Paper-Etco2 Como Prediccion Del Paco2 en Neonatos
Paper-Etco2 Como Prediccion Del Paco2 en Neonatos
Paper-Etco2 Como Prediccion Del Paco2 en Neonatos
Abstract
Background: A key focus to monitoring ventilator efficacy in critically ill neonates is to avoid the complications caused as a
result of hypocarbia and hypercarbia. The current gold standard for monitoring ventilator efficacy is by measuring Arterial
Blood Gases (ABGs). However more traditional methods of monitoring include Transcutaneous monitoring and Pulse oximetry
(SpO2). Several reports outline the limitations associated with the accuracy and applicability of these methods.
Aim: To explore the use and contribution of end-tidal carbon dioxide (ETCO2) monitoring in ventilated neonates on the
neonatal intensive care unit.
Search Methods: A comprehensive literature search was conducted by a selection of relevant search terms.
Selection criteria: The selection process was staged to ensure that credible robust evidence was selected against a set of pre-
defined inclusion and exclusion criteria. Following this stringent process seven papers were selected.
Main results: Through analysis of the data presented in the seven studies it can be deduced that extension of this method
of monitoring to the neonatal group is rendered more complicated by functional issues such as the relatively large dead
space, rapid breathing rates with low tidal volumes and ventilation-perfusion mismatch as a result of underlying lung disease.
However advances in capnometer technology have allowed for modifications to overcome such limitations. Rozycki et al
(1998), Wu et al. (2003), Bhat and Abhishek (2008) and Nangia et al (1997) found a good correlation existed between ETCO2
and PaCO2 in patients without underlying lung disease.
Conclusions: Whilst all the studies in this review showed that a correlation exists between ETCO2 and PaCO2, this correlation
was stronger in the groups with no underlying lung disease. In taking this forward it can be established that whilst ETCO2
cannot replace the gold standard, it can be used with caution as a valuable trending tool.
Background perfusion injuries, air emboli and infec- While the more traditional approaches
tions. to monitoring ventilation are well estab-
Neonates ventilated on the neonatal in- Other modes of monitoring have evolved lished, they have their limitations, and
tensive care unit (NICU) are monitored in an attempt to provide continuous an awareness is required of the advance-
closely for efficacy of ventilation in an non-invasive measurements. These in- ments in technology to enable one to
attempt to reduce complications as- clude transcutaneous oxygen/carbon di- improve the way in which neonatal ven-
sociated with hypoxia, hypocarbia and oxide and SpO2 monitoring. Whilst these tilation is controlled. One such method
hypercarbia. This is achieved by a range methods of monitoring have become is End-tidal carbon dioxide monitoring
of monitoring methods such as arteri- standard practice in many neonatal units (ETCO2). This is a continuous non-inva-
al blood gases (ABGs), pulse oximetry they themselves are associated with lim- sive method of monitoring that is based
(SpO2) and transcutaneous (Tc) moni- itations such as those listed in the table on the principle that carbon dioxide (CO2)
toring. Whilst an ABG remains the gold below. will be detected during expiration from a
standard it only provides a snap shot
view of ventilator efficacy, and sampling
Table 1: Limitations of Transcutaneous and SpO2 Monitoring
is associated with complications such as
Geiger-Aginsky, D., Al infants intubated with a double The study further highlighted that DETCO2
Bader, D., Shoris, I., (490g-4790g) lumen ETT. Neonates had indwelling was a better predictor of PaCO2 in neonates
Riskin, A. To evaluate a nov- arterial lines. with underlying lung pathology.
el method of distal
end-tidal CO2 (DETCO2) Infants were connected simultane-
by comparison with ously to proximal ETCO2 and DETCO2
2008
Level 2b PaCO2 and with a more monitors and measurements were
standard method that compared to PaCO2.
measures mainstream
Israel Mean gestational age :
end-tidal CO2 in intubat-
ed infants. 32 weeks ( 24.8-40.8)
United States
A total of 152 samples from
arterial catheters were ana-
Nangia, S. lysed from babies with birth This study showed that ETCO2 correlates
weights from 900g to 3400g, closely with PaCO2 in most clinical situa-
To determine the corre- with gestational ages from tions in neonates. Patients with underlying
Prospective non randomised quan-
lation between ETCO2 28 weeks to 42, ventilated lung disease had the lowest correlation
Saili, A. and Level 2b titative study. A total of 152 ETCO2/
and PaCO2 in various for various indications such coefficient (‘r’ =0.55), whilst patients
Dutta, A.K. PaCO2 pairs analysed.
clinical situations. as Severe Birth Asphyxia who were ventilated for non pulmonary
1997 (SBA), Meconium Aspira- reasons demonstrated a higher correlation
tion Syndrome (MAS), and coefficient (‘r’=0.96).
