Know Your Client (KYC)

Applica on Form (For Individuals Only) Angel One Ltd. CDSL VENTURES LIMITED
….Exploring New Horizons

Please fill the form in ENGLISH and in BLOCK le ers Applica on Number: SP82635106
Fields marked * are mandatory

Fields marked + are pertaining to CKYC and mandatory only if processing CKYC Applica on Type*: o New KYC o
✔ Modifica on KYC
also

KYC Mode*: Please Tick ( )

Normal EKYC OTP EKYC Biometric Online KYC ✔ Digilocker

1. Iden ty Details (please refer guidelines overleaf)

PAN* ASGPA7542P
____________________________
Please enclose a duly a ested copy of your PAN Card

Name* (same as ID proof) MOHD UMAR ABDULLAH

Maiden Name+ (if any)
Fathers/Spouse’s Name* MOHD UMAR JAWED
Date of Birth* 23-07-1988
Gender* ✔ Male Female Transgender
Marital Status* Single ✔ Married Recent passport size
Na onality* ✔ Indian Other Applicant Photo

Residen al Status* ✔ Resident Individual Non Resident Indian

Please Tick ( )
Foreign Na onal Person of Indian Origin +
Cross Signature across photograph

(Passport mandatory for NRIs and Foreign Na onals. PIO selec on is only for CKYC and not for KRA KYC.
Select NRI or Foreign Na onal based on Na onality of the individual)

Proof of Iden ty (POI) submi ed for PAN exempted cases (Please ck)

A — Aadhaar Card XXXX XXXX __ __ __ __

(Expiry Date)
B — Passport Number
C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR
Z —Others (any document no fied by Central Government)

Iden fica on Number

2. Address Details* (please refer guidelines overleaf)
A. Correspondence/ Local Address*
Line 1* 89/2 A, DALELPURWA, KOKLUS MILL

Line 2 KANPUR NAGAR

Line3 KANPUR NAGAR, UTTAR PRADESH

City/Town/Village* KANPUR NAGAR District UTTAR PRADESH Pin Code* 208001

+

State* UTTAR PRADESH Country* India

Address Type* ✔ Residen al/Business Residen al Business Registered Office Unspecified

Applicant e­SIGN

DIGITALLY SIGNED
B. Permanent residence address of applicant, if different from above A / Overseas Address* (Mandatory for NRI Applicant)
Line 1*
89/2 A, DALELPURWA, KOKLUS MILL
Line 2
KANPUR NAGAR
Line3
KANPUR NAGAR, UTTAR PRADESH
City/
KANPUR NAGAR UTTAR PRADESH Pin Code* 208001
+
Town/Village* District
State* UTTAR PRADESH Country* India
Address Type* ✔ Residen al/Business Residen al Business Unspecified
Proof of Address* (a ested copy of any 1 POA for correspondence and permanent address each to be submi ed)

✔ A — Aadhaar Card 4227

XXXX XXXX __ __ __ __
B — Passport Number (Expiry Date)

C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR Le er
Z—Others (any document no fied by Central Government)

Iden fica on Number

3. Contact Details (in CAPITAL)

Email ID* UMARSMASHING@GMAIL.COM
________________________________________________________________________________________
6393665585
Mobile No. * _____ ____________________________

Tel (Off) _____ ____________________________ Tel (Res) _____ ____________________________

4. Applicant Declara on
I/We hereby declare that the KYC details furnished by me are true and correct to Applicant e­SIGN Applicant Wet Signature
the best of my/our knowledge and belief and I/we under­take to inform you of any
changes therein, immediately. In case any of the above informa on is found to be
false or untrue or misleading or misrepresen ng, I am/We are aware that I/We
may be held liable for it.
I/We hereby consent to receiving informa on from CVL KRA through SMS/Email on
the above registered number/Email address.
I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be
validated against Aadhaar details. I/We hereby consent to sharing my/our masked
Aadhaar card with readable QR code or my Aadhaar XML/Digilocker XML file, along
with passcode and as applicable, with KRA and other Intermediaries with whom I
have a business rela onship for KYC purposes only.

