Disrupting The Pathways of Social Determinants of
Disrupting The Pathways of Social Determinants of
Disrupting The Pathways of Social Determinants of
Protected by copyright.
ORIGINAL RESEARCH
Purpose: The goal of this study was to assess perspectives of racially/ethnically diverse, low-income
pregnant women on how doula services (nonmedical maternal support) may influence the outcomes of
pregnancy and childbirth.
Methods: We conducted 4 in-depth focus group discussions with low-income pregnant women. We
used a selective coding scheme based on 5 themes (agency, personal security, connectedness, respect,
and knowledge) identified in the Good Birth framework, and we analyzed salient themes in the context
of the Gelberg-Anderson behavioral model and the social determinants of health.
Results: Participants identified the role doulas played in mitigating the effects of social determinants.
The 5 themes of the Good Birth framework characterized the means by which nonmedical support from
doulas influenced the pathways between social determinants of health and birth outcomes. By address-
ing health literacy and social support needs, pregnant women noted that doulas affect access to and the
quality of health care services received during pregnancy and birth.
Conclusions: Access to doula services for pregnant women who are at risk of poor birth outcomes
may help to disrupt the pervasive influence of social determinants as predisposing factors for health
during pregnancy and childbirth. (J Am Board Fam Med 2016;29:308 –317.)
Keywords: Birth; Cultural Diversity; Health Care Disparities; Populations, Underserved; Social Determinants of Health
Social determinants of health (SDOHs), including interactions,1 are predisposing factors that influ-
economic stability, level of education, neighbor- ence health outcomes.2– 4 The impact of SDOHs is
hood and environment, and social relationships and heightened among vulnerable populations, and
they play a crucial role in maternal and infant
health outcomes.5
This article was externally peer reviewed. For example, women who have or develop
Submitted 12 September 2015; revised 3 November 2015; conditions such as diabetes or hypertension dur-
accepted 19 November 2015.
From the Division of Health Policy and Management, ing pregnancy are more likely to have a primary
University of Minnesota School of Public Health, Minne- cesarean delivery or preterm birth.6 Develop-
apolis (KBK, CAV); the Division of Health Care Policy &
Research, Mayo Clinic College of Medicine, Rochester, MN ment of these and related conditions, including
(RRH); and the Department of Family Medicine and Com- obesity, relates to the structural and environmen-
munity Health, University of Minnesota Medical School,
Minneapolis (SP). tal factors that affect access to exercise and nu-
Funding: Research reported in this article was supported a trition.6 Women who experience intimate part-
Community Health Collaborative Grant from the National
Center for Advancing Translational Sciences of the National ner violence and exposure to abuse are more likely
Institutes of Health (award no. UL1TR000114). to have little or no prenatal care, be hospitalized
Conflict of interest: none declared.
Disclaimer: The content of this article is solely the respon- during pregnancy, and give birth to low-birth-
sibility of the authors and does not necessarily represent the weight infants.7,8 Unsafe neighborhoods and ad-
official views of the National Institutes of Health.
Corresponding author: Katy B. Kozhimannil, PhD, MPA, verse environmental exposures increase the likeli-
Division of Health Policy & Management, University of hood of preterm birth.9 –11 Low health literacy
Minnesota School of Public Health, 420 Delaware St SE,
D359 Mayo, MMC 729, Minneapolis, MN 55455 共E-mail:
among pregnant women is associated with low at-
kbk@umn.edu). tendance of prenatal care visits and poor birth out-
comes.12,13 Women with low socioeconomic status evidence base is lacking effective means of mitigat-
have greater chances of having a low-birth-weight ing the effects of SDOHs on birth outcomes for
infant or a preterm birth.14 In addition, pregnant these high-risk populations. The goal of this study
women with limited social support are more likely was to assess perspectives among racially/ethnically
to have a low-birth-weight infant.15 diverse, low-income pregnant women of how ac-
The pathways between SDOHs and birth out- cess to and support from a doula may influence the
comes have contributed to pervasive racial/ethnic outcomes of pregnancy and childbirth.
