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CHAPTER 4
INTRODUCTION
Overview
Now that you have identified your research problem and come up with a
research title, this time you have to explore the first chapter of your research
paper. This section should capture the attention of your reader, providing them
a glimpse or background of your research topic.
Objectives: At the end of this chapter, the students will be able to:
1. Elaborate on the basic concepts in writing the background of the study.
2. Develop the Conceptual and Theoretical Framework of the study.
3. Identify the Hypothesis or Research Assumption.
4. Determine the benefits and scope and delimitation of the study.
5. Define the terms used in the research.
6. Write Chapter 1 of the research proposal.
Pre-discussion
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the famous artist. What do you like most about that person? How can you
relate this activity to the topic of the lesson?
What to expect?
At the end of the lesson, the students will be able to:
1. Discuss the essential elements of the background of the study.
2. Formulate the background of the study.
Lesson Outline
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the research problem. He/She must know how the research findings will help
his/her classmates or fellow students.
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In the published article of Cudera et al. (2020), the first and second
paragraphs focused on the rationale of the research problem. The setting of
the research problem is mentioned in the sixth paragraph. The basic literature
foundation of the study and the seriousness of the chosen research are found
in the first to sixth paragraphs. While the general objectives of the research
problem and the overall purpose of the research problem are found in the
seventh paragraph.
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Summary
Assessment
Read the examples of the background of the study of some of the
researchers of Sultan Kudarat State University. Identify the essential elements
of the background of the study.
Research article 1.
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Enrichment
To help you formulate an effective Introduction to your proposed study,
exhaustively answer the following items with proper referencing.
1. State the rationale of your research problem. Start from the international
context down to the local or personal circumstance.
4. Search for related literature that you can use to define the main concepts of
your study. Collect at least three (3) references per variable. Write down the
definitions.
7. After the research has been conducted or the problem has been solved,
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identify the people or entities that will benefit from the research and the direct
benefits they will get from it
Lesson 2 – The Conceptual / Theoretical Framework
Pre-discussion
What to expect?
At the end of the lesson, the students will be able to:
1. Identify the research variables.
2. Formulate the conceptual/theoretical framework of the study.
3. Construct a diagram representing the conceptual/theoretical framework
of the study.
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Lesson Outline
Research Variables
After crafting the statement of the problem, you can also start identifying
your research variables. A variable is any factor or property that a researcher
measures, controls, and/or manipulates. It is also the changing quantity or
measure of any factor, trait, or condition that can exist in differing amounts or
types. It is also a logical set of attributes, characteristics, numbers, or
quantities that can be measured or counted.
Groups of Variables
1. Categorical variables – are variables with values that describe a quality
or characteristic of a data unit like “what type” or “which category”.
a. Ordinal variables – variables are logically ordered or ranked.
Example: academic grades such as A, B, C; clothing size such as X,
L, M, S; and measures of attitudes like strongly agree, agree,
disagree, or strongly disagree.
b. Nominal variables – variables cannot be organized in a logical
sequence.
Example: Business types, eye colors, kind of religion, and types of
learners.
c. Dichotomous variables – variables representing only two categories.
Example: Gender (male and female), Answer (yes or no),
employment status (employed, unemployed)
d. Polychotomous variables - variables with many categories.
Example: Educational attainment (elementary, high school, college,
graduate, and postgraduate), level of performance (excellent, very
good, good, satisfactory, or poor).
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3. Experimental variables
a. Independent variables – variables that are manipulated in the
experiment
b. Dependent variables – variables that are affected by the
manipulation of the independent variables.
c. Extraneous variables – mediating or intervening variables. These
variables are already existing during the conduct of an experiment
and could influence the result of the study
Example: Title of Research: An Experiment on the Methods of
Teaching and Language Achievement among Elementary Pupils
Independent variable: Method of teaching
Dependent variable: Language achievement
Extraneous variable: Ventilation facilities, physical ambiance
4. Non-experimental variables
a. Predictor variables – these variables change the other variable/s in a
non-experimental study.
b. Criterion variables – these variables are usually influenced by the
predictor variables.
