Shirling 2023 JAH3-12-e028425
Shirling 2023 JAH3-12-e028425
ORIGINAL RESEARCH
BACKGROUND: Endovascular intervention of femoropopliteal chronic total occlusions (CTOs) is technically more complex.
However, there is lack of comparative analysis between CTO and non-CTO femoropopliteal interventions.
METHODS AND RESULTS: We report procedural details and outcomes of patients treated for femoropopliteal CTO and non-CTO
lesions in the XLPAD (Excellence in Peripheral Artery Disease) registry (NCT01904851) between 2006 and 2019. Primary out-
comes were procedural success and 1-year major adverse limb events, a composite of all-cause death, target limb revascu-
larization, or major amputation. Analysis included 2895 patients (CTO: n=1516 patients; non-CTO: n=1379 patients) with 3658
lesions (CTO: n=1998 lesions; non-CTO: n=1660 lesions). Conventional balloon angioplasty (20.86% versus 33.48%, P<0.001)
or drug-coated balloon angioplasty (1.26% versus 2.93%, P<0.001) were more frequent in the non-CTO group, whereas bare-
metal stents (28.09% versus 20.22%, P<0.001) or covered stents (4.08% versus 1.83%, P<0.001) were more frequent in the
CTO group. Debulking procedures were more commonly performed in the non-CTO group (41.44% versus 53.13%, P<0.001),
despite a similar degree of calcification between the 2 groups. Procedural success was higher in the non-CTO group (90.12%
versus 96.79%, P<0.001). Procedural complications were higher in the CTO group (7.21% versus 4.66%, P=0.002), mainly
due to excess distal embolization (1.5% versus 0.6%, P=0.015). Adjusted 1-year major adverse limb events were higher in the
CTO group (22.47% versus 18.77%, P=0.019), driven mainly by target limb revascularization (19.00% versus 15.34%, P=0.013).
CONCLUSIONS: Procedural success is lower for endovascular treatment of femoropopliteal CTO compared with non-CTO le-
sions. CTO lesions are associated with higher rates of periprocedural complications and reinterventions after 1 year.
Key Words: chronic total occlusion ■ femoropopliteal disease ■ outcomes analysis ■ peripheral artery disease ■ prospective registry
T
he femoropopliteal artery constitutes the most fre- femoropopliteal lesions involve a chronic total occlusion
quent location for lower extremity peripheral artery (CTO).1 Endovascular treatment strategies for the femo-
interventions in patients with symptomatic pe- ropopliteal segment vary widely, particularly between pa-
ripheral artery disease (PAD). Moreover, nearly 40% of tients with femoropopliteal CTO and those without CTO
Correspondence to: Shirling Tsai, MD, University of Texas Southwestern Medical Center, 5323 Harry Hines Boulevard, MC 9157, Dallas, TX 75390-9157.
Email: shirling.tsai@utsouthwestern.edu
This article was sent to Tazeen H. Jafar, MD, MPH, Associate Editor, for review by expert referees, editorial decision, and final disposition.
For Sources of Funding and Disclosures, see page 9.
© 2023 The Authors. Published on behalf of the American Heart Association, Inc., by Wiley. This is an open access article under the terms of the Creative
Commons Attribution-NonCommercial-NoDerivs License, which permits use and distribution in any medium, provided the original work is properly cited, the use
is non-commercial and no modifications or adaptations are made.
JAHA is available at: www.ahajournals.org/journal/jaha
Age, y
Mean±SD 67.42±9.83 65.85±9.84 Wilcoxon rank sum
test, <0.001*
Median (IQR) 67 (61–74) 65 (59–72)
Sex
Men 961 69.79% 1171 77.34% <0.001*
Women 416 30.21% 343 22.66%
Race and ethnicity
White (not 968 71.86% 1093 74.35% 0.294
Hispanic)
Black 239 17.74% 253 17.21%
Hispanic 121 8.98% 109 7.41%
Other (Asian, 19 1.41% 15 1.02%
Native American,
Other)
Smoking (any tobacco use)
Within the past 576 42.29% 825 55.07% <0.001*
year
>1 y ago 553 40.60% 489 32.64%
Never 233 17.11% 184 12.28%
Hypertension 1252 91.39% 1364 90.45% 0.420
Diabetes 759 55.97% 786 52.47% 0.066
Hyperlipidemia 1173 86.70% 1277 85.08% 0.236
(dyslipidemia)
Chronic kidney 212 15.37% 189 12.47% 0.027*
disease
Coronary artery 800 58.01% 863 56.93% 0.580
disease
Heart failure 159 11.53% 220 14.51% 0.020*
Prior nonfatal MI 264 19.14% 358 23.61% 0.004*
Prior stroke 96 6.96% 139 9.17% 0.035*
ABI
Mean±SD 0.71±0.24 0.61±0.23 Wilcoxon rank sum
test <0.001*
Median (IQR) 0.70 (0.58–0.85) 0.60 (0.48–0.72)
ABI (category)
ABI<0.9 750 82.42% 949 92.68% <0.001*
0.9≤ABI<1.4 148 16.26% 67 6.54%
1.4≤ABI 12 1.32% 8 0.78%
Ischemia level
CLTI 459 33.28% 601 39.64% <0.001*
Claudication 920 66.72% 915 60.36%
ABI indicates ankle–brachial index; CLTI, chronic limb-threatening ischemia; CTO, chronic total occlusion; IQR, interquartile range; and MI, myocardial
infarction.