disparities in maternal health and health care.16 –18
Longstanding and complex sociodemographic and
historic factors perpetuate the challenges women of Methods
color face in achieving positive birth out- Conceptual Model
comes.19 –20 These disparities have persisted despite We used the Gelberg-Anderson model of health
clinical and nonclinical approaches and interven- behavior4, and components of the Good Birth
tions in the health care setting, and few solutions framework28 to create a conceptual model to de-
with the potential to effectively disrupt the pathway scribe the role of doulas—and of medical care—in
between SDOHs and poor birth outcomes have the pathway between SDOHs and birth outcomes.
been identified.16,21 SDOHs are present before, during, and after preg-
Nonmedical interventions are preferred options nancy, but their effects on birth outcomes may be
in addressing SDOHs.22 Doulas are trained profes- moderated by the quality of clinical care and the
sionals who provide continuous, 1-on-1 emotional nonmedical support a woman receives (Figure 1).
and informational support during the perinatal pe- The Gelberg-Anderson model of health behav-
riod. Similar to community health workers, they ior focuses on vulnerable populations.4 The Predis-
are not medical professionals and do not provide posing, Enabling, and Need components of this
medical services, but work alongside health care model predict personal health practices, including
providers. Studies show that doula care is associ- the use of health services. The Predisposing do-
ated with lower epidural use and cesarean delivery main includes “demographic characteristics” and
rates, shorter labors, higher rates of spontaneous “social structure patterned social arrangements in
vaginal birth, and higher levels of satisfaction.23–27 society that are both emergent from and determi-
Low-income women and women of color, who nant of the actions of the individuals.”4 Social
have the highest risk of poor birth outcomes, are structure includes a variety of components that
also the most likely groups to report wanting, but create the context by which SDOHs are manifested
not having, access to doula services.26 The current and maintained. Thus our study considers the
Agency How a woman makes choices • Social and community context • Social support and 1. “I think it 关having a doula兴 helps prepare you mentally; like it’s
and the ability she has to (social structure: social cohesion, culture, self-help gotten me more in the mind-set of, you know . . . the
make choices and be in networks) skills, ability to negotiate confidence throughout the pregnancy knowing that like I can
control • Health and health care (health system, competing needs, do this. . . .”
beliefs: values, attitudes, information sources, social
Vol. 29 No. 3
Personal security How safe a woman feels in • Social and community context • Social support and 4. “. . . Having people there who make me feel good and feel like
her environment and with (social structure: social cohesion, culture, self-help I can do it, not making me feel anxious, or scared, or, you
the people in her life networks) skills, ability to negotiate know, like, ‘Oh . . . it’s going to be really hard,’ more like 关a兴
• Health and health care (health system, competing needs, positive outlook on it, which I think a doula really has helped.
beliefs: values, attitudes, information sources, social . . . You know, so just using her and the techniques to kind of
knowledge) services resources cope with labor. . . .”
• Psychological resources • Access to health care 5. “Cultural differences are a big deal too. If I have choices then
services, health literacy, I will want someone with my culture to make me feel
perceived barriers to care, comfortable and understand what we do.”
regular sources of care, 6. “. . . I talk to the doctor, I see the doctor and I’m calling
health services resources the doula right after that. What does that mean? Like, I’m
scared . . . And she’s like, ‘Oh, no don’t be’ . . . It’s very
comforting to know that you have somebody 关who兴 has your
back and explaining everything.”
