a score
Results
It was evident from the scale-level correlations that multiple FFMPD scales from each
domain had similar patterns of correlations with the PiCD and FFM trait domains. This was in
large part because several of the FFMPD scales provide assessments of the same specific facet
(e.g., Evaluation Apprehension and Social Anxiousness both assess variants of anxiousness).
Items were then selected from highly correlated FFMPD scales (such as FFMPD Evaluation
Apprehension and Social Anxiousness) and combined to form broader scales—in this case, a
FFiCD 11
broader “Anxiousness” scale within negative affectivity that includes components of both
A balanced number of items were selected from each scale (e.g., several items per
FFMPD scale), depending on the number of FFMPD scales that were being used to select items
for a specific facet. Most often, convergent correlations were above .50 (e.g., strong effect size;
Cohen, 1992) and discriminant correlations were moderate or small. Some items from FFMPD
scales were selected for new facet scales in different domains—these two instances are noted by
Negative affectivity.
Items were selected to form five broader facets of negative affectivity: anxiousness,
distrust, anger, emotional lability, and vulnerability. Items for this domain were selected based
on high convergent correlations with PiCD NA and FFM N and low discriminant correlations
with the other domains of the PiCD and the FFM. Items for anxiousness were selected from
FFMPD Evaluation Apprehension, Social Anxiousness, and Separation Insecurity. Items for
distrust were selected from FFMPD Distrust (the EPA version), Distrust (the FFBI version), and
Interpersonal Suspiciousness1. Items for anger were selected from FFMPD Dysregulated Anger.
Items for emotional lability were selected from FFMPD Affective Dysregulation and Rapidly
Shifting Emotions. Items for vulnerability were selected from FFMPD Fragility, Overcome,
Detachment.
Items were selected to form four broader facets of detachment: aloofness, social isolation,
anhedonia, and unassertiveness. Items for this domain were selected based on high convergent
1
The Distrust FFMPD scales were originally for antagonism, but in this case correlated more strongly with negative
affectivity.
FFiCD 12
correlations with PiCD DT and FFM introversion and low discriminant correlations with the
other domains. Items for aloofness were selected from FFMPD Detached Coldness, Coldness,
and Joylessness; social withdrawal from FFMPD Social Isolation and Withdrawal and Social
Dread; anhedonia from FFMPD Social Anhedonia and Physical Anhedonia; unassertiveness
Anankastia.
Items were selected to form two broader facets of anankastia: perfectionism and risk
aversiveness. Items for this domain were selected based on high convergent correlations with
PiCD AK and FFM C and low discriminant correlations with the other domains of the PiCD and
the FFM. Items for perfectionism were selected from FFMPD Punctiliousness, Fastidiousness,
and Perfectionism. Items for risk aversiveness were selected from FFMPD Risk Aversiveness 2.
Dissociality.
Items were selected to form four broader facets of dissociality: aggressiveness, lack of
empathy, arrogance, and manipulativeness. Items for this domain were selected based on high
convergent correlations with PiCD DL and FFM A (negatively) and low discriminant
correlations with the other domains of the PiCD and the FFM. Items for aggressiveness were
selected from FFMPD Oppositional. Items for lack of empathy were selected from FFMPD Lack
of Empathy and Callousness. Items for arrogance were selected from FFMPD Arrogance (the
EPA version) and Arrogance (the FFNI version). Items for manipulativeness were selected from
Disinhibition.
2
The Risk Aversiveness FFMPD scale was originally for (low) extraversion, but in this case correlated more
strongly with anankastia.
FFiCD 13
Items were selected to form five broader facets of disinhibition: distractibility, rashness,
disobliged, ineptitude, and irresponsibility. Items for this domain were selected based on high
convergent correlations with PiCD DN and FFM C (negatively) and low discriminant
correlations with the other domains of the PiCD and the FFM. Items for distractibility were
selected from FFMPD Negligence and Impersistence. Items for recklessness were selected from
FFMPD Rashness (the EPA version) and Rash (the FFBI version). Items for disobliged were
selected from FFMPD Disobliged. Items for ineptitude were selected from FFMPD Ineptitude.
Items for irresponsibility were selected from FFMPD Negligence and Impersistence.
