Schwarz Clore 1996
Schwarz Clore 1996
Schwarz Clore 1996
Norbert Schwarz
Institute for Social Research
University of Michigan
Ann Arbor, MI 48106-1248
NSchwarz@umich.edu
and
Gerald L. Clore
Department of Psychology
University of Illinois
Champaign, IL 61820
GClore@s.psych.uiuc.edu
To appear in
E. T. Higgins & A. Kruglanski (Eds.),
Social Psychology. A Handbook of Basic Principles.
New York: Guilford Press.
�PG�
TABLE OF CONTENTS
I. Introduction
II. Terminological Issues: Moods, Emotions, Bodily Sensations, and Cognitive Expe
riences
A. Affect, Moods, and Emotions
B. Subjective Experiences of Knowing
III. The Interface of Feeling and Thinking
A. The Cognitive Component of Feeling States: What Comes to Mind
B. The Experiential Component of Feeling States:
Feelings as a Source of Information
C. The Somatic Component of Feeling States:
A Hard Interface?
IV. Feelings and Judgment
A. Moods and Emotions
Moods
Specific Emotions
B. Bodily Sensations
Arousal States
Facial Feedback
C. Cognitive Experiences
Ease or Difficulty of Recall
Familiarity and Perceptual Fluency
Priming as a Misattribution Process
D. When are Feelings Used in Forming a Judgment?
V. Feelings and Strategies of Information Processing
A. Theoretical Approaches
Experiential Approaches
Cognitive Approaches
B. Empirical Evidence
Persuasion
Stereotyping and Impression Formation
Other Tasks
VI. Feelings and Memory: The Encoding and Recall of Information
A. Experiential Approaches
Non-mood related
Mood related
B. Cognitive Approaches
Associative network model
-state dependency
-mood congruency
-emotion congruency
VII. The Impact of Feelings on Behavior
VIII. Conclusions
References
For the last two decades, social psychological theorizing has been dominated by the
meta theoretical assumptions of the information processing paradigm (see Lachman,
Lachman, & Butterfield, 1979, for an introduction), which fostered the exploration
of issues that could be framed in the context of a computer metaphor (see Ostrom,
1984, Strack, 1988, for a more detailed discussion). Initially, this orientation
resulted in a focus on "cold" cognitive processes and a neglect of "hot" processes,
including the role of moods, emotions, and related phenomena in human cognition and
behavior. Since the early 1980's, however, social psychologists have more than
compensated for this neglect, and the interplay of affect and cognition has become
one of the most productive, and controversial, areas of research in social
psychology. More recently, social and cognitive psychologists have turned to
another set of subjective experiences that are also difficult to capture with the
computer metaphor, namely the phenomenal experiences that accompany thought
process. Much as the emotional feelings elicited by thinking about emotional
issues may influence thought processes, non-emotional experiences, elicited by
thinking may also affect cognitive processing. These include feelings of
familiarity, the experienced ease or difficulty with which some material can be
brought to mind, and similar self-produced experiences. Moods, emotions, bodily
sensations, and the cognitive experiences accompanying thought all share an
experiential quality that allows us to conceptualize their operation with a single
set of assumptions, as we shall see below.
In the present chapter, we review the key assumptions of research concerning the
impact of feelings and other phenomenal experiences on human cognition and
behavior. In line with the general approach taken in this handbook, our focus is
on basic theoretical principles and empirical regularities, rather than complete
coverage of the literature. We begin by distinguishing different kinds of
experiential cues that provide information about different kinds of processes,
including affective, cognitive, and bodily processes. Next, within the affective
domain, we distinguish three broad approaches to the interface of affect and
cognition. One emphasizes the cognitive content of affect, focusing on the
thoughts brought to mind by affective states, a second approach emphasizes the
experience of affect, focusing on affective feelings as a source of information
about an organism's environment. A third approach emphasizes hard-wired processes,
focusing on the somatic components of affective states. Reflecting the current
state of social psychological research, we emphasize the first two approaches in
our review of the literature.
Terminological Issues:
A variety of distinctions between mood and emotion have been proposed. For
example, Nowlis and Nowlis (1956), argued that moods involve the entire person and
tend to endure for some time, while emotions are more temporary. They indicate
that moods are often experienced as less intense than emotions and may have causes
that are more obscure. Others have suggested that emotions concern appraisals of
external circumstances, while moods concern the state of internal resources
(Morris, 1992), or that emotions concern the present, while moods concern
anticipation of the future (Batson, Shaw, & Oleson, 1992). However, we shall
emphasize a distinction made by Averill (1980) that emotions require an object
while moods do not. Thus, "mood" generally refers to the feeling state itself,
while "emotion" refers both to the feelings and what the feelings are about. These
differences are apparent in ordinary language when we say that we are afraid "of"
something or angry "about" something, but that we are "in" a bad mood.
Within this view, cognitive causes may be seen as essential for emotion but
not for mood (Clore, Ortony, Dienes, & Fujita, 1993). Thus, the absence of
sunlight during long periods of cloudy weather is said to cause a depressed mood in
certain individuals. If so, the resulting mood might not reflect negative
appraisals of the person's situation of the kind found in emotions but merely a
diminished level of a particular hormone. In a similar way, anti-depressant drugs
presumably change the mood of depressed individuals directly by altering their
neurochemistry. These changes may also increase the likelihood of particular
emotions by biasing attention or by amplifying particular appraisals. The basic
cognitive model is that "emotion" refers to the consequences of ongoing, implicit
appraisals of situations with respect to positive or negative implications for
one's goals and concerns (e.g., Arnold, 1960), while "mood" refers to feeling
states themselves, when the object or cause is not a focus.
The subjective experiences associated with affect and emotion concern the
evaluation of situations with respect to their goodness or badness. We turn next
to feelings that reflect cognitive rather than affective states, the subjective
experiences that concern one's state of knowledge, understanding, ignorance, and
confusion.
The least studied kind of subjective experiences are those that signal one's
state of knowledge. William F. Brewer (1992) has recently surveyed the status of
phenomenal experience in theories of memory. He concludes that contemporary
cognitive psychology shows a "neglect of conscious experience" (Tulving, 1989, p.
4), but that at the beginning of the century cognitive skills such as recognition
memory were often seen as based on unique phenomenological feelings (Calkins, 1905,
p. 257; Strong, 1913; Titchener, 1910, p. 407). In modern memory theory, Mandler
(1980) has offered a two stage model of recognition memory in which the first stage
concerns the degree to which an item is experienced as familiar. But a focus on
such experiential qualities as feelings of familiarity, feelings of confidence in
recognition, feelings of unfamiliarity, and related feelings is more characteristic
of earlier than of recent accounts (e.g., Woodworth, 1938; Moore, 1939).
In a related vein, the French physicist, Henri Poincare (1913, pp. 390-392)
Thanks to Jerry Parrott for the Poincare quote
�, refers to the feelings that accompany mathematical insight as follows:
�LM8�I have spoken of the feeling of absolute certitude accompanying the
inspiration, [....] often this feeling deceives us without it being any the less
vivid [....]. When a sudden illumination seizes upon the mind of the
mathematician, it usually happens that it does not deceive him, but [when it does]
we almost always notice that this false idea, had it been true, would have
gratified our natural feeling for mathematical elegance.�LM0�
Poincare suggests that feelings concerned with knowing often lead us to make
accurate metacognitive judgments about our insights, but that they are equally
compelling when they are false.
One reason for the paucity of research on subjective experiences of knowing,
or cognitive feelings (Clore & Parrott, 1991), may be that they so rarely occur
apart from the mental content that elicits them. Sometimes, however, they do occur
without relevant mental content, as in the tip-of-the-tongue phenomenon or in
feelings of knowing. Some relevant work has been done by developmental
psychologists interested in metamemory and in reading. In these areas one can
encounter studies of such topics as "the illusion of knowing" (Glenberg, Wilkinson,
& Epstein, 1982), "subjective certainty" (DeLoache & Brown, 1984), "realizing that
you don't know" (Markman, 1977), and "feeling of knowing experiences" (Wellman,
1977). For example, Harris studied the reactions of eight- and eleven-year-old
readers to anomalous sentences in a brief story (Harris, Kruithof, Meerum Terwogt,
& Visser, 1981). Although only the older group indicated that the anomalous lines
did not fit the story, both groups read them more slowly, suggesting that at both
ages children generate "internal signals of comprehension failure," but that only
the older children can use such signals as information to locate the obstacle to
their comprehension.
In this section we have described two of the kinds of feelings with which we
are concerned -- affective feelings and feelings concerned with knowing. In the
next we focus on cognitive, experiential, and somatic aspects of affective feeling
states.
�MDBU�Facial Feedback
Darwin (1872/1965) observed that "Most of our emotions are so closely
connected with their expression that they hardly exist if the body remains passive"
(p. 257). This assertion implies that expression is an important, perhaps even a
necessary part of emotion. James (1890) took a more extreme view, maintaining that
emotions were nothing more than the awareness of such expressive and bodily
changes. According to James, "We feel sorry because we cry, angry because we
strike, and afraid because we tremble" (p. 243). The belief that facial, postural,
and behavioral expressions contribute to emotional experience is still popular
today (but see Mandler, 1975, for a dissenting view). Tomkins (1962), for example,
has argued that the quality of an emotional experience is governed by motoric
feedback (e.g., from postures and facial expressions), while the intensity of the
experience is governed by physiological arousal. Laird (1974, p. 476) illustrates
that idea in the following way:
�LM8�I am angry rather than euphoric or frightened because I am frowning,
clenching my fists, and gritting my teeth, and I am angry rather than just annoyed
because my heart is pounding, I have butterflies in my stomach, and I feel
flushed.�LM0�
Evidence consistent with the hypothesis that facial expressions might result in
distinctive emotional experiences has been reported by Ekman, Levenson, and Friesen
(1983). They found that posing different facial expressions of emotion (e.g.,
surprise, disgust, sadness, fear, anger, and happiness) triggered different
patterns of autonomic activity (e.g., changes in heart rate, skin temperature, and
skin conductance).
