clauss-ehlers2004
clauss-ehlers2004
clauss-ehlers2004
Re-inventing Resilience
A Model of "Culturally-Focused
Resilient Adaptation"
CAROLINE S. CLAuss-EHLERS
INTRODUCTION
27
C. S. Clauss-Ehlers et al. (eds.), Community Planning to Foster Resilience in Children
© Springer Science+Business Media New York 2004
28 Carotine S. Clauss-Ehlers
Spiritual/Motivational Competencies
According to Kumpfer (1999), spiritual/motivational resiliency characteris-
tics include belief systems that "serve to motivate the individual and create a
direction for their efforts" (p. 197). Several studies, have shown that spirituality
predicts resilience (Dunn, 1994; Masten, 1994). Variables to be included in this
domain include (but are not limited to) purpose in life (Neiger, 1992), spirituality
(Dunn, 1994), an internallocus of control (Werner & Smith, 1992), and hopeful-
ness and optimism (Seligman, 1975). It appears that having a belief system helps
individuals confront and cope with fears and adversities. Resilient individuals have
also shown that spirituality hel ps them believe they can create better results for
themselves and know when to give up on what they cannot control (Werner &
Smith, 1992).
Cognitive Competencies
Variables that correlate with resilience in the cognitive competence category
are characterized by cognitive abilities that help an individual accomplish their
goals. Some of the competencies in this category include intelligence (Long &
Vaillant, 1984), reading skills (Luthar & Zigler, 1992), insight (Wolin & Wolin,
1993), and self-esteem (Bandura, 1989). Intelligence has been found to correlate
with children who are resilient (Werner, 1985) and acts as a protective factor that
can promote school success and work achievement in later life. Reading is one such
component 01' intelligence that fosters resilience by promoting verbal competence.
Some researchers state that insight is the number one factor in resilience (Wolin
& Wolin, 1993). States Kumpfer (1999): " ... resilient children from dysfunctional
parents are aware very early in life that they are different from and stronger than
their sick parent. While empathetic and caring, they develop "adaptive distancing"
to protect their sense 01' healthy separation from the parent's mal adaptive coping
skills and life patterns" (p. 203). Finally, positive self-esteem helps children take
on challenges that can further their development and subsequent competencies.
Behavioral/Social Competencies
The behavioral/social competence domain involves the ability to carry out
much 01' what is known in the cognitive arena. Variables include social skills, street
smarts (Garmezy & Masten, 1986), communication (Wolin, 1991) and problem
solving skills (Rutter & Quinton, 1994). The ability to effectively interact with
people and be aware of the situation has been found to correlate with resilience
(Garmezy & Masten, 1986). It is also hypothesized that those who are comfortable
with the direction they plan to take are more likely to have great problem solving
Re-inventing Resilience 31
(e.g., gives access to new resources) and process orientation (e.g., supports re-
lationships needed for successful development). The first strategy consisted of
providing after-school activities while the second involved a focus on developing
positive relationships with others. A third intervention strategy focused on strength-
ening Africentric values and traditions found among individuals of African descent
(Akbar, 1996; Azibo, 1991) such as spirituality; harmony; collective responsibility;
oral tradition; sensitivity to emotional cues; authenticity; balance; eoneurrent time
orientation to past, present and future; and interpersonal/communal orientation
(Belgrave et al., 2(00).
Results of the study indieated that after partieipating in the intervention, par-
tieipants seored signifieantly higher on I) Afrieentrie values; 2) ethnie identity;
and 3) physieal appearanee self-eoneept than those who did not engage in the
exercises designed to inerease feelings of self-worth, Afrieentric values, and eth-
nie/gender identity. The researehers hypothesized that their study eontributed to
an understanding about how to promote resilieney as a protective factor in Afriean
Ameriean girls. They eonc1uded that this gender and ethnieally eongruent inter-
vention was responsive to the group as it promoted self-esteem, ethnie identity,
and eultural values.
Researehers have also found that relational and environmental support pro-
motes aeademic resilience among different cuItural groups. Gonzalez and Padilla
(1997) conducted a study that identified factors that contributed to the aeademic
resilience and achievement among Mexican American high sehool students. They
administered a 314-item questionnaire to three high sehools in California. Stu-
dents who identified themselves as Mexiean were included in the subject pool that
eonsisted of 2, 169 participants.
