Chapter One Basic Concepts in Discourse Analysis
Chapter One Basic Concepts in Discourse Analysis
Chapter One Basic Concepts in Discourse Analysis
CHAPTER ONE
BASIC CONCEPTS IN DISCOURSE ANALYSIS
Adetutu Aragbuwa
Ekiti State University, Ado-Ekiti
[Aragbuwa, A (2021) Basic Concepts In Discourse Analysis. In Ayoola, K. A.,
Aragbuwa A. & Oyebode O. O. Current Approaches to Discourse Analysis: A
Manual for University Students. (pp 1-4). Obafemi Awolowo University Press.]
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1. Introduction
2. Definition of Discourse
2.1 Discourse versus Text
2.2 Types of Discourse
2.3 Why Do We Analyse Discourse?
3. Discourse Analysis as a Discipline
4. Domains of Discourse Analysis
5. Some Basic Concepts in Discourse Analysis
5.1 Context
5.2 Discourse Participants
5.3 Cohesion and Coherence
5.4 Inferences and Implicatures
5.5 Presuppositions
6. Summary and Concluding Remarks
7. Exercises
7.1 Model Analysis
7.2 Exercises
References
Chapter Objectives
The specific objectives of this chapter are to:
(a) present and define basic theoretical notions and concepts
underlying discourse analysis as an interdisciplinary academic
discipline; and
2 Current Approaches to Discourse Analysis
(b) furnish students with the basic skills needed for the analysis of
empirical data that cut across different genres of discourse.
1. Introduction
This chapter presents a prefatory foretaste of the rudiments of
discourse analysis (henceforth, DA) by discussing its fundamental
principles as an interdisciplinary field. As language users, which we
all are, our focus is not often on the structural components of
language but on their functions and how they are used in different
discourse contexts. Therefore, as we attempt to comprehend our
individual experiences, others’ experiences and the world at large in
our everyday lives, we are (sub)consciously engaged in the intricate
process of analysing discourse. The chapter thus seeks to inform
scholars across disciplines that we are all engaged in the enterprise of
analysing discourse; and also expose students, especially those in the
humanities, to the basic skills they need to acquire to become
competent discourse analysts.
DA is a multidisciplinary field of practice that cuts across diverse
language-related disciplines. Its applications extend beyond
linguistic representation to the description of actual language usage
in cognitive, situational and cultural contexts (Drid, 2010; van Dijk,
1985; Yule, 1996). By implication, the analysis of any given piece of
discourse must encompass both linguistic and contextual
descriptions. The relative novelty of DA thus lies in its encapsulation
of formal and functional parameters of traditional and modern
grammatical models, respectively. This has undoubtedly engendered
its expansiveness and multifariousness in academia, with scholars
unceasingly exploring its breath, depth and applications across
disciplines.
However, most of the publications on DA are not student-
centred. It has, therefore, become necessary to further expand its
literature in order to enhance students’ understanding of its
theoretical perspectives and cross-disciplinary applications. In view
of this, some conceptual notions underlying DA are presented in this
chapter with a view to laying the groundwork for subsequent
Basic Concepts in Discourse Analysis 3
chapters.
2. Definition of Discourse
In an effort to reconstitute the knowledge of language, the ultimate
status accorded the sentence level in the traditional grammatical
description is gradually being rescinded for a broader model that
focuses on stretches of utterances that transcend the sentential rank.
As a result, discourse now occupies the apex of linguistic description
in the last decades as it binds language with its contextual usage
(Chafe, 1994; Drid, 2010). The term “discourse” can be etymologically
traced to the Latin word “discursus” which denotatively means a
“conversation” or a “speech” (Drid, 2010, p. 20). Discourse can
therefore be defined as a unit of expression in verbal or written
mode. Cameron (2001) asserts that discourse can be better defined as
“language in use: language used to do something and mean
something, language produced and interpreted in a real-world
context” (p. 13). This definition summarises the fact that a single
word or a phrase (lower units in the hierarchy of language
description) such as “LADIES” or “LADIES ONLY” usually
inscribed on the doors of public toilets is also a form of discourse;
and even a single letter such as “P” used in Britain to signal a
parking space also depicts discourse (Widdowson, 1995 as cited in
Cameron, 2001, p. 12). To Cameron therefore, discourse is not just
language above and beyond the sentence, it is language in use.
