Towards A Genetic-Based Classification of Human Lung Cancer: Iver Petersen and Simone Petersen
Towards A Genetic-Based Classification of Human Lung Cancer: Iver Petersen and Simone Petersen
Towards A Genetic-Based Classification of Human Lung Cancer: Iver Petersen and Simone Petersen
Table 1
initial phase. In contrast, it is far more difficult to pre-
Classification schemes of malignant epithelial lung tumors
dict the outcome of NSCLC based on morphological
Actual WHO classification grounds. There are tumours similar to SCLC with a
1. Squamous cell carcinoma (SCC) highly aggressive behaviour and early metastasis for-
Variants: papillary, clear cell, small cell, basaloid SCC mation, whereas others may be cured after surgery or
2. Small cell carcinoma (SCLC) remain stable for a considerable period of time even in
Variant: combined SCLC the case of residual disease.
3. Adenocarcinoma (Adeno) In this review we describe our strategy and results
Variants: acinar, papillary, bronchioloalveolar, solid, in the attempt to contribute to the understanding of hu-
mixed, others man lung cancer genetics and why we believe that this
4. Large cell carcinoma (LCC) knowledge will have a major impact on a refined clas-
Variants: LCNEC, basaloid, lymphoepithelioma-like, sification of the disease.
clear cell, with rhabdoid phenotype
5. Adenosquamous carcinoma
6. Carcinoma with pleomorphic, sarcomatoid or sarcoma-
tous elements
2. CGH results
7. Carcinoid tumors
Variants: typical, atypical
Comparative Genomic Hybridization (CGH) is a
8. Carcinomas of salivary-gland type
molecular cytogenetic technique for the detection of
9. Unclassified carcinomas
DNA gains and losses [5]. As a screening method it
Spectrum of neuroendocrine lung tumors
provides a survey of the entire tumor genome. DNA
Typical carcinoid – Atypical carcinoid – LCNEC – SCLC
overrepresentations are potentially associated with the
Major clinical differentiation
activation of proto-oncogenes while deletions might
NSCLC (Adeno, SCC, LCC) ↔ SCLC
indicate the inactivation of a tumor suppressor gene.
For conventional CGH, however, the resolution is lim-
Abbreviations: LCNEC, large cell neuroendocrine carcinoma,
NSCLC, non-small cell lung carcinoma (other abbreviations as men- ited to approximately one chromosomal band allow-
tioned in the table). ing the detection of deletions in the order of 10 Mb
whereas for amplifications a size of 2 Mb (product
culties to subdivide large cell carcinomas into the four of amplicon size and copy number) is achievable [1].
possible subgroups, i.e., classical LCC lacking neu- Thus any correlation with the status of a gene within
roendocrine morphology and neuroendocrine differen- a specific chromosomal region needs to be confirmed
tiation accessed by immunohistochemistry and/or elec- by additional studies. Recently new approaches have
tron microscopy, LCC with neuroendocrine differenti- been published which will extend the resolution of
ation lacking neuroendocrine morphology, LCC only CGH [24,30]. However, the majority of CGH data now
with neuroendocrine morphology and finally LCNEC arising in the literature is still gathered by the classical
showing both characteristics. techniques using normal chromosome spreads as the
Although not explicitly stated in the WHO classi- DNA matrix to which the genomes bind.
fication SCLC actually consists of two variants, one In the recent years we analyzed a collective of lung
might be termed the classical type showing either the carcinomas by CGH comprising more than 250 tumour
typical oat cell or fusiform morphology and the com- specimens. The data has either been published [13,
bined SCLC presenting as a mixture of an NSCLC 14,18,29,33] or is available at our CGH online tu-
and SCLC. In the clinical setting the major distinc- mor database at http://amba.charite.de/cgh. Beside pri-
tion is between SCLC (∼20% of all lung cancers) and mary tumors also metastases and tumor cell lines
NSCLC (∼80%). The latter may show either the pure were analyzed. The tumour DNA were mainly ob-
differentiation of one of the major types (SCC, Adeno, tained from frozen tissue derived from surgical re-
LCC) or a mixed differentiation which is a frequent sections at the Department of Surgery of the Char-
finding due to the high percentage of morphologically ité Hospital at the Humboldt-University Berlin. Addi-
heterogeneous tumours [11]. The histopathological di- tionally, snap frozen tumour specimens of primary and
agnosis of SCLC is highly predictable for the clinical metastatic lesions were collected at post mortem ex-
course which is characterised by a highly aggressive aminations.