*P<0.05.
assessed by examination of the proximal stump (blunt, as operator-guided stenting of the target lesion when
concave versus tapered, convex), distal stump (blunt an initial non–stent-based strategy was unsuccessful.
versus concave), presence of side branches proximally We examined the following outcomes: proce-
and distally, and presence of collateral filling of the dis- dural success, periprocedural complications, and 1-
tal vessels.8 Procedural characteristics included type year major adverse limb events (MALE) and MACE.
and number of balloons or stents and use of debulking Procedural success is defined as ≤30% target lesion
or CTO crossing devices. Bail-out stenting was defined residual stenosis without complication after index
intervention. Periprocedural complications (immedi- variables was used. To display outcomes of MALE
ately following index procedure to 30 days after the and target limb revascularization between patient with
procedure) included residual dissection (flow-or non- femoropopliteal CTO and femoropopliteal non-CTO on
flow-limiting), access site hematoma (>5 cm or <5 cm), survivals, adjusted Kaplan-Meier survival curves were
retroperitoneal hematoma, distal embolization, bleed- generated for each outcome, controlling for potential
ing diathesis, acute renal failure, perforation, emer- confounders such as age, sex, smoking status, chronic
gency surgery, or their composite. MALE are defined renal insufficiency, heart failure, prior nonfatal MI, prior
as all-cause death, repeat revascularization (endovas- stroke, and Rutherford class. To determine the associ-
cular or surgical), or major amputation. MACE consist ations between patients with femoropopliteal CTO and
of all-cause death, nonfatal myocardial infarction (MI), femoropopliteal non- CTO and outcomes of interest
or stroke. The individual components of MACE and including MALE, MACE, repeat revascularization, and
MALE were also studied. repeat endovascular intervention, univariate and multi-
variable logistic regression models were performed to
Statistical Analysis compute unadjusted and adjusted odds ratios (ORs),
To compare baseline and lesion characteristics, pro- in which the multivariable logistic regression models
cedure details, and procedure outcomes, univariate were adjusted for age, sex, smoking status, chronic
analysis was used. Continuous variables were de- renal insufficiency, heart failure, prior nonfatal MI, prior
scribed using mean±SD or median with interquartile stroke, and Rutherford class (chronic limb-threatening
range (IQR). Discrete and categorical variables were ischemia versus claudication). Regression results were
presented as numbers and percentages. Differences presented as ORs with 95% CIs. All statistical tests
between the femoropopliteal CTO and femoropopliteal were 2-sided, with P<0.05 considered to be statisti-
non-CTO groups were compared using a t test or cally significant. All statistical analyses were performed
Wilcoxon rank sum test for continuous variables, using R version 3.6.1 (The R Foundation for Statistical
whereas a χ2 test or Fisher exact test for categorical Computing).
Femoropopliteal Femoropopliteal
Variable non-CTO (N=1660) Non-CTO, % CTO (N=1998) CTO, % P value
Femoropopliteal Femoropopliteal
Variable non-CTO (N=1660) Non-CTO, % CTO (N=1998) CTO, % P value
CTO indicates chronic total occlusion; and IQR, indicates interquartile range.
*P<0.05.
