370 Judgment
370 Judgment
370 Judgment
CASE DETAILS
IN RE: ARTICLE 370 OF THE CONSTITUTION
(Writ Petition (Civil) No. 1099 of 2019)
DECEMBER 11, 2023
[DR. DHANANJAYA Y CHANDRACHUD, CJI,
SANJAY KISHAN KAUL, SANJIV KHANNA,
B. R. GAVAI AND SURYA KANT, JJ.]
HEADNOTES
Issues for consideration: Article 370 of the Constitution of India
incorporated special arrangements for the governance of the State of Jammu
and Kashmir. The President issued Constitutional Orders 272 and 273 during
the subsistence of a Proclamation under Article 356(1)(b) which orders had
the effect of applying the entire Constitution of India to the State of Jammu
and Kashmir and abrogating Article 370. Contemporaneously, the Parliament
enacted the Jammu and Kashmir Reorganisation Act 2019 which bifurcated
the State into two Union territories, namely, the Union Territory of Jammu
and Kashmir and the Union Territory of Ladakh. The petitioners challenged
the constitutionality of these actions. CO 272 was issued under Article
370(1)(d) and sought to amend clause (3) of Article 370. The petitioners
challenged CO 272 as being ultra vires Article 370(1)(d) on the grounds
that: a. It modified Article 370, which could only be done on exercise of
power under Article 370(3); and b. Only the State Government may accord
“concurrence” to the President under the second proviso to Article 370(1)(d).
Further, the exercise of power under Article 370(3) in issuing CO 273 was
challenged. The questions for determination were:
a. Whether the provisions of Article 370 of the Constitution were
temporary in nature or whether they acquired a status of permanence in
the Constitution;
b. Whether the amendment to Article 367 of the Constitution in exercise
of the power under Article 370(1)(d) so as to substitute the reference to the
“Constituent Assembly of the State referred to in clause (3) of Article 370
by the words “Legislative Assembly of the State” was constitutionally valid;
Ed. Note: Hon’ble Dr. Dhananjaya Y Chandrachud, CJI pronounced the judgment of the
Bench comprising His Lordship, Hon’ble Mr. Justice B R Gavai and Hon’ble Mr Justice
Surya Kant, while Hon’ble Mr Justice Sanjay Kishan Kaul and Hon’ble Mr Justice Sanjiv
Khanna pronounced their separate judgments.
1
2 SUPREME COURT REPORTS [2023] 16 S.C.R.
c. Whether the entire Constitution of India could have been applied to the
State of Jammu and Kashmir in exercise of the power under Article 370(1)(d);
d. Whether the abrogation of Article 370 by the President in exercise
of the power under Article 370(3) was constitutionally invalid in the absence
of a recommendation of the Constituent Assembly of the State of Jammu
and Kashmir as mandated by the proviso to clause (3);
e. Whether the proclamation of the Governor dated 20 June 2018 in
exercise of power conferred by Section 92 of the Constitution of Jammu
and Kashmir and the subsequent exercise of power on 21 November 2018,
under Section 53(2) of the Constitution of Jammu and Kashmir to dissolve
the Legislative Assembly were constitutionally valid;
f. Whether the Proclamation which was issued by the President under
Article 356 of the Constitution on 19 December 2018 and the subsequent
extensions were constitutionally valid;
g. Whether the Jammu and Kashmir Reorganisation Act 2019 by which
the State of Jammu and Kashmir was bifurcated into two Union Territories
(Union Territory of Jammu and Kashmir and Union Territory of Ladakh)
was constitutionally valid bearing in mind: (i) The first proviso to Article 3
which requires that a Bill affecting the area, boundaries or name of a State
has to be referred to the legislature of the State for its views; and (ii.) The
second proviso to Article 3 which requires the consent of the State legislature
for increasing or diminishing the area of the State of Jammu and Kashmir
or altering the name of boundary of the State before the introduction of the
Bill in Parliament;
h. Whether during the tenure of a Proclamation under Article 356,
and when the Legislative Assembly of the State is either dissolved or is
in suspended animation the status of the State of Jammu and Kashmir as
a State under Article 1(3)(a) of the Constitution and its conversion into a
Union Territory under Article 1(3)(b) constitutes a valid exercise of power.
Federalism – Asymmetric federalism – Constitutional integration
of Indian States – Accession of Jammu and Kashmir – Article 370 of
the Constitution of India incorporated special arrangements for the
governance of the State of Jammu and Kashmir – Whether the State of
Jammu and Kashmir possessed sovereignty – Meaning of sovereignty.
IN RE: ARTICLE 370 OF THE CONSTITUTION 3
Held (per Dr. D.Y. Chandrachud, CJI) (for himself, B.R. Gavai
and Surya Kant, JJ.): The State of Jammu and Kashmir does not retain any
element of sovereignty after the execution of the Instrument of Accession
(IoA) and the issuance of the Proclamation dated 25 November 1949 by
which the Constitution of India was adopted – The State of Jammu and
Kashmir does not have ‘internal sovereignty’ which is distinguishable from
the powers and privileges enjoyed by other States in the country – Article
370 was a feature of asymmetric federalism and not sovereignty. [Para 514]
– Held (per Sanjay Kishan Kaul, J.): In light of the Supreme Court’s prior
finding in Prem Nath Kaul case, the State of Jammu and Kashmir retained
an element of internal sovereignty despite Maharaja Hari Singh signing
the IoA with the Dominion – Art.370 of the Constitution recognized this
internal sovereignty by recognizing the Constituent Assembly of the State.
[Para 112] – Held (per Sanjiv Khanna, J.): The abrogation of Article
370 does not negate the federal structure, as the citizens living in Jammu
and Kashmir do and will enjoy same status and rights as given to citizens
residing in other parts of the country. [Para 2]
Constitution of India – Art. 356 – Constitution of Jammu and
Kashmir – s.92 – Proclamations issued under Article 356 of the
Constitution of India and s.92 of the Constitution of Jammu and
Kashmir – Constitutional validity of.
Held (per Dr. D.Y. Chandrachud, CJI) (for himself, B.R. Gavai
and Surya Kant, JJ.): The petitioners did not challenge the issuance of the
Proclamations under Section 92 of the Jammu and Kashmir Constitution
and Article 356 of the Indian Constitution until the special status of Jammu
and Kashmir was abrogated – The challenge to the Proclamations does not
merit adjudication because the principal challenge is to the actions which
were taken after the Proclamation was issued. [Para 514]
Constitution of India – Art. 356 – Presidential Proclamation
– Exercise of power by President or Parliament under Article 356 –
Limitations on, if any – Standard to assess actions taken under Article
356 after issuance of Proclamation.
Held (per Dr. D.Y. Chandrachud, CJI) (for himself, B.R. Gavai
and Surya Kant, JJ.): The exercise of power by the President after the
Proclamation under Article 356 is issued is subject to judicial review – The
4 SUPREME COURT REPORTS [2023] 16 S.C.R.
exercise of power by the President must have a reasonable nexus with the
object of the Proclamation – The person challenging the exercise of power
must prima facie establish that it is a mala fide or extraneous exercise of
power – Once a prima facie case is made, the onus shifts to the Union to
justify the exercise of such power – The power of Parliament under Article
356(1)(b) to exercise the powers of the Legislature of the State cannot be
restricted to law-making power thereby excluding non-law making power
of the Legislature of the State – Such an interpretation would amount
to reading in a limitation into the provision contrary to the text of the
Article. [Para 514] – Held (per Sanjay Kishan Kaul, J.) (Concurring
with Dr. D.Y. Chandrachud, CJI): President’s rule can be imposed after
the dissolution of the State Assembly since the Presidential emergency
was predicated on the failure of the constitutional machinery, which took
place prior to the Governor’s rule and the dissolution of the Assembly by
the Governor of Jammu & Kashmir was only a subsequent consequence –
Once the Presidential proclamation has been approved by both Houses of
Parliament, so as to reflect the will of the people, the President has the power
under Article 356 to make irreversible changes, including the dissolution
of the State Assembly – The imposition of an emergency highlights an
extraordinary situation and in the absence of the State Government and
State Legislature, the power of these elected organs must lie with any other
competent authority – Article 357 does not bar the President from exercising
the non-legislative powers of the State Legislature, and Article 356(1)(b)
allows the Union Parliament to exercise all powers of the State Legislature
without distinguishing between legislative and non-legislative powers of
the State Legislature – Therefore, the President is permitted to exercise both
legislative and non-legislative functions of the State Legislature – However, a
proclamation of emergency is bound by judicial and constitutional scrutiny to
ensure the exercise of emergency powers is not unfettered and absolute. [Para
112] – Sanjiv Khanna, J. concurring with Dr. D.Y. Chandrachud, CJI.
Constitution of India – Art. 370 – Scope and interpretation of –
Art.370 incorporating special arrangements for governance of the State
of Jammu and Kashmir, if a temporary provision – Historical context
to the Article – Placement of Art.370 in Part XXI of the Constitution
– Effect of.
IN RE: ARTICLE 370 OF THE CONSTITUTION 5
Held (per Dr. D.Y. Chandrachud, CJI) (for himself, B.R. Gavai
and Surya Kant, JJ.): It can be garnered from the historical context for
the inclusion of Article 370 and the placement of Article 370 in Part XXI
of the Constitution that it is a temporary provision. [Para 514] – Held (per
Sanjay Kishan Kaul, J.) (Concurring with Dr. D.Y. Chandrachud,
CJI): A combination of factors, such as Article 370’s historical context,
its text, and its subsequent practice, indicate that Article 370 was intended
to be a temporary provision. [Para 112] – Held (per Sanjiv Khanna, J.)
(Concurring with both Dr. D.Y. Chandrachud, CJI and Sanjay Kishan
Kaul, J.): Article 370 was enacted as a transitional provision and did not
have permanent character. [Para 2]
Constitution of India – Art. 370 – Effect of dissolution of the
Constituent Assembly of Jammu and Kashmir on the scope of powers
under Art.370(3).
Held (per Dr. D.Y. Chandrachud, CJI) (for himself, B.R. Gavai and
Surya Kant, JJ.): The power under Article 370(3) did not cease to exist
upon the dissolution of the Constituent Assembly of Jammu and Kashmir
– When the Constituent Assembly was dissolved, only the transitional
power recognised in the proviso to Article 370(3) which empowered the
Constituent Assembly to make its recommendations ceased to exist – It
did not affect the power held by the President under Article 370(3). [Para
514] – Held (per Sanjay Kishan Kaul, J.) (Concurring with Dr. D.Y.
Chandrachud, CJI): Article 370(3) contained the mechanism to bring the
temporary arrangement to an end, and in turn, to de-recognize the internal
sovereignty of the State and apply the Constitution of India in toto – Since
Article 370 is meant to be a temporary arrangement, it cannot be said that the
mechanism under Article 370(3) came to an end after the State Constituent
Assembly was dissolved – The power of the President under Article 370(3)
was unaffected by the dissolution of the Constituent Assembly of Jammu
and Kashmir – The President could exercise their power anytime after the
dissolution of the Constituent Assembly of Jammu and Kashmir, in line
with the aim of full integration of the State. [Para 112] – Sanjiv Khanna,
J. concurring with Sanjay Kishan Kaul, J.
Constitution of India – Art. 370 – Amendment of Art. 370 through
Art. 370(1)(d) – Application of the Constitution of India to the State
6 SUPREME COURT REPORTS [2023] 16 S.C.R.
SCC 501 : [2018] 7 SCR 1; State (NCT of Delhi) v. Union of India (2023) 9
SCC 1; State of Rajasthan v. Union of India (1977) 3 SCC 392; Bhupendra
Kumar Bose v. State of Orissa AIR 1962 SC 945 : [1962] 2 Suppl. SCR 380;
T Venkata Reddy v. State of Andhra Pradesh (1985) 3 SCC 198 : [1985]
3 SCR 509; In re Presidential Poll (1974) 2 SCC 33 : [1975] 1 SCR 504;
Virendra Singh v. State of U.P. [1955] 1 SCR 415; C.I.T. v. Ahmedbhai
Umarbhai & Co. [1950] SCR 335; Board of Muslim Waqfs, Rajasthan
v. Radhakishan (1979) 2 SCC 468 : [1979] 2 SCR 148; Kalawati Bai v.
Soiryabai (1991) 3 SCC 410 : [1991] 2 SCR 599; Guntaiah v. Hambamma,
(2005) 6 SCC 228 : [2005] 1 Suppl. SCR 770; Uttam Das Chela Sunderdas
v. Shiromani Gurdwara Prabandhak Committee (1996) 5 SCC 71 : [1996]
3 Suppl. SCR 5; Nalinakhya Bysack v. Shyam Sundar Haddar [1953] SCR
533; Western India Theatres Ltd. v. Municipal Corporation, Poona [1959]
Supp 2 SCR 71; Nandini Satpathy v. P.C. Dani (1978) 2 SCC 424 : [1978]
3 SCR 608; Bengal Immunity Company Limited v. State of Bihar [1955] 2
SCR 603; Kesavananda Bharati Sripadagalvaru v. State of Kerala (1973)
4 SCC 225: [1973] Suppl. SCR 1; Puranlal Lakhanpal I v. President of
India [1955] 2 SCR 1101; Puranlal Lakhanpal II v. The President of India
[1962] 1 SCR 688; In re Delhi Laws Act [1951] SCR 747; J.N. Ganatra
v. Morvi Municipality (1996) 9 SCC 495 : [1996] 3 Suppl. SCR 742;
Commissioner of Income Tax, Mumbai v. Anjum M.H. Ghaswala, (2002) 1
SCC 633; State of Uttar Pradesh v. Singhara Singh 1963 AIR 358 : [1964]
4 SCR 485; Shankari Prasad Singh Deo v. Union of India (1951) SCC 966
: [1952] SCR 89; Sajjan Singh v. State of Rajasthan 1964 SCC OnLine SC
25; Kihoto Hollohan v. Zachillhu (1992) 2 Supp SCC 651: [1992] 1 SCR
686; Union of India v. Rajendra N. Shah 2021 SCC OnLine SC 474; I.R.
Coelho v. State of T.N (2007) 2 SCC 1 : [2007] 1 SCR 706; Indira Nehru
Gandhi v. Raj Narain (1975) Supp SCC 1 : [1976] 2 SCR 347; Kishan Lal
v. State of Rajasthan (1990) Supp SCC 742 : [1990] 2 SCR 142; Feroze N.
Dotivala v. P.M. Wadhwani (2003) 1 SCC 433 : [2002] 4 Suppl. SCR 416;
CIT v. Sundaram Spinning Mills (2000) 1 SCC 466 : [1999] 5 Suppl. SCR
365; Kesavananda Bharati v. State of Kerala (1973) 4 SCC 225 : [1973]
Suppl. SCR 1; Kuldip Nayar v. Union of India (2006) 7 SCC 1 : [2006]
5 Suppl. SCR 1; State (NCT of Delhi) v. Union of India (2023) 9 SCC 1;
Swaraj Abhiyan (V) v. Union of India (2018) 12 SCC 170; Kuldip Nayar
v. Union of India (2006) 7 SCC 1; State of Himachal Pradesh v. Union of
IN RE: ARTICLE 370 OF THE CONSTITUTION 11
India (2011) 13 SCC 344 : [2011] 11 SCR 527 and Babulal Parate v. State
of Bombay AIR 1960 SC 51 : [1960] 1 SCR 605 – referred to.
Balraj Kunwar v. Jagatpal Singh, ILR 26 All 392 and Emperor v.
Sadashiv AIR 1947 PC 82 – referred to.
Dicey, Law of the Constitution (8th ed. 1915); Austin, Jurisprudence
(4th ed. 1873); John Dickinson, A Working Theory Of Sovereignty I,
Political Science Quarterly, Volume 42, Issue 4, December 1927, Pages
524–548; Lester B Orfield, The Amending of the Federal Constitution
(2012); Max Planck Encyclopedia of Public International Law, ‘Sovereignty’
Oxford Public International Law and Shiva Rao, The Framing of India’s
Constitution, IV, pp. 3-4; Constituent Assembly Debates on November 17,
1948, Speech by Mr. KT Shah, Book 2, Pgs. 437-438; 25 October 1956,
and 7 November 1956, Debates of the Constituent Assembly of Jammu
and Kashmir; “Looking Back” by Shri Mehr Chand Mahajan, Har-Anand
Publications Private Limited reprint 2023; “The Story of the Integration of
the Indian States” by VP Menon, Orient Longmans (1961); B. Shiva Rao,
The Framing of India’s Constitution; Justice G P Singh’s “Principles of
Statutory Interpretation” – referred to.
In the judgment of Sanjay Kishan Kaul, J.
Prem Nath Kaul v. State of J&K [1969] Supp 2 SCR 270; State of West
Bengal v. Union of India [1964] 1 SCR 371 and Babulal Parate v. State of
Bombay [1960] 1 SCR 605 – relied on.
S.R. Bommai v. Union of India (1994) 3 SCC 1 : [1994] 2 SCR 644
– explained.
R.C. Poudyal v. Union of India (1994) 1 Supp SCC 324; Sampat
Prakash v. State of J & K [1969] 2 SCR 365; Kesavananda Bharati v.
State of Kerala (1973) 4 SCC 225 : [1973] Suppl. SCR 1; Dr. Shah Faesal
and Ors. v. Union of India and Anr. (2020) 4 SCC 1 : [2020] 3 SCR 1115;
Promod Chandra Deb v. State of Orissa [1962] Supp 1 SCR 405; Madhav
Rao Jivaji Rao Scindia v. Union of India (1971) 1 SCC 85 : [1971] 3 SCR
9; State Bank of India v. Santosh Gupta (2017) 2 SCC 538 : [2016] 9 SCR
985; Delhi Laws Act, In Re. (1951) SCC 568 : [1951] SCR 747; Puranlal
Lakhanpal v. President of India [1962] 1 SCR 688; Krishna Kumar Singh
v. State of Bihar, (2017) 3 SCC 1 : [2017] 5 SCR 160; K.N. Rajgopal v. M.
12 SUPREME COURT REPORTS [2023] 16 S.C.R.
Appearances:
R Venkataramani, Attorney General for India, Tushar Mehta, Solicitor
General, K M Nataraj, Vikramjit Banerjee, A.S.Gs., D.C. Raina, Advocate
General/Sr. Adv., Shailesh Madiyal, A.A.G., Muzaffar. H. Baig, Ms. Nitya
Ramakrishnan, Gopal Sankaranarayanan, Kapil Sibal, C U Singh, Shekhar
Naphade, Prashanto Chandra Sen, Gopal Subramanium, Dr. Rajeev Dhavan,
Dushyant Dave, Ravindra Kumar Raizada, Rakesh Dwivedi, Dr. Menaka
Guruswamy, Zafar A. Shah, Harish Salve, V. Giri, Mahesh Jethmalani, S
Guru Krishna Kumar, Bimal Roy Jad, Vikram Sharma, Pranav Kohli, Dinesh
Dwivedi, Ms. Nitya Ramakrishnan, P.V. Surendarnath, Sr. Advs., Aftab Ali
Khan, Murtaza. A. Khan, Ms. Safina Baig, M. Z. Chaudhary, Ali Safeer
Farooqi, S. Mansoori, Aakarsh Kamra, N. Sai Vinod, Prasanna S, Ms.
Malavika Prasad, Shadan Farasat, Ms. Rupali Samuel, Archit Krishna,
Vibhor Jain, M. V. Mukunda, Ms. Swati Arya, Yuvraj Singh Rathore, Dr.
Aniruddha Rajput, Anirudh Sharma, Sridhar Potaraju, Pattabhiram,
Nachiketa Joshi, Praneet Pranav, Yashraj Singh Bundela, Barun Kumar
Sinha, Mrs. Pratibha Sinha, Rakesh Mudgal, Pankaj Kumar Shukla, Niraj
Kumar, Sneh Vardhan, Rameshwar Prasad Goyal, Anil Kumar Jha, Binay
Kumar Das, Vijayendra Misra, Ms. Y. K. S. Chauhan, Ms. Vijayalakshmi
Jha, Ms. Priyanka Das, Ms. Jyothi Pathak Jha, Ms. Neha Das, Ravi Shankar
Ravi, Sanjay Kumar Lal Das, Navin Jha, M. C. Dhingra, Vikrant Yadav,
Gaurav Dhingra, Ankur Prakash, Manish Vashishtha, Syed Imtiyaz Ali, Mrs.
Kamakshi Mehlwal, Ashok Kumar, Mohnish Nirwan, Ms. Aparna Singh,
Ms. Shivani Vij, Ms. Tanya Srivastava, Ms. Aditi Gupta, Ms. Trisha
Chandran, Ms. Jhanvi Dubey, Ms. Ishita Chowdhury, Satyajit Sarna,
Shrutanjaya Bhardwaj, Vikramaditya, Vishal Sinha, Ms. Charu Ambwani,
Soayib Qureshi, D. Mahesh Babu, Shishir Pinaki, Muzaffar Iqbal Khan,
Dhanaeswar Gudapalli, Ms. Aparajita Jamwal, Nizam Pasha, Rishabh
Parikh, Desam Sudhakara Reddy, Ms. Mallika Das, D. Siva Rami Reddy,
K. Venkateshwara Prasad, Medi Yadaiah, Dr. Saif Mahmood, D. Abhinav
Rao, Mayank Mikhail Mukherjee, Amjid Maqbool, Ms. Bidya Mohanty,
Arjun Krishnan, Ankur Singh, Pratik Patnaik, Kaustav Som, Ms. Aishwarya
Dash, Dr. Prashant Pratap, Ms. Farah Hashmi, Ms. Somya Yadava, Ms.
Shruthi Parasa, Ms. Akshita Chhabra, Ms. Khyati Jain, Ranvir Singh, Gautam
Bhatia, Ms. Malavika Prasad, Ms. Ujwala Uppaluri, Jayavardhan Singh,
Ms. Hima Lawrence, Pawan Bhushan, Lakshay Laroiya, Ms. Pritha
IN RE: ARTICLE 370 OF THE CONSTITUTION 15
JUDGMENT
DR DHANANJAYA Y CHANDRACHUD, CJI
Table of Contents*
A. Background .............................................................................. 8
B. Reference ................................................................................ 14
C. Submissions ............................................................................ 17
i. Submissions of the petitioners ............................................. 18
ii. Submissions of the Union of India...................................... 45
D. Issues ....................................................................................... 59
E. Analysis ................................................................................... 61
i. The State of Jammu and Kashmir did not possess
sovereignty ....................................................................... 61
II. The reason for the creation of Union territories ..... 330
six months after the second of the resolutions was passed by the Rajya
Sabha on 3 July 2019.
7. On 5 August 2019, the President issued CO 272, the Constitution
(Application to Jammu and Kashmir) Order 2019. By the CO, the President
in exercise of powers under Article 370(1), applied:
a. All the provisions of the Constitution of India by superseding
all previous Constitution Orders by which select provisions of
the Constitution were made applicable to Jammu and Kashmir
either with or without modifications; and
b. Article 367(4) in which a modification was made, changing the
term “Constituent Assembly” in the proviso to Article 370(3) to
“Legislative Assembly.”
8. On 5 August 2019, Parliament undertook the following exercise
in its capacity as the legislature of the State, since the Proclamation under
Article 356 was subsisting:
a. The Rajya Sabha recommended to the President under Article
370(3) that all clauses of Article 370 shall cease to operate:
“That this House recommends the following public
notification to be issued by the President of India under
Article 370 (3): ‘
In exercise of the powers conferred by Clause (3) of article
370 read with clause (1) of article 370 of the Constitution
of India, the President, on the recommendation of the
Parliament, is pleased to declare that, as from [*date*], all
clauses of the said article 370 shall cease to be operative
except clause (1) thereof which shall read as under, namely:
“All provisions of this Constitution, as amended from time
to time, without any modifications or exceptions, shall
apply to the State of Jammu and Kashmir notwithstanding
anything contrary contained in article 152 or article 308 or
any other article of this Constitution or any other provision
of the Constitution of Jammu and Kashmir or any law,
document, judgement, ordinance, order, bye-law, rule,
24 SUPREME COURT REPORTS [2023] 16 S.C.R.
3 “Reorganisation Bill”
4 “Reorganisation Act”
IN RE: ARTICLE 370 OF THE CONSTITUTION 25
[DR DHANANJAYA Y CHANDRACHUD, CJI]
Nath Kaul case [Prem Nath Kaul v. State of J&K, AIR 1959 SC
749] an interpretation which results in it being in conflict with the
subsequent judgments of this Court, particularly when an ordinary
reading of the judgment does not result in such an interpretation.”
C*. Submissions
17. Mr Kapil Sibal, Dr Gopal Subramanium, Mr Zafar A Shah, Dr
Rajeev Dhavan, Mr Dushyant Dave, Mr Shekar Naphade, Mr Dinesh
Dwivedi, Mr CU Singh, Mr Sanjay Parikh, Mr PC Sen, Ms Nitya
Ramakrishnan, Dr Menaka Guruswamy, Mr Muzaffar H Baig, and Mr Gopal
Sankaranarayanan appeared for the petitioners. Mr Manish Tiwari, and Mr
Warisha Farasat also appeared for the petitioners. Mr Irfan Hafeez Lone
and Dr Zahoor Ahmad Bhat were the parties in person.
18. Mr R Venkataramani, Attorney General, Mr Tushar Mehta,
Solicitor General; Mr. Harish Salve, Mr Rakesh Dwivedi and Mr V Giri, Mr
Mahesh Jethmalani, Mr Gurukrishna Kumar, Mr Ravindra Kumar Raizada,
Mr Bimal Jod senior counsel; Mr KM Nataraj and Vikramjit Banerjee,
Additional Solicitor Generals appeared on behalf of the respondents. Mr.
Kanu Agrawal, Ms Archana Pathak Dave, Mr VK Biju, Mr Vikram Sharma,
Dr Aniruddha Rajput, Mr DV Raina, Mr Rahul Tanwani, Mr Eklavya
Dwivedi, Mr Rajesh Bhushan, and Dr Charu Mathur also appeared for
the respondents.
i. Submissions of the petitioners
19. The Governor’s Proclamation under Section 92 of the Constitution
of Jammu and Kashmir dated 20 June 2018 is challenged as being void.
The mandatory pre-condition of the satisfaction of the Governor that the
State government cannot be carried out in accordance with the provisions
of the Constitution, was not fulfilled.9 It was a political act, in violation of
the Constitution, brought about with the intention to ultimately abrogate
Article 370.10 Governor’s rule was imposed on 20 June 2018, a day after
the Bharatiya Janata Party withdrew from the coalition on 19 June 2019. No
opportunity was afforded to the other parties to demonstrate strength in the
house. Other parties – the Congress, the PDP and the National Conference
– had, in a fax to the Governor expressed willingness to form a coalition.11
It was incumbent upon the Governor to reach out to the parties and explore
the possibilities of forming a government.12
20. Section 92 of the Jammu and Kashmir Constitution envisages
a mandatory maximum period of six months of Governor’s rule, which
cannot be extended any further. Successive imposition of the President’s
rule after Governor’s rule defeats the scheme of Section 92 and amounts
to a fraud on the Jammu and Kashmir Constitution and the Indian
Constitution.13 The manner in which the Union Government has acted
and the decisions of the Governor and the President were all political
stratagems to achieve outcomes that are unconstitutional. 14
21. The President’s Proclamation under Article 356 dated 19th
December 2018 is void ab initio for the following reasons:
a. After the Proclamation under Section 92, the Proclamation
under Article 356 was issued by the President. This was also
without basis as the report of the Governor showing the failure
of constitutional machinery was not placed before Parliament15.
The debates in the Lok Sabha and the Rajya Sabha show that
the motion approving the Proclamation was passed without
debate and without the Governor’s report16; and
b. A unilateral exercise of the powers under Article 356 sets a
dangerous precedent and raises the apprehension that such a
treatment can be extended to any other state of the country in
the exercise of emergency powers under the Constitution. It
renders the federal structure susceptible to the whims of the
political party in power. It can also be used to undermine the
25 (2017) 3 SCC 1
26 Written Submissions by Mr Gopal Subramanium, Senior Advocate.
27 Written Submissions of Dr. Rajeev Dhavan, Senior Advocate.
28 Outline of Submissions on Behalf of The Petitioners by Muzaffar H. Baig, Senior
Advocate; Rejoinder on behalf of Mr. Kapil Sibal Sr. Advocate.
29 Written Submissions on Behalf of Mr. Kapil Sibal.
34 SUPREME COURT REPORTS [2023] 16 S.C.R.
the procedure specified under Article 368, followed by its extension to the
State of Jammu and Kashmir by Article 370(1)(d). After the enactment of
the Constitution of Jammu and Kashmir and the consequent cessation of the
Constituent Assembly of the State, Article 370(1) alone survives since the only
mechanism of its repeal i.e. Article 370(3) could not be resorted to, without the
recommendation of the Constituent Assembly. As such, the dual constitutional
arrangement between the State and the Union attained finality.40
28. Contrary to the position taken by the senior counsel for certain
Petitioners that Articles 370(1) and 370 (3) are permanent facets of the
Constitution of India, after the dissolution of the Constituent Assembly, Mr
Dinesh Dwivedi, senior counsel argues that Article 370 was a temporary
provision. The interim arrangement in the form of Article 370 ceased to operate
after the Constitution of Jammu and Kashmir was enacted. Article 370 ceased to
be a source of power for the President, as was originally intended.41 Mr Dinesh
Dwivedi disagreed with the proposition that since the Constituent Assembly
chose to not recommend the abrogation of Article 370, Article 370(3) would
continue to operate after the dissolution of the Constituent Assembly.42 He
challenges the impugned actions on the ground that any power under Article
370 could no longer be exercised. A temporary provision could not be made a
permanent source of power to bring about the impugned Constitutional Orders or
the Reorganisation Act. After January 1957, no provisions of the Constitution of
India could be applied to the State of Jammu and Kashmir and the Constitution
of Jammu and Kashmir could not be repealed, being entirely independent from
the Constitution of India.43
29. Unlike the other States, the State of Jammu and Kashmir retained a
part of the sovereignty even while acceding to the Dominion of India:
a. There was no merger agreement between the Dominion of India
and the State of Jammu and Kashmir, unlike other states. The terms
of their relationship were defined in the Instrument of Accession44
whereby though certain matters were acceded to the Union; residual
Petitioner.
55 Submissions On Behalf Of The Petitioners, Mr Shekhar Naphade, Senior Advocate.
56 Written Submissions On Behalf Of The Intervenor By Dr. Menaka Guruswamy, Senior
Advocate.
57 Written Submissions On Behalf Of The Intervenor By Dr. Menaka Guruswamy, Senior
Advocate.
58 Submissions by Mr. Zaffar Shah, Senior Advocate; Submissions On Behalf Of The
Petitioners, Mr Shekhar Naphade, Senior Advocate.
59 Written Submissions by Sh. Sanjay Parikh, Senior Advocate.
60 Written Submissions of Mr. Gopal Subramanium, Senior Advocate on behalf of the
Petitioner.
40 SUPREME COURT REPORTS [2023] 16 S.C.R.
can only be done through Article 370(3) and not through Article
370(1)(d);
f. Article 370 was previously amended through the exercise of power
under Article 370(3). COs 48 and 72 were issued under Article
370(1)(d), and they added and amended sub-clause 4 to Article
367. However, unlike CO 272, COs 48 and 72 did not contain any
references to Article 370. They were purely clarificatory orders.
