Rameson (2009) Empathy A Social Cognitive Neurociences
Rameson (2009) Empathy A Social Cognitive Neurociences
Rameson (2009) Empathy A Social Cognitive Neurociences
Abstract
There has been recent widespread interest in the neural underpinnings of the
experience of empathy. In this review, we take a social cognitive neuroscience
approach to understanding the existing literature on the neuroscience of empathy.
A growing body of work suggests that we come to understand and share in the
experiences of others by commonly recruiting the same neural structures both
during our own experience and while observing others undergoing the same
experience. This literature supports a simulation theory of empathy, which proposes
that we understand the thoughts and feelings of others by using our own mind
as a model. In contrast, theory of mind research suggests that medial prefrontal
regions are critical for understanding the minds of others. In this review, we offer
ideas about how to integrate these two perspectives, point out unresolved issues
in the literature, and suggest avenues for future research.
In a way, most of our lives cannot really be called our own. We spend much
of our time thinking about and reacting to the thoughts, feelings, intentions,
and behaviors of others, and social psychology has demonstrated the manifold
ways that our lives are shared with and shaped by our social relationships.
It is a marker of the extreme sociality of our species that those who don’t
much care for other people are at best labeled something unflattering like
‘hermit’, and at worst diagnosed with a disorder like ‘psychopathy’ or ‘autism’.
Successfully navigating our highly social environment requires a brain that is
superbly evolved to process this type of complex and subtle information and
to orchestrate appropriate responses (Dunbar, 1998). The relatively new field
of social cognitive neuroscience has developed in an effort to understand how
our brains accomplish this rather astounding feat (Lieberman, 2007).
In recent years within the field of social cognitive neuroscience, there
has been increasing interest in the neural mechanisms that underlie the
psychological experience of empathy. This enthusiasm is partly due to
the fact that empathy, in some sense, cuts right to the heart of what it
means to be human: we are capable of not only recognizing the joys and
sorrows of others, but also of reflecting on and sharing in the experience
of those emotions. Such participation in the experiences and emotions of
© 2008 The Authors
Journal Compilation © 2008 Blackwell Publishing Ltd
Empathy: An SCN approach 95
Figure 1 Ventral premotor/inferior frontal gyrus and rostral inferior parietal lobule are critical
components of the human mirror neuron system. The medial prefrontal cortex, superior tem-
poral sulcus, and temporal pole are engaged during mentalizing tasks.
Empirical Issues
This fascinating and productive line of research on the social neuroscience
of empathy raises a number of interesting issues. The first is one of
methodology. It is somewhat surprising that none of the studies reviewed
above explicitly instructed the individuals to engage (or not engage) in
empathic processing. If one wishes to conclusively isolate the neural
correlates of a phenomenon, it is important to know that the participants
are in fact experiencing the phenomenon of interest. Therefore, studies
that specifically ask participants to engage in empathic processing are
needed, and a fruitful direction for future research would be to contrast
neural activity in response to empathic and non-empathic instructions. If
neuronal mirroring is a critical mechanism for the experience of empathy,
one would expect to see such areas activate more strongly in response to
empathic instructions.
Another issue concerns phenomenology. None of the studies reviewed
above reported upon the emotional experience of the participants in
response to the tasks. Rather, empathetic responses tend to be inferred by
the presence of neural overlap between the two conditions. However, this
result does not conclusively show that participants experienced empathy,
or any other sort of affective response. Because the neural mechanism of
empathy should correlate with its phenomenological experience, studies
that correlate self-reports of empathy during the task to brain activity are
needed. As of yet, brain activity has only been correlated with trait empathy.
This methodology implicitly assumes trait empathy is an appropriate proxy
for state empathy during the task, but this assumption remains untested.
Furthermore, it is not clear the extent to which a shared circuit model
can account for displays of empathy in which the emotions of the perceiver
and target are incongruent. For example, seeing a child in tears because
a bully is tormenting him might stir feelings of anger in an observer (as
opposed to the fear the child experiences), yet the response is surely still
an empathetic one. As noted by Hoffman, empathy does not simply entail
the matching of feelings, but the adoption of feelings ‘that are more congruent
with another’s situation than with his own situation’ (2000). If perception of
the target’s emotion automatically triggers a similar emotion (or the precursor
to this emotion) in the observer, it is unclear how these appropriate,
incongruent emotional responses would come into being through utilization
of neural mirror mechanisms alone.
In a similar vein, the use of congruent stimuli makes it difficult to
separate out responses that are self-focused from those that are other-focused,
and thus truly empathic. For example, if a participant sees a picture of a
mutilated body, she may feel quite distressed by it and exhibit insula
activation. If she is then told that her partner is viewing the same distressing
picture, she may react in one of two ways: she might feel distressed for
her partner, or she might feel distressed upon thinking about the upsetting
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Empathy: An SCN approach 101
picture. Only the first response is truly empathetic, but it is likely that
both would commonly activate the insula. The methods that have been
popularly employed in the neuroscientific study of empathy are unable to
distinguish between these two quite qualitatively different responses. As
Singer (2006) noted, the empathic response to watching a masochist
receive pain should not be one of distress – it should be one of pleasure,
because for the masochist, pain is pleasurable.