Demographie data allowed the researehers to distinguish between resilient
(students who reported getting "mostly A's") vs. nonresilient students (students
who reported getting "mostly D's"). The demographie portion of the study found
that resilient students were more likely to be female, have immigrant parents, have
been born outside the United States, have had foreign sehooling, and be more likely
to live with both parents in comparison to nonresilient students. In contrast, nonre-
silient students were more Iikely than resilient students to live with their mothers,
and have parents with lower education levels in eomparison to resilient students.
The researehers eondueted a factor analysis of the questionnaire and found it
reflected three variables: support (a variable that included family and peer support,
parental monitoring, and teaeher feedbaek); sense ofbelonging in sehool (a variable
that refleeted the students' sense of aeeeptance); and eulturalloyalty (a variable that
consisted of familism, nonassimilation, and eultural pride/awareness). Gonzalez
and Padilla (1997) found that a supportive aeademie environment and a sense ofbe-
longing to sehool predieted greater resilienee among Mexiean Ameriean students.
Family and peer support were also signifieant with regard to the partieipant's grade
point average (GPA).
34 Caroline S. Clauss-Ehlers
The study also found that, although culturalloyaIty did not predict resilience,
t tests indicated that the familism subscale showed significant differences between
resilient and nonresilient students. These investigators concluded that "students'
sense ofbelonging to school and their supportive environments can have important
effects on academic achievement" (Gonzalez & Padilla, 1997, p. 315). With regard
to looking at resilience as something that is trait-based vs. environmentally driven,
the authors state that their study reinforces the idea that resilience is not a trait, but
rather "a capacity that develops over time in the context of environmental support"
(Egeland, Carlson, & Sroufe, 1993, p. 19).
In another study, Brodsky (1999) suggests that African American single moth-
ers consider resilience as the ability to find a balance between risk and protective
factors in eight domains: neighborhood, parenting, family, friends, men, personal
characteristics/activities, and spirituality. Her qualitative analysis was conducted
on 10 single African American mothers living in risky neighborhoods. Brodsky
(1999) found that, for the women, "making it" involved balancing stressors and
reSOUl'ces in these eight domains. In addition, the study found that each woman
achieved this balance in her own way, thus finding a unique person-environment fit.
There were, however, three skills that fostered resilience in all the women. These
skills included the ability to" I) appreciate resources and success and re frame some
stressors to allow for contentment in one's current situation; 2) re frame stressors
in ways that are motivating; and 3) locate, recognize, and utilize resources from
supportive domains to deal with the demands of stressful domains-and to set and
strive for new goals" (Brodsky, 1999, p. 157).
Some studies have supported the hypothesis that culture can inftuence how
one understands and copes with an event (Lopez et al., 2002). Strong's (1984)
study compared coping behaviors between Native American and White families
who took care of elderly relatives. Strong (1984) found ditferences between the
two groups in terms of their sense of control and expression of anger. S pecifically,
White families feit more in control and experienced a greater sense of coping than
Native American families. Strong ( 1984) concluded that perhaps Native Americans
were more apt to accept their situation since they feit less II ,ntrol, a dynamic that
corresponds with the tradition al Native American value of noninterference.
Again, moving beyond a trait-based focus, other research looks at how support
systems can be critical to coping. De la Rosa (1988) found Puerto Rican adolescents
with strong support systems were more equipped to deal with stressful situations
and less likely to get ill. Similarly, Colomba, Santiago, and Rossello ( 1999) found
that the more Puerto Rican adolescents seek out family and social support, the less
likely they will become depressed when faced with a stressful situation.
Spencer and Dupree (1996) incorporate cuIture and diversity in their perspec-
tive of resilience. Their identity-focused ecological model states that ecology and
culture have an impact on how children adjust to the environment. They discuss the
concept of an ecocultural character that involves cuItural values and practices that
Re-inventing Resilience 35
have an impact on social interactions and development. For them, the identity-
focused cultural ecological model takes a dynamic approach to looking at risk,
coping, resilience, and outcomes. Keogh and Weisner (1993) also discuss how
both vulnerability and resilience must be understood within the individual's eco-
logical and cultural context. They state that an assessment of supports and risk
factors must go beyond the individual and the family to look at the community and
culture as they are experienced by the child.
sociocultural support are integral tasks to emerge from a move toward health. So-
ciocultural contexts reflect resources and stressors relevant to a particular child's
experience (Johnson, 1990). It is the larger sociocultural system that is thought to
influence a superordinate cultural framework through which behavior, language,
and communication patterns are understood. Looking at the sociocultural environ-
ment a110ws us to explore ways in which normative and non-normative experiences
influence resilience or stress among diverse groups of children. For instance, socio-
cultural experiences like socioeconomic and cultural differences are increasingly
thought to have an impact on development (Dryfoos, 1996).