phenotype with early and widespread tumor dissemi- Based on our own CGH software [27] we extended
nation and excellent response to chemotherapy in the the functionality of conventional CGH programs by
I. Petersen and S. Petersen / Lung cancer classification 113
taking advantage of the fact that the primary data in tions or high copy amplifications, respectively. These
CGH being derived from digital analysis of fluores- alterations are frequently observed in SCLC and corre-
cence images is already computerised to calculate his- spond to the observation that the tumour often harbours
tograms and difference histograms [14]. There are two amplifications [3].
major advantages of this approach. First the number Our relatively small study on neuroendocrine lung
of tumour samples that can be simultaneously visu- tumors showed that LCNEC has similar alterations as
alised and analysed is virtually unlimited. Second and SCLC, particularly the deletions of 3p and 10q were
even more important is the fact that allows the statisti- frequently found. Interestingly, the CGH patterns of
cal comparison of tumour subgroups highlighting dis- carcinoids and neuroendocrine carcinomas were not
tinct chromosomal subregions of which the difference similar [33].
in gains or losses between these subgroups is statisti- NSCLC showed overlapping as well as different al-
cally significant. terations compared to SCLC (Fig. 1B). They also car-
The importance of the DNA gains and losses de- ried a high incidence of deletions on chromosomes 3p,
tected by CGH are underlined by the fact that kary- 4, 5 and 13q. In addition DNA gains occurred at a
otyping and more recently M-FISH and SKY analy- high frequency on chromosomes 1p, 6q, 9p, 18q and
sis failed to detect recurrent translocations in lung can- 21q. Also for the common chromosomes the patterns
cer [31]. Thus in contrast to leukaemia, lymphoma and are slightly different. For instance, chromosome 3p is
sarcoma, oncogenic fusion protein do not seem to play particularly affected by interstitial deletions whereas in
an important role in solid tumours. SCLC the entire chromosome arm or large regions of
it are affected. For chromosome 13q, SCLC showed
2.1. Comparison of SCLC and NSCLC deletions of the proximal arm including the locus of
the Rb gene at 13q14 whereas in NSCLC typically the
Figure 1A shows the histogram of SCLC. The SCLC distal chromosome arm is lost.
collective comprised the previously published autopsy The above mentioned differences are best visu-
cases [13,26,29] and several additional samples includ- alised by the difference histogram between SCLC and
ing 7 tumour cell lines. In general, the results of the NSCLC shown in Fig. 1C. It clearly indicates that
autopsy cases were similar to those of the cell lines the deletions of the entire chromosome 3p, 10, 4p16,
suggesting that SCLC cell lines constitute a valuable 15q, 16q, 17p as well as the overrepresentations on
model to study this tumour type. The typical findings chromosomes 1, 3q, 6, 13, and 17q24–q25 are signif-
in SCLC are deletions on chromosomes 3p, 4, 5q, 10q, icantly associated with SCLC. In contrast, the dele-
13q, 17p and DNA gains on 3q, 5p, 6p, 8q and 17q. tions of chromosome 1p, 6q, 9p, 18q, 21q and the gain
Interestingly, deletions are more frequent than DNA of chromosome 22q is significantly more frequent in
gains suggesting that the inactivation of tumour sup- NSCLC.
pressor genes is as important as gain of function muta-
tions of proto-oncogenes. 2.2. Comparison of non-metastatic and metastatic
SCLC usually harbour large deletions affecting en- NSCLC
tire chromosome arms or whole chromosomes as ex-
emplified by the deletions on 3p, 10 and 17p. Deletions In a recent study we examined primary SCC with-
of 3p have been reported as the characteristic finding out evidence of tumor dissemination, i.e., stage pN0
in SCLC [35]. Since other tumour types also carry a and pM0, with metastasising carcinomas showing
high incidence of DNA losses on 3p the deletion per hematogenous (pM1) and/or lymphatic tumour spread
se can not be considered specific. However, there is (pN+). For most chromosomal regions the latter tu-
a typical pattern regarding chromosome 3 in SCLC mour group harboured more alterations which is con-
which consists of the deletion of the entire short chro- sistent the paradigm of tumour genetics postulating
mosome along with the overrepresentation of the long that tumour progression and metastasis formation is
arm, i.e., the CGH equivalent of a 3q isochromosome. characterised by an accumulation of genetic defects.