They did not make any substantive changes to Article 370.61
However, CO 272 makes amendments to Article 370, through the
backdoor62;
g. The Respondents’ argument that the proviso to Article 370(3) and
the requirement of a recommendation of the Constituent Assembly
ceased to exist after the dissolution of the Constituent Assembly
is incorrect. While the powers under Article 370(1)(b) are in the
nature of amending powers, the power under Article 370(3) is a
constituent power. Considering the limitations placed on both, to
accept the Respondents’ argument would lead to an inconsistent
conclusion that the amending provision would be more onerous
than abolishing it under Article 370(3). Thus, Article 370(3) could
only be abrogated by a Constituent body and no less63;
h. Article 370 could have been amended only by resorting to Article
370(3), subject to the proviso thereto. This was reiterated by this
Court in Prem Nath Kaul v. State of J&K64, which was decided
after the Constituent Assembly of Jammu and Kashmir had ceased
to exist;
i. In the alternative, Article 367 does not apply to Article 370(3)
because the latter starts with a non-obstante clause. Impliedly,
61 Mohd Maqbool Damnoo vs State of Jammu and Kashmir, (1972) 1 SCC 536; Written
Submissions of Mr. Gopal Subramanium, Senior Advocate on behalf of the Petitioner.
62 Written Submissions of Mr. Gopal Subramanium, Senior Advocate on behalf of the
Petitioner.
63 Rejoinder on behalf of Mr. Kapil Sibal Sr. Advocate pg 18-19 para 41; Brief Written
Submissions in Rejoinder on Behalf of Ms. Warisha Farasat, Advocate for the
Intervenor.
64 1959 Supp (2) SCR 270.
IN RE: ARTICLE 370 OF THE CONSTITUTION 41
[DR DHANANJAYA Y CHANDRACHUD, CJI]
65 Written Submissions On Behalf Of Mr. Kapil Sibal, Sr. Adv; Submissions by Mr.
Zaffar A Shah, Senior Advocate Rejoinder.
66 Written Submissions Of Dr. Rajeev Dhavan, Senior Counsel.
67 Submissions by Mr Zaffar Shah, Senior Advocate.
68 Written Submissions of Mr. Gopal Subramanium, Senior Advocate on behalf of the
Petitioner.
69 (1972) 1 SCC 536
42 SUPREME COURT REPORTS [2023] 16 S.C.R.
99 (Constituent Assembly Debates on November 17, 1948, Speech by Mr. KT Shah, Book
2, Pgs. 437-438); Submissions On Behalf Of The Petitioners, Mr Shekhar Naphade,
Senior Advocate.
100 Submissions On Behalf of The Petitioners, Mr Shekhar Naphade, Senior Advocate.
101 Written Submissions of Ms. Nitya Ramakrishnan, Senior Advocate, Rejoinder.
102 Mr R Venkataramani, the Attorney General for India made prefatory submissions
which are recorded in the initial six paragraphs below. Thereafter the substantive
submissions were made by Mr Tushar Mehta which are encapsulated after the
submissions of the Attorney General.
IN RE: ARTICLE 370 OF THE CONSTITUTION 51
[DR DHANANJAYA Y CHANDRACHUD, CJI]
42. The effect of Article 370(1) was to permit two organs under the
Constitution of India, by way of an Executive Order, to create, amend or
destroy, any part/provision of the Constitution of India [except Article 1]
at their free will and apply such tailored constitutional provisions to the
State of Jammu and Kashmir. The expansive width of this power shows
it could not have been intended to be a permanent provision – either by
efflux of time or in any other manner.110
43. The impact of Article 370 was to be deprive the residents
of Jammu, Kashmir and Ladakh from being treated at par with their
fellow citizens in the rest of India. Article 370 deprived them of several
fundamental and statutory rights without any legislative or parliamentary
process. Such a consequence would obviously be known to the framers
of the Constitution and therefore, the framers could have never intended
for it to be a permanent provision.111
44. The abrogation of Article 370 brings the residents of Jammu
and Kashmir at par with the citizens residing in the rest of the country,
confers them with all rights flowing from the entire Constitution as well
as hundreds of beneficial legislations. Therefore, applying the Constitution
of India to the State can never be an “arbitrary act”.112
45. This is the only provision in the Constitution where the application
of (i) the provisions of the Indian Constitution; and (ii) the application of
beneficial legislations to the residents of Jammu and Kashmir, is made
dependent upon the Government of the day agreeing to the application.
Such an arrangement could never have been conceived by the framers of
the Constitution.113
46. Article 370 is the only provision which provides for a mechanism
(by way of Article 370(3)) by which it would cease to be in existence.
A provision intended to be permanent would not have such an “inbuilt
extinguishing clause”.114
87. Some petitioners urged that the State of Jammu and Kashmir retained
an element of sovereignty when it joined the Indian Union. They argued that the
IoA ceded ‘external sovereignty’ to the Union of India by ceding control over
the subjects of defence, foreign affairs, and telecommunication but the State
retained ‘internal sovereignty’ because of:
a. The history of the relationship between Jammu and Kashmir and
India;
b. The formation of the Constituent Assembly of Jammu and Kashmir;
c. The adoption of the Constitution of Jammu and Kashmir; and
d. The power to enact laws on all subjects except defence, foreign
affairs, and telecommunication.
They urged that Article 370 subsumed the sovereignty retained by
the State. In response, the Union of India advanced the argument that any
sovereignty which vested with the State was ceded with the signing of the IoA.
The Union argued that the constitutional scheme (of both the Indian Constitution
and the Constitution of Jammu and Kashmir) does not indicate that any element
of sovereignty was retained by the State. The question of whether the State
retained any element of sovereignty is a primary issue which will bear upon
the other issues before this Court.
a. The meaning of sovereignty
88. Sovereignty has different connotations in political theory, law and
philosophy. Even within these fields, there is no definitive meaning about its
content. European philosophers, from Hobbes to Locke to Rousseau deliberated
upon sovereignty, and its meaning has evolved over centuries. While it was
initially considered as residing within a person (generally, the monarch), it is
now thought to rest within a body or group.
89. Despite the absence of agreement on its precise content, there is broad
agreement that legal sovereignty exists when a body has unlimited or unrestricted
legislative power or authority and when none other is superior to it.153 This
153 See, for instance, Dicey, Law of the Constitution (8th ed. 1915); Austin, Jurisprudence
(4th ed. 1873); John Dickinson, A Working Theory Of Sovereignty I, Political Science
Quarterly, Volume 42, Issue 4, December 1927, Pages 524–548;
IN RE: ARTICLE 370 OF THE CONSTITUTION 63
[DR DHANANJAYA Y CHANDRACHUD, CJI]
indicates that a sovereign authority has the supreme power to make laws and
is not subordinate to another entity. In Law of the Constitution, Dicey stated:
“It should, however, be carefully noted that the term ‘sovereignty,’ as
long as it is accurately employed in the sense in which Austin sometimes
uses it, is a merely legal conception, and means simply the power of
law-making unrestricted by any legal limit”154
The emphasis on the unlimited nature of the power available to a body
has diminished with the development of international law and other modern
limits on the exercise of power.155 While the expression ‘sovereignty’ was
previously understood to mean that the sovereign could enact any type or form
of law in exercise of sovereign power, modern legal systems limit the nature
of the laws that can be enacted by constitutional or other interdicts. Hence,
the aspect of sovereignty which requires no subordination to another body
is of greater significance as compared to the traditional aspect that requires
power to be unlimited.
90. The meaning of sovereignty elucidated in the preceding paragraph
is descriptive not of external sovereignty but internal sovereignty. The former
is commonly understand to mean the independence of a nation in relation to
other nations whereas the latter is the relationship of the “sovereign within
the state to the individuals and associations within the state.”156 External
and internal sovereignty are not entirely distinct concepts but are different
facets. They have gradually come to be regarded as two sides of the same
coin.157 Dicey’s comment (extracted above) is evidently with reference to
internal sovereignty because the unrestricted power to make laws concerns
individuals and associations within a state, as opposed to the relationship
between two nations.
91. Orfield undertook a study of the literature on the subject of sovereignty.
The study listed five leading characteristics of internal sovereignty:
158 Indira Nehru Gandhi v. Raj Narain, 1975 Supp SCC 1; State (NCT of Delhi) v. Union
of India, (2018) 8 SCC 501
IN RE: ARTICLE 370 OF THE CONSTITUTION 65
[DR DHANANJAYA Y CHANDRACHUD, CJI]
159 Shiva Rao, The Framing of India’s Constitution, IV, pp. 3-4
160 State (NCT of Delhi) v. Union of India, (2018) 8 SCC 501
66 SUPREME COURT REPORTS [2023] 16 S.C.R.
and Kashmir was such that external sovereignty rested with the Crown.
101. Maharaja Pratap Singh was succeeded in 1925 by Maharaja Hari
Singh, the last Ruler of the Princely State of Jammu and Kashmir. On 20
April 1927, the expression “State Subject” was defined in a notification
issued by Maharaja in terms of which ‘State Subjects’ were classified
into four categories which were subsequently to become the basis of the
definition of the expression “Permanent Residents” of Jammu and Kashmir
under Article 35A of the Constitution of India as it applied to the State of
Jammu and Kashmir.
102. Maharaja Hari Singh enacted Regulation No 1 of Samvat 1991
on 22 April 1934 which established a Legislative Assembly called the
‘Praja Sabha’ for the State of Jammu and Kashmir. While delegating certain
legislative functions to the Praja Sabha, Maharaja Hari Singh retained
supremacy over all legislative, executive and judicial matters. This was
indicative of internal sovereignty, in terms of its meaning discussed in the
preceding section.
103. By the Government of India Act, 1935 which was enacted by the
British Parliament on 2 August 1935, India was established as a federation
comprising of the Governors’ Provinces, Chief Commissioners’ Provinces
and the Indian States which had or would accede to the Federation of India.
Part II was titled the ‘Federation of India’ and Chapter I of the Part provided
for ‘Establishment of Federation and Accession of Indian States’. Section 5
provided for the Proclamation of the Federation of India.161 Section 6 enabled
amounts to at least one-half of the total population of the States as so ascertained, have
acceded to the Federation.
IN RE: ARTICLE 370 OF THE CONSTITUTION 69
[DR DHANANJAYA Y CHANDRACHUD, CJI]
Constituent Assembly of India met for its first session on 9 December 1946.
107. On 22 January 1947, the Constituent Assembly unanimously
adopted the Objectives Resolution which declared the “firm and solemn
resolve to proclaim India as an Independent Sovereign Republic.”
Paragraphs 2, 3, 4 and 7 declared that:
“(2) WHEREIN the territories that now comprise British India, the
territories that now form the Indian States, and such other parts of
India as are outside British India and the States, as well as such other
territories as are willing to be constituted into the Independent
Sovereign India, shall be a Union of them all; and
(3) WHEREIN the said territories whether with their present boundaries
or with such others as may be determined by the Constituent Assembly
and thereafter according to the law of the Constitution, shall possess
and retain the status of autonomous units, together with residuary
powers, and exercise all powers and functions of government and
administration, save and except such powers and functions as are
vested in or assigned to the Union or as are inherent or implied in the
Union or resulting therefrom; and
(4) WHEREIN all power and authority of the Sovereign Independent
India, its constituent parts and organs of government, are derived
from the people; and
…
(7) WHEREIN there shall be maintained the integrity of the territory of
the Republic and its sovereign rights on land, sea, and air according
to justice and the law of civilized nations;
…”
(emphasis supplied)
108. The Objectives Resolution is significant to the discussion of
whether Jammu and Kashmir retained an element of sovereignty because
it reflects the understanding of the framers of the Constitution as to
the consequences of acceding to India. Undoubtedly, the rulers of the
Princely States, had a contemporaneous and parallel understanding of the
70 SUPREME COURT REPORTS [2023] 16 S.C.R.
Liaquat Ali Khan, Sardar Abdul Nishtar and Sardar Baldev Singh, at which the
creation of a States’ Department was envisaged. It was envisaged that:
“That it would be advantageous if the Government of India were to set
up a new Department, possibly called the “States Department”, to deal
with matter of common concern with the States; that, if this were done,
the new Department should be divided into two sections, ready for the
partition of the country and that the existing Political Department and
the Political Adviser should give all possible assistance and advice in the
formation of this new Department”
112. On 15 June 1947, the Congress Working Committee on States
repudiated the British perspective that the lapse of paramountcy would result
in the creation of independent states. It stated that :
“The committee does not agree with the theory of paramountcy as
enunciated and interpreted by the British Government; but even if that
is accepted, the consequences that flow from the lapse of paramountcy
are limited in extent. The privileges and obligations as well as the
subsisting rights as between the States and the Government of India
cannot be adversely affected by the lapse of paramountcy. These rights
and obligations have to be considered separately and renewed or changed
by mutual agreement. The relationship between the Government of India
and the States would not be exhausted by lapse of Paramountcy. The
lapse does not lead to the independence of the States.”
The British Government and Indian bodies evidently disagreed on
whether paramountcy would lapse.
113. On 25 June 1947, the Interim Cabinet of India issued a press
communique on 27 June 1947 for the setting up of a States’ Department
chaired by Sardar Vallabhai Patel to deal with matters arising between the
central Government and Indian states. The communique stated that :
“In order that the successor Government will each have an
organisation to conduct its relations with the Indian States when the
Political Department is wound up, His Excellency the Viceroy, in
consultation with the Cabinet, has decided to create a new Department
called the States Department to deal with matters arising between the
Central Government and the Indian States. This Department will be
72 SUPREME COURT REPORTS [2023] 16 S.C.R.
…
It is the hope of His Majesty’s Government that all states will, in due
course, and their appropriate place within one or other of the new
dominions within the British Commonwealth, but until the constitutions
of the Dominions have been framed in such a way as to include the
states as willing partners, there must necessarily be a less organic form
of relationship between them, and there must be a period before a
comprehensive system can be worked out.”
(emphasis supplied)
Even within the British Government, there was uncertainty as to the
precise practical effects of the lapse of paramountcy.
117. On 18 July 1947, the British Parliament enacted the Indian
Independence Act 1947. In terms of Section 1(1), two independent Dominions
– India and Pakistan - were to be established from 15 August 1947. Section
7(1)(b) stipulated that following independence, the sovereignty of the British
monarch over Indian States would lapse and return to the rulers of those
States. Consequently, as sovereign States, 562 Princely States had the choice
to remain independent or to accede to either of the two Dominions established
by this Act. Section 8 enunciated that as a transitional measure, the provisions
of the Government of India Act 1935 would continue to apply to the two
Dominions subject to conditions. In pursuance of the provisions of Section
9, the Governor-General of India issued the India (Provisional Constitution)
Order 1947 which made certain provisions of the Government of India Act
1935 applicable to India until other provisions were made applicable by the
Constituent Assembly. Section 6 dealt with the accession of Princely States
to India through the execution of an IoA. Section 6 provided as follows:
“Section 6. Accession of Indian States:-
(1) An Indian State shall be deemed to have acceded to the Dominion
if the Governor-General has signified his acceptance of an Instrument
of Accession executed by the Ruler thereof whereby the Ruler on
behalf of the State:-
(a) declares that he accedes to the Dominion with the intent that the
Governor-General, the Dominion Legislature, the Federal Court
IN RE: ARTICLE 370 OF THE CONSTITUTION 75
[DR DHANANJAYA Y CHANDRACHUD, CJI]
Legislature may make laws for the State.” Paragraph 5 stipulated that the
terms of the IoA shall not be varied by any amendment “of the Government
of India Act 1935 or the Indian Independence Act 1947 unless such an
amendment is accepted by the Maharaja by an Instrument supplementary
to the Instrument.” Paragraph 7 provided that:
“7. Nothing in this Instrument shall be deemed to commit in any way to
acceptance of any future constitution of India or to fetter my discretion
to enter into agreement with the Government of India under any such
future constitution.”
124. Paragraph 8 provided that nothing in the IoA would affect the
continuance of the sovereignty of the Maharaja in and over the State, the
exercise of any powers, authority and rights enjoyed by him as Ruler save
as otherwise provided by the Instrument and the validity of any law which
was in force.
125. The IoA was accepted by the Governor-General on 27 October
1947. The Governor-General stated that in response to the Maharaja’s appeal
for military aid, action has been taken to send the troops of the Indian Army
to Kashmir “to help your own forces to defend your territory and to protect
the lives, property and honour of your people.”
126. On 5 March 1948, Maharaja Hari Singh issued a Proclamation
establishing an Interim Government for the State of Jammu and Kashmir
pending the framing of a Constitution for the State.
127. Before the Constitution of India came into force, the process of
integrating Princely States with the Dominion of India was progressively
being achieved. Many Princely States executed IoA and Standstill
Agreements.
128. The White Paper on States (1951) contains an illuminating
discussion on territorial integration:
“224. One of the important consequences of the adoption of the
new Constitution is the completion of the process of the territorial
integration of States. The States geographically contiguous to the
Dominion of India, as they existed before the Constitution of India
became operative, could be divided into two main categories:
78 SUPREME COURT REPORTS [2023] 16 S.C.R.
129. As regards the State of Jammu and Kashmir, Para 221 of the
White Paper provides:
“Special provisions regarding the State of Jammu and Kashmir
221. The State of Jammu and Kashmir acceded to India on October
26, 1947. The form of the Instrument of Accession executed by the
Rule of the State is the same as that of the other Instruments executed
by the Rulers of other acceding States. Legally and constitutionally
therefore the position of this State is the same as that of the
other acceding States. The Government of India, no doubt, stand
committed to the position that the accession of this State is subject
to confirmation by the people of the State. This, however, does not,
detract from the legal fact of accession. The State has therefore been
included in Part B States.”
(emphasis supplied)
130. The White Paper notes Jammu and Kashmir was incorporated as
a Part B State. Moreover, with the inauguration of the Constitution, all the
merged entities “have lost all vestiges of existence as separate entities”. The
White Paper noted that in view of the special problems which were arising
in the State of Jammu and Kashmir and bearing in mind the assurance of
the Government of India that its people would themselves finally determine
their political future, the provisions of Article 370 were introduced. However,
the legal fact of accession had resulted in the transfer of sovereignty from
the Maharaja to India. The White Paper states:
“The effect of this provision is that the State of Jammu and Kashmir,
continues to be a part of India. It is a unit of the Indian Union and the
Union Parliament will have jurisdiction to make laws for this State
on matters specified either in the Instrument of Accession or by after
additions with the concurrence of the Government of the State. An
order has been issued under Article 370 specifying (1) the matters in
respect of which the Parliament may make laws for the Jammu and
Kashmir State and (2) the provisions, other than Article 1 and Article
370, which shall apply to that State (Appendix LVl). Steps will be taken
for the purpose of convening a Constituent Assembly which will go
into these matters in detail and when it comes to a decision on them, it
80 SUPREME COURT REPORTS [2023] 16 S.C.R.
138. Draft Article 306A, which later became Article 370 on the
adoption of the Constitution, was debated in the Constituent Assembly
on 17 October 1949. Gopalaswami Ayyangar, while participating in the
debate, furnished the rationale for Article 370. Ayyangar’s speech has been
read and re-read numerous times in the course of submissions. Ayyangar
stated that:
“Sir, this matter, the matter of this particular motion, relates to the
Jammu and Kashmir state. The house is fully aware of the fact that
that State has acceded to the Dominion of India. The history of this
accession is also well known. The accession took place on the 26th
October, 1947. Since then, the State has had a chequered history.
Conditions are not yet normal in the state. The meaning of this
accession is that at present that state is a unit of a federal state namely,
the Dominion of India. This Dominion is getting transformed into
a Republic, which will be inaugurated on the 26th January, 1950. The
Jammu and Kashmir State, therefore, has to become a unit of the new
Republic of India. As the House is aware, accession to the Dominion
always took place by means of an instrument which had to be signed by
the Ruler of the State and which had to be accepted by the Governor-
General of India. That has taken place in this case as the House is also
aware, instruments of accession will be a thing of the past in the new
Constitution. The States have been integrated with the Federal Republic
in such a manner that they do not have to accede or execute a document
of accession for the purpose of becoming units of the Republic, but they
are mentioned in the Constitution itself; and, in the case of practically all
States other than the State of Jammu and Kashmir, their constitutions also
have been embodied in the Constitution for the whole of India. All those
other states have agreed to integrate themselves in that way and accept the
constitution provided.”
(emphasis supplied)
139. On 25 November 1949, a Proclamation was issued for the State of
Jammu and Kashmir by Yuvraj Karan Singh. The Preamble to the Proclamation
notes that the Constituent Assembly which was drafting the Constitution of India
included representatives of the State of Jammu and Kashmir. The Preamble states
that:
84 SUPREME COURT REPORTS [2023] 16 S.C.R.
“Whereas with the inauguration of the new Constitution for the whole of India
now being framed by the Constituent Assembly of India, the Government of
India Act, 1935 which now governs the constitutional relationship between
this State and the Dominion of India will stand repealed;
And Whereas, in the best interests of this State, which is closely linked
with the rest of India by a community of interests in the economic
political and other fields, it is desirable that the constitutional
relationship established between this State and the Dominion of India,
should be continued as between this State and the contemplated Union
of India; and the Constitution of India as drafted by the Constituent
Assembly of India, which included duly appointed representatives
of this State, provides a suitable basis for doing so;
…”
140. The Proclamation stated that the provisions of the Constitution
shall govern the constitutional relationship between the State and Union of
India, and that it shall supersede all other constitutional provisions which
are inconsistent with the provisions of the Constitution:
“I now hereby declare and direct-
That the Constitution of India shortly to be adopted by the Constituent
Assembly of India shall in so far as it is applicable to the State of
Jammu and Kashmir, govern the constitutional relationship between
this State and the contemplated Union of India and shall be enforced
in this State by me, my heirs and successors in accordance with the
tenor of its provisions
That the provisions of the said Constitution shall, as from the
date of its commencement, supersede and abrogate all other
constitutional provisions inconsistent therewith which are at
present in force in this State.”
(emphasis supplied)
141. The Proclamation by the ruler made it abundantly clear that:
a. The constitutional relationship between the State of Jammu
and Kashmir and the Union of India would be governed by
IN RE: ARTICLE 370 OF THE CONSTITUTION 85
[DR DHANANJAYA Y CHANDRACHUD, CJI]
large majority of the people in Jammu and Kashmir professed the religion.
Repelling the argument, Sheikh Abdullah observed:
“The most powerful argument which can be advanced in her favour
is that Pakistan is a Muslim State, and a big majority of our people
being Muslim the State must accede to Pakistan. This claim of being
a Muslim state is of course only a camouflage. It is a screen to dupe
the common man, so that he may not see clearly that Pakistan is a
feudal State in which a clique is trying by these methods to maintain
itself in power. In addition to this, the appeal to religion constitutes a
sentimental and a wrong approach to the question. Sentiment has its
own place in life, but often it leads to irrational action. Some argue,
supposedly natural corollary to this that our acceding to Pakistan our
annihilation or survival depends. Facts have disproved this; right
thinking man would point out that Pakistan is not an organic unity
of all the Muslims in this subcontinent. It has on the contrary, caused
dispersion of the Indian Muslims for whose benefit it was claimed to
have been created. There are two Pakistan at least a thousand miles
apart from each other. The total population of western Pakistan
which is contiguous to our State is hardly 25 million, while the
total number of Muslims resident in India is as many as 40 million.
As one Muslim is as good as another, the Kashmiri Muslim if they
are worried by such considerations should choose the 40 million
living in India.”
146. On 10 June 1952, the Basic Principles Committee of the
Jammu and Kashmir Constituent Assembly submitted its interim report
recommending that:
a. The form of the future Constitution of Jammu and Kashmir would
be wholly democratic;
b. Hereditary rulership shall be terminated and;
c. The Head of State shall be elected.
147. In 1952, the Delhi Agreement was entered into between the
Government of India and the Government of Jammu and Kashmir. In
terms of the Agreement, the Union Government agreed that while residuary
powers of the Legislature vested in Parliament in respect of other States, in
IN RE: ARTICLE 370 OF THE CONSTITUTION 89
[DR DHANANJAYA Y CHANDRACHUD, CJI]
the case of Jammu and Kashmir, the residuary powers vested in the State
itself because of the consistent stand taken by the Jammu and Kashmir
Constitution that “sovereignty in all matters other than those specified in
the IoA reside in the State”:
“in view of the uniform and consistent stand taken up by the Jammu
and Kashmir Constituent Assembly that sovereignty in all matters
other than those specified in the Instrument of Accession continues
to reside in the State, the Government of India agreed that, while the
residuary powers of legislature vested in the Centre in respect of all
states other than Jammu and Kashmir, in the case of the latter they
vested in the State itself”
148. In the meantime, the President issued Constitutional Orders from
time to time as discussed in the other parts of the judgment. The process of
integration of Jammu and Kashmir was a gradual one. This was necessitated
due to the special conditions which prevailed in the State, as discussed in this
segment. The Constitution of Jammu and Kashmir, too, was meant to play
a role in this gradual process of integration. As evinced by the discussion
of the historical trajectory of the relationship of Jammu and Kashmir with
the Union of India, sovereignty was surrendered in part with the signing of
the IoA and in full, with the issuance of the Proclamation by Yuvraj Karan
Singh in November 1949. It remains to consider whether the Constitution
of India or the Constitution of Jammu and Kashmir lead to the conclusion
that the State retained an element of sovereignty.
c. Neither the constitutional setup nor any other factors indicate
that the State of Jammu and Kashmir retained an element of
sovereignty
149. Article 1 of the Constitution of India provides that India is a
Union of States. The immutability and import of Article 1 in its application
to the State of Jammu and Kashmir may be gleaned from many provisions:
a. Article 1 (as it then stood) referenced Part III States, and Jammu
and Kashmir was listed as a Part III State in the First Schedule
to the Constitution of India;
b. Article 370(1)(c) of the Indian Constitution reiterates that Article
1 shall apply to the State. While Article 370 contains provisions
90 SUPREME COURT REPORTS [2023] 16 S.C.R.
162 Shri Kushuk Bakula made his remarks in Bodhi. The Secretary of the Constituent
Assembly read out an English version of his speech.
163 25 October 1956, Debates of the Constituent Assembly of Jammu and Kashmir
164 7 November 1956, Debates of the Constituent Assembly of Jammu and Kashmir
165 17 November 1956, Debates of the Constituent Assembly of Jammu and Kashmir
92 SUPREME COURT REPORTS [2023] 16 S.C.R.
not alone or unarmed today we are with India and 360 million
Indians.”166
This is a reiteration of the understanding of the members of the
Constituent Assembly of Jammu and Kashmir that accession to India was
complete and that sovereignty was surrendered.
152. There is a noticeable difference between the Preamble to the
Indian Constitution167 and the Preamble to the Constitution of the State of
Jammu and Kashmir which has been extracted above. The Preamble to the
Indian Constitution states, “We the people of India, having solemnly resolved
to constitute India into a sovereign, socialist, secular and democratic
republic…” There is a clear absence in the Constitution of Jammu and
Kashmir of a reference to sovereignty. While the Constitution of India
emphasises in its Preamble that the people of India resolved to constitute
India into a sovereign, socialistic, secular, democratic, republic, the basic
purpose of the Constitution of Jammu and Kashmir as set out in the Preamble
is to define further the relationship of the State with the Union though as
an integral part of India. Section 2(a) of the Constitution of Jammu and
Kashmir provides that “the Constitution of India means the Constitution
as applicable in relation to this State”. Section 4 defines the territory of the
State of Jammu and Kashmir to comprise of all the territories which on 15
August 1947 were under the sovereignty or suzerainty of the Ruler of the
State. Section 5 defines the extent of the executive and legislative power of
the State in the following terms:
“5. Extent of executive and legislative power of the State
The executive and legislative power of the State extends to all
matters except those with respect to which Parliament has power
to make laws for the State, under the provisions of the Constitution
of India.”
166 25 January 1957, Debates of the Constituent Assembly of Jammu and Kashmir
167 The Preamble to the Indian Constitution: “WE, THE PEOPLE OF INDIA, having
solemnly resolved to constitute India into a SOVEREIGN SOCIALIST SECULAR
DEMOCRATIC REPUBLIC and to secure to all its citizens: JUSTICE, social, economic
and political; LIBERTY of thought, expression, belief, faith and worship; EQUALITY
of status and of opportunity; and to promote among them all; FRATERNITY assuring
the dignity of the individual and the unity and integrity of the Nation…”
IN RE: ARTICLE 370 OF THE CONSTITUTION 93
[DR DHANANJAYA Y CHANDRACHUD, CJI]
153. Section 5 defines the extent of the legislative and executive power
of the State by relating it to matters over which Parliament has power to
make laws for the State. In other words, the residual power which is left after
excluding the domain which falls within the ambit of the legislative power
of Parliament in relation to the State, would be within the legislative and
executive domain of the State of Jammu and Kashmir. Section 5 however
recognises that the legislative domain of Parliament in relation to the State
of Jammu and Kashmir would be prescribed by the Constitution of India
and necessarily therefore not by the Constitution of the State of Jammu
and Kashmir.
154. Section 6 of the Jammu and Kashmir Constitution provides for
Permanent residents:
“Permanent residents
(1) Every person who is, or is deemed to be, a citizen of India under the
provisions of the Constitution of India shall be a permanent resident
of the State, if on the fourteenth day of May, 1954.
(a) he was a State subject of class I or of class II: or
(b) having lawfully acquired immovable property in the State, he has
been ordinarily resident in the State for not less than ten years prior
to that date.
(2) Any person who, before the fourteenth day of May, 1954 was a
State subject of Class I or of Class II and who, having migrated after
the first day of March, 1947, to the territory -now included in Pakistan,
returns to the State under a permit for resettlement in the State or for
permanent return issued by or under the authority of any law made
by the State Legislature shall on such return be a permanent resident
of the State.
(3) In this section, the expression “State subject of Class I or of Class
II” shall have the same -meaning as the State Notification No I-L/84
dated the twentieth April. ‘1927, read with State Notification No 13/L
dated the twenty- seventh June, 1932.”
It is important to note that permanent residents do not possess dual
citizenship – one of the State of Jammu and Kashmir and another of the
94 SUPREME COURT REPORTS [2023] 16 S.C.R.
Union of India. Rather, they are citizens only of one sovereign unit, that is,
the Union of India.168
155. Part IV of the Jammu and Kashmir Constitution provides for the
Directive Principles of State Policy; Part V for the Executive consisting of
the Governor and the Council of Ministers headed by the Chief Minister; Part
VI for the State Legislature comprising of the Legislative Assembly and the
Legislative Council. Part VI provides for the High Court and the “subordinate
courts”. Part VIII provides for Finance, Property and Contracts; Part IX for the
Public Services; Part X for Elections and Part XI for Miscellaneous Provisions;
Part XII for Amendment of the Constitution. None of these provisions indicate
that the State is sovereign.
156. Section 147 which provides for the amendment of the State
Constitution is in the following terms:
“147. Amendment of the Constitution
An amendment of this constitution may be initiated only by the
introduction of a Bill for the purpose in the Legislative Assembly and
when the Bill is passed in each House by a majority of not less than
two-thirds of the total membership of at the House, it shall be presented
to the Sadar-i-Riyasat for his assent and, upon such assent being given
to the Bill, the Constitution shall stand amended in accordance with
the terms of the Bill:
Provided that a Bill providing for the abolition of the Legislative
Council may be introduced in the Legislative Assembly and passed by
it majority of the total membership of the Assembly and by a majority
of not less than two-thirds of the members of the Assembly present
and voting:
Provided further that no Bill or amendment seeking to make any
change in:
(a) this section;
(b) the provisions of the sections 3 and 5; or
with the Union of India, the use of the expression “further” conveys the
intendment that the defining characteristics of that relationship were not
exclusively embodied in the Constitution of the State. The State being an
integral part of the Union of India, the executive and legislative domain
of the State relates to the Constitution of India. The territorial integrity of
the Union of India, which encompassed as one of the constituent units, the
State of Jammu and Kashmir, was beyond the domain of the authorities in
the legislative and executive sphere constituted by the State Constitution.
The defining contours of the relationship between the State and the Union
lay beyond the framework of the State Constitution and would be governed
by the Constitution of the Union.
160. Any restraints on the power to modify the relationship of the
Union with the State would thus have to be traced to the Constitution
of India and not the Constitution of Jammu and Kashmir. Significantly,
the Constitution of the State of Jammu and Kashmir did not contain an
elaboration of the subjects on which the State could legislate in view of the
provisions of Section 5. The legislative domain of the State of Jammu and
Kashmir was a remainder or the residue left after the legislative domain of
Parliament to make laws for the State of Jammu and Kashmir as defined in
the Constitution of India.