Study 2
The aim of Study 2 was to broaden the potential assessment of the facets being developed
for the current measure, to organize a nuance-level structure underneath facets, and to select final
items for the new instrument. Additional FFMPD scales were used to expand assessment of
anger and mistrust (in the negative affectivity domain), unassertiveness (in the detachment
dissociality domain), impulsiveness (from the disinhibition domain), and risk aversion (from the
anankastia domain). Further, FFMPD scales were added to select items to create a
“depressiveness” facet within negative affectivity, an “aggression” facet within dissociality, and
expanded by adding multiple FFOCI scales to create “rigidity,” “constricted,” “dogmatism,” and
“doggedness” components. The items from an additional total of 23 FFMPD scales were added
to Study 2, along with the items chosen in Study 1. Item selection in Study 2 followed the same
method as in Study 1. However, in Study 2, items were also organized into nuance scales.
FFiCD 14
Nuances are 2/3-item scales underneath each facet. Each facet included 2-4 nuance scales (3
Participants were required to have been within the United States; Farmers are participants from
countries that use fake geolocations within the United States to complete studies that are
supposed to only be completed by participants within the United States. This is problematic
because farmer English proficiency appears to be low, which hurts the quality of the data (i.e.,
lower internal consistency estimates for personality scales; see Dennis, Goodson, and Pearson
[2018] for a review, empirical study, and solution for this problem—which we implemented in
Study 3 and describe at that point). Farmers did not affect the quality of the final data that we
used, but they did affect the sample size because we eliminated more cases due to elevations on
the noncontent-based responding scale (which was perhaps, in this case, caused by low English
Procedure
Items were administered via MTurk to a sample of 284 potential participants from the
United States who were currently or had been in mental health treatment. Each participant was
paid $2.00 for completing the measures. Median completion rate of the measures was 32
minutes. 136 persons were excluded from the dataset due to noncontent-based responding
(described below).
Participants
The final sample size was N = 148 (Mage = 35.6 years, SD = 12.5 years, 62% female).
Racial and ethnic backgrounds, other demographics, and clinical characteristics were similar to
Measures
Five-Factor Model Personality Disorder Items (Widiger et al., 2012) The selected
items described in the results of Study 1 were administered to the Study 2 sample. An additional
23 FFMPD scales were administered to select additional items: From Negative Affectivity: FFNI
Reactive Anger, EPA Anger, FFAvA Despair, FFBI Despondency, FFDI Pessimism, FFAvA
Mortified, FFDI Shamefulness, FFNI Shame, and FFNI Cynicism/Distrust; from detachment:
Dogmatism, FFAvA Rigidity, and FFAvA Risk Averse; from antagonism: EPA Oppositional,
FFHI Vanity; and from disinhibition: FFHI Impressionistic Thinking and EPA Thrill-Seeking.
The FFMPD scales are rated on 5-point Likert scales from 1 (strongly disagree) to 5 (strongly
agree).
PiCD (Oltmanns & Widiger, 2018). The PiCD was again administered in Study 2.
Internal consistency estimates were as follows: Detachment (coefficient = .88; MIC r = .39),
Dissociality (coefficient = .92; MIC r = .49), Anankastia (coefficient = .83; MIC r = .30),
Negative Affectivity (coefficient = .90; MIC r = .43), and Disinhibition (coefficient = .91;
MIC r = .46).
Five-Factor Model measures. The same three measures of the FFM used in Study 1
were again administered in Study 2. Each of these measures again obtained similar levels of
internal consistency. The results from the three FFM measures were again summed to create five
The same noncontent-based responding items from Study 1 were administered again.
Participants with a score of 12+ were again eliminated from the dataset (n = 136).
Results
Items were selected for facets according to the same method from Study 1 (i.e., via
convergent and discriminant correlations with corresponding and non-corresponding PiCD and
FFM domain scores). There were new facets developed: depressiveness within negative
dissociality. Some facets were restructured based on correlations between items within the facets,
in an attempt to create more homogeneous, but correlated, nuances beneath facets: Within
anankastia, risk aversiveness was moved to the nuance level beneath the inflexibility facet;
within detachment, aloofness and joylessness were moved to the nuance level beneath the social
and emotional detachment facets, respectively, and anhedonia was divided into social and
physical anhedonia nuances beneath the emotional detachment facet. Within the dissociality
domain, arrogance was moved to the nuance level beneath the self-centeredness facet and
manipulativeness was moved to the nuance level within the lack of empathy facet. Within the
disinhibition domain, disobliged, ineptitude, and distractibility were moved to the nuance level
beneath the irresponsibility facet. A final overview of the number of items from each FFMPD
scale composing each nuance, facet, and domain is presented in Tables 1 and 2.