These findings imply that expression might affect emotion by creating
patterns of autonomic activity that in turn contribute to emotional experience.
However, it is also possible that the effects depend on the sensory nervous system
rather than (or in addition to) the autonomic nervous system. That is, expression
may contribute to emotion not only indirectly, as a result of changes in heart
rate, skin conductance, or other autonomic changes, but directly as a result of
experiencing the proprioceptive or muscular cues themselves.
For example, Strack, Martin, and Stepper (1988) had subjects hold a pen in
their mouths in such a manner that a smile was either facilitated or inhibited.
While doing this, they were also asked to rate the funniness of cartoons. Holding
a pen between one's teeth requires that one contract the same muscles that are used
when one smiles, while holding a pen between one's lips results in pursing the
lips, rendering a smile impossible. Although subjects were apparently not aware of
the meaning of these patterns of muscle contractions, they reported greater
amusement at the cartoons when the muscle contractions resembled a smile than when
they did not.
In a subsequent study, Stepper and Strack (1993) arranged for subjects to
contract their forehead muscle (corrugator) while trying to recall experiences in
their past exemplifying their self-assurance. Such muscular cues generally
indicate mental effort, and accordingly, subjects whose recall attempts were
accompanied by cues of mental effort rated themselves as less self-assured, a
finding to which we return in the context of cognitive experiences. Stepper and
Strack (1993) also showed that such processes are not unique to facial feedback.
They found that subjects rated themselves as more proud after success on an
achievement task if they received their performance feedback in an upright posture
rather than in a slumped posture.
Two decades ago, Bem (1972) proposed that we have little access to our own
inner states, and that we determine how we feel just as others do, primarily by
observing our behavior and expression. However, the experiments reviewed above
suggest that however important such self-observation may be, we do attend to inner
cues. Indeed, the research reported by Strack and colleagues (Strack et al., 1988;
Stepper & Strack, 1993) is especially interesting because the method makes it
implausible that the results are mediated either by experimenter demand (e.g., "The
experimenter wants me to smile and hence to rate these cartoons as funny") or by
self-observations of behavior (e.g., "Since I am smiling, I must think these jokes
are funny"). Rather it seems likely that relevant proprioceptive feedback is part
of the mix of cues that makes up the phenomenal experience of such states as humor
and pride (along the other elements of the situation), and that these are all
experienced more or less holistically.
Of course many emotional episodes do not appear to involve smiles, grimaces,
postural changes, or any other readily observable muscular contractions. However,
research by Cacioppo, Bush, and Tassinary (1992; see Cacioppo, this volume)
suggests that emotions often involve invisible, subthreshold activation of
particular facial muscles. Their data suggest that such patterns are detectable
even when the emotional reaction lasts only a few hundred milliseconds. It seems
plausible that such changes in muscle potential are important contributors to
affective experiences, providing informational feedback to the individual
regardless of whether full blown expressions occur that would provide such
information to others.
To date, we are unaware of studies examining whether misattributions of
information from facial or postural muscles would eliminate their effects on
emotional experience. However, Olson and Roese (in press) observed that
misattribution manipulations may undermine the impact of emotional expression on
judgments of the emotion eliciting quality of stimuli. Specifically, they exposed
subjects to a comedic monologue and instructed them either before listening to
deliberately inhibit overt displays of mirth, or informed them after listening that
the laboratory setting inhibits overt mirth. Compared to a control group without
specific instructions, subjects instructed to inhibit overt mirth showed fewer
smiles and laughs, but gave ratings of the funniness of the monologue that were
similar to those of the control group. Subjects who were informed that their mirth
was inhibited by the laboratory setting, on the other hand, showed levels of overt
mirth that were similar to the control group, but rated the monologue to be funnier
than did control group subjects, reflecting an augmentation effect. Unfortunately,
the manipulation used in this study was too global to identify the contributions of
specific muscular feedback. Also the dependent variable pertained to the emotion
eliciting quality of the monologue rather than to subjects' emotional experience
per se. Nevertheless, these findings suggest that misattribution procedures may be
useful for exploring the role of bodily sensations in emotional experience.
Cognitive Experiences
The same experiential theme is reflected in research into the role on non-
emotional experiences that may accompany the thought process, such as the
experienced ease or difficulty of recall, perceptual fluency, or feelings of
familiarity (see Clore, 1992; Jacoby & Kelley, 1987, for more extended reviews).
Again, these experiences, occasionally referred to as "cognitive feelings" (Clore,
1992), affect individuals' judgments only if their informational value for the
judgment at hand is not called into question, as some selected examples may
illustrate.
�MDBU�Ease or Difficulty of Recall
Tversky and Kahneman's (1973) availability heuristic holds that individuals
estimate the frequency of an event, or the likelihood of its occurrence, "by the
ease with which instances or associations come to mind" (Tversky & Kahneman, 1973,
p. 208; see Sherman & Corty, 1984, for a review). Unfortunately, the assumed
crucial role of the subjective experience of ease of recall remained ambiguous in
most studies bearing on this heuristic. For example, in the most frequently cited
study (Tversky & Kahneman, 1973, Experiment 8) subjects were read two lists of
names, one presenting 19 famous men and 20 less famous women, and the other
presenting 19 famous women and 20 less famous men. When asked, subjects reported
that there were more men than women in the first list, but more women than men in
the second list, although the opposite was the case (by a difference of one).
Given that subjects were able to recall about 50 percent more of the famous than of
the non-famous names, however, it remains unclear, what drives the overestimate:
Are subjects' judgments based on the experience of the "ease" or "difficulty" with
which they could bring the famous and non-famous names to mind, or on the content
of their recall, with famous names being overrepresented in the recalled sample?
Similar ambiguities apply to other studies. Throughout, the manipulations designed
to increase the experienced ease were also likely to affect recalled content (see
Schwarz, Bless, Klumpp, Rittenauer-Schatka, & Simons, 1991; Taylor, 1982, for more
detailed discussions).
To disentangle this confound, Schwarz et al. (1991) asked subjects to recall
either six or twelve examples of situations in which they either behaved
assertively and felt at ease, or behaved unassertively and felt insecure.
Recalling six examples was experienced as easy, while recalling twelve examples was
experienced as difficult, although all subjects could complete the task. If
subjects relied solely on the content of recall, they should report higher
assertiveness after recalling twelve rather than six examples of assertive
behavior, and lower assertiveness after recalling twelve rather than six examples
of unassertive behavior. However, the reverse was true. Specifically, self-
ratings of assertiveness showed that subjects rated themselves as less assertive
after recalling twelve rather than six examples of assertive behavior, and as more
assertive after recalling twelve rather than six examples of unassertive behavior,
in contrast to what the implications of the recalled examples would suggest. In
fact, subjects rated themselves as more assertive after recalling twelve
unassertive rather than twelve assertive behaviors (Experiment 1). Apparently, the
experience that it was difficult to recall twelve examples suggested to subjects
that they must not be very unassertive (or assertive). Similar results have been
reported by Stepper and Strack (1993), who induced the subjective experience of
ease or difficulty of recall through differential facial feedback, as reviewed
above.
Consistent with an experiential interpretation, inducing subjects to
misattribute the experienced ease or difficulty of recall to the alleged impact of
meditation music played to them (Schwarz et al., 1991, Experiment 4), reversed the
otherwise obtained pattern. Specifically, subjects relied on the content of their
recall in forming a judgment when the misattribution manipulation discredited the
informational value of the subjective experience. In this case, they reported
higher assertiveness after recalling twelve rather than six examples of assertive
behavior, and lower assertiveness after recalling twelve rather than six examples
of unassertive behavior. In contrast, the pattern described above replicated when
the informational value of the experienced ease or difficulty of recall was not
called into question. A conceptual replication of these misattribution findings
has been reported by Rothman and Hardin (1994).
As these and related findings (e.g., W�nke, Schwarz, & Bless, in press)
indicate, the impact of the experienced ease of recall depends on its perceived
informational value, as we have seen for affective experiences in the research
reviewed above.
�MDBU�Familiarity and Perceptual Fluency
Feelings of familiarity, which may result from the experienced ease of
processing has also been found to affect a wide range of judgments. For example,
Jacoby, Kelley, Brown, and Jasechko (1989) had subjects read a list of names,
informing them that they pertained to nonfamous individuals. Immediately
afterwards or one day later, subjects were presented a second list of names,
including some of the previously presented ones as well as other nonfamous and
famous names. Asked to identify the names of famous individuals, subjects
erroneously identified previously presented nonfamous names as famous. This
effect, however, was more pronounced after a one day delay. This presumably
reflects that subjects tested immediately after the initial exposure were likely to
attribute their experience of familiarity correctly to the previous presentation,
whereas subjects tested a day later attributed this experience to the name being
famous. Similar phenomena have been observed in recognition studies (e.g., Jacoby
& Dallas, 1981), which we address in the memory section of this chapter.
