Concepts Peacocke
Concepts Peacocke
Concepts Peacocke
Structure
CHRISTOPHER PEACOCKE
Abstract: This paper has five theses, which are intended to address the claims in Jerry
Fodor’s paper. (1) The question arises of the relation between the philosophical theory
of concepts and epistemology. Neither is explanatorily prior to the other. Rather, each
relies implicitly on distinctions drawn from the other. To explain what makes some-
thing knowledge, we need distinctions drawn from the theory of concepts. To explain
the attitudes mentioned in a theory of concepts, we need to use the notion of knowl-
edge. (2) Concepts can have a normative dimension without their nature being inter-
pretation-dependent, and without their nature being mind-dependent. The normative
dimension traces back instead to the role of truth as a constitutive aim of judgement. (3)
Conceptual combination is to be explained at the level of reference and semantic value.
When we respect this fact, there is no difficulty in explaining compositionality for
epistemically-constrained concepts. (4) Epistemically-constrained theories of concepts
are committed to the applicability of the notion of the a priori. They are not committed
to the applicability of the notion of analyticity, where this is construed as truth purely in
virtue of meaning or the identity of concepts. (5) Possession of a concept has causal-
explanatory powers, whether given by a possession condition in the form presented
in A Study of Concepts, or by possession of an implicit conception. A possession-
condition theory of concepts need not be a form of dispositionalism.
What are the relations between the items mentioned in my title? This question is
raised by Jerry Fodor’s discussion in his paper ‘Having Concepts’ of the general
species of view ‘according to which concept possession is epistemic, dispositional
and normative’.1 Fodor calls such views ‘concept pragmatism’, and argues that they
are thoroughly mistaken. He takes my own view, at least as given in A Study of
Concepts, to be an instance of the type he aims to refute.2 Some of Fodor’s criticisms,
such as the charge that my views cannot explain compositionality, would be
decisive if correct. I am to address such criticism head-on. Other criticisms, having
to do with the epistemic and the normative, seem to me best considered in the
presence of more distinctions, and a correspondingly wider range of theoretical
options than Fodor advances. It would be possible to spend a lifetime on these
apparently inexhaustible and fundamental issues (I am already on the way to doing
so). On the wider issues, all I can hope to do here is to argue in support of one
particular conception of these interrelations.
Address for correspondence: Department of Philosophy, NYU, 503 Silver Center, 100
Washington Square East, New York, NY 10003, USA.
Email: cp4@nyu.edu
1
Having Concepts; A Brief Refutation of the 20th Century. Mind & Language, pp. 29–47.
2
A Study of Concepts. Cambridge, Mass.: MIT Press, 1992.
How, to take the first and second items on the list in the title, should we conceive
of the relations between the theory of knowledge and the philosophical, constitu-
tive theory of concepts? In the matter of priority in the order of philosophical
explanation, there are three live possibilities:
The possession condition for the concept pain mentions the thinker’s willingness to
make first-person applications of the concept in the presence of the thinker’s own
pain. The possession condition will not mention third-person ways of thinking
such as that involved even in Descartes’ own concept Descartes.
The existence of cases in which one can explain the boundaries of knowledge
only by drawing on features of concept-possession already suffices to show that
epistemology cannot be explanatorily prior to the theory of concepts. We should,
however, aim for a deeper understanding than is given just by examples. Why are
there such examples, and is there some more general phenomenon that they
illustrate? There are various hypotheses of increasing generality that one might
propose at this point, but one salient and highly general hypothesis is that the very
nature of the kind of entitlement to judge a given content that is involved in
knowledge is to be given in part in terms of the possession conditions of the
content judged. This idea is included in what in recent years I have called ‘the
Second Principle of Rationalism’. It states that the rational truth-conduciveness of
any given transition to which a thinker is entitled is to be philosophically explained
in terms of the nature of the intentional contents and states involved in the
transition.3 This is no place to argue again for that principle. Here I simply note
that anyone who accepts the arguments for such a principle could not consistently
also accept that epistemology is philosophically explanatorily prior to the theory of
concepts. Here epistemology is instead drawing on the theory of concepts.
Should we then think that the theory of concepts is philosophically explanatorily
prior to epistemology, that is, accept option (ii) above? On any approach under
which concepts are individuated by their possession conditions, the individuation
of concepts will involve the notion of judgement. I would argue that there is a
basic kind of judgement, which can be called ‘outright judgement’, which is not a
matter of degree. It is part of the nature of such judgement that it aims at knowl-
edge. If this is correct, the theory of concepts cannot be explanatorily prior to
epistemology.
