Hycner 1985
Hycner 1985
Hycner 1985
RICHARD H. HYCNER
355 S. Nardo Ave, Solana Beach, CA 92075, USA
Summary
Part I
In t r o d u c tio n
Keen is completely right. What is being presented here is but one pos-
sible manner of phenomenologically analyzing data. It is presented
more as an attempt to sensitize the researcher to a number of issues
that need to be addressed in analyzing interview data rather than as a
" c o o k b o o k " procedure. Giorgi (1971) strongly emphasizes that any
research m e t h o d must arise out of trying to be responsive to the phe-
nomenon. No method (including this one) can be arbitrarily imposed
on a phenomenon since that would do a great injustice to the integrity
of that phenomenon. On the other hand, there are many researchers
who simply have not had enough philosophical background to begin
to even know what "being true to the p h e n o m e n o n " means in relation
to concrete research methods The following guidelines have arisen out
of a number of years of teaching phenomenological research classes to
graduate psychology students and trying to be true to the phenomenon
of interview data while also providing concrete guidelines.
T a b l e 1. U n i t s of general m e a n i n g .
of j u s t k i n d of staring at h e r a n d t h e
I ' m l o o k i n g at y o u - r a n d so we j u s t B o t h j u s t sat t h e r e
II. Realization
A. A sudden realization (~2) [Almost like it breaks in].
B. Realized how tremendous it was (through her question). (~5)
C. A lot was going on and he didn't realize what was going on (#13, 14).
[rhythm of awareness].
V. In terpersonal dimension
A. Was looking at Mary in a way he had never looked at anyone in his whole
life (~ 1,3).
B. Her question elicited the realization of how tremendous it was (~5).
C. He just said " I ' m looking at y o u . " (~6).
D. Both just sat there (]~7).
In Table 3, all the units of relevant meaning have been clustered to-
gether. The procedure utilized was that the researcher went back to
Table 2 (as well as having a sense of the entire interview segment) and
interrogated each individual meaning to determine its "essence". For
example, the "essence" of the unit of relevant meaning # 1 (Table 2)
was the "looking at Mary." In interrogating unit #2, there was some
question as to whether it was an essential part of the "looking at Mary"
cluster. In reviewing the context, it appeared to be a separate cluster
discrete from the "looking." At this stage, the essence seemed to have
more to do with the "knowing" or realization that occurred. In exam-
ining unit #3, the essence seemed to be the unusualness of the looking.
This unit begins to connect with unit ~ 1 around the cluster of "looking
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II. Realization
V. Interpersonal dimension
focusing perhaps especially on those issues that were not covered in the
first one.
There is an issue of a judgment call in this procedure too. In some
rare and unusual circumstances, and perhaps dealing especially with
certain populations, for example, with an individual diagnosed as
paranoid schizophrenic or as a borderline personality, the individual
might " d e n y " what appears to be manifestly in the content of the
interview (Cahalan, 1978; Quatrano, 1980). In such extreme cases the
interviewer must utilize his/her "clinical" judgment to decide whether
to ultimately agree with the participant. On the other hand the very
fact of tile "denial" becomes important information since that is the
way the participant presently perceives the situation. Such new infor-
m a t i o n would need to be included in the research. In these unusual
cases, a dissertation committee or an outside panel should be the
final judge of whether to include the initial data which the participant
later disowns. (It should always be remembered that according to
standard guidelines for the protection of human subjects in psychology,
that a participant always has the right to withdraw at any stage from a
research project.)
12.Modifying themes and summary. With the new data from the
second interview, procedures one through ten would again be utilized.
When this is done, the researcher would need to look at all the data
as a whole and modify or add themes as necessary. Also, if significant
new information has been elicited, the individual summary would
need to be modified or rewritten accordingly.
13. Identifying general and unique themes for all the interviews. Once
all the above steps have been repeated with each individual interview,
the researcher can then begin to look for the themes c o m m o n to most
or all of the interviews as well as the individual variations. This pro-
cedure requires the phenomenological viewpoint of eliciting essences
as well as the acknowledgment of existential individual differences.
The first step is to note if there are themes c o m m o n to all or most
of the interviews. If there are, then these themes from the individual
interviews can be clustered together as indicating a general theme that
emerged in most or all of the interviews. At this point the researcher
must be careful that s/he does not arbitrarily cluster themes together
when in fact there are significant differences.
The second step is to note when there are themes that are unique to
a single interview or a minority of the interviews. These individual
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"Being taken". One of the most striking findings is that all of the participants in
this study spoke of how the experience happened to them. They are reported that
while engaged in ordinary activities, they were somehow "taken" out of their
everyday world and thrust into a different world. The contrast between their or-
dinary experience the person feels in control of what s]he perceives and does. In
the experience of wonder, the respondents consistently mentioned that they were
taken out of their ordinary experience. It was not something that they chose to do.