CTO crossed, 71.25% were reported to be true lumen or drug-coated balloon (DCB) angioplasty (1.26% ver-
crossing, whereas 19.78% were subintimal crossing. sus 2.93%, P<0.001) (Table 3). CTO lesions were more
Reentry from a subintimal dissection plane involved often treated with bare-metal stents (28.09% versus
use of a reentry device in 52.31% of cases. In 69.59% 20.22%, P<0.001), but there was no difference in use
of cases, the CTO was crossed from an antegrade of drug-eluting stents. Lesions with CTO were also
approach. Retrograde crossing was used in 18.95% more often treated with covered stents (4.08% versus
of cases, and a combined antegrade–retrograde ap- 1.83%, P<0.001). The need for bail-out stenting was
proach was used in 3.89% of cases. US Food and expectedly higher in the CTO group (7.31% versus
Drug Administration– approved crossing catheters 5.54%, P=0.037).
were more commonly used in CTO lesions as com- The CTO group had a lower procedural success
pared with non-CTO lesions (83.58% versus 6.20%, (90.12% versus 96.79%, P<0.001) and higher over-
P<0.001). Examination of CTO crossing device use re- all rate of procedural complications (7.21% versus
vealed a broad array of device mechanisms (ultrasonic, 4.66%, P=0.002) compared with the non-CTO group
microdissection, spinning distal tip). Atherectomy was (Table 4). However, mean ABI improved in both groups
less common in the CTO group as compared with the at 6 months (0.83±0.23 versus 0.87±0.29, P=0.089).
non-CTO group (41.44% versus 53.13%, P<0.001). A At 12 months, mean ABI, although higher from preop-
variety of atherectomy devices was used, including or- erative value, was significantly lower in the CTO group
bital atherectomy (5.76%), laser atherectomy (7.62%), (0.81±0.24 versus 0.85±0.24, P=0.01). The higher com-
and directional atherectomy (11.27%). Distal embolic plication rate was driven mostly by nearly 3 times as
protection devices were used in 37.58% of CTO cases. many distal embolization events. One-year follow-up
CTO lesions were less often treated with either plain revealed higher composite MALE rate in the CTO group
balloon angioplasty (20.86% versus 33.48%, P<0.001) (22.47% versus 18.77%, P=0.019); however, there was
MALE
Death 30 2.34% 46 3.17% 0.230
Repeat endovascular 175 13.69% 233 16.10% 0.088
intervention
Surgical target limb 30 2.35% 52 3.59% 0.074
revascularization
Amputation in target limb 24 1.88% 35 2.42% 0.404
(major)
MI 17 1.33% 29 2.00% 0.231
Stroke 4 0.31% 8 0.55% 0.378
Composite MALE (death/repeat endovascular or sugical intervention/major amputation)
Yes 241 18.77% 327 22.47% 0.019*
Composite MACE (death/MI/stroke)
Yes 46 3.59% 75 5.16% 0.057
Composite revascularization (repeat/surgical)
Yes 196 15.34% 275 19.00% 0.013*
CTO indicates chronic total occlusion; MACE, major adverse cardiac events; MALE, major adverse limb events; and MI, myocardial infarction.
*P<0.05.
no significant difference in all-cause mortality or major reintervention (endovascular or surgical) (OR, 1.278
amputation rates between the CTO and non- CTO [95% CI, 1.039–1.573]; P=0.020) at 1 year (Table 6).
groups (Table 5). There was a significantly higher rate Finally, adjusted Kaplan-Meier analysis was performed
of repeat revascularization (including both endovascu- to demonstrate differences in MALE-free and target
lar and surgical procedures) in the CTO group (19.00% limb revascularization–free survival over 1 year of fol-
versus 15.34%, P=0.013). low-up (Figure).
In univariate logistic regression models, com-
posite MALE, composite MACE, and any revascu-
larization procedure (endovascular or surgical) were
significantly more likely in patients with femoropopli- DISCUSSION
teal CTO (Table 6). On multivariate analysis, after ad- The current analysis provides an in-depth insight into
justing for patient-level risk factors (age, sex, smoking patient, lesion, and procedural features of femoro-
status, chronic renal insufficiency, heart failure, prior popliteal PAD comprising CTO and non-CTO lesions
nonfatal MI, prior stroke, and Rutherford classifica- treated by endovascular intervention. These data con-
tion), patients with femoropopliteal CTO had a higher firm that treatment of femoropopliteal CTO has accept-
risk of composite MALE at 1 year (OR, 1.217 [95% CI, able, but lower, rates of procedural success compared
1.002–1.477]; P=0.048) and higher likelihood for any with non- CTO lesions. Although mortality and limb
Table 6. Results of Univariate and Multivariable Logistic Regression Models for Comparing CTO/Femoropopliteal Versus
Non-CTO/Femoropopliteal on Outcomes
Outcome Odds ratio (95% CI) P value Odds ratio (95% CI)† P value
Composite MALE (death/repeat endovascular or surgical intervention/ 1.255 (1.041–1.512) 0.017* 1.217 (1.002–1.477) 0.048*
major amputation)
Composite MACE (death/MI/stroke) 1.463 (1.005–2.128) 0.047* 1.389 (0.938–2.055) 0.101
Composite revascularization (repeat endovascular or surgical) 1.295 (1.059–1.584) 0.012* 1.278 (1.039–1.573) 0.020*
Repeat endovascular intervention 1.210 (0.978–1.496) 0.079 1.220 (0.980–1.518) 0.076
MACE indicates major adverse cardiac events; MALE, major adverse limb events; and MI, myocardial infarction.