Respect How engaged a woman is in • Social and community context • Social support and 7. “Having someone that is not only knowledgeable, but can put
the decision-making (social structure: social cohesion, culture, self-help things I guess in layman’s terms, but also in a way that you
process and the sense of networks) skills, ability to negotiate understand it and respects your culture . . . your well-being,
dignity she has from the • Health and health care (health system, competing needs, your upbringing and things about you that you like to make
level of respect for herself beliefs: values, attitudes, information sources, social sure that the baby is okay too.”
and the way others treat knowledge) services resources 8. “关A doula兴 can help you make pregnancy plans if you don’t
her • Psychological resources • Access to health care have someone. Your doula can make sure it is being followed.
services, health literacy, Like if you say you don’t want an epidural and she can make
perceived barriers to care, sure that the anesthesiologist doesn’t come to do that.”
regular sources of care, 9. “When you call the doctor then the doctor don’t have time关, the兴
health services resources doula takes time with you. When you are staying at home the
doula helps with stress. . . .”
Continued
http://www.jabfm.org
J Am Board Fam Med: first published as 10.3122/jabfm.2016.03.150300 on 11 May 2016. Downloaded from http://www.jabfm.org/ on 8 October 2023 by guest. Protected by copyright.
Table 2. Continued
Social Determinants of Health
5 Themes from Categories: Traditional and
the Good Birth Vulnerable Domains Personal/Family/Community
Framework Definition of Theme (Predisposing Factors) Resources (Enabling Factors) Exemplary Quotations
Knowledge How prepared a woman is • Social and community context • Social support and 10. “关The兴 doula was coming on all my appointments with me
for childbirth based on the (social structure: social cohesion, culture, self-help and I was like, I don’t speak medical terminology, like what
information she receives networks) skills, ability to negotiate just happened? And she’d break it down and 关be兴 like, ‘It’s
and being informed about • Health and health care (health system, competing needs, okay.’”
what is happening to her beliefs: values, attitudes, information sources, social 11. “I also had like a class, like we got together with other
doi: 10.3122/jabfm.2016.03.150300
body and around her knowledge) services resources pregnant moms and had like, discussions and education and
• Psychological resources • Access to health care actually healthy food. So it was kind of cool because you’re
services, health literacy, seeing other moms, but then also having my doula talk about
perceived barriers to care, more than just what was going on with me, but talk about
regular sources of care, being a mom and changes and family and different things like
health services resources that. . . . So, in that sense, I think that doulas provide a lot of
education.”
12. “My reasons for wanting a doula 关are兴 because I don’t have
nobody right now and if I go into labor, I didn’t pay
attention to my breathing class, I don’t know the techniques
or how to calm down.”
13. “. . . They 关doulas兴 refer you to classes and the breastfeeding
classes, birthing classes, any class you can think of that has to
do with pregnancy, they have a referral for it.”
Connectedness How alone a woman feels • Social and community context • Social support and 14. “I definitely think doulas are helpful like with
versus having people in (social structure: social cohesion, culture, self-help mental—especially with stress because even if you’re not
her life she can trust. networks) skills, ability to negotiate alone, sometimes you may feel alone. You might not want to
• Health and health care (health system, competing needs talk to anyone else except for the person that actually wants
beliefs: values, attitudes, information sources, social to talk about babies.”
knowledge) services resources 15. “I’m really stressed out and worry about things a lot and 关a兴
• Psychological resources • Access to health care doula is there to support you and help you through stressful
services, health literacy, moments. 关A兴 doula won’t judge you or say anything bad
perceived barriers to care, about you—关she is兴 there to be supportive and tell you how it
regular sources of care, is—if this is going to happen and if this will hurt and what
health services resources I’m supposed to feel when this happens. 关She兴 communicates
with you and helps you along the way. . . .”
16. “It’s good to have a doula because the doctors will say this
and your family may say this, but the doula is mindful of who
you are.”
17. “I think it makes perfect sense. You want someone 关a doula兴
who knows why you are doing things with the same culture.
If they don’t understand your culture then you have to
313
J Am Board Fam Med: first published as 10.3122/jabfm.2016.03.150300 on 11 May 2016. Downloaded from http://www.jabfm.org/ on 8 October 2023 by guest. Protected by copyright.