It was something that happened to them. It is as if the object of wonder seemed to
have a power of its own over the person. It is not absolutely clear in the descrip-
tions whether the person could have resisted this "call." As one person described
it: "My own experience was so compelling." At least with the persons spoken to,
there was no thought of resistance. Rather than a thoughtful response, there seems
to have been an entire bodily response to the "call." The person is more "passive"
and receptive. S/he allows the experience to take its own course aside from any in-
tention or control on his/her part. One respondent summarized this feeling as fol-
lows:
And I'm not as much in control as I thought I was. There are other things
happening that I can't say that I did it but rather that it happened to me.
That's scary in some ways but its kind of neat in others.
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Part II
nologist would like to even think s/he is being more inclusive and there-
fore even more objective than just experimental research. The whole
meaning of "being objective" is quite different here. Objectivity in this
approach means trying to be as comprehensive as possible in responding
to the whole phenomenon (Sardello, 1 9 7 1 ) a n d utilizing a method or
methods which will be as "faithful" (Giorgi, 1 9 7 1 ) t o the phenomenon
as possible.
Another way of responding to such criticism is to utilize some of the
orientation of natural science "objectivity" by building in some forms
of traditional "objectivity"; that is, to train and utilize independent
interviewers, and independent evaluators of the explication of data.
This, in a traditional sense, controls for some of the "subjectivity"
of the individual researcher. However, given the approach of phenom-
enological research, there is no way to eliminate the "subjectivity" of
research. In fact, the phenomenologist believes that it is the very
nature of such "subjectivity" which allows for greater "objectivity,"
that is, an approach that is most comprehensive and faithful to the
phenomenon.
It seems to me that the phenomenological orientation does not ex-
clude using experimental techniques (Price and Barrel, 1980). However,
these would always have to be grounded in a more comprehensive
phenomenological, and therefore a more comprehensive and "ob-
jective" viewpoint.
NOTES
1. I have initially used the term "analysis" here though it has some dangerous
implications. The term usually means a "breaking into parts" and therefore
often means a loss of the whole phenomenon. Giorgi avoids this danger by
using the term "explicitation", which means an investigation of the consti-
tuents of a phenomenon while always keeping the context of the whole. I
have decided not to use this term initially because of the lack of familiarity of
most readers with it. Also, there is a tradition of using the phrase "phenome-
nological analysis" in such writers as Binswanger, Boss and May, where an
analysis of the constituents of the phenomenon does not detract from the
whole phenomenon. Later in the article I will use the terms interchangeably.
2. A word of caution is needed here to note that perhaps the terminology "phe-
nomenological reduction" coined by Hussefl is unfortunate. The term and ap-
proach has nothing to do with reductionistic tendencies in some natural science
methods, that is, a tendency to do a great injustice to human phenomena by
over-analyzing them, removing them from their lived context, and reducing
them to simple cause and effect components. The utilization of the phenome-
nological reduction is to bring about quite the opposite result, to be as true to
the phenomenon as possible, without any premature imposition of theoretical
constraints.
3. It should be noted that this section and the following one, in particular, are
heavily dependent on the pioneering work of Giorgi (1975, pp. 74, 87-91)
and Colaizzi (1978, pp. 59-61). However, it should also be mentioned that
there are some significant differences in terminology and specificity of method
which could cause confusion.
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Giorgi's first step is to delineate what he calls "natural units" (1975, p. 87)
or constitutients (1975, p. 74), that is "...differentiating a part in such a way
that it is mindful of the whole...". Such a natural unit seems to usually include
a whole series of sentences or statements. Colaizzi on the other hand, refers to
"extracting significant statements" (1978, p. 54). This specific approach seems
to move much more wuickly beyond the literal meaning given by the partici-
pant. The approach utilized in this presentation of method is one which tries
at first to stay quite true to the literal statements and meanings given by the
participant. Only later does it move in a more thematic direction. For a more
general thematic approach cf. Rogers (1961, pp. 128-129).
4. This is especially an attempt to respond to experimentally-oriented researchers
who are concerned about the "subjective influence" of the researcher in this
type of research. I am under no illusion that this will satisfy these concerns,
but it seems to be a movement in the right direction in order to have a fruitful
dialogue.
5. For the general procedure of eliciting essences, see Spiegelberg (1976, pp.
658-701).
6. It is possible that with a great deal of training and experience, the researcher
might be able to bypass procedures ~8 and ~9, and proceed directly to the
gestalt of the interview segment in order to determine the central themes
which communicates the essence of that segment of the interview. This would
more closely correspond to the work of Colaizzi (1978), Giorgi (1975), and
Stevick (1971). However, for the initiate, it is recommended that all the steps
be followed for the sake of vigor.
7. This section has been very heavily influenced by Maslow's work (1968, pp.
7 4 - 9 6 ) , and Giorgi's concept of explicitation (1971, pp. 2 1 - 2 2 ) .
8. Several of these issues have been raised by Polkinghorne (!978).
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