There are many points at which this reasoning could be questioned. I will in
particular address the objection that though outright judgement aims at knowl-
edge, this is a consequence of the nature of outright judgement, and does not imply
that judgement cannot be explained philosophically without mentioning knowl-
edge. According to this objection, judgement aims at rational acceptance of truths.
Fulfilling this aim may bring knowledge in its train, but the aim is specifiable
without mentioning knowledge. Hence, the objection runs, option (ii) is still in
the field.
I reply that rationality itself cannot be elucidated without reference to knowl-
edge. What it is rational to do and to think depends on what you know and what
you seem to know. I doubt that ‘know’ in this claim can be replaced by ‘judge’
3
‘Three Principles of Rationalism’, European Journal of Philosophy, 10, 3 (2002), 375–397, and
Chapter 2 of The Realm of Reason, Oxford: Oxford University Press, 2004.
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88 C. Peacocke
Properties (a) and (b) are a priori coextensive. But a thinker can see an object as
having property (a) without seeing it as having property (b). A thinker can also see
an object as having property (b) without seeing it as having property (a). These
specifications of the contents of the seeings-as are statements of the nonconceptual
representational content of the experience.4 Though the two experiences lead to
the discrimination, or sorting, of exactly the same-shaped things, the different
experiences contribute to the individuation of distinct perceptual concepts, the
4
For more on non-conceptual content, see my paper ‘Does Perception have a Nonconceptual
Content?’ The Journal of Philosophy, 98 (2001) 239–64.
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90 C. Peacocke
Fodor and I agree that systematicity and productivity are non-negotiable features of
conceptual content. We diverge in our views of the source of these features. He
has long regarded them as empirical matters of psychological law, and still does so,
while I hold them to be a priori features of contents composed from concepts.5 But
whatever their source, we agree that theories that are incompatible with this
systematicity and productivity must be rejected. Fodor’s striking claim is that this
ground for rejection applies to epistemically-constrained theories of concepts.
Fodor’s argument proceeds from the case of recognitional concepts. A thinker
may have the capacity to recognize Fs as such, and the capacity to recognize Gs as
such. But if the circumstances in which these recognitional capacities are exercised
are different, and are maybe even mutually exclusive, then the thinker may not
have the capacity to recognize FGs as such. In this sense, recognitional capacities
do not compose. Fodor is clearly right on this point. In a nutshell, Fodor’s argument
from this point outwards is then that since recognitional capacities don’t compose,
but concepts do, concepts can’t be recognitional capacities, nor any other epistemic
capacities for which there is such a failure of compositionality. As Fodor puts it, of
the theory he labels ‘BCP’ (bare-bones concept pragmatism), ‘. . . epistemic capa-
cities don’t themselves compose. But BCP says that there are epistemic conditions
on concept possession. So BCP isn’t compatible with the compositionality of
concepts. So BCP isn’t true.’ (this volume, p. 38).
I object: the agreed sense in which recognitional capacities do not compose is
not the sense in which concepts do compose. The crucial point is that the
composition of concepts is to be explained at the level of reference, or, better, at
the level of semantic value:
5
Fodor’s views on this issue are in his book Psychosemantics: The Problem of Meaning in the
Philosophy of Mind (Cambridge, Mass.: MIT Press, 1987), and mine are in A Study of Concepts.
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Interrelations 91
This condition is still formulated wholly at the level of reference and semantic
value.
It follows that an account of what it is for a recognitional concept to feature as
one constituent of a complex concept has to distinguish two steps. First, there is the
step that explains how a recognitional capacity contributes to the fixing of a
possession condition for a concept. Second, there is the step of explaining how
this possession condition plays a role in fixing the condition for something to be
the semantic value of the concept. When this second step has been taken, we have
everything we need for the concept to be a constituent of complex concepts, and
for productivity and systematicity to obtain.
