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The Author
David Bordwell is Professor of Film at the University of Wisconsin at Madison. He is the author of The
Films of Carl-Theodor Dreyer (University of California Press, 1981); of Narration in the Fiction Film
(Methuen, 1987), and, with Kristin Thompson, Film Art: An Introduction (Knopf, 1985).
Janet Staiger is Associate Professor of Film at the University of Texas-Austin. She has published articles
in Cinema Journal, Screen, Wide Angle, Film Reader 4, The Velvet Light Trap and other journals.
Kristin Thompson is Honorary Fellow at the University of Wisconsin at Madison. She has taught Film
studies there and at the University of Iowa. She is the author of Eisenstein’s Ivan the Terrible (Princeton
University Press, 1981), Export Entertainment (British Film Institute, 1985) and numerous articles on film.
THE CLASSICAL HOLLYWOOD
CINEMA
Film Style & Mode of Production to 1960
London
Dedicated to
Acknowledgments xv
Preface xvi
Envoi 627
vii
11.8 A London street set for Dr. Jekyll and Mr. Hyde (1920)
11.9 A December 1922 Photodramatist article
12.1 The Star Theater (Boston, Mass.), 1911
12.2 The Victoria Theater (Lawrence, Mass.), 1911
12.3 The Liberty Theatre, Los Angeles, 1911
12.4 A 1915 Selig advertisement for The Circular Staircase
12.5 The Rights of Man (1915)
12.6 Advertisement for Dante’s Inferno (1911)
12.7 W.Stephen Bush’s 1911 lectures for Faust and Enoch Arden
12.8 Cast list for The Raiders (1913)
12.9 The scene plot for The Raiders
12.1012.12 Pages from The Raiders’ continuity script
12.13 The Bride of Hate (1916)
12.14 The Bride of Hate’s cast list
12.15 An early proposal for music for The Bride of Hate
12.16 Music cues released in the company’s press sheet for exhibitors
12.17 The accounting page for The Bride of Hate
12.18 Poster for The Bride of Hate
12.19 Script page for Framing Framers (1917)
13.1 The Lasky studio in 1918
13.2 A firm’s production chart, 1918
13.3 Art designer’s sketch (1918)
13.4 Models of sets (1918)
13.5 Sketches for scene painters (1918)
13.6 Miniatures (1918)
15.115.2 The Pickpocket (1903)
15.3 The Unwritten Law (c. 1907)
15.4 The Girl in the Armchair (1912)
15.515.6 The Hired Hand (1918)
15.715.9 A Daughter of Dixie (1911)
15.1015.13 A Race With Time (1913)
15.14 Art backgrounds for inter-titles
15.1515.17 The High Cost of Living (1912)
15.1815.22 The Warning (1914)
15.23 A Tale of Two Cities (1911)
16.116.5 Mantrap (1926)
16.616.7 The Sick Kitten (1903?)
16.8 The 100-to-One Shot (1906)
16.1016.11 After One Hundred Years (1911)
16.1216.13 A Tale of Two Cities (1911)
16.1416.16 At Old Fort Dearborn (1912)
16.1716.18 After One Hundred Years (1911)
16.1916.20 Shamus O’Brien (1912)
16.2116.22 The Girl of the Cabaret (1913)
16.2316.24 The Eagle’s Mate (1914)
xi
21.5 D.W.Griffith
21.621.7 Way Down East (1919)
21.8 The Four Horsemen of the Apocalypse (1921)
21.9 La Bohème (1926)
21.10 The camera crew for Sparrows (1926)
21.1121.12 Foolish Wives (1922)
21.13 Sparrows (1926)
21.14 Clarence White’s 1905 landscape photograph, ‘Morning’
21.15 ‘Mrs Eugene Meyer’ by Edward Steichen
21.16 Way Down East (1919)
21.17 Foolish Wives (1922)
21.18 ‘Cigarette Girl—A Poster Design’
22.1 Lighting Warners’ Singing Fool (1928)
23.1 Warners’ Vitaphone Studios, Brooklyn (1926)
23.2 Gentlemen of the Press (1929)
23.323.10 The Lights of New York (1928)
23.1123.12 Downstairs (1932)
23.1323.14 The Show (1927)
23.1523.16 Moby Dick (1930)
23.17 Sunny (1930)
23.18 The crane used to film Broadway (1929)
24.1 A 1912 Reliance advertisement
25.1 Two pages from the script for Juarez (1939)
25.2 Scriptwriters for Juarez
25.3 Max Factor’s new building (1929)
25.4 A 1937 make-up chart at Warner Bros
25.5 An optically printed set (1932)
25.6 A November 1939 American Cinematographer article by Byron Haskin
25.7 Warner Bros’ Scientific Research Department (1929)
25.8 The floor plan of the Casbah set for Algiers (1938)
25.9 Several production stills from publicity about Juarez
25.10 Part of Warner Bros’ 1939 staff of cinematographers
27.1 Casbah (1948)
27.2 The Kid Brother (1927)
27.3 Greed (1924)
27.4 The Show (1927)
27.527.6 So This is Paris (1926)
27.727.8 Seventh Heaven (1927)
27.9 Moby Dick (1930)
27.10 A Midsummer Night’s Dream (1935)
27.11 The Enchanted Cottage (1945)
27.12 Each Dawn I Die (1939)
27.13 Bulldog Drummond (1929)
27.14 A Farewell to Arms (1932)
27.15 Anthony Adverse (1936)
xiv
Hollywood as the dream factory: ‘How can you tell if people would want drugs so much today, if we still
gave them this dream-world on film?’ (Ruth Waterbury). Hollywood as an arm of the culture industry: ‘The
tone adopted by every film is that of the witch handing food to the child she wants to enchant or devour,
while mumbling horribly: “Lovely, lovely soup. How you’re going to enjoy it!”’ (T.W.Adorno). Hollywood
as celluloid imperialism: ‘Hollywood may be physically situated in this country, but it is an international
enterprise.’ (Will H.Hays). Hollywood as escape: ‘All the adventure, all the romance, all the excitement you
