Adr Alaras Notes 2023 (Complete Coverage)
Adr Alaras Notes 2023 (Complete Coverage)
Adr Alaras Notes 2023 (Complete Coverage)
● Problem with the case is that defendant should have gone through arbitration
muna instead of now claim for no jurisdiction
The State cannot compromise criminal cases (except for very specific cases which often focus ○ Dapat ipaforward mo for arbitration
on the payment of money) ○ Court CANNOT DISMISS the case, can only raise it to arbitration
○ Factual issues to be handled by arbitration and legal issues by court
● NOTE: but even if it gets forwarded to arbitration then later gets raised to the
court, the court still has to go through what was settled in the arbitration before
approving it and adopt it as the court’s judgment ON THE MERITS!!!! (on the
merits!!!!)
● Altho CIAC is the original and exclusive body to resolve construction issues
● Arbitrators only ADJUDICATE (decide)
● They do not perform adversarial functions (hindi sila yung nag-aaway)
● Usually minimum 3 arbitrators (need to be odd number to break the tie)
● Q: Can the parties make their own rules?
○ ANS: YES, provided they agree to the rules
● Even gov’t agencies go thru arbitration & State encourages these gov’t agencies to
find out how to resolve it (as opposed to going straight to President)
JAN 23 NOTES
ARBITRATION
● may parties sa arbitration na nagtatanggap ng evidence (similar to a court)
● in mediation, there are parties who will choose one mediator who will help them
decide COMMERCIAL ARBITRATION
● COMMONALITY: they mainly deal with issues of facts
○ “accused wore a red shirt” (factual issue)
○ Question of whether the man in the red shirt killed the victtim (could be
a factual or legal question)
■ If used a knife and stabbed him, then you would have known
he killed the person (homicide or murder) → issues of law
■ But identifying the person who wore red → issue of fact
● In ADR, so long as there are still factual issues existing, then arbitration/mediation
● They don’t have the records of the arbitration mismo, just the final decision
● UN created the MODEL LAW (which is a skeleton of what to do and what you
need in arbitration)
● The idea is for the arbitration clause to exist until everything is finished
● If there is nothing in the contract that provides closure, especially for nitty gritty
details that need to be resolved, pasok yung arbitration
● Di pa natatanong pero bet ni Justice itanong sana
If you file a case in court, you will take a long time. So you go to an arbitrator and since they
are engineers, alam nila yung mga problema they don’t have to study anymore. They already
know the outcome based on the evidence you present and can decide agad. Sa court aaralin
pa ng judge/justice
● That’s why you should get an arbitrator who is knowledgeable and not just
friendly
● Odd numbered arbtirators to break the tie (kahit isa lang)
● But number will really depend on how much you can pay
● Kinda expensive nga lang
○ Really lucrative
○ Remember the quo warranto proceedings against Justice Sereno.
Pinagawayan kung saan nanggaling yung 35M sa SALN niya. Ang
chika, may time na UP Professors nagprotest sa SALN and kasama siya
doon sa nag protest kaya di siya nagfile. Yung P35M in Singaporean
Dollars yung kinita niya as arbitrator in ONE ARBITRATION CASE (sa
Singapore nga lang lmao)
● NOTE: QUESTION OF FACT vs. QUESTION OF LAW MIGHT BE ASKED!!!