The 3p deletion and the 3q gain often fulfil the crite- Specifically, the deletions at 3p12–p14, 4p15–p16, and
ria of pronounced imbalances being defined as those 10q as well as the gain on chromosome 1q22–q25 were
imbalances with a ratio exceeding the thresholds of associated with the metastatic phenotype [18]. In an-
0.5 and 1.5 [18]. The pronounced losses (ratio < 0.5) other study of 42 brain metastases we additionally ob-
and gains (ratio > 1.5) are related to multi copy dele- served a peak in the histogram for the gain at 17q24–
114 I. Petersen and S. Petersen / Lung cancer classification
Fig. 1. Histogram of SCLC (A) and NSCLC (B). The chromosomal imbalances are shown as incidence curves along each chromosome. Areas
on the left side of the chromosome ideogram correspond to loss of genetic material, those on the right side to DNA gains. The frequency of
the alterations can be determined from the 50% and 100% incidence lines depicted parallel to the chromosome ideograms. DNA changes with
99% significance are colored in black, additional changes with 95% significance are depicted in light gray. The proportion of pronounced DNA
imbalances are visualised in dark gray (areas close to the 0% incidence line). They are most likely to represent high copy amplifications or
multi copy deletions. (C) Difference histogram of SCLC and NSCLC. Green, percentage of changes that are exclusively present in NSCLC.
Dark gray, excess of changes in SCLC. White areas beneath the colored parts of each histogram, percentage of changes that are present in both
tumour-subgroups. Grey horizontal lines, statistically significant differences. Light grey lines, regions with 95% significance; dark grey lines,
99% significance according to the χ2 -test.
I. Petersen and S. Petersen / Lung cancer classification 115
Fig. 1. (Continued).
q25 suggesting that the amplification of a gene at this primary tumour. This offers an important outlook for
chromosomal regions might mediate tumour dissemi- a refined new classification since small biopsies might
nation into the nervous system [19]. Interestingly, these be used to determine the malignant potential. Similar
alterations were also associated with the SCLC pheno- to morphological grading such a genetic grading must
type providing a genetic correlate to the fact that SCLC be correlated in its predictive value to conventional tu-
is a highly metastatic tumour type which often spreads mour staging which still constitutes the gold standard
into the brain. to describe the status quo of the biological tumour phe-
The statistical analysis of the tumour subgroups notype. However, our recent analysis of primary head
(pM0/pN0 SCC versus pM1/pN+ SCC) was supple- and neck squamous cell carcinomas, the first tumor
mented by the analysis of primary and corresponding collective where patients survival data was available,
metastatic tumours. Although the tumours of the same indicated that the analysis of the chromosomal imbal-
patients harboured a high percentage of common im- ances are even a better prognostic indicator than pTNM
balances indicating the clonal relationship the compar- staging [2]. This is a very encouraging result.
ison also revealed a considerable heterogeneity indicat- Finally the comparison of the primary SCC with
ing the genetic instability of lung cancer on the chro- their corresponding metastases also suggested certain
mosomal level. Individual imbalances that were indi- mechanisms of the clonal evolution of chromosomal
cated by the statistical analysis of the tumour groups changes during tumour progression. Overrepresenta-
could be additionally found in metastatic lesions. How- tions were reduced in size. In particular, this was ob-
ever, many of them were already detectable the pri- served for gain of chromosome 1q which resulted in
mary tumour similarly to our findings in primary and the overrepresentation of the centromeric region 1q21–
metastatic SCLC [29]. There are two main conclusions q25 constituting exactly the region putatively harbour-
from this. First, the comparison of tumour subgroups ing a proto-oncogene of relevance in metastasis forma-
seems more appropriate to dissect the genetic alter- tion. In contrast, small interstitial deletions were of-
ations that are responsible for a tumour phenotype than ten extended to the loss of entire chromosome arms or
the comparison of individual tumours since the latter even whole chromosomes which was seen for several
type of analysis is largely biased by the genetic tumour regions, e.g., chromosome 10q [18].
heterogeneity. Second and even more importantly, the The analysis of different types of NSCLC indicated
potential of a tumour for hematogeneous spread can at chromosomal imbalances that were associated with tu-
least partially be deduced by the genetic analysis of a mour differentiation. Adenocarcinomas, for instance,
116 I. Petersen and S. Petersen / Lung cancer classification
Fig. 2. H&E stains of the primary combined SCLC showing of a SCC component (A) and a synchronous metastasis exclusively with the SCLC
phenotype (B). After microdissection the SCC component of the primary tumour (C) and the SCLC metastasis (D) was analysed by CGH showing
a clonal relationship as evidenced by the high number of common changes.