161. The Preamble of the Constitution of Jammu and Kashmir,
Sections 3, 5 and 147 of the State Constitution, coupled with Article 1 of
the Constitution of India read with the First Schedule as well as Article 370
indicate in no uncertain terms that a system of subordination (as understood
by the definition of sovereignty) exists by which the State is subordinate
to the Indian Constitution first and only then to its own Constitution. The
Constitution of India was and is the supreme governing document of all
States including the State of Jammu and Kashmir. The discussion of the
provisions of the two Constitutions in the preceding paragraphs is indicative
of this fact.
162. In SBI v. Santosh Gupta,169 this Court rejected the argument
that the Constitution of Jammu and Kashmir has a status that is equal to
the Constitution of India:
“12. … the State does have its own separate Constitution by which it
is governed in all matters, except those surrendered to the Union of
India. Amendments that are made in the Constitution of India are made
to apply to the State of Jammu & Kashmir only if the President, with
the concurrence of the State Government, applies such amendments
to the State of Jammu & Kashmir. The distribution of powers between
the Union and the State of Jammu & Kashmir reflects that matters of
national importance, in which a uniform policy is desirable, is retained
with the Union of India, and matters of local concern remain with the
State of Jammu & Kashmir. And, even though the Jammu & Kashmir
Constitution sets up the District Courts and the High Court in the State,
yet, the supreme authority of courts to interpret the Constitution of
India and to invalidate action violative of the Constitution is found to
be fully present. Appeals from the High Court of Jammu & Kashmir lie
to the Supreme Court of India, and shorn of a few minor modifications,
Articles 124 to 147 all apply to the State of Jammu & Kashmir, with
Articles 135 and 139 being omitted. The effect of omitting Articles
135 and 139 has a very small impact, in that Article 135 only deals
with jurisdiction and powers of the Federal Court to be exercised by
the Supreme Court, and Article 139 deals with Parliament’s power to
confer on the Supreme Court the power to issue directions, orders,
and writs for purposes other than those mentioned in Article 32(2).
We may also add that permanent residents of the State of Jammu &
Kashmir are citizens of India, and that there is no dual citizenship as
is contemplated by some other federal Constitutions in other parts
of the world. All this leads us to conclude that even qua the State of
Jammu & Kashmir, the quasi-federal structure of the Constitution
of India continues, but with the aforesaid differences. It is therefore
difficult to accept the argument of Shri Hansaria that the Constitution
of India and that of Jammu & Kashmir have equal status. Article 1
of the Constitution of India and Section 3 of the Jammu & Kashmir
Constitution make it clear that India shall be a Union of States, and
that the State of Jammu & Kashmir is and shall be an integral part of
the Union of India.”
163. Parliament has the power to enact laws on all matters which are
not listed in Lists II and III by virtue of Article 246 read with Entry 97 of
98 SUPREME COURT REPORTS [2023] 16 S.C.R.
165. If the position that Jammu and Kashmir has sovereignty by virtue
of Article 370 were to be accepted, it would follow that other States which
had special arrangements with the Union also possessed sovereignty. This
is clearly not the case. As noticed by this Court in other segments of this
judgment, the special circumstances in Jammu and Kashmir necessitated
a special provision, that is, Article 370. Article 370 is an instance of
asymmetric federalism. The people of Jammu and Kashmir, therefore, do
not exercise sovereignty in a manner which is distinct from the way in
which the people of other States exercise their sovereignty. In conclusion,
the State of Jammu and Kashmir does not have ‘internal sovereignty’ which
is distinguishable from that enjoyed by other States.
166. In Prem Nath Kaul (supra), a suit was filed by the appellant
against the State of Jammu and Kashmir for a declaration that the Jammu
and Kashmir Big Landed Estate Abolition Act 2007 was “void, inoperative
and ultra vires of Yuvraj Karan Singh who enacted it” so that the appellant
could retain possession of his lands. The suit was dismissed and the High
Court in appeal confirmed the dismissal. The Constitution Bench, speaking
through P B Gajendragadkar, J. (as the learned Chief Justice then was)
noted two developments which had taken place. First, Maharaja Hari Singh
who had succeeded Maharaja Pratap Singh as the Ruler of Kashmir issued
Regulation 1 of 1991 (1934) in response to a public agitation in Kashmir for
the establishment of responsible government. Section 3 of the Regulation
provided that all powers - legislative, executive and judicial in relation to
the State were declared to be inherent in and possessed and retained by the
Maharaja. Section 30 provided that no measure would be deemed to be passed
by the Praja Sabha until the Maharaja had signified his assent. Secondly,
in 1939, the Maharaja promulgated the Jammu and Kashmir Constitution
Act 14 of 1996 (1936). As a consequence, Regulation 1 of 1991 (1934) was
overhauled. Section 5, like Section 3 of Regulation 1 of 1991, recognized
and preserved all the inherent powers of the Maharaja. The Constitution
Bench noted that with the passing of the Indian Independence Act 1947,
the suzerainty of His Majesty over Indian States lapsed together with all
agreements and treaties in force. With the lapse of British Paramountcy,
Jammu and Kashmir, like other Indian States, was theoretically free from
the limitations imposed by the paramountcy of the British Crown subject
to the proviso to Section 7(1)(b) which prescribed that effect shall continue
100 SUPREME COURT REPORTS [2023] 16 S.C.R.
169. The Constitution Bench noted that prior to the passing of the
Independence Act 1947, the sovereignty of the Maharaja over the State
was subject to such limitations as were constitutionally imposed by the
paramountcy of the British Crown and by the treaties and agreements
entered into with the British Government. However, the Maharaja was “an
absolute monarch” as regards the internal administration and governance of
the State and was vested with all executive, legislative and judicial powers.
The Court rejected the submission that the sovereignty of the Maharaja was
affected by the provisions of the IoA, holding:
“26 … But it is urged that the sovereignty of the Maharaja was
considerably affected by the provisions of the Instrument of Accession
which he signed on October 25, 1947. This argument is clearly
untenable. It is true that by clause 1 of the Instrument of Accession
His Highness conceded to the authorities mentioned in the said clause
the right to exercise in relation to his State such functions as may be
vested in them by or under the Government of India Act, 1935 as in
force in the said Dominion on August 15, 1947, but this was subject
to the other terms of the Instrument of Accession of the sovereignty
of His Highness in and over his State. We must therefore, reject the
argument that the execution of the Instrument of Accession affected
in any manner the legislative, executive and judicial powers in regard
to the Government of the State which then vested in the Ruler of the
State.”
This Court rejected the argument that the Monarch lost plenary
legislative powers upon the establishment of a popular interim government
by the Proclamation dated 5 March 1948 observing that the Cabinet still
had to function under the overriding powers of the Monarch:
“… the Maharaja very wisely chose to entrust the actual administration
of the Government to the charge of a popular Cabinet; but the
description of the Cabinet as a popular interim Government did not
make the said Cabinet a popular Cabinet in the true constitutional
sense of the expression. The Cabinet had still to function under the
Constitution Act 14 of 1996 (1939) and whatever policies it pursued,
it had to act under the overriding powers of His Highness. It is thus
clear that until the Maharaja issued his proclamation on June 20, 1949,
102 SUPREME COURT REPORTS [2023] 16 S.C.R.
all his powers legislative, executive and judicial as well as his right
and prerogative vested in him as before. That is why the argument
that Maharaja Hari Singh had surrendered his sovereign powers in
favour of the Praja Sabha and the popular interim Government, thereby
accepting the status of a constitutional monarch cannot be upheld.”
After analysing the provisions of Article 370, the Court observed:
“38. On the said construction the question which falls to be determined
is: Do the provisions of Article 370(1) affect the plenary powers
of the Maharaja in the matter of the governance of the State? The
effect of the application of the present article has to be judged in
the light of its object and its terms considered in the context of the
special features of the constitutional relationship between the State
and India. The Constitution-makers were obviously anxious that the
said relationship should be finally determined by the Constituent
Assembly of the State itself; that is the main basis for, and purport
of, the temporary provisions made by the present article; and so the
effect of its provisions must be confined to its subject-matter. It would
not be permissible or legitimate to hold that, by implication, this
article sought to impose limitations on the plenary legislative powers
of the Maharaja. These powers had been recognised and specifically
provided by the Constitution Act of the State itself; and it was not,
and could not have been, within the contemplation, or competence
of the Constitution-makers to impinge even indirectly on the said
powers. It would be recalled that by the Instrument of Accession these
powers have been expressly recognised and preserved and neither the
subsequent proclamation issued by Yuvaraj Karan Singh adopting, as
far as it was applicable, the proposed Constitution of India, nor the
Constitution order subsequently issued by the President, purported
to impose any limitations on the said legislative powers of the Ruler.
What form of Government the State should adopt was a matter
which had to be, and naturally was left to be, decided by the
Constituent Assembly of the State. Until the Constituent Assembly
reached its decision in that behalf, the constitutional relationship
between the State and India continued to be governed basically by
the Instrument of Accession. It would therefore be unreasonable to
IN RE: ARTICLE 370 OF THE CONSTITUTION 103
[DR DHANANJAYA Y CHANDRACHUD, CJI]
assume that the application of Article 370 could have affected, or was
intended to affect, the plenary powers of the Maharaja in the matter of
the governance of the State. In our opinion, the appellant’s contention
based on this article must therefore be rejected.”
(emphasis supplied)
170. The Constitution Bench, therefore, rejected the challenge to the
constitutional validity of the provisions of the State enactment. The court
in Prem Nath Kaul (supra) had to decide on the validity of the Estate
Abolition Act. The limited question before the Constitution Bench in Prem
Nath Kaul (supra) was whether the Monarch held plenary legislative powers
after the Constitution of India as it applied to Jammu and Kashmir was
adopted in the State but before the Constitution of Jammu and Kashmir was
adopted. A decision is an authority for the proposition which it decides. The
question of whether the State of Jammu and Kashmir retained sovereignty
upon integration with the Dominion of India did not arise in that case. The
legislation in question was promulgated by Yuvraj on 17 October 1950 before
the Constituent Assembly of the State was constituted and the Constitution
of Jammu and Kashmir was adopted. When the Constitution of India was
adopted, all the provisions of the Constitution did not automatically apply
to the State of Jammu and Kashmir. By virtue of Article 370(1)(c), only
Articles 1 and 370 applied to the State of Jammu and Kashmir when the
Constitution was adopted. Upon the adoption of the Constitution of India,
the State of Jammu and Kashmir like all other States adopted a democratic
form of Government. However, in the absence of Constitutional provisions
to that regard, the form of Government already in the State continued to have
force. Upon the adoption of the Constitution, the provisions of the Indian
Constitution relating to the establishment of a Legislative Assembly for
States in Part B of the First Schedule and by which the ruler was designated
as the Rajpramukh did not extend to the State of Jammu and Kashmir. Since
the form of the Government in Jammu and Kashmir was yet to be put in
force by the Government and the Constituent Assembly of the State, the
form of Government already in existence continued to be in force until such
necessary provisions could be made for the State. This is evident from the
observation that the Monarch did not become a Constitutional Monarch upon
the establishment of a popular interim Government by the Proclamation
104 SUPREME COURT REPORTS [2023] 16 S.C.R.
dated 5 March 1948 because the Cabinet still had to act under the overriding
powers of the Monarch and it was only with the adoption of the Constitution
of Jammu and Kashmir that hereditary rule was abolished.
ii. The Constitutional validity of the Proclamations issued under
Article 356 of the Constitution of India and Section 92 of the
Constitution of Jammu and Kashmir
171. On 19 June 2018, Mehbooba Mufti resigned as Chief Minister
after the Bharatiya Janata Party withdrew from the alliance with the Jammu
and Kashmir Peoples’ Democratic Party. On the next day, the Governor of
Jammu and Kashmir with the approval of the President imposed Governor’s
rule in the State of Jammu and Kashmir in exercise of power under Section
92 of the Constitution of Jammu and Kashmir. The Proclamation issued
under Section 92 would cease to operate on the expiry of six months from
the date on which it was issued. Section 92 of the Constitution of Jammu
and Kashmir, unlike Article 356 of the Indian Constitution, does not permit
the extension of the Proclamation beyond six months. Thus, Governor’s rule
would have come to an end on 19 December 2018. The President issued a
Proclamation under Article 356 on 19 December 2018. The Proclamation
was approved by the Lok Sabha on 28 December 2018 and the Rajya Sabha
on 3 January 2019. On 28 June 2019 and 1 July 2019, the Lok Sabha and
Rajya Sabha extended President’s rule for another six months.
172. No challenge was mounted to the Proclamations under Section
92 of the Constitution of Jammu and Kashmir until after the tenure of the
Proclamation had ended. No challenge was made to the Proclamation under
Article 356 of the Constitution of India immediately after it was issued.
When the Proclamation was in the force, the President issued COs 272 and
273 by which Article 370 and the special constitutional status of Jammu
and Kashmir was in effect repealed. The petitioners mounted a challenge to
the abrogation of the special status of Jammu and Kashmir by challenging
the validity of COs 272 and 273 and to the Proclamations issued by the
Governor and the President in 2018 and the extension of the Presidential
Proclamation in 2019.
173. The Solicitor General of India argued that (a) neither the imposition
of Governor’s rule nor President’s rule was challenged contemporaneously
in 2018 and the petitioners have been unable explain the cause for the
IN RE: ARTICLE 370 OF THE CONSTITUTION 105
[DR DHANANJAYA Y CHANDRACHUD, CJI]
delay; (b) the petitioners in their writ petitions have not pleaded grounds for
challenging the Proclamations; and (c) the challenges to the Proclamations
were initiated only after Article 370 was abrogated. The Proclamations, it
was urged, were not independently challenged and they were challenged
only because the impugned actions were taken during the subsistence of
the Proclamations.
174. The power of the President under Article 356 to issue a
Proclamation is of an exceptional nature which has wide ramifications on
the autonomy of the State and the federal framework at large. Thus, laches
in challenging the Proclamations cannot by itself be a valid ground to reject
a constitutional challenge to the Proclamations issued under Article 356 of
the Constitution and Section 92 of the Constitution of Jammu and Kashmir.
However, we are of the opinion that the challenge to the validity of the
Proclamations does not merit adjudication because:
a. The pleadings of the petitioners in the writ petitions indicate that
their principal challenge is to the abrogation of Article 370 and
whether such an action could have been taken during President’s
rule.171 The challenge is to actions taken during the subsistence
of President’s rule and not independently to President’s rule by
itself; and
b. Even if this Court holds that the Proclamation could not have
been issued under Article 356, there would be no material relief
which can be given in view of the fact that it was revoked on 31
October 2019. We are conscious that this Court in SR Bommai
(supra) held that status quo ante can be restored upon finding that
the Proclamation is invalid and the Court has the power to validate
specific actions which were taken when the Proclamation was in
force. The petitioners have assailed the specific actions which
were taken when the Proclamation was in force on the ground that
these actions breach the constitutional limitations on the exercise
171 WP (C) 1068 of 2019 assails the validity of the 2018 Proclamation and its extension
but does not mention any grounds for the challenge. WP (C) 1099 of 2019 and WP (C)
1165 of 2019 have challenged the suspension of the proviso to Article 3 by the 2018
Proclamation but not the 2018 Proclamation itself. One of the grounds in WP (C) 1165
of 2019 is that the 2018 Proclamation is invalid but no reasons are mentioned.
106 SUPREME COURT REPORTS [2023] 16 S.C.R.
172 State of Rajasthan v. Union of India (1977) 3 SCC 392 and SR Bommai v. Union of
India, (1994) 3 SCC 1
108 SUPREME COURT REPORTS [2023] 16 S.C.R.
have to be fulfilled, which are: (a) the satisfaction of the President that a
situation has arisen in which the government of a State cannot be carried on
in accordance with the provisions of the Constitution; and (b) the satisfaction
that such a situation has arisen must be formed either on the basis of a report
sent by the Governor of the State or otherwise. If these two conditions have
been fulfilled, the President by a Proclamation may: (a) assume to himself
“all or any” functions of the Government of the State and “all or any”
powers vested in or exercisable by the Governor or any other authority in
the State; (b) declare that the powers of the Legislature of the State shall be
exercisable by or under the authority of Parliament; and (c) make “incidental
and consequential” provisions which are “necessary or desirable” for giving
effect to the object of the Proclamation. This would also include the power
to suspend in whole or in part, a provision of the Constitution relating to
any body or authority in the State. However, the President is barred from
exercising the powers of High Courts or suspending any provision of the
Constitution related to High Courts.
181. The subsequent clauses of Article 356 prescribe conditions
relating to the tenure of the Proclamation. Every Proclamation must be laid
before Houses of Parliament, and unless approved by a resolution by both
the Houses shall cease to operate within two months.173 However, where the
Council of States approves the resolution in two months but the House of
People is dissolved, the Proclamation ceases to operate on the expiry of thirty
days from the date on which the House of People first sits after reconstitution
unless a resolution approving the Proclamation is passed by the House of
People before that.174 Article 356(4) states that an approved Proclamation
has a life of six months from the date of the issuance of the Proclamation
(not the date of approval) unless another Proclamation approving the
continuance of the Proclamation is passed. This Proclamation also has a
life of six months.175 Thus, Parliament may approve the Proclamation in
the first instance (which then has a life of six months) and thereafter also
approve its continuance, which shall extend the life of the Proclamation
by another six months. However, Parliament shall not pass a resolution
approving a Proclamation for a period beyond one year since the date of
issuance of the Proclamation unless (a) a national emergency under Article
352 is in operation in the whole of India or whole or any part of the State;
and (b) the Election Commission of India certifies that it is necessary that the
Proclamation continues to be in force because of the difficulties in holding
general elections.176 However, in no circumstances shall the Proclamation
remain in force for more than three years since the date it was first issued.177
182. Where a Proclamation under Article 356 declares that the power
of the legislature of the State shall be exercisable by or under the authority
of Parliament, Article 357 enunciates the consequences. In such a situation,
Parliament which has been conferred with the “powers of the legislature
of the State” may confer on the President the power of the legislature to
“make laws”, and authorise the President to delegate the power to any
other authority, subject to any conditions which the President may impose.
Parliament or the President or any other authority to whom the power
to make laws has been delegated may enact laws conferring powers and
imposing duties upon the Union or its officers and authorities. When
the House of the People is not in session, the President may authorise
expenditure from the Consolidated Fund pending the sanction of
Parliament. Article 357(2) states that the law enacted by Parliament or
the President or any other authorised body which it otherwise would not
have been competent to enact but for the Proclamation under Article 356
shall continue to remain in force even after the Proclamation ceases to
operate. It shall continue to remain in force unless the State legislature or
any authority alters, repeals or amends the law.
b. Interpreting Article 356 in the aftermath of SR Bommai
183. This Court has in earlier judgments interpreted the scope of
the power of the President to issue a Proclamation under Article 356. The
approach of this Court towards interpreting the scope of this unique power
of the Union Government which correspondingly reduces the autonomy of
States has undergone a sea-change from the decision of a seven-Judge Bench
the Bench disagreed with the reasoning in State of Rajasthan (supra). One
of the chief reasons which lead to the tectonic shift in the Court’s approach
to the scope of the President’s powers under Article 356 was the abuse of the
power under Article 356. When the Constituent Assembly was discussing
the draft of Article 356 in the present form, Dr. BR Ambedkar observed
that he hoped that the power under Article 356 would never be called into
operation and that it would remain a dead letter.188 However, by the time this
Court decided SR Bommai (supra), the President had exercised the power
under Article 356 more than ninety times.189 While the members of the
Constituent Assembly hoped that the power under Article 356 would only
be used in extraordinary situations, history indicated that the power has been
misused frequently to achieve political ends. In the Constituent Assembly
Debates, Mr. Santhanam observed that it is only strong conventions that
will prevent the misuse of power under Article 356.190 This Court in SR
Bommai (supra) placed limitations on the power of the President to issue a
Proclamation under Article 356 and expanded the scope of judicial review
of a Presidential Proclamation. This Court’s interpretation of Article 356 in
SR Bommai (supra) has prevented its misuse, creating strong conventions
on the exercise of power under the provision.
188. For the purpose of discussing the ratio decidendi in SR Bommai
(supra), we will refer to the opinion of Justice Sawant who authored the
opinion for himself and Justice Kuldip Singh, with whom Justice Jeevan
Reddy (writing for himself and Justice Agarwal) substantially agreed
except on one crucial point. Justice Pandian agreed with the opinion of
Justice Jeevan Reddy. The ratio decidendi of the opinion of the majority is
summarised below:
188 “In fact I share the sentiments expressed … that the proper thing we ought to expect is
that such articles will never be called into operation and that they would remain a dead
letter. If at all, they are brought into operation, I hope the President, who is endowed
with all these powers, will take proper precautions before actually suspending the
administration of the provinces. I hope the first thing he will do would be to issue a
mere warning to a province that has erred, that things were not happening in the way
in which they were intended to happen in the Constitution.” (Constituent Assembly
Debates, Vol. IX, p. 177)
189 The judgments of Justice Jeevan Reddy and Justice Ahmadi expressly record this.
190 Constituent Assembly Debates, Vol. 9, 03 Aug 1949
IN RE: ARTICLE 370 OF THE CONSTITUTION 113
[DR DHANANJAYA Y CHANDRACHUD, CJI]
“288. […] The existence of power does not mean that dissolution
of Legislative Assembly should either be treated as obligatory or
should invariably be ordered whenever a Government of the State
is dismissed. It should be a matter for the President to consider,
taking into consideration all the relevant facts and circumstances,
whether the Legislative Assembly should also be dissolved
or not. If he thinks that it should be so dissolved, it would be
appropriate, indeed highly desirable, that he states the reasons for
such extraordinary step in the order itself.”
However, Justice Reddy held that it would not be open to the
President to exercise some of the powers exercised by the
Government without dismissing the Government because: first,
the President can only issue a Proclamation under Article 356(1)
when the constitutional machinery as a whole (and not one or two
functions) fails in the State; and second, that would introduce the
concept of two Governments operating in the same sphere. The
relevant observations are extracted below:
“293. It was suggested by Shri Ram Jethmalani that the President
can “assume all or any of the functions” of the State Government
without dismissing the Government. Emphasis is laid upon the
words “all or any” in sub-clause (1). In particular, he submitted,
where the State Government is found remiss in performing one
or some of the functions, that or those functions of the State
Government can be assumed by the President with a view to
remedy the situation. After rectifying the situation, the counsel
submitted, the President will give those functions back to the
State Government and that in such a situation there would be no
occasion or necessity for dismissing the State Government. The
learned counsel gave the analogy of a motor car — if one or a
few of the parts of a car malfunction or cease to function, one
need not throw away the car. That or those particular parts can be
replaced or rectified and the car would function normally again.
It is difficult to agree with the said interpretation. The power
under Article 356(1) can be exercised only where the President
is satisfied that “the government of the State cannot be carried on
118 SUPREME COURT REPORTS [2023] 16 S.C.R.
of the state’s political executive while the remaining powers vest with the
State Government. The suspension of the State Government is a necessary
consequence of the exercise of the power under Article 356.
192. A Proclamation issued under Article 356 impacts federal principles
on two levels. At the first level, the federal nature of States is diluted because
the Union is empowered to take over the executive and legislative powers
of the State. During the operation of the Proclamation, the State loses its
autonomy which is a core characteristic of a federal State. At the second level,
a Proclamation under Article 356 can be issued by the President on the aid
and advice of the Council of Ministers without the approval of Parliament.
The Proclamation has a minimum tenure of two months which is extended
upon a resolution passed by Parliament approving the Proclamation. Though
the approval of the Proclamation by Parliament affirms the principle of
parliamentary democracy, it does not restore the principle of federalism.
The majority in SR Bommai (supra) was conscious of the impact of the
Proclamation on federal principles. This is evident from the observations
of Justice Reddy that only those steps which are necessary for achieving
the objective of the Proclamation must be taken.
193. The next issue that the Court addressed was whether the extent
of power exercised by the President is justiciable. The petitioners in SR
Bommai (supra) argued that the measures which would be needed to remedy
the situation would vary depending on the nature of the situation or the degree
of failure of the constitutional machinery. It was argued by the petitioners
that it would be a “disproportionate and unreasonable exercise of power”
if the President does not resort to different remedies in different situations.
The submission is best reflected in the following extract:
“108. […] A strong contention was raised that situations of the failure
of the constitutional machinery may be varied in nature and extent,
and hence measures to remedy the situations may differ both in kind
and degree. It would be a disproportionate and unreasonable exercise
of power if the removal of Government or dissolution of the Assembly
is ordered when what the situation required, was for example only
assumption of some functions or powers of the Government of the
State or of anybody or authority in the State under Article 356(1)
(a). The excessive use of power also amounts to illegal, irrational
120 SUPREME COURT REPORTS [2023] 16 S.C.R.
and mala fide exercise of power. Hence, it is urged that the doctrine
of proportionality is relevant in this context and has to be applied in
such circumstances.”
194. The issue of whether the extent of power used by the President
is justified in a particular situation is a question which in Justice Sawant’s
opinion “would remain debatable and beyond judicially discoverable and
manageable standards unless the exercise of the excessive power is so
palpably irrational or mala fide as to invite judicial intervention”. Applying a
more stringent standard would, in his opinion, lead to the Court adjudicating
the comparative merits of one measure over the other which would lead to
it entering the ‘political-thicket’:
“108. […] Hence it is possible for the President to use only some of
the requisite powers vested in him under Article 356(1) to meet the
situation in question. He does not have to use all the powers to meet
all the situations whatever the kind and degree of the failure of the
constitutional machinery in the State. To that extent, the contention is
indeed valid. However, whether in a particular situation the extent of
powers used is proper and justifiable is a question which would remain
debatable and beyond judicially discoverable and manageable standards
unless the exercise of the excessive power is so palpably irrational or
mala fide as to invite judicial intervention. In fact, once the issuance of the
Proclamation is held valid, the scrutiny of the kind and degree of power
used under the Proclamation, falls in a narrower compass. There is every
risk and fear of the court undertaking upon itself the task of evaluating
with fine scales and through its own lenses the comparative merits of
one rather than the other measure. The court will thus travel unwittingly
into the political arena and subject itself more readily to the charges of
encroaching upon policy-making. The “political thicket” objection sticks
more easily in such circumstances. Although, therefore, on the language
of Article 356(1), it is legal to hold that the President may exercise only
some of the powers given to him, in practice it may not always be easy
to demonstrate the excessive use of the power.”
(emphasis supplied)
195. Justice Reddy observed that in exercise of the discretion, the President
must consider the advisability and necessity of the action:
IN RE: ARTICLE 370 OF THE CONSTITUTION 121
[DR DHANANJAYA Y CHANDRACHUD, CJI]
“280. The use of the word ‘may’ indicates not only a discretion but an
obligation to consider the advisability and necessity of the action. It also
involves an obligation to consider which of the several steps specified
in sub-clauses (a), (b) and (c) should be taken and to what extent? The
dissolution of the Legislative Assembly – assuming that it is permissible –
is not a matter of course. It should be resorted to only when it is necessary
for achieving the purposes of the Proclamation.
289. […] Once Parliament places its seal of approval on the Proclamation,
further steps as may be found necessary to achieve the purposes of the
Proclamation, i.e., dissolution of Legislative Assembly, can be ordered. In
other words, once Parliament approves the initial exercise of his power,
i.e., his satisfaction that a situation had arisen where the government of
the State could not be carried on in accordance with the Constitution the
President can go ahead and take further steps necessary for effectively
achieving the objects of the Proclamation. Until the approval, he can only
keep the Assembly under suspended animation but shall not dissolve it.”
(emphasis supplied)
196. A holistic reading of the decisions of Justice Sawant and Justice
Reddy, indicates that the actions by the President after issuing a Proclamation
are subject to judicial review. However, there were some variations in the
judgments of the learned Judges on the standard needed to be applied by
the Court to test the validity of exercise of power by the President after the
issuance of the Proclamation. Justice Sawant applied the standard of whether
the exercise of power was mala fide or palpably irrational. Justice Reddy
observed that the advisability and necessity of the action must be borne in
mind by the President.
d. Interpretation of Part XVIII
197. This Bench sitting in a combination of five judges is bound by
the decision of the majority on the issue of whether the exercise of power
by the President after the issuance of Proclamation is subject to judicial
review. We consider it appropriate, bearing in mind the principles which
emerge from the decision in SR Bommai (supra), to undertake a textual
and purposive reading of Article 356 in particular and Part XVIII as a whole
independently.
122 SUPREME COURT REPORTS [2023] 16 S.C.R.
elected representatives in the State, and the decisions taken by the President
and Parliament, can be ironed out upon a return to normalcy. For these reasons,
we do not believe that the Court ought to sit in appeal over every decision
taken by the President during the imposition of Article 356.
208. When a Proclamation under Article 356 is in force, there are
innumerable decisions which are taken by the Union Government on behalf
of the State Government for the purpose of day-to-day administration. Every
decision and action taken by the Union Executive on behalf of the State is
not subject to challenge. Opening up challenge to every decision would lead
to chaos and uncertainty. It would in effect put the administration in the State
at a standstill. This Court would enter into the question of whether it was a
valid exercise of power only when the petitioner makes a prima facie case
that exercise of power is mala fide or extraneous. After the petitioner makes
a prima facie case, the onus shifts to the Union to justify that the exercise of
power had a reasonable nexus with the object of the Proclamation.
III. The argument of ‘irrevocability’: Interpreting Article 357(2)
and Krishna Kumar Singh
209. The petitioners submitted that the power under Article 356
does not extend towards making fundamental, permanent and irrevocable
changes, which an eventually reconstituted elected assembly and government
would be constitutionally unable to reverse. According to the submission, the
power under Article 356 must be limited to restorative actions, alongside
directions or orders that are necessary for the purpose of daily administration.
To buttress this point, reference was made to Article 357(2) by which any
law made in exercise of the power of the Legislature of the State (which
Parliament would not have otherwise had the competent to enact) shall
not cease to operate until altered, repealed or amended by a competent
Legislature which is the Legislative Assembly of the State. It was argued
that if irreversible changes are made then the Legislative Assembly of the
State would be unable to undo or alter the changes in terms of Article 357(2).
210. Article 357(1)(a) stipulates that it shall be competent for
Parliament to confer on the President the ‘power to make laws’ as well as the
power to delegate this law-making power to any other authority. Before the
Constitution (Forty-second Amendment) Act 1976, the text of Article 357(2)
130 SUPREME COURT REPORTS [2023] 16 S.C.R.
a. Article 356 by vesting the President with the power to assume the
functions of the State executive and declare that Parliament shall
exercise the power of the State legislature enables the President
and Parliament to exercise functions which it is otherwise
incompetent to. Article 357 states that laws which Parliament
is otherwise incompetent to enact shall be valid even after the
Proclamation ceases to be in force until the State legislature
repeals or modifies such laws. Thus, until such a law is by an
affirmative action either repealed or modified, such law will be
valid. The provision only confers the power to the restored State
legislature to restore the legislative position as it existed before
the Proclamation by repealing the enacted statute. The provision
does not place any limitations on the exercise of power under
Article 356;
b. Article 357 only deals with the validity of laws after the
Proclamation ceases to exist and not the validity of executive
actions taken by the Union Government. Even if for the sake
of argument, it is accepted that the principle of irrevocability
runs through Article 357(2), this principle cannot be imported
to limit the scope of the exercise of executive power when the
Proclamation is in force; and
c. Article 357(2) encapsulates the working of the Indian federal
model by providing that though the division of powers between
the Union and the State legislatures which is a core component
of the federal structure is capable of being altered during the
subsistence of the proclamation under Article 356, the federating
units would have the power to reverse or modify the changes
which were brought by the Union during the subsistence of the
Proclamation. In that sense, Article 357(2) enables the restoration
of federal principles.