○ NEXT Q: What can be settled in ADR
Del Monte v. CA (brushed thru case title and facts so couldn’t screenshot)
● BEFORE, multiplicity of suits did not exist and you could file cases in different
places (Cebu & Northern Luzon) and wait until cases decided and just pick what is
favorable to you. So pagakyat sa appeal, hilo ang appellate court
● Arbitration, notwithstanding the fact it can be separated, is ALWAYS considered a
contract by and of itself
● HAGUE CONVENTION deals with:
○ Apostille, and
● Trend right now that separate agreement then a separate agreement on arbitration ○ Treatment and Adoption of Children
● EXAMPLE: construction contract. Each part of that contract can be subjected to ● Countries had problem with disagreement re how to determine if a document is
dispute (manipis ang kahoy, manipis ang dingding, etc). Would you invalidate the official
whole contract? NO. Continue with the contract then remedy those parts that can ○ So they came up with the APOSTILLE, which is a certification from the
be remedied government to certify that document is legit and notarized/filed with so
○ Kung ang problema lang yung grounds, hindi ibig sabihin na mali na and so
buong bldg ● The moment you show that document to a different state, such state can rely on
● Part of mediation & arbitration is the CREATION OF CONTRACTS that apostille to know it’s official
○ Thus needs to be REAL, ORIGINAL, and AUTHENTIC ● BUT NOTE: a Certified True Copy does not necessarily mean it’s TRUE
● Q: What if parties from different parts of the world? How to authenticate??? ○ Can still be questioned
○ ANS: see highlighted part
● NOTE: Filipino companies can have their disputes resolved ABROAD, even if
subject of dispute is in the Philippines
○ Rules can be ANY country’s rules (magic of International Commercial
Arbitration)
○ BUT, under Rules of PH Laws need to follow PH laws parin (ata??)
+++ (skipped end of enumeration; check codal nalang)
● NOTE: di ilalagay kung ano yung decision sa mediation, ilalagay lang na may
mediation na naganap and it was successful; but no particulars
● CAUCUS: when unable to reach a settlement, mediators will call parties together
and talk to them SEPARATELY
○ So EARLY NEUTRAL EVALUATION
○ Will tell one party na “you are bound to lose/win” then do the same to
the other (off-record arbitration)
○ Trying to settle FOR THE LAST TIME
● Priority is still that parties appoint their own arbitrators (bc Party Autonomy)
● If walang mapili, pwede tanong sa court
● What if they do not appoint an arbitrator within the period of time allotted?
○ Interim Measure of Protection
* when you select an arbitrator, other party CAN CHALLENGE selection (but limited, ofc)
● IF YOU FOLLOW BUSAN CASE, di dapat i-TRO yung passport, BUT THEY
FAILED TO PROVE THAT THE E-PASSPORT PROJECT IS A NATIONAL
GOVERNMENT PROJECT
● Despite privilege to grant TROs, the court still follows RA 9285??? that you cannot
issue TRO on national projects (except SC)
● IMPORTANT ENUMERATION FOR MIDTERMS & FINALS!!!!!!!
* scrolled thru; didn’t get to sc the rest
● IMPT!!! FAVORITE DAW ITANONG SA EXAM
● IMPT NOTE: MOTION FOR RECON MUNA BAGO MAG CERTIORARI
Next meeting:
WILL START WITH petition for review (p.82)
MARCH 13 NOTES ■ Why to enforce?
● Because arbitral award is a creation of contract
● You create a contract and its execution and
implementation is not dictated by law.
● The parties themselves must voluntarily agree to
enact or follow the contract
■ What if one of the parties refuses to comply with the arbitral
award/contract?
● If contract created by law → go to the court and ask
for writ of execution
● Sa arbitral award → Writ of Execution din!!!!
○ Because now under court authority once
recognized and granted (via Petition for
Recognition of Arbitral Award)
■ NOTE: NEED NG PETITION
FOR RECOG PARA MAKA
WRIT OF EXECUTION
■ In the same manner that you can have the arbitral award
● One of the complaints against ADR is the lack of judicial remedies recognized and executed, you can simultaneously also have it
○ When parties agree to enter into arbitration, that becomes the contract vacated (kung ayaw mo sundin)
between the 2 of them (and thus the law between the 2 of them) ● Summons ba ipapadala? Need ba ng jurisdiction ng
○ Arbitrators adjudicate as a panel and not individually and paying for the court?