As an analogy, in research on theory of mind, it was recognized that to
truly test the construct, the participant must hold a belief that differs from
the belief of the target. If the target and the participant both hold the
same belief, a correct response about the target’s mental state may simply
reflect the belief of the participant, rather than the participant’s belief
about the target. Utilizing this same logic, it will be important for future
research on empathy to incorporate incongruent responses into experimental
designs to ensure that participants are experiencing empathic, rather than
self-focused, responses. The introduction of such designs will also help to
disentangle responses of empathy and emotional contagion, which has not
yet been attempted. It is important for future research in this area to
consider that while emotional contagion and empathy may share certain
features (such as affect matching in some cases), the two constructs are not
synonymous.
One recent study examined the relationship between experience and empathy
by recruiting individuals with congenital insensitivity to pain (Danziger,
Prkachin, & Willer, 2006). These individuals displayed semantic knowledge
about pain that was very similar to controls, although their ratings of painful
stimuli were lower and more variable. Interestingly, these judgments were
highly related to individual differences in trait empathy, which was not
the case for controls. It would be interesting to conduct a neuroimaging
study to see if dissociable neural mechanisms are activated during the
viewing of painful stimuli in others in controls and pain insensitive
individuals. For example, would pain insensitive individuals activate dorsal
anterior cingulate and anterior insula, or would they perhaps engage
medial prefrontal regions to construct a more cognitive representation of
the situation of the other?
The potential interrelationship of processing mode and empathy is nicely
illustrated by the study of alexithymia. Alexithymia is characterized by
difficulty in recognizing and describing one’s own emotional states and has
also been associated with difficulties in describing the emotional experience
of others in hypothetical situations (Bydlowski et al., 2005). In a recent
functional magnetic resonance imaging study, Moriguchi et al. (2006) found
that alexithymics performed worse on theory of mind tasks and displayed
reduced levels of empathy and higher levels of personal distress compared
to controls. Furthermore, alexithymics showed lower levels of medial
prefrontal activation during a theory of mind task. For all subjects, medial
prefrontal cortex activity was positively correlated with mentalizing scores
and negatively correlated with alexithymic symptoms. The authors interpret
this finding as evidence that alexithymics have a mentalizing impairment
that is associated with the inability to take the perspective of others.
They further suggest that such a deficit might account for the inability of
alexithymics to report upon their own feelings, as such a process might
require the adoption of propositional processing towards the self.
Successfully adopting a propositional processing mode may also depend
upon the inhibition of one’s own experiential processing. Vogeley et al.
(2001) found that a region of right inferior frontal cortex that is engaged
when comparing conditions in which a participant attributes a mental state
to a character in a story in which the participant is featured and one in
which the participant is absent. In one recent intriguing paper, Samson
and colleagues (Samson, Apperly, Kathirgamanathan, & Humphreys, 2005)
extended this finding to describe an individual with a right inferior frontal
gyrus lesion to see if this area is critical for the inhibition of self-perspective.
Interestingly, this individual was impaired at theory of mind tasks that
required the suppression of his own perspective but performed well if they
did not. He also showed egocentric errors when performing social and
visual perspective tasks. For example, in a visual array task, he consistently
chose the array that corresponded to his own visual perspective. Interestingly,
he seemed wholly unaware of his highly impaired performance and actually
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Empathy: An SCN approach 105
requested that the task be stopped because it was too easy. Future research
in this area is needed to confirm the role of this region in the inhibition
of self-perspective and also show its relationship to empathy. It would also
be interesting to explore whether personality traits such as narcissism
might be associated with abnormal function of this region.
Conclusion
The field of social cognitive neuroscience has recently turned its attention
to the neural mechanisms that underpin the experience of empathy. This
new area of research has already proven to be extremely fruitful in extending
our understanding of how we represent the minds of others and share in
their experiences.
We would like to conclude with some ideas for future research in this
exciting new area. While pain has properties that make it an attractive
stimulus with which to investigate empathy, it would be exciting to see
future research expand methodologically to include more diverse forms of
empathy. For example, there are virtually no neuroscientific studies of
empathy for positive emotions, but there is no theoretical reason why
sharing positive emotions is not as important to interpersonal functioning
as sharing negative ones. One straightforward prediction would be to
observe neural overlap between self and other for reward in the ventral
striatum (Knutson & Cooper, 2005).
Additionally, because empathy is thought to be important partly due to
its relationship to altruism and helping behaviors (Batson, 1991), studies
of how neural processes relate to real-world behaviors would be extremely
interesting. Phrased differently, to what extent can we predict everyday
experiences of empathy as well as helping behaviors from the neural
activation that we see in response to empathy tasks?
