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Hygienic Zoning Controls

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Sponsored by:

Presented by:
Commercial Food Sanitation, LLC MOM Brands
Heinz McCain Foods Limited
General Mills, Inc. Nestle USA & Canada
Kraft Foods Ocean Spray Cranberries, Inc.
Kellogg Company Quaker (PepsiCo)
Equipment & Plant Design
For Allergen/Pathogen Control in Low Moisture Foods

Charles M Moder, Environmental Hygiene Controls Manager, MOM Brands

Part 7: Hygienic Zoning Controls in a


Low-moisture Food Plant

Sanitary design is integral to food safety.


Hygienic Zoning Controls in a Low-Moisture Food Plant: Agenda

• Why Hygienic Zoning?


• Concepts of Hygienic Zoning
• Acceptance of Hygienic Zoning
implementation
• Q&A

Sanitary design is integral to food safety.


Why Hygienic Zoning?
•Fact or fiction:

•Studies prove raw flours and grains


contain low levels of Salmonella

Sanitary design is integral to food safety.


Why Hygienic Zoning?
Many Raw Ingredients Have No Heat Step Prior to Receipt

FACT: Studies
prove raw flours
and grains
contain low
levels of
Salmonella.
Sanitary design is integral to food safety.
Why Hygienic Zoning?
In addition to raw grains and flours, there are other sources that may potentially
be contaminated

• Dust (airborne)
• Floor sweepings from
facility cleaning or
maintenance /
construction activities

Sanitary design is integral to food safety.


6
Why Hygienic Zoning?
In addition to raw grains and flours, there are other sources that may potentially be
contaminated

• Exterior materials from the


outside including dirt, airborne
dust, water, filth, animals and
insects.

Sanitary design is integral to food safety.


7
Why Hygienic Zoning?
In addition to raw grains and flours, there are other sources that may
potentially be contaminated

• Floor drains
• Air flow

Sanitary design is integral to food safety.


8
Why Hygienic Zoning?
•Fact or fiction:

•Product recalls have been attributed to


water leaks

Sanitary design is integral to food safety.


Why Hygienic Zoning?
In addition to raw grains and flours, there are other sources that may potentially be
contaminated

• Water leaks

• Construction
debris / floor
sweepings

FACT: Food borne illness outbreaks in the food industry have been
caused by poorly controlled contamination sources which spread
from construction activity or building leaks to the product stream.
Sanitary design is integral to food safety.
10
Concepts of Hygienic Zoning

•Objective: Prevent transfer of potentially


contaminated materials associated with risk to
food product safety

• Conduct hazard analysis


• Determine boundaries for control /
Barriers to sources of contamination
• Hygienic Zones different from Product Zones
• Establish physical controls
• Establish procedural controls

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Conduct Hazard Analysis – Identify Risks
(FMEA Potential Failure Modes and Potential Failure Effects)

• Location, line, process step


• Potential contamination type
• Origin of potential contamination
• Possible Transfer method(s)
• Areas that may be affected
• Product stream affected
• Risk score
Failure Mode
Potential Contamination
Type
Areas that may
(raw grain dust, Transfer Method Product Stream
Origin of Potential Potentially become
nonsanitary dust, (airborne, Potentially at Risk
Contamination and Contaminated
contaminated humans, waterborne, (location, description,
How it Occurs (room, hallway,
contaminated footwear, post cook, post kill,
(specific equipment, portion of room,
equipment, hands/arms, etc.)
environmental site, equipment, etc.)
contaminated materials, clothing, (in order of most at
humans, etc.) (in order of most at
wet equipment, wet equipment, etc.) risk to least at risk)
risk to least at risk)
facilities, outside water,
etc.)

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Conduct Hazard Analysis - Score Risks
(FMEA RPN)

• Severity of contamination
type Risk Assessment (1=low; 5=higher)
• Likelihood of occurrence -

Relative Risk Priority Number


Detectability of presence in
presence in area

Likelihood of Occurrence -

Detectability of product
Likelihood of Product
• Detectability of presence

presence in area
in area

Contamination

contamination
• Likelihood that product

Severity

(RPN)
will be contaminated

area
• Detectability of product
contamination

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Conduct Hazard Analysis - Mitigate Risks
(FMEA Actions Recommended)

• Current controls
• Potential additional controls
• Responsibility for implementing additional
controls

• Reassess, recalculate RPN with additional


controls

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Barriers to Sources of Contamination

• Barriers to outside sources


• Pest control
• Security
• Physical barrier to water
• Physical barrier to air
• Physical barrier to other materials

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Barriers to Sources of Contamination

• Barriers to potentially contaminated materials


brought in
• Pallets: wooden, plastic
• New manufacturing equipment: hygienic
condition
• Other equipment: hygienic condition
• Construction materials: contain
• People: captive footwear, uniforms, visitor
smocks & shoe covers
• Ingredients: sourcing
Sanitary design is integral to food safety.
Concepts of Hygienic Zoning:
Boundaries for Control - Employee Entrance

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Boundaries for Control - Employee Entrance

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Boundaries for Control - Employee Entrance

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Zones Within the Plant

• Barriers to contamination by materials, people, and equipment

• GMP Support Zones: employee welfare areas, offices,


maintenance shop, inner docks
• GMP Zones
- High Sensitivity GMP Zone: exposed to High Sensitivity
Materials
(HSMs)
- General GMP Zone
- High Hygiene GMP Zone: protect post kill product
• Hygienic Zones are different from Product Zones

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Zones Within the Plant

High General High


Sensitivity GMP GMP Hygiene GMP
Zones Zones Zones

Some form of
decontaminating:
Hands, feet,
clothing, materials & Keep
Keep equipment contaminants
contaminants from getting into
from leaving here here

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Control of Contaminants

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Stressed in the past; Now more frequent

Additional protocols when moving between hygienic


zones: Does everyone understand what, how and why?