lack in your daily life are in— Pictures.’ (Advertisement for a film). Hollywood as nostalgia: ‘Take a good
look, because we’ll never see its like again.’ (That’s Entertainment!). Hollywood as imaginary landscape:
‘Hollywood is a place you can’t geographically define. We don’t really know where it is.’ (John Ford).1
The number of books promulgating all these versions of Hollywood (and more) would fill the library of a
small town in America. Hollywood has been celebrated by cultists and camp followers, castigated by
reformers and social theorists, and boosted by an army of publicists. Anthropologists have treated it as a
tribal village, economists as a company town. The films of Hollywood have been lumped together as
indistinguishable vulgarity, and they have been splintered into a hundred categories: the films of Garbo, of
Goldwyn, of Griffith; the Paramount pretties, automobiles in the cinema, the gangster film, the serial, music
for the movies; direction by Alfred Hitchcock, costumes by Edith Head, cinematography by Gregg Toland,
sets by Van Nest Polglase; silent films, sound films, color films, films noirs.
Yet another treatment of the subject requires some justification. This book is an examination of
Hollywood cinema as a distinct artistic and economic phenomenon. We will look at American studio
filmmaking much as an art historian would trace the stylistic traits and business transactions of Parisian
academic painting in the nineteenth century, or as a historian of music would examine the aesthetic and
economic forces involved in the development of Viennese classicism. We take Hollywood seriously,
treating it as a distinct mode of film practice with its own cinematic style and industrial conditions of
existence.
A mode of film practice is not reducible to an oeuvre (the films of Frank Capra), a genre (the Western),
or an economic category (RKO films). It is an altogether different category, cutting across careers, genres,
and studios. It is, most simply, a context. And we cannot arrive at this context simply by adding up all the
histories of directors, genres, studios, producers, etc.; this would be, as George Kubler suggests, like trying
to determine a country’s network of railroads by studying the itinerary of every traveler.2 Just as the railroad
system is of another logical order than your or my trip on it, so the Hollywood mode of film practice
constitutes an integral system, including persons and groups but also rules, films, machinery, documents,
institutions, work processes, and theoretical concepts. It is this totality that we shall study. And while we
could justify this book as filling in the background for this or that individual’s achievement, our aims go
xvii
further. We hope to show that understanding this mode of film practice is indispensible to a full grasp of the
art and industry of cinema as it has existed in history.
Recent academic film criticism has focused more and more exclusively upon the text. Sophisticated
methodologies drawn from anthropology, semiotics, psychoanalysis, and literary criticism have
dramatically broadened our sense of how a film works. But too often critical analysis has been unable to
specify the historical conditions that have controlled and shaped textual processes.3 On the other hand, the new
generation of film historians, while an exciting development, has generally avoiding confronting the films
themselves.4 Detailed accounts of Hollywood financing, labor, distribution, exhibition, and technology have
not usually sought to link economic factors to stylistic ones. In this book, we show how the concept of a
mode of film practice can historicize textual analysis and connect the history of film style to the history of
the motion picture industry.
The concept of a mode of film practice situates textual processes in their most pertinent and proximate
collective context. This context includes both a historically defined group of films and the material practices
that create and sustain that group. Raymond Williams has posed the problem:5
We have to break from the common procedure of isolating an object and then discovering its
components. On the contrary we have to discover the nature of a practice and then its conditions….
The recognition of the relation of a collective mode and an individual product— and these are the
only categories we can initially presume—is a recognition of related practices. That is to say, the
irreducibly individual projects that particular works are, may come in experience and analysis to show
resemblances which allow us to group them into collective modes. These are by no means always
genres. They may exist as resemblances within and across genres. They may be the practice of a
group in a period, rather than the practice of a phase in a genre. But as we discover the nature of a
particular practice, and the nature of the relation between an individual product and a collective mode,
we find that we are analyzing, as two forms of the same process, both its active composition and its
conditions of composition, and in either direction this is a complex of extending active relationships.