Nuances were created by selecting items from specific FFMPD scales that converged
more highly with each other than they did with items from other specific FFMPD scales. When
constructing the nuances, attention was given to correlations among items as well as the
language of the items—did the items within the same nuance have face validity? It should be
noted that several FFMPD scales were so highly correlated with each other that items for certain
FFiCD 17
nuances were selected from different FFMPD scales (this can be observed in Tables 1 and 2).
Further, in a few rare instances, items from scales originally assessing one ICD-11 domain were
facets and domains are often intercorrelated (Marsh et al., 2010). Also, three facets did not have
Study 3
The aim of Study 3 was to validate the FFiCD with the PiCD, PID-5, and FFM.
Procedure
In Study 3, the online survey was designed in TurkPrime (Litman, Robinson, &
Abberbock, 2017). Care was taken to safeguard against farmers (i.e., potential participants from
outside of the US). Dennis et al. (2017) identified several suspicious geolocations that were
being often used by farmers. These geolocations were blocked. Further, TurkPrime Pro Features
were utilized: Multiple responses from the same geolocation were blocked and IP addresses were
Items were administered via TurkPrime to a sample of 343 potential participants from the
United States who were currently or had been in mental health treatment. Each participant was
paid $4.00 for completing the measures. Median completion rate of the measures was 41
minutes. This time, only 42 persons were excluded from the dataset due to noncontent-based
Participants
The final sample size was N = 301 (Mage = 36.5 years, SD = 10.7 years, 61% female).
Racial and ethnic backgrounds, other demographics, and clinical characteristics were similar to
Measures
measure of the five maladaptive trait domains of the ICD-11. It also includes 20 facet scales and
47 more specific nuances organized within the facet scales. Descriptive statistics are provided in
Table S1 of the supplemental materials. The full measure is available for use and is provided in
PiCD (Oltmanns & Widiger, 2018). The PiCD was again administered in Study 3.
Internal consistency estimates were as follows: Detachment (coefficient = .86; MIC r = .34),
Dissociality (coefficient = .90; MIC r = .43), Anankastia (coefficient = .84; MIC r = .31),
Negative Affectivity (coefficient = .91; MIC r = .44), and Disinhibition (coefficient = .90;
MIC r = .44).
PID-5 (Krueger et al., 2012). The PID-5 is a 220-item self-report questionnaire that was
developed to assess the five proposed domains of maladaptive personality traits of the alternative
disinhibition, negative affectivity, and psychoticism). The items were rated on a scale from 1
(very false or often false) to 4 (very true or often true). Internal consistency of the facets ranged
from =.77 (MIC = .32; Suspiciousness) to = .96 (MIC = .65; Eccentricity), with a median of
FFM measures. The same three measures of the FFM used in Studies 1 and 2 were
again administered in Study 3. Each of these measures again obtained similar levels of internal
consistency. The results from the three FFM measures were again summed to create five
The same noncontent-based responding items from Studies 1 and 2 were administered
again. Participants with a score of 12+ were again eliminated from the dataset (n = 42).
Results
Descriptive statistics of the FFiCD scales (domain, facet, and nuance-level) are provided
in Table S1. Intercorrelations of the FFiCD, PiCD, PID-5, and FFM domain-level scales are
provided in supplemental Table S2. The highest convergence was obtained, as expected, for the
FFiCD with the PiCD domain scales. There was also substantial convergence of the FFiCD with
the respective PID-5 domain scales, albeit at times not as high as with the PiCD, perhaps
reflecting at least some (minor) differences in how the domains were defined by the respective
work groups (APA, 2013; Krueger et al., 2012; Tyrer et al., 2015; WHO, 2019).
Exploratory factor analyses were run in R statistical software (R Core Team, 2013) with
the psych package (Revelle, 2017). Parallel analysis recommended a 4-factor solution, which is
provided in Table 3. There were clear DL and DT factors. The DN indicators cross-loaded on
NA and AK factors. BIC favored an 8-factor solution, but neither 8-factor or 7-factor solutions
converged. A six-factor solution is presented in supplemental Table S3. In that solution, the
factor structure was similar, but with a more prominent bipolar anankastia/disinhibition factor.
