Complex PTSD a Syndrome in Survivors of Prolonged
Complex PTSD a Syndrome in Survivors of Prolonged
Complex PTSD a Syndrome in Survivors of Prolonged
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II
TABLED
2 4 SEP 2009
Joumal of Traumatic Stress, VoL 5, No. 3, 1992 JUSTICE
AND ELECTORAL
RELEASED
JUSTECE &
Complex PTSD: A Syndrome in Survivors of
Prolonged and Repeated Trauma
Judith Lewis Herman1
This paper reviews the evidence for the existence of a complex form of
post−traumatic disorder in survivors of prolonged, repeated trauma. This
syndrome is currently under consideration for inclusion in DSM−IV under the
name of DESNOS (Disorders of Extreme Stress Not Otherwise Specified). The
current diagnostic formulation of PTSD derives primarily from observations of
survivors of relatively circumscribed traumatic events. This formulation fails to
capture the protean sequelae of prolonged, repeated trauma. In contrast to a
single traumatic event, prolonged, repeated trauma can occur only where the
victim is in a state of captivity, under the control of the perpetrator. The
psychological impact of subordination to coercive control has many common
features, whether it occurs within the public sphere of politics or within the
private sphere of sexual and domestic relations.
KEY WORDS: complex PTSD.
INTRODUCTION
377
cept of PTSD that takes into account the observations [of the effects of]
severe, prolonged, and/or massive psychological and physical traumata."
Horowitz (1986) suggests the concept of a "post−traumatic character disor−
der," and Brown and Fromm (1986) speak of "complicated PTSD."
Clinicians working with survivors of childhood abuse also invoke the
need for an expanded diagnostic concept. Gelinas (1983) describes the "dis−
guised presentation" of the survivor of childhood sexual abuse as a patient
with chronic depression complicated by dissociative symptoms, substance
abuse, impulsivity, self−mutilation, and suicidality. She formulates the un−
derlying psychopathology as a complicated traumatic neurosis. Goodwin
(1988) conceptualizes the sequelae of prolonged childhood abuse as a se−
vere post−traumatic syndrome which includes fugue and other dissociative
states, ego fragmentation, affective and anxiety disorders, reenactment and
revictimization, somatization and suicidality.
Clinical observations identify three broad areas of disturbance which
transcend simple PTSD. The first is symptomatic: the symptom picture in
survivors of prolonged trauma often appears to be more complex, diffuse,
and tenacious than in simple PTSD. The second is characterological: sur−
vivors of prolonged abuse develop characteristic personality changes, in−
cluding deformations of relatedness and identity. The third area involves
the survivor's vulnerability to repeated harm, both self−inflicted and at the
hands of others.
Multiplicity of Symptoms
Somatization
Dissociation
Affective Changes
There are people with very strong and secure belief systems, who can
endure the ordeals of prolonged abuse and emerge with their faith intact.
But these are the extraordinary few. The majority experience the bitterness
of being forsaken by man and God (Wiesel, 1960). These staggering psy−
chological losses most commonly result in a tenacious state of depression.
Protracted depression is reported as the most common finding in virtually
all clinical studies of chronically traumatized people (Goldstein et al., 1987)
Herman, 1981; Hilberman, 1980; Kinzie et al., 1984; Krystal, 1968; Walker,
1979). Every aspect of the experience of prolonged trauma combines to
aggravate depressive symptoms. The chronic hyperarousal and intrusive
symptoms of PTSD fuse with the vegetative symptoms of depression, pro−
ducing what Niederland calls the "survivor triad" of insomnia, nightmares,
and psychosomatic complaints (in Krystal, 1968, p. 313). The dissociative
symptoms of PTSD merge with the concentration difficulties of depression.
The paralysis of initiative of chronic trauma combines with the apathy and
helplessness of depression. The disruptions in attachments of chronic
trauma reinforce the isolation and withdrawal of depression. The debased
self image of chronic trauma fuels the guilty ruminations of depression.
And the loss of faith suffered in chronic trauma merges with the hopeless−
ness of depression.
The humiliated rage of the imprisoned person also adds to the de−
pressive burden (Hilberman, 1980). During captivity, the prisoner can not
express anger at the perpetrator; to do so would jepordize survival. Even
after release, the survivor may continue to fear retribution for any expres−
sion of anger against the captor. Moreover, the survivor carries a burden
of unexpressed anger against all those who remained indifferent and failed
to help. Efforts to control this rage may further exacerbate the survivor's
social withdrawal and paralysis of initiative. Occasional outbursts of rage
against others may further alienate the survivor and prevent the restoration
of relationships. And internalization of rage may result in a malignant self−
hatred and chronic sucidality. Epidemiologic studies of returned POWs
consistently document increased mortality as the result of homicide, suicide,
and suspicious accidents (Segal et al., 1976). Studies of battered women
similarly report a tenacious suicidality. In one clinical series of 100 battered
women, 42% had attempted suicide (Gayford, 1975). While major depres−
sion is frequently diagnosed in survivors of prolonged abuse, the connection
with the trauma is frequently lost. Patients are incompletely treated when
the traumatic origins of the intractable depression are not recognized (Kin−
zie et al., 1990).
Complex PTSD 383
pleted until she has been forced to betray her most basic attachments, by
witnessing or participating in crimes against others.
As the victim is isolated, she becomes increasingly dependent upon
the perpetrator, not only for survival and basic bodily needs, but also for
information and even for emotional sustenance. Prolonged confinement in
fear of death and in isolation reliably produces a bond of identification
between captor and victim. This is the "traumatic bonding" that occurs in
hostages, who come to view their captors as their saviors and to fear and
hate their rescuers. Symonds (1982) describes this process as an enforced
regression to "psychological infantilism" which "compels victims to cling to
the very person who is endangering their life." The same traumatic bonding
may occur between a battered woman and her abuser (Dutton and Painter,
1981; Graham et aL, 1988), or between an abused child and abusive parent
(Herman, 1981; van der Kolk, 1987). Similar experiences are also reported
by people who have been inducted into totalitarian religious cults (Halp−
erin, 1983; Lifton, 1987).
With increased dependency upon the perpetrator comes a constriction
in initiative and planning. Prisoners who have not been entirely "broken"
do not give up the capacity for active engagement with their environment.
On the contrary, they often approach the small daily tasks of survival with
extraordinary ingenuity and determination. But the field of initiative is in−
creasingly narrowed within confines dictated by the perpetrator. The pris−
oner no longer thinks of how to escape, but rather of how to stay alive,
or how to make captivity more bearable. This narrowing in the range of
initiative becomes habitual with prolonged captivity, and must be unlearned
after the prisoner is liberated. (See, for example, the testimony of Hearst
(1982) and Rosencof in Weschler, 1989.]
Because of this constriction in the capacities for active engagement
with the world, chronically traumatized people are often described as pas−
sive or helpless. Some theorists have in fact applied the concept of "learned
helplessness" to the situation of battered women and other chronically trau−
matized people (Walker, 1979; van der Kolk, 1987). Prolonged captivity
undermines or destroys the ordinary sense of a relatively safe sphere of
initiative, in which there is some tolerance for trial and error. To the
chronically traumatized person, any independent action is insubordination,
which carries the risk of dire punishment.
The sense that the perpetrator is still present, even after liberation,
signifies a major alteration in the survivor's relational world. The enforced
relationship, which of necessity monopolizes the victim's attention during
captivity, becomes part of her inner life and continues to engross her at−
tention after release. In political prisoners, this continued relationship may
take the form of a brooding preoccupation with the criminal careers of
Complex PTSD 385
CONCLUSIONS
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