To this end, cultural resilience is a term that considers those aspects of one's
cultural background such as cultural values, norms, supports, language, and cus-
toms that promote resilience for individuals and communities. Because culture
is a11 around us, because children operate within ditferent cultural mindsets, and
because there are inherent values built into these frameworks, we can no Ion ger
talk ab out resilience without incorporating culture and diversity. Resilience as it
is defined and practiced, must be relevant to a wide spectrum of culturally diverse
youth. The author's perspective, the culturally-focused resilient adaptation (CRA)
model, asserts that culture and the sociocultural context influence resilient adapta-
tion. Here resilience is not defined as a conglomeration of individual characteristic
traits alone. Culturally-focused resilient adaptation in the face of adversity is de-
fined as a dynamic, interactive process in which the individual negotiates stress
through a combination 01' character traits, cultural background, cultural values, and
facilitating factors in the socioculturaI environment.
Cultural values are those beliefs about what is important to one's cultural
background. Cultural values are posited to enhance resilience since they build
support and protective processes into communities. For instance, Clauss-Ehlers
and Lopez-Levi (2002a; 2002b) talk about cultural values in the Latino commu-
nity such as familismo, respeto, and personalismo. Familismo means that family
needs come before individual desires and inc1ude family obligation, view of family
as a social support, and looking to family members as role models. Respeto com-
pliments familismo as it "acknowledges the authority 01' eIder family members
and senior people in positions of power" (Clauss-Ehlers & Lopez-Levi, 2002a,
p. 8). Personalismo refers to valuing relationships in and of themselves and not as
a means to an end (Clauss, 1998).
The intersection of these cultural values creates what the author introduces
as the child's cultural script for resilience. Latino cultural values, for instance,
allow children to look to extended family for ongoing support, seek out older,
experienced role models, and be encouraged to develop positive relationships with
which they can identify and develop healthy attachments. Such influences help
define contexts of resilience for Latino children who benefit from an extended
family support network. Certainly this hypothesis has been supported by empirical
studies such as those conducted by De La Rosa (1988) and Colomba et al. ( 1999).
Re-inventing Resilience 37
Conversely, this literature also provides information about stressors. For children
whose families immigrate to the United States, for instance, vulnerability might
be the sudden loss of extended family support from members in the country of
origin.
The sociocultural context that arises out of Latino cultural values ilIustrates
a key concept in the CRA model that the author calls faeilitating developmental
environments. A facilitating developmental environment is an environment that
supports optimal development, mastery, and health, and is eulturally syntonie with
the individual's objectives and needs. In the Colomba et al. (1999) study, for
instance, the fact that family support prevented depressive symptoms provides an
example of a facilitating developmental environment.
In contrast, an inteifering developmental environment is one that fails to
promote resilience and optimal development. The interfering developmental en-
vironment is the context that does not res pond to the individual, does not support
mastery and competence, is eulturally dystonie, and creates a baITier in develop-
ment. Interfering developmental environments can be active or passive. The passive
interfering developmental environment fails to support the child simply because
it lacks key resources. Such an environment might be experienced by the family
that immigrates to the United States and experiences cultural value conflicts, loss
of extended family support, and language baITiers. The active interfering develop-
mental environment is the context where intentional behaviors and actions exist
such that they create an adversity potential that undermines the child.
The interaction between contexts and the individual, cultural values, and inter-
personal dynamics create a response to the facilitating or interfering environment.
The process is one of culturally-focused resilient adaptation since the child brings
multiple aspects of self and culture to confront and manage environmental adver-
sity. Out of this process, it is hoped that children develop competent responses to
the various sociocultural environments where they live.
CONCLUSION
The purpose of this chapter has been to promote a shift from disease to
health by putting resilience in a multicultural context. Resilience research has
made extraordinary contributions to the positive psychology literature (Cicchetti
& Garmezy, 1993; Conrad & Hammond, 1993; Dunn, 1994; Gordon, 1996). Incor-
porating culture and diversity into these efforts means that we build on scientific
findings to determine how they cOITespond to and reflect the needs of diverse
communities.
It is thought that by understanding the sociocultural contexts in which children
function, we can provide culturally relevant interventions. By looking at resilience
as a culturally-adaptive competency, the author's hope is that we will also look at
38 Carotine S. Clauss-Ehlers
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