To examine the FFiCD facet-level structure, the same analysis was then conducted,
substituting the FFiCD facets for the FFiCD domains. Parallel analysis recommended four
factors. This solution is presented in Table 4. There were clear NA, DL, and DT factors, along
with a bipolar AK/DN factor. All FFiCD facets loaded on their hypothesized domain factors (as
shown in Tables 1 and 2), with the exceptions of Unassertiveness (which loaded on NA),
Rashness (which cross-loaded on NA and DL), and Thrill-Seeking (which loaded on DL). The
MAP test and BIC indicated a seven-factor solution, which is displayed in Table S4. In the 7-
FFiCD 20
factor solution, there were five factors that clearly represented the five ICD-11 maladaptive trait
domains, plus two extra factors—one that was not clearly interpretable and another that captured
residual anger/aggression. Anankastia and disinhibition facets from their bipolar factor in the 4-
factor solution separated in the 7-factor solution, but the factors correlated r = -.31. Thrill-
Seeking loaded negatively on the anankastia factor in the 7-factor solution, which would be
consistent with expectations. Rashness switched from the negative affectivity factor to the
disinhibition factor, which would also be consistent with expectations. Unassertiveness cross-
loaded on the NA and DN factors, which was again inconsistent with expectations.
Exploratory bifactor analysis was used to examine the structure of the maladaptive
personality scales with the inclusion of a general factor of personality disorder (g-PD; Oltmanns,
Smith, Oltmanns, & Widiger, 2018; Pettersson, Turkheimer, Horn, & Menatti, 2012). A six-
factor EBFA solution fit the data best (fit indices for other solutions displayed in supplemental
Table S5). A model extracting seven factors did not converge. The 6-factor solution is presented
in Table S6. A 5-factor model was consistent with expectations and appeared to provide a similar
but simpler solution and is presented in Table 4. All scales loaded significantly on the g-PD
(FFM C, A negatively), with the exceptions of FFM E and PiCD AK. The remaining four factors
were clear NA, DL, and DT factors, and a bipolar AK/DN factor. Only Unassertiveness and
Thrill-Seeking did not load on their expected domains (Unassertiveness loaded negatively on DL
and Thrill-Seeking did not load significantly on any factor besides the g-PD).
Nuance-level correlations with the PiCD, FFM, and PID-5 are displayed in supplemental
Table S7. The overwhelming majority of the 47 nuances correlated highest with their
corresponding domains (e.g., FFiCD DL nuances with PiCD DL, PID-5 AT, and FFM A-). The
nuances showed strong convergent validity with the FFM, with the exception of the anankastia
FFiCD 21
correlated strongly with PiCD AK. There was some overlap between the dissociality and
disinhibition nuances and domains, as would be expected based on cross-loadings in the domain
and facet-level factor analyses. The FFiCD detachment nuances correlated strongly with PiCD
General Discussion
The upcoming ICD-11 includes a dimensional model of personality disorder with five
maladaptive trait domains. For simplicity, this model does not include facet-level personality
traits, but is instead confined to the domain-level (Tyrer et al., 2011). However, description at the
facet level is necessary for a more specific and individualized description of personality
(Reynolds & Clark, 2001; Samuel & Widiger, 2008; Sprock, 2002). The present study developed
the FFiCD, a facet-level assessment of the ICD-11 dimensional trait model, that may be used
optionally by clinicians and researchers interested in a more precise description of the ICD-11
trait model.
