Christopher Hill - The English Revolution 1640 (1940)
Christopher Hill - The English Revolution 1640 (1940)
Christopher Hill - The English Revolution 1640 (1940)
Contents
Preface
1. Introduction
4. The Revolution
Preface
SOME slight changes have been made for the third editions of this essay, first published in
1940. More substantial revision and expansion would be needed to incorporate the results
of recent work on the period, especially that of Maurice Dobb in his Studies in the
Development of Capitalism. Meanwhile this essay must stand as a first
approximation, with all its crudities and oversimplifications. For documentary evidence
for some of my generalisations the reader may be referred to The Good Old Cause,
published by Lawrence and Wishart in 1949.
It may help if I attempt here a definition of two terms which seem to have caused some
misunderstanding.
I use the word feudal in the Marxist sense, and not in the more restricted sense adopted
by most academic historians to describe narrowly military and legal relations. By
“feudalism” I mean a form of society in which agriculture is the basis of economy and in
which political power is monopolised by a class of landowners. The mass of the population
consists of dependent peasants subsisting on the produce of their family holdings. The
landowners are maintained by the rent paid by the peasants, which might be in the form of
food or labour, as in early days, or (by the sixteenth century) in money. In such a society
there is room for small handicraft production, exchange of products, internal and overseas
trade; but commerce and industry are subordinated to and plundered by the landowners
and their State. Merchant capital can develop within feudalism without changing the
mode of production; a challenge to the old ruling class and its state comes only with the
development of the capitalist mode of production in industry and agriculture.
The word progressive as used in this essay does not necessarily imply moral approval. It
means simply that the tendency or social group so described contributed to the expansion
of the wealth of the community. The “progressive” (i.e. capitalist) farming of the sixteenth
and seventeenth centuries led to expropriation of many small peasants; the wealth
produced by the new methods came into the hands of a small group of profiteers; the
village community was broken up. Nevertheless, more wealth was produced: the
alternative would have been economic stagnation or retrogression. Eighteenth- and
nineteenth-century Spain show what such stagnation would have meant for the political
and cultural life of the community. In the long run the creation of new wealth by the rise of
capitalism in England opened up the possibility of a more equitable distribution at a new
level, just as the horrors of the industrial revolution in the nineteenth century created the
economic basis for a transition to socialism. Thus although I am far from “approving” of
any tendency which I label “progressive” in the seventeenth century, the suggestion is that
of possible alternatives it was that tendency (because it developed the national wealth)
without which the advance to a better society would have been impossible. We do not
need to idealise “merrie England” to realise that much was lost by the disruption of the
mediaeval village; but its relative equality and communal spirit had always been
accompanied by grinding poverty for the mass of the population, and were doomed by the
sixteenth century anyway. Equality and a communal spirit, combined with a reasonable
and rising standard of living, only became attainable after capitalism has performed its
historical task of laying the industrial foundation for a socialist society. Hence to-day we
can at last see our way to realising the dreams of the Levellers and Diggers in 1649.
CHRISTOPHER HILL
March 1955
1. Introduction
THE object of this essay is to suggest an interpretation of the
events of the seventeenth century different from that which
most of us were taught at school. To summarise it briefly, this
interpretation is that the English Revolution of 1640–60 was a
great social movement like the French Revolution of 1789. The
state power protecting an old order that was essentially feudal
was violently overthrown, power passed into the hands of a
new class, and so the freer development of capitalism was
made possible. The Civil War was a class war, in which the
despotism of Charles I was defended by the reactionary forces of the established Church
and conservative landlords. Parliament beat the King because it could appeal to the
enthusiastic support of the trading and industrial classes in town and countryside, to the
yeomen and progressive gentry, and to wider masses of the population whenever they
were able by free discussion to understand what the struggle was really about. The rest of
this essay will try to prove and illustrate these generalisations.
These questions are not usually very satisfactorily answered in the text-books. The
bloodshed and violence which accompanied the revolution are slurred over as regrettable
incidents, when Englishmen for once descended to the wicked continental practice of
fighting one another about politics. But that was only because mistakes were made,
opportunities for British compromise were mined: what a good thing, the books imply,
that we are so much wiser and more sensible to-day! So they do not ever give us reasons
which would seem to us sufficient to justify the devotion and the sacrifices of our ancestors
in their struggles.
The most usual explanation of the seventeenth-century revolution is one that was put
forward by the leaders of the Parliament of 1640 themselves in their propaganda
statements and appeals to the people. It has been repeated with additional detail and
adornments by Whig and Liberal historians ever since. This explanation says that the
Parliamentary armies were fighting for the liberty of the individual and his rights in law
against a tyrannical Government that threw him into prison without trial by jury, taxed
him without asking his consent, billeted soldiers in his house, robbed him of his property,
and attempted to destroy his cherished Parliamentary institutions. Now all this is true – as
far as it goes. The Stuarts did try to stop people meeting and holding political discussions,
did cut off the ears of people who criticised the Government. did arbitrarily collect taxes
which were very unequal in their incidence, did try to shut up Parliament and try by
nominated officials. All that is true. And although Parliament in the seventeenth century
was even less genuinely representative of ordinary people than it is at the present day, still
its victory was important as establishing a certain amount of self-government for the
richer classes in society.
But further questions are still unanswered. Why did the King become tyrannical? Why
did the landed and commercial classes represented in Parliament have to fight for their
liberties? During the sixteenth century, under the Tudor rulers, the grandfathers of the
Parliamentarians of 1640 were the monarchy’s stoutest supporters. What had happened to
change their outlook? Parliament had supported Henry VII and Henry VIII and Elizabeth
in their efforts to police the country against the anarchy and brigandage of over-mighty
subjects, of feudal potentates with their private armies, and England had been made safe
for commercialism. Parliament had also supported Henry VIII and Elizabeth in their
victorious struggle against the international Catholic Church: money no longer went from
England to Rome, British policy was no longer dictated by a foreign power. Parliament,
finally, encouraged Queen Elizabeth in her resistance to the political ally of the Papacy, the
Spanish Empire, and the plunder of the New World was thrown open to Drake, Hawkins
and the piratical but Protestant seadogs.
The Tudors, in short, were backed by the politically effective classes because the latter
did very well out of Tudor rule. Why did the Stuarts, James I and Charles I, lose this
support? It was not just because James, who succeeded Elizabeth in 1603, was a
particularly stupid man, a Scot who did not understand England, though many historians
have seriously argued thus. But one has only to read what James, Charles and their
supporters wrote and said, or examine what they did, to see that so far from being merely
stupid, they were either able men trying to impose a vicious policy, or men whose ideas
were hopelessly out of date and therefore reactionary. The causes of the civil war must be
sought in society, not in individuals.
Another school of historians – which we may call “Tory,” as opposed to the Whigs –
holds that the royal policy was not tyrannical at all, that Charles I, as he told the Court
which sentenced him to death, spoke “not for my own right alone, as I am your King, but
for the true liberty of all my subjects.” Clarendon, who deserted the Parliament in 1642
and later became Charles II’s first minister, developed this theory in several volumes of
eloquent prose in his History of the Great Rebellion; it is now propagated by a
number of historians whose political prejudices, royalist or Catholic sympathies, and bias
against liberalism in general, make up for their lack of historical understanding. Their idea
is that Charles I and his advisers were really trying to protect ordinary people from
economic exploitation by a small class of capitalists on the make; and that the opposition
which faced Charles was organised and worked up to serve their own purposes by those
business men who identified their interests with the House of Commons in politics and
Puritanism in religion.
Now, it is true that the English Revolution of 1640, like the French Revolution of 1789,
was a struggle for political, economic and religious power, waged by the middle class, the
bourgeoisie, which grew in wealth and strength as capitalism developed. But it is not true
that as against them the royal Government stood for the interests of the common people:
on the contrary, the popular parties proved to be the King’s most militant opponents, far
more vigorous and ruthless and thorough-going than the bourgeoisie itself.
The interests for which Charles’s monarchy stood were not those of the common people
at all. It represented the landowning nobles, and its policy was influenced by a Court
clique of aristocratic commercial racketeers and their hangers-on, sucking the life-blood
from the whole people by methods of economic exploitation which we shall be considering
later on. The middle-class struggle to shake off the control of this group was not merely
selfish; it fulfilled a progressive historical function. The sharper-witted landowners were
grafting themselves as parasites on to the new growth of capitalism, since their own mode
of economic existence no longer sufficed to maintain them. It was necessary for the further
development of capitalism that this choking parasitism should be ended by the overthrow
of the feudal state. It was to the advantage of the masses of the population that capitalism
should be allowed to develop freely. Under the old order, in the century before 1640, real
wages for labourers in industry and agriculture fell more than one half: in the century after
1640 they more they than doubled.
The new economic developments of the sixteenth and seventeenth centuries made the
old economic and social and political system hopelessly out of date. Those of its defenders
regretfully back to the stability and relative the peasantry in the Middle Ages were quite
unrealistic and in effect reactionary. Their role was the same as that of many liberals at the
present day who think how nice it would be if capitalism could still work in the “liberal”
nineteenth-century way, without having to resort quite so frequently to fascism and war.
But fine words alter no historic processes. History has passed on and left these apologists
of an imaginary system standing, just as it left Charles I’s defenders.
These two theories, then, are both one-sided. The Whigs stress the progressive nature of
the revolution, and slur over the fact that the class that took the lead in the revolution and
most profited by its achievements was the bourgeoisie. Their interpretation perpetuates
the legend that the interests of the bourgeoisie are identical with those of the nation, a
legend obviously convenient for our own day, though so much less true now than in the
seventeenth century. The Tories, on the other hand, stress the class nature of the
revolution in an attempt to deny its progressiveness and value in its own time, to
whitewash feudalism, and to suggest that revolutions never benefit more than a narrow
clique. A recent version suggests that all politics is a dirty game, all principles are eye-
wash, all revolutions useless.
A third and more familiar theory is emphasised by both sides: that the conflict was to
decide which of two religions, Puritanism or Anglicanism, was to be dominant in England.
Here, again, the effect of this explanation is to make us pity and misunderstand the men of
the seventeenth century, and. congratulate ourselves on being so much more sensible to-
day: however much Anglicans and Nonconformists may dislike one another personally, we
say, they no longer fight in the village street. But this is to miss the point. Certainly
religious squabbles fill many pages of the pamphlet literature of the seventeenth century:
both sides justified their attitude ultimately in religious terms, believed they were fighting
God’s battles. But “religion” covered something much wider than it does to-day. The
Church throughout the Middle Ages, and down to the seventeenth century, was something
very different from what we call a Church to-day. It guided all the movements of men from
baptism to the burial service, and was the gateway to that life to come in which all men
fervently believed. The Church educated children; in the village parishes – where the mass
of the people was illiterate – the parson’s sermon was the main source of information on
current events and problems, of guidance on economic conduct. The parish itself was an
important unit of local government, collecting and doling out such pittances as the poor
received. The Church controlled men’s feelings and told them what to believe, provided
them with entertainment and shows. It took the place of news and propaganda services
now covered by many different and more efficient institutions – the Press, the B.B.C., the
cinema, the club, and so forth. That is why men took notes at sermons; it is also why the
government often told preachers exactly what to preach.
