5144 12292020 iGOT
5144 12292020 iGOT
5144 12292020 iGOT
II)
Government of India
Ministry of Communications
Department of Posts
(Training Division)
Dak Bhawan, Sansad Marg,
New Delhi - I l0 001
Dated: 28.122020
OFFICE ORDER
Subject National Programme for Civil Service Capacity Building (I{PCSCB) through
iGOT Karmayogi Digital Platform.
2. As part of 'Mission Karmayogi', DoPT has circulated a draft document titled "The
Framework of Role, Activities and Competencies (FRAC)" (copy enclosed) wherein it has
been stated that every Ministry/Department/Organisation (MDO) should 'FRAC' its positions,
roles, activities and competencies. The first step in the FRACing joumey is to establish an
lnternal FRACing Unit (FRAC), which has to take responsibility for the FRACing exercise. A
brief of 'Mission Karmayogi' and the FRACing exercise have been summarized in Annexure-
A.
3. With the approval of the competent authority, the following Internal FRACing unit is
constituted for the Department:-
4. To assist the IFU in completing the FRACing exercise in a time bound manner, sub-
committees will be constituted in a phased manner. Further, a workshop with all DDsG of
Postal Directorate will be conducted shortly on the FRACing process along with the exercise
that each division needs to perform and identify various roles and activities associated with
each position in their Division and assessment of competencies required for every role.
File No.01-67 /2013-Trg(Ptll)
(Moona Yasmin)
ADG (Training)
Encl. : As above.
Copy to:-
1. All Members of IFUI PJB
2. All Master Trainers.
3. Sr. PPSiPPS to Secretary (Posts)/ DG (Postal Services)/Member (Planning & HRD)
4. All DDsG of all Postal Directorate.
5. All Directors/ADG of PostalDirectorate.
6. GM, CEPT, with a request to upload this letter on the official website under the head
"Training". Duly fllled annexure is enclosed with this letter.
7. Oftice copy.
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Table of Contents
Acknowledgements
Table 1 Key information fields in the dictionary of positions, roles and activities
Table 2 Key information fields in the dictionary of competencies
Table 3 Scoring on iGOT
Table 4 Structure of the DFT (IFU + CSP)
Table 5 Recommended steps for drafting the dictionaries and interrelationships with guidelines
Table 6 Example of the allocation of competency and levels to each position
List of Appendices
Appendix 1 Proposed Approval and Pricing Plan for Different Types of CBP Providers
Appendix 2 IFU Team Members
Appendix 3 CSP Team Members
Appendix 4 Work Allocation in the Department for Promotion of Industry and Internal Trade as on
23.09.2019
Summary
This document provides an overview of the unique features in order to do so. Given the
guiding principles, a common vocabulary and a pace of change in the way work is organised,
set of implementation steps for FRACing1. The often due to technological advancements, it is
Framework of Roles, Activities and imperative for governments to constantly take
Competencies (FRAC), as termed within Mission stock of their ability to manage themselves. The
Karmayogi’s Integrated Government Online data and analytics generated through this
Training platform (iGOT) initiative, is the process will be available for MDOs to
mapping of three constructs (roles, activities benchmark their human resources outcomes on
and competencies, supported by knowledge the platform, and improve their ability to
resources) for each individual position within all reduce the competency gaps of their officials.
government ministries, departments and
organisations (MDOs) at the Central, State and By utilising artificial intelligence (AI) and
local level2. This document provides for all the machine learning (ML), the platform can also
stakeholders involved in this process a common spot duplicates in the data and suggest new
understanding of the key terms, details of the entries in the directories and dictionaries for
FRACing process, its linkages to the iGOT positions, roles, activities, competencies and
marketplace and the analytics that the platform knowledge resources. AI and ML will also be
can make available in order to improve the able to suggest courses based on expressed
execution capacity of the Indian state. career goals as well as an individual’s learning
journey thus far.
Identifying competencies is a diligent task that
requires following a certain methodology to This Framework is ever-evolving, capturing new
ensure that the output is coherent and meets competency needs as and when they arise. The
the purpose of the activity. As part of the 15-step process of FRACing (Section 5) iterates
upgrade to iGOT Karmayogi, it is proposed that that FRACing should be seen as an ongoing
every MDO, at the national, state and local process that enables MDOs to build an accurate
level, is able to ‘FRAC’ its positions, roles, picture of their interrelationships as well as the
activities and competencies. Directories and full list of positions, roles, activities,
dictionaries must be developed, of all competencies and knowledge resources
participating stakeholders and of the numerous relevant to them.
positions, roles, activities and competencies,
respectively. Establishing a clear theory of change, limiting
the problem and solution set, initiating
One of the key objectives of this process is to continuous sensitising and handholding,
test the competencies of officials and use the building a core group of reform champions, as
iGOT marketplace to close the competency gaps well as a network of world-class universities,
among them in a timely and efficient manner. institutions and individuals, will be required to
The marketplace, in specific, will have to have ensure the success of this endeavour.
1
In this instance, the act of denominalisation (i.e. converting a noun into a verb) re-emphasises the fact that FRACing is an
ever-evolving process. It needs to capture new competency needs as and when they arise, linking it to activities, roles and
positions. The verbing of FRAC (i.e. FRACing) essentially validates the evolving and dynamic nature of the Framework.
2
Details of building and rolling out of the platform, including the content strategy, delivery mechanisms, rollout stages and
other related matters, are beyond the scope of this document. These details will be covered in subsequent publications at
suitable points in time.
Introduction
FRAC, or the Framework of Roles, Activities and The iGOT Karmayogi platform is envisaged as a
Competencies as its name denotes, demystifies solutioning space that all of government can
the roles, activities and competencies a person access to enhance government execution
is required to have so as to effectively deliver capabilities. It makes possible the use of all
on the outcomes expected from them with aspects of the 70-20-10 model of learning and
respect to their current and future positions in development4 (Lombardo and Eichinger, 1996).
government. In doing so, it makes it possible to The platform allows the government to break
establish arrangements to test the extent to silos and harness the full potential of
which a person occupying a position has these government officials for solutioning rather than
competencies and consequently the simply depending on the knowledge and skills
competency gaps, if any, that should be of an individual official. It does so by providing
addressed. On the one hand, this acts as an resources across five hubs (detailed
effective signal to the effort that individual descriptions in Section 2):
officials and their managers should be putting in
to build competent teams; on the other, it lays 1. Competency hub: detailing the roles,
bare the opportunities available to entities that activities, competencies and knowledge
have the capability to offer competency resources for every position.
building products (CBPs). The latter is 2. Learning hub: facilitating competency
accomplished by solving the information building through suitable courses,
asymmetry that plagues the market for quality assessments and learning
CBPs3. recommendations (i.e. CBPs).