In describing the first step, it is important to respect the fact that there is always
more to a recognitional concept than a recognitional capacity. The relation
between recognitional capacity and recognitional concept involving it is one-
many. One and the same recognitional capacity can contribute to the individuation
of many different concepts. I can recognize flowers, but my recognitional concept
flower is to be distinguished from all of these: flower-seen-by-me; flower-seen-by-
someone-or-other; flower-in-my-light-cone; and so forth. Yet the same basic capacity
to recognize flowers contributes to the individuation of each of these concepts, for
each of which one could formulate possession conditions that treats them as
unstructured. Someone who possesses our concept flower has not only a capacity
to recognize flowers as such, but also has the tacit knowledge that for any object in
the universe, it is a flower if and only if it is of the same botanical kind as those he
can recognize. (The concept flower arguably has all the indeterminacies that this
condition imports.) This is different from the tacit knowledge involved in grasping
the condition for something to be a flower-seen-by-me; it is different again from the
tacit knowledge involved in grasping the condition for something to be a flower-
seen-by-someone-or-other; and so forth.
The second step to be characterized is that of the fixing of a condition for
something to be the semantic value of a concept with a possession condition that
involves a recognitional capacity. This is an instance of the general task of provid-
ing what, in A Study of Concepts, I called a Determination Theory for a concept.
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92 C. Peacocke
Fodor argues that no principled reason has ever been given for classifying some
proposition as analytic, and that no one has ever said what analyticity consists in.
Fodor may be surprised by the extent of my agreement with his points about the
analytic/synthetic distinction. The reason that this agreement can exist without
incoherence is that we ought to distinguish very sharply between a theory of the
analytic and a theory of the a priori. An attack on the applicability and the very
intelligibility of the notion of the analytic, the idea of truth purely in virtue of
meaning, is not thereby an attack on the applicability and intelligibility of the a
priori. In fact, many of the points Fodor makes in his present paper have been
emphasized by those defenders of the a priori (myself included) who reject the
applicability and intelligibility of the notion of the analytic.7
The approach to concept possession that I have advocated does involve a
commitment to the notion of the a priori. The intuitive notion of the a priori is
that of something which can be known in a way that is justificationally independ-
ent of perceptual experience. There are several parameters in this intuitive
6
See especially The Interpretation of Frege’s Philosophy, London: Duckworth, 1981.
7
See in particular my paper ‘How Are A Priori Truths Possible?’, European Journal of Philosophy, 1
(1993) 175–199.
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Interrelations 93
In some respects, Fodor is closer to my position, and in other respects further from
it, than he represents himself as being. In the mid-1990s, my views on concept-
possession changed somewhat, in ways reflected in a series of papers.9 I became
convinced that there are phenomena that cannot be accommodated within the
strict framework of A Study of Concepts. One such phenomenon I called the
phenomenon of new principles. This phenomenon consists in the fact that for
some concepts, a thinker can come, rationally, to appreciate that a new principle,
which essentially contains a given concept, and which does not follow from those
8
For an utterly different, non-factualist approach to the a priori, see Hartry Field’s paper
Apriority as an Evaluative Notion, repr. in his Truth and the Absence of Fact, Oxford: Oxford
University Press, 2001.
9
See Implicit Conceptions, Understanding and Rationality, in Reflections and Replies: Essays on
the Philosophy of Tyler Burge, ed. M. Hahn and B. Ramberg, MIT Press, 2003; also in Concepts,
ed. E. Villaneuva, volume 9 (1998) of Philosophical Issues (Atascadero, Ca.: Ridgeview), 43–88;
Implicit Conceptions, the A Priori, and the Identity of Concepts, also in Villaneuva’s
collection, pp. 121–148; Explaining the A Priori: The Program of Moderate Rationalism,
in New Essays on the A Priori, ed. P. Boghossian and C. Peacocke, Oxford: Oxford University
Press, 2000, 255–85.
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94 C. Peacocke
he already accepted, is correct for the concept he possessed all along. The discovery
of new axioms, emphasized in Gödel’s philosophical writings that became
more widely available in the second half of the 90s, is one instance of this
phenomenon.10 But the phenomenon does not have to involve anything of high
sophistication. Even the validity of the rule of or-elimination can come as news to
someone who has used the concept of alternation for many years, as anyone who
remembers teaching logic is likely to be able to attest.
The bearing of such facts on the theory of A Study of Concepts is multiple. First,
even some primitive rules like or-elimination seems to be rationally reached on the
basis of a thinker’s understanding of alternation. This is a state of affairs that is
simply not provided for in the theory of that book. The theory needed to be
revised to provide a theory of understanding that does permit what is actually the
case. Second, that revised theory had better be accompanied by a better account of
how semantic value is determined from possession conditions than simply the older
view that the semantic value makes truth-preserving the various rules and transi-
tions the thinker finds primitively compelling. If even underived rules do not have
to be found primitively compelling by a thinker, that account will underdetermine
the correct semantic value. A better account has also to say how a semantic value is
determined (together with the world) from the condition for understanding. The
improved account has to do so in such a way that newly discovered axioms are
correct—correctness being something at the level of semantic value—for the newly
discovered axioms.