HANDS AND FEET: CLOTHING & PPE: EQUIPMENT:


FOREARMS: Dedicated shoes, Protection, Decontamination
Sinks or sani shoe protection or dedicated uniform, for tools and
wipes decontamination bump cap equipment
decontamination
Sanitary design is integral to food safety.
Concepts of Hygienic Zoning:
Hygienic Zone Map of Plant

Non GMP Zone


Non GMP Zone

High Hygiene Zone

General GMP Zone

Non GMP Zone


GMP
Support
GMP
Zone
High Sensitivity Support
Zone Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers Between Hygienic Zones

• GMP Support Zone into General GMP Zone


• Handwashing

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers Between Hygienic Zones

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers Between Hygienic Zones

• GMP Support Zone into General GMP Zone


• Handwashing
• Footwear sanitation

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers Between Hygienic Zones

Sanitizer Spray Unit for Footwear

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers Between Hygienic Zones

• GMP Support Zone into General GMP Zone


• Footwear sanitation
• Handwashing
• Hairnet/beardnet
• Safety items: glasses, hearing protection,
bump cap
• GMP policies for jewelry, no eating, etc

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers between Hygienic Zones

• High Sensitivity Zones: Contain high sensitivity


materials
• Walls and doors
• Limited access
• Air balancing
• HSM adverse event prevention/response
• Hygienic Entrance Area (HEA) – for people
• Hygienic Transfer Area (HTA) – for materials and
equipment

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers between Hygienic Zones

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Example of Hygienic Entry Area Layout

Hand Supplies Vac Brown Smocks


Shoe
wash Brush
Sanitize
sink Box

Mirror
Bench
Blue Smocks Mirror

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
HEA Procedure – Entering High Sensitivity Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
HEA Procedure – Exiting High Sensitivity Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers between Hygienic Zones

Vacuum Inspection
Brush for Mirrors
Uniform

Vacuum Brush Box


for Footwear Sanitary design is integral to food safety.
Concepts of Hygienic Zoning:
Physical & Procedural Barriers between Hygienic Zones

• Protect High Hygiene Zones to reduce


contamination risk
• Walls and doors
• Limited access
• Air balancing
• Hygienic Entry Area (HEA)
• Hygienic Transition Area (HTA)

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Physical & Procedural Barriers between Hygienic Zones

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
HEA Procedure – Entering High Hygiene Zone

•“I have to wash my hands and spray my shoes


again?!?”

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Transition Area Procedure – into High Sensitivity Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Transfer Area Procedure – into High Sensitivity Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Transfer Area Procedure – out of High Sensitivity Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Transition Zone (HTA) – Non GMP to GMP Support

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Hygienic Transition Area Procedure – into High Hygiene Zone

Sanitary design is integral to food safety.


Concepts of Hygienic Zoning:
Not totally embraced by everyone!

Sanitary design is integral to food safety.


Acceptance of Hygienic Zoning
Implementation:

•Fact or fiction:

•“…low numbers of Salmonella are not a


problem in low-moisture foods because
these products do not support Salmonella
growth.”

Sanitary design is integral to food safety.


Acceptance of Hygienic Zoning Implementation:
Common misconception regarding low moisture foods…

• Fiction: “…low numbers of Salmonella are not a


problem in low-moisture foods because these products
do not support Salmonella growth.”
• Reality: “…low numbers of Salmonella in foods can
cause illness, and the presence of the organism in low-
moisture ready-to-eat foods must be prevented.”
• GMA guidance document Control of Salmonella in
Low-moisture Foods
• Outlines elements needed to control Salmonella
• Prepared by GMA and several manufacturing reps (Kellogg, General Mills)
• Available at http://www.gmaonline.org/downloads/technical-guidance-and-
tools/SalmonellaControlGuidance.pdf
• Reprinted in Food Protection Trends

Sanitary design is integral to food safety.


Acceptance of Hygienic Zoning Implementation:
Low Occurrence, High Severity

•Using Hygienic Zoning to prevent Bacterial


Contamination is similar to using Explosion Vents to
prevent Explosions:
The likelihood of either one occurring is very low but
if either happens the consequences are very severe.

Sanitary design is integral to food safety.


Acceptance of Hygienic Zoning Implementation:
Get buy-in…

• Safety #1 (Personnel and Food)


• Communicate need for HZ and risk mitigation:
Must be understood and accepted by all
• The “Why” is as critical as the “What” and
“How”
• Includes admission that things won’t be easier

• Minimize cost
• “Make the easy way the right way”
• Minimize disruption of manufacturing operations
• Awareness & Training
Sanitary design is integral to food safety.
Acceptance of Hygienic Zoning Implementation:
Make training fun!

• “Everybody must get zoned”

Sanitary design is integral to food safety.


Equipment & Plant Design
For Allergen/Pathogen Control in Low Moisture Foods

Hygienic Zoning Controls in


a Low-moisture Food Plant
Questions?

Sanitary design is integral to food safety.

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