The subjective experience of familiarity or perceptual fluency has also been
used to provide a process account for the classic mere exposure effect, first
identified by Zajonc (1968). In a typical mere exposure experiment, subjects are
exposed to nonsense words or Chinese ideographs at different exposure frequencies
and are subsequently asked to rate the stimuli along some evaluative dimension,
such as liking or connotation of goodness. In most studies, subjects were found to
attribute more positive connotations to the more frequently seen stimuli and to
prefer them over less frequently seen ones (see Bornstein, 1989, for a meta-
analysis). Recent research suggests that these effects are, at least in part,
mediated by the subjective experience of familiarity. For example, Bonanno and
Stillings (1986) exposed subjects to subliminally presented polygons and assessed
their feeling of familiarity for previously seen and unseen polygons, in addition
to preference and recognition judgments. They obtained higher ratings of
preference and familiarity for previously seen polygons than for new polygons,
whereas subjects' recognition performance was at a chance level. If feelings of
familiarity contribute to higher preference judgments, the mere exposure effect
should be particularly pronounced when subjects are not aware that their
differential feelings in response to the stimuli may simply reflect different
exposure frequencies. Confirming this hypothesis, Bornstein and D'Agostino (1992)
showed that the same stimuli produced a stronger mere exposure effect when they
were presented under subliminal rather than supraliminal exposure conditions, thus
precluding subjects' awareness of exposure frequency. Complementing these results,
Bornstein and D'Agostino (1994) manipulated subjects' attribution of their
subjective experiences. In one study, they observed reduced liking judgments when
subjects could attribute the experience of familiarity to the subliminal exposure
procedure, reflecting a discounting effect. In a second study, they observed
increased liking judgments when subjects were discouraged from attributing the
experience of familiarity to the impact of a supraliminal exposure procedure. In
combination, these findings document the role of experienced familiarity in the
operation of the classic mere exposure effect, consistent with an experiential
approach to judgmental processes (see Bornstein & D'Agostino, 1994, for a more
detailed discussion).
�MDBU�Priming as a Misattribution Process
Much more common than studies of the experience of retrieval are studies of
the content of retrieval. In the past twenty years, much of the research on social
cognition has focused on the effects of priming on what comes to mind. Priming is
generally seen as an automatic process, which can influence subsequent thoughts
even if one is unaware of exposure to the priming stimulus (see Bargh, 1994;
Higgins, 1989, this volume, for reviews). But whether priming has an influence on
subsequent processing and judgment again seems to depend on implicit attributions
about the source of the primed thoughts and its relevance to the task at hand
(Clore, 1992; Clore & Parrott, 1991). As several studies indicate, we may only
draw on the thoughts that come to mind when we do not attribute their emergence in
consciousness to the impact of an irrelevant source.
Following Higgins, Rholes, and Jones' (1977) initial demonstration of priming
effects in impression formation, social cognition researchers initially assumed
that increasing the accessibility of a trait concept would always result in
assimilation effects, provided that the behavior is ambiguous and the trait concept
applicable. All studies that demonstrated assimilation effects, however, were
based on very subtle priming manipulations. For example, the terms used as primes
are sometimes exposed subliminally so that subjects are not fully aware of having
seen them (Bargh & Pietromonaco, 1982). They have also been presented as
background stimuli in a Stroop task (Higgins, Rholes, & Jones, 1977) or embedded in
other apparently irrelevant tasks (Srull & Wyer, 1979). However, studies that used
more blatant priming manipulations (e.g., Martin, 1986), or that reminded subjects
of the priming episode prior to asking for a judgment (e.g., Strack, Schwarz,
K�bler, & W�nke, 1993), have obtained contrast rather than assimilation effects.
Moreover, Lombardi, Higgins, and Bargh (1987) observed that assimilation effects
were obtained only for subjects who were unaware of the primes, but not for
subjects who could recall some of the primes.
These findings suggest that awareness of the source of one's thoughts plays a
crucial role in obtaining priming effects. When a trait concept is primed in a
subtle manner, subjects are likely to be unaware that it has occurred to them
because of the experimental procedures. As information processors, we operate on
the default assumption that thoughts coming to mind as we observe a behavior
reflect our own reaction to that behavior. Hence, we use the trait that comes to
mind to characterize the target person, resulting in assimilation effects. Not so,
however, when we have reason to assume that the trait has come to mind because of
the preceding task. When the concept does not seem to reflect our reaction to the
behavior, it tends not to be included in one's characterization of the target. As
Martin and his colleagues (e.g., Martin, 1986; Martin, Seta, & Crelia, 1990)
suggested, we are usually motivated to form an independent and unbiased impression
of other persons. If we suspect that our impression may be unduly influenced by an
irrelevant source, we are likely to correct it, as has first been demonstrated by
Martin (1986). This correction usually results in an impression that is biased in
the direction opposite to the primed concept, resulting in contrast effects (see
Lombardi et al., 1987; Martin, 1986; Martin et al., 1990; Strack et al., 1993 for
examples, and Martin, 1986; Schwarz & Bless, 1992; Strack, 1992 for somewhat
different accounts).
In combination, these findings indicate that we rely on the primed
information only when we assume that the thoughts that come to mind reflect our
reaction to the target. If the apparent diagnosticity of the thoughts is
undermined through awareness of an irrelevant source, then priming effects are not
obtained. One implication of this experiential view of priming effects is that the
mechanisms generally appealed to in social cognitive studies of priming are, by
themselves, insufficient to explain priming effects. Priming explanations must be
supplemented with what might be called a "thoughts-as-information" corollary (see
Higgins, this volume, for a step in this direction). From this perspective, one
can see that, like mood effects, standard priming effects on judgment also depend
on implicit misattributions for one's momentary emotional and mental experience
(see also Clore, 1992). That is, subjects must take the thoughts that occur to
them as reactions to the stimulus to be judged rather than as a consequence of the
priming manipulation or some other irrelevant influence.
�MDBU�Summary
The reviewed examples bear on the informational value of various internal
experiences including the ease or difficulty of recall, feelings of familiarity,
and trains of thought. They indicate that nonemotional experiences that accompany
the reasoning process may themselves serve as a basis of judgment, and may qualify
the implications of recalled content (see Clore, 1992, for a review of other non-
emotional experiences). These processes seem to underlie many of the findings in
the implicit memory literature (see Greenwald & Banaji, 1995, for a review). As in
the case of affective experiences, however, we do only draw on these experiences
when their information value is not called into question.
Theoretical Approaches
�MDBU�Experiential Approaches
Several authors have proposed models that entail an experiential approach to
the impact of moods on processing strategies, although the models differ with
regard to the specific information that they assume moods provide. They either
assume that affective states inform us about the state of the environment (Schwarz,
1990; Weary, Marsh, Gleicher, & Edwards, 1993); the contingency of hedonically
relevant rewards (Wegener, Petty, & Smith, 1994); or that they serve as input into
specific decisions (Martin, Ward, Achee, & Wyer, 1993). All of these models assume
that the choice of heuristic or systematic processing strategies reflects
differences in motivation, rather than, for example, differences in the cognitive
capacity of happy and sad subjects.
Mood and the state of the environment. Two related approaches have
emphasized that affective states may influence processing motivation by signalling
different states of the environment. Exploring the impact of chronic states of
mild depression, Weary and her colleagues (see Weary et al. 1993, for a review)
have proposed that depression is characterized by uncertainty about one's ability
to understand, predict, and control one's social environment and to produce desired
outcomes, as suggested by Seligman's (1975) learned helplessness model. At least
at mild and moderate levels of depression, this uncertainty is supposed to give
rise to control motivation, which leads to the adoption of an accuracy goal. This
accuracy goal, in turn, presumably results in a systematic style of information
processing that can be characterized as highly resource-dependent, vigilant, and
complex, with more extensive processing of and search for relevant information.
Consistent with this control motivation assumption, other research has shown that
temporary exposure to uncontrollable situations may elicit increased attributional
activity, more careful and deliberate processing of available information, and
increased information search (e.g., Pittman & D'Agostino, 1985, 1989; Pittman &
Pittman, 1980).
This proposal emphasizes dispositional differences between depressed and non-
depressed individuals, and it traces depression and the accompanying processing
style to experiences of uncontrollability. A similar proposal has been offered to
account for the impact of temporary moods on processing strategy. Emphasizing the
experiential component of feelings, Schwarz and his colleagues (Schwarz, 1990;
Schwarz & Bless, 1991; Schwarz, Bless, & Bohner, 1991) suggested that our feelings
inform us about the nature of our current psychological situation, as discussed in
our initial review of theoretical approaches. Accordingly, negative affective
states would inform individuals that their current situation is problematic, and is
either characterized by a lack of positive or a threat of negative outcomes. This
would presumably increase individuals' temporary control motivation, much as Weary
et al. (1993) assume for chronic depression. In contrast, positive affective
states would inform individuals that their situation is safe and does not threaten
current goals; positive outcomes are not lacking, and there is no threat of
negative outcomes. Thus, being in a good mood would signal that the current
situation is safe, presumably decreasing individuals' temporary control motivation.
Assuming that our cognitive processes are tuned to meet the requirements signalled
by our feelings, we may expect to see the following differences in the processing
strategies that are spontaneously adopted by individuals in a happy or sad mood:
First, sad individuals may be more willing to invest cognitive effort than happy
individuals, who may only do so when required by some other currently active goal
or when the activity is inherently enjoyable. Second, sad individuals may be more
likely to process information at a lower level of abstraction, paralleling the
shift in focus of attention that has been observed when things are not going as
expected (Wegner & Vallacher, 1986). In contrast, happy individuals may be more
likely to rely on pre-existing global knowledge structures, which have served them
well in the past. If so, the processing style of sad individuals may be more data-
driven than the processing style of happy individuals, as has recently been
suggested by Bless (1994). Finally, situations characterized as benign may afford
greater opportunities for the exploration of novel ideas and new solutions than
situations characterized as problematic. As a result, happy individuals may be
more likely than sad individuals to engage in playful creativity and the
exploration of new options (see Isen, 1987, for supporting data and a different
account, to be addressed below).
In summary, the assumption that our feelings inform us about the nature of
our current situation (Schwarz, 1990) leads to predictions about the impact of
temporary sad moods that are compatible with Weary et al.'s (1993) assumptions
about chronically depressed individuals. However, it also predicts differences as
a function of being in a happy mood that cannot be derived from the analysis of
depressive thought. Finally, both models predict less systematic information
processing under severe chronic depression, although for different reasons.
According to Weary et al., severely depressed individuals have expectations of
extreme uncontrollability, which undermine the elicitation of control motivation.