213. The petitioners also relied on Krishna Kumar Singh (supra)
to argue that irrevocable actions cannot be taken after a Proclamation
under Article 356 is issued. In Krishna Kumar Singh (supra), one of the
issues before this Court was whether the legal effects or consequences of
an Ordinance stand obliterated upon the lapsing of an Ordinance or upon
132 SUPREME COURT REPORTS [2023] 16 S.C.R.
to exist along with the Ordinance. An Ordinance ceases to exist on the expiry
of six weeks from the reassembly of the Legislature or when before the said
period, a resolution disapproving the Ordinance is passed. The provisions dealing
with Ordinance making power (Article 123 and 213) do not contain a clause
saving actions taken under an Ordinance after it ceases to exist. As discussed
above, Article 356 is placed differently by virtue of Article 357(2), whereby
laws enacted by Parliament in exercise of the State legislature’s power do not
cease to exist merely on the expiry of the Proclamation, and thus there was no
necessity for a savings clause.
216. Finally, this Court by following the line of approach taken in SR
Bommai (supra) interpreted the phrase ‘cease to exist’ in Article 213 broadly
because the narrow interpretation would lead to the abrogation of the principle
of parliamentary supremacy where the effects of executive action would have a
permanent effect without any parliamentary oversight. To recall, in SR Bommai
(supra), this Court held that “irreversible” changes cannot be made before the
Proclamation under Article 356 is approved by both Houses of Parliament
under Article 356(3). Otherwise, the purpose of the provision which is to place
a Parliamentary check on the exercise of power by the executive would become
nugatory. In this context, Justice Jeevan Reddy made the following observations:
“290. […] The expression “approval” has an intrinsic meaning which
cannot be ignored. Disapproval or non-approval means that the Houses
of Parliament are saying that the President’s action was not justified
or warranted and that it shall no longer continue. In such a case, the
Proclamation lapses, i.e., ceases to be in operation at the end of two
months — the necessary consequence of which is the status quo ante
revives. To say that notwithstanding the disapproval or non-approval,
the status quo ante does not revive is to rob the concept of approval of
its content and meaning. Such a view renders the check provided by
clause (3) ineffective and of no significance whatsoever. The Executive
would be telling Parliament : “I have dismissed the Government. Now,
whether you approve or disapprove is of no consequence because the
Government in no event can be revived. The deed is done. You better
approve it because you have practically no choice.” We do not think
that such a course is consistent with the principle of parliamentary
supremacy and parliamentary control over the Executive, the basic
134 SUPREME COURT REPORTS [2023] 16 S.C.R.
220. In addition to the legislative powers granted to the States under List
II of the Seventh Schedule, the States have also been granted various non-law
making powers to ensure the voice of their electorates are well represented
at the constitutional plane. This is a recognition that even though Parliament
has representatives from the entire country, and the Rajya Sabha is elected
entirely by State Legislatures, the outlook of such a body is fundamentally
national. The actual polity of Parliament is the entire nation. The Constitution
recognises that this creates a risk that the interests of specific states may not
be adequately represented despite such States being particularly impacted.
For example, the power to abolish or create a Legislative Council in a State
is conferred on Parliament under Article 169 as such a law has national
consequences, such as for the election of the President. However, it is also
a power that would directly impact the constitutional governance within the
concerned State. Thus, despite Parliament and the Rajya Sabha possessing
Members from the concerned State, the Constitution provides an extra layer
of federal representation to the State. Article 169 states that no law for the
creation of a Legislative Council in a State can be passed by Parliament
without the Legislative Assembly of the State first passing a resolution by a
2/3rds majority. This ensures that the constitutional governance of the State
cannot be overridden by national considerations.
221. A few of the constitutional (or non-law making) powers held by
the Legislature of the State are: (a) the power of the State legislatures to
ratify an amendment199; (b) election of the President by elected members of
the Legislative Assemblies of the State200; (c) election of the representatives
of each State to the Rajya Sabha by the elected members of the Legislative
Assembly of the State201; and (e) the Houses of Legislatures in two or more
States passing a resolution to the effect that Parliament must legislate upon
certain matters in those states, matters it otherwise does not have the power
to legislate upon202.
222. As we have noted above, Article 356(1)(b) does not make a
distinction between legislative and constitutional powers. Clause (b) of
Article 356(1) unlike clause (a) of Article 356(1) also does not make a
distinction between “all or any” powers. Clause (b) states that the President
shall by a Proclamation make a declaration that the powers of the Legislature
of the State shall be exercisable by or under the authority of Parliament.
223. Article 357 provides the scope of the power which can be
exercised by Parliament upon a declaration being made under Article 356(1)
(b). Article 357(1) is extracted below:
“357. Exercise of legislative powers under Proclamation issued under
Article 356
(1) Where by a Proclamation issued under clause ( 1 ) of Article 356,
it has been declared that the powers of the Legislature of the State
shall be exercisable by or under the authority of Parliament, it shall
be competent:
(a) for Parliament to confer on the President the power of the
Legislature of the State to make laws, and to authorise the President
to delegate, subject to such conditions as he may think fit to impose,
the power so conferred to any other authority to be specified by him
in that behalf;
(b) for Parliament, or for the President or other authority in whom
such power to make laws is vested under sub clause (a), to make laws
conferring powers and imposing duties, or authorising the conferring
of powers and the imposition of duties, upon the Union or officers and
authorities thereof;
(c) for the President to authorise when the House of the People is not in
session expenditure from the Consolidated Fund of the State pending
the sanction of such expenditure by Parliament.”
224. Article 357, as indicated in the marginal note, deals with the
exercise of legislative powers upon the issuance of a Proclamation under
Article 356. The provision states that upon a declaration being made under
Article 356(1)(b), it shall be competent:
a. For Parliament to confer law making powers on the President
or authorise the President to delegate the power to any other
authority;
IN RE: ARTICLE 370 OF THE CONSTITUTION 137
[DR DHANANJAYA Y CHANDRACHUD, CJI]
235. The Maharaja sought help and recognised that India would be
able to lend assistance only if the State of Jammu and Kashmir acceded
to India:
“I have accordingly decided to do so and I attach the Instrument of
Accession for acceptance by your Government. The other alternative
is to leave my State and my people to free-booters. On this basis no
civilized Government can exist or be maintained. The alternative I
will never allow to happen as long as I am Ruler of the State and I
have life to defend my country.”
236. The offer of accession noted that if the State of Jammu and
Kashmir “has to be saved, immediate assistance must be available at
Srinagar”. The letter proposed the setting up of an interim government
with Sheikh Abdullah being asked to carry out the responsibilities as Prime
Minister “in this emergency”.
237. Maharaja Hari Singh signed the IoA on 26 October 1947.
The Instrument was accepted by the Governor-General on 27 October
1947. In his communication dated 27 October 1947 to the Maharaja, the
Governor-General noted that “in the special circumstances mentioned
by your Highness, my Government has decided to accept the accession
of Kashmir State to the Dominion of India”. The letter of the Governor
General also noted that the policy of their Government was that in case
of any State where the issue of accession is a subject of dispute, “it is my
Government’s wish” that the question of accession “should be decided in
accordance with the wishes of the people of the State.” Thus, the letter
noted that in the case of Jammu and Kashmir, the question of the State’s
accession must be settled with reference to the people of the State:
“[…] my Government have decided to accept the accession of
Kashmir State to the Dominion of India. Consistently with their
policy that in the case of any State where the issue of accession
has been the subject of dispute, the question of accession should be
decided in accordance with the wishes of the people of the State, it
is my Government’s wish that, as soon as law and order have been
restored in Kashmir and her soil cleared of the invader, the question
of the State’s accession should be settled by a reference to the
people.”
144 SUPREME COURT REPORTS [2023] 16 S.C.R.
238. Shri Mehr Chand Mahajan (later a judge of the Supreme Court
and Chief Justice of India) had taken over as Prime Minister of Jammu
and Kashmir on 15 October 1947. His Memoirs titled “Looking Back204”
devote an entire Chapter to the “Pak invasion of Kashmir”. Mehr Chand
Mahajan provides a detailed account of the events commencing from 23
October 1947. The account can best be captured in his own words in the
following extracts:
“… Meanwhile the tribesmen from the frontier using Pakistan lorries,
jeeps and other conveyances and armed with Pakistani weapons
had entered the State on 23 October through Muzaffarabad. These
tribesmen were themselves Pakistan nationals; as they advanced they
were joined by other Pakistani citizens. The rail had been organised
by an ex-officer of the Political Agency at Peshawar, at the instance
and with the connivance of the Pakistan government. Transport,
arms, ammunition and military officers were supplied by the Pakistan
Government. We had tried to blow the bridge that could provide – and
did provide – access to the tribesmen into Kashmir. But as related
earlier, this attempt had failed for want of dynamite in the State.
Now they pushed on. At Domel the Muslim officers and soldiers of
the State forces who had been guarding this frontier under Col. Narain
Singh deserted and joined the raiders after killing their commander in
his officer at the Domel dak bungalow.
Flushed with arson, loot, and murder, the tribesmen now pushed on the
way to Srinagar. At Garhi, the Chief of the Dogra Army staff with his
small force tried to stop their advance. He held them up for sometime
but ultimately fell against enormously superior forces.
…
October 24th was the Dussehra Darbar Day on which every year the
Maharaja took the salute from the army and held a Darbar. A discussion
took place in the palace on the 23rd night whether or not the Darbar
should be held in view of the situation that had arisen. The Maharaja
was of the opinion that the Darbar should not be held as enough State
forces for the ceremonial parade were not available. All that had been
left of the army in Srinagar was about four companies of the cavalry. I
advised otherwise, being of the opinion that cancellation of the Darbar
would unnecessarily create panic in the town.
…
No sooner had we left the Darbar Hall and reached the Mirakadal
Bridge, electricity failed. The city was plunged into darkness. ….
I also rang up the power house at Mahoora where a chowkidar came
on the line and told me that a wounded captain of the army had come
on horseback saying “The raiders have come. Run away.” This, he
said, had created panic and most of the men of the power house had
fled from the place.
…
On 24th October, the Deputy Prime Minister left Srinagar for Delhi
carrying a letter of accession to India-from the Maharaja and a
personal letter to Pandit Jawaharlal Nehru and another to Sardar Patel
asking for military help in men, arms and ammunition. I also wrote
to both requesting them to save the State from Pakistan’s unprovoked
aggression.
…
After assuming office on 15th October, I had sent Col. Baldev Singh
Pathani and our military adviser, Col. Kashmir Singh, to Poonch and
Kotli to help our small military force there, and to inspire confidence
in the citizens. Col. Baldev Singh remained at Kotli to give heart to
the citizens at great personal risk while col. Kashmir Singh returned to
Srinagar to apprise the Maharaja about the military situation in Poonch
and in Kotli. After consulting the Officer commanding, Srinagar
Forces, the Governor of Srinagar and the Inspector General of Police,
we decided in the afternoon of 25th that the raiders should be given a
receding battle. Every effort was to be made to secure that our depleted
forces suffered as few casualties as possible. An all-out effort was to
be made to check the advance of the raiders to the town of Srinagar.
…
146 SUPREME COURT REPORTS [2023] 16 S.C.R.
of paper was passed over the Prime Minister, He read it and in a loud
voice said, “Sheikh Sahib also says the same thing.” It appeared that
Sheikh Abdulla had been listening to all this talk while sitting in one
of the bedrooms adjoining the drawing room where we were. He now
strengthened my hands by telling the Prime Minister that military help
must be sent immediately.
…
At 12.45 p. m. Sardar Baldev Singh came and told me that a decision
had been taken to send two companies of Indian troops to Srinagar.
All the planes in India had been requisitioned for the purpose. He also
wanted me to give the commander of this force as much information as
I could about the situation in the State. Luckily I had brought with me
a plan which showed where the clash between the raiders and the State
forces had occurred, the deployment of the raiders and distribution of
the State forces.
…
The Cabinet meeting in the evening affirmed the decision of the Defence
Council to give military aid to the Maharaja to drive out the tribesmen.
Around dinner time, the Prime Minister sent a message to me that
with Mr. V. P. Menon, I should fly to Jammu to inform the Maharaja
of this decision and also to get his signature on certain supplementary
documents about the accession.”
239. In Chapter 19, titled Kashmir’s Accession to India, Mahajan notes
that on 27 October 1947, he received a message that the Indian troops had
landed at Srinagar and “had gone into action”205. Mahajan notes that on 27
October 1947, he flew to Jammu with Mr V P Menon (the Secretary in the
Ministry of States). On their landing in Srinagar, the Indian troops had gone
into battle with the tribesmen. Mahajan recounts what happened thereafter:
“…After some discussion, formal documents were signed which Mr.
Menon took back to New Delhi, while I stayed at Jammu. This was a
narrow shave. After the failure of the Pak attempt to capture both the
not yet decided to accede to either India or Pakistan. If it were true that
the Maharajah was now anxious to accede to India, then Jammu and
Kashmir would become part of Indian territory. This was the only basis
on which Indian troops could be sent to the rescue of the State from
further pillaging by the aggressors. He further expressed the strong
opinion that, in view of the composition of the population, accession
should be conditional on the will of the people being ascertained by
a plebiscite after the raiders had been driven out of the State and law
and order had been restored. This was readily agreed to by Nehru and
other ministers.
Soon after the meeting of the Defence Committee, I flew to Jammu
accompanied by Mahajan. On arrival at the palace I found it in a
state of utter turmoil with valuable articles strewn all been driving
all night. I woke him up and told him of what had taken place at the
Defence Committee meeting. He was ready to accede at once. He then
composed a letter to the Governor-General describing the pitiable
plight of the State and reiterating his request for military help. He
further informed the Governor-General that it was his intention to set
up an interim government at once and to ask Sheikh Abdullah to carry
the responsibilities in this emergency with Mehr Chand Mahajan, his
Prime Minister. He concluded by saying that if the State was to be
saved, immediate assistance must be available at Srinagar. He also
signed the Intrument of Accession. Just as I was leaving, he told me
that before he went to sleep, he had left instructions with his ADC that,
if I came back from Delhi, he was not to be disturbed as it would mean
that the Government of India had decided to come to his rescue and
he should therefore be allowed to sleep in peace; but that if I failed
to return, it meant that everything was lost and, in that case, his ADC
was to shoot him in his sleep!
With the Instrument of Accession and. the Maharajah’s letter I flew
back at once to Delhi. Sardar was waiting at the aerodrome and we
both went straight to a meeting of the Defence Committee which was
arranged for that evening. There was a long discussion, at the end of
which it was decided that the accession of Jammu and Kashmir should
be accepted, subject to the proviso that a plebiscite would be held in
IN RE: ARTICLE 370 OF THE CONSTITUTION 153
[DR DHANANJAYA Y CHANDRACHUD, CJI]
the State when the law and. order situation allowed. It was further
decided that an infantry battalion should be flown to Srinagar the next
day. This decision had the fullest support of Sheikh Abdullah, who was
in Delhi at that time and who had been pressing the Government of
India on behalf of the All-Jammu and Kashmir National Conference
for immediate help to be sent to the State to resist the tribal invasion.
Even after this decision had been reached Lord Mountbatten and the
three British Chiefs of Staff of the Indian Army, Navy and Air Force
pointed out the risks involved in the operation. But Nehru asserted that
the only alternative to sending troops would be to allow a massacre in
Srinagar, which would be followed by a major communal holocaust
in India. Moreover, the British residents in Srinagar would certainly
be murdered by the raiders, since neither the Pakistan Commander-
in-Chief nor the Supreme Commander was in a position to safeguard
their lives.”
243. Menon adverts to the operation which took place involving the
air-lifting of Indian troops into Srinagar. His account further notes:
“As there was a difference of opinion between Sardar and Nehru the
matter was naturally referred to Gandhiji. That night I had a telephone
call from his secretary who told me that Gandhiji wanted to see me
urgently. I went to Birla House and found Nehru and Sardar conferring
with Gandhiji. Gandhiji asked me what my objections were to Nehru
going to Lahore. I replied that when this was mooted to me by Lord
Mountbatten I was entirely opposed to the idea and I gave reasons
for my stand. While the discussions were going on we noticed that
Nehru was looking flushed and tired. It was found that he was actually
running a high temperature. His going to Lahore was therefore out
of the question. A few days later Liaqat Ali Khan cast doubts on the
genuineness of Nehru’s illness, but the truth is as I have stated. It was
then decided that Lord Mountbatten should go alone.”
244. On 5 March 1948, Maharaja Hari Singh issued a Proclamation
for the establishment of a “fully democratic constitution based on adult
franchise with a hereditary Ruler from my dynasty as the Constitutional Head
of an Executive responsible to the legislature”. Through the Proclamation,
Maharaja Hari Singh replaced the Emergency Administration by a popular
154 SUPREME COURT REPORTS [2023] 16 S.C.R.
209 ibid
210 See Report of the Committee for the Drafting of a Model Constitution for the Indian
States (March 22 1949)
211 B Shiva Rao, The Framing of India’s Constitution: A Study, Pg. 552
IN RE: ARTICLE 370 OF THE CONSTITUTION 157
[DR DHANANJAYA Y CHANDRACHUD, CJI]
the level of the Union which would incorporate State Constitutions) in the
following words:
“When the covenants establishing the various Unions of States were
entered into, it was contemplated that the constitutions of the various
Unions would be formed by their respective Constituent Assemblies
within the framework of the covenants and the Constitution of
India. These provisions were made in the covenants at a time
when we were still working under the shadow of the theory,
that the assumption, by the Constituent Assembly of India, of
the constitution-making authority in respect of the States would
constitute an infringement of the autonomy of the States. As
however, the States came closer to the Centre, it was realised that
the idea of separate Constitutions being framed for the different
constituent unis of the Indian Union was a legacy from the Rulers’
polity and that in a people’s polity there was no scope for variegated
constitutional patterns. We, therefore, discussed this matter with the
Premiers of the various Unions and decided, with their concurrence,
that the Constitution of the States should also form an integral part of
the Constitution of India. The readiness with which the legislatures
of the three States in which such bodies are functioning at present,
namely, Mysore, Travancore and Cochin Union and Saurashtra, have
accepted this procedure, bears testimony of the wish of the people of
the States to eschew the separatist trends of the past.”212
(emphasis supplied)
251. The Constituent Assembly of India was unable to lay down
the division of legislative competence between the State and the Union
because the Indian States had earlier acceded legislative competence to
the Dominion of India only over the subjects of Defence, Foreign Affairs
and Communications. The reason for the Indian States acceding legislative
competence only with respect to these three specific subjects is traceable
to the Cabinet Mission Plan. The Cabinet Mission examined whether
a separate and fully independent sovereign State of Pakistan could be
formed. It rejected the idea of a separate sovereign State of Pakistan and as
“A. Defence
The naval, military and air forces of the Dominion and any other
armed forces raised or maintained by the Dominion; any armed forces,
including forces raised or maintained by an acceding State, which are
attached to, or operating with, any of the armed forces of the Dominion.
Naval, military and air force works, administration of cantonment areas.
Arms, fire-arms, ammunition.
Explosives.
B. External Affairs
External affairs; the implementing of treaties and agreements with other
countries; extradition, including the surrender of criminals and accused
persons to parts of His Majesty’s Dominions outside India.
Admission into, and emigration and expulsion from, India, including in
relation thereto the regulation of the movements in India of persons who
are not British subjects domiciled in India or subjects of any acceding
State; pilgrimages to places beyond India.
Naturalisation.
C. Communications
Posts and telegraphs, including telephones, wireless, broadcasting,
and other like forms of communication.
Federal railways; the regulation of all railways other than minor
railways in respect of safety, maximum and minimum rates and fares,
station and services terminal charges, interchange of traffic and the
responsibility of railway administrations as carriers of goods and
passengers; the regulation of minor railways in respect of safety and
the responsibility of the administrations of such railways as carriers
of goods and passengers.
Maritime shipping and navigation, including shipping and navigation
on tidal waters; Admiralty jurisdiction.
Port quarantine.
160 SUPREME COURT REPORTS [2023] 16 S.C.R.
216 Article 238 of the Constitution before it was repealed by the Constitution (Seventh
Amendment) Act 1956 dealt with the “internal Constitution” of the Part B States. The
Article stipulated that the provisions of Part VI was applicable to States in Part B
subject to the modifications listed in the provision.
IN RE: ARTICLE 370 OF THE CONSTITUTION 161
[DR DHANANJAYA Y CHANDRACHUD, CJI]
256. The views of the Constituent Assembly would assume the “form
of recommendation and it would be open to the Union Parliament which is
expected to exercise constituent powers for a period of five years or so, to
accept or reject them”.220
257. In pursuance of the procedure for ratification, all the States issued
a Proclamation accepting the Constitution of India. On 25 November
1949, a Proclamation was issued by Yuvraj Karan Singh declaring that the
Constitution of India shall in so far as applicable to the State of Jammu
and Kashmir govern the constitutional relationship between the Union of
India and the State and that the Constitution shall supersede constitutional
provisions which are inconsistent with the provisions of the Indian
Constitution:
“I now hereby declare and direct-
That the Constitution of India shortly to be adopted by the Constituent
Assembly of India shall in so far as it is applicable to the State of Jammu
and Kashmir, govern the constitutional relationship between this State
and the Union of India and shall be enforced in this State by me, my
heirs and successors in accordance with the tenor of its provisions.
That the provisions of the said Constitution shall, as from the date of
its commencement, supersede and abrogate all other constitutional
provisions inconsistent therewith which are at present in force in this
State.”
258. The Proclamation by the ruler makes it abundantly clear that the
State has ratified the Constitution of India as it is applicable to the State
of Jammu and Kashmir. The Constitution would upon its commencement
supersede and abrogate all other constitutional provisions which were
inconsistent with the Constitution of India and in force in the State. Thus,
the embargo created by Clause 7 of the IoA by which the IoA was not
deemed to be an acceptance of any future Constitution of India was lifted
by the Proclamation.
220 ibid
164 SUPREME COURT REPORTS [2023] 16 S.C.R.
“In the first place, there has been a war going on within the limits of
Jammu and Kashmir State.
There was a cease-fire agreed to at the beginning of this year and that
cease-fire is still on. But the conditions in the State are still unusual
and abnormal. They have not settled down. It is therefore necessary
that the administration of the State should be geared to these unusual
conditions until, normal life is restored as in the case of the other States.
Part of the State is still in the hands of rebels and enemies.
We are entangled with the United Nations in regard to Jammu and
Kashmir and it is not possible to say now when we shall be free from
this entanglement. That can take place only when the Kashmir problem
is satisfactorily settled.”
263. Besides the situation in Jammu and Kashmir, Ayyangar also
referred to the commitment made by the Government of India to the people
of Kashmir “in certain respects” in terms of which “an opportunity would
be given to the people of the State to decide for themselves whether they
will remain with the Republic or wish to go out of it”. Ayyangar also stated
that the Government was committed to ascertaining the will of the people
“by means of a plebiscite provided that peaceful and normal conditions
are restored and the impartiality of the plebiscite could be guaranteed”.
Moreover, he stated that the will of the people “through the instrument
of a constituent assembly” will determine the Constitution of the State as
well as the sphere of Union jurisdiction over the State. Ayyangar clearly
spelt out that unlike other states which had accepted the Constitution
framed for states in Part I of the new Constitution; where the Centre
would have power to make laws on all Union and Concurrent subjects
and a uniformity of relationship had been established between the States
and the Centre, the situation as it obtained in Jammu and Kashmir was
different :
“At present, the legislature which was known as the Praja Sabha
in the State is dead. Neither that legislature nor a constituent
assembly can be convened or can function until complete peace
comes to prevail in that State. We have therefore to deal with the
Government of the State which, as represented in its Council of
IN RE: ARTICLE 370 OF THE CONSTITUTION 167
[DR DHANANJAYA Y CHANDRACHUD, CJI]
that following the execution of the IoA, Jammu and Kashmir had
become a part of India and would continue to be a part of the territory
of the nation and a unit of the future federal republic; and second,
the process of integrating other States in the Union was complete
but the State of Jammu and Kashmir was not yet ripe for the kind of
integration which was envisaged for the rest of the states due to the
following circumstances:
a. A war was going on within the limits of the State and while
a ceasefire had been agreed to, the conditions were abnormal
since a part of the State was still in the hands of rebels and
enemies;
b. The Dominion was “entangled with the United Nations”;
c. Neither the legislature nor the Constituent Assembly of the
State could be established;
d. Pending the conclusion of this exercise, draft Article 306A
postulated consultation with the State Government on matters
which fell within the ambit of the Dominion under the IoA
and concurrence on other matters; and
e. After the Constituent Assembly of the State met and took a
decision on the Constitution for the State and the range of
federal jurisdiction over the State, the President may, on the
recommendation of that Constituent Assembly, issue an order
that Article 306A would either cease to operate or operate
subject to exceptions and modifications.
IV. Inference
271. The IoA executed by the Maharaja of Jammu and Kashmir
states that (a) he accedes to the Dominion of India; (b) the Authorities
of the Dominion including the Governor General of India, the Dominion
Legislature, the Federal court and any other Dominion Authority shall
exercise such functions vested in the Government of India Act 1935
in relation to the State of Jammu and Kashmir; and (c) the legislative
competence of the Legislature of the Union shall be limited to defence,
external affairs, communication, and certain ancillary matters. The
IN RE: ARTICLE 370 OF THE CONSTITUTION 171
[DR DHANANJAYA Y CHANDRACHUD, CJI]
275. For instance, all the other states in Part III of the Draft
Constitution during the adoption of the Constitution (which were Part
B States on the adoption of the Constitution) had given competence
to the Dominion Legislature over all entries in List I and List III of
the Seventh Schedule except taxation. However, the Constitution (as
adopted) did not make any distinction between Part A and Part B states
for the purpose of taxation. Entries relating to taxation are placed in
both List II and List III of the Seventh Schedule to the Constitution.
The Rulers of the States when they issued a Proclamation ratifying
the Constitution removed the limits which were placed on the Union’s
legislative power by their IoAs. It is only the Constitution of India and
not the IoA which limited the power of the Union and the federal units.
276. By the seventh constitutional amendment, the distinction
between Part A and Part B States was abolished. All territories were
consolidated under the head of “States” and “Union Territories”. With
this, the distinction between Governor’s provinces and Indian States
died a natural death. The distinction between Governor’s Provinces
and Indian States was made in the Constitution because earlier the
Rulers of Indian States had given limited legislative competence to
the Union through the IoA, and because of the special circumstances
in the Princely States. When the distinction between Part A and Part B
states was abolished and Article 238 was repealed, the argument that
within Part B states, the State of Jammu and Kashmir has a special
status because the IoA executed by the Maharaja was limited cannot
be accepted.
277. The Constituent Assembly of India was not obligated to
restrict the power of the Union legislature in the State of Jammu and
Kashmir to the matters specified in the IoA. It could have taken the
route that it did with other Part B States where legislative competence
of the Union legislature was extended in terms of the Seventh schedule
of the Constitution. The Constituent Assembly of India chose to limit
the power of the Union legislature to matters specified in the IoA
because of the special circumstances in the State, which were identified
by Mr Ayyangar in his speech. Jammu and Kashmir had acceded to
the Dominion of India. Once that was the position, there was no legal
174 SUPREME COURT REPORTS [2023] 16 S.C.R.
222 The Constitution (Thirteenth Amendment) Act 1962 came into force on 1 December
1963’ “Thirteenth Amendment”
IN RE: ARTICLE 370 OF THE CONSTITUTION 175
[DR DHANANJAYA Y CHANDRACHUD, CJI]
223 369. Temporary power to Parliament to make laws with respect to certain matters
in the State List as if they were matters in the Concurrent List Notwithstanding
anything in this Constitution, Parliament shall, during a period of five years from
the commencement of this constitution, have power to make laws with respect to the
following matters as if they were enumerated in the Concurrent List, namely:
(a)
(b)
224 Subs. By the Constitution (Seventh Amendment) Act, 1956, S. 22 (w.e.f. 1-11-1956),
for the original Art. 371. Prior to substitution it read as
“371. Temporary provisions with respect to States in Part B of the First Schedule-
Notwithstanding anything in this Constitution, during a period of ten years from the
commencement thereof, or during such longer or shorter period as Parliament may be
law provide in respect of any State, the Government of every State specified in Part
B of the First Schedule shall be under the general control of, and comply with such
particular directions, if any, as may from time to time be given by the President:
Provided that the President may be order direct that the provisions of this article shall
not apply to any State specified in the order.
176 SUPREME COURT REPORTS [2023] 16 S.C.R.
283. Article 372225 provided for the continuation of all laws in force in
the territory of India at the commencement of the Constitution until altered
or repealed by a competent legislature. The President was also empowered
to make adaptations and modifications to the law including both repeal
and amendment to bring such laws in conformity with the Constitution.
Originally this period for making adaptations and modifications was two
years but was substituted by the Constitution (First Amendment) Act 1951
to three years.
284. Article 373 contained transitional provisions pertaining to preventive
detention. Clause (7) of Article 22 of the Constitution empowers Parliament to
prescribe by law the circumstances under which and the cases in which a person
may be detained for a period of more than three months under a law providing for
preventive detention and the maximum period for which a person may be detained.
Article 373 contained provisions which would operate until a provision was made
by Parliament under clause (7) of Article 22 or for a period of one year from the
commencement of the Constitution whichever was earlier. For that period, it was
stipulated that the reference to Parliament in clauses (4) and (7) of Article 22 would
be substituted by a reference to the President and a reference to a law enacted by
Parliament would be substituted by a reference to an order made by the President.
285. Article 374 provided that the judges of the Federal Court, who held
office before the commencement of the Constitution would unless they elected
otherwise become judges of the Supreme Court on the commencement of the
Constitution and cases pending before the Federal Court would be transferred to
the jurisdiction of the Supreme Court.
286. Article 375 stipulated that all courts, authorities and officers would
continue to function under the Constitution. Article 376 provided for the
continuation of judges appointed to the High Courts before the commencement of
the Constitution. In a similar manner, Article 377 and Article 378 provided for the
continuation of the Auditor General of India and Members of the Public Service
Commission for the Dominion of India who held office immediately before the
commencement of the Constitution.
287. Article 379 contained provisions for a provisional Parliament until
both Houses of Parliament were duly constituted and summoned for meeting
for the first session under the provisions of the Constitution. In terms of clause
(1), the Constituent Assembly for the Dominion of India immediately before
the commencement of the Constitution was to function as the provisional
Parliament and was entrusted with all the powers conferred by the Constitution
to Parliament226.
226 “379. Provisions as to provisional Parliament and the Speaker and Deputy Speaker
178 SUPREME COURT REPORTS [2023] 16 S.C.R.
thereof. – (1) Until both Houses of Parliament have been duly constituted and
summoned to meet for the first session under the provisions of this Constitution, the
body functioning as the Constituent Assembly of the Dominion of India immediately
before the commencement of this Constitution shall be the provisional Parliament and
shall exercise all the powers and perform all the duties conferred by the provisions of
this Constitution on Parliament.
Explanation. – For the purposes of this clause, the Constituent Assembly of the
Dominion of India includes –
The members chosen to represent any State or other territory for which representation
is provided under clause (2), and
The members chosen to fill casual vacancies in the said Assembly.
(2) The President may by rules provide for –
(a) the representation in the provisional Parliament functioning under clause (1) of any
State or other territory which was not represented in the Constituent Assembly of the
Dominion of India immediately before the commencement of this Constitution,
(b) the manner in which the representatives of such States or other territories in the
provisional Parliament shall be chosen, and
(c) the qualifications to be possessed by such representatives.
(3) If a member of the Constituent Assembly of the Dominion of India was, on the
sixth day of October ,1949, or thereafter at any time before the commencement of this
Constitution, a member of a House of the Legislature of a Governor’s Province or of
an Indian State corresponding to any State specified in Part B of the First Schedule or
a Minister for any such State, then, as from the commencement of this Constitution
the seat of such member in the Constituent Assembly shall, unless he has ceased to be
a member of that Assembly earlier, become vacant and every such vacancy shall be
deemed to be a casual vacancy.