This reinforces the intrinsic notion that discourse is language and
language is discourse. Drid (2010) also buttresses this view by
saying that “discourse conveys a number of significations for a
variety of purposes, but in all cases it relates to language, and it
describes it in some way” (p. 20). Thus, any form of expression
conveyed through linguistic or extra-linguistic means can generally
be classified as discourse. Although at times, discourse is restricted
to utterances or verbal exchanges between two or more interlocutors
(see Schriffrin, 1994), however, its wider structure covers intra-
linguistic and extra-linguistic domains. Therefore, all contextualised
4 Current Approaches to Discourse Analysis
the above viewpoint hold the belief that text linguistics and
discourse analysis have the same structural and analytical leanings
(Longacre, 1983; Tincheva, 2015).
However, many other scholars uphold the text/discourse
dichotomy. In Sanders and Spooren’s (2012) study on discourse and
text structure, the term discourse is used to refer generally and
exclusively to both spoken and written language while text is
restricted to phenomena associated with written language. They see
discourse as an omnibus term that refers to all the units of syntactic
analysis and how they relate to meaning in context. Discourse, to
them, is therefore formal, functional and cognitive (Sanders &
Spooren, 2012). By implication, text is a fragmental embedded piece
of discourse while discourse is an expanded stretch of text. This view
is also upheld by Enkvist (1989, p. 372 as cited in Mammadov, 2018,
p. 3) that discourse is basically realised through the integration of
text and context; that is, “discourse means text + context, where
context contains a situational component”. Discourse is thus an
omnibus box that houses text and all the other lower levels in the
hierarchy of grammatical units and connects them to their situational
contexts. It transcends the linguistic lines to more varied non-
linguistic domains (Alba-Juez, 2009). That is why van Dijk (1985)
broadly sees discourse as “a form of social interaction” (p. 3), and not
just another routinely used unit of language description. Hence,
discourse comprehension goes far beyond the syntactic system of
grammatical structures: it entails cognitive (intention), social and
cultural contexts.
Consequently, text should not be equated with discourse; it
should rather be seen as a part of the principal unit of discourse. The
broad or expanded intrinsic nature of discourse makes its scope far
more complex than text. This is reflected in Schriffrin’s (2006)
submission that the expanse of discourse
Example 1:
Four years ago, we promised Nigerians real change – in
what we do and how we do it …We have worked hard to
fulfil our promises – and while the road may have been
difficult, over the last three and a half years, we have laid the
foundations for a strong and prosperous country for the
majority of our people…
Judging by the prior depth of decay, deterioration and
disrepair that Nigeria had sunken into, we are certain that
these past few years have put us in good stead to trudge on
the Next Level of building an even stronger nation for our
people … (https://www.pulse.ng/news/politics/read-full-text-of-
president-buharis-speech-as-apc-kicks-off-next-level-cam)
Example 2:
… Augustina moved back to her father’s house and
started attending primary school … Six years later, the same
village experts said it was foolish for her father to consider
sending a female child to secondary school. It was a waste of
time; women did not need to know too much ‘book’.
Reverend Sister Xavier was outraged and came all the way to
talk it out with Augustina’s father…
‘I hear you’re not allowing Ozoemena to attend secondary
school…’
‘I want her to learn how to cook and take care of a home,’
Augustina’s father replied. ‘She has gone to primary school.
She can read and write. That is enough.’
The white woman smiled and shook her head.
‘I’m sorry to disagree with you, but I don’t think it’s
enough…’
‘All over the world,’ she continued, women are achieving
great things. Some are doctors who treat all types of diseases,
others have big positions with the government. You might be
surprised to hear this, but in some countries, the person who
rules over them is a woman.’