I. Petersen and S. Petersen / Lung cancer classification 117
Table 2
Results of the SSH analysis
Libraries (SCLC, SCC, Adeno) 6
Total number of clones 2471
Already sequenced 1554
Known genes 49% (40–60%)
Expressend sequence tags 39% (24–60%)
Unknown sequences 12% (10–16%)
Analyzed by Northern blot 363
Differentially expressed 73.7% (54–92%)
Table 3
Overexpressed genes identified by SSH
Protein type Protein name
Oncogenes N-myc, c-myb, Ki-ras2, N-ras-related gene unr
Receptor tyrosine kinases Epidermal growth factor receptor EGFR,
homolog to the ERBB2 receptor tyrosine kinase
SH2 -domain proteins Grb7, Grb14
Cell–cell adhesion molecules Intercellular adhesion molecule I ICAM-I
Cytosolic proteins Stathmin Op18, Ran-binding proteins 1 and 5, centrosome-associated kinase BTAK
Growth factors/cytokines Glia maturation factor β GMFB, interleukin 8
Cytoskeletal proteins Zytokeratin K18, actin-bundling protein L-plastin
DNA interaction Topoisomerase 1 and 2α
Regulatory proteins E1A binding protein p300, translation initiation factor INT6, replication factor C
Surface molecules, antigens Epithelial membrane protein 1 EMP1, carcinoembryonic antigen 1 CEA1,
NY-CO-1, NY-CO-25, epithelial glycoprotein EGP
Ca++ -dependent enzymes Calpain, calcyclin-binding protein
Energy metabolism Cytochrome c, cytochrome b, mitochondrial proteins
Table 4
Underexpressed genes identified by SSH
Protein type Protein name
Cell adhesion and communication
Extracellular matrix proteins Laminin α 3a, fibronectin, thrombospondin 1
Cell membrane associated proteins CD44-variant, integrin α6, integrin β1, connexin 26, tissue factor, desmocollin Typ4, fibronectinrecep-
tor, bullous pemphigoid antigen 1, desmoplakin1 and 2, oncostatin M-receptor
Protease inhibitors Cystatin A, maspin, plasminogen-activator-inhibitor 2, VATKI, SSCA1 epidermal differentiation com-
plex, small proline-rich proteins 1 and 3, cornifin B
Ca++ -binding proteins CaN19, MRP-8/calgranulin A, calgranulin B, Ca++ -activated chloride channel protein 2 and 3
(CaCC2,3)
Cytoskeleton protein
Cytokeratins K6A, K6, K15
Others β-γ-non-lens-crystallin AIM1, moesin
ERM-binding phosphoprotein 50
Regulatory proteins
Transcription factors p51B/p73H, CUSP (member of the p53-family)
The known genes belong to very different classes of be soon accessible. Thus our procedure is exemplary
proteins, e.g., being involved in cellular signaling, the for future gene discovery.
cytoskeleton and the interaction with the extracellular Starting from the cDNA fragment of our first library
matrix. Some examples of these genes are listed in Ta- we performed a multi-tissue Northern blotting. Ac-
bles 3 and 4. cording to the expression pattern we ask the Ressource
Center of the German Human Genome Project to pro-
vide a full lenght cDNA clone of the gene by screen-
5.2. Characterization of the human Calcyclin binding
ing one such library of an organ in which the gene is
protein
strongly expressed. In the meantime we ordered the ge-
nomic PAC clone from the Sanger Centre in the UK
We meanwhile fully characterized one gene on chro- which performed the genomic sequencing for FISH ex-
mosome 1q24–q25 [22]. This was greatly facilitated by periments. After confirming and sequencing of the full
the fact that a sequenced genomic clone was available. length cDNA clone is was fairly easy to reveal the ge-
Since the Human Genome Project is finishing its com- nomic structure of the gene by comparing the cDNA
pletion, the entire sequence of the human genome will and the genomic sequence. The gene encodes for the
120 I. Petersen and S. Petersen / Lung cancer classification
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