Facet scales may indeed provide a complexity that is not always desired and may at times
be problematic (Tyrer et al., 2011). However, a facet-level assessment can provide useful
information to clinicians about the precise nature of a client’s personality disorder. A patient
high in the domain of negative affectivity may be elevated for a variety of reasons. For example,
a clinician would perhaps focus treatment on developing anger management strategies for a
client who scores highly on the anger facet within negative affectivity—whereas a clinician
would not concentrate on anger management for a patient who presents only with high
vulnerability and anxiousness (other facets within negative affectivity). Assessment of the ICD-
11 personality disorder maladaptive trait domains is currently at the domain level (Oltmanns &
FFiCD 22
Widiger, 2018), consistent with the absence of any specific facet traits within the trait model
(Tyrer et al., 2011, 2015). However, the FFiCD provides an option of assessment at the facet
The FFiCD displayed an oblique four-factor structure at both the domain and facet levels
that is theoretically in line with the ICD-11 maladaptive trait model. Distinct negative affectivity,
dissociality, and detachment factors were found. Disinhibition and anankastia formed a bipolar
factor, as expected, although traits of disinhibition also displayed overlap with negative
affectivity in the EFA (Table 4) and dissociality in the EBFA (Table 5). The results indicated
that the FFiCD facets can be understood according to the bipolar theoretical organization of the
The EBFA provided the clearest factor structure in terms of our a priori hypotheses of a
et al. (2012) have argued that a general factor of evaluation bias should first be extracted before
obtaining maladaptive personality trait domains. We followed this procedure, albeit for different
reasons. We interpret the general factor of personality disorder (the general factor in the Table 5
traits—with higher impairment loading positively (Oltmanns et al., 2018; Widiger & Oltmanns,
2017). The weakest loadings on the general factor were obtained by the FFM scales which
concern a lesser degree of impairment relative to the PiCD, PID-5, and/or FFiCD scales. The
analysis of psychopathology scales because the scales can be strongly associated for non-
substantive reasons. Maladaptive trait scales will routinely correlate positively with each other
and correlate negatively with adaptive trait scales, irrespective of the content of the scales
FFiCD 23
(Widiger & Crego, 2019). As demonstrated by Pettersson et al., maladaptive traits that are
conceptually opposite to one another can load in the same direction on the general factor (e.g.,
laxness and perfectionism both result in a comparable impairment, but largely for opposite
reasons). In the case of the FFiCD scales, this would hinder the ability to find the anankastia and
disinhibition scales loading in an opposite direction on the same factor, as well as perhaps
contributing to some degree of the cross-loading of other FFiCD scales. The EBFA results in the
present study would indicate that after extracting the maladaptive impairment that is common to
all of the scales, the remaining variance of the FFiCD scales is best characterized by a clear four-
anankastia/disinhibition factor.
Existing FFMPD scales contributed to the development of 20 unique FFiCD facet scales:
Seven within negative affectivity, three within dissociality, detachment, and anankastia, and four
within disinhibition. For 18 of the 20 facets, the theoretical structure held in exploratory factor
depressiveness, shame, and mistrustfulness loaded with corresponding FFM neuroticism, ICD-11
negative affectivity, and DSM-5 negative affectivity. The FFiCD facets of self-centeredness, lack
of empathy, and aggression loaded with corresponding FFM antagonism, ICD-11 dissociality,
and DSM-5 antagonism. The FFiCD facets of social detachment and emotional detachment
loaded with corresponding FFM (low) extraversion, ICD-11 detachment, and DSM-5
detachment. The FFiCD facets of perfectionism, inflexibility, and workaholism loaded with FFM
disinhibition, and the FFiCD disinhibition facets. The facets of rashness, irresponsibility, and
FFiCD 24
and DSM-5 disinhibition, and oppositely to ICD-11 anankastia and the FFiCD anankastia facets.
Two facets did not load as expected: Unassertiveness (theoretically from detachment) loaded
with negative affectivity in the EFA and then opposite to dissociality in the EBFA; however, this
also occurred in the development of the scale (Gore, Presnall, Miller, Lynam, & Widiger, 2012).
Thrill-Seeking did not load with disinhibition facets in the EBFA. Both demonstrated uniqueness
from the other scales (i.e., displayed relatively lower h2 values). The other two detachment facets
(social detachment and emotional detachment) performed as expected in the analyses, strongly
defining clear detachment factors—but FFiCD Unassertiveness may assess a form of neurotic
submissiveness more than a form of detachment. The inconsistent loadings of these scales may
reflect in part that the ICD-11 trait model includes maladaptive assessment of only five poles of
the FFM (instead of all ten). Although these scales have been shown to fit into factor space of
detachment and disinhibition, unassertiveness and thrill-seeking may be best categorized at poles
of domains that are not represented in the present study (perhaps maladaptive high agreeableness
for Unassertiveness and maladaptive high extraversion for Thrill-Seeking). The scales may also
assess personality constructs that are in “interstitial space,” that is, space that is in between
higher-order factors in personality trait organization (Widiger & Crego, 2019), which is observed
through correlations across domains (Thrill-Seeking in particular, because of its numerous cross-
loadings). A combination of these considerations would likely explain their inconsistent loading
level, the present study also developed 47 “nuance” level scales below the facets. These nuances
FFiCD 25
showed convergent and discriminant validity with the FFM, ICD-11, and DSM-5 trait models,
with few exceptions. These findings support the idea that personality can be described at an even
more specific level below facets (Mõttus et al., 2017; Smith et al., 2009).