New Dehli,
Hyaline Membrane Disease
India (HMD).
The overall correlation coefficient was
A total of 133 ETCO2/PaCO2
Prospective nonrandomised quantita- 0.73, with a p < 0.001. The ETCO2 value
Bhat, Y.R. and pairs were analysed from 32
tive study. was lower than the corresponding PaCO2
ventilated newborns.
value in 86.5% pairs.
‘r’ more than or equal to 0.92 in neonates
Mean gestational age was Total of 133 ETCO2/PaCO2 pairs from ventilated for sepsis, asphyxia and apnoea
Abhishek, N. To determine the 34.6 +/- 3.8 weeks. 32 patients. of prematurity. ‘r’ =0.67 in the HMD group
correlation and agree- and ‘r’ = 0.69 in MAS group.
ment between ETCO2
Level 2b Neonates who received surfactant had a
and PaCO2 in newborns Birthweight was 2200 grams
2008 ventilated for various +/- 780 grams. better ‘r’ value than those than did not
(0.76 vs 0.60).
Methodology server bias through use of the same res- that capnometers were calibrated as
piratory therapist to collect all data. per manufacturer’s recommendations.
Study Design Kugelman et al (2008) and Haggerty et al
Data Analysis (2002) did not report any control for cali-
This review focuses on analysing the re- bration of these monitors. All studies in
lationship between ETCO2 and PaCO2 Ethics this review used the ‘gold standard’ (ABG)
which requires potential confounding as a reference interval. The researchers
factors to be tightly controlled. All stud- Rozycki et al (1998), Wu et al (2003 ) and further validated the studies by allowing
ies in this review were therefore correla- Haggerty et al (2002) explicitly demon- for upper and lower thresholds for CO2
tional and non randomised. strated in their studies the application concentrations to be determined, provid-
To ensure the validity of results and of the ethical principles of research (ICN ing reference ranges for hypocarbia and
minimise subjective bias, all patients 2003). hypercarbia.
were evaluated using both the reference
standard (ABG) and the test of interest Type of capnometer used Patient population characteristics
(ETCO2). Although this method of allo-
cation can potentially lead to systematic The capnometers used in the clinical set- Singh and Singhal (2005), Kugelman et al
bias, the researchers stratified patients ting utilise either side-stream or main- (2008), Bhat and Abhishek (2008), Hag-
into cohorts based on patient character- stream sampling. Kirpalani et al (1991) gerty et al (2002) and Rozycki et al (1998)
istics. showed that side-stream sampling un- demonstrated a good degree of homoge-
derestimates PaCO2 due to the relative- neity about gestational age, postconcep-
Data Collection ly low tidal volumes and rapid breathing tual age, birth weight, gender, diagnosis
rates in neonates resulting in falsely low and management strategies. In the study
The manner in which data is obtained can ETCO2 readings. Another disadvantage is conducted by Wu et al (2003), it is estab-
be susceptible to influences that can alter the delay between sampling and meas- lished that the researchers did not pro-
the results (Polit and Beck 2010). In ad- urement of ETCO2 (Pascucci et al 1989). vide information about baseline charac-
dition, clearly defined standard protocols However McEvedy et al (1990) showed teristics of the patients recruited into the
for data collection are important in avoid- that both mainstream and sidestream study. Nangia et al (1997) demonstrated
ing verification and workup bias (Dawes technology produced similiar results. a good degree of generalisability by divid-
et al 2005). In all the studies, patients For the studies in this review, Rozycki ing the group into 3 cohorts.