From the feelings-as-information perspective, it is noteworthy that
phenomenological studies of severe depression suggest that the experience of
"sadness" or of "being in a bad mood" may not be part of the melancholic state of
severe depression (see T�lle, 1982, p. 232 ff. for a review). Hence, the
information conveyed by chronic melancholy may differ from that conveyed by milder
dysphoric states. Moreover, any feeling that extends over prolonged periods of
time may eventually loose its informational value for specific situations.
Mood and reward contingencies. Whereas the above takes on the issue assume
that our moods inform us about the nature of our current psychological situation,
Wegener, Petty, and Smith (1994) suggested that different moods may signal
different reward contingencies, with potential implications for mood management.
Although couched in terms of learning theory, their approach shares the basic
assumption that moods serve informative functions. According to their reasoning,
"one might consider a person's mood as a discriminative stimulus that signals what
kind of hedonic reinforcement contingencies are operating" (p. 9). When one's
current mood is positive, almost any activity is likely to strip one of one's
current good mood, unless the activity is at least as pleasant as the mood itself.
As a result, happy people are expected to scrutinize the hedonic implications of
possible activities. Hence, they may only engage in systematic information
processing if the material that they may process is pleasant, but not if it is
unpleasant. Conversely, when one's current mood is negative, almost any activity
may be more pleasant than the mood one is in. Hence, one may engage in activities
without scrutinizing their hedonic implications. As a result, "happy people should
manage mood by paying attention to the hedonic consequences of future action to a
greater extent than sad people" (p. 9), a hypothesis that the authors refer to as
the hedonic contingency hypothesis (see also Wegener & Petty, 1994).
With regard to processing strategies, this hypothesis predicts that happy
people engage in systematic processing strategies if they expect the outcome to be
rewarding, but not if they expect it to be unpleasant. Sad people, however, are
supposed to engage in systematic processing irrespective of its hedonic
implications, although we suppose this should only hold when they don't expect the
outcome to be worse than they feel anyway. We return to this issue below, when we
review the relevant findings. For the time being, we note that the hedonic view
underlying this and related conceptualizations of mood regulation has not gone
unchallenged. As Erber (in press) noted, people's striving towards positive
feeling states may be less prevalent than commonly expected and people are more
than willing to forego shortterm positive experiences in the interest of longterm
gains.
Mood as input for specific decisions. Whereas the above approaches assume
that our feelings inform us about the state of the environment (Schwarz, 1990,
Weary et al., 1993) or the contingency pattern of rewards (Wegener et al., 1994),
Martin et al., (1993) suggested that our feelings serve as input for more specific
decisions about the task or one's task performance. According to their variation
of the feelings-as-information theme, individuals may evaluate their performance by
asking themselves, "How do I feel about it?" (Schwarz & Clore, 1988). As reviewed
in the preceding section of this chapter, such reliance on one's apparent affective
response would result in more positive performance evaluations when in a happy
rather than sad mood. As a result, happy individuals may infer high performance
satisfaction and may hence terminate their efforts. In contrast, sad individuals
may infer low performance satisfaction and may hence expand more effort. Empirical
findings support this conjecture. Specifically, Martin et al. (1993) asked
subjects to generate a list of birds from memory and instructed some subjects to
ask themselves how satisfied they are with their performance and to stop when they
feel that this "is a good time to stop". Under this performance-oriented decision
rule, sad subjects spent more time listing birds, and listed more birds, than happy
subjects.
If mood serves as input for specific decisions, however, its impact should
depend on the decision at hand. Suppose that subjects are not trying to evaluate
how well they are doing but how much they enjoy the task. In that case, being in a
good mood should indicate high enjoyment, whereas being in a bad mood should
indicate low enjoyment. Martin et al. (1993) tested this possibility by
instructing other subjects to stop when they "no longer enjoy the task." Under this
enjoyment-related decision rule, sad subjects spent less time on the task, and
listed fewer birds, than happy subjects, presumably reflecting that they were more
likely to infer that they no longer enjoyed the task. Finally, subjects who were
not given an explicit decision rule also spent more time on the task, and listed
more birds, when they were in a sad rather than in a happy mood, suggesting that
they spontaneously adopted a task-oriented decision rule. A conceptual
replications of these findings have been reported by Hirt, Melton, McDonald, and
Harackiewicz (1995) and Levine, Hirt, McDonald, Melton, and Martin (1995). In the
latter study, Levine et al. also observed that the otherwise obtained impact of
moods was eliminated when their informational value was discredited, as predicted
by the feelings-as-information framework.
As these results indicate, the same affective state may result in different
performance behavior, depending on the decision rule for which it serves as input:
Whereas sad moods result in more effort than happy moods under a performance-
oriented rule, the reverse holds true under an enjoyment rule. Depending on the
nature of the task and situational circumstances, individuals may spontaneously
adopt one or the other rule, resulting in opposite effects of mood on effort
expenditure. We may assume, however, that a performance orientation is likely to
predominate in most performance settings, hence facilitating effort expenditure
under sad mood in most cases. Moreover, one's mood may itself influence which
decision rule one is likely to adopt. To the extent that being in a sad mood
signals a problematic situation, a performance-oriented decision rule may seem more
appropriate than an enjoyment-oriented rule. In contrast, the reverse may hold if
an elated mood signals that the environment poses no particular problem, thus
allowing one to pay attention to enjoyment considerations (see Schwarz & Bohner, in
press, for a more detailed discussion).
Following the review of relevant findings, we will present an outline that
incorporates each of these experiential approaches. Before doing so, however, we
need to address cognitive approaches to the impact of moods on processing strategy.
�MDBU�Cognitive Approaches
Other researchers have traced the impact of affective states on strategies of
information processing to the cognitive component of feelings. To the extent that
affective states bring affect related material to mind, this material may limit the
cognitive resources available. As noted earlier, this has been proposed for elated
as well as depressed moods. On the one hand, Ellis and Ashbrook (1988) suggested
that dysphoric affective states limit attentional resources,resulting in the use of
less information and simpler judgmental procedures under depressed moods.
Qualifying this assumption, Hertel and Hardin (1990) suggested that depressed mood
may only lead to a deficit in initiative, which results in poorer performance on
tasks that require the generation of complex hypotheses or of organizational
schemes, but may not affect performance on well-structured tasks.
Other researchers suggested that elated affective states may limit cognitive
resources (Isen, 1987; Mackie & Worth, 1989). Isen, for example, hypothesized that
positive material in memory "is more extensive and at the same time better
integrated, so that positive affect is able to cue a wide range of thoughts" (Isen,
1987, p. 217). Isen further suggested that "this larger amount of material in mind
might also result in a defocusing of attention" (Isen, 1987, p. 237). This
defocusing, in turn, is hypothesized to increase reliance on heuristic processing
strategies under elated affect (e.g, Isen, Means, Patrick, & Nowicki, 1982; see
Isen, 1987, for a review).
Empirical Evidence
Numerous studies found a pronounced impact of affective states on subjects'
performance on a wide variety of tasks (see Clore et al., 1994, for a review).
Unfortunately, it is difficult to draw strong conclusions from many of the observed
results, due to several complications. First, the cognitive processes underlying
performance on a given task are often not well understood, rendering performance on
many tasks thoroughly nondiagnostic. Second, even on tasks that are well
understood, several different processes may result in the same outcome, rendering
it difficult to infer any particular process in the absence of additional data.
Accordingly, we restrict our discussion to tasks that are sufficiently well
understood to allow at least limited inferences. In the domain of social
psychology, these include the processing of persuasive messages, person perception
and stereotyping, as well as decision making (for a more extended review, covering
additional areas of research, see Clore et al., 1994).
�MDBU�Persuasion
The cognitive dynamics underlying the processing of persuasive communications
are among the better understood phenomena in social psychology (see Eagly &
Chaiken, 1993; Petty & Cacioppo, 1986, for reviews). In general, a message that
presents strong arguments is more persuasive than a message that presents weak
arguments, provided that recipients are motivated and able to process the content
of the message. If recipients do not engage in elaborative processing of message
content, the advantage of strong over weak arguments is eliminated. Accordingly,
one may explore the impact of mood states on processing strategies by testing the
relative impact of argument strength under different mood states. Several
researchers followed this strategy (see Mackie, Asuncion, & Rosselli, 1992;
Schwarz, Bless, & Bohner, 1991, for extensive reviews).
Processing capacity vs. cognitive tuning predictions. With an exception to
be addressed below, the available research has consistently shown that individuals
in an elated mood are less likely to engage in systematic elaboration of a
counterattitudinal message than individuals in a non-manipulated or a depressed
mood (e.g., Bless, Bohner, Schwarz, & Strack, 1990; Bless, Mackie, & Schwarz, 1992;
Bohner, Crow, Erb, & Schwarz, 1992; Mackie & Worth, 1989; Worth & Mackie, 1987).
In these studies, happy recipients were moderately and equally persuaded by strong
as well as weak arguments. Moreover, their cognitive responses showed no
differences as a function of argument strength, and they reported similar
proportions of agreeing or disagreeing thoughts in response to strong or weak
arguments. In contrast, sad recipients were strongly persuaded by strong
arguments, but not by weak arguments. In addition, sad recipients reported more
disagreeing thoughts in response to weak, and more agreeing thoughts in response to
strong messages. In combination, these findings indicate that recipients in a sad
mood are more likely to spontaneously engage in systematic message elaboration than
recipients in a happy mood.
These findings are inconsistent with the assumption that depressed moods
limit cognitive capacity (e.g., Ellis & Ashbrook, 1988), which would predict
decreased message elaboration under depressed mood. However, they are compatible
with the assumption that elated moods may limit cognitive capacity as well as with
the assumption that our cognitive processes are tuned to meet the requirements
signalled by different affective states. This leaves us with the question of which
of these processes drives the observed effects. One issue on which these process
assumptions differ is the ease or difficulty of overriding the effects of mood. If
elated moods limit cognitive capacity due to intruding thoughts, their impact
should be independent of the perceived informational value of one's mood and should
be difficult to override. In contrast, the cognitive tuning assumption holds that
our feelings inform us about the processing requirements of the current situation.