For example, Queen Elizabeth “tuned her pulpits” (“as governing persons now strive to
tune their morning newspapers,” said Carlyle); she circulated an official book of homilies
to all preachers to make sure they said the right things. It was “to be read in every parish
church agreeably”, and concludes with a sermon in six parts condemning “disobedience
and wilful rebellion.” Bishops and priests were far more like civil servants, part of the
government’s administrative machine, than they are at present; and the first to recognise
this fact were the ecclesiastics themselves. Bancroft, a prelate of late Elizabethan times,
mocked at the Puritan claim to be dealing simply with Church matters. “How far these
words Church causes ... extend!” he cried. “You see what an infinite sea of affairs they
would thrust their elderships.” “Presume not,” warned the Anglican Hooker, “ye are sheep,
to make yourselves guides of them that guide you ... For God is not a God of sedition and
confusion, but of order and of peace.”
Church, then, defended the existing order, and it was important for the Government to
maintain its control over this publicity and propaganda agency. For the same reason, those
who wanted to overthrow the feudal state had to attack and seize control of the Church.
That is why political theories tended to get wrapped up in religious language. It was not
that our seventeenth-century forefathers were much more conscientious and saintly men
than we are. Whatever may be true of Ireland or Spain, we in England to-day can see our
problems in secular terms just because our ancestors put an end to the use of the Church
as an exclusive and persecuting instrument of political masters, not because we are wiser
and better, but because Cromwell, stabling in cathedrals the horses of the most disciplined
and most democratic cavalry the world had yet seen, won a victory which for ever stopped
men being flogged and branded for having unorthodox views about the Communion
service. As long as the power of the State was weak and uncentralised, the Church with its
parson in every parish, the parson with honoured access to every household, could tell
people what to believe and how to behave; and behind the threats and censures of the
Church were all the terrors of hell fire. Under these circumstances social conflicts
inevitably became religious conflicts.
But the fact that men spoke and wrote in religious language should not prevent us
realising that there is a social content behind what are apparently purely theological ideas.
Each class created and sought to impose the religious outlook best suited to its own needs
and interests. But the real clash is between these class interests: behind the parson stood
the squire.
It is not then denied that the “Puritan Revolution” was a religious as well as a political
struggle; but it was more than that. What men were fighting about was the whole nature
and future development of English society. This will be illustrated in the following pages,
but it is worth showing now that contemporaries knew perfectly well what it was all about,
far better, in fact, than many later historians.
It was not merely that, when the victory of the bourgeoisie had been achieved, thinkers
like Winstanley, Harrington, Neville, Defoe recognised that the war had been primarily a
struggle over property. Shrewd politicians showed in the heat of the contest that they knew
well enough who their opponents were. As early as 1603, James I told Parliament that the
Puritans -
“do not so far differ from us in point of religion as in their confused form of policy
and parity, being ever discontented with the present government and impatient to
suffer any superiority, which maketh their sects insufferable in any well-governed
commonwealth.”
The political theorist, Hobbes, describes how the Presbyterian merchant class of the city of
London was the first centre of sedition, trying to build a state governed like the republics
of Holland and Venice, by merchants for their own interests. (The comparison with the
bourgeois republics is constantly recurring in Parliamentarian writings.) Mrs. Hutchinson,
the wife of one of Cromwell’s colonels, said all were described as Puritans who “crossed the
views of the needy courtiers, the encroaching priests, the thievish projectors, the lewd
nobility and gentry ... whoever could endure a sermon, modest habit or conversation, or
anything good.” Baxter, a Puritan divine, was even more explicit:
“A very great part of the knights and gentlemen of England ... adhered to the King ...
And most of the tenants of these gentlemen, and also most of the poorest of the
people, whom the others call the rabble, did follow the gentry and were for the King.
On the Parliament’s side were (besides themselves) the smaller part (as some
thought) of the gentry in most of the counties, and the greatest part of the tradesmen
and freeholders and the middle sort of men, especially in those corporations and
counties which depend on clothing and such manufactures.”
He concluded –
“Freeholders and tradesmen are the strength of religion and civility in the land; and
gentlemen and beggars and servile tenants are the strength of iniquity.”
Why he lumped together precisely thew classes will shortly become evident.
There was another factor. In 1536–40, in what is called the Reformation, the
monasteries of England had been dissolved and their property confiscated. This was part
of the struggle by which the national independence of England was established against the
power and exploitation of the Catholic Church, and so enthusiastically supported by the
bourgeoisie and Parliament. Nor did they do badly out of it, for a great quantity of valuable
and hitherto inaccessible land confiscated from the Church was thrown on to the market.
All these happenings were changing the structure of English rural society. Land was
becoming a highly attractive field for investment of capital. People who had money wanted
to buy land with it, and there were more and more people with money. In feudal England
land had passed by inheritance from father to son, cultivated all the time in traditional
ways for the consumption of one family; it had changed hands comparatively rarely. But
now, the law adapting itself to the economic needs of society, land was beginning to
become a commodity, bought and sold in a competitive market, and thus capital heaped
up in the towns spilt over into the countryside.
The northern and western parts of England remained relatively untouched by the new
commercial spirit radiating from London and the ports; but in the south and east many
landowners were beginning to exploit their estates in a new way. Both in the Middle Ages
and in the seventeenth century the first importance of an estate was that it supplied a land
owner (through his control over the labour of others) with the means of livelihood. But
over and above this, the large estates had in the Middle Ages maintained with their surplus
agricultural produce a body of retainers who would on occasion act as soldiers, and so
were the basis of the political power of the feudal lords. Now, with the development of the
capitalist mode of production within the structure of feudalism, many landowners began
either to market that portion of the produce of their estates which was not consumed by
their families, or to lease their lands to a farmer who would produce for the market. So
landowners came to regard their estates in a new light: as a source of money profit, of
profits that were elastic and could be increased. Rents used to be fixed at levels maintained
so long that they came to be regarded as “customary,” as having existed “from time
immemorial”; so did the many extortionate legal charges which feudal landowners
extracted from the peasantry; but now they were being “racked up” to fantastically high
levels. This was in itself a moral as well as an economic revolution, a break with all that
men had held right and proper, and had the most disturbing effects on ways of thought
and belief.
Codes of morals are always bound up with a given social order. Feudal society had been
dominated by custom, tradition. Money had been comparatively unimportant. It was an
outrage to the morals of such a society that men’s rents should be sharply raised, and that
if they could not pay, they should be turned out on the roads to beg, steal or starve. In
time, the needs of growing capitalism produced a new morality – the morality of “God
helps those who help themselves.” But in the sixteenth century the idea that profit was
more important than human life, so familiar to us that we have lost our sense of moral
indignation, was very new and very shocking.
“Is not he a greater thief,” wrote the Puritan moralist, Stubbes, “that robbeth a man
of his good name for ever, that taketh a man’s house over his head, before his yea be
expired, that wresteth from a man his goods, his lands and livings ... than he that
stealeth a sheep, a cow, or an ox, for necessity’s sake only, having not otherwise to
relieve his need?”
But what did moral problems matter to the new type of lessees? They forced their incomes
up to meet the rise in the prices of the goods they had to buy. They were able to evict
tenants unable to pay the new rents, whose small holdings, perhaps, stood in the way of
consolidating an estate into a large compact block for profitable sheep-farming on a large
scale. Often rents were raised because the estate itself had been bought or leased at the
competitive prices prevailing in the land market. And then the speculative purchaser or
lessee wanted to get back in profits the capital he had laid out in his purchase money, in
equipment and in improved methods of cultivation.
A new kind of farmer was thus emerging in the Home Counties – the capitalist farmer.
He might be a pirate or a slave-trader, a respectable City merchant who had done well in
currants or a country clothing capitalist. In any case he was looking for a safe investment
for his profits, and one that would at the same time give him social standing.
Many of the latter class – the yeomen – were able by their wealth and ability to keep
possession of their plots of land, to extend and consolidate them, to share in the new
opportunities offered where they had access to a market. In the sixteenth century numbers
of yeomen and gentlemen were consolidating their scattered strips of land, converting
unenclosed arable to pasture or increasing their output of corn, fruit, vegetables, dairy
produce for the town market. They were changing old-established tenures – turning
copyholds into leaseholds, letting their lands for shorter periods – and ruthlessly evicting
tenants unable to pay the new economic rents demanded.
[Copyholds were the normal peasant holdings, usually hereditary. The copyholder held
by “the custom of the manor,” was enrolled as occupier in the legal documents of the
manor court. His right to possession was not always recognised by the common law courts.
One of the great struggles of the sixteenth and seventeenth centuries was that in which
copyholders strove to win full legal security for their tenures, whilst lords of manors
(landlords) strove to render their possession uncertain and to keep it subject to decision in
the manor court, presided over by the lord of the manor or his steward.]
By all these means they enriched themselves in the same way as merchants and
industrialists in the towns, and a class earning its wealth in a new way came to occupy a
predominant position in some counties of southern and eastern England. This class was
the basis of the famous squirearchy which was to govern England for the next three
centuries.
But they did not have things all their own way before 1640, The structure of society was
still essentially feudal; so were its laws and its political institutions. There were still many
legal restrictions on the full unhampered capitalist utilisation of landed property, on free
trade in land. These restrictions were maintained in the interests of the Crown, the feudal
landowning class, and to a lesser extent, of the peasantry, anxious to live in the old secure
way paying the old fixed dues. This legal network had to be broken through if rural
capitalism was to develop the resources of the countryside to the full.
There was an acute struggle of all classes to profit by the agricultural changes taking
place. In general they made for greater productivity, and enabled some richer peasants
and small landowners to rise in the world. But for many smaller cultivators they meant
depression, the raising of rents and dues of various kinds, the enclosure of the common
fields on which the villagers had for centuries pastured their cattle and geese. Many
husbandmen whose small properties stood in the way of a farmer wanting to consolidate a
large sheep farm were brutally evicted.
“Your sheep,” wrote Sir Thomas More in the early sixteenth century, “that were wont
to be so meek and tame, and so small eaters, now, as I hear say, be become so great
devourers and so wild, that they eat up and swallow down the very men themselves.”
“The psychology of landowning had been revolutionised,” Professor Tawney sums up,
“and for two generations the sharp landlord, instead of using his seigneurial right to
fine or arrest runaways from the villein nest, had been hunting for flaws in titles,
screwing up admission fines, twisting manorial customs, and, when he dared, turning
copyholds into leases.”
Or, as Philip Stubbes put it: “Landlords make merchandise of their poor tenants.”
Against this treatment revolt smouldered throughout the period; it broke out in open
rebellion in 1549, 1607 and 1631, but each time the peasantry was beaten back into
submission. The State is always an instrument of coercion in the hands of the ruling class;
and landlords ruled sixteenth-century England. Some of these poor tenants became
vagabonds wandering the roads for bread, so laws were passed ordering vagrants to be
branded or to be “whipped until his or her shoulders be bloody.” “The fathers of the
present working-class,” as Marx puts it in Capital, “were chastised for their enforced
transformation into vagabonds and paupers. Legislation treated them as ‘voluntary’
criminals.” Others became agricultural labourers working on the large estates. Others
again provided a useful supply of cheap labour for expanding industries. Both these
groups were without land to support them in independence in a bad year or when their
employers went bankrupt. They were on their way to becoming proletarians, with nothing
to offer in the market but their hour, at the mercy of all the fluctuations and insecurity of
capitalism.
