Harold R DeMoss JR Financial Disclosure Report For 2010

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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. 5th Cir. Ct of Appeals
5a. Report Type (check appropriate type)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~ 101-111)

1. Person Reporting (last name, first, middle initial) DeMoss, Jr., Harold R.
4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/13/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Nomination, [] Initial

Date [] Annual [] Final

U.S. Circuit Judge -Senior

5b. [] Amended Report 7. Chambers or Office Address U.S. Courthouse 515 Rusk, Suite 12015 Houston, Texas 77002 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Dale

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Board of Trustees, Open Door Mission

1. Trustee

3. 4. 5.

I1. AGREEMENTS. (Reporting individual only; seepp. 14-16 of fiting instructions.)


1-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

DeMoss, Jr., Harold R.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/13/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of fillng instructions.)
A. Filers Non-lnvestment Income
D

NONE (No reportable non-investment income.) DAT~E SOURCE AND TYPE


Taxable IRA distribution from Raymond James

INCOME (yours, not spouses)


$50,000.00

I. 2010 2. 3. 4.

B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmena


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE


I. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/13/2011

V. GIFTS. anti,des tl, ose ,o spouse ~nd dependent ehildren; see pp. 28-31 of fillng instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anci.de~


[~] NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/13/2011

VII. INVES TMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE(No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 Transactions during reporting period

(l)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code 1 (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
Raymond James Trustee for IRA -See assets 2-24 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. DWS Strategic Gov Sec Fund DWSHIGH INCOME A B D Dividend Dividend K M T T INVESCO GOVERNMENT FUND DWS CorePlus B A Dividend Dividend
T

INVESCO CHARTER FUND

Dividend

Sold
(part) Sold (part) Sold (part) Sold

06/02/10
07/01/10

J J J J J J J

08102/10

09/01/10

(part)
Sold (part)
Sold (part) Sold (part)

10/01/10
11/01/10

12/01/10

Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold

01/05/10 02/02/10 03/03/10 04/05/10 05/04/10 06/01/10

J J J
J

J J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Scc Columns C I and D3I 3. Value Method (odes (See Colunln (2)

A =$1,000 or loss F :$50,001 - $ 100,000 J =$15.000 or loss N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U ~Book Value

B ~$1,001 - $2,500 G =$100,001 - $1,000,000 K ~$15,001 - $50.000 O =$500.001 - $ 1,000,000 R ~Cost (Roal Estale Only) V ~Othcr

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,00 l - $25,000,000 =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/13/2011

VII. INVESTMEN TS and TRU STS -i.eome, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE(No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place ,(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

(1)
Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code2 (J-P)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
18. 19. 20. 2 I. 22. 23. 24. 25. DWS Strategic Value Fund COHEN & STEERS NATIONAL RETAIL PROPERTIES Kraft Foods, Inc. VerizonCommunications, Inc. Kinder Morgan Energy Partners UT LTD Partner R.J. Bank Deposit Northern Trust Co~.~ A C C A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Distribution Interest Interest None A A B A A Royalty Royalty Royalty Interest Interest L K K K K J J J J J J J J T T T T T T T T T T T T T Redeemed 01/04/10 L B Buy Buy Buy 08/19/10 08/19/10 08/19/10 K K K Sold 08/19/10 L

26. WelI Fargo Bank 27. 28. 29. 30. 31. 32. 33. 34. Sowell 693, Ltd Sunoco, Inc. Devon Energy Operating Co. Anadarko Petroleum Prudentiallns. of America Amegy Bank of Texas Raymond James Trustee for Broker Acct I See assets 34-38 Cap Wrld Gwth &Incm

Dividend

I. Income Gain Codes: (See Columns B I and D4I 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $ 100.000 J =$15,000 or less N =$250.001 -$500.000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100,001 - $ 1.000,000 K =$15,001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5.000 H 1 =$1,000.001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1.000,001 - $5,000,000 P4 =More than $50,600.000 S -Asscssmcnt W =Estimated

=$5.001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000.001 - $25,000,000 =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/I 3/201 I

VII. INVESTMENTS and TRUSTS - income, ,,alue, ,ransa.ions anctudes those olspoase and dependent children; see pp. 34-60 of filing instructions.)

NONE(No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) Transactions during reporting period

(l)
Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

BondFdofAmerica Gwth FdofAmerica Income FdofAmerica R.J. Bank Deposit Raymond James Trustee for Broker Acct II See assets 40-48 AT&T NEXTERAENERGY Hewlett Packard Co. Johnson& Johnson Procter & GambleCo Weingarten Rlty Invs Sh Ben Int Reit CAPWRLDGRTH & INCM R.J. Bank Acct Growth Fund of America Raymond James IRA Account ll-See assets 50-5 I Growth Fund of America R,J. Bank Deposit

B A C A

Dividend Dividend Dividend Distribution

L L L J

T T T T Distributed 11/19/10 (part)

A A A A A A A A A

Dividend Dividend Dividend Dividend Distribution Dividend Dividend Distribution Dividend

J J J J J J J J J

T T T T T T T T T Spinoff 11/19/10 J (from line 50)

Dividend

J J

T T

Distributed

(part)
A Distribution Open

11/19/10

11/19/10

1. Income Gain C0dcs: (See Columns BI and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm (2)

A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or Icss N =$250,001 - $500,000 P3 =$25,000,001 - $50,000.000 Q ~Appraisal U ~Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V ~Othcr

C =$2.501 - $5,000 HI =$1.000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimaled

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/13/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period Transactions during reporting period

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) Value Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
52. 53. 54. 55. 56. 57. Security Life of Denver Ins. Co.: Universal Life Policy Raymond James Trustee for Broker Acct lllSee Assets 54-57 El Paso County CO CTF PARTN Kentucky Asset/Liability Commn Agy Fund Nueces River Auth TX Water Supply R.J. Bank Deposit A B B A Interest Interest Interest Distribution K K K J T T T T Buy Buy Buy Open 01/07/10 01/07/10 01/07/10 01/07/10 K K K J C Interest M T

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns 01 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method (odes (See Column C2)

A =$ 1,000 or less F =$50.001 - $100.000 J = $15,000 or less N =$250,001 - $500,000 P3 -$25J)00.001 - $50,000.0[)0 Q =Appraisal U =Book Vahlc

B =$1,001 - $2,500 G =$100.001 - $1,000,000 K - $15,001 - $50,000 O = $500.001 - $ 1,000,000 R ~Cosl (Real Estate Only) V -Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Markel

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05113/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)


Part 1. The organization indicated in Part 1. Positions is a nun-profit charitable organization and Judge DeMoss is not an "income beneficiary" of this organization.

Part VII. The asset shown on Line 2 was formerly known as Raymond James IRA AIM CHARTER. The name change occurred on 4/30/10. The asset shown on Line 3 was formerly known as AIM U.S. Government Fund. The name change occurred on 4/30/10. The asset shown on Line 38 was opened on 4/01/09 as a result of the redemption of the asset shown and reported on Line 26 of the 2009 FDR but was inadvertantly omitted in that report. The asset shown on Line 41 was formerly known as FPL Group. The name change occurred on 6/3/10. The account shown on Line 53 is a new account and was opened on 1/7/10.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting DeMoss, Jr., Harold R.

Date of Report 05/I 3/2011

IX. CERTIFICATION.
| certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Harold R. DeMoss, Jr.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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