If so, the impact of moods on processing style should be reduced when their
informational value is discredited, much as we have seen for the impact of moods on
evaluative judgments (e.g., Schwarz & Clore, 1983). In addition, the cognitive
tuning assumption suggests that our moods influence which processing strategy is
spontaneously adopted, but that this spontaneous preference can be overridden by
current processing goals. With regard to both issues, the currently available
evidence favors the cognitive tuning assumption.
Two studies bear on whether the impact of happy moods can be overridden by
explicit processing instructions. As part of a study described above, Bless et al.
(1990, Experiment 1) explicitly instructed some of their subjects to pay attention
to the quality of the tape recorded arguments presented to them at a fixed speed.
Under this instruction, happy subjects differentiated between strong and weak
arguments, suggesting that happy individuals have sufficient attentional resources
to engage in systematic message processing. In another study, Mackie and Worth
(1989) manipulated the time available to subjects, a assuming that having more time
to process a written message would compensate for the hypothesized reduction in
cognitive resources. Specifically, they told some of their subjects that they may
take all the time they wanted to read, and re-read, the persuasive message. Under
this condition, happy subjects differentiated between strong and weak arguments.
Mackie and Worth (1989) interpreted this to reflect that increased processing time
can compensate for reduced resources under elated mood. It is conceivable,
however, that informing subjects that they may take their time, and may reread the
message, may convey to them that a carefully considered response to the message is
being asked for. If so, Mackie and Worth's findings would parallel the impact of
processing instructions obtained in the Bless et al. (1990) study. On the other
hand, Bless et al.'s instruction to pay attention to message quality may have
provided subjects a more focused task and may hence have reduced resource demands,
rendering their findings compatible with a reduced resources account. To
distinguish between these two accounts, future research will need to manipulate
subjects' processing capacity or processing goals in ways that are not open to
reinterpretation in terms of the respective other concept. We return to this issue
below, in the context of stereotyping research. In any case, however, happy
subjects' ability to process message content on instruction suggests to us that any
constraints on processing capacity under elated moods are unlikely to be very
severe. Consistent with this view, happy subjects did not show less recall of the
arguments presented to them than sad subjects under either processing instruction
(Bless et al., 1990), in contrast to what a reduced resources account might
predict.
More importantly, a recent study by Sinclair, Mark, and Clore (1994)
indicates that the impact of mood states may be eliminated when their informational
implications are called into question. Students were approached on early spring
days when the weather was sunny and pleasant or cloudy and unpleasant and were
presented with strong or weak persuasive messages. To discredit the informational
implications of subjects' mood, Sinclair et al. did or did not draw their
attention to the weather, following a procedure previously used by Schwarz and
Clore (1983, Experiment 2). When subjects' attention was not drawn to the weather,
the previously obtained interactive effects of mood and message quality were
observed. In this case, sad respondents were persuaded by strong but not weak
messages, while happy respondents were moderately but equally persuaded by both.
However, when the weather was made salient as a potential cause of subjects'
momentary feelings, mood no longer played a role and a main effect of message
quality emerged.
While the findings of Sinclair et al. (1994) are perfectly consistent with
the assumption that our feelings inform us about processing requirements, one may
potentially argue that knowing the source of one's mood reduces the likelihood of
intruding thoughts, thus rendering the findings compatible with a capacity
constraints account. In our reading, this seems more plausible for depressed
moods, which are supposed to limit processing capacity due to rumination about the
mood inducing event and its implications (e.g., Ellis & Ashbrook, 1988). In this
case, knowing the source of one's mood may reduce the likelihood of rumination.
However, processing impairments under depressed mood have not been observed in
persuasion studies. A similar account seems less plausible, however, for elated
moods, which are supposed to limit processing capacity by a process of automatic
priming of extensive mood congruent material stored in memory (e.g., Isen, 1987).
Hence, to provide a capacity-based account of the results of Sinclair et al.
(1994), one would have to assume that awareness of the source of one's mood limits
the presumably automatic process of mood congruent recall. Although this
possibility does not seem very likely, it illustrates the difficulties encountered
in distinguishing between different accounts in this domain.
Mood management: The hedonic contingency hypothesis. Challenging the
conclusions of the above research, Wegener et al. (1994) demonstrated that being in
a happy mood may increase rather than decrease systematic message elaboration under
specific conditions. According to their hedonic contingency hypothesis (summarized
above), happy individuals scrutinize the hedonic implications of activities before
engaging in them because any activity that is less pleasant than their current mood
would interfere with their good feelings. From this point of view, the previously
reviewed studies found decreased message elaboration under happy mood conditions
because they presented counterattitudinal messages, which carried the potential of
interfering with subjects' elated mood. To test this assumption, Wegener et al.
(1994, Experiment 2) exposed happy and sad subjects to largely identical messages
that were framed as either pro- or counterattitudinal and presented strong or weak
arguments. Moreover, the pro-attitudinal message was introduced by a statement
that informed subjects that the "primary quality" of the message is that it "makes
people feel HAPPY if they think carefully about the information in the article"
(emphasis in the original). Conversely, the counterattitudinal message was
introduced as making "people feel SAD if they think carefully about the information
in the article" (emphasis in the original).
As predicted, when the message was counterattitudinal and subjects expected
that it would make them feel sad, happy subjects did not engage in systematic
message processing, as reflected in the absence of an argument strength effect.
Not so, however, when the message was pro-attitudinal and subjects expected that
thinking about it would make them feel happy. In this case, happy subjects engaged
in message elaboration, resulting in higher persuasion under strong than weak
argument conditions. In combination, these findings indicate that being in a happy
mood may increase as well as decrease systematic processing, depending on the
expected hedonic consequences.
Wegener et al. (1994) further hypothesized that sad subjects' message
processing should be less affected by the expected hedonic consequences. According
to their hedonic contingency analysis, nearly any activity is likely to be more
pleasant than one's current sad mood and is hence likely to improve it. Sad
individuals may therefore engage in message elaboration without scrutinizing its
possible hedonic implications. Although this may be the case when the hedonic
implications are not obvious, it seems unlikely to us that sad subjects would have
missed the blatant information about the alleged affective impact of the message
(see instructions above).
Nevertheless, sad subjects engaged in systematic message elaboration when the
message was said to make them happy as well as when the message was said to make
them sad. In fact, they tended to elaborate the counterattitudinal message, which
was said to make them feel sad, more than the pro-attitudinal message, which was
said to make them feel happy. In our reading, this renders it unlikely that
message elaboration was primarily driven by mood management considerations under
sad mood conditions, in contrast to what Wegener et al. (1994) concluded. �1B
Independent of this concern, to which we return below, Wegener et al.'s study
demonstrates that happy moods may increase as well as decrease message elaboration,
in contrast to what previous research suggested. Moreover, the observed increase
in message elaboration under happy mood conditions is again incompatible with a
capacity constraints account, further supporting the conclusions drawn from the
previously reviewed studies (Bless et al., 1990; Sinclair et al., 1994). Next, we
offer a theoretical integration of these apparently contradictory findings.
Towards an integration. We propose that the mood management processes
addressed by Wegener et al. (1994) need to be conceptualized in the context of the
information that our feelings convey about the nature of the current situation.
Suppose that being in a good mood signals that the current situation poses no
problem (Schwarz, 1990). If so, there is no external task that urgently needs
attention (unless another goal is active; Bless et al., 1990). Hence, we may
attend to the likely hedonic consequences of an activity, basically using an
enjoyment rule (Martin et al., 1993). As a result, one obtains the pattern
reported by Wegener et al. (1994), namely, systematic message elaboration under
happy moods if the message has positive hedonic consequences, but not if it has
negative hedonic consequences. Of course, this contingency depends on happy
subjects realizing that thinking about the message may make them feel good. If so,
they are likely to engage in systematic message processing. If this hedonic
implication is not apparent, being in a good mood is likely to result in decreased
message elaboration, as has been observed in previous studies.
Attending to short-term hedonic consequences, however, may be a luxury that
we are only willing to afford in situations that do not seem to pose any particular
problems. Suppose that a negative mood signals a problematic situation (Schwarz,
1990). If so, it would be maladaptive to ignore this signal and to base one's
processing decisions on short-term hedonic implications. Hence, adoption of an
enjoyment rule may be unlikely (unless the experimenter asks subjects to use one,
as in Martin et al., 1993). Accordingly, the message would be processed
systematically even if it is likely to make one feel bad in the short run. This
may be particularly likely if the implications of the message are indeed negative,
as was the case for the counterattitudinal message used by Wegener et al. (1994,
Experiment 2), thus confirming one's concern that one may have to deal with some
problem. As a result, being in a sad mood would foster systematic processing
independent of short-term hedonic considerations. In fact, negative material may
actually receive more processing attention than positive material, in contrast to
what a straightforward mood management approach would predict.
From this perspective, the hedonic consequences of an activity play a more
important role under happy than under sad mood because the basic "there's no
problem that needs attention" signal sets us free to attend to short-term hedonic
consequences. Conversely, the "better watch out" message conveyed by negative
moods renders processing decisions based on short-term hedonic consequences less
likely, as ignoring a potential problem would be maladaptive. These considerations
parallel previous discussions of the likely impact of alternative goals (Schwarz,
1990), except that the goals considered here are mood management goals.
Experiential Approaches
�MDBU�Experiential Factors in Non-mood Related Memory
Experiential considerations have played a key role in early treatments of
memory processes, but have lost popularity and were rediscovered only recently. W.
F. Brewer (1992) concludes from his review of the role of phenomenal experience in
memory research:
�LM8�The history of the study of memory has been a dramatic roller coaster ride
from the position that the only interesting aspects of memory are those that are
consciously experienced to a position that denied or ignored any consciously
experienced aspect of memory. However, now there is a small [...] growing group of
researchers who think that the proper study of human memory includes a treatment of
memory in terms of both behavior and conscious experience (p. 36).