3. Career hub: enabling the government
iGOT Karmayogi gives shape to the mandate of to solve the complex problem of
the 2012 National Training Policy (NTP) to use encouraging lifelong learning, and
e-learning technologies to cover the training finding the right person for the right
needs of a large number of officials who job.
currently have little or no access to 4. Discussion hub: providing officials with
opportunities for quality training. Distance and an opportunity to benefit from insights
e-learning provides “unparalleled opportunities from previous discussions and to trigger
for meeting the training needs of the large new conversations around particular
number of civil servants dispersed across the queries they may have.
State in different cities, towns and villages" 5. Network hub: enabling officials to
(NTP, 2012, p. 32). The NTP also talks of the discover others in the government who,
need to match the competencies of the officer given past experiences, recognised
with those required for his/her role – competencies, and contribution to
“...essential to match the individual's previous discussions on the platform,
competencies with the jobs they have to do and may be in a position to help solve a
bridge their competency gaps” (p. 2). problem.
3
In doing so, the expectation is that the iGOT platform will help to develop an efficient market for CBPs – one in which
government training institutions, universities, research institutions, private providers, as well as retired and serving officials can
offer their products that will be assessed for their impact in the workplace.
4
The 70-20-10 model is based on the principle that: 70% of learning comes from experience, experiment and reflection; 20% is
derived from working with others; and 10% comes from formal intervention and planned learning solutions.
For multiple reasons, governments in India This document will primarily examine the
often require their officials to take on competency hub within which the process of
responsibilities for which they do not have prior FRACing resides. Section 1 defines the process
experience or knowledge. As tasks become of FRACing, covering what it can potentially
more complex and citizen expectations go up, it offer and what it aims to accomplish. Section 2
is important that governments are able to provides a brief overview of how the iGOT
improve their ability to reduce the competency platform is envisioned and how FRACing is at its
gaps of their officials in relation to the roles and core. Delving deeper, Section 3 takes a systems
activities they are required to perform. In order view of iGOT Karmayogi, outlining how various
to meet the challenges of the 21st century, the kinds of assessment can be used to generate a
civil servant of today is envisioned to be as nuanced understanding of users as well as the
shown in Figure 1 below. many analytics the platform will provide.
Section 4 details the directories and dictionaries
Given the pace of change in the way work is of iGOT Karmayogi that culminate into a
organised, often due to technological changes registry, explaining why their interrelationship is
and sometimes due to unforeseen events (such the end product of the FRACing process. Finally,
as the recent COVID19 pandemic), it is Section 5 extensively covers the FRACing
imperative for governments to constantly take process step by step while Section 6 identifies
stock of their ability to manage themselves. the factors upon which the success of FRACing
FRAcing will help them do so. depends.
5
In the dictionary of positions, there is a base definition of Director (Vigilance). However, depending on who is occupying that
position, depending on the competencies and effectiveness of that person, the HoD may choose to assign some of the roles of
Director (Vigilance) to people holding other positions in that MDO.
By FRACing and obtaining the details shown correlation may be spurious, we may
above, the process allows for the position to never know!
evolve so that it better serves the interests of • Providers of CBPs, who will be
both the government and the citizens. rewarded for excellence through better
volumes (impact scores will be assigned
Benefits to the various stakeholders include: to all CBPs on iGOT – see Table 3 for
more information on scores).
• Governments, who will be able to
better communicate to officials what its What this means is that when every MDO
expectations are from holders of each completes its FRACing process and produces its
position, the roles and activities that own Figure 2 for all positions, it will directly
they will be called upon to perform and benefit all stakeholders detailed above.
the competencies (BDF) they will need
to have to be able to successfully FRACing cannot be a one-time process. It has to
execute against these roles and be continuously updated so as to reflect the
activities. constant changes that occur when new work
• Managers and their team members, allocation orders are issued by re-tagging roles
who will be able to get a better sense of and activities with positions. Although most of
each other's competencies. This is the heavy lifting on FRACing will be done once
possible on iGOT because of the micro- every three years (see Section 5 for detailed
question arrangements that will be in steps), the internal FRACing unit (IFU) will have
place to drive the 360-degree to ensure that each time a new work
assessments as well as the authorised distribution order is issued and/or the roles and
independent assessment centres it will activities associated with a position are
offer6. tweaked, or when a recruitment notice is put
• Government officials, who will take out or indent placed to a recruitment agency
responsibility for their own career like the Staff Selection Commission (SSC) or the
development because of the newfound Public Service Commission, it is always done via
clarity around competencies required the relevant workflow on iGOT. This will be
for each position, and access to the possible only when an enforceable government
most impactful CBPs through iGOT, order is issued that requires this. Only then will
irrespective of whether they have the iGOT continue to remain functional and
approval of their manager. relevant by being the single source of truth for
• Providers of CBPs (such as Central and each position, and the linkage between each
State Training Institutions (CTIs, STIs), position and the roles, activities, competencies
amongst others), who will be able to and knowledge resources related to it.
achieve excellence by getting a better
sense of the nature and demand for
CBPs, and the impact their alumni are
having in the workplace – the
6
Each competency on iGOT will be assigned by DoPT to a GoI department to be its owner. Competency-owning departments
(CODs) will have the responsibility to ensure the following with regards to each of the competencies assigned to them: 1) High
impact CBPs are available on iGOT. They can do this by developing CBPs themselves or through their training institutions or by
fixing the price that providers can charge for CBPs that build competencies assigned to them; 2) Proctored, independent,
authorised assessment (PIAA) capacity is available with a waiting time of less than 24 hours; and 3) Question banks, used for
360 degree assessments on iGOT and PIAA, yield results that are valid and reliable. The quality of these three will be ensured
through quarterly score carding by iGOT’s Special Purpose Vehicle (SPV) of all competency-owning departments, the results
from which will be used on the PM dashboard and published in the annual State of Civil Services Report (SCSR).