For the Hollywood cinema, the practices of film production constitute a major component of that process of
which Williams speaks. Film production must be understood not simply as a background to individual
achievement but as a crucial ‘condition of composition’ of resemblances among texts. The ways that films are
conceived, planned, and produced leave their marks upon the films— not only directly, in telltale details, but
structurally as well.6 At the same time, stylistic aims have shaped the development of the mode of
production. The relations between film style and mode of production are, we argue, reciprocal and mutually
influencing.
A mode of film practice, then, consists of a set of widely held stylistic norms sustained by and sustaining
an integral mode of film production. Those norms constitute a determinate set of assumptions about how a
movie should behave, about what stories it properly tells and how it should tell them, about the range and
functions of film technique, and about the activities of the spectator. These formal and stylistic norms will
be created, shaped, and supported within a mode of film production—a characteristic ensemble of economic
aims, a specific division of labor, and particular ways of conceiving and executing the work of filmmaking.
Through time, both the norms and the mode of production will change, as will the technology they employ,
but certain fundamental aspects will remain constant. Thus to see Hollywood filmmaking from 1917–60 as
a unified mode of film practice is to argue for a coherent system whereby aesthetic norms and the mode of
film production reinforced one another. This argument is the basis of this book.
xviii
If we have taken the realms of style and production as primary, it is not because we consider the concrete
conditions of reception unimportant. Certainly conditions of consumption form a part of any mode of film
practice. An adequate history of the reception of the classical Hollywood film would have to examine the
changing theater situation, the history of publicity, and the role of social class, aesthetic tradition, and
ideology in constituting the audience. This history, as yet unwritten, would require another book, probably
one as long as this. While we have not treated reception fully, the present book does introduce certain issues
—e.g., the activities which the Hollywood film solicits from the spectator, or the importance of early
advertising in establishing classical canons— which we believe to be necessary to any future study of how
the classical film has been consumed under specific circumstances.
As a historical account, our argument makes use of a great deal of empirical data about filmmaking,
including much information not previously brought to light. But we should stress that the concept of a mode
of film practice is not one that can be retrieved by ‘simply looking’ at films, documents, and machines. For
rhetorical purposes, our argument is cast chronologically, but the idea of a ‘classical Hollywood cinema’ is
ultimately a theoretical construct, and as such it must be judged by criteria of logical rigor and instrumental
value. This book thus stands out not only as a history of the Hollywood cinema but also as an attempt to
articulate a theoretical approach to film history.
There are many ways to organize a study such as this one. It would be possible to trace the history of the
Hollywood cinema three times— once recounting changes in the mode of production, then treating changes
in film style, then tracing technological developments. This we rejected, since the length of the three
sections would be likely to break apart the parallels and causal connections we wished to bring out among
the three realms. And placing one realm, such as the mode of production, first might imply that it had a
monolithic determining status. But another alternative, that of simply limning a chronological account of
American cinema and raising each argument seriatim, was clearly too atomistic. It would not allow us to
treat broad institutional and stylistic patterns in a systematic way. We finally settled upon a format which
permits us to delineate theoretically distinct realms while still weaving our arguments into a fundamentally
chronological pattern. Our seven-part structure is a compromise between the need to analyze several
‘levels’ of historical change (style, economics, technology) and the need to cut ‘vertically’ across those
levels at moments in which significant changes occurred. In this way, we balance localized accounts and
generalized explanation. The book should then be seen as outlining the fundamental principles of historical
stability and change at work in the Hollywood cinema and as displaying those principles in detail in
particular instances.
The result can be sketched out in broad strokes. Part One establishes the stylistic norms fundamental to
Hollywood filmmaking from 1917 to 1960. It is here that the concepts of norm, function, and style are
defined and the ordinary Hollywood film is analyzed.
In Parts Two, Three, and Four, we consider three aspects of pre-1930 Hollywood filmmaking: the
economic, the stylistic, and the technological. Part Two examines the economic aims and principles of the
Hollywood mode of production and traces how that mode created a series of hierarchical, divided work
systems. Part Three shows that while the Hollywood mode of production found its definitive form, the
stylistic norms were also becoming consolidated. Part Four shows how the norms and the mode of
production impell and respond to technological change.
Parts Five and Six deal with developments in the classical Hollywood cinema in the sound era. Part Five
examines the effects of organized labor and large-scale financing upon the mode of production and traces
further changes in production processes during the period. Part Six relates developments in technology to
changes in film style during the same years.
xix
Part Seven suggests the historical influences and the current state of this mode of film practice and
concludes with some consideration of alternative modes.