�LM0� A role for subjective experiences in memory arises mainly for recognition
memory. Some early memory theorists suggested that recognition occurs through a
unique phenomenological feeling of familiarity (e.g., Titchener, 1910, p. 407). As
noted earlier, some recent theorists have voiced a similar view (e.g., Mandler,
1980). For example, Jacoby and Dallas (1981) observed in a recognition experiment
that subjects could accurately identify rare words that had previously been shown
to them, but provided numerous false alarms in response to common words.
Apparently, they misattributed the sense of familiarity that resulted from their
frequent exposure to common words to the recency of exposure, erroneously
concluding that the word was presented during the preceding learning task. Such
findings parallel the previously discussed studies on the role of familiarity and
perceptual fluency in judgment.
However, as W. F. Brewer (1990) points out, not all memorial activity
involves feelings of familiarity. Engaging in habitual actions is not accompanied
by any re-experience of having done the act before (Thorndike, 1898), and the
retrieval of facts from long term memory also generally does not involve feelings
of mental experiences (Angell, 1909). Although, when experiencing difficulty
recalling a fact or name, the effort may be accompanied by experiential cues that
indicate whether one is getting warmer or colder in one's mental search. Indeed,
there may be a general relation between inner experience and how automatic the
retrieval is. As Hunter (1964) and others pointed out, in learning to type or
learning a foreign language, finding the appropriate key or word initially requires
various intervening mental activities, but with practice becomes automatic.
Feelings of familiarity may also vary with context. For example, one may
have a conscious experience of recognition when seeing an acquaintance in a foreign
city that one would not have when encountering the same person in one's home
community where no cognitive updating or mental accommodation is required. And
just as old objects may feel familiar, new ones or rearrangements of old ones may
feel unfamiliar. Patterns perceived or stored as a unit, such as a person's face,
often yield feelings of unfamiliarity when the person shaves off their beard or
replaces glasses with contact lenses.
Feelings, regardless of their source, may play similar roles in information
processing. Feelings of familiarity act like affective feelings and also like
feelings associated with cognitive states of surprise, or bodily feelings of pain.
In each case, the feeling alerts the experiencer to focus conscious attention and
processing resources on the apparent cause of the feeling. Thus, when irritated or
in pain, one focuses on the irritating or painful stimulus and ways to eliminate
it. When surprised, one focuses on the surprising aspect of the situation and ways
to revise one's conception of the situation to incorporate the new feature.
Similarly, when something seems familiar, one may focus on a search for the source
of the feeling. In the case of familiarity, this involves a memory search, an
attempt to recollect the original situation. Just as emotional feelings stimulate
the tacit hypothesis that the situation is characterized by features that
correspond to the class of stimuli that elicits such an emotion, so too feelings of
familiarity stimulate the tacit hypothesis that information about prior exposure to
a familiar-seeming stimulus already exists in memory. When this is the case, it is
generally worth retrieving the information rather than trying to recompute it on
the basis of new experience. In this way, feelings of familiarity may keep one
from constantly discovering what one already knows. Disorders of this system may
make one a victim of memory loss. Sachs (1985), for example, relates the sad story
of an amnesic patient whose father had recently died. The patient had been very
close to his father. Each morning he asked to see his father and each morning was
shocked again to learn his death. Without the ability to retrieve this episodic
information, he was doomed to re-experience this tragedy each day.
�MDBU�Mood Related Memory Phenomena
Mood related memory phenomena have not been explicitly addressed from an
experiential perspective. However, the feelings-as-information approach generates
a number of testable hypotheses. As reviewed in the preceding sections, this
approach assumes that positive affective states signal a benign situation, whereas
negative affective states signal a problematic situation (Schwarz, 1990). If so,
we may assume that negative feelings focus attention on potentially problematic
features of the situation, thus rendering it more likely that they will be recalled
later on. Moreover, cues that signal a problematic situation are likely to result
in attention to information at a lower level of abstraction, consistent with Wegner
and Vallacher's (1986) observation that failures to obtain a desired outcome
increase attention to details of one's action strategy. In addition, the
systematic style or heuristic style of information processing fostered by negative
or positive feelings, respectively, is likely to affect the organization of
information in memory. Consistent with this assumption, Bless, Hamilton, and
Mackie (1992) observed that being in a happy mood increased, whereas being in a sad
mood decreased, clustering in the recall of person information. In fact, the
impact of mood eliminated the usually obtained effect of memory or impression
formation instructions (e.g., Hamilton, Katz, & Leirer, 1980), which only affected
clustering under neutral mood conditions. This finding is consistent with research
on mood and stereotyping, as reviewed above.
But with respect to mood congruency effects in memory, the topic of the
lion's share of mood and memory research, experience-based approaches such as the
feelings-as-information model, have been silent. But if one were to approach this
issue from an experiential standpoint, one might take two different routes. The
first approach draws on the use of one's feelings as a basis of evaluative judgment
according to a "How-do-I-feel-about-it?" heuristic, whereas the second draws on the
assumption that our feelings inform us about the nature of our psychological
situation.
The first take on the issue begins with the observation that individuals may
use a judgment as a retrieval cue for reconstructing the information that
presumably provided the basis of judgment in the first place (e.g., Higgins &
Lurie, 1983; Higgins & Stangor, 1988). This raises the possibility that
individuals' mood may influence their evaluative judgments, which in turn may serve
as mood congruent retrieval cues, resulting in mood congruent recall. To use one
of Bower's (1981) examples, individuals who are asked to recall events from their
kindergarten days may first ask themselves, "Well, kindergarten days. What were
they like?". In doing so, they may form a global evaluation that is based on their
current mood as reviewed above. Facing the task to report specific episodes, they
may then use this global evaluation as a retrieval cue to guide the recall of
specific information, resulting in an increased recall -- or reconstruction -- of
mood congruent information.
This reasoning suggests that mood effects on recall should only be obtained
under conditions that give rise to mood effects on evaluative judgments in the
first place. Hence, misattribution manipulations should eliminate the impact of
moods on the recall. Moreover, the likelihood of mood congruent recall should vary
with other variables known to determine reliance on one's feelings as a basis of
judgment (as reviewed in a preceding section). However, experimental evidence
bearing on these possibilities is not available.
An alternative approach is suggested by Higgins' (1987) self-discrepancy
theory. This theory postulates that discrepancies between one's ideal self (one's
own or others' hopes, wishes or aspirations) and one's actual self give rise to
dejected feelings of sadness, which relate to concerns about the absence of
positive outcomes. In contrast, discrepancies between one's ought self (one's own
or others' beliefs about one's duties, obligations and responsibilities) and one's
actual self give rise to agitated negative feelings, which relate to concerns about
the presence or threat of negative outcomes. Whereas priming the respective
discrepancies results in the respective feelings (Higgins, 1987), we may again
assume that the respective feelings inform us about the nature of our psychological
situation. If so, dejected negative feelings would signal a lack of positive
outcomes, whereas agitated negative feelings would signal a threat of negative
outcomes. This proposal differs from the bulk of mood and memory research by
emphasizing the nature of potential outcomes, rather than their valence (see
Higgins, in press, for a more detailed discussion). In fact, Higgins and
Tykocinski (1992) observed that subjects with chronic actual:ideal discrepancies
were more sensitive to positive rather than negative outcomes in a person
description presented to them, resulting in high recall of information related to
positive outcomes, independent of whether these outcomes were obtained (resulting
in an event of positive valence) or not (resulting in an event of negative
valence). Conversely, subjects with chronic actual:ought discrepancies were more
sensitive to negative rather than positive outcomes described to them, resulting in
high recall of information related to negative outcomes, again independent of
whether these outcomes were obtained (resulting in an event of negative valence) or
not (resulting in an event of positive valence). To the extent that our feelings
signal different psychological situations, and hence elicit processes that parallel
the impact of self-discrepancies, it is therefore conceivable that they draw
attention to different classes of outcomes,independent of their valence. This
conjecture may provide an account for the inconsistent findings in the mood and
memory literature, to be reviewed below, which focused on the valence of the
recalled material rather than the type of outcome.
Cognitive Approaches
By far the largest amount of research on the interface of affect and
cognition has focused on affective influences on the recall of information from
memory. Although the key hypotheses have initially been introduced by Isen and
colleagues (see Isen et al., 1978), most research in this area has been
conceptualized in terms of Bower's (1981; see also Bower & Cohen, 1982; Gilligan &
Bower, 1984; Bower, 1991) extension of Anderson and Bower's (1973) human
associative memory model.
�MDBU�Associative Network Model
We have already reviewed the key features of Bower's (1981) model in the
section on theoretical approaches to the interplay of affect and cognition. To
reiterate, the model assumes that emotions function as central nodes in an
associative network, which are linked to related ideas, events of corresponding
valence, autonomic activity, and muscular and expressive patterns. When new
material is learned, it is associated with the nodes that are active at the time of
learning. Accordingly, material that is learned in a particular affective state is
linked to the respective emotion node. When an emotion node is stimulated,
activation spreads along the pathways, increasing the activation of other nodes
connected to the emotion node. Activation of a node above a certain threshold
brings the represented material into consciousness.
Related models have been offered by Isen et al. (1978), Spies and Hesse
(1986), and Wyer and Srull (1989; see Clore et al, 1994, for a comparison), but our
present discussion will focus on Bower's model, in line with the bulk of the
available research. This model generates four key predictions -- pertaining to
state-dependency and mood-congruency in recall, mood congruent encoding and
elaboration, and judgmental biases -- that received considerable attention in
recent research. Given that numerous extensive reviews of this work are available
(e.g., Blaney, 1986; Clore, et al., 1994; Forgas & Bower, 1988; Singer & Salovey,
1988), however, we will only highlight the key issues and some selected findings.