“Thus,” to quote Marx again, “thus were the agricultural people, firstly forcibly
expropriated from the soil, driven from their homes, turned into vagabonds, and then
whipped, branded, tortured by laws grotesquely terrible, into the discipline necessary
for the wage system.” [Capital]
We must be careful, however, not to antedate these developments, nor to exaggerate their
extent: they are significant as the dominant tendency. Similarly the new progressive
landowners and farmers catch the eye as the rising and expanding class perhaps more
than could be justified statistically. The improving landlord was not typical before 1660.
And we must remember what the agricultural changes in pre-revolutionary England
were. They took place within a given system of technical equipment. There was no large-
scale revolution in agricultural technique till the eighteenth century, though its first
beginnings can be traced back to the revolutionary decades of the seventeenth century.
The changes of the period before 1640, which were enormously accelerated in the years
between 1640 and 1660, were changes in landownership, and in the volume of production
rather than in the technique of production. So the changes had no revolutionary effect on
society as a whole. The new class of capitalist farmers was there, thrusting its way forward,
hampered by feudal survivals, without whose abolition it could not develop freely; in the
revolution, in alliance with the urban bourgeoisie, it took over the State, creating the
conditions within which further expansion was possible.
On the other hand, not only did large areas in the north and west remain unaffected by
the new changes, but even where these changes were taking place large sections of the
peasantry still survived in 1640 as semi-independent cultivators. This important group
found itself in temporary alliance with the dominant bourgeois forces in opposition to a
Crown which did little to help it; but when it discovered, as it did after 1647, what the real
aims of its allies were, it began to fight, in company with other radical elements, to push
the revolution leftwards. But because its instincts and social aims were to some extent pre-
capitalist, looking backward to a stable peasant community, it was bound to be defeated.
The current is one which cannot be ignored because it explains why in Puritan social ideas
and Leveller [the left wing of the revolutionaries] social aims there is a trend that is
“mediaeval” and even reactionary.
Though most English people before 1640 worked in the fields, changes no less important
than those we have described were taking place in trade and industry, changes, indeed,
which gave the impetus to the agrarian developments. Something like an industrial
revolution took place in the century before 1640, stimulated by capital liberated at the
dissolution and plunder of the monasteries, or acquired by trade, piracy and plunder from
the New World or by the slave trade. England had long been a great wool-growing country,
exporting raw material to the Netherlands to be worked up into cloth. Now the English
clothing industry developed with great rapidity, and English merchants began to export
finished or semi-finished cloths on a far larger scale. At the same time a great development
took place in coal-mining; by 1640 England produced over four-fifths of the coal of
Europe. Coal played a prominent part in the growth of very many other industries – iron,
tin, glass, soap, shipbuilding.
This industrial boom caused a great expansion in the volume of England’s trade, and the
switch-over from export of raw materials to finished products caused a change in its
direction too. England ceased to be merely a source of raw materials for the west European
countries, began to compete with their manufactures and so to reach further afield for
markets, raw materials and luxury imports – to Russia, Turkey the East and West Indies.
Hence the beginnings of English colonisation, in order to develop trade and to win
monopoly political control over the parts of the world which England was aiming to exploit
economically. This called for a stronger State machine and led to the rise of English sea-
power in order to challenge Spain, the great colonial power.
The defeat of the Spanish Armada in 1588 gave English overseas commerce the chance
to develop freely. On the other hand, it made the bourgeoisie in England more acutely
aware of the restrictions checking their expansion at home. Parliament began to attack the
monarchy and its attempt to regulate the economic life of the country from the moment
when the defeat of the Armada created a feeling of political security. (We must not
exaggerate the extent of this development before 1640, because it was hampered by many
obstructions, as we shall see: but the tendency is clear.)
These new economic developments created new class conflicts. Capital for industrial
development was supplied, directly or indirectly, by merchants, slave-traders and pirates,
who had amassed fortunes overseas, and by that section of the gentry which had made its
fortune in the plunder of the monasteries and in the new agriculture; it was also being
accumulated by the savings of yeomen and craftsmen.
From the start the merchants, organised in companies, controlled export, as they had
done throughout the Middle Ages; merchant middlemen dominated internal trade. The
factory system had not yet developed; the “putting-out” system, by which wool or yarn was
supplied by the merchant to be spun or woven by the labourer and his family in his own
home (also called the “domestic system”), meant that even if the producer sometimes
owned the instruments of production – spinning-wheel or loom – he was completely
dependent on his employer for supplies and so for his income. In bad periods he was
continually falling into debt, usually to the capitalist who employed him. In this way, vast
fortunes were made by employers and usurers at the expense of small proprietors.
There were as many and as serious obstacles to the expansion of capitalism in trade and
industry as in agriculture. During the Middle Ages trade and industry had been restricted
to the towns, where they had been rigidly controlled by the gilds. These were associations
of producers who established a monopoly over the local market and kept it by restricting
output and competition, regulating prices and quality of production, controlling their
apprentices and journeymen. (Under the apprentice system an artisan had to undergo
seven years’ training before being allowed to set upon his own.) This system presupposed a
static and closed local market; feudal economic theory was based on the idea of a
comparatively stable society.
But now the market was expanding: the whole nation was becoming one economic unit.
Capital sought profits by investment in any economic activity, and the capitalist was not
interested in knowing where his products were sold, provided they sold at a profit. The
local barriers to trade broke down. The market town could no longer bully the surrounding
countryside, for it had to face the competition of merchants from London, peddling their
wares and buying up the products of local handicrafts. Competition broke up monopoly.
For overseas trade, indeed, merchants still found it advantageous to join together in
companies for self-defence in distant lands and unpoliced seas, in those days many a
merchant was a pirate in his spare time. The Tudor State was able to keep some control
over these companies by selling them its protection and generous charters of privileges.
But it was very different in industry. The high standards of quality of the town craft
gilds, their restrictions on competition and output, became in the eyes of capitalist
entrepreneurs so many stupid obstacles to free production, preventing them meeting the
demands of the expanding market. To escape from these shackles, industry overflowed
from the boroughs to the suburbs and unincorporated towns and countryside, where
production was free from interference and regulation. Here they found a supply of cheap
labour in the peasantry ruined and expropriated by the agricultural changes. Many of the
new industries – e.g. coal and alum mining – were almost entirely capitalist from the start.
Nevertheless, the corporate towns still tried to monopolise local trade, to make to their
markets a bottle-neck through which all commodities must flow.
The merchant middlemen, on the other hand, were trying to meet the demands of the
London and export markets by dealing direct with the producer (e.g. of food). So they
came into conflict with the market regulations of the corporate towns and their
reactionary oligarchies. Their privileges and restrictions, and the apprentice system,
remained as a serious check ) the full development of the productive resources of the
country, to the free flow of capital into industry. The gilds were so many vested interests
linked up with the social structure of feudalism, opposed to the newer, freer forces of
capitalism.
As the old industrial control broke down, the Crown, in the interests of the feudal
landowning class (and a small court group of financiers and racketeers), tried to impose
new controls. Monopolies – the sale to a particular individual of exclusive rights of
production and /or sale of a particular commodity (or the exclusive right to trade in a
particular overseas market) – were the means by which the Crown tried to bring industry
and trade under control, on a national scale now that the town gilds had been
circumvented. We shall see how this attempt failed, and the disastrous results of its failure
for the monarchy.
It can be realised how this vast industrial and commercial expansion reacted on
agriculture and landholding: for the agrarian changes were caused in part by the demand
for more food to feed the new urban areas, in part by the demand for wool for the
expanding clothing industry, or by the hunt for minerals; in each case the needs of the
merchant class were identical with those of the capitalist farmers and progressive
landowners. And the migration of capital to the countryside, whether by the leasing or
purchase of estates or by loans, brought a new business and competitive spirit into the
hitherto relatively static and traditional agrarian relations. Where the families of tenant
and landlord had for centuries occupied their respective estates, the tenant paying a non-
economic rent [I.e. a rent which did not correspond to the price now obtainable for the
land. The landlord could make more by leasing his lands at rack rent than by himself
receiving the services, dues in kind, etc., supplied by customary tenants. So security of
tenure, if copyholders could have won it, would have been an obstacle to the development
of large-scale capitalist agriculture], relations were very different from those existing
between a new purchaser and a capitalist lessee.
The point to be stressed is this. There was a great deal of capital in England which
merchants, yeomen and gentlemen were anxious to invest in the freest possible industrial,
commercial and agricultural development. This was continually thwarted by feudal
survivals in town and country, and by government policy deliberately endeavouring in the
interests of the old landed ruling class to restrict production and the accumulation of
capital. Thus, in attacking the feudal landlords’ state and the oligarchy of big merchants in
alliance with the Court who were trying to monopolise business profits, the struggle of the
bourgeoisie was progressive, representing the interests of the country as a whole.
England in 1640 was still ruled by landlords and the relations of production were still
partly feudal, but there was this vast and expanding capitalist sector, whose development
the Crown and feudal landlords could not forever hold in check. There were few
proletarians (except in London), most of the producers under the putting-out system being
also small peasants. But these peasants and small artisans were losing their independence.
They were hit especially hard by the general rise in prices, and were being brought into
ever closer dependence on the merchants and squires. A statute of 1563 forbad the poorer
75 per cent of the rural population to go as apprentices into industry.
So there were really three classes in conflict. As against the parasitic feudal landowners
and speculative financiers, as against the government whose policy was to restrict and
control industrial expansion, the interests of the new class of capitalist merchants and
farmers were temporarily identical with those of the small peasantry and artisans and
journeymen. But conflict between the two latter classes was bound to develop, since the
expansion of capitalism involved the dissolution of the old agrarian and industrial
relationships and the transformation of independent small masters and peasants into
proletarians.
3. Political Background of the English
Revolution
SET against this background of economic and social transition, the role of the Tudor
monarchy becomes clear. Itself rooted in feudal society, it could to a certain extent balance
between the bourgeoisie and progressive gentry, on the one hand, and the feudal lords on
the other. After the great noble houses had destroyed one another in the fifteenth-century
Wars of the Roses, the strength of the advancing and declining classes was in equilibrium
for a brief period, during which the function of the monarchy was to see that concessions
to bourgeois demands did the least possible harm to the ruling class. The merchants
wished for a united England, orderly and policed, with uniform laws, weights and
measures: Henry VII and his successors saw to it that this unity centred around the person
of the King, that the policing was done by the country gentry (J.P.s). The bourgeoisie
attacked the Church for its wealth and unproductiveness; Henry VIII led the “reformation”
of 1529–40, and saw to it that the political power and part of the wealth of the Church
passed to the Crown.. Most of the monastic estates went ultimately to those who had
money to buy them, and so strengthened the new element in the countryside. Queen Mary
succeeded in re-establishing Catholicism for a few years, but could not get the monastic
estates back out of the clutches of their purchasers. Similarly, the Crown tried to control
trade and industry in the interests of the national exchequer, posed frequently as the
defender of the peasant and artisan against the rich: but always in the last resort it
continued to retreat before the bourgeoisie, on whom it depended for supplies and loans.