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This will happen because as new activities are identified and assigned to existing or new positions, the distribution of work
order will get modified. Since this can be done only on the iGOT platform and this requires linking of competencies to the new
activity, the IFU will be forced to define new competencies that will immediately show up in the iGOT Karmayogi marketplace.
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CBP providers should take extreme care to ensure that their products are tagged to the correct competencies (using the
competency dictionary on the iGOT Karmayogi platform). Inappropriate tagging could result in their CBP ending up with a low
impact score despite being impactful. This is because the iGOT Karmayogi platform will calculate the impact score based on the
PIAA and 360-degree workplace assessment (WPCAS) of the competency that was tagged by the CBP provider. However, when
there is a pattern that the AI engine is able to recognise – showing that competencies other than those tagged by the CBP
provider are showing a positive/negative impact consequent upon certification by a CBP provider – the provider will be
informed of the same. This fact will also be surfaced to the SPV for suitable analysis.
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All CBP providers should be asked to renew their status as an approved provider every five years.
10
Despite low entry barriers, quality will not be compromised. Periodic audit by the quality team will be encouraged, as well as
crowd sourcing of inappropriate, poor quality content and instances of false certification. The consequences of any of the
above will be quite costly for the provider because it will have a direct impact on trust score of the provider. Once the trust
score falls below a certain threshold their uploading privileges will be restricted and will require prior quality audit by the iGOT
SPV quality team.
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This data will only be available with usage and will only be shared with appropriate groups (with appropriate data protection
and anonymisation mechanisms in place).
12
The PM dashboard is envisioned to be an all-encompassing view of progress made by all MDOs with respect to Mission
Karmayogi. It will capture key performance indicators (KPIs) across certain predefined thematic areas and display them in a way
that will promote engagement on the platform – such that it advances the goal of making it possible for officials to perform well
in each of the roles required by their respective positions. Various indicators are then clubbed together with differential
weights so as to produce a ranking of all MDOs with respect to their human resource development practices.
13
The annual State of Civil Services Report (SCSR) will be a consolidated performance review of the civil services as a whole
with a focus on achievements and contribution to national progress.
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human resources are developed and deployed • The entire exercise will need to be
in government. At this point it is important to sensitively carried out and the results
acknowledge that, although all of this can be used carefully.
expected to result in improvements in the
means at the disposal of individual officials, it is An example of a set of micro-questions,
only when means, motive and opportunity answers to which should be able to produce a
(MMO) co-occur that one can expect the macro picture on a competency related to
implementation capacity of the state to organising a meeting, could be:
improve. Improvements in motivation will
require reforms in the annual appraisal process o Was the agenda circulated in advance
as well as ways to foster intrinsic motivation; of the meeting?
improvements in opportunities will require o Did the agenda have notes that clearly
reforms in business process and expenditure described the background and the
architecture. decision being sought?
o Did the agenda contribute to a
The following are therefore the salient points to successful outcome of the meeting?
kept in mind while trying to get a good
understanding of the competencies of users: Another example of a set of micro-questions on
a competency related to presiding over a
• The micro-questions will need to meeting could be:
capture all the nuances of a
competency and will have yes/no and o Did all those who could make a
multiple-choice answers. contribution to the meeting get a
• The PIAA will need to use question chance to share their views?
banks that produce assessments that o Were contrasting/dissenting
are both valid and reliable. opinions/suggestions listened to with
• The micro-questions will have to be respect and noted for follow
periodically canvassed but in a way that up/decision?
it does not impose a load on officials. o Were the conclusions reached clear to
• The responses need to be analysed with you?
the help of AI and ML after taking into o Were the minutes of the meeting
account the trust scores of those circulated within a week?
responding to produce a valid and o Did the minutes capture all the
reliable macro picture of the decisions taken?
competencies of each of the users on o Did the minutes clarify who had to do
iGOT Karmayogi as well as the impact what by when?
score of the CBPs they have taken.
• The appropriate mechanisms for From the above it is clear that the micro-
administering these questions (paper, questions associated with each competency will
email, surveys or a workflow on iGOT) have to be built from a good understanding of
will have to be worked out through an the description of that competency in the
analysis of the user interface and their competency dictionary. The same will be true
experience so as to reduce the friction for the PIAAs as well. The responsibility for
for those who are called upon to building the question banks for both the micro-
provide answers to the micro- question as well as the PIAAs is of the GoI
questions. department which has been notified by the
DoPT as the owner of each competency (i.e. the
COD).
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In the case of domain competencies, the allow them to see the individual’s growth and
question of which department is the best owner competency journey over time; emerging
will be quite clear. In the case of functional patterns will therefore help them ascertain
competencies that are nothing but domain which agencies provide them with the best
competencies which have wide inter- talent.
departmental utility will need to be assigned to
a department. In the case of behavioural Over the years, the GoI has seen an increase in
competencies which will be required by almost contractual workers (e.g. data entry operators,
all departments, the DoPT seems to be the multitasking staff, taxi drivers, etc.) – individuals
natural owner. who are not employees of any MDO but whose
services are regularly required on a short-term,
Taken together, the above insights are expected intermittent basis. CPs will exist not only for
to provide users, managers and providers of regular government officials but also for anyone
CBPs a nuanced understanding of where each of who has worked either directly or indirectly on
them stands vis-à-vis their expectation about a government assignment (either through their
themselves and what others expect of them. organisation or as an individual). Using this
information, HR managers will be able to make
informed procurement decisions and identify
Analytics in service of HR the organisations that provide better quality
managers workers.