11-07-2024
DATE: _________________________ (DD­MM­YYYY)
LUCKNOW
PLACE: _______________________________________

5. For Office Use Only

In­Person Verifica on (IPV) carried out by* Intermediary Details*

IPV Date 11-07-2024 ✔ Self cer fied document copies received (OVD)
✔ True Copies of documents received (A ested)
Emp. Name Ankit Rawat
AMC / Intermediary Name :
Emp. Code E80227
Emp. Designa on Executive Angel One Ltd.

Employee Signature and Stamp

 PAN VERIFICATION RECORD
Permanent Account Number

ASGPA7542P
Name MOHD UMAR ABDULLAH

Gender MALE

Date of birth 23-07-1988

Verified On 11/07/2024 22:45:11

Digitally signed on
Date: 11/07/2024 22:45:11 IST

Note:

1. This PAN data is verified by DigiLocker (https://digilocker.gov.in) as per data provided by

the issuing authority, Income Tax Department, Govt. of India.
2. This digitally signed verification document is valid as per the IT Act 2000 when used
electronically.

Powered by TCPDF (www.tcpdf.org)

 DigiLocker verified e-Aadhaar
This Document is generated form Verified Aadhaar XML obtained from DigiLocker with due user consent and authentication

Document type
e-aadhaar generated from DigiLocker verified aadhaar XML
11-07-2024 22:45:17 11-07-2024 22:45:17
Generation Date Download Date

Masked Aadhaar
number xxxxxxxx4227

Name* MOHD. UMAR ABDULLAH

Date of Birth* 23-07-1988

Gender* Male
C/O , S/O S/O: MOHD. UMAR JAWED
89/2 A, DALELPURWA, KOKLUS MILL KANPUR
NAGAR KANPUR NAGAR, UTTAR PRADESH
KANPUR NAGAR UTTAR PRADESH 208001

Address

Landmark KOKLUS MILL Locality

City / District KANPUR NAGAR

PIN Code 208001 State UTTAR PRADESH

Declaration : I say that I fetched my personal data above, from UIDAI database using my Aadhaar. The data have been
provided by UIDAI in XML format and I uploaded the data to Angel One Ltd. for doing KYC with them.
Lively Photo:

Geolocation Detail:

Country N/A
Region UTTAR PRADESH
City LUCKNOW
Zip N/A
Latitude 26.8756
Longitude 80.9115
 Most Important Terms and Conditions (MITC)
(For non-custodial settled trading accounts)

1. Your trading account has a “Unique Client Code” (UCC), different from your demat account
number. Do not allow anyone (including your own stock broker, their representatives and
dealers) to trade in your trading account on their own without taking specific instruction from
you for your trades. Do not share your internet/ mobile trading login credentials with anyone
else.
2. You are required to place collaterals as margins with the stock broker before you trade. The
collateral can either be in the form of funds transfer into specified stock broker bank accounts or
margin pledge of securities from your demat account. The bank accounts are listed on the stock
broker website. Please do not transfer funds into any other account. The stock broker is not
permitted to accept any cash from you.
3. The stock broker’s Risk Management Policy provides details about how the trading limits will
be given to you, and the tariff sheet provides the charges that the stock broker will levy on you.
4. All securities purchased by you will be transferred to your demat account within one working
day of the payout. In case of securities purchased but not fully paid by you, the transfer of the
same may be subject to limited period pledge i.e. seven trading days after the pay-out (CUSPA
pledge) created in favor of the stock broker. You can view your demat account balances directly
at the website of the Depositories after creating a login.
5. The stock broker is obligated to deposit all funds received from you with any of the Clearing
Corporations duly allocated in your name. The stock broker is further mandated to return excess
funds as per applicable norms to you at the time of quarterly/ monthly settlement. You can view
the amounts allocated to you directly at the website of the Clearing Corporation(s).
6. You will get a contract note from the stock broker within 24 hours of the trade.
7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock
broker for limited access to your demat account, including transferring securities, which are sold
in your account for pay-in.
8. The stock broker is expected to know your financial status and monitor your accounts
accordingly. Do share all financial information (e.g. income, networth, etc.) with the stock
broker as and when requested for. Kindly also keep your email Id and mobile phone details with
the stock broker always updated.
9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor
grievance ID of the stock broker. You can also approach the stock exchanges and/or SEBI
directly.
10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are
prohibited by law. You will not have any protection/recourse from SEBI/stock exchanges for
participation in such schemes.