This book has had its own stylistic norms and its own mode of production. Although parts and chapters
are the work of single authors, we have conceived and executed the book as a unified argument, sharing
common assumptions and terminology. We have not, however, striven for complete homogeneity.
Differences of emphasis, value, argument, and style thus remain to remind the reader that the forms of the
medium and the division of labor leave their marks, for better or worse, upon any cultural artifact.
Part One
Neither normative criticisms nor morphological description alone will ever give us a theory of
style. I do not know if such a theory is necessary; but if we want one we might do worse than
approach artistic solutions in terms of those specifications which are taken for granted in a given
period, and to list systematically, and even, if need be, pedantically, the priorities in the
reconciliation of conflicting demands. Such a procedure will give us a new respect for the
classical but will also open our minds to an appreciation of non-classical solutions representing
entirely fresh discoveries.1
E.H.Gombrich
1
An excessively obvious cinema
We all have a notion of the typical Hollywood film. The very label carries a set of expectations, often
apparently obvious, about cinematic form and style. We can define that idea, test and ground those
expectations, by using the concept of group style.
Historians routinely speak of group style in other arts: classicism or the Baroque in music, Impressionism
or Cubism in painting, Symbolism or Imagism in poetry.1 Cinema has its own group styles; German
Expressionism, Soviet montage cinema, and the French New Wave afford timehonored instances. But to
suggest that Hollywood cinema constitutes a group style seems more risky. In other national schools, a
handful of filmmakers worked within sharply contained historical circumstances for only a few years. But
Hollywood, as an extensive commercial enterprise, included hundreds of filmmakers and thousands of
films, and it has existed for over six decades. If it is a daunting challenge to define a German Expressionist
cinema or a Neorealist one, it might seem impossible to circumscribe a distinctive Hollywood ‘group style.’
The historical arguments for the existence of such style are examined later in this book. At this point, a
prima facie case for a ‘classical Hollywood style’ depends upon critically examining a body of films.
Suppose that between 1917 and 1960 a distinct and homogeneous style has dominated American studio
filmmaking—a style whose principles remain quite constant across decades, genres, studios, and personnel.
My goal here is to identify, at several levels of generality, to what extent Hollywood filmmaking adheres to
integral and limited stylistic conventions.
We could start with a description of the Hollywood style derived from Hollywood’s own discourse, that
enormous body of statements and assumptions to be found in trade journals, technical manuals, memoirs,
and publicity handouts. We would find that the Hollywood cinema sees itself as bound by rules that set
stringent limits on individual innovation; that telling a story is the basic formal concern, which makes the
film studio resemble the monastery’s scriptorium, the site of the transcription and transmission of countless
narratives; that unity is a basic attribute of film form; that the Hollywood film purports to be ‘realistic’ in both
an Aristotelian sense (truth to the probable) and a naturalistic one (truth to historical fact); that the
Hollywood film strives to conceal its artifice through techniques of continuity and ‘invisible’ storytelling;
that the film should be comprehensible and unambiguous; and that it possesses a fundamental emotional
appeal that transcends class and nation. Reiterated tirelessly for at least seventy years, such precepts suggest
that Hollywood practitioners recognized themselves as creating a distinct approach to film form and
technique that we can justly label ‘classical.’
We are not used to calling products of American mass culture ‘classical’ in any sense; the word
apparently comes easier to the French speaker. As early as 1925, a French reviewer described Chaplin’s Pay
Day (1922) as a representative of ‘cinematic classicism,’ and a year later Jean Renoir spoke of Chaplin,
Lubitsch, and Clarence Brown as contributors to a ‘classical cinema’ of the future, one ‘which owes nothing
AN EXCESSIVELY OBVIOUS CINEMA 3
to tricks, where nothing is left to chance, where the smallest detail takes its place of importance in the
overall psychological scheme of the film.’2 It was probably André Bazin who gave the adjective the most
currency; by 1939, Bazin declared, Hollywood filmmaking had acquired ‘all the characteristics of a classical
art.’3 It seems proper to retain the term in English, since the principles which Hollywood claims as its own
rely on notions of decorum, proportion, formal harmony, respect for tradition, mimesis, self-effacing
craftsmanship, and cool control of the perceiver’s response—canons which critics in any medium usually
call ‘classical.’
To stress this collective and conserving aspect of Hollywood filmmaking also affords a useful
counterweight to the individualist emphases of auteur criticism. Bazin criticized his protégés at Cahiers du
cinéma by reminding them that the American cinema could not be reduced to an assembly of variegated
creators, each armed with a personal vision:4
What makes Hollywood so much better than anything else in the world is not only the quality of
certain directors, but also the vitality and, in a certain sense, the excellence of a tradition…. The
American cinema is a classical art, but why not then admire in it what is most admirable, i.e., not only
the talent of this or that filmmaker, but the genius of the system, the richness of its ever-vigorous
tradition, and its fertility when it comes into contact with new elements.