As the person who is responsible for the When HR managers, especially those who work
competency owned by their MDO, HR managers as Cadre Controlling Authorities (CCA), need to
will be tasked with ensuring that CBPs of make decisions regarding officials deployed
adequate quantity and quality for their owned from the cadre they control to different MDOs,
competencies are available on the iGOT the CP will enable them to figure out which
marketplace. The platform will provide them cadre members are better suited to which
with the information on which competencies MDO.
are not adequately covered or are poorly
covered by CBPs, thus enabling them to fill Finally, fresh government recruits usually go
these gaps. HR managers are also responsible through a probation period after which they are
for onboarding PIAA providers. Most confirmed in service. Their competency
importantly, however, the platform allows HR assessments and learning journey over the
managers to observe the competency gaps that probation period will be available to HR
exist in their MDO and rectify the problem. managers – these analytics can be factored in
coming to a decision of whether the individual
With regards to the hiring process, HR on probation should be confirmed. At a later
managers will also get analytics on the quality stage, if the government so chooses, they can
of recruitment of their own recruitment also be used to determine promotions and
activities, of others that recruit on their behalf empanelment within the government.
such as the Union Public Service Commission
(UPSC) or the SSC, and even of external
manpower agencies they have retained for
recruitment purposes. Once hired, HR managers
will have access to the CPs of individuals, using
which they can make decisions on what roles
and activities they can assign to an individual
based on their prior experiences. This will also
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A Special Purpose Vehicle (SPV) is being established to implement the Public Service Capability and Productivity
Enhancement Programme of which iGOT Karmayogi is a part. The SPV will be a not-for-profit government-owned registered
company. Besides others, it will be responsible for developing and hosting the iGOT platform and ensuring that all its associated
processes are executed in a timely and appropriate manner.
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nuanced insights (what has been called This is a list of all positions along with a short
intelligence in other parts of this document). description of the position in those entities
whose FRACing has been completed. These
positions will be recognised by their basic
Directories and dictionaries identity factors such as the position ID (PID), the
MDO they represent and the name of the
In order to manage the processes indicated as current incumbent (see Table 1 for the key
A1, A2 and A3 as well as B1, B2 and B3 in Figure information fields).
3, iGOT Karmayogi will have to have the
following digital directories and dictionaries: It is possible that there are many positions that
are identical in the same organisation – for
1. Directory of participating ministries, example, an Assistant Section Officer (ASO) in
departments and organisations (MDOs) more than one department in an organisation.
2. Dictionary of positions In such cases, only one position is listed and the
3. Dictionary of roles rest are differentiated by the name of the
4. Dictionary of activities incumbent. A position will be considered
5. Dictionary of competencies different when it has at least two sets of roles
6. Directory of knowledge resources and their corresponding activities are different
7. Directory of users (with their from what is already listed in the dictionary of
competency and trust scores) positions on iGOT Karmayogi. In this case, a
8. Directory of CBP providers (with their codification schema will be used to differentiate
trust and impact scores) the positions (e.g. with a separate PID).
The details of each of these directories and It may so happen that a large number of
dictionaries are listed below. positions may emerge from FRACing that are
only slightly different from each other in terms
of the roles and activities. If that were to
1. Directory of participating ministries,
happen, they could be listed as variants of the
departments and organisations
position already in the dictionary – for example
(MDOs) PID432 and PID433 (or similar such techniques
that help in creating a unique code for it). The
As the name suggests, this will contain a list of reason for identifying these differently is so that
all entities that have registered their intent to the incumbent and their training needs are
onboard on the iGOT platform and paid up the adequately addressed. It also allows the
per person annual subscription. Soon after, they HoD/MDO to allocate roles and activities to
will be provided support to complete their people who are most suitable according to the
FRACing process so that their positions, roles, competencies they have been certified for in
activities, competencies and knowledge they Passbook. It will not be wise to insist that
resources can be onboarded after completing roles and activities related to a position be fixed
the iGOT Karmayogi due diligence process. forever as this will make it impossible for
managers to assign roles and activities
2. Dictionary of positions according to the competencies and motivation
of each person.
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TABLE 1. Key information fields in the dictionary of positions, roles and activities
Name of current
PID MDO Position Label Position Description
incumbent
A role is the first level of abstraction from As in the case of roles, it is important that
activities. Most of the time, activities can be activities are also uniquely listed and described
bunched together in a common thread. This on the platform (see Table 1). These activities
bunching could be based on a common, larger are actions or steps executed, conducted or
objective: a logical end step to a workflow, or a processed in a logical sequence by the
discrete set of actions that convey the incumbent to achieve an objective. While
completion of a milestone in a process. This sufficient amount of detailing needs to be done,
translates into a role label. care needs to be taken to ensure that they are
not over-detailed.
This dictionary lists, describes and assigns a
unique code for all roles that are distinctively Activities are the basic unit that emerge from
described on the iGOT platform (see Table 1 for the FRACing process. Unlike positions and roles,
the key information fields). Before suggesting a activities cannot be mutated (i.e. we can change
new entry in the dictionary of roles on the iGOT activities between roles, and roles between
platform, it is important to ensure that a role positions, but not activities between roles as
being considered for entry is not already they are usually part of a process). Breaking
present under a different label. AI and ML can down a position in terms of its activities and
be very useful here. The codification schema roles gives flexibility to HoDs to mix and match
will also be used to differentiate roles (e.g. with activities to positions so that the current
a separate role ID (RID)). incumbent competencies find an appropriate
match to the roles and thus activities they need
Competencies are tagged to roles so that it to perform. Moreover, as the nature of work
becomes easy for CBP providers and learners to changes, they start changing at the activity
understand the context in which a competency level. For example, the role of the cashier in a
has to be exercised. bank has changed significantly over the years.
Depending upon the usage of technology in that
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particular bank, many activities have ceased to The DoPT Civil Services Competency Dictionary
continue while some additional ones have been (DoPT, 2014) already has a list of behavioural
added. The recent COVID19 pandemic has also competencies. This will be expanded by the
caused a shift in the nature of work, and thus FRACing centre of excellence – the Institute of
some changes at the activity level. Secretariat Training and Management (ISTM) –
to include the commonly used and widespread
As MDOs complete the FRACing process, the functional and domain competencies of the
dictionary of activities will populate on the iGOT government. All these competencies will be
platform. It is therefore important to ensure added to the platform before MDO-level
that the same activity does not get listed under FRACing begins. A FRACing toolkit that details
a different name. Maintaining the uniqueness in the steps (see Section 5 for more information
the dictionary is going to be important. Again, on this) will be used to map the required
AI and ML can help ensure this as well as the competencies for each activity, role and
codification schema (i.e. activities ID (AID)). position for each MDO and, if needed, for each
geographical unit of governance such as
5. Dictionary of competencies panchayat, block, district, state, electoral
constituency, etc.