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

 ACCOUNT
OPENING FORM
FOR INDIVIDUAL

FOR CSO USE ONLY EQUITY & COMMODITY B2B

Form No. Application Type ✔ New Update

Client Code KYC Number

DP ID

Branch Code

AP Code

Ver: 3.5 Dec 2023 Connect with us

 INDEX OF DOCUMENTS
S. No. Name of the Document Brief Significance of the Document Page No.

MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES

A. KYC Form - Document captures the basic information

about the constituent and an instruction/check list.
1. KRA Form and Account Opening Form 1 to 5
B. Document captures the additional information about
the constituent relevant to Trading/ Demat account &
an instruction/check list.

Document detailing the rate/amount of brokerage &

2. Tariff sheet other charges levied on the client for trading on 6
exchange(s) & DP Service charges/Fee Structure

3. A Client Declaration - Open Interest Position A Client Declaration - Open Interest Position 7

Document describing significant policies and

4. Policies and Procedures procedures of the stock broker

SEPARATE COPY FOR CLIENT

Document stating the Rights & Obligations of stock
broker/trading member, Authorised Person and client
5. Rights and Obligations for trading on equity and commodity exchange
(including additional rights & obligations in case of
internet/wireless technology based trading).

Document detailing risks associated with dealing in the

6. Risk Disclosure Document (RDD)
securities & commodities market.

Document detailing do's and don'ts for trading on

7. Guidance note exchange, for the education of the investors.

Rights & Obligations of Beneficial Owners & Document stating the Rights & Obligations of Beneficial
8.
Depository Participants: Owners and Depository Participants.

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER

1. Authorisation to maintain Running Account
Running Account Authorisation 7
Consent for ECN declaration

Additional terms & conditions specific to clients

2. Voluntary Terms & Conditions 8 to 11
for the purpose of operational efficiency.

Rights and obligations relating to margin trading

3. Rights and Obligations - MTF 11 to 13
facility provided To client

Confirmation Of The Arrangement With AP Confirmation Of The Arrangement With AP

4. Nominee details for Trading and Demat Account / Consent 14 to 17
Nomination Form & , Nominee opt out Form for Nominee opt out

IMPORTANT NOTE 1. Signature Types:

FH Signature of Client / First Holder SH Signature of Second Holder TH Signature of Third Holder

G Signature of Guardian Authorised Signatory of Member

FW Signature of First Witness
SW Signature of Second Witness

2. In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

IMPORTANT INSTRUCTIONS
1. All details to be filled in Capital Block letters in Black / Blue Ink Only.
2. Email ID & Mobile number is mandatory for account related passwords and transaction details.
3. Corrections in the KYC form should be counter signed.
4. Strike off whichever option, in the account opening form, is not applicable.
5. All Originals to be produced for physical verification.
6. If any proof of identity or address is in a regional language, then translation into English is required.
7. Sole proprietor must make the application in his individual name & capacity.
8. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
 KYC CHECKLIST (PLEASE
(PLEASE TICK
TICK WHEREVER
WHEREVER APPROPRIATE)
APPROPRIATE)
Acceptable Documents (Copies of all documents to be self attested) Please Tick
PAN Card Account Holder & Joint Holder’s (If any)
Photograph One Colored Front Face Photograph on photographic Paper (Passport Size)
1. Unique identification number (UID) (Aadhaar)
KRA document used
2. Valid Passport (Name, Address & Photo page)
3. Voter ID (front and back) (Email Id &
Proof of Identity Phone number
4. Valid Driving License (Name, Address & Photo page)
(Any One) to be provided on
5. Other 1 (Pls. Specify) ___________________________
given KRA Form)
6. NREGA Job Card, National Population Register Letter
7. Proof of Possession Aadhaar, E-KYC Authentication & Offline Verification of Aadhaar.
1. Valid Passport (Name, Address & Photo page)
2. Voter ID (front and back)
3. Valid Driving License (Name, Address & Photo page)
4. Unique identification number (UID) (Aadhaar) KRA document used

