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    NEP IV Sem Financial Education & Inv - Awareness 401

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    ankithapoojary896

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    © All Rights Reserved
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    NEP IV Sem Financial Education & Inv - Awareness 401

    Uploaded by

    ankithapoojary896
    16 views4 pages

    Original Title

    NEP IV Sem Financial Education & Inv.awareness 401

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    Copyright:

    © All Rights Reserved
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    16 views4 pages

    NEP IV Sem Financial Education & Inv - Awareness 401

    Uploaded by

    ankithapoojary896

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
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    sugnnr:sdnu

    Fleg. No.

    ililffiiltffi lllil ffi iltfl il|ililil!illllilffi lli ilil ffit COMFISN 401
    lV Semester Common to All UG Courses Examination, July/August 2023
    (NEP 2020) (2A22-23 Batch Onwards)
    FTNANCTAL EDUCATTON AND INVESTMENT AWARENESS (SEC)

    Time:2 Hours Max. Marks :30

    SECTION-A(10Marks)

    Answer any two of the following questions. (2x2=4\

    1. What is Income

    2. Write any one of the differences between Revenue Expenses and Capital
    Expenses.

    3. Write any two functions of Reserve Bank of lndia.

    4. What is Trend Analysis ?

    Answer the following Multiple Choice Questions. (6x1=6)

    5. lf you invest, Rs.'!,00,000 at an interest rate of 9% pa cornpounded annually,


    how many years it willtake to double ?
    A\7 B) B C)e D) 10

    6. Which of the following is considered as technological factor under


    microe-nvironment factors ?
    A) Wireless charging B) Engine etficiency
    C) Security in cryptography D) All of the above

    7. Name the Flatio that is used to assess a firm's ability to meet its current liability.

    A) CurnentRatio B) Liquid Ratio


    C) Debt Equity Ratio D) Return on Equity Ratio

    P,T.O.

    uaFIs luoue6eue!1 e6elloC,(IsJa lun peuun " SI{COn vlvgt:zt tztzztl


    lrillillllillllllllllllllllllllllllltilllllfl filllfl llll
    coMFlsN 401

    8. Accident lnsurance cover avaitable for PMJDY account after 28-08-2018


    A) { 1,00,000 B) t 2,oo,0oo

    c) t 2,50,000 D) t 5,00,000

    g. The percentage of a bank's total deposits that it needs to maintain as liquid


    cash is known as
    A) Cash Reserve Ratio B) Statutory LiquiditY Ratio
    C) Marginal Standing FacilitY D) Base Flate

    10. Which of the following is factors of production ?


    A) Land B) Labour
    C) Capital D) Allof these

    SECTION-B(10Marks)
    (2x2=4)
    Answer any two of the following questions'

    11. What a?e the two famous stock exchanges in lndia ?

    12. Expand PPF and APY-

    13. What is Asset Allocation ?

    14. What are ihe types of investors according to'Risk-Return Perception' ?

    Answer the following Multiple Choice Questions. (6x1=6)

    15. ln lnvestments, ELSS stands for


    A) Equity Linked Savings Scheme
    B) Equity Liquid Saving Scheme
    C) Exceptional Liquid and Safe Scheme
    D) Enterprise Linked Sociat Security
    you
    16. When you invest in equity shares through lPO, which of these market are
    dealing with ?
    A) Primary Market B) Secondary Market
    C) Teftiary Market D) Commodity Market
    ililllllllffi lllllffi ffi illlllllllllllllllllllllllllllll
    -3- COMFISN 401

    17. Risk aPPetite generallY when the number of earning familY


    members increases.
    A) lncreases
    B) Decreases
    earning family
    c) There is no correlation between risk appetite and number of
    members
    D) Does not change
    which include
    1g. who facilitates capital raising activities for their clients
    corporations, government and institutions etc' ?
    A) Merchant Bankers
    B) Brokers
    C) Clearing House
    D) Custodian

    19. T-Bills are an examPle of


    A) MoneY Market Securities
    'B) CaPital Market Securities
    C) Conservative Market Securities
    D) Aggressive Market Securities

    20'Whichoftheseis/areterm(s)usedinTechnicalAnalysis?
    A) RSI B) ADX

    C) Candle Stick D) All of the above

    SECTION-C(l0Marks)
    (2x2=4)
    Answer any two of the following questions'
    the formula to calculate NAV'
    21. what do you mean by Net Asset value ? write

    22. Expand AMFI and ETF,


    calculate the Treynor Ratio'
    23. what is Treynor Ratio ? write the formula to

    24. Write any two sources of gathering client data'


    -4- lllllffi illllilffi ffi lllllllllllllllllilllllllllltllllllll
    COMFISN 401
    (6x1=6)
    Answer the foilowing Multipte
    Choice Questions'

    25.NametheparticipantinlvltitualFundwhosetsuparnutualfund.
    B) Sponsor
    A) Promoters
    D) Fund Manager
    C) Trustee

    26.Thisfundsischemehaveafixedmaturitydate.The.unitsareissuedatthetime
    oftheinitiatotferandredee*uoonvonmaturity.Whichschemeifundarewe
    referring to ?
    B) Ctosed ended scheme
    A) OPen ended scherne
    D) None of the above
    C) Both of the above

    2T.NametheparticipantinMutualFundwhomanagesthefundsbymaking
    securitles'
    investmenis in various types of
    A) Promoters
    B) Sponsor
    C) Asset Management ComPanY
    D) Fln''d Manager
    Eives liquidlty, capital appreciation,
    za' wnicn of the following investmentavenue risk free returns ?
    affordability, tr*-n*nJtits and
    relatively
    B) Gold Bonds
    A) Real Estate
    Funds
    D) Fixed DePosits
    C) Mutual
    with standard deviation of 0'5 earned
    29. lf risk free return is 5%, and a scheme
    - would be
    a return ofTo/o, its Sharpe Ratio
    A) 4.5 B)4 c) 5 D) 5'5

    3o'WhichregulationsofsEBlareapplicableforadvisoryservicesoninvestment?
    A)SEBIListingobligationsandDisclosureRequirements(SEBILoDR)
    Regulations, 2015
    B)SEBIlssueofCapitalandDisclosureRequirements(SEBiICDR)
    Regulations, 2009
    Regulations' 2013
    C) SEBI lnvestment Advisers
    D) None of these'

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