(4) Notwithstanding that any such vacancy in the Constituent Assembly of the
Dominion of India as is mentioned in clause (3) has not occurred under that clause,
steps may be taken before the commencement of this Constitution for the filling of
such vacancy, but any person chosen before such commencement to fill the vacancy
shall not be entitled to take his seat in the said Assembly until after the vacancy has so
occurred.
(5) Any person holding office immediately before the commencement of this
Constitution as Speaker or Deputy Speaker of the Constituent Assembly when
functioning as the Dominion Legislature under the Government of India Act, 1935,
shall on such commencement be the Speaker or, as the case may be, the Deputy
Speaker of the provisional Parliament functioning under clause (1).”
227 Repealed Art. 380 read as :
380. Provision as to President – (i) Such person as the Constituent Assembly of the
Dominion of India shall have elected in that behalf shall be the President of India until
a President has been elected in accordance with the provisions contained in Chapter I
IN RE: ARTICLE 370 OF THE CONSTITUTION 179
[DR DHANANJAYA Y CHANDRACHUD, CJI]
behalf shall become members of the Council of Ministers of such Rajpramukh under
the Constitution, and until appointments are so made, all persons holding office as
Ministers for the corresponding Indian State immediately before the commencement
of this Constitution shall on such commencement become, and shall continue to
hold office as, members of the Council of Ministers of such Rajpramukh under the
Constitution.”
234 Repealed Art. 387 read as:
“387. Special provision as to determination of population for the purposes of
certain elections.- For the purposes of elections held under any of the provisions
of this Constitution during a period of three years from the commencement of this
Constitution, the population of India or of any part thereof may, notwithstanding
anything in this Constitution, be determined in such manner as the President may by
order direct, and different provisions may be made for different States and for different
purposes by such order.”
235 Repealed Art. 389 read as:
“389. – Provision as to Bills pending in the Dominion Legislature and in the
Legislatures of Provinces and Indian States. – A Bill which immediately before the
commencement of this Constitution was pending in the Legislature of the Dominion
of India or in the Legislature of any Province or Indian State may, subject to any
provision to the contrary which may be included in rules made by Parliament or
the Legislature of the corresponding State under the Constitution, be continued in
Parliament or the Legislature of the corresponding State, as the case may be, as if
the proceedings taken with reference to the Bill in the Legislature of the Dominion of
India or in the Legislature of the Province or Indian State had been taken in Parliament
or in the Legislature of the corresponding State.”
236 Repealed Art. 390 read as:
“390. – Moneys received or raised or expenditure incurred between the commencement
of the Constitution and the 31st day of March, 1950.- The provisions of this
182 SUPREME COURT REPORTS [2023] 16 S.C.R.
296. Article 391 provided that if between the passing of the Constitution
and its commencement any action was taken by the President under the
Government of India Act 1935 which required an amendment of the First
or the Fourth Schedules, the President was empowered to do so 237.
297. Article 392 empowered the President to issue orders directing
that the Constitution would be subject to such adaptations whether by
modification, addition and omission for the purpose of removing difficulties
particularly in relation to the transition from the Government of India Act
1935 to the provisions of the Constitution. This power was to be exercised
until the first meeting of Parliament238.
on 1 November 1966 and clause (1) as it originally stood was also omitted
by the Thirty-Second Amendment on 1 July 1974. With the reorganization
of the States in 1956, Article 371 was amended by the Seventh Amendment
so as to incorporate special provisions for the States of Maharashtra and
Gujarat. Article 371-A was inserted by the Thirteenth Amendment of the
Constitution on 1 December 1963 to incorporate special provisions with
respect to the State of Nagaland. Article 371-B was introduced by way of
the Twenty- Second Amendment of the Constitution on 25 September 1969
to make special provisions for the State of Assam. Article 371-C for the
State of Manipur, Article 371-D for the State of Andhra Pradesh and later
Telangana (following the Reorganization Act 2014), Article 371-F for the
State of Sikkim, Article 371-G for the State of Mizoram, Article 371-H
for the State of Arunachal Pradesh, Article 371-I for the State of Goa and
Article 371-J for the State of Karnataka were brought in by constitutional
amendments progressively:
a. Article 371-C – special provisions for Manipur – the Twenty-
seventh Amendment with effect from 15 February 1972;
b. Article 371-D – special provisions for Andhra Pradesh – the
Thirty-second Amendment with effect from 1 July 1974;
c. Article 371-D – special provisions for the reorganized States of
Andhra Pradesh and Telangana – the Thirty-second Amendment
with effect from 2 June 2014;
d. Article 371-F – special provisions for Sikkim – the Thirty-sixth
Amendment with effect from 26 April 1975;
e. Article 371-G – special provisions for Mizoram – the Fifty-third
Amendment with effect from 20 February 1987;
f. Article 371-H – special provisions for the State of Arunachal
Pradesh – the Fifty-fifth Amendment with effect from 20 February
1987;
g. Article 371-I – special provisions for Goa – the Fifty-sixth
Amendment with effect from 30 May 1987; and
h. Article 371-J – special provisions for the State of Karnataka –
the Ninety-Eighth Amendment with effect from 1 October 2013.
IN RE: ARTICLE 370 OF THE CONSTITUTION 185
[DR DHANANJAYA Y CHANDRACHUD, CJI]
240 Balraj Kunwar v. Jagatpal Singh, ILR 26 All 392, p. 406 : 31 IA 132: 1 All LJ 384 (PC)
241 C.I.T. v. Ahmedbhai Umarbhai & Co., AIR 1950 SC 134, p. 141 : 1950 SCR 335;
Board of Muslim Waqfs, Rajasthan v. Radhakishan, AIR 1979 SC 289, pp. 295, 296 :
(1979) 2 SCC 468; Kalawati Bai v. Soiryabai, AIR 1991 SC 1581, p. 1586 : (1991)
3 SCC 410; Guntaiah v. Hambamma, (2005) 6 SCC 228, pp. 233, 234 (para 11)
: AIR 2005 SC 4013. But see Uttam Das Chela Sunderdas v. Shiromani Gurdwara
Prabandhak Committee, 1996 (4) Scale 608, pp. 613, 614 : AIR 1996 SC 2133, p.
2137 : (1996) 5 SCC 71 (para 16), where contrary view is expressed. But it appears
that the court in this case was dealing with ‘Heading’ and not ‘Marginal note’ and no
final opinion was expressed.
242 Emperor v. Sadashiv, AIR 1947 PC 82, P. 84 : 74 IA 89 : 48 Cri LJ 791.
243 Nalinakhya Bysack v. Shyam Sundar Haddar, AIR 1953 SC 148, p. 150 : 1953 SCR
533, Western India Theatres Ltd. v. Municipal Corporation, Poona, AIR 1959 Sc 586,
p. 589 : 1959 Supp (2) SCR 71; Nandini Satpathy v. P.C. Dani, AIR 1978 SC 1025, p.
1039 : 1978 (2) SCC 424.
244 (1955) 2 SCR 603
IN RE: ARTICLE 370 OF THE CONSTITUTION 187
[DR DHANANJAYA Y CHANDRACHUD, CJI]
245 The marginal note to Article 368 of the Constitution which was “procedure for
amendment of the Constitution” was substituted by the Twenty-fourth Constitutional
Amendment with effect from 5 November 1971 to read “power of Parliament to amend
the Constitution and procedure therefore”.
246 (1973) 4 SCC 225
188 SUPREME COURT REPORTS [2023] 16 S.C.R.
sub-clause (b)(i) of clause (1) that the Dominion Legislature may enact laws on
those matters in the Union and the Concurrent Lists of the Seventh Schedule
which as declared by the President in consultation with the Government of
the State to correspond to matters specified in the IoA. Sub-clause (b)(ii)
covered “such other matters” in the said Lists, that is, the Union and Concurrent
Lists which the President could with the concurrence of the Government of
the State ‘specify by order’. Sub-clause (b), in other words, dealt with the
specification of matters by the President among the subjects comprised in the
Union and the Concurrent Lists over which Parliament would have power to
make laws with respect to Jammu and Kashmir. Sub-clause (b)(i) provided
for consultation by the President with the State Government while sub-clause
(b)(ii) provided for the concurrence of the State Government.
312. Both the above sub-clauses dealt with the scope of the power of
Parliament to make laws for Jammu and Kashmir with respect to matters in
the Union and the Concurrent Lists. With respect to matters which were set out
in the IoA, a consultative process with the State Government was envisaged.
However, where the matters to be specified in the Union and the Concurrent
Lists were not comprehended in the IoA as matters on which Parliament could
legislate, the concurrence of the State Government was required. The IoA
conferred power on Parliament to enact laws on four subjects namely defence,
external affairs, communications and ancillary matters. The Explanation below
sub-clause (b)(ii) indicated that for the purposes of the Article the Government
of the State would mean the person for the time being recognized by the
President as the Maharaja of Jammu and Kashmir acting on the advice of the
Council of Ministers under the Proclamation of the Maharaja dated 5 March
1948. Though the Explanation appears immediately below sub-clause (b)(ii),
it is evident from the use of expression “for the purposes of this Article” that
the Explanation applies to the entirety of Article 370.
313. Sub-clause (c) of Article 370(1) provided that Article 1 and Article
370 “shall apply in relation to that State”. As a consequence, Jammu and
Kashmir became on the adoption of the Constitution on 26 January 1950 an
integral part of “India that is Bharat” which as Article 1(1) stipulates “shall
be a Union of States”. The provisions of Article 370(1)(c) made it clear that
Jammu and Kashmir was governed by Article 1. The necessary consequence
of the provision is that it is an integral part of the territory of India. Likewise,
IN RE: ARTICLE 370 OF THE CONSTITUTION 191
[DR DHANANJAYA Y CHANDRACHUD, CJI]
sub-clause (c) of clause (1) indicates that Article 370 shall apply in relation
to the State.
314. In terms of sub-clause (d) of clause (1), such of the “other
provisions” of the Constitution would apply to the State of Jammu and
Kashmir subject to such exceptions and modifications as the President may by
order specify. Sub-clause (d) was followed by two provisos: the first proviso
stipulated that a Presidential Order which related to matters specified in the
IoA referred to in “paragraph (i) of sub-clause (b)” shall be issued only with
the consultation with the Government of the State”; and the second proviso
stipulated that a Presidential Order relating to matters other than those
specified in the first proviso would be issued only with the concurrence of
the State Government. Consultation with the State Government under the
first proviso and its concurrence under the second proviso was mandatory.
This is evident from the fact that both the provisos used the expression “No
such order … shall be issued except …” in consultation or, as the case may
be, with the concurrence of the State Government. Sub-clause (d), in other
words, empowered the President to issue an order in terms of which other
provisions (other than Articles 1 and 370) of the Constitution shall apply to
Jammu and Kashmir. However, such other provisions would be subject to
modifications and exceptions. Where the provisions corresponded to matters
specified in the IoA as falling within the domain of the Dominion Legislature,
consultation was envisaged while in respect of other matters concurrence of
the State Government was made mandatory.
315. Clause (2) of Article 370 envisaged that where the Government of
the State of Jammu and Kashmir had given its concurrence under sub-clause
(b)(ii) of clause (1) or under the second proviso to sub-clause (d) “before the
Constituent Assembly for the purpose of framing the Constitution of the State
is convened”, it shall be placed before the Constituent Assembly “for such
decision as it may take thereon”. Clause (2), in other words, recognized that
the Constituent Assembly was being convened for framing the Constitution
for the State of Jammu and Kashmir. If the State Government as defined in the
Explanation had concurred either with (a) the proposal of the Union to specify
matters in the Union or Concurrent Lists other than those recognized by the
IoA as matters over which Parliament could make laws; or (b) the application
of the provisions of the Constitution to the State with modifications and
192 SUPREME COURT REPORTS [2023] 16 S.C.R.
restrictions which are imposed in clauses (1) and (2) would cease
to govern the State;
b. Clause (1) of Article 370 specifies:
i. a specific provision of the Constitution which shall not apply to
the State of Jammu and Kashmir (Article 238);
ii. two specific provisions of the Constitution which shall apply to
the State (Article 1 and Article 370 itself);
iii. limitations on the power of Parliament to enact laws for the State
on matters which fall in the Union and Concurrent Lists of the
Seventh Schedule;
iv. the requirement of consultation for one set of matters (those
relatable to the IoA) and of concurrence of the State Government
for the other set of matters(matters not relatable to the IoA); and
v. the Presidential power to apply other provisions of the
Constitution to the State subject to exceptions and modifications
with the condition of consultation for matters falling in the
ambit of sub-clause (b)(i) and concurrence for all other matters.
If the concurrence of the State Government was given before
the convening of the Constituent Assembly for framing the
Constitution of the State, it had to be placed before the Assembly
for its decision.
c. Article 370 also expressly recognizes:
i. in clause (b)(i) “the Instrument of Accession governing the
accession of the State to the Dominion of India”;
ii. the convening in the future of a Constituent Assembly “for the
purpose of framing the Constitution of the State” (clause (2));
iii. the recommendation in terms of the proviso to clause (3) had to
be of the Constituent Assembly of the State “referred to in clause
(2)” meaning thereby that it was that Constituent Assembly
whose recommendation was envisaged to be necessary for the
exercise of the Presidential power under the substantive part of
clause (3); and
194 SUPREME COURT REPORTS [2023] 16 S.C.R.
248 W.P. (C) No. 1037 of 2019: Mohd Akbar Lone & Anr. v. Union of India & Ors.
IN RE: ARTICLE 370 OF THE CONSTITUTION 197
[DR DHANANJAYA Y CHANDRACHUD, CJI]
between 1951 to 1957. The power under Article 370(3) ceased to exist after the
dissolution of the Constituent Assembly. However, the respondents argue that
the power under Article 370(3) to declare that the provision ceases to exist or
shall exist with such modification subsisted even after the Constituent Assembly
ceased to exist. The respondents argue that it is because the Constituent Assembly
under the proviso to Article 370(3) only had the power to make recommendations
which were not binding on the President and that the President could always
unilaterally exercise the power under Article 370(3).
324. Thus, the question which needs to be addressed is whether Article
370 assumed permanency after the dissolution of the Constituent Assembly of
Jammu and Kashmir or whether it was by its very nature, object and purpose
temporary. This Court must take into account the inference drawn on an analysis
of the historical context of including Article 370 and the text, placement and
marginal note of the provision while deciding this issue. We have concluded
above that:
a. Article 370 by its text, placement and marginal note is a ‘temporary’
provision; and
b. A special provision in the form of Article 370 was included for the
State of Jammu and Kashmir because of three special circumstances,
which were that (a) the Maharaja of Jammu and Kashmir had
accepted the legislative competence of the Union on three limited
subjects along with certain ancillary powers; (b) the Constituent
Assembly of the State had not been convened before the Constitution
of India was adopted to expand the scope of legislative competence
and ratify the Constitution; and (c) the impending war in Jammu and
Kashmir at the time of framing the Constitution of India.
a. The judgment in Sampath Prakash
325. In Sampath Prakash v. State of Jammu and Kashmir249,
proceedings under Article 32 of the Constitution were initiated challenging
the validity of an order of detention under the Jammu and Kashmir
Preventive Detention Act 1964. The detention had been continued without
making a reference to the Advisory Board, the State having purported to act
under Section 13A. The provisions of Article 13A were challenged on the
ground that they were ultra vires Article 22 of the Constitution. However,
Article 35-C which was introduced by CO 48 of 1954 in exercise of power
under Article 370(1)(d) had granted immunity to a law relating to preventive
detention in Jammu and Kashmir against invalidity on the ground that it
violated any right under Part III of the Constitution for a period of five years.
The period of five years was extended subsequently to ten and fifteen years
by CO 59 of 1959 and CO 69 of 1964 respectively. The two modifications
made in 1959 and 1964 were challenged on the ground that they were ultra
vires the power of the President under Article 370(1).
326. The petitioner in that case argued that Article 370 contained
temporary provisions which would cease to be effective after the Constituent
Assembly of the State had ceased to exist. Reliance was placed on the speech
of Shri N Gopalaswami Ayyangar when he moved Draft Article 306A in
the Constituent Assembly which corresponded to Article 370. Since the
Constitution of the State came into force on 26 January 1956, the two COs
of 1959 and 1964 were challenged on the ground that they were void.
327. The historical background of Article 370, which was discernible
from the speech of Gopalaswamy Ayyangar in the Constituent Assembly
was summarized in the judgment of the Constitution Bench thus:
“4…(1) that there had been a war going on within the limits of Jammu
& Kashmir State;
(2) that there was a cease-fire agreed to at the beginning of the year
and that cease-fire was still on;
(3) that the conditions in the State were still unusual and abnormal
and had not settled down;
(4) that part of the State was still in the hands of rebels and enemies;
(5) that our country was entangled with the United Nations in regard
to Jammu & Kashmir and it was not possible to say when we would
be free from this entanglement;
(6) that the Government of India had committed themselves to the
people of Kashmir in certain respects which commitments included
and undertaking that an opportunity be given to the people of the State
IN RE: ARTICLE 370 OF THE CONSTITUTION 199
[DR DHANANJAYA Y CHANDRACHUD, CJI]
to decide for themselves whether they would remain with the Republic
or wish to go out of it; and
(7) that the will of the people expressed through the Instrument of a
Constituent Assembly would determine the Constitution of the State
as well as the sphere of Union jurisdiction over the State.”
Rejecting the challenge, the Court held:
“5. We are not impressed by either of these two arguments advanced by
Mr Ramamurthy. So far as the historical background is concerned, the
Attorney-General appearing on behalf of the Government also relied
on it to urge that the provisions of Article 370 should be held to be
continuing in force, because the situation that existed when this article
was incorporated in the Constitution had not materially altered, and
the purpose of introducing this article was to empower the President
to exercise his discretion in applying the Indian Constitution while
that situation remained unchanged. There is considerable force in
this submission. The legislative history of this article cannot, in these
circumstances, be of any assistance for holding that this article became
ineffective after the Constituent Assembly of the State had framed the
Constitution for the State.”
The Constitution Bench then held that there were “much stronger
reasons” for holding that the provisions of Article 370 continued in force
and remained effective even after the Constituent Assembly of the State had
adopted the Constitution for the State because the Constituent Assembly did
not in exercise of the power under the proviso to Article 370 recommend
that the provision shall cease to exist. Rather the Constituent Assembly
recommended that Article 370 must operate with a modification of the
Explanation to the provision:
“7. There are, however, much stronger reasons for holding that the
provisions of this article continued in force and remained effective even
after the Constituent Assembly of the State had passed the Constitution
of the State. The most important provision in this connection is that
contained in clause (3) of the article which lays down that this article
shall cease to be operative or shall be operative only with such exceptions
and modifications and from such date as the President may specify by
200 SUPREME COURT REPORTS [2023] 16 S.C.R.
Delhi Laws Act252 to urge that the modification could not encompass a
radical transformation. The Constitution Bench ruled that there was no
radical alteration of Article 81; while direct election had been substituted
by an indirect election by the State Legislature, the element of election
still remained. But assuming that the alteration made by the CO was
radical in nature, the Constitution Bench distinguished the position in In
re Delhi Laws Act (supra) which dealt with the power of delegation to a
subordinate authority which made subordinate legislation. Distinguishing
the power of modification conferred on the President under Article 370(1),
the Court held:
“4… In the present case we have to find out the meaning of the
word “modification” used in Article 370(1) in the context of the
Constitution. As we have said already the object behind enacting
Article 370(1) was to recognise the special position of the State of
Jammu and Kashmir and to provide for that special position by giving
power to the President to apply the provisions of the Constitution to
that State with such exceptions and modifications as the President
might by order specify. We have already pointed out that the power
to make exceptions implies that the President can provide that a
particular provision of the Constitution would not apply to that State.
If therefore the power is given to the President to efface in effect
any provision of the Constitution altogether in its application to
the State of Jammu and Kashmir, it seems that when he is also
given the power to make modifications that power should be
considered in its widest possible amplitude. If he could efface a
particular provision of the Constitution altogether in its application
to the State of Jammu and Kashmir, we see no reason to think that
the Constitution did not intend that he should have the power
to amend a particular provision in its application to the State of
Jammu and Kashmir.”
(emphasis supplied)
The Court held that in the context of the Constitution it “must give the
widest effect to the meaning of the word modification used in Article 370(1)
and in that context, it includes an amendment” and that there was no reason
to limit the expression modifications only to those which did not make a
radical transformation.
340. In Puranlal Lakhanpal II (supra), this Court held that the
power to make a ‘modification’ in Article 370(1) was not limited. It would
include amendments to provisions in their application to the State of Jammu
and Kashmir including the power to make radical transformation. Though
modification includes the power to amend or radically transform the provision,
there are certain implied limits to the power. When the State of Jammu
and Kashmir acceded to the Dominion of India and the Maharaja issued a
Proclamation ratifying and adopting the Indian Constitution, there was a
rupture of monarchic governance and the simultaneous creation of a system
of constitutional governance. The State of Jammu and Kashmir by ratifying
the Constitution accepted the model of constitutional governance envisaged
by the Indian Constitution. Accession to India could not be merely a matter of
territorial integration to India without constitutional integration. Thus, there
were certain fundamental precepts or features of the Indian Constitution which
could not be abrogated by the exercise of the power of modification under
Article 370(1)(d). For instance, there can be no deviation from a democratic
form of governance chosen for India. Similarly, it was not open to the State
Constituent Assembly to declare that the State of Jammu and Kashmir was
an independent sovereign country. The Constituent Assembly of Jammu and
Kashmir could fill in the details and provide a pattern of governance in the
state, consistent with the basic precepts of governance under the Constitution
of India. Indeed, the pattern of governance in Jammu and Kashmir mirrored
the governance under the articles of the Constitution of India. Though Part
VI of the Constitution was inapplicable to Jammu and Kashmir, the pattern
of constitutional governance under the State Constitution drew upon basic
precepts of parliamentary democracy under the Constitution of India.
341. Article 370(1) required the concurrence of the Government of
the State and not the concurrence of the Constituent Assembly of the State.
Article 370(2) stipulates that “if” the concurrence of the Government of
the State is given before the Constituent Assembly of Jammu and Kashmir
is convened, the concurrence shall be placed before the Assembly for its
decision. The inclusion of Article 370(2) must be read with reference to the
208 SUPREME COURT REPORTS [2023] 16 S.C.R.
before the President issues such a notification”. The petitioners argue that
the President cannot exercise the power under Article 370(3) after the
Constituent Assembly of the State has ceased to exist because:
a. the recommendation is necessary before the President exercises
power under Article 370(3);
b. The recommendation of the Constituent Assembly is binding on
the President; and
c. the recommendation must be of the Constituent Assembly referred
to in Clause (2) of Article 370 which refers to the Constituent
Assembly convened for the “purpose of framing the Constitution
of the State”. Thus, the recommendation of that Constituent
Assembly cannot be substituted with the recommendation of
any other body.
344. The Constituent Assembly in exercise of the power under the
proviso to Article 370(3) did not recommend that Article 370 should cease
to exist. The Constituent Assembly recommended one modification of the
Explanation to Article 370 before it ceased to exist. The Government of the
State was defined as the person recognised by the President as the Maharaja
of Jammu and Kashmir acting on the aid and advice of the Council of
Ministers. This explanation was substituted to read that the Government of
the State would mean that person recognised as the Sadar-i-Riyasat by the
President on the recommendation of the Legislative Assembly of the State.
345. The petitioners argue that since the Constituent Assembly
did not recommend that Article 370 must cease to exist, the provision
has attained permanence. It was argued that the procedure to repeal the
provision cannot be traced to Article 370 after the Constituent Assembly
ceased to exist but can only be traced to Article 368 of the Constitution.
346. We do not agree with the submission for the following reasons:
a. The historical context in which Article 370 was included must be
recalled. The Constitution of India did not provide for the ratification
of the Constitution by the Indian States. It was decided by the Ministry
of States that the Ruler of each Indian State must issue a Proclamation
ratifying the Constitution on the recommendation of the Constituent
210 SUPREME COURT REPORTS [2023] 16 S.C.R.
repeal the provision. This argument misses the scope of temporary and
transitional provisions. Article 368 states that Parliament in exercise of
its constituent power may “amend by way of addition, variation or repeal
any provision of the Constitution”. Thus, all provisions of the Constitution
are amenable to change. This power is only subject to the basic structure
challenge. However, a provision does not attain a temporary character
merely because it can be amended. A provision is temporary when the
provision ceases to exist even without the exercise of the amending power
either through the lapse of time or the absence of certain conditions.
The provision could be temporary because of the time frame, that is, the
provision states it would cease to have effect after the lapse of a particular
time period or it could be temporary in view of the existence of specific
circumstances. If Article 370 can only be repealed in the same manner
as other provisions which are not placed within Part XXI, the distinction
between temporary and other provisions is lost.
348. The petitioners also contended that reading the power under
Article 370(3) independent of the proviso would lead to an internal
interpretative inconsistency. It was argued that the President could not
unilaterally exercise power under Article 370(1) by which the provisions
of the Constitution are applied to the State of Jammu and Kashmir but
the President could unilaterally extinguish the special status of the State
of Jammu and Kashmir. It was argued that this would lead to a situation
where greater federal participation would be required for the purpose of
applying the provisions of the Constitution but not for extinguishing the
special status which the State enjoys. This argument misses the crux of the
power conferred by Article 370(1). By virtue of the power under Article
370(1), the Union and the State decide on the scope of the legislative
powers of the Union in the State and the provisions of the Constitution
(with such modifications) which will apply to the State of Jammu and
Kashmir. Thus, the power under Article 370(1) is exercised to establish a
system of governance in the State.
349. The provisions of the Constitution of Jammu and Kashmir must
be referred to, to elucidate this point. The legislative and executive power
of the State depends on the scope of the legislative and executive power
of the Union in the State of Jammu and Kashmir. Under Section 5 of the
IN RE: ARTICLE 370 OF THE CONSTITUTION 213
[DR DHANANJAYA Y CHANDRACHUD, CJI]
253 The duty to secure a social order, organization of village Panchayats, Right to work,
to education and to public assistance, promotion of co-operative societies, early
childhood care, promotion of educational, material, and cultural interests of socially
and economically backward sections.
214 SUPREME COURT REPORTS [2023] 16 S.C.R.
proviso requires the President to issue orders which relate to matters other
than those specified in the IoA with the concurrence of the State Government.
The term “other provisions” indicates that the procedure laid down by Article
370(1)(d) applies to provisions other than the ones indicated in sub-clauses
(a) to (c) of clause (1) of Article 370.
363. From this standpoint of Article 370, the following position on the
application of the Constitution to the State of Jammu and Kashmir emerges:
a. Article 238 (before it was repealed) did not apply to the State;
b. Article 1 applies to the State. Its application can neither be modified
nor amended nor can it cease to operate;
c. Article 370 applied to the State. Its application could be modified
or amended or it could cease to be operative by the issuance of a
public notification in accordance with the procedure prescribed
by clause (3) of Article 370; and
d. The provisions of the Constitution, other than Articles 1, 238
(before it was repealed), and 370 shall apply to the State as
specified by the President by way of orders, with any exceptions
and modifications. The procedure contemplated by Article 370(1)
(d) must be followed in this case.
364. At this juncture, it is crucial to understand the difference between
Article 370(1)(a), Article 370(1)(c) and Article 370(1)(d). Article 370 (1)
(a) stipulates that the provisions of Article 238 shall not apply to Jammu
and Kashmir. Article 370(1)(c) provides that Article 1 and Article 370 shall
apply to Jammu and Kashmir. Article 370(1)(d) lays down the procedure by
which any “other” provision of the Constitution can be modified or amended
in its application to the State of Jammu and Kashmir. The expression
“other” will exclude Articles 1, 238, and 370. Hence, recourse must be had
to the procedure contemplated by Article 370(3) if Article 370 is to cease
to operate or is to be amended or modified in its application to the State of
Jammu and Kashmir.
365. It is trite law that a power under a statute must be exercised in
accordance with the provisions of that statute and in no other manner. In
218 SUPREME COURT REPORTS [2023] 16 S.C.R.
J.N. Ganatra v. Morvi Municipality,259 this Court set aside the dismissal of
an employee by the respondent municipality on the ground that it had failed
to comply with the procedure for dismissal set out in the relevant rule:
“4. It is no doubt correct that the General Board of the Municipality
had the power under the Act to dismiss the appellant but the said power
could only be exercised in the manner indicated by Rule 35 of the Rules.
Admittedly the power of dismissal has not been exercised the way it
was required to be done under the Act. It is a settled proposition of law
that a power under a statute has to be exercised in accordance with
the provisions of the statute and in no other manner. In view of the
categoric finding given by the High Court to the effect that the order of
dismissal was on the face of it illegal and void, we have no hesitation
in holding that the dismissal of the appellant was not an act done in
pursuance or execution or intended execution of the Act.”
(emphasis supplied)
366. The same rule of construction has been used in the context of
various other statutes260 and is undoubtedly applicable to the Constitution.
The principle underlying this rule is that the provision may as well have not
been enacted if the procedure it provides is not followed.261
II. Paragraph 2 of CO 272
367. CO 272 was issued in exercise of the power under Article 370(1)
(d). Paragraph 2 of CO 272 is extracted below:
“2. All provisions of the Constitution, as amended from time to time,
shall apply in relation to the State of Jammu and Kashmir and the
exceptions and modifications subject to which they shall so apply shall
be as follows: -
To article 367, there shall be added the following clause, namely: -
“(4) For the purposes of this Constitution as it applies in relation to the
State of Jammu and Kashmir –
265 Paragraph 162: “…Thus, this Dextinction of the remedy alone without curtailing the
right, since the question of disqualification of a Member on the ground of defection
under the Tenth Schedule does require adjudication on enacted principles, results in
making a change in Article 136 in Chapter IV in Part V and Articles 226 and 227 in
Chapter V in Part VI of the Constitution.” (emphasis supplied)
266 2021 SCC OnLine SC 474
IN RE: ARTICLE 370 OF THE CONSTITUTION 225
[DR DHANANJAYA Y CHANDRACHUD, CJI]
267 Martin Loughlin, ‘On constituent power’ in Michael W. Dowdle and Michael A.
Wilkinson (eds.) Constitutionalism Beyond Liberalism, Cambridge University Press,
2017
268 (2007) 2 SCC 1
269 1975 Supp SCC 1
228 SUPREME COURT REPORTS [2023] 16 S.C.R.
passed by a Legislature. Clause 3 to Article 367 states that for the purpose
of the Constitution, “foreign State” means any State other than India. It must
be noted that both Articles 366 and 367 begin with the phrase “unless the
context otherwise requires”. The purpose of including this phrase is that
the general definitions which are provided in Article 366 and the General
Clauses Act must not render the constitutional provision otiose or alter
the purpose of the provision itself. This is itself indicative that neither the
interpretation clause nor the definition clause can be used to substantively
alter any of the provisions of the Constitution.
389. It is trite law that there is no bar on legislative bodies defining a
word or term in an ‘interpretation’ clause artificially270 such that the term is
stretched or shrunk or otherwise given an artificial projection to make it more
meaningful or to subserve the objective of the statute.271 The fundamental
difference between a Constituent Assembly and a Legislative Assembly
renders the modification of Article 367 a modification of Article 370(3),
which has an effect that is appreciable and substantive. The difference is of
a magnitude as to change the essential character of the proviso to Article
370. While the ‘interpretation’ clause can be used to define or give meaning
to particular terms, it cannot be deployed to amend a provision by bypassing
the specific procedure laid down for its amendment. This would defeat the
purpose of having a procedure for making an amendment.