A competency dictionary consists of the labels
of all competencies, their descriptions and the FRACing will start with a draft set of dictionaries
levels within them. This is required to build a and directories. As the FRACing proceeds, new
common understanding among CBP providers proposals will reach the individual MDO
and users of iGOT Karmayogi. Competencies are responsible for the inclusion of new
directly linked to roles (see Figure 2); when competencies into the competency dictionary.
specifying what competency is required for Following the guidelines laid out by the iGOT
each role, the competency level must also be SPV team, the MDOs will have to ensure that
specified. Users will need it to assess the there are no duplicate entries just because the
competencies required for their current label is different. They will have to ensure that
position and for positions they aspire to hold in each competency is well described and suitable
the course of their career. Similarly, CBP for machine interpretation using a competency
providers will use this dictionary for identifying mark-up language (CML) before it is uploaded
and developing CBPs corresponding to specific on iGOT Karmayogi. As the third umpire, the
competencies. A competency at a certain level central team will oversee this process and make
can be linked to more than one role. changes, if necessary, as part of their quality
audit process. As shown in Table 2, a
competency dictionary will consist of the
certain key information fields.
Level 1 abc
Problem
CID817 Behavioural abc Level 2 abc
Solving
Level 3 abc
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One of the biggest differences between the behavioural competencies and the
domain/functional competencies is that the latter (domain and functional) are discrete
and therefore it is possible to distinguish clearly amongst the levels of sophistication
(similar to class levels in a school). Just as the syllabus for each class is a construct
created by the ecosystem of the users (kids, parents, teachers), so are the broad
constructs for domain and functional competencies created by the stakeholders. In
contrast, behavioural competencies are generally accepted universally with cultural
adaptations.
As the sophistication of a behavioural competency increases, one can notice that the
intensity of intent or completeness of actions taken to carry out the intention
increases. The complexity of the actions taken and the greater breadth of impact of
such actions are associated with higher levels of the same competency (Spencer,
1993).
Thus, behavioural competencies straddle multiple roles and activities and cannot be
limited to one set of roles and activities unlike functional and domain competencies.
For example, ‘People First’, a behavioural competency, may be linked to many roles
and activities, whereas ‘Financial Accounting Standards’ may only be required for
those roles associated with financial and accounting related activities.
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FIGURE 4. The competency view for CBP providers showing all positions linked to a specific competency
Evaluate implications of
organisational changes,
Vigilance operational changes and changes
➔
Planning in business strategy using
appropriate internal control
frameworks Recommend - MCD
Director
➔ vigilance ➔ - CVC = 184
Advise board and senior (Vigilance)
policies - DoPT
management on improvement
initiatives to improve controls
Note: This figure is for illustration purposes only. The final version may be different.
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Figure 5, on the other hand, shows all of the competencies that are linked to this position.
competencies linked to a position – again to be Here the view is of all competencies linked to
read only from left to right. It shows all the these roles and therefore this position. When
roles linked to the position and the activities one views these roles and activities
linked to these roles but may not show all the independently, one finds that a number of
roles linked to each activity. For the sake of domain and behavioural competencies are
depiction, two different roles and their activities repeated (as can be seen in Figure 5).
have been taken up to show all of the BDF
FIGURE 5. The competency view for users showing all competencies linked to a specific position
Note: This figure is for illustration purposes only. The final version may be different
Figure 5 is in service of officials and their Besides, once competency assessments at the
managers who are registered on iGOT workplace begin and those who have
Karmayogi. Once FRACing has been completed completed CBPs offered on the iGOT platform
in an MDO, this view helps officials of that get their competency tested, the market will
entity to understand all the roles and activities begin to carry the impact scores of their CBPs
they are required to undertake as well as the on offer. This will allow managers and individual
competencies they need to have to perform officials to make the right choice based on the
them well. cost and impact score of a CBP.
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have held it for three months)15. This • A government official purchasing a CBP
gap should be captured every six from his/her pocket.
months (on the 1st of April and 1st of • A citizen purchasing a CBP because s/he
October). feels the need to acquire a competency
and signal its acquisition.
Other than the CS, learners also accrue an • A citizen or official taking a course that
engagement score while interacting with the has no payable course fee16.
platform, which reflect the engagement of the
users on the platform. There are also karma For all of the above, the impact scores for CBPs
points that help track the effectiveness of users’ is going to be important criteria for choosing
interactions with the Karmayogi platform and capacity building products (see Table 3 for more
four of its five hubs (competency, learning, information).
discussion and network).
15
If an official has not been in a position for three months prior to the 1st of April or 1st of October, then there will be no entry
for competency gaps in their passbook. Only when they have completed their three months will the gap be recorded (i.e. if they
joined on the 2nd of January, 89 days before the 1st of April, their gap will not be recorded on the 1st of April). An official should
be given a minimum of three months to fill their competency gaps before being questioned about their gaps.
16
This should ideally be a conducive climate for philanthropies and CSR funds to invest in building new CBPs on iGOT.
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Subject of
Score Conducted by Definition
assessment
This score will be given to a learner on the
completion of a CBP and its corresponding
CBP
assessments. It is based on the learner’s
1 competency Learner CBP provider
performance on these assessments and contributes
score (C-CS)
to the TCS (thereby the overall competency score of
an individual).
Maintained in the Competency Passbook (CP), the
competency score is calculated against the
competencies a learner has been tested for. It is
Competency
2 Learner iGOT system comprised of: the workplace competency
score
assessment score (WPCAS) and the testing
competency score (TCS). The aggregate score will
contribute to calculating the competency gap.
The CQS is a combination of two scores: the first is
provided through self-certification by the CBP
Aggregate of
Content quality provider; and the second is the score as assigned by
3 CBP provider scores by multiple
score (CQS) a learner and auditor (as appointed by the SPV) of
players
the CBP. When the two CQS are very close to each
other, the trust score of the CBP becomes high.