State Dependency. As a first implication, the model predicts state-dependent
recall as a function of matching moods at the time of learning and at the time of
recall. As a considerable body of research indicates (see Baddeley, 1990 ;
Tulving, 1983, for reviews), any contextual factor may serve as a discriminatory
cue, facilitating memory when the context at recall matches the context at
learning. Whereas many studies have focused on the learning environment as a
discriminatory cue, subjective states of the person may serve the same function.
According to the associative network model, material that is learned while in a
certain mood, for example, is associated with the respective mood node. If this,
rather than another, mood node is activated at the time of recall, the excitation
spreading from the mood node increases the likelihood that the excitation of the
node that represents the learned material exceeds threshold, thus bringing the
material into consciousness. Note that this state-dependent recall prediction is
based on matching moods at learning and recall.
Support for state-dependent recall has been obtained in several studies that
used a "two-list interference paradigm", where, for example, List A is learned
while in a happy, and List B is learned while in a sad mood. As predicted, being
in the same mood at the time of recall facilitated recall in several studies,
whereas being in the opposite mood inhibited recall (e.g., Bower, Monteiro, &
Gilligan, 1978, Exp. 3; Schare, Lisman, & Spear, 1984, Exp. 3). However, other
studies (e.g., Bower & Mayer, 1985; Marshall-Garcia & Beck, 1985; Wetzler, 1985)
failed to replicate state dependent recall under these conditions. Of these
studies, Bower and Mayer's presents the most problematic failure to replicate
because these authors used the materials employed in the successful Bower et al.
(1978) study and induced moods of comparable intensity. Unfortunately, a
theoretical rationale that would account for the inconsistent findings seems
lacking. Indeed, Bower and Mayer (1985, p. 42) concluded that "mood-dependent
retrieval is an evanescent will-o'-the-wisp, and not the robust outcome suggested
by earlier reports."
Mood Congruency. A second prediction is based on matching valences of mood
at the time of recall and of the to-be-recalled material, independent of the mood
at time of learning. This prediction is referred to as mood congruent recall and
holds that being in a positive mood facilitates the recall of positively valenced
material, and inhibits the recall of negatively valenced material. The reverse
holds for being in a negative mood. Note that this prediction pertains to the
match of mood at recall and valence of the to-be-recalled material. In contrast to
the state-dependency prediction addressed above, this mood congruency prediction
does not involve matching moods at the time of learning. The activation spreading
from an emotion node at the time of recall is assumed to increase the activation of
related nodes above threshold, resulting in increased recall of material that
matches the valence of the current mood.
Unfortunately, the conceptually straightforward distinction between state
dependency and mood congruency is difficult to sustain in the domain that produced
the most consistent findings. Specifically, mood congruent recall has been
demonstrated most convincingly for autobiographical memories. In several studies
(for reviews see Blaney, 1986; Morris, 1989; Singer & Salovey, 1988), subjects were
more likely to recall happy memories when in a happy rather than sad mood, or sad
memories when in a sad rather than happy mood (e.g., Bower, 1981; Madigan &
Bollenbach, 1982; Mathews & Bradley, 1983; Natale & Hantas, 1982; Snyder & White,
1982; Teasdale & Taylor, 1981; Teasdale, Taylor, & Fogarty, 1980). Note, however,
that happy events are likely to induce a happy mood at the time of their
occurrence, whereas sad events are likely to induce a sad mood. If so, the valence
of the event is inherently confounded with the experiencer's mood at the time of
encoding. Accordingly, facilitative effects of mood on the recall of
autobiographical memories may reflect state-dependent recall as well as mood
congruency (see Morris, 1989, p. 72, for a related discussion).
In light of the inconsistent findings obtained in the state-dependent recall
studies reviewed above, which have typically used neutral rather than strongly
valenced material, this suggests that mood effects on recall may be most reliable
under conditions where (a) the valence of the to-be-recalled material matches the
mood at recall and (b) the material was initially learned in a matching mood state,
as Clore et al. (1994) noted. Thus, mood congruent selectivity in recall may be
most likely under conditions that simultaneously satisfy the criteria for state-
dependency and mood congruency.
However, inconsistent findings have also been reported in this domain. For
example, Parrott and Sabini (1990) obtained mood incongruent recall of
autobiographical memories in several studies. However, the obtained incongruency
was restricted to the first event recalled. More importantly, the valence of the
first event recalled depended on the specific nature of the mood induction. When
subjects were in a happy or sad mood due to naturally occurring events (return of a
graded exam in Experiment 1; sunny or cloudy weather in Experiment 2), or were not
aware that the experimental procedures were intended to change their mood
(Experiment 4), the first event they recalled was likely to be mood-incongruent.
However, when subjects were instructed to put themselves into a certain mood, and
were hence aware of the intended effect of the manipulation (Experiment 3), the
first event recalled was likely to be mood-congruent. Parrott and Sabini (1990)
therefore concluded that the standard laboratory procedures may unduly facilitate
the emergence of mood-congruency effects. Putting oneself into a certain mood, and
maintaining this mood over the course of the experiment, presumably requires the
production of mood congruent thoughts and the avoidance of mood incongruent
thoughts. When this avoidance of mood incongruent thoughts is not encouraged, on
the other hand, sad subjects may try to improve their mood by avoiding further
negative thoughts and by deliberately searching for positive material, resulting in
mood-incongruent recall.
This latter assumption is known as the "mood repair" hypothesis, introduced
by Isen and her colleagues (see Isen, 1984; Erber, in press, for discussions). At
first glance, this assumption seems to provide a compelling account for Parrott and
Sabini's (1990) findings as well as for a repeatedly observed asymmetry in the
recall of autobiographical events. Specifically, subjects in a happy mood have
been found to recall more happy, and fewer sad, memories than subjects in a neutral
mood, reflecting facilitating as well as inhibiting effects of happy moods. In
contrast, however, being in a sad mood seems to inhibit the recall of happy
memories, but it does not seem to facilitate the recall of sad ones, relative to
being in a neutral mood (e.g., Natale & Hantas, 1982; Salovey & Singer, 1985; see
Blaney, 1986; Singer & Salovey, 1988, for more detailed discussions). Thus, sad
subjects recall fewer happy events, but they do not recall more sad events, in
contrast to what the associative network model (Bower, 1981) would suggest.
According to the mood repair hypothesis, this reflects that sad subjects
deliberately attempt to improve their mood by avoiding further negative thoughts.
Note, however, that a mood repair assumption would also suggest that sad
subjects attempt to recall positive memories to improve their mood. Increased
recall of happy events under sad moods, however, has typically not been observed,
with exception of the Parrott and Sabini (1990) studies. These studies, however,
yielded a finding that is very difficult to reconcile with the assumptions
underlying the mood repair notion: Whereas sad subjects' first event recalled was
likely to be a happy one, happy subjects' first event recalled was likely to be a
sad one. Whereas the first observation is compatible with a mood repair notion, it
seems quite counterintuitive that individuals would want to regulate their happy
mood by recalling sad events (see Clore et al., 1994, and Wyer & Srull, 1989, p.
383, for more extended discussions of these controversial findings).
Other researchers suggested that the observation that happy moods facilitate
the recall of mood congruent material, whereas sad moods primarily inhibit the
recall of mood incongruent material, reflects structural differences in the storage
of positive and negative material. These authors (e.g., Cramer, 1968; Isen, 1984;
Matlin & Stang, 1979) proposed that positive material is more interconnected in
memory than negative material. If so, being in a good mood would facilitate the
recall of some positive event, which in turn would facilitate the recall of other
positive events, assuming that they are connected in memory. In contrast, being in
a bad mood would also facilitate the recall of a congruent, negative event.
However, this event would not facilitate the recall of other negative events,
assuming that negative events are less likely to be interconnected. Unfortunately,
data that would directly bear on these structural assumptions are not available.
Moreover, it seems unclear why memories of positive events should be more
interconnected in memory, given that negative events are more likely to trigger
explanatory efforts (e.g., Bohner, Bless, Schwarz, & Strack, 1988), which, in turn,
should establish pathways between negative memories. In fact, other researchers
(e.g., Higgins, Van Hook, & Dorfman, 1988) argued that negative events are more
likely to be interconnected in memory.
Finally, it is worth noting that much as it is difficult to separate the
relative contributions of state dependency and mood congruency in studies using
autobiographical recall, it is also difficult to separate the relative
contributions of mood congruent recall and mood congruent encoding. Specifically,
many studies that obtained selective recall of mood congruent material have allowed
subjects to control the length of exposure to the to-be-remembered material (e.g.,
Derry & Kuiper, 1981; Forgas & Bower, 1987), as Morris (1989) noted. Accordingly,
the obtained selectivity in recall may reflect mood congruent elaboration of the
presented material at encoding, as well as a facilitating effect of mood at the
recall stage.
Specific Emotions. Research on the impact of specific emotions on memory has
also been guided by the hypothesis that emotions should activate emotion-congruent
material, consistent with the assumptions of Bower's (1981) associative network
model. Hence, emotion congruent material should be easier to recall, more readily
perceived, and more likely to interfere with competing material when one
experiences the respective emotion. However, the available data, mostly pertaining
to anxiety, do not provide strong support for the operation of some general form of
emotion congruence (see Mathews & MacLeod, 1994, for an extensive review).
Instead, the emotion seems to elicit a focus on material that is content
relevant rather than on material that is simply feeling consistent. For example,
Mogg, Mathews, and Eysenck (1992) observed in an attentional paradigm, that the
tendency of anxious subjects to focus on emotionally threatening words was not a
general effect across all negative words. Rather, anxious subjects were faster in
responding when the activated words matched their specific major domain of worry.