390. The consequence of permitting amendments through the circuitous
manner would be disastrous. Many provisions of the Constitution would be
susceptible to amendments which evade the procedure stipulated by Article
368 or other provisions. For instance, Articles 243D, 243T, 330 and 332 provide
for the reservation of seats for Scheduled Castes in Panchayats, Municipalities,
the Lok Sabha and the Legislative Assemblies of States respectively. Each of
these provisions uses the word “shall” while prescribing reservation. This is
indicative of the mandatory nature of the provision. Article 341 stipulates that the
President may specify the castes, races or tribes or parts of or groups within castes,
races or tribes which shall be deemed to be Scheduled Castes for the purposes
270 Kishan Lal v. State of Rajasthan, 1990 Supp SCC 742; Feroze N. Dotivala v. P.M.
Wadhwani, (2003) 1 SCC 433
271 CIT v. Sundaram Spinning Mills, (2000) 1 SCC 466
230 SUPREME COURT REPORTS [2023] 16 S.C.R.
393. With the reorganization of the States in 1956 and the deletion of
classification of States to Part A, Part B, and Part C States, the definition
became obsolete and was deleted. Clause (22) of Article 366 defined the
expression ‘Ruler’ in relation to an Indian State to mean the Prince, Chief
or other person by whom a covenant or agreement referred to in Article
291(1) was entered into and who, for the time being, was recognized as the
Ruler of the State by the President. The definition extended to any person
who was recognised by the President as being the successor of the Ruler.
394. Before Article 362 was repealed in 1971,273 it provided that in
making laws or in exercise of their executive powers, Parliament and the
Union and States shall have due regard to the guarantees or assurances
given under any covenant under clause (1) of Article 291 with respect to
the personal rights, privileges and dignities of the Ruler of an Indian State.
The Privy Purses and the privileges of the Rulers of the Indian States were
continued until 6 September 1970. The Twenty-fourth Amendment Bill for
terminating the Privy Purses was moved in the Lok Sabha. While the Lok
Sabha passed the Bill with a 2/3rd majority, the requisite majority was not
attained in the Rajya Sabha. When the Bill to amend the Constitution to
delete the Privy Purses failed to pass muster, the President issued an Order
withdrawing recognition of all the Rulers of Indian States on 6 September
1970. This gave rise to the petitions under Article 32 of the Constitution.
395. Chief Justice M Hidayatullah, speaking for a eleven-Judge Bench,
rejected the contention of the Union of India that the petitions ought to fail
in view of the bar contained in Article 363 of the Constitution. This was
because the petitions sought to enforce the provisions of the Constitution
relating to the covenants and agreements entered into by the erstwhile Rulers.
Construing the provisions of Article 291, Hidayatullah, J. held that the
immediate and dominant purpose of Article 291 was to ensure payment of
Privy Purses, charge them under the Consolidated Fund and make them free
of taxes on income. What was sought to be enforced was not the covenants
of the instruments or agreements which were entered into with the Rulers
by the Dominion but the mandate of Article 291 itself. The Orders of the
President were held to be ultra vires. J C Shah, J. held that by the provisions
enacted in Articles 366(22), 291 and 362, the privileges of the Rulers
were made an integral part of the constitutional scheme by which a class
of citizens, for historical reasons, was accorded special privileges. These
privileges, the learned Judge held, could not be withdrawn arbitrarily by
merely exercising the power under Article 366(22) to withdraw recognition.
Article 291 was held to raise an obligation of the Union to pay the Privy
Purses. K S Hegde, J. noted that the power under Article 366(22) was being
exercised for a collateral purpose after the Bill to amend the Constitution
to delete Articles 291, 362 and 366(22) had failed. The learned Judge held
that it was not open to the Union Government to obviate complying with
the provisions of the Constitution by taking recourse to the power under
Article 366(22).
396. The decision of the Constitution Bench in Raghunathrao
Ganpatrao v. Union of India274 arose from a challenge to the constitutional
validity of the Twenty-sixth constitutional Amendment.275 Articles 291 and
362 of the Constitution stood repealed by constitutional amendment and
a new Article, Article 363A, was inserted resulting in the deprivation of
the recognition accorded to the Rulers, declaring the abolition of the Privy
Purses, and extinguishing the rights and obligations in respect of the Privy
Purses.
397. Adverting to the earlier decision in Madhav Rao Scindia
(supra), the Constitution Bench noted that the obligation to pay Privy Purses
emanated from the Constitution and not in the covenants and agreements
which were executed by the erstwhile Rulers. The Court held that the
guarantees and assurances given under the Constitution were independent
of the documents relating to their accession. Hence, after the introduction
of Articles 291 and 362, the agreements and covenants had no existence at
all and no obligation emanated from them. Rejecting the argument that the
Privy Purses constituted an essential part of the constitutional structure so as
to be a part of the basic structure, the Court held that the permanent retention
of the Privy Purses and the privileges and rights “would be incompatible
with the sovereign and republican form of Government.” The Constitution
Bench rejected the submission that the grant of the Privy Purses was a
consideration for the surrender of sovereignty by the Rulers of the Indian
States. L M Sharma, J. noted:
“97. A serious argument has been advanced that the privy purse was
a just quid pro quo to the Rulers of the Indian States for surrendering
their sovereignty and rights over their territories and that move for
integration began on a positive promising note but it soon degenerated
into a game of manoeuvre presumably as a deceptive plan or action.
This argument based on the ground of breaking of solemn pledges
and breach of promise cannot stand much scrutiny. To say that
without voluntary accession, India i.e. Bharat would be fundamentally
different from that Bharat that came into being prior to the accession
is untenable much less inconceivable … the integration could have
been achieved even otherwise. One should not lose sight of the fact
that neither because of their antipathy towards the Rulers nor due
to any xenophobia, did the Indian Government entertain the idea of
integration but because of the will of the people. It was the people of
the States who were basically instrumental in the integration of India.”
398. The Court held that “the attitude of the princes towards joining
a united India was one of resistance, reluctance and high bargain and it
was the people of the States who forced them to accede to the new United
India.” The States, in other words, “were free but not stable because of the
stress and strain they underwent both from inside and outside.” Through
the process of integration and democratisation (or unionization, as Sardar
Patel called it), multiple forces – political, economic and geographic, and
the democratic movement within the States accelerated the process of
integration. The removal of Articles 291 and 362 was held not to infringe
the basic structure of the Constitution. S Mohan, J. noted that though in
Madhav Rao Scindia (supra), Articles 291 and 366(22) were held to be an
“integral part of the Constitution”, this statement by itself in the judgment of
J C Shah, J. did not elevate those articles to be a part of the basic structure
of the Constitution. Mohan, J. held:
“198. No doubt, unity and integrity of India would constitute the basic
structure as laid down in Kesavananda Bharati case [Kesavananda
Bharati v. State of Kerala, (1973) 4 SCC 225] but it is too far-fetched
234 SUPREME COURT REPORTS [2023] 16 S.C.R.
flagged that this mechanism has been followed consistently in the past.
The following Constitutional Orders were issued from time to time, which
appear to modify or alter Article 370:
a. Constitutional Order 44,277 issued in 1952;
b. Constitutional Order 48,278 issued in 1954;
c. Constitutional Order 56,279 issued in 1958; and
d. Constitutional Order 74,280 issued in 1965.
402. The manner in which these Constitutional Orders sought to modify
Article 370 is germane to this Court’s enquiry as to the validity of paragraph
2 of CO 272. They are considered in turn.
403. CO 44 was issued by the President in exercise of the power under
Article 370(3). The relevant part reads thus
“In exercise of the powers conferred by clause (3) of article 370 of
the Constitution of India, the President, on the recommendation of
the Constituent Assembly of the State of Jammu and Kashmir,
is pleased to declare that, as from the 17th day of November, 1952,
the said article 370 shall be operative with the modification that for
the “Explanation” in clause (1) thereof the following Explanation is
substituted, namely: -
“Explanation - For the purposes of this article, the Government of the
State means the person for the time being recognised by the President
on the recommendation of the Legislative Assembly of the State as
the Sadar-i-Riyasat of Jammu and Kashmir, acting on the advice of
the Council of Ministers of the State for the time being in office.”
(emphasis supplied)
404. CO 44 modified the application of Article 370 by substituting
the Explanation in sub-clause (b) of clause (1). Significantly, CO 44 was
PARTICULARS
Habitual Offenders (Control XI 1956
and Reform) Act, 1956
Prize Competitions Act, 1956 XII 1956
240 SUPREME COURT REPORTS [2023] 16 S.C.R.
State was invalid since it was not assented to by the Sadar-i-Riyasat. Chief
Justice S M Sikri speaking for the Constitution Bench noted that CO 44
was issued by the President on 16 November 1952 on the recommendation
of the Constituent Assembly of the State of Jammu and Kashmir under
Article 370 by which an explanation was introduced for the purposes of
Article 370. The explanation stated that the Government of the State means
the person recognised by the President as Sadar-i-Riyasat of Jammu and
Kashmir on the recommendation of the Legislative Assembly, acting on
the advice of the Council of Ministers for the State.
414. Clause (4) was added to Article 367 so as to provide that for
the purpose of the Constitution as it applies in relation to Jammu and
Kashmir, references to the Government of the State would be construed
as including references to the Sadar-i-Riyasat acting on the advice of his
Council of Ministers. Thereafter, on 24 November 1965, the President
with the concurrence of the State Government issued CO 74. Under
this Constitutional Order, Article 367 in its application to the State was
modified so as to provide that references to the Sadar-i-Riyasat acting
on the aid and advise of the Council of Ministers shall be construed as
references to the Governor of Jammu and Kashmir acting on the aid
and advice of the Council of Ministers. The petitioner challenged the
replacement of the Sadar-i-Riyasat by the Governor on the ground that
it was ultra vires. Rejecting the challenge, Chief Justice Sikri held that
what the State Government is at a particular time had to be determined in
the context of the Constitution of Jammu and Kashmir. The Explanation
did no more than recognise the constitutional position as it existed on
that date:
“24. …We are concerned with the situation where the explanation
ceased to operate. It had ceased to operate because there is no
longer any Sadar-i-Riyasat of Jammu and Kashmir. If the definition
contained in the Explanation cannot apply to the words “government
of the State” then the meaning given in Article 367(4), as amended,
will have to be given to it. If this meaning is given, it is quite clear
that the Governor is competent to give the concurrence stipulated
in Article 370 and perform other functions laid down by the Jammu
and Kashmir Constitution.”
244 SUPREME COURT REPORTS [2023] 16 S.C.R.
415. This court held that the Governor was the successor of the Sadar-
i-Riyasat and that the latter was only the name given to the head of the State.
This perfectly encapsulates the reasons for which CO 74’s modification of
Article 367 was clarificatory. Moreover, CO 74 did not modify Article 370
in terms or in effect, to a significant or appreciable extent. In fact, the Court
in Damnoo (supra) held that CO 74 did not amount to an amendment of
Article 370(1) “by the back-door”:
“28. Mr Garg drew our attention to clauses (aa) and (b) of Article 367
(4), as substituted by CO 74 … He said that this was amendment of
Article 370(1) by the back-door and the President could not exercise
these powers under Article 370(1) when he had not purported to
exercise these powers under Article 370(3). But, as we have already
said, the explanation had become otiose and references to the Sadar-
i-Riyasat in other parts of the Constitution had also become otiose.
There were two alternatives; first, either to leave the courts to interpret
the words “government of the State” and give it its legal meaning,
or secondly, to give the legal meaning in a definition clause. What
has been done is that by adding clauses (aa) and (b) a definition is
supplied which the Courts would have in any event given. Therefore,
we do not agree that there has been any amendment of Article 370(1)
by the backdoor.
29. If we had regarded this as an amendment to Article 370(1), then
we would have to consider whether the amendatory powers had been
validly exercised or not, but as we have said, we are not concerned
with this question.”
416. Hence, the changes made by CO 74 were also clarificatory and
consequential in nature. They did not have the effect of amending Article 370.
417. Convention certainly does not stand in the way of this Court’s
adjudication as to the legal validity of an impugned provision of law
including a Constitutional Order. However, in this case, three of the four
Constitutional Orders which have been issued in the past and which modify
Article 367 do not amount to modifications of Article 370, either in terms or
in effect, in a manner that is appreciable or significant. These are CO 48, CO
56 and CO 74. The argument of the Union of India that these Constitutional
Orders are indicative of the validity of CO 272 cannot be accepted. CO 44,
IN RE: ARTICLE 370 OF THE CONSTITUTION 245
[DR DHANANJAYA Y CHANDRACHUD, CJI]
which modified Article 370 by amending its language, was issued in a valid
exercise of the power under Article 370(3) and hence does not come to the
aid of the Union of India.
b. Applying the entire Constitution to Jammu and Kashmir through
exercise of power under Article 370(1)(d)
418. Article 370(1)(c) applies the provisions of Articles 1 and 370 to the
State of Jammu and Kashmir. Article 370(1)(d) confers the President with the
power to apply “other” provisions of the Constitution subject to “exceptions
and modifications”. The President issued CO 272 in exercise of power
under Article 370(1)(d) by which all the provisions of the Constitution were
applied to Jammu and Kashmir. The petitioners argue that Article 370(1)(d)
only contemplates a piece-meal approach, that is the application of specific
provisions of the Constitution and not the application of the Constitution as
a whole. They argue that the entire Constitution can only be applied by the
exercise of power under Article 370(3) by issuing a declaration that Article
370 shall cease to exist.
419. We do not agree with the argument of the petitioners. Article
370(1)(d) states that “such other provisions” shall apply. The power under
Article 370(1)(d) can be used to apply one provision, more than one
provision, an entire Part of the Constitution, or all the provisions of the
Constitution (that is, the entire Constitution). The provision does not make a
distinction between one or all provisions of the Constitution. Non-application
of mind cannot be claimed merely because the Constitution Order applies
all provisions of the Constitution to Jammu and Kashmir in one go.
420. The application of all the provisions of the Constitution has
the same effect as exercising power under Article 370(3) declaring that
Article 370 ceases to exist because when Article 370 ceases to exist, all the
provisions of the Constitution automatically apply to Jammu and Kashmir.
However, there is a crucial difference. The exercise of power under
Article 370(1)(d) to apply all provisions of the Constitution is reversible
and modifiable. That is, the President could issue another order omitting
or modifying certain provisions of the Constitution in its application to
Jammu and Kashmir. This Court in Sampath Prakash (supra) held that the
power of the President to issue a Constitutional order under Article 370(1)
(d) includes the power to modify or amend the order in terms of Section 21
246 SUPREME COURT REPORTS [2023] 16 S.C.R.
of the General Clauses Act 1897. Thus, an order issued Article 370(1)(d)
applying all the provisions of the Constitution to the State can be amended,
rescinded or modified. However, the exercise of power under Article 370(3)
is irreversible. Once issued, the special status of the State ceases to exist.
Thus, while applying all the provisions of the Constitution by exercising
power under Article 370(1)(d), a conscious decision is being made to
apply the entire Constitution but not abrogate the special provision. In the
subsequent section, we have elucidated the Constitutional Orders issued in
exercise of power under Article 370(1)(d) applying the provisions of the
Constitution to Jammu and Kashmir to bring out the point that CO 273 is
the culmination of the process of integration. The observations equally apply
to the exercise of power to issue CO 272.
c. Securing the concurrence of the Union Government under the second
proviso to Article 370(1)(d)
421. Article 370(1)(d) states that the President may by order specify
which of the provisions of the Constitution other than Articles 1 and 370
shall apply to Jammu and Kashmir. The second proviso to Article 370(1)
(d) stipulates that if the provision does not relate to matters in the IoA, the
President must issue the order with the concurrence of the Government of the
State of Jammu and Kashmir. In exercise of the power under Article 370(1)
(d), the President issued CO 272 by which all provisions of the Constitution
of India were applied to the State of Jammu and Kashmir. The CO states
that the President issued the CO “with the concurrence of the Government
of the State of Jammu and Kashmir”. The phrase Government of the State
as it occurs in Article 370 was defined in CO 1965 to mean the Governor
on the aid and advice of the Council of Ministers. However, it was the
President giving concurrence since the Governor had by then dissolved the
Legislative Assembly of State and the President by the 2018 Proclamation
assumed to himself “all the functions of the Government of the said State
and all powers vested in or exercisable by the Governor of that State under
the Constitution”. The petitioners have challenged CO 272 on the ground
that the Union Government (acting through the President) could not have
given concurrence for issuing a CO 272.
422. Applying the standard devised above to test the validity of exercise
of power by the President when the Proclamation is in force, the petitioner
IN RE: ARTICLE 370 OF THE CONSTITUTION 247
[DR DHANANJAYA Y CHANDRACHUD, CJI]
has to first prove that the exercise of power was mala fide.
423. The effect of applying all the provisions of the Constitution
without any modifications or exceptions is that the Constitution as a whole
applies to Jammu and Kashmir in a manner similar to other States. Thus,
the distinction that Article 370 sought to bring between Jammu and Kashmir
and the other states in the First Schedule would cease to exist. As already
observed, an order applying all the provisions of the Constitution in exercise
of power under Article 370(1)(b) has the same effect of declaring that Article
370 ceases to exist in exercise of the power under Article 370(3).
424. The Explanation to Article 370 at the time of the adoption of the
Constitution stated that the Maharaja of the State shall be the Government
of the State for the purposes of the provision. The President issued CO 44
in exercise of the power under Article 370(3) upon the recommendation of
the Constituent Assembly to amend the Explanation to Article 370. In the
amended Explanation to Article 370, Government of the State meant the
Sadar-i-Riyasat. The President then issued CO 1965 in exercise of power
under Article 370(1)(b) by which Article 367 (the interpretation provision)
was amended in its application to Jammu and Kashmir. A provision was
added to Article 367 that reference to Sadar-i-Riyasat in the Explanation to
Article 370 shall mean the Governor. The petitioners in Damnoo (supra)
challenged the CO on the ground that it brought an amendment of Article
370 in exercise of the power under Article 370(1)(d) instead of Article
370(3). It was argued that Article 370 can only be amended through Article
370(3) by constituting a fresh constituent assembly or through Article 368.
425. This Court while rejecting the argument of the petitioner observed
that the Explanation only recognised the constitutional position as it existed
in the State. This Court observed that the Governor, similar to the Sadar-i-
Riyasat, is the head of the State and though the Governor is not elected as
was the Sadar-i-Riyasat, he exercises the power under the aid and advice
of the Government of the State. Hence, the “fundamental character of
representative government” is not altered.
426. The judgment of the Constitution Bench in Damnoo (supra)
holds that the fundamental character of representative democracy underlines
the provisos to Article 370(1)(d) and 370(1)(b) by which the concurrence
and consultation of the Government of the State is required before the
248 SUPREME COURT REPORTS [2023] 16 S.C.R.
282 Question asked by Shri Prabhat Jha answered on 26.6.2019; Question asked by Shri
Sanjay Sethi answered on 10.7.2019; Question posed by Shri Jai Prakash answered on
23.7.2019
IN RE: ARTICLE 370 OF THE CONSTITUTION 251
[DR DHANANJAYA Y CHANDRACHUD, CJI]
• Article 149, 150 and 151 were applied [relating to CAG, forms of
accounts and audit]
• Article 266 [consolidated funds],
• Article 267(2) [contingency fund],
• Article 273 [Grant in lieu of exports duty on jute and jute products],
• Article 282 [grants from revenues],
• Article 283 [law to be made for withdrawal from contingency fund],
• Article 284 [custody of deposits with public servants and courts],
• Article 298 [Power to carry on trade],
• Article 299 [contractual powers of the State in the name of Governor]
• Article 300 [suits and proceedings] were applied to Jammu and
Kashmir.
• Part XIV relating to services under the State was applied with suitable
modifications.
• The Union List of the Seventh Schedule was modified as under :
“(i) for entry 3, the entry ‘3. Administration of cantonments’ shall
be substituted;
(ii) entries 8, 9 and 34, the words ‘trading corporations including’
in entry 43, entries 44, 50, 52, 55 and 60, the words ‘and records’
in entry 67, entries 69, 78 and 79, the words ‘inter-State migration’
in entry 81, and entry 97 shall be omitted; and
(iii) in entry 72, the reference to the States shall be construed as
not including a reference to the State of Jammu and Kashmir.”
441. CO 56 deleted in clause 4(d) of Article 367, the reference to the
Legislative Assembly as including references to the Constituent Assembly.
The clause was added in 1954 and, following the adoption of the Jammu and
Kashmir Constitution, the clause came to be deleted. On 9 February 1959, CO
57 which was issued by the President made the provisions of Entry 69 of the
Union List (cultivation, manufacture and sale for export of opium) available
for Parliament in its legislative domain.
IN RE: ARTICLE 370 OF THE CONSTITUTION 257
[DR DHANANJAYA Y CHANDRACHUD, CJI]
(iv) in entry 72, the references to the States shall be construed as not
excluding a reference to the State of Jammu and Kashmir.
(b) The State List shall be omitted.”
The Concurrent List was applied for the first time in the following
form :
“(c) In the Concurrent List-
(i) for entry 26, the entry “26 Legal and medical professions.” shall
be substituted;
(ii) entries 1 to 25 (both inclusive) and entries 27 to 44 (both
inclusive) shall be omitted; and
(iii) in entry 45, for the words and figures “List II or List III’, the words
“this List” shall be substituted”
445. On 6 March 1964, by the issuance of CO 69, the exceptions and
modifications which were made to Article 19 and Article 35(C) by C.Os 48
and 59 were extended from 10 to 15 years. Changes were earlier made in
the Concurrent List, to the following effect:
“(c) In the Concurrent List..
(a) for entry 1, the following entry shall he substituted, namely:
“1. Criminal law (excluding offences against laws with respect to any
of the matters specified in List I and excluding the use of naval, military
or air forces or any other armed forces of the Union in aid of the civil
power) in so far as such criminal law relates to offences against laws
with respect to trade and commerce in. and the production, supply and
distribution and price control of gold.”:
(ii) in entry 24, after the words and maternity benefits”, the words “bar
only with respect to labour employed in the cool-mining industry”
shall be inserted.
(iii) tor entry 26, the entry “26. Legal and medical professions” shall
be substituted:
(iv) for entry 33, the following entry shall he substituted, namely:
IN RE: ARTICLE 370 OF THE CONSTITUTION 259
[DR DHANANJAYA Y CHANDRACHUD, CJI]
“33. Trade and commerce in, and the production. supply and
distribution of, the products of any industry where the control of
such industry by the Union is declared by Parliament by law io be
expedient in the public interest, in so far as such industry relates
to gold, and imported goods of the same kind as such products.”;
(v) for entry 34, the entry “34. Price control of gold.” shall be
substituted,
(vi) entries 2 to 23 (both inclusive). entry 25, entries 27 to 32 (both
inclusive) and entries 35 to 44 (both inclusive) shall be omitted; and
(vii) in entry 45, for the words and figures “List Il or List III”, the
words “this List’ shall be substituted.”
446. On 2 October 1964, further Entries in the Union List and the
Concurrent List were made applicable as a result of CO 70. In the Union
List, Entry 55 (Regulation of Labour and Safety in mines and oilfields)
and Entry 60 (Sanctioning of cinematograph films for exhibition) were
made applicable. In the Concurrent List, Entry 1 was substituted so as
to read:
“Criminal law (excluding offences against laws with respect to any
of the matters specified in List I and excluding the use of naval,
military or air force or any other armed forces of the Union in aid
of the civil power) in so far as such criminal law relates to offences
against laws with respects to any of the matter specified in this List”
Entry 30 was substituted to read as “vital statistics in so far as they
relate to births and deaths including registration of births and deaths”.
Entries 25 (Education), 39 (Newspapers, books and printing presses)
became available in the Concurrent List.
447. On 21 November 1964, by CO 71, CO 48 of 1954 was amended.
As a consequence, Article 356 of the Constitution was applied in a modified
form so that references to the Constitution would include the Constitution
of Jammu and Kashmir.
448. On 10 April 1965, the Legislative Assembly passed the
Constitution of Jammu and Kashmir (Sixth Amendment) Act 1965 as
a consequence of which the expression “Sadar-i-Riyasat” and “Prime
260 SUPREME COURT REPORTS [2023] 16 S.C.R.
285 33. Trade and Commerce in, and the production, supply and distribution of,-
(a) the products of any industry where the control of such industry by the Union is
declared by Parliament by law to be expedient in public interest, and imported goods
of the same kind as such products;
(b) foodstuffs, including edible oilseeds and oils;
(c) cattle fodder, including oilcakes and other concentrates;
(d) raw cotton, whether ginned or unginned, and cotton seed; and
(e) raw jute.
286 Price control.
287 Removal from one State to another State of prisoners, accused persons and persons
subjected to preventive detention for reasons specified in Entry 3 of this List.
288 Administrators-general and official trustees.
289 Mechanically propelled vehicles including the principles on which taxes on such
vehicles are to be levied.
IN RE: ARTICLE 370 OF THE CONSTITUTION 261
[DR DHANANJAYA Y CHANDRACHUD, CJI]
In the Union List, Entry 44290 was made available to Parliament. In the
Concurrent List, Entries 24291 and 26292 were applied.
On 29 June 1966, CO 75 was issued as a result of which the application
of Article 81 of the Constitution in regard to the delimitation of seats was
provided. The provisions of Article 81 were modified by the insertion of the
following clause:
“In article 81 for clauses (2) and (3), the following clause shall be
substituted, namely :-
(2) For the purposes of sub-clause (a) of clause (1), -
there shall be allotted to the State six seats in the House of the People;
the State shall be divided into single-member territorial constituencies
by the Delimitation Commission constituted under the Delimitation
Commission Act, 1962, in accordance with such procedure as the
Commission may deem fit;
the constituencies shall, as far as practicable, be geographically compact
areas, and in delimiting them regard shall be had to physical features,
existing boundaries of administrative units, facilities of communication
and public convenience;
the constituencies into which the State is divided shall not comprise the
area under the occupation of Pakistan; and
until the dissolution of the existing House of the People, the
representatives of the State in that House shall be appointed by the
President on the recommendation of the Legislature of the State.”
On 13 February 1967, as a result of the issuance of CO76 the Constitution
in force after the 19th Amendment was applied with suitable exceptions and
modifications. On 5 May 1967, certain incidental changes were made in regard
290 Incorporation, regulation and winding up of corporations whether trading or not, with
objects not confined to one State but not including universities.
291 Welfare of labour including conditions of work, provident funds, employers’ liability,
workmen’s compensation, invalidity and old age pensions and maternity benefits.
292 Legal, medical and other professions.
IN RE: ARTICLE 370 OF THE CONSTITUTION 263
[DR DHANANJAYA Y CHANDRACHUD, CJI]
293 Drugs and poisons, subject to the provisions of Entry 59 of List I with respect to
opium.
294 Lunacy and mental deficiency, including places for the reception or treatment of
lunatics and mental deficients.
295 Adulteration of foodstuffs and other goods.
296 Articles 153-217, 219, 221, 223, 224, 224A, 225, 227-237 were omitted.
297 Recovery in a State of claims in respect of taxes and other public demands, including
arrears of land-revenue and sums recoverable as such arrears, arising outside that
State.
264 SUPREME COURT REPORTS [2023] 16 S.C.R.
(Archaeological sites and remains other than those declared by or under law
made by Parliament) and 42 (Acquisition and requisitioning of property)
were applied with modifications.
456. On 1 May 1974 as a result of CO 97, the exceptions and
modifications which were made to Article 19 and Article 35C by C.Os 48
and 59 were extended from twenty to twenty-five years. On 26 June 1974
as a result of CO 98, the 26th Amendment and Section 2 of the 30th and 31st
Constitutional Amendments were applied. The provisions with regard to
delimitation were updated.
457. The provisions of Article 352 of the Constitution dealing with
the proclamation of emergency as modified in their application by CO 48
of 1954 were further modified on 29 June 1975 by CO 100 so as to provide
for an ex post facto request or concurrence. By CO 101 which was issued
on 23 July 1975, the application of Article 368 of the Constitution was
modified to provide for restrictions on the power of the State Legislative
Assembly to amend the Constitution of Jammu and Kashmir regarding
the terms of service and the privileges and immunities of the Governor
and the superintendence, direction and control of elections by the Election
Commission of India302. By CO 103 which was issued on 2 March 1976
and CO 104 which was issued on 25 May 1976, provisions were made
for the applicability of the 26th, 30th, 31st, 33rd and 38th Amendments to
the Constitution as specified.
458. On 12 October 1976 upon the issuance of CO 105, the
application of the 26 th, 30th, 31st, 33rd, 38th and 39th Amendments was
State of Jammu and Kashmir and suddenly after seventy years the entire
Constitution was being made applicable. The continuous exercise of power
under Article 370(1) by the President indicates that the gradual process
of constitutional integration was ongoing. The declaration issued by the
President in exercise of the power under Article 370(3) is a culmination of
the process of integration. Thus, we do not find that the President’s exercise
of power under Article 370(3) was mala fide.
viii. The status of the Constitution of Jammu and Kashmir
466. It is necessary to determine the status and applicability of the
Constitution of Jammu and Kashmir, in view of COs 272 and 273. In the
segment of the judgment on whether the State of Jammu and Kashmir
possesses sovereignty, this Court analysed the provisions of the Constitution
of India and the Constitution of Jammu and Kashmir and arrived at the
conclusion that the latter is subordinate to the former.
467. Paragraph 2 of CO 272 stipulated that the provisions of the
Constitution of India (as amended from time to time) shall apply in relation to
the State of Jammu and Kashmir. In the preceding segments of the judgment,
this Court has struck down the portion of paragraph 2 of CO 272 which
seeks to amend Article 370 by specifying a modification to Article 367. It
was, however, held that the application of the entire Constitution of India
to the State is a valid exercise of power. CO 273 was issued a day after CO
272 was issued. It stated that all clauses of Article 370 shall cease to be
operative except the following:
“370. All provisions of this Constitution, as amended from time
to time, without any modifications or exceptions, shall apply
to the State of Jammu and Kashmir notwithstanding anything
contrary contained in article 152 or article 308 or any other article
of this Constitution or any other provision of the Constitution of
Jammu and Kashmir or any law, document, judgement, ordinance,
order, by-law, rule, regulation, notification, custom or usage having the
force of law in the territory of India, or any other instrument, treaty or
agreement as envisaged under article 363 or otherwise.”
(emphasis supplied)
468. While the modified version of Article 370 provided that all
IN RE: ARTICLE 370 OF THE CONSTITUTION 269
[DR DHANANJAYA Y CHANDRACHUD, CJI]
in a gradual manner to the State. The gaps left by the non-application of some
parts of the Constitution of India were filled by the Constitution of the State.
After the abrogation of Article 370 (as it stood before the issuance of CO 272
and CO 273) and the application of the entirety of the Constitution of India to
the State, the Constitution of the State does not fulfil any purpose or serve any
function. Hence, the implicit but necessary consequence of the application of
the Constitution of India in its entirety to the State of Jammu and Kashmir is
that the Constitution of the State is inoperative.
ix. The challenge to the Reorganisation Act on substantive grounds
471. Parliament enacted the Reorganisation Act 2019 in exercise of
the power under Article 3. The Act received the assent of the President
on 9 August 2019. Part II of the Reorganisation Act reorganises the State
of Jammu and Kashmir into two Union territories – the Union Territory
of Ladakh without a legislature308 and the Union Territory of Jammu and
Kashmir with a legislature.309 The territories of the former comprise Kargil
and Leh whereas the territories of the latter comprise territories other than
Kargil and Leh.310 Section 103 of the Reorganisation Act empowers the
President to issue an order removing any difficulties which arise in giving
effect to the provisions of the statute. In exercise of this power, the President
issued the Jammu and Kashmir Reorganisation (Removal of Difficulties)
Second Order 2019 which states that the territory of Leh district comprises
of Gilgit, Gilgit Wazarat, Chilas, tribal territory and ‘Leh and Ladakh’ except
the “present territory of Kargil.”311
472. The petitioners’ challenge to the constitutional validity of the
Reorganisation Act is on the following grounds:
a. The Reorganisation Act was enacted without fulfilling the
prerequisites in Article 3; and
b. Article 3 does not empower Parliament to extinguish the character
of a state in its entirety.