received both ABG and ETCO2 monitor- et al (1998), Wu et al (2003), Bhat and
ing, thereby ensuring workup bias was Abhishek ( 2008) and Singh and Singhal Confounding Factors
avoided. However, none of the studies (2005) used mainstream sampling, whilst
discussed a standard protocol of data Nangia et al (1997) used side-stream The researchers had to demonstrate tight
gathering or analysis. For interventional sampling and Haggerty et al (2002) used control of confounding factors for both
trials, the accepted analysis is by inten- micro-stream sampling. However Kugel- ETCO2 and PaCO2 measurements so that
tion to treat. The equivalent in this study man et al (2008) aimed to demonstrate the relationship between these could be
would equate to ensuring that all record- that distal ETCO2 (DETCO2) was a better understood, thereby eliminating any fac-
ed samples were assessed and that each predictor of PaCO2 than mainstream tors that may obscure the relationship
paired ETCO2 and PaCO2 was assessed. ETCO2. The use of different methods of and contribute to type 1 and type 2 er-
Wu et al (2003) refers to measurements ETCO2 monitoring used across the vari- rors (Polit and Beck 2010). In order to as-
being scattered throughout the course of ous studies allowed for a comparison to sess for confounding factors, Rozycki et al
the disease but no further information is be made between the different types of (1998) established 2 groups based on the
provided to allow for reproducibility out- capnography . difference between PaCO2 and ETCO2
side this study. Bhat and Abhishek (2008) where the difference of </- 5mmHg was
and Rozycki et al (1998) stated that ABGs Reliability and accuracy of the defined as a low bias group and a differ-
were performed at the discretion of the capnometer ence of >/- 5mmHg was defined as a high
clinician, whilst Singh and Singhal (2005) bias group. Similiarly Singh and Singhal
have not provided any information on Reliabiity refers to the accuracy and (2005), Kugelman et al (2008), Wu et al
how data was collected. This limitation consistency of the information obtained (2003) and Bhat and Abhishek (2008)
lends itself to various degrees of errors (Polit and Beck 2010). One method of demonstrated an assessment of con-
in measurement and biases. Failure to quantifying this would be through prop- founding factors by assessing for high and
establish uniformity in data gathering in- er calibration and application of the low bias groups.
fluences the reliability of results. In the capnometer to the breathing circuit. In
study performed by Nangia et al (1997), addition, assessment of sensitivity and Results
it is unclear whether the tests were per- specificity will strengthen the reliability
formed independently of each other of the capnometer allowing the end user An important feature of clinical trials is
thereby possibly lending to reviewer bias. to interpret these findings with a degree that they should be comparative. All stud-
However Haggerty et al (2002) provided a of confidence. ies in this review used a control group of
basic guide for data collection which cor- Rozycki et al (1998), Wu et al (2003), Bhat patients without co-existing lung disease,
related with waveform analysis. Wu et al and Abhishek (2008), Nangia et al (1997) i.e. non pulmonary group. The aim of this
(2002), attempted to minimise inter-ob- and Singh and Singhal (2005) reported review was to determine whether ETCO2
is a good predictor of PaCO2. One such Kugelman et al (2008) found that DETCO2 In analysing the data presented, it has
method of quantifying this relationship was a reliable predictor of PaCO2 where become clear that whilst ETCO2 moni-
would be to examine the relationship ‘r’ = 0.72 with a p value <0.001, and toring cannot replace the gold standard
between these two variables. All the re- mainstream ETCO2 was a poor predictor of measuring PaCO2 it can provide use-
searchers, with the exception of Haggerty of PaCO2 with ‘r’= 0.21 and a p value of ful information if used as a trending tool.
et al (2002) demonstrated this relation- <0.005. This is further supported by Rozycki et
ship using correlation coefficients. Hag- All the reviewed studies strengthened the al (1998), Wu et al (2003), Bhat and Ab-
gerty et al used the Pearson’s Correlation. outputs of their studies by using a control hishek (2008)and Nangia et al (1997) who
In a study conducted by Wu et al (2003) non pulmonary group. In all these stud- found a good correlation exists between
of 60 neonates, the researchers observed ies, patients in the non pulmonary group ETCO2 and PaCO2 in patients without
a correlation in both term infants (44 showed a better correlation between underlying lung disease. Whilst the re-
samples, r = 0.78, p<0.001) and preterm ETCO2 and PaCO2. searchers were able to demonstrate a
infants (86 samples, r = 0.85, p<0.001). good degree of transferability and gener-
Similarly, Rozycki et al (1998) in a study Discussion alisability through appropriate methods
of 45 newborns demonstrated a good of sampling and methodology, the data
correlation between ETCO2 and PaCO2 From conducting this review it can be was further validated by statistical analy-
in ventilated neonates including preterm deduced that limitations exist when ap- sis relevant to this type of study.