10 Current Approaches to Discourse Analysis
5.1 Context
The fundamental notion in DA is context. Discourse analysts study
language based on the contexts in which it is situated. According to
van Dijk (1998), context is “the structured set of all properties of a
social situation that are possibly relevant for the production,
structures, interpretation and functions of text and talk” (p. 11). It
encapsulates all the linguistic and extra-linguistic bits of information
needed to adequately understand any communicative event or
action. Context could be linguistic or situational. Linguistic context,
otherwise known as ‘co-text’, refers to the linguistic environment of a
stretch of utterance and the logical connectedness of all its individual
linguistic units (Drid, 2010, p. 22). It is linguistic because it refers to
all the lexical items in a given piece of discourse and their
connectedness as a unified whole. Linguistic context takes into
18 Current Approaches to Discourse Analysis
Example 6:
Shade got home so late last night feeling very tired, so she
went straight to bed without having her supper. On getting
up at about 2:00 a.m., she felt the pang of hunger so terribly
that she rushed to the kitchen to get some food. Right there
on top of the fridge was her food flask, ‘thank you so much
mum’, she quietly muttered to herself. She quickly grabbed it
and hurriedly consumed the warm rice and stew her mother
had kept for her before leaving for her night-shift. After
eating, she took her drugs as prescribed by her mother.
Example 8:
Shade got home late last night. She is driving a white car. It
was sold last month. Last month was her birthday. And her
birthday will be marked.
Although all the above inferences are not expressly stated in the
example, they can be deduced from the contextual clues surrounding
the linguistic environment of the discourse.
Functionally, cohesion is linguistic while coherence is contextual.
Therefore, discourse is not just linguistic, it is also contextual, and so
is its interpretation. To buttress this further, consider the following
example:
Example 9:
Sola: Will you follow me to the cinema house tomorrow?
Kemi: I am going to the market.
Sola: Oh! Ok.
Example 10:
Many lives have been lost to the pandemic and the infection
rate is still not abating. However, many countries are easing
the restrictions in order to reopen their economy.
The inferences drawn above have some properties: 1) they are not
directly expressed in the discourse; 2) they are extracted based on
general knowledge of current global events; and as a result, 3) they
are contextually-situated and relevant. According to Clark (1977, p.
244), these drawn inferences fall under “authorised inferences”
which he distinguished from “unauthorised inferences.”
Authorised inferences refer to implied meanings which the
speaker/writer would want the listener/reader to draw from a
discourse; such meanings are integral parts of the actual intention of
the discourse producer. As an example, consider the sentence in
example 11:
are further drawn from the sentence, they will fall under
unauthorised inferences because they are inferences the speaker does
not necessarily intend to convey. They arise from the discourse
interpreter’s personal view, knowledge or judgement about what is
being talked about. According to Clark (1977, p. 244), “many
inferences we draw in conversations are unauthorised” because
discourse consumers are always trying to make sense of what they
hear and see in their daily interactions with or without the discourse
producers’ authorisation. This is also why DA is “problem solving”
(Clark, 1977, p. 244); for instance, the inferences drawn from example
11 could likely determine the marriage compatibility of the couple.
An implicature, on the other hand, is a fundamental theoretical
notion in pragmatics traceable to Grice’s (1975) cooperative principle
and conversational maxims. It is “a proposition that is implied by the
utterance of a sentence in a context even though that proposition is
not a part of nor an entailment of what was actually said” (Gazdar,
1979, p. 38). Inferences and implicatures are often used
synonymously because they both capture implied meanings in
28 Current Approaches to Discourse Analysis
Example 12:
John: The girl wants to see her mother now.
Rice: She has travelled out of the country.
John: I see.
5.5 Presuppositions
Presuppositions are meaning constructs that provide insights into
the connection between language and context. Presuppositions refer
to “the pieces of information that the speaker assumes (or acts as if
she assumes) in order for her utterance to be meaningful in the
current context” (Potts, 2014, p. 3). They are pieces of information
often taken-for-granted in discourse, and thus left implicit by
speakers/writers thereby leaving hearers/readers to draw them out
through the process of inference. This points to the fact that just like
Basic Concepts in Discourse Analysis 29
Example 14:
The lady was delivered of a bouncing baby girl yesterday.