In response, the Union of India contended that this Court is not the
appropriate authority to examine the desirability of the exercise of the
power under Article 3 because administrative and other considerations have
a bearing on Parliament’s decision. The Union of India also submitted that
the sufficiency of the material or the circumstances which necessitated the
exercise of the power under Article 3 lie beyond the realm of judicial review.
Finally, it submitted that Parliament possesses the power to convert a State
into two Union territories.
473. The submissions of the petitioners require this Court to adjudicate
on (a) the scope of the powers of Parliament under Article 3; and (b) whether
the procedure contemplated by Article 3 was complied. In the sections
below we have highlighted a few aspects which must weigh on Courts while
determining the scope of the powers under Article 3.
a. The constitutional history of States and Union territories and the
reason for the existence of Article 3
474. When the Constitution was adopted, the constituent political units
in the country consisted of different types of States (albeit with different
structures, powers, and relationships with the Union Government) and not
of States and Union territories, as we now understand them. At that time,
India consisted of Part A, Part B, and Part C States as detailed in the First
Schedule to the Constitution. Part A States consisted of former Governors’
Provinces (prior to Independence) and some princely states. The former
were governed by elected legislative bodies as well as a Governor. Part B
States consisted largely of the former princely states and were governed by
elected legislative bodies and the Rajpramukh. Part C States were formerly
the Chief Commissioners’ Provinces312 (and some princely states) which
were governed by a Chief Commissioner appointed by the President.
Additionally, the Andaman and Nicobar Islands alone found a place in Part
D of the First Schedule. A Lieutenant Governor appointed by the Union
Government oversaw the administration of this territory.
475. Evidently, the constitutional classification of the constituent units
in the country at the time of Independence mirrored their classification by the
313 See the speech of KT Shah, Constituent Assembly Debates, Volume 7, 17 November
1948 – “… We are all aware that the existing Units which make up this Federation
are not equal inter se are not logical, are not happily constructed so as to minister to
the development of the country or even of the areas themselves. It is necessary, and it
will soon perhaps have to be implemented in some form or another, that these areas be
reconstructed. That would mean that their boundaries, perhaps even their name, and
their territories, may be altered, upwards or downwards …”
314 “Commission”
315 Ministry of Home Affairs, Resolution dated 29 December 1953
IN RE: ARTICLE 370 OF THE CONSTITUTION 273
[DR DHANANJAYA Y CHANDRACHUD, CJI]
demarcation of the States at the time was based almost entirely on colonial
interests:
“To the extent, therefore, there was a conscious or deliberate design
behind the demarcation of the territories of administrative units, it
was grounded in imperial interests or the exigencies of a foreign
government and not in the actual needs, wishes or affinities of the
people.”316
478. Based on its analysis of the demarcation of States, the Commission
found that the distinction between the States which existed at that time could
not be maintained. The Commission recommended that:
a. A balanced approach which accounted for all relevant factors
(and not solely language or culture) be adopted to reorganise the
States;
b. Part A States and Part B States be of an equal status;
c. Part C States be merged with the adjoining States or retained
as independent units with temporary control by the Union
Government; and
d. Overall, the constituent units of the country ought to consist
of ‘States’ and ‘Territories’ with the latter being centrally
administered.317
479. The Constitution (Seventh Amendment) Act 1956 amended the
First Schedule and modified the categorisation of the constituent units in
the country, largely in accordance with the recommendations made by the
Commission. It removed the distinction between the States. Currently, the
administrative or federal units consist solely of States and Union Territories.
The States Reorganisation Act 1956 was enacted in pursuance of this
amendment to the Constitution. It provided for the territorial changes and
the formation of new States as well as for other matters connected with or
incidental to these changes.
b. The contours of the power under Article 3
327 Article 239A, Constitution of India. Delhi is a sui generis unit which also has a
Legislative Assembly and a Chief Minister; See Article 239AA.
328 Article 239
329 Article 240
330 Paragraph 285, Report of the States Reorganisation Commission 1955
331 Paragraph 238, Report of the States Reorganisation Commission 1955
278 SUPREME COURT REPORTS [2023] 16 S.C.R.
332 Ibid
333 Paragraph 237, Report of the States Reorganisation Commission 1955
334 Paragraph 246 to 268, Report of the States Reorganisation Commission 1955
335 Paragraphs 270, 271 Report of the States Reorganisation Commission 1955
336 Summary and Conclusions, Report of the States Reorganisation Commission 1955
IN RE: ARTICLE 370 OF THE CONSTITUTION 279
[DR DHANANJAYA Y CHANDRACHUD, CJI]
494. Goa, Daman and Diu were added to the First Schedule as a Union
Territory in 1962342 as was Puducherry (previously known as Pondicherry).343
In 1966, Chandigarh was also made a Union territory.344 A couple of decades
later, the State of Goa was formed with the enactment of the Goa, Daman
and Diu Reorganisation Act 1987. Daman and Diu continued to be a single
Union Territory. It was eventually merged with Dadra and Nagar Haveli.345
495. Of all the Union territories in the history of the country, Himachal
Pradesh, Manipur, Tripura, Goa, Mizoram and Arunachal Pradesh attained
full statehood and Delhi attained significant autonomy with its sui generis
status. As each of these territories (except Delhi in view of its status as the
National Capital) became viable administrative units, they found a place
in the constitutional structure as States. However, other areas continued to
remain as Union Territories because they were not considered to be viable
administrative units or because of other strategic or security-based reasons.
These Union territories are smaller than those which eventually attained
statehood.
496. The relevance of this discussion is elucidated by the observations
of one of us (DY Chandrachud, CJI) in State (NCT of Delhi) v. Union of
India:346
“303. … The words of the Constitution cannot be construed merely
by alluding to what a dictionary of the language would explain. While
its language is of relevance to the content of its words, the text of the
Constitution needs to be understood in the context of the history of the
movement for political freedom. Constitutional history embodies events
which predate the adoption of the Constitution. Constitutional history
also incorporates our experiences in the unfolding of the Constitution
over the past sixty-eight years while confronting complex social and
political problems. Words in a constitutional text have linkages with
the provisions in which they appear. It is well to remember that each
provision is linked to other segments of the document. It is only when
they are placed in the wide canvas of constitutional values that a true
understanding of the text can emerge … ”
IV. The scope of Article 3
497. Article 2 of the Constitution provides that Parliament may admit new
States into the Union or establish new States:
“2. Admission or establishment of new States. – Parliament may by law
admit into the Union, or establish, new States on such terms and conditions
as it thinks fit.”
Article 3, as it now stands,347 is extracted below:
“3. Formation of new States and alteration of areas, boundaries or names
of existing States.— Parliament may by law—
(a) form a new State by separation of territory from any State or by
uniting two or more States or parts of States or by uniting any territory
to a part of any State;
(b) increase the area of any State;
I diminish the area of any State;
(d) alter the boundaries of any State;
(e) alter the name of any State:
Provided that no Bill for the purpose shall be introduced in either House
of Parliament except on the recommendation of the President and unless,
where the proposal contained in the Bill affects the area, boundaries or
name of any of the States, the Bill has been referred by the President to
the Legislature of that State for expressing its views thereon within such
period as may be specified in the reference or within such further period as
the President may allow and the period so specified or allowed has expired.
Explanation I.—In this article, in clauses (a) to (e), “State” includes a
Union territory, but in the proviso, “State” does not include a Union
territory.
347 Article 3 was amended multiple times. The proviso was substituted in 1955.
Explanations I and II were added in 1966.
IN RE: ARTICLE 370 OF THE CONSTITUTION 283
[DR DHANANJAYA Y CHANDRACHUD, CJI]
the alteration of names of the States similarly “extinguishes” the older State.
However, the difference between extinguishing a State and extinguishing the
character of a constituent unit as a State is of great consequence. A particular
State may cease to exist because it is divided to create two (or more) new
States. Similarly, a particular State may cease to exist because it is divided to
create a State (or more than one State) and a Union territory (or more than one
Union territory). In both cases, the alteration of the area (or at least some part
of the area) does not result in it losing its character as a State, with the attendant
constitutional implications. A constituent unit can be said to lose its character
as a State only if it is converted into a Union territory in full, with no part of
it retaining statehood. A change in the boundaries or the name of a State does
not result in the change of its character as a State because such a character is
derived not from its name or boundaries but from its relationship with the Union
Government – one characterised by autonomy. As discussed in the previous
segment, the Constitution confers legislative and executive powers on the States,
which play an indispensable role in our democratic set-up. These characteristics
of States are not usually lost when its boundaries, size, or name are changed.
500. States under the Indian Constitution have their own independent
constitutional existence. The various organs of governance such as the
State Governor, the State Legislature, the High Courts, the Public Service
Commissions, the State Elections Commissions are all creatures of the
Constitution. As Dr Ambedkar noted in the Constituent Assembly:
“As to the relation between the Centre and the States, it is necessary to bear
in mind the fundamental principle on which it rests. The basic principle of
federalism is that the legislative and executive authority is partitioned
between the Centre and the States not by any law to be made by the
Centre but by the Constitution itself. This is what the Constitution
does. The States under our Constitution are in no way dependent upon
the Centre for their legislative or executive authority. The centre and
the States are coequal in this matter.”360
(emphasis supplied)
501. Dr Ambedkar highlighted that power of the States to govern
emanated from the Constitution and not Parliament. The exact significance
of this understanding of States’ powers may be demonstrated by reference to
the decision in State of Himachal Pradesh v. Union of India.361 That case
concerned an inter-State dispute over the sharing of power from a hydro-electric
plant between the States of Punjab and Himachal Pradesh. The State of Himachal
Pradesh argued that it was entitled to 12% free power based on its status as the
‘mother-State’ of the power project. The State of Punjab sought to repel this
argument by contending that Himachal Pradesh’s claim of 12% free power was
based on a notion that Himachal Pradesh had some pre-existing rights over
the land and water, which could not be accepted as the territory of States, and
potentially the very existence of States, owed their existence to Parliamentary
legislation under Article 3. If Parliament could unilaterally alter the territory of
Himachal, how could Himachal claim any pre-existing rights over its land and
water? Rejecting this argument, the Division Bench in State of Himachal held:
“93. We find that under the provisions of Article 3 of the Constitution,
Parliament has the power to form a new State by separation of territory
from any State or by uniting two or more States or parts of States or by
uniting any territory to a part of any State, increase the area of any State,
diminish the area of any State, alter the boundaries of any State and alter
the name of any State, but under Article 3, Parliament cannot take
away the powers of the State executive or the State legislature in
respect of matters enumerated in List II of the Seventh Schedule to
the Constitution.”
(emphasis supplied)
502. As Dr Ambedkar explained to the Constituent Assembly, the division
of executive and legislative authority between the Union and the States, the
hallmark of a federal constitution, is enshrined in constitutional text. As a result
of this, the Union cannot alter the division of powers between the Union and the
States absent a constitutional amendment which would require ratification by a
majority of the States.362 In State of Himachal Pradesh (supra), the Division
Bench highlights an important corollary of this logic. If Parliament cannot alter
the division of powers between the Union and all States absent a constitutional
amendment, can it logically alter the division of powers between the Union and
one State by extinguishing its territory (and hence existence) under Article 3?
The Division Bench held it cannot.
503. The Solicitor General (for the Union of India) submitted that
statehood will be restored to Jammu and Kashmir and that its status as a Union
territory is temporary. The Solicitor General submitted that the status of the
Union Territory of Ladakh will not be affected by the restoration of statehood to
Jammu and Kashmir. In view of the submission made by the Solicitor General
that statehood would be restored of Jammu and Kashmir, we do not find it
necessary to determine whether the reorganisation of the State of Jammu and
Kashmir into two Union Territories of Ladakh and Jammu and Kashmir is
permissible under Article 3. The status of Ladakh as a Union Territory is upheld
because Article 3(a) read with Explanation I permits forming a Union Territory
by separation of a territory from any State. This Court is alive to the security
concerns in the territory. Direct elections to the Legislative Assemblies which
is one of the paramount features of representative democracy in India cannot be
put on hold until statehood is restored. We direct that steps shall be taken by the
Election Commission of India to conduct elections to the Legislative Assembly
of Jammu and Kashmir constituted under Section 14 of the Reorganisation Act
by 30 September 2024. Restoration of statehood shall take place at the earliest
and as soon as possible.
504. The question of whether Parliament can extinguish the character of
statehood by converting a State into one or more Union Territories in exercise
of power under Article 3 is left open. In an appropriate case, this Court must
construe the scope of powers under Article 3 in light of the consequences
highlighted above, the historical context for the creation of federating units,
and its impact on the principles of federalism and representative democracy.
x. The Challenge to the Reorganization Act on procedural grounds
a. Parliament’s exercise of power under the first proviso to
|Article 3
505. The Proclamation issued by the President under Article 356 on 19
December 2018 states that the President had received a report from the Governor
of the State of Jammu and Kashmir and after considering the report and other
information received , the President is satisfied that a situation has arisen in
IN RE: ARTICLE 370 OF THE CONSTITUTION 287
[DR DHANANJAYA Y CHANDRACHUD, CJI]
which the government of the State cannot be carried out in accordance with
the provisions of the Constitution of India as applicable to the State of Jammu
and Kashmir and the Constitution of Jammu and Kashmir. In exercise of the
power under Article 356, the President, inter alia:
a. assumed to himself all the functions of the Government of the State and
all the powers exercisable by the Governor of Jammu and Kashmir;
b. declared that the powers of the Legislature shall be exercisable by or
under the authority of Parliament; and
c. suspended the first and second proviso to Article 3.
506. In the present case, the proviso to Article 3 was suspended by the
Proclamation dated 19 December 2018 and the act of Parliament expressed its
views in support of the Reorganisation Act. The Union of India has argued that
as the views expressed by States under the proviso to Article 3 are non-binding,
there is no substantial constitutional violation that can result in the invalidation
of the Reorganisation Act even if the proviso was not strictly complied with.
507. The first proviso to Article 3 stipulates that where the proposal
contained in the Bill affects the area, boundaries or name of any of the States,
the President must refer the Bill to the Legislature of that State for expressing
their views. The President referred the Reorganisation Bill to the Lok Sabha and
the Rajya Sabha for their views since Parliament exercised the “powers of the
Legislature” of the State of Jammu and Kashmir in view of the Proclamation
issued under Article 356. On 5 August 2019, the Lok Sabha and Rajya
Sabha expressed the view in favour of the acceptance of the proposal in the
Reorganisation Bill. The resolution reads thus:
“That the President of India has referred the Jammu and Kashmir
Reorganisation Bill, 2019 to this House under the proviso to article 3 of the
Constitution of India for its views as this House is vested with the powers
of the State Legislature of Jammu and Kashmir, as per proclamation of
the President of India dated 19th December, 2018. This House resolves
to express the view to accept the Jammu and Kashmir Reorganisation
Bill, 2019.”
508. The issue that arises for consideration is whether the procedure which
was followed in passing the Reorganisation Bill 2019 is valid. That is, could
288 SUPREME COURT REPORTS [2023] 16 S.C.R.
Parliament have substituted its own views for the views of the State legislature
as required under the proviso to Article 3 in view of the power conferred upon
it by the Proclamation issued under Article 356?
509. Applying the standard laid above to test the exercise of power after
a Proclamation under Article 356 is issued, the petitioners must first prove that
the exercise of power was mala fide. We have in the preceding section of this
judgment held that the scope of the powers of Parliament under Article 356(1)
(b) cannot be restricted to only law-making powers of the Legislature of the
State. Thus, the exercise of power cannot be held mala fide merely because it
is a non-law making power or that it furthers an important federal principle.
510. The decision of the five-Judge Bench of this Court in Babulal
Parate v. State of Bombay363 must be referred to. It was held that the views
expressed by the State Legislature under the proviso to Article 3 are not binding
on Parliament. In that case, the States Reorganisation Bill 1956 was introduced
in the Lok Sabha. The Bill had a proposal for the formation of three separate
states namely, the Union Territory of Bombay, the State of Maharashtra including
Marathwada and Vidharbha, and the State of Gujarat including Saurashtra
and Cutch. The Bill was referred to a Joint Select Committee. Pursuant to the
recommendations of the Joint Select Committee, an amended version of the
Bill was introduced in both Houses. Both Houses of Parliament passed the Bill.
According to the States Reorganisation Act 1956, a new Part A State known
as the State of Bombay was formed. The appellant initiated proceedings under
Article 226 on the ground that the Legislature of the State of Bombay had no
opportunity of expressing its views on the formation of a composite State instead
of three separate units as proposed earlier. This Court held that the views of the
State Legislature are only recommendatory and that it is not necessary that, the
views of the concerned State Legislature have to be secured on every occasion
that a bill is amended:
“5. […] Nor is there anything in the proviso to indicate that Parliament
must accept or act upon the views of the State Legislature. Indeed, two
State Legislatures may express totally divergent views. […] It was pointed
out in the course of arguments that if the second proviso required fresh
reference and a fresh bill for every amendment, it might result in an
f. The power under Article 370(3) did not cease to exist upon the
dissolution of the Constituent Assembly of Jammu and Kashmir.
When the Constituent Assembly was dissolved, only the transitional
power recognised in the proviso to Article 370(3) which empowered
the Constituent Assembly to make its recommendations ceased to
exist. It did not affect the power held by the President under Article
370(3);
g. Article 370 cannot be amended by exercise of power under Article
370(1)(d). Recourse must have been taken to the procedure
contemplated by Article 370(3) if Article 370 is to cease to operate
or is to be amended or modified in its application to the State of
Jammu and Kashmir. Paragraph 2 of CO 272 by which Article 370
was amended through Article 367 is ultra vires Article 370(1)(d)
because it modifies Article 370, in effect, without following the
procedure prescribed to modify Article 370. An interpretation clause
cannot be used to bypass the procedure laid down for amendment;
h. The exercise of power by the President under Article 370(1)(d) to
issue CO 272 is not mala fide. The President in exercise of power
under Article 370(3) can unilaterally issue a notification that
Article 370 ceases to exist. The President did not have to secure the
concurrence of the Government of the State or Union Government
acting on behalf of the State Government under the second proviso
to Article 370(1)(d) while applying all the provisions of the
Constitution to Jammu and Kashmir because such an exercise of
power has the same effect as an exercise of power under Article
370(3) for which the concurrence or collaboration with the State
Government was not required;
i. Paragraph 2 of CO 272 issued by the President in exercise of
power under Article 370(1)(d) applying all the provisions of the
Constitution of India to the State of Jammu and Kashmir is valid.
Such an exercise of power is not mala fide merely because all the
provisions were applied together without following a piece-meal
approach;
j. The President had the power to issue a notification declaring that
Article 370(3) ceases to operate without the recommendation of
292 SUPREME COURT REPORTS [2023] 16 S.C.R.
INDEX*
Kashmir (Kas’mira) 8
Prelude 16
Instrument of Accession and the Constituent Assembly
18
Debates
Constituent Assembly of the State of J&K and Article 370 28
1989-1990 onwards: Another troubled time 39
The recent developments 41
The Challenge 44
1. The relation between the Union and the State of 45
Jammu & Kashmir.
A. The evolution of constitutional 45
relationship between the Union and the
State of Jammu & Kashmir prior to the
impugned executive actions
B. Article 370 had assumed permanence in 48
the Constitution of India
C. The effect of Article 370(3) of the 52
Constitution
2. The Impugned Executive Orders are not 55
competent to alter the relationship between the
State and the Union:
A. C.O. 272 is illegal and mala fide 56
B. C.O. 273 is illegal and mala fide 58
C. Improper exercise of power under 59
Article 356 of the Constitution while
issuing C.O. 272 and C.O. 273
3. The big question mark of even altering the 60
status of the State to Union Territory.
A. Article 3 of the Constitution does not 60
warrant the power to convey a State into
Union Territory
B. The suspension of proviso to Article 3 62
was illegal
* Ed. Note: Pagination is as per the original judgment.
294 SUPREME COURT REPORTS [2023] 16 S.C.R.
EPILOGUE 114
296 SUPREME COURT REPORTS [2023] 16 S.C.R.
Kashmir (Kas’mira)
1. Legend has it that eons ago Kashmir valley was a vast mountain
lake called ‘Satisar’ and that Rishi Kashyap created the valley of Kashmir
by draining this lake.1
2. An analysis of the Nilamat Purana, the oldest scripture of Aryan
Saraswat Brahmins of Kashmir (can put Kas’mira) indicates that the first set
of settlers in Kashmir were the Nagas – snake worshippers and animists. A
batch of Aryans, originally settled on the banks of the mighty Vedic River
Saraswati, moved to the Valley when the Saraswati river dried up. This
was about 5,000 years ago.2 The origin of the people of the Valley has had
varied versions, including that they were descendants of one of the lost
tribes of Israel.3 The Valley has heritage and culture as a place of learning.
One of the most respected places of learning is the Sharda Peeth, now in
the Pakistan Occupied Kashmir area, where education was gender neutral
and based on excellence.4
3. In 326 BC, Alexander the Great is said to have invaded the Jammu
and Kashmir area. Thereafter, from 206 BC, Kashmir was part of the Silk
Route, connecting China with southern Europe.5 A land which has witnessed
different faiths, the Valley carries the history of giving passage to Christ, and
root to Buddhism, from where it spread to Tibet, China and Central Asia. 6
4. In much later periods of time, Thomas Moore (18th Century AD)
introduced Kashmir to the Western world in his famous poem ‘Lalla Rookh’
(1817)7 with these words:
were a clan of Dogra Rajputs from Jammu, who conquered Ladakh in the
1830s and acquired the Valley of Kashmir from the British in the 1840s
for a consideration of Rs.75 lakh, moving into the Gilgit area by the end
of the century.12
7. The people of Kashmir have many resemblances in their dressing
style, social customs and ceremonies, across followers of the two different
faiths. The sacred shrines of both the communities are situated close together
and often fairs at these shrines are also held on the same date, with the
participation of one community in the celebrations of the other.13
8. The State had dual capitals - Srinagar and Jammu, with the ‘Darbar’
moving from one place to the other for a period of six (6) months giving
them political sanctity. Srinagar, in the Valley, stands on the banks of Vitasta,
and its history dates back to the time of Asoka, who is credited with having
founded it during his visit to Kashmir. In view of its numerous canals and
the Dal Lake, it is aptly called the ‘Venice of the East’. 14
9. Originally, the population of Kashmir is stated to be Brahmin, but
with other sects namely, Nishads, Khashas, Darads, Bhauttas, Bhikshas,
Damaras, Tantrins, etc, also prevalent.15 This was prior to the advent of
Islam in the 14th century, when the Zoji-la Pass acted as a route for successful
invasions of Kashmir. The early 14th century saw the forays of the Turk Dulca
and Bhautta Rincana. About two centuries later, Mirza Haider Dughlat, with
his small Mughal force, successfully fought his entrance into Kashmir, in
1533 AD.16 Interaction, however, was not restricted to these invasions. In this
chequered history of Kashmir, there have also been periods when the people
came in contact with the Roman, Greek and Persian civilizations, resulting
12 Ramachandra Guha, India After Gandhi: The History of the World’s Largest
Democracy (Picador 2008) 60; See also V.P. Menon, The Story of the
Integration of the Indian States (Orient Longmans Pvt. Ltd. 1956) 391.
13 P.N.K Bamzai, Culture and Political History of Kashmir: Ancient Kashmir,
vol. 1 (M.D. Publications Pvt. Ltd., New Delhi 1994) 21.
14 P.N.K Bamzai, Culture and Political History of Kashmir: Ancient Kashmir,
vol. 1 (M.D. Publications Pvt. Ltd., New Delhi 1994) 7.
15 P.N.K Bamzai, Culture and Political History of Kashmir: Ancient Kashmir,
vol. 1 (M.D. Publications Pvt. Ltd., New Delhi 1994) 16.
16 Durgaprasad (ed.), The Rajatarangini of Kalhana, vol. 2 (1894) 408.
IN RE: ARTICLE 370 OF THE CONSTITUTION 299
[SANJAY KISHAN KAUL, J.]
Emperor Jahangir described the Valley- “Gar firdaus, bar-ruee zameen ast,
hameen asto, hameen asto, hameen ast” (if there is a paradise on earth, it
is this, it is this, it is this).26 In 1752, Kashmir passed on to the powerful
grasp of the Pathans, but in 1819, it was conquered by Maharaja Ranjit
Singh, the great Sikh Ruler, and it remained under the Sikh administered
dynasty till 1846.27 Meanwhile, in the latter half of the 18th century, Jammu
was ruled by a Dogra chief of Rajput descent, Ranjit Deo. The quarrel
about his succession gave the Sikhs an opportunity of turning Jammu & its
neighbouring hill tracks into a dependency.28 Having conquered Jammu,
Maharaja Ranjit Singh installed one of his soldiers, Gulab Singh, who
happened to be one of the great-grand nephews of Ranjit Deo, as the vassal
ruler of Jammu in 1822.29 The principality of Jammu was conferred on Gulab
Singh, with the hereditary title of ‘Raja’ in 1823. With the death of Ranjit
Singh in 1839, followed the Sikh Wars and post the first Sikh war (1846),
Gulab Singh appeared as a mediator between the English and the Lahore
Darbar.30 Political expediency made Gulab Singh, thus, the independent
ruler of Jammu & Kashmir, with the treaty at Amritsar being inked on
16.3.1846. It is this treaty which marks the commencement of the history
of Jammu & Kashmir as a political entity.
11. Owing to his failing health, Maharaja Gulab Singh, abdicated
his throne in favour of Maharaja Ranbir Singh, who was then succeeded
by Maharaja Pratap Singh. Maharaja (Sir) Hari Singh became the ruler
of Jammu & Kashmir in 1925 and was the ruler at the time of transfer of
31 VP Menon, The Story of the Integration of the Indian States (Orient Longmans
Pvt. Ltd. 1956) 392.
32 Ramachandra Guha, India After Gandhi: The History of the World’s Largest
Democracy (Picador 2008) 60.
33 Iqbal Chand Malhotra & Maroof Raza, Kashmir’s Untold Story, (Bloomsbury
India 2019) 24.
34 Sections 5 & 23 of the Jammu & Kashmir Constitution Act, 1939. See also
Justice A.S. Anand, The Constitution of Jammu & Kashmir: Its Development
& Comments (3rd edn., Universal Law Publishing Co. Pvt. Ltd. 1998) 41, 44.
35 Section 7 of the Jammu & Kashmir Constitution Act, 1939. See also Justice
A.S. Anand, The Constitution of Jammu & Kashmir: Its Development &
Comments (3rd edn., Universal Law Publishing Co. Pvt. Ltd. 1998) 42.
36 Justice A.S. Anand, The Constitution of Jammu & Kashmir: Its Development
& Comments (3rd edn., Universal Law Publishing Co. Pvt. Ltd. 1998) 50.
37 Section 56 of the Jammu & Kashmir Constitution Act, 1939. See also Justice
A.S. Anand, The Constitution of Jammu & Kashmir: Its Development &
Comments (3rd edn., Universal Law Publishing Co. Pvt. Ltd. 1998) 51.
302 SUPREME COURT REPORTS [2023] 16 S.C.R.
Prelude
13. The Second World War and the independence movement
made independence inevitable. The Cabinet Mission Plan of 16.5.1946
envisaged a Union of India where the Union would have responsibility
over defence, foreign affairs and communication and the States would
retain jurisdiction over all other subjects not ceded to the Union. 38 The
Constituent Assembly of India on 22.1.1947 unanimously adopted the
Objective Resolution declaring the Assembly’s “firm and solemn resolve
to proclaim India as an Independent Sovereign Republic.” The Princely
States that had joined the Union of India were to possess and retain the
status of autonomous units, together with residuary powers, save and
except such powers and functions as were vested or assigned to the Union.
14. On 3.6.1947, the Mountbatten Plan envisaged a partition of
India with accession of Indian States to one dominion or the other (i.e.
India or Pakistan). The deadline of 15.8.1947 was set for transferring
power to an independent India.39 The State of Jammu & Kashmir had
the biggest area in India with a predominantly Muslim population ruled
by a Hindu King.40 It was the political acumen of Sardar Patel, assisted
by V.P. Menon, which saw over 500 autonomous and sometimes ancient
chiefdoms being dissolved into 14 new administrative units of India, a
stupendous achievement brought about by wisdom, foresight and hard
work.41 But Junagadh, Jammu & Kashmir and Hyderabad proved to
be a challenge, as by 15.8.1947, none of these three had acceded to
India.42 Kashmir was a peculiar situation. Unlike the other two, it was
on the border of India and Pakistan. The then Maharaja Hari Singh
dreamt of Jammu & Kashmir as an independent State – not part of
43 Iqbal Chand Malhotra & Maroof Raza, Kashmir’s Untold Story, (Bloomsbury
India 2019) 46.
44 Ramachandra Guha, India After Gandhi: The History of the World’s Largest
Democracy (Picador 2008) 63.
45 Rekha Chowdhary, ‘Kashmir in the Indian Project of Nationalism’ in Nyla Ali
Khan (ed.), The Parchment of Kashmir: History, Society and Polity (Palgrave
Macmillan 2012) 154.
46 Bipin Chandra, Mridula Mukherjee & Aditya Mukherjee, India After
Independence 1947-2000 (Penguin Books 1999) 93-94.
47 Iqbal Chand Malhotra & Maroof Raza, Kashmir’s Untold Story, (Bloomsbury
India 2019) 80.
48 Ramachandra Guha, India After Gandhi: The History of the World’s Largest
Democracy (Picador 2008) 69.
304 SUPREME COURT REPORTS [2023] 16 S.C.R.
Sd/-
Hari Singh
Maharajadhiraj of Jammu and Kashmir State.
I do hereby accept this Instrument of Accession.
Dated this twenty seventh day of October, Nineteen hundred and
forty seven.
Sd/-
Mountabatten of Burma,
Governor-General of India.
SCHEDULE
Tඁൾ ආൺඍඍൾඋඌ ඐංඍඁ උൾඌඉൾർඍ ඍඈ ඐඁංർඁ ඍඁൾ Dඈආංඇංඈඇ Lൾංඌඅൺඍඎඋൾ ආൺඒ
ආൺൾ අൺඐඌ ൿඈඋ ඍඁංඌ Sඍൺඍൾ
A. Defence
1. The naval, military and air forces of the Dominion and any other
armed force raised or maintained by the Dominion; any armed forces,
including forces raised or maintained by an Acceding State, which
are attached to, or operating with, the armed forces of the Dominion.
2. Naval, military and air force works, administration of cantonment
areas.
3. Arms; firearms; ammunition.
4. Explosives.
IN RE: ARTICLE 370 OF THE CONSTITUTION 307
[SANJAY KISHAN KAUL, J.]
B. External Affairs
1. External affairs; the implementing of treaties and agreements with
other countries; extradition, including the surrender of criminals and
accused persons to parts of His Majesty’s dominions outside India.
2. Admission into, and emigration and expulsion from, India, including
in relation thereto the regulation of the movements in India of persons
who are not British subjects domiciled in India or subjects of any
acceding State; pilgrimages to places beyond India.
3. Naturalisation.
C. Communications
1. Posts and telegraphs, including telephones, wireless, broadcasting,
and other like forms of communication.
2. Federal railways; the regulation of all railways other than minor
railways in respect of safety, maximum and minimum rates and fares,
station and service terminal charges, interchange of traffic and the
responsibility of railway administrations as carriers of goods and
passengers; the regulation of minor railways in respect of safety and
the responsibility of the administrations of such railways as carriers
of goods and passengers.
3. Maritime shipping and navigation, including shipping and navigation
on tidal waters; Admiralty jurisdiction.
4. Port quarantine.
5. Major ports, that is to say, the declaration and delimitation of such
ports, and the constitution and powers of Port Authorities therein.
6. Aircraft and air navigation; the provision of aerodromes; regulation
and organization of air traffic and of aerodromes.