In fact, until about 1590, the monarchy had many interests in common with those of the
bourgeoisie in town and country – in the struggle against Spain, against the international
Catholic Church, against rival noble houses disputing supreme control with the House of
Tudor and ruining the country with their private wars. Hence the collaboration in
Parliament between monarchy, gentry and bourgeoisie. Yet there was a point beyond
which the retreat could not be continued, and ultimately the unity of interest broke down.
Up to a point, indeed, the bourgeoisie and the feudal gentry were able to get along
together under the monarchy. In an age when plunder and piracy helped in the rapid
accumulation of capital, the reckless seadogs of the semi-feudal south-western counties –
Devon and Cornwall – heaped up wealth on a scale which the more cautious merchants of
London could never have imitated. In looting Spanish colonies and Spanish treasure ships
for gold, in the quest for land in Ireland and North America, the adventurers of the
decaying class did not come into conflict with the rising entrepreneurs. Those who were
fortunate acquired the capital necessary to take part in production for the market
themselves: the lines of class division had not yet crystallised.
This hardening process took place in the reigns of James I and Charles I. By then the
new landed gentry and respectable traders wished to settle down to peaceful development
and legitimate trade. “The new age had turned its back on the gold which did not come
through chartered companies.” “Peace and law have beggared us all,” wailed the future
royalist Sir John Oglander.
So the feudal gentry, as their incomes from land declined, became more and more
dependent on the court for jobs and economic pickings, more and more parasitic. As the
Stuart monarchy became progressively less useful to the bourgeoisie, so it became more
indispensable to the aristocracy and courtiers, their only guarantee of economic survival.
That is why they were to fight for it so desperately in the Civil War.
For the monarchy was bound up with the feudal order by more than the bonds of
conservative sentiment. The King was himself the greatest of feudal landlords and, though
he was in a better position than others to get a rake-off from the new capitalist wealth, he
was opposed no less than any other landowner to a fundamental change from a feudal to a
capitalist order of society.
In the early sixteenth century the monarchy had used the bourgeoisie as an ally against
its most powerful rivals – the other great feudal houses weakened by the Wars of the Roses
and the Church. The alliance between Crown and Parliament (representing the landed
classes and the merchants) had in the early sixteenth century been genuine. The new men
prospered under the shelter of the throne; the monarchy defended them from internal
reaction or revolt, as when it defeated the Pilgrimage of Grace (1536) and the rising of the
northern earls (1569). The Crown also defended them from the external reactionary power
of Spain (the Armada). The only time when reaction seemed for a brief period likely to
triumph was when Queen Mary was married to Philip of Spain; and then the terror and
burnings with which alone her policy could be carried through helped to confirm the
national hatred of Catholicism. So the collaboration between Crown and Parliament in the
Tudor period was based on a community of real interests. The Parliamentary franchise
was very restricted and the House of Commons represented exclusively the landed class
and the merchants, whilst the House of Lords remained the more important chamber until
the Commons seized the initiative in James I’s reign. Parliament under the Tudors did not
meet often, and then normally approved the royal policy.
But by the last decade of the sixteenth century, when all its internal and external foes
had been crushed, the bourgeoisie ceased to depend on the protection of the monarchy; at
the same time the Crown became increasingly aware of the dangerous possibilities of the
growing wealth of the bourgeoisie, and strove to consolidate its position before it was too
late.
This clash can be seen in the quarrels of James I and Charles I with their Parliaments.
The change was in the relative strength of the class forces; James was sillier than
Elizabeth, but this alone does not account for the failure of his policy where hers
succeeded. James formulated grandiose theories of the divine right of kings where
Elizabeth had preserved a prudent silence; but this is a symptom of the growing
divergence between Crown and Parliament, not a cause. James had to define his position
because it was being called in question. The real crux of the problem was finance, over
which there had already been conflict at the end of Elizabeth’s reign. Prices were rising,
the wealth of the bourgeoisie was increasing by leaps and bounds, yet the revenue of the
Crown, as of most great landowners, remained static and inadequate to the new needs.
Unless the Crown could tap the new wealth either (a) by drastically increasing taxation at
the expense of the bourgeoisie and gentry, or (b) by somehow taking part in the productive
process itself, its independent power must disappear.
The first policy – increased customs, forced loans, new taxes – led to violent quarrels
with Parliament, which had long claimed the right to control taxation, and was not going
to allow taxes to be increased unless it was given full control over the machinery of State.
The second policy led to the erection of monopolies in the attempt to control certain
industries and obtain a rentier’s rake-off from that control, e.g. coal, alum, soap, etc. It
outraged the whole business population, capitalists and employees alike. The scandal
reached its height in “Cockayne’s project” (1616). This was a scheme to bring the clothing
industry under royal control and expand exports to the advantage of the Exchequer. It was
sabotaged by the exporters, and led to a crisis of over-production and widespread
unemployment, the blame for which attached itself to the Crown.
A third policy, tried by the Stuarts after all others had failed, never had a chance of
success. This was an attempt to revive and increase the revenue from feudal dues. There
was no chance of the Crown becoming financially independent of the bourgeoisie from this
source alone; the only consequence of its exploitation was the alienation of the Crown’s
potential friends among the aristocracy and gentry, as well as of the bourgeoisie. For with
the increasing economic difficulties, and the political threat from the bourgeoisie, the
monarchy was thrown back on the exclusive support of the nobility and the economically
unprogressive, parasitic elements in the state. On the other side, the nobility itself came to
depend more and more on the Crown’s control of economic life to maintain its own
position. It wanted Court patronage for its landless younger sons, whom bourgeois
competition was driving out of the professions; it wanted privileges and monopolies which
would give it a rentier’s share in the profits of developing capitalism. It is not surprising
that the major parliamentary clashes of the early seventeenth century were over this very
issue of monopolies. They were the means by which the monarchy attempted to control
and canalise commercial activity in the interests of the greedy courtiers, the “drones,” in
denunciation of whom Puritan sermons abounded.
Another great landowner remains to be considered, whose interests were even more
closely bound up with those of the monarchy – the Church hierarchy. Since the dissolution
of the Monasteries, the remaining possessions of the Church of England were coveted by a
section of the gentry. Only the usefulness of the bishops to the Crown protected the
Church from further spoliation. Its moral authority, too, could now no longer be drawn
from the international Papacy with which Henry VIII had broken, but came from the
national monarchy, its only defender against Catholic reaction and left-wing Protestant
revolutionaries. So the Elizabethan Church stood for passive obedience to divinely
constituted authority, and preached that rebellion was the worst possible sin. The
dependence of the Church on the Crown was a century old by 1640, and their alliance was
based on the closest community of interest. As the breach between Crown and bourgeoisie
widened, so the Puritan attack on the Church, on its forms and ceremonies, its courts and
discipline, became hardly distinguishable from the Parliamentary attack on the Crown. A
group of merchants in London formed a society for establishing lectureships in the “barren
parts” of the country, and lecturers nominated by town corporations incurred the special
hostility of Charles I’s Archbishop, Laud, who rightly suspected that their theology and
political theory would be equally “unsound” from the point of view of the Government.
Two social systems and their ideologies were in conflict. Presbyterianism (which
advocated abolition of the royally appointed bishops and the domination of each Church
by elders – local bigwigs) was an oligarchical theory which especially appealed to the big
bourgeoisie. What they wanted was a Church organised in such a way as to be capable of
diffusing throughout the whole of society the political and economic ways of thinking
convenient for the merchant class. For it has been abundantly demonstrated how the
morality that Puritanism preached was precisely the outlook needed for the accumulation
of capital and expansion of capitalism. The emphasis was on thrift, sobriety, hard work in
the station to which God had called a man; on unceasing labour in whatever calling,
merchant or artisan, one happened to be, but with no extravagant enjoyment of the fruits
of labour, and unceasing preoccupation with duty to the detriment of “worldly” pleasure.
The wealthy were to accumulate capital, the poor to labour at their tasks – as a divine duty
and always under the “great Task-master’s” eye. This belief inspired the bourgeoisie to
remodel society in the divinely ordained fashion as God’s “elect,” and if that fashion bore a
striking resemblance to the capitalist system, they were ever more fervently convinced that
they were doing the work of God and that ultimate victory was both predestined and
assured. Their conviction of “salvation” was born of the historical necessity and
progressiveness of their task, and was confirmed by the material prosperity with which
God tended to bless his servants.
The hierarchy counter-attacked by trying to increase tithe payments in the towns, and to
recover some of the Church’s lost revenues (tithes which had been “impropriated” – that is
to say, diverted into the pockets of a lay landlord from the ecclesiastical purposes for
which they had originally been charged on all occupiers of property). At the same time, it
tried to extend its control over patronage, in order to appoint to Church livings socially
and doctrinally satisfactory incumbents. “Subversive” views on doctrine and discipline
were ruthlessly punished by the ecclesiastical Court of High Commission, with Laud at its
head. The Puritan opposition depicted the whole trend of Charles’s policy as a return to
papistry, which is truer in spirit than in the letter. Laud was no doctrinal papist, and he
refused all overtures from Rome; but the social policy which he personified was an attempt
to revive and perpetuate obsolete mediaeval economic and social relations and the ways of
thinking corresponding to them. Thus the fight to control the Church was of fundamental
importance; whoever controlled its doctrine and organisation was in a position to
determine the nature of society. James I was making a shrewd political analysis when he
said, “No Bishop, no King.” It was only three years after the abolition episcopacy that
Charles I died on the scaffold.
Foreign policy is linked with finance as well as with religion. James claimed that his
weak foreign policy was due to lack of money, at a time when the bourgeoisie was
becoming visibly richer. But there could be no financial concessions to a government
which the moneyed classes did not trust. Over James’s and Charles’s attempts to replenish
the Exchequer there were many clashes. Imports were taxed without consent of
Parliament (“impositions”). Monopolies aimed at tapping industrial profits, and were
declared illegal by Parliament. “Cockayne’s project” for control of the export of cloth was
an attempt at State interference with the processes of production. Its failure caused a
grave economic crisis, and led in 1621 to the first large-scale denunciation of the whole
economic policy of the Government and the surrender of James on that issue. Charles,
who succeeded his father in 1625, used forced loans, backed up by arbitrary arrest of those
who refused to pay (the Five Knights’ Case).
This led to an open breach. In the Petition of Right, 1628, Parliament declared that
taxation without its consent and arbitrary arrest were alike illegal; other clauses tried to
make impossible for the King to maintain a standing army. For that was clearly the
direction in which the Government was tending. Charles accepted the Petition of Right
perforce, but then immediately quarrelled with the Commons over its interpretation. In
March, 1629, Parliament was dissolved by a sudden coup, but not before a violent scene in
the Lower House in which resolutions were passed, aiming at making it impossible for the
King to get in any revenue, and casting suspicion on his whole policy as “papist” and in the
interest of foreign Powers.