Examples:
Title of Research: Competencies of Teachers and Students’
Behavior in Selected Private Schools
Predictor variable: Competencies of teachers
Criterion variable: Student’s behavior
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What is a Framework?
A framework is similar to a skeleton. It is a basic structure or frame of
reference which is designed to support or enclosed something. As a skeleton
gives shape, form, and strength to the body so it can stand erect, so do the
different concepts and theories. These concepts and theories serve as the
building blocks (or the “skeleton”) for the foundation of the study.
Theoretical Framework
The theoretical framework which may be formulated from an existing
theory/ies serves as the foundation of the study. In such a case, the paradigm
that is originally used by the theorist can be fully adopted in the present study. It
can also be adapted since the researcher can add or subtract variables from
the original framework, provided the whole theory is utilized.
The word “theory” is derived from the Greek word, theoria which means
"vision." a theory is a conceptual idea that is used to describe, explain, predict,
or understand a certain phenomenon. It defines non-observable constructs that
are inferred from observable facts and events that are among variables for
purposes of explaining a current state or predicting future events. A theory,
therefore, is primarily concerned with determining the cause-effect relationship.
Thus, a good theory expands vision and guides thinking, professional practice,
and research.
In the formulation of a theoretical framework, relevant theories must be
provided. The researcher cites and discusses related theories that serve as the
foundation of the variables and their relationship to make the study more
scientific and understandable, especially to the readers. The researcher
mention theories, including the name of the authors, titles of their theories,
theoretical principle, and their explanations. When this requirement has been
satisfied the concluding portion is the relationship of the used, established
theory to the present study.
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Conceptual Framework
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Summary
Assessment
B. Read the title and identify what type of experimental variable is being
referred to.
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C. Read the title and identify what type of non-experimental variable is being
referred to.
Research Title Independent Dependent
Variable Variable
Profile of Parents and Family
Bonding: Their Influence on Study
Habits and Achievement Level
Types of Business and Managerial
Skill Towards Profitability Level of
Canteens
Enrichment
1. Work with your proposed study and identify different theories related to your
study. List down the three theories including the theorists, theory statements,
and explanations. Make sure to include the references.
Lesson 3 – The Significance and the Scope and Delimitation of the Study
Pre-discussion
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clams - and has its own brittle, tusk-like shell. The discovery of the giant
shipworm, a species never before studied, marked the first time scientists had
live specimens in hand, according to an article published this week in the
American journal Proceedings of the National Academy of Sciences.
What to expect?
At the end of the lesson, the students will be able to:
1. Write the hypothesis or assumption of the study.
2. Cite the potential benefits of the study.
3. Write the scope and delimitation of the study.
4. Define the important terms used in the study.
Lesson Outline
Hypothesis
A hypothesis is a tentative prediction about the relationship between two or
more variables in a population under study as mentioned by Polit (2007). It
translates the research question into a prediction of expected outcomes. It is
commonly used in experiment-type research, formulated particularly before
the conduct of experiment-quantitative research. It is regarded as an intelligent
guess that occurs with at least two (2) variables: one is independent and the
other is dependent. It is only after the experimentation that the researcher can
finally assess if his/her guess is correct or not. When the result of the
experiment is the same as the hypothesis, then the hypothesis is accepted.
When the result of the study is the exact opposite of the hypothesis, then the
hypothesis is rejected.
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Propositions or Assumptions
Propositions or assumptions are used in qualitative research instead of
hypothesis. In other institutions, propositions are part of the introduction and
others consider these in the review of related literature since these are
generated after reviewing other related literature.
The assumption is also similar to the hypothesis, it means the tentative
answer, wise guess, or predictions of previously unknown data similar to
hypotheses but assumptions do not need a statistical test to prove the
relationship of the cause and effect but is aimed to explain and strengthen the
description. It does not prove causality or association and may necessarily be
the basis for the generalization or making a conclusion.
Example:
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In writing the significance of the study, always refer to the statement of the
problem. This way, you can clearly define the contribution of your study. To
simplify, your research should answer this question, “What are the benefits or
advantages of the study based on the statement of the problem?”