Proof of Address 5. Electricity Bill / Gas Bill (not more than 2 months old)
(Any One)
6. Resident Landline Tel. Bill (not more than 2 months old)
Permanent /
Correspondence 7. Registered Lease/Leave & License Agreement

8. Ration Card

9. NREGA Job Card, National Population Register Letter

10. Proof of Possession Aadhaar, E-KYC Authentication & Offline Verification of Aadhaar.

Bank Proof With 1. Bank Statement / Bank Passbook with cheque leaf (not more than 3 months old)
MICR / IFSC Code 2. Banker’s Certificate on letter head of the Bank (ORIGINAL)
(1st Holder only) 3. Cancelled Personalized Cheque leaf
Demat Proof (Any One) 1. Client Master (CML copy duly attested by DP)
(1st Holder only) 2. DP Statement / Transaction cum Holding Statement

Proof of Income (Any 1. Copy of ITR Acknowledgement

One) 2. In case of salary income - Salary Slip, Copy of Form 16
(Mandatory for F&O / 3. Net-worth certificate (Not more than 1 year old)
Currency / Commodity
4. Copy of Demat Account Holding Statement
Segments) (1st Holder
only) 5. Bank Account Statement for last 6 months reflecting income

FATCA / CRS DECLARATION / SELF CERTIFICATION FOR INDIVIDUAL

Client Name MOHD UMAR ABDULLAH

First/Sole Holder Second Holder (if any) Third Holder (if any)
Are you U.S. Person?
(Refer KYC Handout - Customer Copy) Yes ✔ No No Yes No Yes No

Specify country of residence for tax

✔ India Other India India Other India Other
purpose (Tax Residency)

Specify country of citizenship ✔ India Other India India Other India Other

Note: If you are a U.S. person and / or if your tax residency / nationality / citizenship is other than India, then please provide declaration / self
certification under FATCA / CRS. This declaration form can be downloaded from http://www.angelone.in or call at centralized helpdesk at
18001020 or write to support@angelone.in

FH DIGITALLY SIGNED SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Know Your Client (KYC)
Applica on Form (For Individuals Only) Angel One Ltd. CDSL VENTURES LIMITED
….Exploring New Horizons

Please fill the form in ENGLISH and in BLOCK le ers Applica on Number:
Fields marked * are mandatory

Fields marked + are pertaining to CKYC and mandatory only if processing CKYC Applica on Type*: o New KYC o Modifica on KYC
also

KYC Mode*: Please Tick ( )

Normal EKYC OTP EKYC Biometric Online KYC Digilocker

1. Iden ty Details (please refer guidelines overleaf)

PAN* Please enclose a duly a ested copy of your PAN Card
____________________________

Name* (same as ID proof)

Maiden Name+ (if any)
Fathers/Spouse’s Name*
Date of Birth*
Gender* Male Female Transgender
Marital Status* Single Married Recent passport size
Na onality* Indian Other Applicant Photo

Residen al Status* Resident Individual Non Resident Indian

Please Tick ( )
Foreign Na onal Person of Indian Origin +
Cross Signature across photograph

(Passport mandatory for NRIs and Foreign Na onals. PIO selec on is only for CKYC and not for KRA KYC.
Select NRI or Foreign Na onal based on Na onality of the individual)

Proof of Iden ty (POI) submi ed for PAN exempted cases (Please ck)

A — Aadhaar Card XXXX XXXX __ __ __ __

(Expiry Date)
B — Passport Number
C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR
Z —Others (any document no fied by Central Government)

Iden fica on Number

2. Address Details* (please refer guidelines overleaf)
A. Correspondence/ Local Address*
Line 1*
Line 2
Line3
+ Pin Code*
City/Town/Village* District
State* Country*
Address Type* Residen al/Business Residen al Business Registered Office Unspecified