The point had been reached beyond which the King could treat no further without
virtual abdication to the bourgeoisie. The situation was already revolutionary, but Charles
had taken the initiative, and for eleven years he was able to try his hand at personal
government. His ministers were not inefficient. There was Archbishop Laud in London. Sir
Thomas Wentworth, leader of the Yorkshire gentry as opposed to the clothing interest in
that county, whose compromising leadership had been rejected by the House of Commons
in 1628, now came over openly to the King’s side. He was made President of the Council in
the North, later Lord Lieutenant of Ireland and Earl of Strafford. In Ireland he
distinguished himself by brutal efficiency, and built up a powerful and papist army which
struck terror into the hearts of English parliamentarians. The opposition was temporarily
driven underground.
During these years England was at peace with the world, so the experiment of personal
government was carried out under the most favourable circumstances. Yet Charles’s
system proved a total failure, and broke down of its own accord. The Government
alienated all sections of the community. It annoyed the common lawyers by interfering
with judges to get the sort of legal decisions it wanted (James I had been guilty of this, too)
and by relying on the prerogative courts (Star Chamber, Council in the North and in
Wales) as instruments of policy.
These courts had been used by the Tudors, partly to deal with commercial causes which
the common law was not competent to handle, partly to suppress feudal anarchy and
maintain the order so necessary to a commercial civilisation. But during the Tudor period
the common law – product of a feudal society – had adapted itself to the needs of the
business world, its personnel had come to be drawn largely from the bourgeoisie; and now
that the dangers from baronial disorder no longer existed, the wide executive powers of
the prerogative courts were looked upon with fear by the bourgeoisie, who no longer
needed their protection and might become their victims. The judges in the Star Chamber
were for all practical purposes almost identical with the Government in the Privy Council.
The bourgeoisie thus found willing allies in the lawyers, anxious for their fees, as well as
in all those who detested the methods of the prerogative courts. The cutting off of Prynne’s
ears for writing a pamphlet which the Government held to have slighted the Queen, the
flogging of Lilburne for distributing illegal literature, made the Government’s victims
popular heroes.
The financial expedients of Charles’s personal Government affected all classes. Feudal
dues were revived and extended, and that hit landlords and their tenants. The decline of
the Navy and attacks of pirates on shipping and coast towns were made the excuse for
collecting ship-money. This was an obsolete national tax not voted by Parliament, falling
especially on the towns and the gentry. Monopolies and the tightened grip of corrupt Court
circles on the economic life of the country meant wealth for a few big merchants, but grave
inconvenience for the vast mass of business men and small producers.
Monopolies were the most uneconomical form of taxation. It has been estimated that
whereas every 6s. charged to the consumer by the Customs brought 5s. into the
Exchequer, 6s. increased cost to the consumer in monopolies brought about 10d. into the
Exchequer. The rest went to the privileged group of Court parasites, who fulfilled no
productive function themselves and were an enormous drag on the full development of the
productive capacities of the country. The soap monopoly severely hampered the woollen
industry. The salt monopoly hit fish-curing. All industries suffered from a rise in the price
of coal due to the Crown’s alliance with a ring of exporters. Monopolies caused a sharp rise
in prices all round, which hit the poor especially hard. There were monopolies (and
therefore increased prices) on necessities, such as butter, herrings, salt, beer, soap and too
many others to enumerate. “Is not bread there?” an indignant Member of Parliament
demanded when the list was read out in 1601.
In face of these facts, the manoeuvres of the Government to enlist the support of the
poorer peasants against their landlords deceived no one (except a recent school of
reactionary historians – They rely largely on the statement of the historian Clarendon that
the period 1629–40 was one of great prosperity for the mass of the populace. On this
Thorold Rogers. the historian of prices, comments: “I am convinced, by comparison of
wages, rents and prices, that it was a period of excessive misery among the mass of the
people and the tenants, a time in which a few might have become rich, while the many
were crushed down into hopeless and almost permanent indigence” [The Economic
Interpretation of history, p. 139]. Clarendon is hardly an impartial witness, for he had
been the chief Councillor of Charles I and Charles II in exile, and was Charles II’s first
Minister after the Restoration, until the Parliamentary opposition drove him out of the
country again in 1667. Of course he wanted to boost the old régime. He is refuted by the
contemporary despatches of the Venetian Ambassador) and were not even effective.
Commissions were set up to punish landlords whose enclosures had led to eviction, but the
financial extremity of the Government was such that it could never resist the offers of rich
men to buy themselves off. There were many people of admirable intentions in Charles’s
Government, but they were unable to make anything of the rotten system they were trying
to work. This is especially clear in the case of Laud, whose views on the need for beauty
and uniformity in church worship led him to violent persecution of his opponents, to
espionage and the throttling down of all criticism. Thus all honest Puritans, and many who
had no strong religious views at all, were driven willy-nilly into political opposition, and
even such a long-established custom as the payment of tithes to the established Church
began to be widely called in question.
During these eleven years the opposition was organising itself as well as growing. Its
centre was a group of landed families, closely connected by trade and intermarriage, who
were always well represented in both Houses of Parliament. The sort of State they wanted
could not be procured without the overthrow of the Laud-Strafford régime (though there
were as yet few republicans).
The first great signal of revolt was John Hampden’s refusal to pay Ship Money in 1637,
and his trial and condemnation focused attention in a way that the more cruel
imprisonment of Eliot and other Parliamentary leaders in 1629 had failed to do. (Eliot
died in prison, as the Government intended him to do. On one occasion the Lieutenant of
the Tower was severely reprimanded for allowing air from an open window to reach this
dangerous prisoner.)
The bourgeoisie thus saw that their economic grievances could only be redressed by
political action; the royal economic policies, hitting the capitalist class as a whole, could
not be improved by the winning of small privileges for particular members of the class.
The demand for a business government, strong ever since the crisis of 1621, grew rapidly.
Following Hampden’s example, there was a general refusal to pay taxes in the years 1639-
40. The bourgeoisie had gone on strike.
Meanwhile Charles’s system had broken down at its weakest link – in Scotland. Scotland
was a much more backward country than England economically, but politically the gentry
had thrown off the control of Church, Crown and big aristocracy. Charles I wanted to
reverse this achievement. His attempt to extend royal control over the Church of Scotland,
and his threat to resume Church lands there, created a national revolt for which there was
much sympathy in England. When a Scottish army invaded England in 1639, the absence
of all popular support as well as sheer lack of means forced Charles to come to terms with
it.
In the economic crisis of 1640 he was utterly bankrupt. He outraged commercial circles
by seizing bullion deposited in the Tower and by proposing to debase the coinage. The
State machine – which depended on the support of the middle-class J.P.s – ceased to
function. The Scots refused to leave England without an indemnity. The Eng is army sent
against them was mutinous and had to be paid. A Parliament could no longer be avoided.
Even so Charles dissolved one Parliament after three weeks (the Short Parliament); but in
November, 1640, the Long Parliament met, to which the Government had to surrender.
Pym, Hampden and other Opposition leaders had stumped the country in a successful
election campaign. They were helped by riots against enclosures in the countryside and by
mass demonstrations in the City. The last time the rack was used in England was to torture
a youth who had led a procession to Lambeth to hunt “William the Fox” (Archbishop
Laud).
This Parliament differed from its predecessors only in the length of its session. It
represented the same classes – principally the gentry and wealthy merchants.
Consequently, it came to reflect the division among the English gentry corresponding
roughly to the economic division between feudal north-west and capitalist south-east. But
the House of Commons did not make the revolution: its members were subject to pressure
from outside, from the people of London, the yeomen and artisans of the home counties.
But in 1640 most classes were united against the Crown. The final issues were: (a)
destruction of the bureaucratic machinery whereby the Government had been able to rule
in contravention of the desires of the great majority of its politically influential subjects
(Strafford was executed, Laud imprisoned, other leading Ministers fled abroad; the Star
Chamber, Court of High Commission, and other prerogative courts were abolished); (b)
prevention of a standing army controlled by the King; (c) abolition of the recent financial
expedients, whose aim had also been to render the King independent of the control of the
bourgeoisie through Parliament, and whose effect had been economic dislocation and the
undermining of confidence; (d) Parliamentary (i.e. bourgeois) control of the Church, so
that it could no longer be used as a reactionary propaganda agency.
A crisis was forced by a revolt in Ireland in 1641. With the withdrawal of Strafford, the
English Government there, which had long been oppressive, ceased to be strong, and the
Irish seized the opportunity to attempt to throw off the English yoke. Parliament was
united in its determination to keep the first British colony in subjection; but the
bourgeoisie firmly refused to trust Charles with an army for its re-conquest (Royalist plots
in the armed forces had already been exposed). So Parliament was reluctantly forced to
take control of the Army.
The unanimity inside Parliament came to an end. To most of the aristocracy and
conservative gentry, the policy of the leaders of the House of Commons, and especially
their readiness to appeal to public opinion outside Parliament, seemed leading to a break-
up of the social order in which their dominant position was secure, and they gradually fell
back to support of the King. In the country as a whole, the division went along broad class
lines. The landed class was divided, many being frightened by riots against enclosures and
threats of a peasant revolt, such as had shaken the Midlands in 1607; the progressive
section of the gentry and the bourgeoisie were confident that they could ride the storm. In
London, whilst monopolists and the ruling oligarchy supported the court from which their
profits came, the main body of merchants, artisans and apprentices gave active support to
the forward party in Parliament, and pushed it steadily further along the revolutionary
path. The great leader of the Commons, Pym, welcomed this popular support, and in the
Grand Remonstrance (November 1641) the revolutionary leaders drew up a sweeping
indictment of Charles’s Government, and published it for propaganda purposes – a new
technique of appeal to the people.
But the decision to print the Remonstrance had been the occasion of a savage clash in
the House and was passed by only eleven votes, after which the division became
irreconcilable. The future Royalists withdrew from Parliament, not (as is often alleged)
because of their devotion to bishops, but rather (as a Member said in the debate) because,
“if we make a parity in the Church we must come to a parity in the Commonwealth.” If the
property of the ecclesiastical landlords could be confiscated, whose turn might not come
next? The big bourgeoisie itself was frightened, and felt the need of some kind of
monarchical settlement (with a reformed monarchy responsive to its interests) to check
the flow of popular feeling. It tried desperately to stem the revolutionary torrent it had let
loose. One gentleman switched over from the side of Parliament to the King because he
feared that “the necessitous people of the whole kingdom will presently rise in mighty
numbers; and whosoever they pretend for at first, within a while they will set up for
themselves, to the utter ruin of all the nobility and gentry of the kingdom.” “Rich men”, a
pamphleteer ironically observed later, “are none of the greatest enemies to monarchy.” But
this fear of the common people only encouraged the king to think himself indispensable:
he refused all overtures, and in the summer of 1642 war began.
In time of war men must choose one side or the other. Many gentlemen to whom
property meant more than principle chose the line of least resistance and saved their
estates by co-operating with whichever party dominated in their area. But even among the
men of conviction, the dividing issues were obscured (as they have been for many
historians) by the fact that many of the hated State officials were also officials of the
national Church. And for the Church much traditional and sentimental popularity could be
worked up. Many of the Parliamentarians, moreover, tended to speak as though they
thought the most important part of their struggle the ideological battle of Puritanism
against an Anglicanism that was barely distinguishable from Catholicism. But their actions
make it clear that they knew that more than this was at stake.