Bazin’s point struck the Cahiers writers most forcefully only after his death, partly because the decline of
the studio system faced them with mediocre works by such venerated filmmakers as Mann, Ray, and Cukor.
‘We said,’ remarked Truffaut bitterly, ‘that the American cinema pleases us, and its filmmakers are slaves;
what if they were freed? And from the moment that they were freed, they made shitty films.’5 Pierre Kast
agreed: ‘Better a good cinéma de salarie than a bad cinéma d’auteur.’6 It is the cinéma de salarie, at least in
its enduring aspects, that represents Hollywood’s classicism.
All of which is not to say that Hollywood’s classicism does not have disparate, even ‘nonclassical’
sources. Certainly the Hollywood style seeks effects that owe a good deal to, say, romantic music or
nineteenth-century melodrama. Nor do Hollywood’s own assumptions exhaustively account for its practice;
the institution’s discourse should not set our agenda for analysis. The point is simply that Hollywood films
constitute a fairly coherent aesthetic tradition which sustains individual creation. For the purposes of this
book, the label ‘classicism’ serves well because it swiftly conveys distinct aesthetic qualities (elegance,
unity, rule-governed craftsmanship) and historical functions (Hollywood’s role as the world’s mainstream
film style). Before there are auteurs, there are constraints; before there are deviations, there are norms.
In the final analysis, we loved the American cinema because the films all resembled each other.
François Truffaut7
The first, and crucial, step is to assume that classical filmmaking constitutes an aesthetic system that can
characterize salient features of the individual work. The system cannot determine every minute detail of the
work, but it isolates preferred practices and sets limits upon invention. The problem is, in other words, that
of defining what Jan Mukařovský has called aesthetic norms.
When we think of a norm, especially in a legal sense, we tend to think of a codified and inflexible rule.
While Mukařovský recognized that the aesthetic norms of a period are often felt by artists as constraints
upon their freedom, he stressed the norms’ comparative flexibility. He argued that the aesthetic norm is
4 THE CLASSICAL HOLLYWOOD STYLE, 1917–60
characterized by its non-practical nature; the only goal of the aesthetic norm is to permit art works to come
into existence. This has important consequences: disobeying the aesthetic norm is not necessarily a negative
act (may, indeed, be quite productive); and aesthetic norms can change rapidly and considerably.
Mukařovský goes on to inventory several different kinds of norms, all of which intertwine within the art
work. There are norms deriving from the materials of the art work. Poetry, for instance, takes language as
its material, but language does not come raw to the task; it brings alongs norms of everyday usage.
Secondly, there are technical norms, basic craft practices such as metrical schemes and genre conventions.
Thirdly, there are practical, or sociopolitical norms; e.g., a character’s ethical values represented in the
work. Finally, Mukařovský speaks of aesthetic norms as such, which seem to be the basic principles of
artistic construction that form the work. These would include concepts of unity, decorum, novelty, and the
like.8
Mukařovský’s work helps us move toward denning the Hollywood cinema as an aesthetic system. Plainly,
the Hollywood style has functioned historically as a set of norms. It might seem rash to claim that
Hollywood’s norms have not drastically changed since around 1920, but Mukařovský points out that
periods of ‘classicism’ tend toward harmony and stability. Moreover, the idea of multiple norms impinging
upon the same work helps us see that it is unlikely that any Hollywood film will perfectly embody all
norms: ‘The interrelations among all these norms, which function as instruments for artistic devices, are too
complex, too differentiated, and too unstable for the positive value of the work to be able to appear as virtually
identical with the perfect fulfillment of all norms obtaining within it.’9 No Hollywood film is the classical
system; each is an ‘unstable equilibrium’ of classical norms.
Mukařovský’s work also enables us to anticipate the particular norms which we will encounter. Evidently,
classical cinema draws upon practical or ethico-socio-political norms; I shall mention these only when the
particular ways of appropriating such norms are characteristic of the classical style. For example,
heterosexual romance is one value in American society, but that value takes on an aesthetic function in the
classical cinema (as, say, the typical motivation for the principal line of action). Material norms are also
present in the cinema; when we speak of the ‘theatrical’ space of early films or of the Renaissance
representation of the body as important for classical cinema, we are assuming that cinema has absorbed
certain material norms from other media. Similarly, I will spend considerable time examining the technical
norms of classical filmmaking, since to a large extent these pervasive and persistent conventions of form,
technique, and genre constitute the Hollywood tradition. But in order to understand the underlying logic of
the classical mode, we must also study how that mode deploys fundamental aesthetic norms. How,
specifically, does Hollywood use such principles as unity and aesthetic function? As all these points
indicate, the chief virtue of Mukařovský’s work is to enable us to think of a group film style not as a
monolith but as a complex system of specific forces in dynamic interaction.