services of an arbitrator does not assure that that arbitrator will rule in ○ Truth of the matter, need NOTIFY LANG
your favor (di ka sigurado) ○ Kasi alam niya naman na may arbitral
○ Once nagdecide na ang arbitration tribunal and di na nag appeal or award na need sundin, eh di niya sinunod
apply for remedy ang parties, decision will become final and executory ■ Unlike Summons na di mo alam
immediately and will not be subject to appeal after that anymore → ppl may hahabol sa’yo
have problem with the fact it’s executory agad and bawal na appeal after ■ Summons can be sent but will
● CAN WE NOT LOOK FOR A REMEDY? technically just be notice and
○ Everything the court decides naman may remedy won’t necessarily give
○ Petitioner, or the person party to arbitration, is not prevented from jurisdiction
seeking a sort of appeal or situation wherein they can ask the arbitral ● Pag may summons, papafile ka ng Comment
award be reconsidered ● Pwedeng mag file ng Counterclaim tapos papa-
● REMEDY #1: Petition to Vacate Award as Special Proceeding vacate mo yung award for XYZ reason
○ Presupposes that you are already entitled to the arbitral tribunal and via ● REMEDY #2: Petition for Review (R43)
special proceeding have it enforced ○ For example, when Petition to Vacate was denied
■ CA is still the proper body
■ Still rules for Q of F/L/mixed F or L
■ Can still receive evidence to try questions of fact
● REMEDY #3: Petition for Certiorari (R65)
○ Different from MR/appeal
■ R65 = basis is GADALEJ which is appealable to SC
○ Question of LAW ONLY
■ Cannot raise issues or questions of fact anymore
○ Ginagawa ng ibang lawyers iraraise sa SC na “the courts decided so
gravely wrong on the issues of fact that they abused their jurisdiction” →
they equate it to lack of jurisdiction
■ Because jurisdiction is something the courts can decide on
even on appeal
■ Kahit gaano katama si judge or gaano kaganda yung decision,
pwede mo iakyat yun if wala siyang jurisdiction (walang
jeopardy, balik ka umpisa)
○ Anything that amounts to lack of jurisdiction is ALWAYS A QUESTION
OF LAW
More scrolling…
● Third party can ask to be impleaded, but this is an arbitral tribunal created by
TWO PARTIES and concerns only THEM so parties CANNOT IMPLEAD A
THIRD PARTY WITHOUT THIRD PARTY’S CONSENT
○ cannot simply include third party na di part of contract
● FUNCTUS OFFICIO NA
● NOTE: arbitration decisions of arbitrators who are questionable MAY STILL BE ● PARLADE = Father of ADR
REVIEWED BY THE COURTS ○ FOOTNOTE: Parlade, Custodio O. & Montes, Cristina A.
INTERNATIONAL & DOMESTIC ARBITRATION, 2011 ed., pp. 269-270
● Di nag-iiba ang INTERNATIONAL COMMERCIAL ARBITRATION sa domestic
arbitration
● BUT DIFFERENT ANG INTERNATIONAL FOREIGN ARBITRATION
○ EXAMPLES:
■ use of natural resources
■ Determination of boundaries
● Mabubuhay ang arbitral tribunal hangga’t sinasabi nila
● SITUATION ONE: contract states that tribunal’s life ends March 13, 2023
○ Pag hindi pa tapos tribunal, wala silang magagawa
○ Expired parin
○ Parties can extend or make do with what they have
● SITUATION TWO: continue to exist until purpose is impossible to accomplish/
accomplished/ agreement terminated
● 3 TYPES
● Interlocutory → issue resolved does not in any way terminate the case
● Scrolled thru the last bit
● NOTE: MOTION FOR RECON MAY BE FILED
***MIDTERM EXAM***
COVERAGE:
Everything until Judicial Remedies
• if you choose to have Int’l Arbitration in the PH, PH laws shall apply
• If you choose to arbitrate outside place of business, does not necessarily convert
arbitration to international arbitration
• Settlement of Investment Disputes - also look into questions of law
o Arbitration is a CONTRACT
o Because contract, it is the law between the parties and you cannot simply
say you do not want to follow it
• There are arbitral tribunals that REQUIRE that if you choose to secure arbitration
via their institution, anything resolved is final and executory (no review anymore)
• NATIONALITY OF ARBITRATOR NOT RELEVANT IN DISTINCTION
BETWEEN DOMESTIC AND INTERNATIONAL ARBITRATION
MAY 1, 8, & 15
NO CLASS
MAY 22 [LAST DAY]
(Notes from other class + only the highlighted parts of discussion in our class)
***FINAL EXAM***
COVERAGE:
• CIAC
• Arbitration Commission
• JDR