Similarly, Mathews and Klug (1993), crossed the valence of a set of words with
whether the content was or was not likely to be related to the concerns of anxious
patients. Content related words interfered more than did content unrelated words
-- and they did so regardless of their valence. Mathews and MacLeod (1994)
therefore concluded after an extensive review of the literature, "It is the match
with current domain of concern, rather than emotional valence or congruence in a
general sense, that determines the information that is given processing priority"
(p. 37). We note that this conclusion is compatible with the assumption that our
feelings inform us about our current situation, thus directing our attention to
features that are likely to make us anxious.
It is tempting to conjecture that a similar focus on current concerns, rather
than general valence, may underlie the inconsistent findings regarding the
influence of mood on memory, although the diffuse nature of moods would be likely
to elicit attention to a broader class of relevant concerns than the specific
nature of emotions, such as anxiety. As noted previously, the mood and memory
literature focused on the valence of recalled events, independent of their specific
nature. Hence, a recalled positive event may reflect that one obtained a positive
outcome or successfully avoided a negative outcome, whereas a negative event may
reflect that one obtained a negative outcome or did not obtain a positive outcome.
Recall, however, that Higgins and Tykocinski (1992) observed that subjects with
chronic actual:ideal discrepancies showed better recall for positive outcomes
described to them, independent of whether these were obtained positive or avoided
negative possibilities. Conversely, subjects with chronic actual:ought discrepancy
showed better recall for negative outcomes, independent of whether they were
obtained negative or lost positive possibilities. These findings indicate that
"people who self-regulate in relation to an ideal self-guide are sensitive to
psychological situations involving positive outcomes (presence or absence), whereas
people who self-regulate in relation to an ought self-guide are sensitive to
psychological situations involving negative outcomes (presence or absence)"
(Higgins & Tykocinski, 1992, p. 528). To the extent that our current feelings
signal different psychological situations, we may conjecture that they elicit
temporary attempts at self-regulation that are tuned to match the psychological
situation they presumably signal, in a way that is similar to the impact of chronic
self-discrepancies. Hence, they may elicit attention to different classes of
outcomes, rather than to different valences (see Higgins, in press).
If so, individuals in a sad mood may recall information related to positive
outcomes, independent of whether these outcomes were obtained or not. Only the
former, however, would reflect a positive valence. On the other hand, individuals
in an anxious mood may recall information related to negative outcomes, independent
of whether they were obtained or not. Again, only the former would reflect a
negative valence. Explorations of this possibility would require a coding of the
recalled material in terms of outcomes rather than valence, as well as a
distinction between dejected and agitated negative moods, which are difficult to
distinguish on the basis of the global mood inductions used in most studies.
Summary. In summary, mood congruent recall has been found to be a rather
fragile phenomenon, that is sometimes difficult to obtain in empirical studies
(Blaney, 1986; Bower & Mayer, 1985; Morris, 1989). Most importantly, mood
congruent recall is most likely to be obtained for self-referenced material, such
as autobiographical memories, and it is "impossible or difficult to demonstrate
when stimulus exposure occurs under sets that are explicitly antithetical to self-
referencing" (Blaney, 1986, p. 232). Moreover, mood congruency may be limited to
relatively unstructured material and tends to be difficult to find when material is
presented in narrative form, such that positive and negative elements are clearly
interconnected (Mecklenbr�uker & Hager, 1984; Hasher, Rose, Zacks, Sanft, & Doren,
1985) or otherwise well organized (Fiedler, Pampe, & Scherf, 1986). Finally, the
relative contributions of mood congruency, state dependency, and mood congruent
encoding are difficult to disentangle in many studies and mood congruent
selectivity in recall may be most likely to be obtained when several of these
processes operate in combination. Moreover, congruency in recall has not been
observed for more specific emotions, most notably anxiety (Mathews & MacLeod,
1994).
Despite the considerable interest in the issue and the large body of
available research, a compelling conceptual framework that accounts for the
accumulated inconsistencies pertaining to the mood and memory link is not yet
available (but see Forgas, 1992, for a different perspective). Reflecting our own
biases, we suppose that paying closer attention to the information provided by
one's mood and its relevance to the recall task may help in addressing the relevant
conditions, as discussed in our previous conjectures, but relevant empirical tests
are missing.
Conclusions
In line with the theme of the present handbook, our review of different
approaches to te interplay of affect and cognition focused on basic principles and
explored different mechanisms by which feelings may influence cognitive processes.
Each of these mechanisms can account for some, but not all, of the available data.
Moreover, many of the reviewed process assumptions are -- in principle -- not
mutually exclusive and each one of them may hold under some conditions. In a
commendable effort to offer an integration, Forgas (1992, 1994, 1995) proposed a
multi-process "affect infusion model" (AIM) that attempts to specify the conditions
under which the different process assumptions identified in previous research are
likely to hold. We agree on many of the core features of this model. Yet, a
selective discussion of some of its ambiguities is helpful in identifying major
gaps in our current state of knowledge.
The model distinguishes four different processing strategies. If the target
is familiar and a previously formed judgment is accessible in memory, individuals
are assumed to rely on a direct access strategy, provided that the judgment is not
personally relevant. Mood is not assumed to play a role in this case. The
prototypical example given (Forgas, 1992, p. 239) is stereotyping, which is
presumably reflecting the recall of a previously formed impression of a group.
Yet, as we have seen above, individuals are more likely to rely on stereotypes when
they are in a good rather than bad mood (e.g., Bodenhausen et al., 1994). In line
with our previous discussion of mood and processing strategies, we assume that
affective states influence the likelihood of a direct access strategy, with
individuals in a good mood being more likely to rely on a previously formed
judgment and individuals in a bad mood being more likely to recompute a judgment
based on currently accessible details (see Bless, Mackie, & Schwarz, 1992, for
empirical evidence).
As a second possibility, the model introduces a motivated processing
strategy, which individuals are likely to employ when they want to reach a certain
conclusion (e.g., Kruglanski, 1989; Kunda, 1990). This strategy is based on a
partial search of information, as conceptualized by Kunda (1990), and may serve
mood management goals.
A third possibility pertains to a substantive processing strategy, which is
based on extensive memory search and elaboration of the recalled material. Once
individuals engage in this strategy, their judgments are predicted to reflect mood
congruent recall and elaboration (Bower, 1981). People are assumed to use this
strategy under conditions of unconstrained processing capacity and high accuracy
motivation to form judgments that are demanding (as exemplified by atypical,
unusual or complex targets) and of some importance to them. Being in a sad mood is
assumed to facilitate the adoption of this processing strategy via increased
accuracy motivation, but may impede the adoption of this strategy via decreased
cognitive capacity (Forgas, 1992, p. 239).
In contrast, a fourth possibility pertains to a heuristic processing
strategy. Once individuals engage in this strategy, their affective states are
likely to influence their judgments by serving as an informational basis (Schwarz &
Clore, 1983). People are assumed to use this strategy under conditions of limited
processing capacity and low accuracy motivation to form judgments that are simple
(as exemplified by high typicality and low complexity of the target) and/or of
limited importance to them. Being in a good mood is assumed to facilitate the
adoption of this processing strategy via decreased accuracy motivation.
Most of the social psychological literature on mood and cognition pertains to
these latter two strategies, each of which predicts mood congruent judgments.
Hence, the affect infusion model (Forgas, 1992, 1994, 1995) fares well in terms of
outcome predictions. The conditions identified as triggering different strategies,
on the other hand, are more controversial and the available evidence is often
nondiagnostic and compatible with different assumptions. For example, is it really
the case that more complex judgmental tasks are likely to trigger a substantive
processing strategy, whereas simple tasks trigger a heuristic processing strategy?
Or do people resort to a "How-do-I-feel-about-it?" heuristic to simplify complex
tasks, which is not needed for less demanding tasks? Whereas the affect infusion
model (Forgas, 1992) suggests the former, Schwarz, et al. (1987) suggested the
latter -- and none of the studies allegedly supporting each claim involved a
misattribution manipulation that would allow us to distinguish between a mood-as-
information and a mood-congruent recall account. Moreover, does reliance on one's
feelings as a source of information always reflect a heuristic processing strategy?
We assume that this is the case when the judgment is nonaffective in nature, but
when the judgment pertains to one's feelings (e.g., judgments of liking), reliance
on these feelings does not reflect a heuristic shortcut but the use of the most
diagnostic substantive information available. And what are the implications of the
assumption that being in a sad mood fosters substantive processing, which
presumably gives rise to mood-congruent recall and elaboration, while being in a
good mood fosters heuristic processing? Does this suggest that the impact of good
moods is likely to reflect a mood-as-information process, whereas the impact of sad
moods is likely to reflect a mood-congruent recall process? In contrast to this
conjecture, the impact of sad moods is more reliably eliminated by misattribution
manipulations than the impact of happy moods (e.g., Schwarz & Clore, 1983).
Moreover, happy subjects are more likely to recall positive material, but sad
subjects are not more likely to recall negative material (see Singer & Salovey,
1988), as discussed in our review of the memory literature. How can this be
reconciled with the relatively symmetric impact of happy and sad moods in studies
reviewed as evidence for mood-congruent recall effects in social judgment (Forgas,
1992)?
As yet there are not definitive answers to many of these and other relevant
questions. The proliferation of research on affect and cognition during the last
two decades has resulted in a multitude of findings, but most of them can be framed
in terms of two global approaches: An experiential approach that focuses on the
informational value of subjective experiences, which include moods, emotions,
bodily sensations, and cognitive experiences; and a cognitive approach that focuses
on the impact of affective states on the content of the thoughts that come to mind
rather than the experience of having the thoughts. Each of these approaches is
supported by a number of unique findings, whereas other findings are compatible
with both. While researchers working within each approach are able to produce many
of the core effects with considerable reliability, the interplay of the underlying
processes is awaiting an encompassing conceptualization and more rigorous testing
than has been provided in studies designed to demonstrate the operation of one or
another mechanism. We hope that our accentuation of the principles underlying each
approach will help in tackling this formidable task.
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