*P<0.05.
†
Odds ratios were adjusted by the following confounders: age, sex, smoking, chronic kidney disease, heart failure, prior nonfatal MI, prior stroke, and
Rutherford class.
Figure. Adjusted Kaplan-Meier curves for freedom from MALE (A) and freedom from target limb revascularization (B) in
patients with FP CTO and non-CTO.
CTO indicates chronic total occlusion; FP, femoropopliteal; and MALE, major adverse limb events.
salvage at 1 year are not significantly different between stenting after suboptimal results from DCB. Cost and
the groups, patients with CTO are more likely to suffer operator preference likely contributed to the low use of
from periprocedural distal embolization and undergo drug-eluting technology in this registry. Although the
more frequent target lesion revascularization at 1 year. DCBs were Food and Drug Administration approved
The unique features of the XLPAD registry data in late 2014, the studies demonstrating improved ef-
provide exceptional granularity into procedural details ficacy over conventional percutaneous balloon angio-
that are often absent in other registries. As such, the plasty with midterm follow-up were published in mid to
findings that procedural success is lower and com- late 2015.10,11 This may account for some later use of
plication rate is higher in the CTO group is not sur- DCBs. The meta-analysis12 by Katsanos et al may have
prising. However, the current analysis shows that this abruptly decreased use of paclitaxel-eluting or coated
is largely through higher rates of distal embolization, devices in 2019, but this only accounted for a small
despite the use the distal embolic protection devices percentage of cases over the time course of the study,
in one-third of patients with CTO. This is perhaps and was unlikely the sole cause of the low use of DCBs
due to release of downstream embolic debris during and drug-eluting stents in this cohort.
crossing of CTO lesions that precedes deployment of Another notable finding was the relatively low fre-
any embolic protection device. The higher prevalence quency of stenting, even in the CTO group. An ear-
of patients with chronic limb- threatening ischemia lier analysis of cases in the XLPAD registry suggests
and ISR lesions in the CTO group could also account that ≈50% of femoropopliteal procedures involved
for this difference.9 any type of stent, including bare metal, covered, and
Another interesting finding is that atherectomy was drug-eluting stents.7 Similarly, a comparison of stent-
performed more often in the non-CTO group. This may versus nonstent- based interventions in the femoro-
have been related to more frequent subintimal cross- popliteal segment from the XLPAD found that 46% of
ings in the CTO group, which would have deterred the femoropopliteal interventions were stent- based, and
use of atherectomy devices. All types of atherectomy that stents were associated with significantly higher
were used; however, the use of directional atherectomy procedural costs.13 Consistent with the prior reports,
was most frequent, because it may be favored in cases in the current report, a total of 47.65% of femoropop-
with eccentric calcified nonocclusive plaque. Notably, liteal CTO lesions were treated with stenting, plus an
the use of a DCB as the sole treatment modality was low additional 7.31% that were treated with bail-out stent-
in both the CTO group and non-CTO group. This does ing. The greater proportion of patients with ISR in
not, however, account for combination treatments, the CTO group may also contribute to the lower fre-
such as the use of atherectomy before DCB or bail-out quency of stenting, because patients with ISR were
more commonly managed with balloon angioplasty, as In conclusion, procedural success is lower for
noted in prior publications.13 endovascular treatment of femoropopliteal CTO
The adjusted analysis controlled for clinically rel- compared with non-CTO lesions. Periprocedural com-
evant patient- level risk factors but not other lesion plications are higher for CTO lesions, driven mostly by
characteristics or procedural details. CTO versus distal embolization events. Although there are no dif-
non-CTO is the major lesion-level driver of the out- ferences in mortality or limb salvage at 1 year, patients
comes of interest (limb salvage and death); therefore, with femoropopliteal CTO were more likely to require
other lesion characteristics (eg, lesion length, severity reintervention.
of calcification, CTO morphology) and treatment de-
tails (eg, atherectomy, use of DCBs or covered stents)
were not included in the adjusted regression analysis. ARTICLE INFORMATION
Furthermore, many treatment variables may be depen- Received February 2, 2023; accepted May 2, 2023.
Data Registry). JACC Cardiovasc Interv. 2015;8:245–253. doi: 10.1016/j. effect using a drug- coated balloon for femoropopliteal lesions: 24-
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