Already, any theory which accommodates these points will be in agreement
with two of the points Fodor makes. One point of agreement is that sometimes a
principle is accepted because a thinker possesses a given concept, and this can be a
genuine explanation. A second point of strong agreement is that simply being able
to give an implicit definition of a concept is not yet to give a theory of under-
standing (a theory of concept-possession). If someone can possess the concept, but
not yet accept, and have to engage in rational thought before accepting, some part
of an implicit definition, that sort of acceptance cannot be what possession of the
concept consists in.
In fact I am much more sceptical than Fodor of the possibility of implicit
definition even in the case of some logical concepts (the lack of scepticism on
Fodor’s part is not a crucial feature of his position). The problem is especially acute
in the case of negation. What kind of implicit definition of negation emerges from
Gentzen’s sequent calculus? In the case in which we have no formulae in the
antecedent, and only one negated formula in the succedent, all we obtain from
Gentzen’s rules is that the negated formula is something obtainable from the
following transition between sequents:
10
K. Gödel, Collected Works Volume III: Unpublished Essays and Lectures, New York: Oxford
University Press, 1995.
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Interrelations 95
from
A)Ø
to
Ø ) A.
I follow Kleene’s well-known notation.11 ‘ )’ means that if all elements of are
true, then at least one element of is true. We allow specifications of sets of
sentences by listing their members; and Ø is the empty set. The displayed transition is
obviously correct, but does it really give a means of introducing negation that
does not involve some prior use either of negation, or of falsity? Construed as part
of an implicit definition, this characterization tells us that A is true just in case: if
A is true, some element of the empty set is true. This will give one a satisfactory
implicit definition of the negation of A only in the presence of the information that
it is not the case that something is an element of the empty set. No problem with
that! – but how is this sufficient condition for the truth of a negation even to be
formulated without using the notion of negation, falsity or something cognate? If it
cannot be so formulated, we do not after all have a negation-free implicit definition
of negation in the Gentzen rules.
To the best of my knowledge, some form of this problem affects all attempts to
give an implicit definition of negation. This is not to say that Gentzen’s rules are
wrong: on the contrary, they are obviously correct. Nor is it to say that the
Gentzen sequent calculus does not provide important insights. The insights it
provides, however, are not those of a set of implicit definitions, but of a contribu-
tion to proof-theory.
I suggested that we can account for the phenomenon of new principles if we
acknowledge that certain concepts are such that to possess them is to have an
implicit conception. An implicit conception is a subpersonal mental state with a
content that specifies the conditions under which the concept applies. Evidence
that a thinker has one implicit conception rather than another can be multiple and
various. One important source of evidence is the factors that are causally influential
in leading the thinker to apply the concept. A thinker may misdescribe the
conditions under which he applies a concept, and may even find them hard to
articulate at all. The conditions may be given in reductive terms, as seems to be
possible for some concepts. In other cases, such as that of negation, I doubt that any
reductive specification is possible at all.
How do implicit conceptions give an explanation of the phenomenon of new
principles? The content of an implicit conception which is operative in explaining
11
See S. C. Kleene, Mathematical Logic, New York: Wiley, 1967 esp. Chapter 6. The displayed
transition is negation-introduction on the right, as given on p. 289 of Kleene’s book, in the
case in which the sets _ and _ are empty.
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96 C. Peacocke
distinct things in some cases via a theoretical claim, about how semantic value of a
concept is determined by a certain psychological role, possibly in combination with
the way the world is. In the case of conjunction, my claim is that we can specify
that role without presupposing the thinker’s possession of the concept of conjunc-
tion (subject to having answers to Fodor’s other objections). The psychological role
in question is certainly not devoid of intrinsic connections with other intentional
matters. Thinkers have some grasp of the inferential transitions they are making as
aiming at truth-preservation. Hence my answer to Fodor’s question ‘compelling as
what?’ is: compelling as transitions furthering the goal of accepting only what is
true. Nonetheless, the characterization of a target concept as one for which a thinker
finds what are in fact instances of the introduction and elimination rules for
conjunction to be compelling, and does so because they are of a certain form, still
does not seem to me to import circularity into the characterization of grasp of the
target concept. If the semantic value of the concept is then fixed as the function
that makes transitions of those forms always truth-preserving, those transitions
involving that concept will really be truth-preserving. The explanation of why
they are so does not involve a commitment to the applicability of the idea of
‘validity purely in virtue of form’. Truth and semantic value play an essential part
in this account.