The issue was one of political power. The bourgeoisie had rejected Charles I’s
Government, not because he was a bad man, but because he represented an obsolete social
system. His Government tried to perpetuate a feudal social order when the conditions
existed for free capitalist development, when the increase of national wealth could only
come by means of free capitalist development. A seventeenth century parson thus
described the line-up:– “Against the king, the laws and religion, were a company of poor
tradesmen, broken and decayed citizens, deluded and priest-ridden women ... the rude
rabble that knew not wherefore they were got together, ... tailors, shoemakers, linkboys,
etc.; ... on the king’s side ... all the bishops of the land, all the deans, prebends and learned
men; both the universities; all the princes, dukes, marquises; all the earls and lords except
two or three; ... all the knights and gentlemen in the three nations, except a score of
sectaries and atheists.” We need not take that partisan account too literally but it makes
the class nature of the division clear.
Charles’s policy throughout his reign, illustrates the class basis of his rule. He tried to
regulate trade and industry with the contradictory intention both of slowing down a too
rapid capitalist development and of sharing in its profits. In foreign policy he wished for
the alliance of the most reactionary powers, Spain and Austria, and refused therefore the
forward national policy demanded by the bourgeoisie. Because he lost all favour with the
moneyed classes, he had to levy illegal taxes, to aim to dispense with Parliament, to rule by
force. His failure in Scotland showed up the rottenness of the whole structure which he
had reared; and his appeals for national unity against the foreign enemy fell on deaf ears.
The real enemy was at home. The invading Scottish army was hailed as an ally. The
Parliamentarian attack showed that the opposition had realised that they were fighting
more than a few evil counsellors (as they had long believed or pretended to believe), more
even than the King himself. They were fighting a system. Before the social order they
needed could be secure they had to smash the old bureaucratic machinery, defeat the
cavaliers in battle. The heads of a king and many peers had to roll in the dust before it
could be certain that future kings and the peerage would recognise the dominance of the
new class.
For many years during and after the Civil War, in their eagerness to defeat the old order,
the moneyed classes willingly accepted taxes three and four times as heavy as those they
had refused to pay to Charles I. For the objection was not to taxes as such; it was to the
policy to implement which those taxes were collected. The bourgeoisie had no confidence
in Charles, would not trust him with money, because they knew that the whole basis of his
rule was hostility to their development. But to a government of their own kind the purse-
strings were at once loosed.
Nor was it a war of the rich only. All sections of society in southern and eastern England
brought in their contributions to help to win the war, for in the overthrow of the old
régime men saw the essential preliminary condition of social and intellectual advance.
Many of those who fought for Parliament were afterwards disappointed with the
achievements of the revolution, felt they had been betrayed. But they were right to fight. A
victory for Charles I and his gang could only have meant the economic stagnation of
England, the stabilisation of a backward feudal society in a commercial age, and yet
necessitated an even bloodier struggle for liberation later. The Parliamentarians thought
they were fighting God’s battles. They were certainly fighting those of posterity, throwing
off an intolerable incubus to further advance. The fact that the revolution might have gone
further should never allow us to forget the heroism and faith and disciplined energy with
which ordinary decent people responded when the Parliament’s leaders freely and frankly
appealed to them to support its cause.
4. The Revolution
ONCE the war against the King had begun,
divisions arose inside and outside Parliament as to
the mode of conducting it. The Cavaliers, as the
troops of the Royalist gentry came to be called, had
certain military advantages. The Roundheads
(there is a social sneer in the name) were strongest
in the towns, and though the burghers brought
wealth to the cause, they were not at first
experienced fighting men. The Cavaliers, on the
other hand, relied mainly on the north and west of
England, economically backward and badly
policed; they, with their tenants and dependents,
were used to hard riding and fighting.
Yet for a long time Parliament tried to fight the Cavaliers with their own weapons – by
calling out the feudal militia in the counties loyal to Parliament, by using the old financial
and administrative machinery of the counties to run the war. But by this means the real
resources of Parliament were not drawn upon – the vast wealth of London, the
administrative abilities of the bourgeoisie, especially the initiative and resource of the
masses of ordinary people who staunchly supported the cause, but were thwarted by the
caste system of officering the militia and by its local loyalties. A royalist advance on
London was only checked by the obstinate resistance of three great ports – Hull, Plymouth
and Gloucester – and by the bold front presented by the citizens of London at Turnham
Green (1642) and their daring march to the relief of Gloucester. But these spontaneous
efforts were inadequately co-ordinated.
Oliver Cromwell first showed his genius in overcoming these weaknesses and showing
that a revolutionary war must be organised in a revolutionary way. In his force in the
eastern counties promotion came by merit, not birth: “I had rather have a plain russet-
coated captain,” he said, “that knows what he fights for and loves what he knows, than that
which you call ‘a gentleman’ and is nothing else,” He insisted on his men having “the root
of the matter” in them; otherwise he encouraged free discussion of divergent views.
Cromwell had to fight those of his superior officers who would not adopt the democratic
method of recruitment and organisation whose advantages he had shown. (This conflict is
usually described in our school histories as one between “Presbyterians” and
“Independents.” It will be useful to retain these terms, but religion had little to do with it
except in so far as Cromwell advocated freedom of assembly and discussion, i.e. “religious
toleration”; the real difference was between the win-the-war party and the compromisers.
It was, in fact, a class split – between the big trading bourgeoisie and that section of the
aristocracy and big landowners whose interests were bound up with them –
“Presbyterians” – and the progressive smaller gentry, yeomen, free-trade bourgeoisie,
supported by the masses of smaller peasants and artisans – “Independents” and
“Sectaries.”) Many of the great “Presbyterian” commanders did not want too complete a
victory. “If we beat the King ninety and nine times, yet he is King still,” said the Earl of
Manchester, Cromwell’s general. “My Lord,” Cromwell replied, “if this be so, why did we
take up arms at first?”
The “Presbyterians” were afraid of the flood of radical democracy to which a frank
appeal to the people against the King might expose them. Cromwell himself was alleged to
have said, “There would never be a good time in England till we have done with Lords.”
Certainly many of his troops were thinking so. The Independent and Sectarian
congregations were the way in which ordinary people organised themselves in those days
to escape from the propaganda of the established Church and discuss the things they
wanted to discuss in their own way. The Presbyterian Edwards gave as one of the
“heresies” of the Sectaries the view that “by natural birth all men are equally and alike
born to like property, liberty and freedom.” These were the small people, whose
intellectual vision was not restricted by anxieties for their own property. They were
invaluable for their enthusiasm, courage and morale in the army; but they came to
produce what their paymasters regarded as dangerous social ideas.
Such were the difficulties the bourgeoisie experienced even at the beginning of its
career; it needed the people and yet feared them, and wanted to keep the monarchy as a
check against democracy – if only Charles I would act as they wanted him to, as Charles II,
by and large, later did.
The “Presbyterians” hoped to rely principally upon the well-disciplined Scottish army to
bear the brunt of the fighting. But after the great victory of Marston Moor, won in 1644 by
Cromwell’s genius and the discipline of his yeomen cavalry, he forced the issue. “It is now
a time to speak or for ever to hold the tongue,” he said in Parliament. The tax-paying
classes were becoming irritated at the slow and dilatory tactics of the aristocratic
“Presbyterian” commanders which increased the cost of the war. A democratic
reorganisation was necessary for victory over the more experienced fighters on the
Royalist side.
These considerations caused Cromwell’s views to prevail, and by the “Self-Denying
Ordinance” all Members of Parliament were called upon to lay down their commands
(April 1645). This hit principally the peers; the abandonment of their traditional right to
command the armed forces of the country was in itself a minor social revolution. The New
Model Army of the career open to the talents was formed – nationally organised and
financed by a new national tax.
This in its turn led to corresponding changes in the State machinery. The destruction of
the royal bureaucracy had left a void which was ultimately to be filled by a new middle-
class civil service. But meanwhile, pressure of revolutionary necessity had led to the
creation of a series of revolutionary committees in the localities. “We had a thing here
called a Committee,” wrote a despondent gentleman in the Isle of Wight, “which overruled
Deputy-Lieutenants and also Justices of the Peace, and of this we had brave men:
Ringwood of Newport, the pedlar: Maynard, the apothecary: Matthews, the baker: Wavell
and Legge, farmers; and poor Baxter of Hurst Castle. These ruled the whole Island, and
did whatsoever they thought good in their own eyes."’ (Sir John Oglander probably
exaggerated the social inferiority of his enemies: over the country as a whole the county
committees were run by the gentry and the upper bourgeoisie). These committees were
now organised and centralised and all brought under the unifying control of the great
committees of Parliament, which really ran the Civil War – the committee of both
kingdoms, the committee for advance of money, the committee for compounding, etc. The
old State system was not wholly but partially destroyed and modified; new institutions
were being built up under pressure of events.
In the military sense the war was won by artillery (which money alone could buy) and by
Cromwell’s yeomen cavalry. Under Prince Rupert, the cavaliers charged with vigour and
desperation, but they were totally undisciplined, split up for plunder after the first charge.
In war as in peace, the feudal gentry could never resist the prospect of loot. But Cromwell’s
humbler horsemen had a discipline that was irresistible because it was self-imposed.
Thanks to the complete freedom of discussion which existed in the army, they “knew what
they fought for and loved what they knew.” So they charged home, knee to knee, reserving
their fire till the last moment, then reformed and charged again and again until the enemy
was broken. The Parliament’s battles were won because of the discipline and unity and
high political consciousness of the masses organised in the New Model Army.
Once properly organised and regularly paid, with an efficient commissariat and
technical staff, with Cromwell, the indispensable leader, reappointed to his command, the
New Model Army advanced rapidly to victory and the Royalists were decisively routed at
Naseby (1645). After that the war soon ended. A Royalist commander, surrendering, said:
“You have done your work and may go play – unless you fall out among yourselves.”
That was the danger. For once the fighting was over, the “Presbyterian” compromisers
began to raise their heads again, inside and outside Parliament. Charles had surrendered
to the Scottish army in 1646, who sold him to the English Parliament. Thereupon the
“Presbyterians” began to negotiate with the captive King: they proposed to get rid of the
victorious Army by sending it to conquer Ireland, without paying its wages; they produced
no social reforms, not even an indemnity for actions committed during the war, so that
soldiers were actually brought before the courts for what they had done in the service of
Parliament.
But as the opponents of the New Model Army had anticipated, the people were not so
easily to be fobbed off, once they were armed and given the chance of organisation. The
main obstacle to a peasant and artisan population making its will felt is the difficulty of
organising the petty bourgeoisie; but the radicals saw the Army as an organisation which
could “teach peasants to understand liberty.” In London a political party sprang up to
represent the views of the small producers, which got into touch with the Army agitation.
These were the Levellers.