My emphasis on norms should not be taken to imply an iron-clad technical formula imposed upon
filmmakers. Any group style offers a range of alternatives. Classical filmmaking is not, strictly speaking,
formulaic; there is always another way to do something. You can light a scene high- or low-key, you can
pan or track, you can cut rapidly or seldom. A group style thus establishes what semiologists call a
paradigm, a set of elements which can, according to rules, substitute for one another. Thinking of the
classical style as a paradigm helps us retain a sense of the choices open to filmmakers within the tradition.
At the same time, the style remains a unified system because the paradigm offers bounded alternatives. If
you are a classical filmmaker, you cannot light a scene in such a way as to obscure the locale entirely (cf.
Godard in Le gai savoir); you cannot pan or track without some narrative or generic motivation; you cannot
make every shot one second long (cf. avant-garde works). Both the alternatives and the limitations of the
style remain clear if we think of the paradigm as creating functional equivalents: a cut-in may replace a
AN EXCESSIVELY OBVIOUS CINEMA 5
track-in, or color may replace lighting as a way to demarcate volumes, because each device fulfills the same
role. Basic principles govern not only the elements in the paradigm but also the ways in which the elements
may function.
Our account of this paradigm must also recognize how redundant it is. Not only are individual devices
equivalent, but they often appear together. For instance, there are several cues for a flashback in a classical
Hollywood film: pensive character attitude, close-up of face, slow dissolve, voice-over narration, sonic
‘flashback,’ music. In any given case, several of these will be used together. In another mode of film
practice, such as that of the European ‘art cinema’ of the 1960s, the same general paradigm governs a
movement into flashback, but the conventional cues are not so redundant (e.g., pensive close-up but with no
music or dissolve). The classical paradigm thus often lets the filmmaker choose how to be redundant, but
seldom how redundant to be.
One more conception of Hollywood cinema as a unified system plays a part in understanding the
classical style. This book will also refer to a ‘standardized’ film style. In general, this suggests only
adherence to norms. But the term also implies that Hollywood cinema has been made stringently uniform by
its dependence upon a specific economic mode of film production and consumption. Calling the Hollywood
style ‘standardized’ often implies that norms have become recipes, routinely repeating a stereotyped
product.
Yet the avant-garde has no monopoly on quality, and violating a norm is not the only way to achieve
aesthetic value. I assume that in any art, even those operating within a mass-production system, the art work
can achieve value by modifying or skillfully obeying the premises of a dominant style.
Levels of generality
If the classical style is a set of norms, we need a way to distinguish greater and lesser degrees of abstraction
in that set. A match-on-action cut is a classical convention; so is the principle of spatial continuity. But the
first convention is a particular application of the second. Broadly speaking, we can analyze the classical
Hollywood style at three levels.
1 Devices. Many isolated technical elements are characteristic of classical Hollywood cinema: three-
point lighting, continuity editing, ‘movie music,’ centered framings, dissolves, etc. Such devices are
often what we think of as the ‘Hollywood style’ itself. Yet we cannot stop with simply inventorying
these devices.
2 Systems. As members of a paradigm, technical devices achieve significance only when we understand
their functions. A dissolve between scenes can convey the passage of time; but so can a cut. To say that
the classical Hollywood style ceased to exist when most scenes were linked by cuts is to presume that a
style is only the sum of its devices. A style consists not only of recurrent elements but of a set of
functions and relations defined for them. These functions and relations are established by a system. For
example, one cinematic system involves the construction of represented space. In classical filmmaking,
lighting, sound, image composition, and editing all take as one task the articulation of space according
to specific principles. It is this systematic quality that makes it possible for one device to do duty for
another, or to repeat information conveyed by another. Thus employing a cut to link scenes conforms to
one function defined by classical premises; within this paradigm, there must be some cue for a time
lapse between scenes, and a cut may do duty for a dissolve (or a swish-pan, or a shot of a clock’s
moving hands). The systematic quality of film style also sets limits upon the paradigm; in representing
6 THE CLASSICAL HOLLYWOOD STYLE, 1917–60
space, for instance, ambiguous camera positions and discontinuous cutting are unlikely to occur
because they violate certain principles of the system.
In this book, we shall assume that any fictional narrative film possesses three systems:
A system of narrative logic, which depends upon story events and causal relations and parallelisms
among them;
A system of cinematic time; and
A system of cinematic space.
A given device may work within any or all of these systems, depending on the functions that the
system assigns to the device.10
3 Relations of systems. If systems are relations among elements, the total style can be defined as the
relation of those systems to each other. Narrative logic, time, and space interact with one another. Does
one of them subordinate the others? Do all three operate independently? How are the principles of one
justified or challenged by another? In the Hollywood style, the systems do not play equal roles: space
and time are almost invariably made vehicles for narrative causality. Moreover, specific principles
govern that process. At this level, even irregularities in the various systems can be seen as purposeful.