(ii) Fodor wonders what notion of form I could possibly have in mind when I
say that someone who possesses the concept of conjunction finds certain inferences
compelling by virtue of their form. I agree that thinkers do not have to have any
grasp, even tacit, of the distinction between logical and non-logical concepts in
order to possess the concept of conjunction (and I agree it would not serve any of
my purposes to suggest that they do). But I do not see any insuperable difficulty of
principle in the notion of a Fregean Thought as having a certain form. Each
Fregean Thought has a tree-like structure, one which Frege would say is mirrored
in the structure of the sentence that expresses it. Any such tree-like structure may be
analyzed in many different ways. There is no such thing as ‘the’ form of a Fregean
Thought, any more than there is such a thing as ‘the’ form of a structured sentence.
Different analyses may bring out different relationships between constituents, and
all of these relationships may be real. It is this notion of form to which I was
intending to appeal when I said that conjunction is a concept C such that thinkers
must find inferences of the form pCq/p to be primitively compelling because of
their form. I think that some appreciation of this form is also psychologically real.
When one makes an inference of this sort, one is aware of the form, even if non-
conceptually so. It is in the phenomenology of conscious thought (with a small ‘t’).
I also do not doubt that the only way that mental states with such structured
Thoughts as their contents can exist, and be causally influential, is for something
like Fodor’s hypothesis of a subpersonal language of thought to exist.
The state of possessing a given concept, whether that state consists in possession
of an implicit conception, or whether it involves a possession condition of the form
given in A Study of Concepts, is a state that can be casually explanatory; and not
merely under some façon de parler, or in some Grade B idiom. Possession of the
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98 C. Peacocke
concept itself, and not just some realizing state, can be causally explanatory of
judgements, understanding, rational acceptance of new principles, appreciation of
the rationality of a judgement, and much else. Possession of the concept has
explanatory powers, powers in particular to explain content-involving phenomena,
that no mere realizing state can reproduce. I regard this point as an instance of a
lesson learned from the better twentieth-century literature. Indeed some of the
most important core points are made in Fodor’s own discussion of explanation in the
special sciences, in The Language of Thought.12 Someone might try to combine the
account of possession conditions that I have been developing with the sort of
unexplanatory pure dispositionalism that Fodor criticizes in ‘Having Concepts’.
Such a dispositionalism would be a gratuitous add-on, not at all required by the
theory of concepts itself. In this respect, the ‘concept pragmatism’ that is Fodor’s
target is a package whose elements are, in my view, best unbundled from one
another, and the dispositionalism should be discarded in any case.
For the record, I also regard particular mental events with conceptual content,
whether those events are conscious or unconscious, as real elements of the causal
order, which can explain other mental and non-mental events and states of affairs.
Their possessing the conceptual content they do can also be the property in virtue
of which they explain what they do.
In this area, as in others, it is very important to distinguish dispositionalism from
relational individuation. Possession of a given concept is a relationally individuated
state, in the sense that what makes it the state it is has to do with what judgements
and transitions in thought that a thinker is willing to make, when nothing inter-
feres. But a relationally individuated state can be a categorical one, and not some-
thing merely counterfactual or dispositional. These are metaphysical distinctions
that obviously need more theory, but I think they are involved in our conception
of genuine explanation. These distinctions are implicated if we hold that concept-
possession is a causally explanatory state.13
I conclude with a comment about the ‘Cartesian’ view of concepts that Fodor
presents in this paper as a rival treatment to my own views and their ilk. Fodor
writes ‘To have the concept DOG is to be able to think about dogs as such; and,
conversely, to be able to think about dogs as such is to have the concept DOG’
(this volume, p. 31). It seems to me that these are neutral points about concepts
that will be accepted by any theory that allows that concepts have references, and
essentially feature in the contents of thinkings—that is, by any theory that is not a
non-starter. It is entirely consistent with these neutral points that the concepts
themselves are actually individuated by their possession conditions.
Department of Philosophy
New York University
12
New York: Thomas Crowell, 1975.
13
For further discussion of the distinction between dispositionalism and relational
individuation, see The Realm of Reason, pp. 40–49.
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