A productive line of research has already begun using imaging techniques
to study how the neural responses of individuals who suffer from disorders
such as autism differ from controls during empathic processes. Future
research might use functional neuroimaging to investigate other disorders
of empathy such as psychopathy. It is illuminating that psychopaths, who
are by definition deficient in the experience of empathy, have been shown
to exhibit normal theory of mind abilities but are impaired at recognizing
emotions such as sadness and fear (Blair, Colledge, Murray, & Mitchell,
2001; Blair et al., 1996). It would be quite interesting to see, for example,
whether psychopathic individuals show reduced activation of mirror
neuron systems and whether such activations correlate with behavioral
symptoms. This result would be convergent with findings in the autism
literature, while a failure to find mirror neuron dysfunction would suggest
that other neural regions are critically important in instantiating empathy.
Future studies might also investigate potential moderators of empathy
and how the presence of such moderators affects neural responses. For
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106 Empathy: An SCN approach
example, if we are more prone to empathize with loved ones, the tendency
to use strangers as targets may actually reduce our ability to detect an
effect. Preston and de Waal (2002) suggest that similarity, familiarity,
experience, and salience are important moderators of empathic experience,
and these dimensions warrant further investigation. For example, behavioral
responses akin to empathy in mice (as evidenced by social modulation of
pain) only occur among mice who were familiar with each other (Langford
et al., 2006). Motivation is also likely to be an important moderator of
empathic responding. A suggestive recent study showed that mirror neuron
activity related to grasping at food items was increased as a function of
participant hunger (Cheng, Meltzoff, & Decety, 2007). More neuroscientific
research that explores and is sensitive to the effects of these various moderators
will greatly increase our understanding of empathy as a construct.
Furthermore, studying the moderators of empathy may give us more
insight into situations in which we observe a failure of empathy. It is a sad
truth about the human race that war, homelessness, violence, racism, and
many other societal ills would be much less pervasive if we responded to
all individuals in need with greater empathy. Therefore, research into how
and why these failures occur may also be of critical importance in generating
a more complete understanding of the phenomenon of interpersonal empathy.
It seems fitting to conclude by considering how this neuroscientific
investigation may contribute to our social psychological understanding of
empathy. Because this effort is in its infancy, it is still too soon to fully
appreciate the contributions this research may make to psychological
theory. Like many other psychological processes, empathy is difficult to
introspect and report upon, and even gaining a sense of the component
processes that make up empathic experience has proven challenging. The
inability to know exactly what processes are taking place inside our minds
when we experience empathy is probably one reason why there are so
many different definitions of the phenomenon. However, this inherent
difficulty is one reason why neuroimaging techniques have tremendous
potential to help us gain a better understanding of the construct of empathy.
For example, the current research suggests that both simulation theory
and theory of mind play an important role in the experience of empathy.
We have also reviewed evidence that these areas are subserved by different
neural circuitry, which suggests that these processes may be qualitatively
distinct but nonetheless interact. This literature further suggests that
debates over which theory most correctly outlines how we understand the
minds of others are perhaps somewhat misguided. It is probably more
useful to consider the different component processes that are at work in
the production of empathy, and neuroscience may help us to identify and
understand these processes.
For example, as already reviewed, a very interesting question is whether
personal experience in a domain is a critical moderator of the ability to
empathize with another in that domain. Behavioral research is limited in
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Empathy: An SCN approach 107
Short Biography
Matthew Lieberman’s primary research interests lie in the field of social
cognitive neuroscience, which integrates concepts and methodologies
from social psychology and cognitive neuroscience. He was recently
honored with an APA early career award in recognition of his pioneering
work in this field. Lieberman’s previous publications include work on the
neural bases of controlled and automatic processes, self-knowledge, inter-
personal rejection, and cognitive dissonance. He is also the founding
editor of the journal Social Cognitive and Affective Neuroscience (SCAN).
Lieberman holds a BA in Philosophy and Psychology from Rutgers
University and a PhD in Social Psychology from Harvard University.
Currently, Lieberman is an Associate Professor in the Psychology Depart-
ment at the University of California, Los Angeles. He is working on a
book tentatively titled Experience Shrugged: The Rise of Simulated Experience
in Mental Life and the Modern World.
Lian Rameson is currently a doctoral student and NSF fellow in the
Social Psychology Department at the University of California, Los Angeles.
Her interests include the neural correlates of self-knowledge and empathy.
In collaboration with Matt Lieberman, she is currently conducting studies
that examine the neural correlates of self-schemas and different forms of
empathic processing. Rameson holds a BA in Psychology and English
Literature from the University of California at Berkeley and an MA in
Social Psychology from UCLA.
© 2008 The Authors Social and Personality Psychology Compass 3/1 (2009): 94–110, 10.1111/j.1751-9004.2008.00154.x
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108 Empathy: An SCN approach
Endnotes
* Correspondence address: Department of Psychology, Franz Hall, University of California Los
Angeles, Los Angeles, CA 90095-1563, USA. Email: lrameson@ucla.edu
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© 2008 The Authors Social and Personality Psychology Compass 3/1 (2009): 94–110, 10.1111/j.1751-9004.2008.00154.x
Journal Compilation © 2008 Blackwell Publishing Ltd