For instance, if we do find a passage of discontinuous cutting, we can ask whether it is still serving a
narrative function (e.g., to convey a sudden, shocking event). In such a case, the relation among
systems would remain consistent even if the individual device or system varied from normal usage.
We can, then, characterize the classical Hollywood style by its stylistic elements, by its stylistic systems,
and, most abstractly, by the relations it sets up among those systems. No single level of description will
work. It is too narrow to define classical norms by devices, and it is unwarrantably broad to define them
solely by relations among systems. (The domination of narrative logic over cinematic time and space is
common to many styles.) Hence the importance of the second level, the stylistic systems. The categories of
causality, time, and space enable us both to place individual devices within functional contexts and to see
the classical style as a dynamic interplay of several principles. Finally, no categorical explanation of one
level can wholly swallow up another. The systematic principle of depicting space unambiguously does not
logically entail the use of three-point lighting. Those specific devices are the products of diverse historical
processes; other elements might do as well. The specificity of the classical style depends upon all three
levels of generality.
My account here will construct the classical stylistic paradigm across several decades, emphasizing the
continuity at the second and third levels. But by stressing continuity of function I do not imply that the
systems’ paradigmatic range did not change somewhat. For example, before the mid-1920s, the use of high
and low angles was severely codified: for long-shots (especially of landscapes), for optical point-of-view, or
for shot/reverse-shot patterns when one person is higher than other. (In shot/ reverse-shot editing, an image
of one element in the scene, typically a person talking, is followed by a shot of another element which is
spatially opposite the first, typically, a person listening. Chapter 5 furnishes a more systematic explanation.
See the examples in figs 16.65 and 16.66 in Chapter 16.) A medium-shot of an object or a human figure
would seldom be framed from a sharp high- or low-angle. Yet in the late 1920s, Hollywood’s spatial
paradigm widened a bit, probably as a result of the influence of certain German films. Examples can be
found in Bulldog Drummond (1929) and *The Show (1927), which dramatically use high and low angles
(see figs 1.1 and 1.2). With the coming of sound, an occasional odd angle could compensate for what was
felt to be an excessively ‘theatrical’ scene (see fig 1.3). Throughout the 1930s and 1940s, steep angles took
their place as common functional equivalents for normal framings in many situations. Across history, the
AN EXCESSIVELY OBVIOUS CINEMA 7
paradigm develops chiefly through changes in the first level of analysis—that of devices. This process will
be examined in detail in Parts Three, Four, and Six.
goes on to show that the schemata and the purpose function for the viewer as well. The artist’s training is
paralleled by the spectator’s prior experience of the visual world and, especially, of other art works. The
painter’s traditional schemata constitute the basis of the viewer’s expectations or mental set: ‘A style, like a
culture or climate of opinion, sets up a horizon of expectation, a mental set, which registers deviations and
modifications with exaggerated sensitivity.’16 For Gombrich, this mental set is defined in terms of
probabilities: certain schemata are more likely to fit the data than others.
By pairing concepts like schemata and mental set, we can spell out the ways in which the classical film
solicits the spectator. For instance, one well-known schema of Hollywood film editing is the shot/reverse-
shot pattern. The filmmaker has this ready to hand for representing any two figures, groups, or objects
within the same place. This schema can be fitted to many situations, whatever the differences of figure
placement, camera height, lighting, or focus; whether the image is in widescreen ratio or not; whether the
figures are facing one another or not; etc. Because of the tradition behind the schema, the viewer in turn
expects to see the shot/reverse-shot figure, especially if the first shot of the combination appears. If the next
shot does not obey the schema, the spectator then applies another, less probable, schema to the second shot.
The spectator of the classical film thus riffles through the alternatives normalized by the style, from most to
least likely. Through schemata, the style’s norms not only impose their logic upon the material but also
elicit particular activities from the viewer. The result is that in describing the classical system we are
describing a set of operations that the viewer is expected to perform.
To stress the tasks which the film allots to the spectator allows us to abandon certain illusions of our
own. We no longer need subscribe to copytheories of cinema, whereby a certain style simply replicates the
real world or normal acts of perception; schemata, tied to historically defined purposes, always intervene to
guide us in grasping the film. Nor need we imagine a Svengali cinema holding its audience in thrall. The
classical schemata have created a mental set that still must be activated by and tested against any given
film. Of course, the classical style defines certain spectatorial activities as salient, and the historical
dominance of that style has so accustomed us to those activities that audiences may find other schemata
more burdensome. Yet this dynamic concept of the viewer’s role allows us to explain the very processes that
seem so excessively obvious; as we shall see, even the spectator’s rapt absorption results from a hypothesis-
checking that requires the viewer to meet the film halfway. We can also envision alternative viewing
practices, other activities that the spectator might be asked to perform. The chapters that follow, then,
suggest at several points how the norms of the classical Hollywood style encourage specific activities on the
part of the spectator.