This score shows the impact of a CBP on the
observed competency-based behaviours of an
official in the workplace. It is calculated by
4 Impact score CBP provider iGOT system
aggregating improvements in the competency scores
of officials who have been certified on completion of
a CBP.
Karma points reflect how a user interacts with the
iGOT Karmayogi platform and four out of five of its
hubs – i.e. how a learner engages on the discussion
5 Karma points Learner iGOT system hub, network hub, as well as the competency and
learning hubs. It also quantifies how meaningful and
impactful contributions are – are you helping others
in a meaningful and effective way?
The engagement score measures the user’s
engagement with the platform. It directly correlates
with platform acceptability and subsequent
Engagement
6 Learner iGOT system interaction with the platform. The score is calculated
score
by measuring the behaviours users exhibit on the
platform through their relationship with self, others
and the content.
Organisation The organisation score is a composite score of every
7 Learner iGOT system
score of MDOs MDO, drawing upon many of the above- and
17
Note that these scores are constantly evolving as we move through the process of development. AI will be used to constantly
discover anomalies using pattern recognition while comparing, for example, PIAA scores with WPCAS scores with C-CS scores.
Such anomalies will be automatically added to a bin list for audit and automatically routed to audit parties who will have to
attend to it in a first-in-first-out manner, inputting back their findings into the system so that the AI engine is able to validate
and improve its pattern recognition features.
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DoPT will then notify a FRACing centre of Another important point to bear in mind is that
excellence – currently it is the Institute of FRACing is not a one-time activity. The
Secretariat Training and Management (ISTM). It dictionary has to be updated each time a new
will conduct research, organise training and work allocation order or a recruitment notice is
offer consultancy services to government issued or an indent is placed with agencies such
entities who need their support. as the UPSC, SSC, etc. for recruitment.
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Step 1: Establish an internal FRACing unit Step 3: Finalise departmental goals for the
(IFU) next 3 years and obtain approval of the
Minister
The first step in the FRACing journey for a
government MDO is to establish an IFU (see Mission Karmayogi seeks to transform HR
Appendix 2 for details on the roles, activities, practices in government. This cannot happen if
competencies and knowledge resources of IFU MDOs focus only on business as usual, paying
team members). It will be supported by the SPV inadequate attention to the responsibilities
which will put in place certification given to it under the Government of India
arrangements for individual members of the IFU (Allocation of Business) Rules, 1961, and the
and all others who wish to work on FRACing or three goals set for it by the departmental
any other aspects of iGOT Karmayogi. minister. The true potential of the Mission will
be realised only when HR practices and internal
processes are transformed by accounting for
Step 2: Select a Certified Service Provider changes that are needed in both processes and
(CSP) talent to be better able to execute the goals set
for it. This is why special emphasis has been
The iGOT SPV will empanel and publish price placed on finalising departmental goals and
lists for CSPs whose members will be certified getting the sign off from the relevant minister.
by the SPV (see Appendix 3 for details on the In doing so, efforts will need to be made to
roles, activities, competencies and knowledge consult NITI Aayog vision documents, election
resources of CSP team members). The IFU can manifestos, budget announcements as well as
select one of the empanelled CSPs to help them tasks assigned by the Prime Minister’s Office.
with FRACing and other iGOT processes. The
structure of the CSP will depend on the
competencies of the persons in the IFU.
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Step 5: Approval of new organisational With this step begins the iterative FRACing
design by HoD process, which is cyclical in nature. At this stage,
the DFT will attempt a draft of all directories
Once extensive analysis has been conducted, and dictionaries and their interrelationships
and a new organisational design has been put ensuring that all the positions, roles, activities
forward by the DFT that speak to the three-year and knowledge resources relevant to the MDO
departmental goals, approval from the HoD is being FRACed are contained therein. These will
required. Once the approval has been obtained, be drawn from benchmarked sources with the
the FRACing process can begin. purpose of starting the conversation on talent.
It is recommended that the DFT follow the
process as laid out within Step 6 in Figure 7 –
specifically steps 1-8. Table 5 below provides
guidelines for the same.
TABLE 5. Recommended steps for drafting the dictionaries and interrelationships with
guidelines
Step
Step Guidelines
No.
The position label is the name of the position. It summarises all the associated
List all the positions roles in a succinct manner and gives a sense of where this position is placed in
1
(Position Label) the hierarchy of the MDO (and thereby leadership expectations from the
position) (2-4 words).
The position description should answer the following: Why does this position
Describe all the positions
2 exist in the MDO? What are its overall objectives/purpose? And how does it
(Position Description)
go about achieving its objectives? (140 characters)
List all the activity types The activity type is the name of the activity. It should summarise what the
3 related to each position individual is doing (e.g. planning, coordinating, assessing). Recommend to use
(Activity Type) verbs + ing (2-3 words).
The activity description should begin with the objective (i.e. the milestone that
Describe all the activities
is planned to be achieved), list the steps (if more than 1) to be carried out in a
4 related to each position
sequence, and answer the ‘what’, ‘when’ and ‘how’. Recommend to use verbs
(Activity Description)
(50 characters).
Knowledge Resources are artefacts (documents, software, etc.) provided by
List all the knowledge
the MDO for an individual to perform a certain activity (e.g. standard
resources pertaining to
5 operating procedures (SOPs), manual of procedures, policy manual, legal
each activity (Knowledge
policies (i.e. Acts), software such as SPARROW, etc.). They are linked to
Resources)
individual activities.
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The consolidated list of roles, activities, but popular choices and consensus cannot and
competencies and knowledge resources from must not replace leadership decisions on the
this step as well as the various competence of the talent that the leader seeks.
interrelationships between them will be shared
with the senior leadership of the MDO being Step 8: Position, role, activity, competency
FRACed to agree/ change/ remove
and knowledge resources survey of all staff
competencies from the list, eventually
contributing to the dictionaries and
This is the stage at which everyone in the entity
interrelationships (back to Step 6). Quality audit
being FRACed gets a chance to input into the
tests will have to be developed to assess the
FRACing process. Based on several rounds of
quality of output so obtained.
discussions with key members of staff and
domain experts from outside, the dictionaries
At this stage it is more important to obtain a
and interrelationships are updated (back to
consensus on the roles and activities. While a
Step 6). Once this has been done, all members
discussion on competencies may eventually
of staff will be asked to use the dictionaries to
arise within this group, it is not essential to
draw out the roles, activities, competencies and
reach a consensus. What competencies are
knowledge resources relevant for them. In case
required for which role and at what level is a
the dictionaries do not have a role, activity,
leadership decision. How the leader would like
competency or knowledge resource that is
to arrive at the decision is the leader’s choice,
18
See Box 2 for the differences between functional/domain competencies and behavioural competencies.