If you ask the question "How has the new packaging affected the sales of the
product?" then the contribution of your research would probably be a
packaging style or technology that can help the store increase its sales. Your
study should demonstrate that the product's packaging influences the buyer's
perception and affects their purchase decision.
person. This is done by looking into the general contribution of your study,
such as its importance to society as a whole, then moving towards its
contribution to individuals like yourself as a researcher.
Example:
Title: Number of Clinical Internship Hours: A Determinant of Student’s
Effectiveness and Skill Acquisition in the Hospital Area for Velez
College Students
College of Nursing Dean. Data given will provide the dean with information
on how the number of duty hours in a week affects the student's academic and
RLE performance. The results will enable the dean to improve the scheduling
of RLE and different academic subjects. Data gathered will help the dean
initiate collaboration among faculty and chairpersons to help plan the
advancement of nursing education about the new curriculum.
Clinical Instructors. The results of the study will help the clinical instructors
evaluate the quality of care rendered by the nursing students, academic
performance, attitude, and skills acquired in the number of hours given in a
week. Results would also develop the clinical instructor's teaching-learning
and evaluating strategies in enhancing knowledge, skills, and attitude to the
students in the time frame given.
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Example:
Anti-poverty programs of the Department of Social Welfare and Development
and the beneficiaries' lives and challenges
This study deals with the anti-poverty programs of the Department of Social
Welfare and Development and the beneficiaries' lives and challenges.
So based on the given statement of the problem, your scope and delimitation
look like this….
This study covers the anti-poverty programs of the Department of Social
Welfare and Development and how the lives of the beneficiaries are changed
after the implementation including the challenges encountered.
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Definition of Terms
The most significant part which can guide the researcher in undertaking
the study is the concrete definition of the term. In publishing the research, the
definition of terms is not necessary. However, this is very important to clearly
define all your variables. These variables are the terms used in the study which
can create confusion because they have two or more meanings.
The defined terms help establish rules and procedures for the conduct of
the study. There are two types of definitions, the conceptual and the
operational definition of terms. The conceptual definition of terms is the
process where the definition is taken from the dictionary. Operational definition
of terms is the use of measurable characteristics set by the research to clearly
illustrate the meaning of the terms in the study. In research, an operational
definition of terms is used.
Example
1. Conceptual definition of the term briquette
Briquette – a compacted often brick-shaped mass of usually fine material
(Merriam-Webster Dictionary)
Here are some tips for organizing your operational definition of terms.
1. Examine your statement of the problem. Take all the terms used in the study
except the articles, from the general statement up to the specific problem.
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Summary
Assessment
Task: Continue working with your proposed study and write the following:
1. Write a null hypothesis if you are proposing quantitative research or a
proposition if your study is qualitative research. (Based on your Statement of
the Problem).
2. Review and answer the checklist in preparing the significance of the study. If
"Yes" is the majority answer, then arrange them in a paragraph and the
composition becomes significant to the study. After your evaluation, state the
significance of the study (state the beneficiaries and in what way they will
benefit from the research).
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4. Define operationally the terms used in the study. (Only those terms used in
the title and the specific problem statements)
Enrichment
You are now expected to have an initial draft of Chapter 1 of your proposed
research. Encode your output in A4 bond paper, Font style, and size: Arial 12,
Margin: Left: 1.5 in, Top: 1 in, Right: 1 in, and Bottom: 1 in.
Chapter 1 INTRODUCTION
Background of the Study
Conceptual and Theoretical Framework
Statement of the Problem
Hypothesis / Assumption
Significance of the Study
Scope and Limitation of the Study
Definition of Terms
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Reference
Accad, A.S. & Accad, M.F. (2016). Qualitative Methods of Research. Kampana
Publishing House, Inc.
Cudera, R.B., Razon, B.C. & Millondaga KJI. (2020). Cultural and ecological
significance of Odonata (Insecta) to the T'boli of Lake Sebu, Mindanao,
Philippines. Biodiversitas, 21: 2536-2554.
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