J Am Board Fam Med: first published as 10.3122/jabfm.2016.03.150300 on 11 May 2016. Downloaded from http://www.jabfm.org/ on 8 October 2023 by guest. Protected by copyright.
Connectedness disparities despite medically focused interventions.
“. . . It is good to have a doula because the doctors For example, a community-based project in Cali-
will say this and your family may say this, but the fornia serves as a model for successfully addressing
doula is mindful of who you are.” SDOHs to reduce racial disparities and improve
Connectedness considers the level at which a birth outcomes for African American women.34
woman feels connected to the resources that are This program shifted prenatal care and case man-
available, her clinicians, her infant, and the support agement to include support groups that educate,
people in her life—including her doula. Partici- inform, empower, and connect women socially,
pants observed that doulas play an important role in culturally, and financially.34 Our findings are con-
ensuring that women who lack social support do sistent with the those that emerged from the Cal-
not feel isolated (Table 2, quote 14). Women ex- ifornia initiative. However, our findings extend the
pressed that the connection with their doula would learnings gleaned from individual projects and pro-
make a difference in their pregnancy and child- grams to explore a concept (nonmedical support)
birth, sometimes even more so than a health care that can be integrated within health care financing
provider or family member (Table 2, quote 16). and delivery systems to affect system change and
Women found the connection with their doula to potentially create long-term, sustainable solutions
be important for the general support that the doula to persistent disparities in birth outcomes.
provides, beyond specific knowledge or guidance in Much prior research on doula care has been
the birth process (Table 2, quote 15). Many of the conducted among white, upper-middle-class
participants described stressful life situations and women and/or in a randomized controlled trial
emphasized the desire to connect with a person context.23,29 While emerging research shows that
who shared their culture and background (Table 2, the known benefits of doula care may be even
quote 17). greater among vulnerable populations,24,26 those
who could most benefit from doula care frequently
have the least access to it.23 Future work should
Discussion examine the perspectives of doulas and of clinicians
Participant responses revealed that nonmedical to further inform the conceptual model developed
support from a doula could play a role in helping here. In addition, policy and clinical efforts to in-
women overcome barriers to achieving a healthy crease access to doula services should address cul-
pregnancy and childbirth. Women’s responses tural, financial, and geographic barriers to care
aligned with 2 key categories of SDOHs defined in identified by pregnant women.
HealthyPeople 20201: health and health care; and
social and community context. While the skills they Implications for Policy
bring and the support they provide are nonmedical, Access to culturally concordant care and support
doulas play a role in pregnant women’s ability to during childbirth was noted as a potential benefit of
access health services and in the quality of care they doula services by the women in our study, but a lack
receive by addressing the women’s health literacy of diversity among the doula workforce was seen as
and social support needs, as well as through inter- a potential barrier. Difficulty in ensuring represen-
action with prenatal and intrapartum care provid- tativeness among doulas is likely exacerbated by the
ers. While clinicians provide direct patient care in fact that doula services are rarely covered by health
the context of the health and health care SDOH insurance, thus creating a barrier to entry into this
category, study participants also identified doulas as profession that disproportionately affects low-in-
facilitators of improved patient–provider interac- come communities.29,35 Recent research on doula
tions that influence satisfaction with the birth ex- care and cost savings, especially among low-income
perience and favorable birth outcomes. women, has ignited discussion regarding reim-
Much of the current research on successful in- bursement of doula care by health insurance pro-
terventions to address SDOHs at the time of child- grams, including Medicaid.24,26,27 Two states (Or-
birth come from the international context,33 but egon and Minnesota) currently allow Medicaid
programs addressing SDOHs for maternal and reimbursement for doula services. Minnesota
child health are increasingly being adopted in the passed legislation in May 2013 establishing Medic-
United States, largely owing to the persistence of aid reimbursement for doulas, which became effec-