The development of the FFiCD—a new measure for a new dimensional model—adds to a
growing number of dimensional maladaptive personality measures (Clark, 1993; Krueger et al.,
2012; Livesley et al., 1998; Simms et al., 2011; Widiger et al., 2012). However, the FFiCD is a
relatively unique measure in that it provides a facet-level assessment of the ICD-11 maladaptive
trait model. Bach et al. (2017) have developed a facet level assessment of the ICD-11 trait model
using scales from the PID-5 assessment of the DSM-5 trait model. Both measures are potentially
limited in that they relied on existing scales and/or items. However, the PID-5 assessment of
anankastia might have been more limited in its ability to assess for anankastia, as the PID-5 has
only two potentially relevant scales (i.e., Perseveration and Rigid Perfectionism), whereas quite a
few more were available from the set of FFMPD scales (Widiger et al., 2012). Nevertheless, a
focus of future research would be a direction comparison of the PID-5, PiCD, and FFiCD
assessment of the ICD-11 trait model. It is always advantageous to have multiple alternative
measures of the same construct because it is unlikely that any one particular measure will be
Limitations
The present study was limited by sole reliance on self-report instruments. Future studies
would add to the validation of the FFiCD by implementing multiple assessment methods.
However, this was an initial validation and to date there are no other methods of FFiCD
assessment. The present study was also limited by its reliance on a US sample with
underrepresentation of non-white racial and ethnic groups. However, the study also included
FFiCD 26
strengths of large samples (especially for studies 1 and 3) and its recruitment of participants who
Future Directions
The FFiCD provides fruitful avenues for future research. As noted earlier, one line of
investigation would be direct comparisons of the FFiCD, PiCD, and PID-5 assessments of the
ICD-11 trait model. Criterion validity studies will also help identify which domains and facets
are particularly salient for different outcomes. This may also be helpful for identifying those
traits that will be the most important to assess when time is limited. Additionally, the
self– and informant–ratings for personality is only moderate (Oltmanns & Oltmanns, in press).
Further, informant-reports at times differentially predict life outcomes, indicating that informant-
reports could impact clinical treatment planning. Finally, it may be of importance to develop
validity scales to identify different response styles, especially if the FFiCD is implemented into
Conclusions
Although the ICD-11 personality trait domains do not include facets, prior findings of the
richness that is capable at the facet-level of personality assessment indicates that researchers and
clinicians may wish to have available a facet-level assessment. The present study developed a
disorder maladaptive trait domains. Initial analyses supported a four-factor structure and
indicated that a valid, yet more specific and nuanced, assessment of the ICD-11 personality
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FFiCD 33
# #
FFMPD scale FFiCD Nuance Items FFiCD facet Items
Negative Affectivity 40
FAVA Evaluation Apprehension Evaluation Apprehension 2 Anxiousness 6
FFDI Separation Insecurity Separation Insecurity 2 Anxiousness
FFSI Social Anxiousness Social Anxiousness 2 Anxiousness
FFBI Fragility/FAVA Overcome/FFBI Helplessness Fragility 3 Vulnerability 5
FFNI Need for Admiration Need for Admiration 2 Vulnerability