Style in history
If you’re not working for Brezhnev Studio-Mosfilm, you are working for Nixon-Paramount. …
You forget that this same master has been ordering the same film for fifty years.
Wind from the East
To construct the classical Hollywood style as a coherent system, we also need to account for the style’s
historical dimension. In one sense, this entire book tries to do that, by examining the Hollywood mode of
production, the consolidation of the style in a specific period, and the changes that the style undergoes in
subsequent years. At this point, I must indicate that my overall description of the classical style applies to a
set of films across an extensive period. What historical assumptions underlie such a broadly based analysis?
The three levels of generality indicate some of those assumptions. My enterprise assumes a historical
continuity at the two most abstract levels of style (systems and relations among systems); it assumes that the
AN EXCESSIVELY OBVIOUS CINEMA 9
most distinct changes take place at the level of stylistic devices. For example, through its history Hollywood
cinema seeks to represent events in a temporally continuous fashion; moreover, narrative logic has generally
worked to motivate this temporal continuity. What changes through history are the various devices for
representing temporal continuity such as inter-titles, cuts, irises, dissolves, whip-pans, and wipes.
By stressing the enduring principles of the classical style, we lose some specific detail. In this part, I shall
not reconstruct the choices available to filmmakers at any given moment. If I say that a scene can begin by
drawing back from a significant figure or object, that suggests that an iris, a cut, and a camera movement
are all paradigmatic alternatives. But in 1917, the most probable choice would have been the iris; in 1925,
the cut; in 1935, the camera movement. In discussing the general principles of classical style, I shall often
project the historically variable devices on to the same plane to show their functional equivalence. This
bird’s-eye view enables us to map the basic and persistent features of the style in history. The more minute
history of the devices themselves forms the bulk of Parts Three, Four, and Six.
Historical analysis demands a concept of periodization. Since we are concerned here with a stylistic
history, we cannot presuppose that the periods used to write political or social history will demarcate the
history of an art. That is, there is no immediate compulsion to define a ‘cinema of the 1930s’ as drastically
different from that of ‘the 1940s,’ or to distinguish pre-World War II Hollywood style from postwar
Hollywood style. What, then, will constitute our grounds for periodization? Norms, yes; but also the film
industry, the most proximate and pertinent institution for creating, regulating, and maintaining those norms.
This is not to say that film style and mode of production march across decades in perfect synchronization.
Parts Two and Five will provide a periodization for the Hollywood mode of production that while
congruent in some respects, cannot be simply superimposed upon stylistic history. Nevertheless, we have
chosen to frame our study within the years 1917– 60.
The earlier date is easier to justify. Stylistically, from 1917 on, the classical model became dominant, in
the sense that most American fiction films since that moment employed fundamentally similar narrative,
temporal, and spatial systems. At the same time, the studio mode of production had become organized:
detailed division of labor, the continuity script, and a hierarchical managerial system became the principal
filmmaking procedures. Parts Two and Three detail how style and industry came to be so closely
synchronized by 1917. But why halt an analysis of the classical Hollywood cinema in 1960?
The date triggers suspicion. Stylistically, there is no question that ‘classical’ films are still being made, as
Part Seven will show. Variants of the Hollywood mode of production continue as well. There are thus
compelling reasons to claim that 1960 is a premature cutoff point. On the other hand, some critics may
assert that this ‘classical’ period is far too roomy; one can see any period after 1929 as the ‘breakdown’ of
the Hollywood cinema (the tensions of the Depression, the anguish of war and Cold War, and the
competitive challenge of television).
The year 1960 was chosen for reasons of history and of convenience. In the film industry, it was widely
believed that at the end of the decade Hollywood had reached the end of its mature existence. This Was
Hollywood, the title of a 1960 book by publicist Beth Day, summarizes many reasons for considering the
year as a turning point. Most production firms had converted their energies to television, the dominant
massentertainment form since the mid-1950s; many had reduced their holdings in studio real estate; stars
had become free agents; most producers had become independent; the B-film was virtually dead.17 To
Day’s account we can add other signs of change. By 1960, a certain technological state of the art had been
reached: high-definition color films, wide formats, and high-fidelity magnetic sound had set the standard of
quality that continues today. Moreover, other styles began to challenge the dominance of classicism. The
international art cinema, spearheaded by Ingmar Bergman, Akira Kurosawa, certain Italian directors, and
the French New Wave, offered a more influential and widely disseminated alternative to Hollywood than
10 THE CLASSICAL HOLLYWOOD STYLE, 1917–60
had ever existed before. Not that Hollywood was significantly shaken (Part Seven tries to show why), but
the force of the classical norm was reduced somewhat. Despite these reasons, it remains somewhat arbitrary
to see 1960 as closing the classical period. We have chosen it partly because it makes our research
somewhat manageable while still conveying the powerful spread of the classical cinema’s authority.