infants, showing correlation coefficients plying ETCO2 monitoring to ventilated In the research presented by Haggerty
of ‘r’ = 0.833 and 0.821 respectively with neonates. Advances in technology have et al (2002), Singh and Singhal (2005)
a 95% CI for the biases and p< 0.001. In allowed modification of capnometers to and Kugelman et al (2008), although the
the study conducted by Bhat and Ab- address the challenges posed by the ne- researchers were able to demonstrate
hishek (2008), the researchers were able onatal physiology. This is supported by a good correlation between ETCO2 and
to show a correlation and agreement a study done by Hopper et al in a rab- PaCO2, inconsistencies lie in the way in
between ETCO2 and PaCO2 by demon- bit model. Here researchers were able which data was collected and communi-
strating a correlation coefficient of ‘r’ = to show that inducing lung injury with cated. Singh and Singhal (2005) limited
0.73, with a CI of 95%, where p< 0.001. meconium instillation reduced the cor- the study to extremely low birth weight
Although a good correlation was demon- relation between ETCO2 and PaCO2 from infants making the findings less transfer-
strated, the correlation between ETCO2 0.94 to 0.80 and raised the bias. able, thus making it difficult to extend
and PaCO2 was greater in the group who comparison to infants outside this cohort.
were ventilated for sepsis, asphyxia, and A common finding in the studies in this Whilst Haggerty et al (2002) demonstrat-
apnoea versus those ventilated for Hya- review was that in neonates with un- ed a good degree of agreement by eval-
line Membrane Disease or Meconium As- derlying lung disease ETCO2 poorly cor- uating the use of the capnometer across
piration Syndrome. A similiar finding was related with PaCO2. In looking at this two groups, the researchers did not pro-
demonstrated in all studies. This leads to group further it was concluded that the vide any confidence limits or intervals
the conclusion that conditions with pa- patients were predominantly preterm and a correlational relationship between
renchymal lung pathology produce a low- with surfactant deficient lung disease. ETCO2 and PaCO2 was not established.
er correlation. Surfactant is necessary for lung alveoli
to overcome surface tension and remain Summary
Singh and Singhal (2005) conducted a ret- open. Without adequate surfactant, the
rospective chart review of extremely low shearing forces exerted trying to open Pulse oximetry and transcutaneous mon-
birth weight infants (ELBW) of 754 paired alveoli by either the infant’s own inspir- itoring have been accepted methods of
samples using simple linear regression. atory effort or by a mechanical ventilator monitoring in the NICU for decades. In-
The researchers reported an intraclass can induce lung damage. The deficiency terpretation of SpO2 is a representation
correlation of 0.81. in surfactant decreases lung compliance of oxygenation only and can be flawed by
Bhat and Abhishek (2008) and Haggerty and functional residual capacity result- limitations such as signal to noise ratio in-
et al (2002), demonstrated a higher gra- ing in an increased physiological dead duced as a result of poor perfusion and
dient between ETCO2 and PaCO2 when space leading to ventilation/perfusion motion artefact. Whilst technologic and
comparing infants ventilated for pulmo- mismatch and poor tidal volumes. This engineering advances have addressed
nary disease to those ventilated for non pathological picture may explain why these known shortcomings, no definitive
pulmonary conditions. Similarly Nangia ETCO2 poorly correlates with PaCO2 in solution has been derived to date to en-
et al (1997) studied 152 samples in pre- neonates with underlying lung disease. sure an accurate SpO2 reading for any
term infants <32 weeks gestational age The studies under review showed that patient under any circumstances. Whilst
and reported a correlation of 0.55 in the preterm infants who received surfactant SpO2 monitoring provides valuable data
HMD group. This finding conforms to the therapy showed an improved correlation regarding oxygenation its contribution to
theory that ETCO2 poorly predicts PaCO2 between ETCO2 and PaCO2. monitoring ventilation efficacy is limited
in ventilated neonates with lung This fits with the theory that following as it provides no data about CO2 or met-
disease (Watkins and Weindling 1987) surfactant administration, surface ten- abolic balance that is otherwise obtained
and would be consistent with the disease sion is reduced, more alveoli are recruit- from arterial blood gas measurement.
pattern of these babies i.e. atelectasis ed,and tidal volumes improve thereby
with consequent ventilation-perfusion reducing ventilation-perfusion mismatch. Transcutaneous monitoring represents a
mismatch. simple non invasive technique for contin-