FFBI Affective Dysregulation Affective Dysregulation 3 Emotional Lability 6
FFHI Rapidly Shifting Emotions Rapidly Shifting Emotions 3 Emotional Lability
FFBI Dysregulated Anger Dysregulated Anger 2 Anger 6
FFNI Reactive Anger Reactive Anger 2 Anger
EPA Anger Annoyed 2 Anger
FAVA Despair Interpersonal Inadequacy 2 Depressiveness 8
FFBI Despondency Suicidality 2 Depressiveness
FFDI Pessimism Pessimism 2 Depressiveness
FFAvA Despair /FFBI Despondency Worthlessness 2 Depressiveness
FAVA Mortified/FFDI Shamefulness Self-Consciousness 3 Shame 5
FFNI Shame Humiliation 3 Shame
FFSI Interpersonal Suspiciousness/EPA Distrust Distrust 3
Detachment 13
FFSI Social Isolation Social Isolation 2 Social Detachment 4
FFOCI Detached Coldness Coldness 2 Social Detachment
FAVA Joylessness Joylessness 2 Emotional Detachment 6
FFSI Social Anhedonia Social Anhedonia 2 Emotional Detachment
FFSI Physical Anhedonia Physical Anhedonia 2 Emotional Detachment
FFDI Unassertiveness Unassertiveness 3
FFiCD 34
# #
FFMPD scale FFiCD Nuance Items FFiCD facet Items
Anankastic 22
FFOCI Perfectionism/FFOCI Fastidiousness Fastidiousness 3 Perfectionism 6
FFOCI Punctiliousness Punctiliousness 3 Perfectionism
FFOCI Workaholism Work Preoccupation 3 Workaholism 6
FFOCI Doggedness Doggedness 3 Workaholism
FFOCI Inflexibility/FAVA Rigidity Rigidity 2 Inflexibility 10
FFOCI Ruminative Deliberation Ruminative Deliberation 3 Inflexibility
FFOCI Risk Aversiveness Risk Aversiveness 2 Inflexibility
FFOCI Dogmatism Dogmatism 3 Inflexibility
Dissocial 22
EPA Self-Centeredness Selfishness 2 Self-Centeredness 8
FFNI Entitlement Entitlement 2 Self-Centeredness
FFHI Vanity Vanity 2 Self-Centeredness
EPA Arrogance/FFNI Arrogance Arrogance 2 Self-Centeredness
FFNI Lack of Empathy Lack of Empathy 3 Lack of Empathy 8
FFNI Exploitativeness Exploitativeness 2 Lack of Empathy
FFBI, EPA, and FFNI Manipulativeness Manipulativeness 3 Lack of Empathy
FFBI Oppositionality Physical Aggression 2 Aggression 6
FFBI Oppositionality Verbal Aggression 2 Aggression
EPA Oppositional Passive Aggression 2 Aggression
Disinhibition 24
FFBI Rashness/EPA Rashness Rash Behaviors 3 Rashness 6
FFHI Impressionistic Thinking Rash Thinking 3 Rashness
EPA Impersistence Impersistence 3 Irresponsibility 10
FFDI Negligence Distractibility 3 Irresponsibility
FFDI Ineptitude Ineptitude 2 Irresponsibility
EPA Disobliged Disobliged 2 Irresponsibility
FFHI Disorderly Disorganization 3 Disorderliness 5
FFHI Disorderly Disorganized Speech 2 Disorderliness
EPA Thrill-Seeking Thrill Seeking 3
FFiCD 35
Table 3
NA / AK +
Scale DN DL DT / DN - h2
PID5 N .92 -.02 -.06 .06 .78
PiCD N .86 .02 .11 .16 .86
FFiCD N .86 -.02 .19 .09 .91
FFM N .85 -.19 .11 -.07 .76
FFiCD DN .63 .34 .01 -.32 .85
PID5 DN .52 .43 -.01 -.38 .85
PiCD DL -.03 .96 .01 .07 .87
FFiCD DL -.01 .95 .06 -.01 .91
PiD5 AT .05 .86 -.06 .04 .75
FFM A .24 -.62 -.30 .22 .49
PiCD DN .43 .48 -.04 -.40 .80
PiCD DT .04 .21 .80 .13 .78
FFM E -.01 .41 -.80 .17 .72
FFiCD DT .20 .10 .75 .15 .82
PID5 DT .13 .19 .71 .02 .70
FFiCD AK .23 .13 .13 .82 .74
PiCD AK .11 .01 .11 .82 .70
FFM C -.24 -.08 -.20 .76 .79
Note. FFiCD = Five-Factor Personality Inventory for ICD-11, PiCD =
Personality Inventory for ICD-11, PID-5 = Personality Inventory for
DSM-5, FFM = five-factor model, N = neuroticism/negative affectivity,
DL = dissociality, AT = antagonism, DN = disinhibition, A = a
greeableness, C = conscientiousness, AK = anankastia, DT = detachment,
E = extraversion.
FFiCD 36
Table 4. Four-factor Exploratory Factor Analysis of the FFiCD facets with the FFM, PID-5, and
PiCD Domains.