The trouble came to a head in the Army in the spring of 1647 with the attempt to
disband regiments and form new ones for the Irish service. Led by the yeomen cavalry, the
rank and file organised themselves, appointed deputies from each regiment (“agitators,”
they were called) to a central council, pledged themselves to maintain solidarity and not
disband until their demands were satisfied. There was a high degree of organisation – a
party chest and levy on members, a printing press, contacts with London, with the other
armies and garrisons, and with the fleet. The initiative in this mass movement seems
undoubtedly to have come from the rank and file, though many of the lower officers co-
operated enthusiastically from the start. The general officers (“grandees” as the Levellers
called them) hesitated for a time, tried to mediate between the “Presbyterian” majority in
Parliament and the Army rank and file. Then, when they saw the latter were determined to
proceed, they threw themselves in with the movement and henceforth concentrated on
guiding its energies into their own channels. They worked principally to restrict the
soldiers’ demands to the professional and political, and to minimise the social and
economic programme which the Levellers tried to graft on to the rank-and-file movement.
Army and Parliament now existed side by side as rival powers in the State. In June 1647,
in order to stop the “Presbyterians” in Parliament coming to an agreement with the King
behind the backs of the Army, Cornet Joyce was sent by the agitators (though probably
with Cromwell’s connivance) to seize Charles. At a general rendezvous next day, the whole
Army took a solemn “Engagement” not to divide until the liberties of England were secure.
An Army Council was set up in which elected representatives of the rank and file sat side
by side with officers to decide questions of policy. England has never again seen such
democratic control of the army as existed for the next six months. Then, holding the king
as a bargaining weapon, the Army marched on London. The principal “Presbyterian”
leaders withdrew from the House of Commons, leaving Cromwell and the “Independents”
temporarily in control; the Army was in a position decisively to influence policy.
That was as much as the gentlemen “Independents” wanted. They had removed their
main rivals and were perfectly satisfied with the old system (with or without the King).
They had no desire to modify it further, so long as they had the running of it. But the petty
bourgeoisie, whose interests were more and more being expressed by the Levellers,
wanted vast changes. And Leveller influence was growing rapidly in the Army. They
wanted complete free trade for small producers, as well as the freedom of the big merchant
companies from the corrupt monopolies which Parliament had already abolished; they
wanted disestablishment of the Church and the abolition tithes; security of small property
and reform of the debtors’ laws; and to secure all this they wanted a republic, extension
the parliamentary franchise, manhood suffrage.
After the Army’s victory in this second civil war, Grandees and Levellers united to clear
the compromisers out of Parliament (Pride’s Purge) and to bring the King to justice. After
a speedy trial, he was executed on January 30th, 1649, as a “public enemy to the good
people of this nation.” Monarchy was declared to be “unnecessary, burdensome, and
dangerous to the liberty, safety and public interest of the people,” and was abolished. The
House of Lords, which was also abolished, was merely “useless and dangerous.” On May
19th, 1649, a republic was proclaimed. But the Agreement of the People, the extension of
the franchise, the economic and social demands of the Levellers, were as far from
attainment as ever; they felt they had been betrayed. The Grandees were able to provoke
them into an unsuccessful revolt, which was isolated and put down and its leaders shot at
Burford in May, 1649.
It is not difficult to account for the failure of the Levellers. Their demands were those of
the petty bourgeoisie, a class always unstable and difficult to organise because of its
dependence, economic and ideological, on the big bourgeoisie (cf. the impotence of
present-day liberal morality to control a rapidly changing world). Moreover, the petty
bourgeoisie in the seventeenth century was in the process of stratification. For if some of
the richer yeomen and artisans were prospering and pushing their way up into the
bourgeoisie and gentry, many more were being squeezed down to the status of landless
agricultural labourers. The events of the Civil War speeded up this process. Many of the
most successful and influential members of the petty bourgeoisie found they had interests
in common with those of the bourgeoisie, like the kulaks in the Russian Revolution. Both,
for instance, welcomed enclosure and the employment of wage labour in production for
the market. Consequently this section deserted the Leveller movement as soon as it ceased
to be merely the most revolutionary wing of the bourgeoisie and began itself to attack the
big bourgeoisie. The section which was sinking in the social scale tended to be erratic,
despairing and defeatist. The Leveller ideal was a small-producer’s Utopia in economics
and petty bourgeois democracy in politics. Despite the focus of the Army, the Levellers
never represented a sufficiently homogeneous class to be able to achieve their aims. The
full realisation of the democratic tasks even of the bourgeois revolution is impossible
unless there is a working class able to carry them out. The most radical achievements of
the English bourgeois revolution (abolition of the monarchy, confiscation of Church,
drown and aristocratic estates) were put through by what Engels called the “plebeian
methods” of the Levellers and Independents”; but there was no organised working-class
movement, with a vision of a different form of social order and a scientific revolutionary
theory, to lead the petty bourgeoisie to a frontal attack on the power of big capital. After
the Burford shootings, the Leveller movement degenerated. Many of its leaders turned
careerist or speculated in land; others took to terrorism, sometimes even in agreement
with the Royalists. Many more had their energies diverted by the radical religious
movements which date from this period – notably the pacifist Quakers, the anarchist
Anabaptists and Fifth Monarchists.
The nearest the English bourgeois revolution got to representing the interests of the
propertyless was the Digger movement. This was an attempt to proceed by direct action to
a form of agrarian communism by members of the dispossessed rural proletariat, who
argued that lords of manors had been defeated as well as the King, that the victory of the
people had freed the land of England, which was now theirs to cultivate.
Winstanley’s communist ideal was in one sense backward-looking, since it arose from
the village community which capitalism was already disintegrating. But the Diggers were
the most radical and egalitarian opponents of the feudal social order. Winstanley’ clear
statements have a contemporary ring: “This is the bondage the poor complain of, that they
are kept poor by their brethren in a land where there is so much plenty for everyone.”
“Every one talks of freedom, but there are but few that act for freedom, and the actors for
freedom are oppressed by the talkers and verbal professors of freedom.” For “it is clearly
seen that if we be suffered to speak, we shall batter to pieces all the old laws, and prove the
maintainers of them hypocrites and traitors to the commonwealth of England.” And
Winstanley did not only look to the past; he also had glimpses of a future in which
“wheresoever there is a people united by common community of livelihood into oneness it
will be the strongest land in the world, for there they will be as one man to defend their
inheritance.”
***
The history of the English Revolution from 1649 to 1660 can be briefly told. Cromwell’s
shooting of the Levellers at Burford made a restoration of monarchy and lords ultimately
inevitable, for the breach of big bourgeoisie and gentry with the popular forces meant that
their government could only be maintained either by an army (which in the long run
proved crushingly expensive as well as difficult to control) or by a compromise with the
surviving representatives of the old order. But first there were still tasks to be done.
1. There was the conquest of Ireland, the expropriation of its landowners and peasantry – the first
big triumph of English imperialism and the first big defeat of English democracy. For the petty
bourgeoisie of the Army, despite the warnings of many of the Leveller leaders, allowed
themselves to be distracted from establishing their own liberties in England and, deluded by
religious slogans, to destroy those of the Irish. Many of them set up as landed proprietors in
Ireland. (The Leveller revolt of 1649 had been occasioned by the refusal of many of the rank
and file to leave for Ireland, for that meant violating their Engagement of 1647 not to divide
until the liberties of England were secure.)
2. There was the conquest of Scotland, necessary to prevent a restoration of the old order thence;
Scotland was opened up to English traders by political union.
3. A forward commercial policy was undertaken with the Navigation Act of 1651, the basis of
England’s commercial prosperity in the next century. This aimed at winning the carrying trade
of Europe for English ships, and at excluding all rivals from trade with England’s colonies. It
led to a war with the Dutch, who had monopolised the carrying trade of the world in the first
half of the seventeenth century. For in that period the royal policy had frustrated all attempts of
the bourgeoisie to throw the resources of England into an effective struggle for this trade. In
this war, thanks to Blake’s fleet and the economic strength the Republican Government was
able to mobilise, England was victorious.
4. An imperialist policy needed the strong Navy which Charles had failed to build up, and under
Blake the Commonwealth began to rule the waves to some purpose; war in alliance with France
against Spain brought Jamaica and Dunkirk to England.
5. The abolition of feudal tenures meant that landlords established an absolute right to their
property vis-à-vis the King; the failure of copyholders to win equal security for their holdings
left them at the mercy of their landlords, and prepared the way for the wholesale enclosures and
expropriations of the next 150 years.
6. A violent restoration of the old order at home was made impossible by demolishing fortresses,
disarming the Cavaliers, and taxing them to the verge of ruin, so that many were forced to sell
their estates and with them their claim to social prestige and political power. For many owners
of economically undeveloped estates who were already desperately in debt, the period of the
Commonwealth and after represented a great foreclosing on mortgages, capital at last getting its
own back against improvident landlords.
7. Finally, to finance the new activities of the revolutionary governments, the lands of Church and
Crown and of many leading Royalists were confiscated and sold; smaller Royalists whose
estates had been confiscated were allowed to “compound” for them by paying a fine equal to a
substantial proportion of their estates (and they were thus often compelled to sell a part of their
property privately to be able to keep the remainder).
If we keep these points in mind, there is no need to go into the detailed political
revolutions of the next eleven years. Cromwell dissolved the Long Parliament forcibly in
1653, nominated a convention of his own adherents (the Barebones Parliament), which
revived the social and economic demands of the petty bourgeoisie and had to be hastily
dissolved. Cromwell was then proclaimed Protector under a Constitution (the Instrument
of Government), which was rigged to conceal the dictatorship of the Army officers. He
called a Parliament under this constitution on a new £200 franchise, by which moneyed
men were admitted to vote and the lesser freeholders excluded. But Parliament and Army
quarrelled, Parliament was dissolved, and a period of naked military dictatorship followed
under the Major-Generals, in which the Cavaliers were finally disarmed. Ultimately
Cromwell and his Court circle (representing especially the new civil service), under
pressure from the City, came to realise that the Army had done its job and that its
maintenance now meant a crushing burden of taxation on the propertied classes, for
which no compensating advantages were obtained.
Moreover, despite repeated purges and the drafting of politically unreliable units to fight
in Ireland, Jamaica, Flanders, the Leveller and democratic tradition remained strong in
the Army. So in 1657 Cromwell surrendered to his second Parliament and accepted a new
parliamentary constitution. This constitution (the Humble Petition and Advice) took
executive power from a council representing the Army Grandees and placed it in one
controlled by Parliament, brought the Army under Parliament’s financial control, made
the protectorate non-elective and the Protector subject to Parliamentary control. The new
constitution was introduced by a City Member, and was supported by many former
Presbyterians who were soon to welcome home Charles II. Protests in the Army only just
prevented Oliver accepting the Crown as King. The Grandees were bought off by being
given seats in a new second chamber.