7. Lighthouses, including lightships, beacons and other provisions for
the safety of shipping and aircraft.
8. Carriage of passengers and goods by sea or by air.
9. Extension of the powers and jurisdiction of members of the police
force belonging to any unit to railway area outside that unit.
308 SUPREME COURT REPORTS [2023] 16 S.C.R.
D. Ancillary
I. Elections to the Dominion Legislature, subject to the provisions of
the Act and of any Order made there under.
2. Offences against laws with respect to any of the aforesaid matters.
3. Inquiries and statistics for the purposes of any of the aforesaid
matters.
4. Jurisdiction and powers of all courts with respect to any of the
aforesaid matters but, except with the consent of the Ruler of the
Acceding State, not so as to confer any jurisdiction or powers+ upon
any courts other than courts ordinarily exercising jurisdiction in or in
relation to that State.”
17. We may refer to communication from Lord Mountbatten to
Maharaja Hari Singh on the very next day, i.e., 27.10.1947, which reads
as under:
“My dear Maharajah Sahib,
Your Highness’s letter, dated the 26th October has been delivered to
me by Mr. V.P. Menon. In the special circumstances mentioned by
Your Highness, my Government have decided to accept the accession
of Kashmir State to the Dominion of India. Consistently with their
policy that, in the case of any State where the issue of accession has
been the subject of dispute, the question of accession should be decided
in accordance with the wishes of the people of the State, it is my
Government’s wish that, as soon as law and order have been restored in
Kashmir and her soil cleared of the invader, the question of the State’s
accession should be settled by a reference to the people. Meanwhile,
in response to your Highness’s appeal for military aid, action has been
taken today to send troops of the Indian Army to Kashmir to help your
own forces to defend your territory and to protect the lives, property
and honour of your people.
My Government and I note with satisfaction that your Highness has
decided to invite Sheikh Abdullah to form an Interim Government to
work with your Prime Minister.
IN RE: ARTICLE 370 OF THE CONSTITUTION 309
[SANJAY KISHAN KAUL, J.]
Yours sincerely,
Sd/-
Mountbatten of Burma”
18. Now turning to the preparation of the first draft of the Indian
Constitution, which was handed over by Dr. B.R. Ambedkar on behalf
of the Drafting Committee as its Chairman to the Constituent Assembly
President, Dr. Rajendra Prasad on 21.2.1948.49 There was no equivalent
of Article 370 in that draft Constitution. During this period, the Jammu &
Kashmir dispute between India and Pakistan was being tabled at the United
Nations.50 The insertion of Article 306-A (the equivalent of Article 370)
took place during the Constituent Assembly Debates and was introduced
on 17.10.1949. Article 306-A was drafted by Gopalaswami Ayyangar,
in close consultation with Sheikh Abdullah, the content being a result
of negotiations between the Centre and the Government of Jammu and
Kashmir, from May to October, 1949.51 The Constituent Assembly Debates
refer to the peculiar position of Jammu & Kashmir as inter alia enunciated
by Shri N. Gopalaswami Ayyangar. What was said was that an interim
system had to be established through Article 306-A till a Constituent
Assembly for the State of Jammu & Kashmir came into being. Article
306-A reads as under:
“306-A. (1) Not withstanding anything contained in this Constitution.
(a) the provisions of article 211A of this Constitution shall not apply
in relation to the State of Jammu and Kashmir.
(b) the power of Parliament to make laws for the State shall be
limited to
(i) those matters in the Union List and the Concurrent List which,
in consultation with the Government of the State, are declared by
the President to correspond to matters specified in the Instrument of
Accession governing the accession of the State to the Dominion of
India are the matters with respect to which the Dominion Legislature
may make laws for the State and
(ii) such other matters in the said Lists as, with the concurrence of the
Government of the State, the President may by order specify;
Explanation.-- For the purposes of this article, the Government of the
State means the person for the time being recognised by the Union
as the Maharaja of Jammu and Kashmir, acting on the advice of the
Council of Ministers, for the time being in office, under the Maharaja’s
Proclamation, dated fifth day of March, 1948.
(c) the provisions of article I of this Constitution shall apply in relation
to the State;
(d) such of the other provision of this Constitution and subject to such
exceptions and modifications shall apply in relation to the State as the
President may by order specify:
Provided that no such order which relates to the matters specified in the
Instrument of Accession of the State aforesaid shall be issued except
in consultation with the Government of the State:
Provided further that no such order which relates to matters other than
those referred to in the last preceding proviso shall be issued except
with the concurrence of that Government.
(2) If the concurrence of the Government of the State referred to in
sub-clause (b) (ii) or in the second proviso to sub-clause (d) of clause
(1) was given before the Constituent Assembly for the purpose of
framing the Constitution of the State is convened, it shall be placed
before such Assembly for such decision as it may take thereon.
(3) Notwithstanding anything in the preceding clauses of this article,
the President may, by public notification declare that this article shall
cease to be operative or shall be operative only with such exceptions
and modifications and from such date as he may specify:
IN RE: ARTICLE 370 OF THE CONSTITUTION 311
[SANJAY KISHAN KAUL, J.]
hereditary rulership, and of providing for an elected head of State, which was
eventually accepted by the Constituent Assembly of Jammu & Kashmir.57
The President of India, exercising his powers under Article 370(3), and upon
the recommendation of the Constituent Assembly of the State of Jammu &
Kashmir, issued the Declaration under Article 370(3) of the Constitution
(hereinafter referred to as “C.O. 44”) effective from 17.11.1952, to include
an explanation that the phrase ‘Government of the State’ meant the ‘Sadar-i-
Riyasat’ of Jammu & Kashmir, acting on the aid and advice of the Council
of Ministers of the State for the time being in office. Yuvraj Karan Singh
became the first elected Sadr-i-Riyasat.58
23. The Delhi Agreement was finally entered into in the July of
1952, between the Government of India and the Government of Jammu
& Kashmir,59 which provided that the residuary powers of the legislature
vested in the Parliament with respect to the other States would vest in the
State itself, for the State of Jammu & Kashmir. A statement was made by
Sheikh Abdullah in 1952, to the effect that while the accession of the State
of Jammu & Kashmir in India was complete in fact and in law, to the extent
of the subjects enumerated in the IoA, the autonomy of the State with regard
to all other subjects was to be preserved.60 Contra to the other States, the
residuary powers vested in the State of Jammu & Kashmir itself.61
24. This period witnessed opposition to the provisions of the Delhi
Agreement, inter alia pertaining to the limitations and restrictions placed
on the applicability of the Constitution of India with respect to fundamental
“PART II
THE STATE
(3) Relationship of the State with the Union of India.- The State of
Jammu and Kashmir is and shall be an integral part of the Union of
India.
(4) Territory of the State.- The territory of the State shall comprise all
the territories which on the fifteenth day of August, 1947, were under
the sovereignty or suzerainty of the Ruler of the State.
(5) Extent of executive and legislative power of the State.- The
executive and legislative power of the State extends to all matters
except those with respect to which Parliament has power to make
laws for the State under the provisions of the Constitution of India.
.... …. …. …. …. ….
THE COUNCIL OF MINISTERS
35. Council of Ministers to aid and advise the Governor.
(1) There shall be a council of Ministers with the Prime Minister at
the head to aid and advise the Sadar-i-Riyasat in the exercise of his
functions.
(2) All functions of the Sadar-i-Riyasat except those under sections
36, 38 and 92 shall be exercised by him only on the advice of the
Council of Ministers.
(3) The question whether any, and if so what, advice was tendered by
Ministers to the Sadar-i-Riyasat shall not be inquired into in any court.
.... …. …. …. …. ….
53. Session of the Legislature, prorogation and dissolution.
(1) The Sadar-i-Riyasat shall from time to time summon each House
of the Legislature to meet at such time and place as he thinks fit, but
six months shall not intervene between its last sitting in one session
and the date appointed for its first sitting in the next session.
(2) The Sadar-i-Riyasat may from time to time –
IN RE: ARTICLE 370 OF THE CONSTITUTION 317
[SANJAY KISHAN KAUL, J.]
Jammu & Kashmir, and made Article 356 applicable to the State, with the
modification that the expression ‘Constitution’ included the ‘Constitution
of Jammu & Kashmir’. The Constitution of Jammu and Kashmir (Sixth
Amendment) Act, 1965, was passed on 10.4.1965, replacing the expressions
‘Sadar-i-Riyasat’ and the ‘Prime Minister’ in the State Constitution with
the ‘Governor’ and the ‘Chief Minister’ respectively. Simultaneously, the
Constitution (Application to Jammu & Kashmir) Second Amendment Order,
1965 (hereinafter referred to as “C.O. 74”) was issued by the President of
India in concurrence with the Government of the State of Jammu & Kashmir,
under Article 370(1). It inter alia amended CO 48 to substitute Article 367(b)
to reflect the nomenclature change of Sadar-i-Riyasat to Governor.
29. Political negotiations and developments saw the Kashmir Accord,
1975 being entered into between the Government of India and the Government
of Jammu & Kashmir, inter alia, emphasizing that the relationship between
the two would be governed by Article 370 of the Indian Constitution (as
per Clause (1) of the Kashmir Accord). Clause (2) of the Accord reiterated
that the residuary powers would remain with the State. With this, came the
rehabilitation and re-establishment of Sheikh Abdullah as the Chief Minister
of Jammu & Kashmir, with the then Chief Minister Syed Mir Qasim stepping
down.65 This was with the support of the Congress Party, which had a majority
in the Jammu and Kashmir State Assembly, on the understanding that fresh
elections would be held soon.66
30. The political stability, however, did not last long with the imposition
of the 1975 Emergency. When the Congress Party lost the 1977 Lok Sabha
elections, support was withdrawn from Jammu & Kashmir. This led to the
fall of Sheikh Abdullah’s Government in March 1977 and imposition of
Governor’s Rule.67 However, Sheikh Abdullah’s National Conference came
back into power in the 1977 state elections.68
the State. The President’s Rule was then extended for a further period of six
months, w.e.f. 3.7.2019, as the State Assembly Elections had not been
held in the meantime.
35. The State of Jammu & Kashmir issued a security advisory on
2.8.2019, advising all Amarnath yatris to stop their yatra midway and
return in view of certain intelligence inputs of terror threats.
36. On 5.8.2019, the fateful day, the President of India issued the
impugned Order titled ‘The Constitution (Application to Jammu &
Kashmir) Order, 2019’ (hereinafter referred to as “C.O. 272”), under
Article 370(1) of the Constitution of India with the concurrence of the
Government of State of Jammu & Kashmir (through the Governor, as
the powers of the Government of the State vested in the Governor at that
time). Article 367(4) was inserted in the Constitution of India in that
process, and Article 367(4)(d) in effect amended sub-clause (3) Article
370 of the Constitution of India, by replacing the expression ‘Constituent
Assembly of the State’ with ‘Legislative Assembly of the State’. This
happened at 11:00 a.m. approximately.
37. At 11:15 a.m., two statutory resolutions, viz., a Statutory
Resolution regarding cessation of all clauses of Article 370 except
clause (1), and a Statutory Resolution regarding the Jammu & Kashmir
Reorganisation Bill, 2019, were introduced in the Rajya Sabha. The
Reorganisation Bill provided for reorganising the existing State of Jammu
& Kashmir into two Union Territories – one of Jammu and Kashmir
and the other of Ladakh, comprising territories of the erstwhile State
of Jammu & Kashmir, namely Kargil and Leh Districts. The said Bill
further clarified that there was to be a Legislative Assembly for the Union
Territory of Jammu & Kashmir. At 5:30 p.m., the Statutory Resolution in
respect of the Jammu & Kashmir Reorganisation Bill, 2019 was passed
by the Lok Sabha, by way of a voice vote. It may be noted that pursuant
to the Presidential Proclamation dated 19.12.2018, Parliament was
exercising the powers of the State Legislative Assembly, in its absence.
38. Soon thereafter, the Resolution regarding cessation of all clauses
of Article 370, except clause (1) and the Statutory Resolution regarding
the reorganisation of the State of Jammu & Kashmir was passed by the
Rajya Sabha, and on the next day by the Lok Sabha. We are informed that
IN RE: ARTICLE 370 OF THE CONSTITUTION 323
[SANJAY KISHAN KAUL, J.]
ii. Part XXI of the Constitution, which incorporates Article 370 is titled
as “Temporary, Transitional and Special Provisions.” With respect
to how the expression ‘temporary’ is to be understood, a common
theme of submissions was presented by Mr. Kapil Sibal, Mr. Gopal
Shankarnarayan. The use of the phrase “temporary” was stated to
be in a limited sense by the nature of Article 370, i.e., and the final
decision on its continuance was to be taken by the Jammu & Kashmir
Constituent Assembly. However, once the Assembly dissolved, there
is no conceivable way that Article 370 could remain temporary, even
if the phrase was not deleted from the Constitution. In a sense it
was urged that the phrase ‘temporary’ became infructuous after the
Constituent Assembly of the State had done its task.
iii. The Constituent Assembly of the State had a wide and defined role.
Since no other body could take over the role of the State Constituent
Assembly, neither could the Legislative Assembly. The constituent
power was urged to be a different genus from the legislative power,
as per Mr. Sibal.
iv. It was urged by the petitioners that the marginal heading to the
provision could not dictate the very contents of the provisions. To stress
this the speeches of Dr. Ambedkar from the Constituent Assembly and
the observations made in Kesavananda Bharati v. State of Kerala75
were quoted.
v. The C.O. 48 was urged to be a bilateral effort and a sign of
confirmation both by the Jammu & Kashmir Constituent Assembly
and the Indian Government that the provision must continue. The
report of the J&K Constituent Assembly Drafting Committee was
adopted verbatim as C.O. 48 to clearly define the sphere of Parliament’s
jurisdiction in the State.
vi. A uniquely divergent view was urged by Mr. Dinesh Dwivedi,
learned senior counsel, which was not common to any of the other
counsel. It was his say that once the Jammu & Kashmir Constituent
Assembly was dissolved, Article 370 came to an end. Article 370(2) of
76 supra
77 (2020) 4 SCC 1
78 1969 Supp (2) SCR 270
79 supra
IN RE: ARTICLE 370 OF THE CONSTITUTION 329
[SANJAY KISHAN KAUL, J.]
80 supra
81 Prem Nath Kaul (Para 38)
330 SUPREME COURT REPORTS [2023] 16 S.C.R.
86 supra
87 (2019) UKSC 41
332 SUPREME COURT REPORTS [2023] 16 S.C.R.
iv. Mr. Naphade, learned Senior Counsel, sought to urge that it was
not within the limit of the President’s power to issue a proclamation
that there was a breakdown of State machinery, thus necessitating
his intervention, while the Governor had dissolved the Assembly and
assumed power of the State. Once the Governor assumes such power,
the very basis of the breakdown of the State machinery did not subsist95.
3. The big question mark of even altering the status of the State
to Union Territory.
A. Article 3 of the Constitution does not warrant the power to
convey a State into Union Territory.
i. Article 3 itself is under the heading ‘formation of new States and
alteration of areas, boundaries or names of existing States’. As to what
could be done under the same was specified in Clauses (a) to (e). It
does not mention any power to abolish a State and such power could
not be read into it. This was submitted to be in line with the principle
of a two-tier democracy.
ii. While referring to the pre-Constitutional period, as a development
in that behalf, it was urged that there was a consistent progression
towards self-governance and statehood since the Government of India
Act, 1919, where Section 15 of that Act also mandated the process of
obtaining opinions from the local Government prior to reorganization
into a Governor’s province. This practice was also adopted in the
Government of India Act, 1935, which was a precursor to Article 3
of the Constitution of India. Thus, Mr. Chandra Uday Singh, learned
senior counsel, urged that the abolishment of a State and a lowering
of status to Union Territory was not something envisaged from earlier
times.
iii. Once again from a historical perspective, it was urged that since
the introduction of the Seventh Amendment in 1955, no State had been
reduced to a Union Territory, though the reverse was true i.e. Union
Territories had been converted into States such as Goa, Himachal
Pradesh, Manipur, etc. It may be possible to carve out a Union Territory
99 (supra)
100 (supra)
IN RE: ARTICLE 370 OF THE CONSTITUTION 341
[SANJAY KISHAN KAUL, J.]
109 supra
IN RE: ARTICLE 370 OF THE CONSTITUTION 347
[SANJAY KISHAN KAUL, J.]
110 (supra)
354 SUPREME COURT REPORTS [2023] 16 S.C.R.
of the State. On the other hand, the purpose of Article 370, as noted above,
was to slowly bring Jammu and Kashmir on par with other States in India.
It can hardly be contended that the second (and in some ways, larger)
purpose would be affected by the fulfilment of the first. The second purpose
remained an ongoing exercise, long after the State Constituent Assembly was
dissolved. Thus, the conditionality in Article 370(3), of the requirement of a
recommendation from the Constituent Assembly, cannot be read in a manner
as to make the reference to the larger intention of the provision redundant.
71. In a nutshell, if the provision was meant to be temporary (as
established above), Article 370(3) must be construed to continue to be
in subsistence even after the expiry of the conditionality, i.e. the State’s
Constituent Assembly.
B. The President can exercise their power under sub-clause
(3) without a recommendation from the Jammu and Kashmir
Constituent Assembly.
72. The next question is to determine what process is to be followed
for the President to exercise their power under Article 370(3).
73. As discussed above, the power under Article 370(3) vests with
two institutions – the President, who has a permanent power and the
Constituent Assembly of the State, which has a temporary power. From the
above analysis, if Article 370 can be abrogated even after the Constituent
Assembly of the State has been dissolved, what follows is that the power of
the Constituent Assembly of the State to make a recommendation cannot be
read as a condition precedent to the exercise of the power of the President
to issue a declaration under Article 370(3).
74. The Petitioners argue that the recommendation of the Constituent
Assembly of the State is necessary for the President to exercise their power,
or in other words, that the power cannot be exercised unilaterally in the
absence of the Constituent Assembly of the State. I am unable to agree with
this view. When the Constituent Assembly ceased to exist, only the power
of the Constituent Assembly to make a recommendation ceased to exist,
that is, the proviso to Article 370 became otiose. The main provision, which
is the President’s power to issue a declaration continued to exist. Adopting
the Petitioners’ view would mean that Article 370, which was meant to be
356 SUPREME COURT REPORTS [2023] 16 S.C.R.
79. On 5 August 2019, the President issued C.O. 272 under Article
370(1)(d) applying the entire Constitution of India to the State, but modified
Article 367 by adding Article 367(4). Article 367(4), after C.O. 272, reads
as follows:
“(4) For the purposes of this Constitution as it applies in relation to
the State of Jammu and Kashmir –
(a) references to this Constitution or to the provisions thereof shall be
construed as references to the Constitution or the provisions thereof
as applied in relation to the said State;
(b) reference to the person for the time being recognized by the
President on the recommendation of the Legislative Assembly of the
State as the Sadar-i-Riyasat of Jammu and Kashmir, acting on the
advice of the Council of Ministers of the State for the time being in
office, shall be construed as references to the Governor of Jammu
and Kashmir;
(c) references to the Government of the said State shall be construed
as including references to the Governor of Jammu and Kashmir acting
on the advice of his Council of Ministers; and
(d) in proviso to clause (3) of article 370 of this Constitution, the
expression “Constituent Assembly of the State referred to in clause
(2)” shall read “Legislative Assembly of the State””
80. In effect, C.O. 272 envisaged that the recommendation under
Article 370(3) could be provided by the Legislative Assembly of the State.
C.O. 272 has been impugned on the basis that Article 370(1)(d) cannot be
used to amend Article 370 and that the power under Article 370(1)(d) can
only be exercised with concurrence of the Government of the State.
81. The Petitioners contend that the addition of Article 367(4)(d) r/w
Article 370(1)(d) amounts to an amendment of Article 370(3), which exceeds
the power of the President to make modifications under Article 370(1)(d),
and is not in accordance with the procedure under the Constitution.
82. Mr. Mehta submits that there was no necessity for the Union to
modify Article 370(3) using Article 367(4)(d). However, as Mr. Sibal rightly
submits, the Union’s actions must be tested for what they are.
358 SUPREME COURT REPORTS [2023] 16 S.C.R.
the modification is an addition that replaces one authority with another, but
also changes the very core concept and nature of powers. The Constituent
Assembly, is a constituent body and therefore, sovereign. A reference to a
sovereign body cannot be construed as reference to Legislative Assembly.
Dr. BR Ambedkar clearly underlined the importance of the constituent
assembly being a non-partisan body as opposed to an elected legislative
assembly where members would try to push a partisan agenda for the party.
This has been captured in Jaganmohan Reddy J’s opinion in Kesavananda
Bharati case.114
87. Thus, an exception or modification cannot make a radical alteration
that effaces the fundamentals of the provision, as the substitution in C.O.
272 seeks to do.
88. Similarly, in Delhi Laws Act, In Re,115 the Court was examining
the validity of Section 7 of the Delhi Laws Act, 1912, which provided as
follows: “The Provincial Government may, by notification in the Official
Gazette, extend with such restrictions and modifications as it thinks fit to
the Province of Delhi or any part thereof, any enactment which is in force
in any part of British India at the date of such notification.” (Emphasis
supplied). Specifically, Seven Judges of this Court analysed the phrase
“restrictions and modifications” to not encompass unfettered powers for
the statutory authority.
89. In response, the Union has relied on the observations in Puranlal
Lakhanpal v. President of India,116 in which this Court the President’s
power to make modifications ought to be considered in its “widest possible
amplitude”. However, as submitted by the Petitioners, these observations
are obiter. In this case, the Court was considering the constitutionality of a
provision in C.O. 48, where the President, in exercise of his powers under
Article 370(1)(d), had modified Article 81(1) as it applied to J&K. The
modification provided that “the representatives of the State in the House of
the People shall be appointed by the President on the recommendation of the
legislature of the State.” Specifically, the Court dealt with the question as to
114 (supra).
115 (supra).
116 (supra)
360 SUPREME COURT REPORTS [2023] 16 S.C.R.
93. The Petitioners have contended that this is invalid, as Article 367(4)
(c) of the Constitution of India read with Section 35 of the Constitution of
the State required the Governor to act on the aid and advice of the Council
of Ministers of the State. At the outset, Constitutional Orders have been
issued in the past during President’s Rule. In 1989, the State of Jammu
and Kashmir was under Governor’s Rule, and C.O. 136 117 was issued. The
Solicitor General also drew our attention to other Constitutional Orders
151,118 154,119 160120 and 162121 issued during the President’s Rule, which
extended the period of President’s Rule from three years to six years.
94. Notwithstanding these illustrations, I find that the concurrence of
the Union Government can substitute the concurrence of the Government of
the State in this case, since, as discussed above, the President has unilateral
power to notify that Article 370 ceases to exist under Article 370(3), which,
in effect, amounts to applying all provisions of the Constitution under Article
370(1)(d). Therefore, there was no requirement to obtain concurrence of
the Government of the State in applying all provisions of the Constitution
under C.O. 272.
4. Whether the exercise of power under Article 356 was permissible
while issuing COs 272 and 273.
A. Article 356 can be imposed once the Legislative Assembly had
been dissolved:
95. The imposition of the Governor’s rule under Section 92 of the
Jammu & Kashmir Constitution on 20.6.2018 was a direct result of the failure
of the constitutional machinery of the State. This is, however, not a matter
124 (supra)
364 SUPREME COURT REPORTS [2023] 16 S.C.R.
126 (supra)
127 (2006) 2 SCC 1
366 SUPREME COURT REPORTS [2023] 16 S.C.R.
105. We may note that CO 272 had already been issued by the
President at the time the Jammu and Kashmir Reorganization Bill, 2019
was taken up for discussion by the Parliament. This implied that all
provisions of the Constitution of India were applicable to the State of
Jammu and Kashmir. Article 3, as applicable to the rest of the country,
was thus also applicable to Jammu and Kashmir. The Reorganization
Act needs to be considered in this conspectus.
106. If we examine the powers of the Parliament under Article
3, it provides that Parliament may by law inter alia form new States,
diminish the area of any State, and alter the boundaries or names of
existing States. The Explanation I provides that in clauses (a) to (e)
of Article 3, a ‘State’ includes ‘Union Territory’. This implies that the
power of the Parliament under Article 3(a), to make a law or form a
new State or alter the boundary of a State includes the power to make
law to form a new Union Territory. Explanation II to the provision
notes that the power under clause (a) implies that the Parliament can
form a Union Territory by uniting parts of any State or Union Territory
to any other State or Union Territory.
107. The question before us is whether Article 3 contemplates
the power to convert a State into a Union Territory, thereby abolishing
its character as a State. It would be pertinent to refer to this Court’s
judgment in the State of W.B. v. Union of India,128 where it was noted
that it would be incorrect to presume that absolute sovereignty remained
vested in the States. The Court drew this conclusion from the framework
of the Constitution: noting that there was no concept of dual (State and
national) citizenship in India, there were no independent Constitutions
of States, and pertinently, Article 3 gave Parliament wide powers to
alter the boundaries of States. States themselves had no constitutional
guarantee against the Parliament’s exercise of this power. The power
of States extended merely to expressing their opinions on the same.
108. The position that States have no independent sovereignty was
also reiterated by this Court in Babulal Parate v. State of Bombay,129
where the Court was again persuaded to reach this finding by looking
at the nature and extent of Article 3 itself. Another factor that weighed
with the Court here was that the Parliament was enabled to exercise
this power simply by making law, it was thus not even necessary to
invoke the procedure of constitutional amendments.
109. We agree with these findings, as under the Constitutional
setup, States have no independent or standalone sovereignty. They
derive their existence from the Constitution, which at the same time
gives Parliament the power to vary or alter the boundaries of the State.
Since the petitioners concede that the power under Article 3 extends
to carving out a Union Territory from a State, the Respondents claim
that this power must also extend to converting the State into a Union
Territory in toto. The Petitioners contended that such a move would be
contrary to the federal principle, which guarantees a two-tier democracy
and continuing statehood under the Indian constitution. In response, the
Solicitor-General contended that the federal structure is not disturbed
by converting Jammu, Kashmir, and Ladakh into a Union Territory, as
Article 239A (which is an entrenched part of the federal scheme) would
apply to the newly formed Union Territories. However, at present, we
need not examine this aspect in greater depth as the Solicitor-General
assured this Court of the Union’s commitment made on the floor of the
House that the Statehood of Jammu and Kashmir would be restored in
the near future upon elections being held.
B. Suspension of the first proviso to Article 3 was permissible
during President’s rule:
110. The second proviso to Article 3, as was applicable to the
erstwhile State, was not in force after the issuance of CO 272 on
5.8.2019. The President was liable to refer the Bill introduced in
2019 to the State Legislature of the erstwhile Jammu & Kashmir to
express their “views” in compliance with the first proviso to Article 3.
However, during the operation of the President’s Rule, which I have
found to be valid, the functions of the State Legislature were being
performed by the Parliament. Therefore, it was not possible to take
the views of the State Legislature. We may refer to the judgment in
368 SUPREME COURT REPORTS [2023] 16 S.C.R.
130 (supra)
IN RE: ARTICLE 370 OF THE CONSTITUTION 369
[SANJAY KISHAN KAUL, J.]
The President could exercise their power anytime after the dissolution
of the Constituent Assembly of Jammu and Kashmir, in line with the
aim of full integration of the State. Hence, C.O. 273, which declares
that Article 370 shall cease to operate except as provided, and was
issued under Article 370(3), is valid;
f. The power to issue C.O. 272 without the concurrence of the
Government of the State is valid, as the power of the President is not
limited by the concurrence of the Government of the State in this case;
g. The power under Article 370(1)(d) read with Article 367 cannot
be used to do indirectly, what cannot be done directly. The power to
make modifications under Article 370(1)(d) cannot be used to amend
Article 370 and Article 367, which is an interpretation clause, cannot
be used to alter the character of a provision. Therefore, Paragraph 2
of C.O. 272, which amends Article 367(4) is ultra vires Article 370;
h. However, the President had the power to apply all provisions of
the Constitution of India to Jammu and Kashmir under Article 370(1)
(d), which is similar to the power under Article 370(3). Therefore, the
remainder of Paragraph 2 of C.O. 272 is valid;
i. President’s rule can be imposed after the dissolution of the
State Assembly since the Presidential emergency was predicated on the
failure of the constitutional machinery, which took place prior to the
Governor’s rule and the dissolution of the Assembly by the Governor
of Jammu & Kashmir was only a subsequent consequence;
j. Once the Presidential proclamation has been approved by
both Houses of Parliament, so as to reflect the will of the people, the
President has the power under Article 356 to make irreversible changes,
including the dissolution of the State Assembly;
k. The imposition of an emergency highlights an extraordinary
situation and in the absence of the State Government and State
Legislature, the power of these elected organs must lie with any other
competent authority. Article 357 does not bar the President from
exercising the non-legislative powers of the State Legislature, and
Article 356(1)(b) allows the Union Parliament to exercise all powers
of the State Legislature without distinguishing between legislative and
370 SUPREME COURT REPORTS [2023] 16 S.C.R.
137 (supra)
138 With apologies to the song, “Que Sera, Sera”, a song by Jay Livingston and
Ray Evans.
IN RE: ARTICLE 370 OF THE CONSTITUTION 375
SANJIV KHANNA, J.
A judgment is a decision which gives reasons to arrive at and reach
the conclusion. We have two judgments.
2. The judgment of Hon’ble Dr. Justice D.Y. Chandrachud, the
Chief Justice, is scholarly and it elaborately annotates the complex legal
issues. The judgment authored by Hon’ble Mr. Justice Sanjay Kishan Kaul
pragmatically demystifies the factual and legal position. Both judgments
are in seriatim and uniformly agree that Article 370 of the Constitution of
India was a feature of asymmetric federalism and not sovereignty. Article
370 was enacted as a transitional provision and did not have permanent
character. The abrogation of Article 370 does not negate the federal
structure, as the citizens living in Jammu and Kashmir do and will enjoy
same status and rights as given to citizens residing in other parts of the
country.1 Paragraph (2) of C.O. 272 by which Article 370 was amended
by taking recourse to Article 367 is ultra vires and bad in law, albeit can
be sustained in view of the corresponding power under Article 370(1)
(d). Most importantly, Article 370 has been made inoperative in terms of
clause (3) to Article 370. Lastly, C.O. 273 is valid.
3. I find it difficult to state that I agree with the reasoning in one and
not the other. I, therefore, respectfully concur with the two judgments.
However, I would add with particularisation.
4. Dr. Justice D.Y. Chandrachud has elaborately examined and
interpreted the power of the President of India under Article 356 of the
Constitution of India and disseminated the opinions of Mr. Justice B.P.
Jeevan Reddy and Mr. Justice P.B. Sawant in S.R. Bommai and Others v.
Union of India and Others.2 Reference can also be made to Rameshwar
Prasad and Others (VI) v. Union of India and Another.3 I respectfully
agree.
5. I also agree with the observations recorded by Dr. Justice D.Y.
Chandrachud taking record of the statement on behalf of the Union of
1 See Paragraph 5.
2 (1994) 3 SCC 1.
3 (2006) 2 SCC 1.
376 SUPREME COURT REPORTS [2023] 16 S.C.R.
India for restoration of the statehood of the Union Territory of Jammu and
Kashmir, while upholding the creation of the Union Territory of Ladakh. 4
6. Union Territories are normally geographically small territories, or
may be created for aberrant reasons or causes. Conversion of a State into
Union Territory has grave consequences, amongst others, it denies the
citizens of the State an elected state government and impinges on federalism.
Conversion/creation of a Union Territory from a State has to be justified by
giving very strong and cogent grounds. It must be in strict compliance with
Article 3 of the Constitution of India.
7. Mr. Justice Sanjay Kishan Kaul has explained the effect of Article
370(3) and why it continued to operate after dissolution of the Constituent
Assembly of the State. I respectfully agree with the detailed reasoning given
by Mr. Justice Sanjay Kishan Kaul on this aspect.