DL / AK + /
Scale NA DN DN - DT h2
FFiCD Vulnerability .90 -.20 .04 .08 .82
PID-5 NA .89 .04 .05 -.08 .75
FFiCD Anxiousness .88 -.19 .11 .08 .80
PiCD NA .85 .08 .14 .08 .85
FFM N .85 -.11 -.08 .07 .76
FFiCD Emotional Lability .79 .19 .00 .01 .76
FFiCD Shamefulness .79 -.08 .18 .12 .73
FFiCD Depressiveness .72 .00 -.03 .21 .71
FFiCD Irresponsibility .64 .23 -.35 .12 .79
FFiCD Unassertiveness .60 -.24 -.04 .23 .51
FFiCD Anger .56 .31 .12 .11 .59
FFiCD Rashness .56 .49 -.18 -.14 .72
FFiCD Disorderliness .55 .29 -.35 -.01 .65
FFiCD Mistrustfulness .48 .33 .16 .20 .58
PiCD DL -.06 .95 .09 .04 .86
FFiCD Lack of Empathy -.07 .90 -.04 .16 .83
FFiCD Self-Centeredness -.03 .88 .07 -.03 .74
PID5 AT -.01 .85 .04 -.02 .70
FFiCD Aggressiveness .06 .84 .01 .04 .74
FFM Agreeableness .25 -.64 .19 -.33 .51
FFiCD Thrill-Seeking .23 .63 -.09 -.18 .54
PiCD DN .42 .55 -.38 -.07 .81
PID5 DN .48 .50 -.36 -.02 .82
PiCD AK .11 -.06 .78 .12 .66
FFiCD Perfectionism .21 .14 .77 .07 .64
FFM C -.27 -.12 .76 -.19 .80
FFiCD Workaholism .05 .28 .75 -.08 .57
FFiCD Inflexibility .31 -.05 .69 .22 .68
FFM E -.10 .43 .19 -.77 .77
PiCD Detachment .11 .21 .13 .76 .78
PID5 Detachment .15 .20 .01 .70 .70
FFiCD Emotional Detachment .06 .36 .06 .68 .69
FFiCD Social Detachment .15 .00 .33 .57 .56
Note. FFiCD = Five-Factor Personality Inventory for ICD-11, PiCD = Personality Inventory for ICD-11, PID-5 = Personality
Inventory for DSM-5, FFM = five-factor model, N = neuroticism/negative affectivity, DL = dissociality, DN = disinhibition, A =
agreeableness, C = conscientiousness, AK = anankastia, DT = detachment, E = extraversion.
FFiCD 37
Table 5. 5-factor EBFA of the FFiCD facets and FFM, PID-5, and PiCD domains
AK + /
g-PD DN - NA DL DT h2
FFM C -.37 .82 -.02 .03 -.15 .82
PiCD AK .17 .76 .07 -.05 .09 .65
FFiCD PRF .36 .69 .01 -.04 .01 .63
FFiCD WRK .27 .69 -.10 .02 -.15 .59
FFiCD FLX .38 .61 .08 -.16 .17 .66
PiCD DN .74 -.56 -.14 -.03 -.17 .91
FFiCD DSR .68 -.50 .02 -.13 -.08 .71
PID5 DN .73 -.48 .08 .11 -.13 .83
FFiCD IRS .74 -.47 .14 -.09 .04 .81
FFiCD RSH .75 -.31 .09 .05 -.23 .73
PID5 NA .67 .01 .64 .04 -.15 .81
FFM N .60 -.09 .62 -.04 .03 .79
PiCD NA .77 .09 .54 .02 .00 .87
FFiCD VLN .61 -.01 .54 -.19 .05 .81
FFiCD ANX .61 .05 .51 -.21 .06 .79
FFiCD EMO .75 -.05 .50 .09 -.07 .78
FFiCD SHM .64 .13 .45 -.13 .08 .72
FFiCD DEP .67 -.08 .40 -.06 .16 .71
FFiCD ANG .71 .09 .35 .19 .02 .60
FFiCD MST .69 .15 .33 .26 .10 .60
FFM A -.31 .10 -.06 -.77 -.24 .69
PID5 AT .55 .04 .01 .63 -.18 .75
FFiCD LOE .62 -.05 -.08 .63 .00 .85
PiCD DL .63 .04 -.14 .58 -.13 .86
FFiCD SC .58 .01 -.15 .50 -.17 .75
FFiCD AGG .66 -.06 -.14 .42 -.10 .73
FFiCD UNA .46 -.12 .20 -.33 .24 .53
FFM E -.11 .11 -.21 .07 -.76 .79
PiCD DT .66 .08 -.19 -.03 .64 .83
PID5 DT .60 .02 .07 .17 .57 .69
FFiCD EDT .66 .02 -.16 .12 .54 .71
FFiCD SDT .44 .30 -.07 -.12 .50 .59
FFiCD TSK .57 -.21 -.12 .16 -.28 .56
Note. FFiCD = Five-Factor Personality Inventory for ICD-11, PiCD =
Personality Inventory for ICD-11, PID-5 = Personality Inventory for
DSM-5, FFM = five-factor model, AK = anankastia, DT = detachment,
DL = dissociality, N = neuroticism/negative affectivity, DN = disinhibition,
A = agreeableness, E = extraversion, C = conscientiousness.