Example 15: The lady had a stillbirth yesterday.
Example 18:
John’s car is not new because that one you are looking at belongs
to his mother. John cannot afford a car.
7. Exercises
7.1 Model Analysis
Question 1: Let us return to Nigeria’s President Buhari’s 2019
campaign speech for a brief sample analysis. Read the excerpt
below and answer the questions after it:
The synonyms in (a) have negative connotations while the ones in (b)
have positive connotations. Thus, the two sets are antonymous
because they have diametrically opposed meanings. Their
oppositeness implicitly sets in contrast the negative state of the
country before he (Buhari) assumed office and its present positive
state after his assumption of office, pointing to negative “Other-
presentation” and positive “Self-presentation”, which is the hallmark
of political campaign discourse.
(c) Metaphors
Words such as foundation and journey are observable metaphors in
the excerpt. Foundation depicts the undeveloped state of Nigeria and
the efforts of the ruling party to start building a prosperous and
stable Nigeria for the people’s benefit. Journey symbolises that the
building process will be long and difficult, and thus portrays a subtle
attempt at soliciting understanding and patience from the electorate.
Lexical Analysis
Lexical items such as coronavirus, tests, tested, positive,
negative, sick doctor, nurses and hospital deployed
repetitively in the excerpt all point to the global COVID-
19 pandemic outbreak.
The proper nouns Mushin General Hospital, Lagos State
and Nigeria Centre for Disease Control portray Nigeria as
the immediate or local context of the report.
The synonyms fears and panic point to the apprehension
induced by the pandemic among the medical staff.
The antonyms positive and negative portray the possible
results of COVID-19 test.
The lexical items doctors and nurses are hyponyms of the
hypernym hospital.
The use of the adverb reportedly is a hedging strategy
(often used in journalese) to attribute the report to an
anonymous source.
Grammatical Analysis
Basic Concepts in Discourse Analysis 37
Semantic Presuppositions
38 Current Approaches to Discourse Analysis
Pragmatic Presuppositions
Jane has the gift of singing.
She had sung before.
She is obliged to sing again and she is not in a position to refuse.
The speaker is either superior to Jane or he or she is aware that
Jane is committed to singing because she had previously
promised to sing, had received or hopes to receive gratification
for singing.
The speaker either enjoys Jane’s performance or has other
positive reasons for demanding to listen to Jane’s performance
again.
Note that several pages can be expended on the analyses of the short
excerpt. The above illustrates the process of discourse analysis.
7.2 Exercises
Question 4: Answer the following questions in not more than one
page for each one:
Question 8:
(i) Analyse the inferential meanings deducible from the pieces of
discourse below:
(ii) Indicate the linguistic and contextual cues that warrant such
inferences.
40 Current Approaches to Discourse Analysis
References
Alba-Juez, L. (2009). Perspectives on discourse analysis: Theory and
practice. Cambridge Scholars Publishing.
Bamisaye, T. O. (2007). Essentials of English syntax. BALFAK
Educational Publishers.
Brinton, L. J. (2015). Historical discourse analysis. In D. Tannen, H. E.
Hamilton & D. Schiffrin (Eds.), The handbook of discourse
analysis (Vol 2, pp. 222-243). John Wiley & Sons, Inc.
Cameron, D. (2001). Working with spoken discourse. Sage Publications
Ltd.
Carter, R. (1993). Introducing applied linguistics. Penguin.
Chafe, W. L. (1994). Discourse, consciousness, and time: The flow and
displacement of conscious experience in speaking and writing. The
University of Chicago Press.
Chiluwa, I. (2012). Language in the news. Mediating sociopolitical crises
in Nigeria. Peter Lang.
Clark, H. H. (1977). Inferences in comprehension. In D. LaBerge & S.
J. Samuels (Eds.), Basic processes in reading: Perception &
comprehension (pp. 243-263). Erlbaum.
Basic Concepts in Discourse Analysis 41