But Cromwell died in 1658 before this constitution was working satisfactorily; his son
and successor, Richard Cromwell, lacked his influence with the Army; and the Petition and
Advice constitution was so like a monarchy that it was clear that the bourgeoisie would
accept Charles II if he would accept them, and if the Army could be disposed of. When the
Grandees deposed Richard Cromwell in a palace revolution and seized power for
themselves, a revulsion occurred. The English army of occupation in Scotland, under
command of the ex-Royalist adventurer General Monck, had hitherto taken no part in
English political intrigues. Monck had concentrated on purging it of left-wing elements
and enforcing “discipline.” Now he became the hope of the conservative classes in the
State, frightened of the radicalism of the English armies. Monck took charge of the
situation. With the approval and financial backing of the Scottish gentry, he marched
down from Scotland with his purged and disciplined army, and declared for a free
Parliament elected on the old franchise, to the applause of the bourgeoisie and gentry. For
all knew that a “free” Parliament meant the dominance of the landed classes. “Freedom” is
a relative term. This Parliament recalled Charles II in May, 1660.
That is very briefly what happened. Now let us try to see why
it happened. The most conspicuous feature of the ‘fifties is the
growing conservatism of the “Independent” leaders; their
increasing fear of social revolution as they themselves became
sated and reassimilated to the “Presbyterians.” This is
especially evident in the class split within the Army (so
powerful through its unity in 1647 and in December 1648–
January 1649). After the breach with the Levellers, the
scramble for confiscated lands had helped to widen this split,
for officers had bought lands with debentures (promises to pay
wages) purchased at a discount from their troops. The rank and file, after receiving a piece
of paper in lieu of wages for risking their lives in the Parliament’s cause, were lucky if they
got 7s. 6d. in the £1 for those pieces of paper. Many got far less – 1s. 6d. or 2s. But for
those who were rich enough to be able to wait, the “debentures” were a profitable
investment. After 1657 the lower officers also felt themselves betrayed by the Grandees,
who had sold out for seats in the new Upper House. Fear of the possibility of a political
reunion between lower officers and Army rank and file helps to account for the haste with
which Charles II was scrambled home.
For by 1654 the land transfers had been completed: a new class of landowners had
appeared, who now wanted peace and order to develop their property. The “Independent”
gentry – Oliver Cromwell’s class – had been the spearhead of the revolution because they
wanted to abolish the monopoly of social and political privileges attached to feudal
landholding and to extend them to the advantage of their own class. They had no desire to
abolish big property in land as such, and the left-wing parties advocating this ceased to be
useful allies and became dangerous foes as the “Independent” gentry succeeded to the
position of the old ruling class. The attack on tithes made the owners of impropriations see
unsuspected virtues even in the old Church establishment, whilst the “excesses” of the
democratic sects – Quakers and the like – made the squirearchy yearn for an established
State Church, uniform and disciplined and undemocratic.
In industry the interregnum saw attempts to organise small producers (“the yeomanry”)
against the power of merchant capital. In a bitter class struggle, wages were forced up. Add
to this the financial difficulties, the arbitrary taxation which the Government was forced to
impose after the exhaustion of the land fund (for Parliament refused to vote taxes for the
Army) and we can understand the willingness of the new ruling class to compromise with
the old, to agree to a restoration of the old law to guarantee the new order.
The Restoration, then, was by no means a restoration of the old régime. It is evidence,
not of the weakness of the bourgeoisie and gentry, but of their strength. The personnel of
the Civil Service, judicial bench, Government financiers, continued with very little change
after 1660. Charles II came back, and pretended he had been King by divine hereditary
right ever since his father’s head had fallen on the scaffold at Whitehall. But he was not
restored to his father’s old position. The prerogative courts were not restored, and so
Charles had no independent executive authority. [The executive was controlled first by the
impeachment of Minister when Parliament disapproved of their conduct, then by the
development of the cabinet system.] The common law, as adapted by Sir Edward Coke to
the needs of capitalist society, triumphed alike over the arbitrary interference of the Crown
and the reforming demands of the Levellers. There was no rationalisation of the legal
system in the English Revolution comparable to the Code Napoléon, which the French
Revolution produced for the protection of small property. After 1701 subordination of
judges to Parliament was a point of the Constitution: the gentry dominated local
government as justices of the Peace. The King had no power of taxation independent of
Parliament (though by a lack of foresight Parliament in its enthusiasm voted Charles the
Customs revenue for life, and such was the expansion of trade in his reign that towards the
end of it he came near to financial independence. This was rectified after 1688). Charles
was called King by the Grace of God, but was really King by the grace of the merchants and
squires. He himself recognised this when he said he didn’t want to go on his travels again.
James II was less wise in recognising the limitations of his position – and he travelled.
The bishops also came home with the King, but the Church did not regain its old
independent power, nor its monopoly in the manufacture of public opinion. The Court of
High Commission was not restored; the lesser ecclesiastical courts gradually ceased to be
able to get their sentences enforced; Convocation abandoned its claim to tax the clergy
independently of Parliament. The Church of England ceased even to pretend to be all-
embracing and aimed at holding Nonconformists in subjection rather than at reabsorbing
them. It ceased to be an instrument of power, and became the hallmark of respectability.
The recognised existence of Nonconformity dates from the Restoration: State and Church
were no longer identical. A separate lower middle-class culture grew up. No longer a
powerful organ of government at the disposal of the King, the Church of England sank to
be merely the richest of many rival religious organisations. And it too became dependent
on Parliament. The bishops had been Charles I’s most faithful tools; it was the bishops
who first refused obedience to James II.
Some of the rich Royalists had bought their lands back before 1660. Others got them
back then. Church and Crown lands were restored, too. But the mass of smaller Royalists,
who had sold their estates privately after ruining themselves in the cause, got no redress.
And even where landowners were restored, they were not restored on the old conditions.
Feudal tenures had been abolished in 1646, and confirmation of their abolition was the
first business Parliament turned its attention to after recalling the King in 1660; the
absolute property rights of big landlords were secure. Between 1646 and 1660 many of the
confiscated lands had passed into the possession of speculative purchasers, mostly
bourgeois, who had improved cultivation, enclosed, racked rents up to the market level.
The returned Royalists had perforce to adapt themselves to the new free market
conditions, i.e. to turn themselves into capitalist farmers or lessors of their estates, or they
went under in the competitive struggle.
Many of the landowners restored in 1660 had mortgaged and resold their estates by the
end of the century. Among these landowners we must include the King, who henceforth
became dependent on a Parliamentary civil list, a salaried official, the first Civil Servant.
The King could no longer “live of his own” on his private income from his estates and
feudal dues, and so could never be independent again. In the eighteenth century he had
influence but no independent power. On the other hand, the failure of the democratic
movement to win legally watertight security of tenure for small peasant proprietors had
left the door open for ruthless racking of rents, enclosures, evictions, the creation of a
landless proletariat, with no redress from a Parliament and a judicial system dominated by
the propertied classes.
In the business world, monopolies and royal control of industry and trade disappear
forever. Gilds and apprentice laws had broken down in the interregnum, and no effective
attempt was made to revive them. Liberated trade and industry expanded rapidly. There
was no break in commercial, imperial or foreign policy at the Restoration. The Navigation
Act was renewed by Charles II’s Government and became the backbone of English policy,
the means by which the English merchants monopolised the wealth of the colonies. The
exclusive trading companies declined, except where special circumstances made their
retention necessary to the bourgeoisie (the East India Company). The complete
domination of the moneyed interests was not established till after the second revolution in
1688, with the foundation of the Bank of England and the National Debt (1694). The years
from 1660 to 1688 are a period of retrenchment, in which wealth was accumulated to
finance grandiose imperialist policies which the Protectorate had undertaken and been
unable to carry through. By the end of the century they were being resumed, now under
the complete control of a Parliament representing landed and moneyed interests
fundamentally united by their similar ways of producing wealth.
In 1660 passive obedience was preached in all pulpits; a King was brought back “with
plenty of holy oil about him,” because this was necessary for Parliament, for the possessing
classes, threatened by social revolution from below. A white terror was introduced by the
returned émigrés, and an attempt was made to drive from political life all who did not
accept the restored régime in Church and State (the Clarendon Code, the Test Act).
Educational advances, like the purge which had made Oxford a centre of scientific
research, were reversed. All this broke the revolutionary-democratic movement for the
moment, though it fought back again in the sixteen-seventies and -eighties. In 1662 a
Presbyterian minister, who had been deprived of his living by the Restoration, wrote in
words that recapture the fears of many respectable members of the possessing classes at
that time:
“Though soon after the settlement of the nation we saw ourselves the despised and
cheated party ... yet in all this I have suffered since, I look upon it as less than my
trouble was from my fears then ... Then we lay at the mercy and impulse of a giddy,
hot-headed, bloody multitude.”
Many Presbyterians conformed to the Church of England, now again fashionable. But the
very parsons and gentry who preached passive obedience to constituted authority in 1660
united to expel James II in 1688, when he made the mistake of taking these theories at
their face value and threatened to restore the old absolutist monarchy. James was hustled
out by the “Glorious Revolution” of 1688, “glorious” because bloodless and because there
was no social disorder, no “anarchy,” no possibility of a revival of revolutionary-
democratic demands.
Ever since then orthodox historians have done their utmost to stress the “continuity” of
English history, to minimise the revolutionary breaks, to pretend that the “interregnum”
(the word itself shows what they are trying to do) was an unfortunate accident, that in
1660 we returned to the old Constitution normally developing, that 1688 merely corrected
the aberrations of a deranged King. Whereas, in fact, the period 1640–60 saw the
destruction of one kind of state and the introduction of a new political structure within
which capitalism could freely develop. For tactical reasons, the ruling class in 1660
pretended that they were merely restoring the old forms of the Constitution. But they
intended by that restoration to give sanctity and social stamp to a new social order. The
important thing is that the social order was new and would not have been won without
revolution.
“If writings be true,” said the Leveller Rainborowe in 1647, “there have been many
scufflings between the honest men of England and those that have tyrannised over
them; and if it be read, there is none of those just and equitable laws that the people
of England are born to but are intrenchment altogether. But ... if the people find that
they are not suitable to freemen as they are, I know no reason should deter me ...
from endeavouring by all means to gain anything that might be of more advantage to
them than the government under which they live.” [Woodhouse]
It is struggle that wins reforms, just as it is struggle that will retain the liberties which our
ancestors won for us. And if the people find the legal system “not suitable to freedom as it
is,” then it can be changed by united action. That is the lesson of the seventeenth century
for to-day. It was of us that Winstanley was thinking when he wrote at the head of one of
his most impassioned pamphlets:
“Freedom,” he added with a bitterness born of experience, but also with pride and
confidence, “freedom is the man that will turn the world upside down, therefore no
wonder he hath enemies.” And freedom for Winstanley was not a cheap politician’s slogan:
it meant the living struggle of comrades to build a society based on communal ownership,
a society which ordinary people would think worth defending with all their might because
it was their society. “True freedom lies in the community in spirit and community in the
earthly treasury.”
“This commonwealth’s freedom will unite the hearts of Englishmen together in love,
so that if a foreign enemy endeavour to come in, we shall all with joint consent rise
up to defend our inheritance, and shall be true to one another. Whereas now the poor
see, if they fight and should conquer the enemy, yet either they or their children are
like to be slaves still, for the gentry will have all.” [Winstanley]
“Property ... divides the whole world into parties, and is the cause of all wars and
bloodshed and contention everywhere.”
“When the earth becomes a common treasury again, as it must, ... then this enmity in
all lands will cease.”