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relevant for them, they are invited to propose The CSP continues to be available to work on
the same. All proposals for additions to the any of the audit observations passed by the
dictionaries are then gathered and analysed by iGOT SPV’s quality team.
the DFT for another revised draft.
Step 12: Approval by HoD after quality audit
The list, agreed upon by the Division and
by iGOT SPV
Department Heads, will be recirculated for final
ranking and acceptance by the employees. Any
Once the quality audit is complete by the iGOT
additions, if made to this list, will have to be
SPV, the final dictionaries are shown to the HoD
agreed upon as in Step 7 above. The process of
for approval. Thus, the HoD benefits from the
creating the FRAC for the MDO is an iterative
advice of both the DFT and SPV.
process till the time it attains the standards that
are set and passes the ‘smell test’. The
standards of quality and the various ways and Step 13: Publish on iGOT for all users to see
means of how to attain these will have to be
worked out. Finally, once the dictionaries are approved by
the HoD, they are published on iGOT for all
users to view.
Step 9: Focus group discussions (Division
Heads) to improve draft dictionaries and
interrelationships Step 14: QR code and workflow for duty
chart/ work allocation
At this stage, the Division Heads review the
revised draft of the dictionaries, This step, and the one that follows, are
interrelationships and rankings, and take view necessary to ensure the results from FRAcing
on them. They also focus on getting continue to remain valid. HoDs are constantly
expectations from each other ratified and check changing the distribution of work among
if they have successfully crafted them into their different members of staff so that load
individual divisional dictionaries. balancing as well as talent matching is
accomplished. Once FRACing has been done
and iGOT updated, any subsequent changes to
Step 10: Final draft of the dictionaries and the tagging of roles, activities, competencies or
interrelationships by the DFT knowledge resources to positions will have to
be captured on the iGOT platform. This is best
The final dictionaries, as well as changes in the achieved by ensuring that all changes to the
policies governing people processes, need to be distribution of work are done using the
identified and marked out for modification. workflow built for this purpose on the platform.
Some of these changes may need to precede This will require an enforceable government
the implementation of the dictionaries within order which states that no orders with regards
the MDO (for example, training-related expense to the distribution of work will be valid unless it
reimbursement). has been generated on iGOT Karmayogi. As
evidence, the work distribution order should
Step 11: Upload on iGOT for quality audit by carry a unique QR code generated the platform.
iGOT SPV The workflow for this will be built such that the
tagging of roles and activities are updated
At this stage, the IFU takes charge and the before the order is printed.
dictionaries are uploaded on the iGOT platform
for a quality audit conducted by the iGOT SPV.
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Conclusion
Over the years, it has become increasingly
apparent that government officials in India
often lack the key competencies required to
fulfil a role – due to either lack of quality
training opportunities or the fact that they are
required to take on responsibilities for which
they do not have prior experience or
knowledge. As tasks become more complex and
citizen expectations go up, it is imperative that
governments are able to address these
competency gaps and provide opportunities to
reduce them
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References
Cabinet Secretariat, Government of India. (2017). Government of India (Allocation of Business) Rules, 1961.
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https://cabsec.gov.in/writereaddata/allocationbusinessrule/completeaobrules/english/1_Upload_11
87.pdf.
Civil Services Human Resources, Government of the UK. (2012). Civil Service Competency Framework 2012-
2017. Retrieved from
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file
/436073/cscf_fulla4potrait_2013-2017_v2d.pdf.
Department of Personnel Training (DoPT), Government of India. (2014). Civil Services Competency Dictionary.
Retrieved from
https://dopt.gov.in/sites/default/files/Competency%20Dictionary%20for%20the%20Civil%20Service
s.pdf.
Department of Personnel Training (DoPT), Government of India. (2020). iGOT 2.0: An Initiative for Capacity
Development of Civil Services: Consultation Paper on Approach to Strategy and Implementation.
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Allocation. Retrieved from
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International Atomic Energy Agency (IAEA). (n.d.). The Competency Framework: A guide for IAEA managers
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framework.pdf.
Lombardo, M. M. and Eichinger, R. W. (1996). The Career Architect Development Planner. Minneapolis, MN:
Lominger.
National e-Governance Division (NeGD), Government of India. (2014). Simplifying capacity building – e-
Governance Competency Framework for Digital India with Implementation Toolkit. Retrieved from
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National Training Policy (NTP), Government of India. (2012). Implementation of a National Training Policy –
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Organisation for Economic Co-operation and Development (OECD). (2014). Competency Framework.
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Spencer, L. M. and Spencer, S. M. (1993). Competence at Work: Models for Superior Performance. New York,
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Appendices
Appendix 1 Proposed Approval and Pricing Plan for Different
Types of CBP Providers
CBC approval of
No. Type of Provider Description Pricing
provider
Retired government Retired official receiving a pension from Pricing at provider’s
1 Required
officials the government providing CBPs discretion
Private Providers Private provider (e.g. IGNOU, Harvard,
Pricing at provider’s
2 (for- and not-for- Udemy, Pratham, Khan Academy, etc.) Required
discretion
profit) – Priced offering CBPs
Private Providers Private provider (e.g. IGNOU, Harvard,
3 (for- and not-for- Udemy, Pratham, Khan Academy, etc.) Free Required
profit) – Free offering CBPs at zero price
Private Providers
MDO negotiating with an
(for- and not-for- Pricing through Not required (but
4 individual/organisation for a particular
profit) – Negotiated negotiation by MDO workflow must exist)
rate to introduce CBPs
by MDOs
Private Providers Pricing as agreed
MDO desires a particular course/
(for- and not-for- between MDO and Not required (but
5 specific content, and thus sources and
profit) – Sourced by provider at the time of workflow must exist)
onboards a CBP provider
MDOs giving the work order
Currently serving government official in
an MDO either creating or repurposing
In-service officials – Pricing at provider’s
6 an existing course (where CC licence Not required
Priced discretion
has been given) and offering it for a
price
Currently serving government official in
In-service officials – an MDO either creating or repurposing
7 Free Not required
Free an existing course (where CC licence
has been given) and offering it for free
The CBP providers for whom pricing is at the provider’s discretion will have to offer their CBPs for free
until there is enough uptake so as to enable the iGOT Karmayogi platform to assign impact scores. Once
impact scores have been assigned, providers will be allowed to price their CBPs.
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Project Manager
Competencies
Position Roles Activities
Domain Functional Behavioural
Deploy detailed project Principles of advanced
Project management Information seeking
management plans project management
Sector/ industry
Control project plans to
process breadth (as Types of phases of a
manage project schedule and Conceptual thinking
against dept of one or project lifecycle
Project Management
deliverables
more processes)
MS project; primavera
of similar PM tools (for Work breakdown
Manage projects costs Initiative and drive
which MDO already has structure (WBS)
licenses)
Key project
Planning and
Assess potential project issues performance
coordination
measurements
Manage project contingencies Communication skills
Report on project progress to
senior executives
Allocate roles and tasks to
Manage Project Teams
project members
Monitor contributions by each Methods of project Organisational
member communication Awareness
Help team members Commitment to
overcome roadblocks organisation
Mentor and coach external
Self- confidence
experts on ways of the MDO
MS Project; primavera Methods of project risk Consultation and
Track issues regularly
of similar PM Tools assessment consensus building
Project Issue
Resolutions
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Project Coordinator
Competencies
Position Roles Activities
Domain Functional Behavioural
Create and update project
Project management Project administration Information seeking
management plans
Working knowledge of
Project Management
Manager’s instructions)
Note-taking and filing -
Project Coordinator
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Functional Heads
Competencies
Position Roles Activities
Domain Functional Behavioural
Work closely with domain Known expert in the
Workshop facilitation
expert in bringing up-to-date domain (global level Information seeking
Identify trends in the domain over the next 5 years
skills
on context expertise)
Strong advocate of use
Communicate clearly the Report writing and
of technology in own Conceptual thinking
objectives of the assignment presentation skills
domain
Strong expertise in
Identify communication adjacent domain areas
means that best suit the key (e.g. for health
Initiative and drive
influencers and use it education – EdTech;
consistently HRD can be considered
adjacent domains)
Leading others
Consultation and
communication
building
Taking accountability
Innovative thinking
Problem solving
Functional Head
communication
manager
Identify dependencies with
other functions and track
them closely
Identify key actors within
function to help facilitate
change
Escalate issues and seek
Delegation
resolution in a timely manner
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HR Head
Competencies
Position Roles Activities
Domain Functional Behavioural
Work closely with HR domain
HR processes and
Identify impact of FRAC on HR processes
Organisational
for change of recruitment templates and
awareness
procedures methodologies
Assessment
Create a policy for using iGOT Commitment to
technologies and
assessment processes organisation
processes
Self-confidence
MS project; primavera Methods of project risk Consultation and
Understand project strategy
of similar PM tools assessment consensus building
Identify changes risks early
Methods of project
and communicate with Change management Decision making
communication
project manager and HoD
Project Contribution
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Project Manager
Competencies
Position Roles Activities
Domain Functional Behavioural
Deploy detailed project Principles of advanced
Project management Information seeking
management plans project management
Sector/ industry
Control project plans to
process breadth (as Types of phases of a
manage project schedule and Conceptual thinking
against dept of one or project lifecycle
Project Management
deliverables
more processes)
MS project; primavera
of similar PM tools (for Work breakdown
Manage projects costs Initiative and drive
which MDO already has structure (WBS)
licenses)
Key project
Planning and
Assess potential project issues performance
coordination
measurements
Manage project contingencies Communication skills
Report on project progress to
senior executives
Allocate roles and tasks to
Manage Project Teams
project members
Monitor contributions by each Methods of project Organisational
member communication Awareness
Help team members Commitment to
overcome roadblocks organisation
Mentor and coach external
Self-confidence
experts on ways of the MDO
MS Project; primavera Methods of project risk Consultation and
Track issues regularly
of similar PM Tools assessment consensus building
Project Issue
Resolutions
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Domain Expert
Competencies
Position Roles Activities
Domain Functional Behavioural
Understand the client's Deep knowledge of
Identify trends in the domain over the
Commitment to
of future that the above roles
organisation
require
Identify CBP providers that
currently enable building Self-confidence
competencies
Understanding of
Identify change strategy and critical roles and Change management
People first
get approval from HoD bottlenecks in current strategies
Managing Change
operations
Build consensus within the
domain among key Strategic thinking
stakeholders
Identify communication
means that best suit the key
Empathy
influencers and use it
consistently
MS project; primavera Methods of project risk Consultation and
Understand project strategy
of similar PM tools assessment consensus building
Project Contribution
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Competencies
Position Roles Activities
Domain Functional Behavioural
Understand current processes
Project management Project administration Information seeking
and tech used
Working knowledge of
MS project; primavera
Understand current tech Creating a work
of similar PM tools (for Initiative and drive
Domain Competency Writing
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HR Process Expert
Competencies
Position Roles Activities
Domain Functional Behavioural
Work closely with HR head to HR processes and Change management Information seeking
identify changes required policies
Identify impact of FRAC on HR processes
Innovative thinking
Problem solving
Suggest changes in the
Deep understanding of Methods of project
workflow as per iGOT Leading others
Recruitment Workflow
Usage of FRAC
Draw up change note for HR Organisational
templates and
head's approval awareness
methodologies
Identify assessment processes Assessment
Commitment to
for adoption by MDO’s technologies and
organisation
recruitment processes
Self-confidence
MS project; primavera Methods of project risk Consultation and
Understand project strategy
of similar pm tools assessment consensus building
Project Contribution
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