Applicant e­SIGN
B. Permanent residence address of applicant, if different from above A / Overseas Address* (Mandatory for NRI Applicant)
Line 1*
Line 2
Line3
City/
+
Town/Village* District Pin Code*
State* Country*
Address Type* Residen al/Business Residen al Business Unspecified
Proof of Address* (a ested copy of any 1 POA for correspondence and permanent address each to be submi ed)

A — Aadhaar Card XXXX XXXX __ __ __ __

B — Passport Number (Expiry Date)

C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR Le er
Z—Others (any document no fied by Central Government)

Iden fica on Number

3. Contact Details (in CAPITAL)

Email ID*
________________________________________________________________________________________
Mobile No. * _____ ____________________________

Tel (Off) _____ ____________________________ Tel (Res) _____ ____________________________

4. Applicant Declara on
I/We hereby declare that the KYC details furnished by me are true and correct to Applicant e­SIGN Applicant Wet Signature
the best of my/our knowledge and belief and I/we under­take to inform you of any
changes therein, immediately. In case any of the above informa on is found to be
false or untrue or misleading or misrepresen ng, I am/We are aware that I/We
may be held liable for it.
I/We hereby consent to receiving informa on from CVL KRA through SMS/Email on
the above registered number/Email address.
I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be
validated against Aadhaar details. I/We hereby consent to sharing my/our masked
Aadhaar card with readable QR code or my Aadhaar XML/Digilocker XML file, along
with passcode and as applicable, with KRA and other Intermediaries with whom I
have a business rela onship for KYC purposes only.

DATE: _________________________ (DD­MM­YYYY)

PLACE: _______________________________________

5. For Office Use Only

In­Person Verifica on (IPV) carried out by* Intermediary Details*

IPV Date Self cer fied document copies received (OVD)

Emp. Name True Copies of documents received (A ested)

AMC / Intermediary Name :
Emp. Code

Emp. Designa on

Employee Signature and Stamp

 TRADING & DEMAT ACCOUNT RELATED DETAILS
TYPE OF ACCOUNT : Individual Sub Status ✔ Resident Other Resident
A. BANK ACCOUNT DETAILS - Payin / Payout of funds will be routed through the said bank account only

Bank Name & Branch Location: STATE BANK OF INDIA

Account No. 00000031552884853 ✔ Savings Current Saving

MICR Code IFSC Code SBIN0001790
B. DEPOSITORY ACCOUNT DETAILS (DP1 DETAILS CONSIDERED FOR PAYOUT OF SECURITIES IF FILLED)
DP 1 Details DP 2 Details
Depository ✔ CDSL CDSL NSDL
DP Name Angel One Ltd

Client Name MOHD UMAR ABDULLAH

DP ID 12033200, 12033201, 12033202 & 12033203
BO ID 1203320310975899
Pledge instruction - I / We would like to instruct the DP to accept all the pledge instructions in my /
our account without any other further instruction from my / our end.
✔ Yes No
"I / We instruct the DP to receive each and every credit in my / our account (If not marked, the default option would be ‘Yes’)
[Automatic Credit])"
✔ Yes No

C. TRADING PREFERENCES

Please sign in the relevant boxes where you wish to trade.

Please strike off the segment not chosen by you.

Exchanges NSE, BSE & MSEI MCX

NCDEX,
BSE & NSE

Cash/
All Commodity
Mutal F&O Currency Debt
Segments Derivatives
Fund

DIGITALLY SIGNED

If you do not wish to trade in any of segments/ Mutual Fund, please mention here ___________
______________________________________________________________
F&O, Currency, Debt, Commodity Derivatives

Ver: 3.5 3
D. STANDING INSTRUCTIONS AUTHORIZATION FROM THE CLIENT

Contract Note/Holding & Transaction Statement including

✔ Electronic Physical Electronic
CAS/Other Documents* (For ECN in commodity segment, please refer pg. no. 9)
Receive Delivery Instruction Slip ✔ No Yes No

Share Email ID with Registrar & Transfer Agent No ✔ Yes Yes

Receive Annual Report ✔ Electronic Physical Both Electronic

Monthly Fortnightly Weekly

DP Account Statement As per Sebi
✔ As per SEBI Regulation
Declaration for Mobile Number ✔ Self Spouse Child Parent Self

✔ Self Spouse Child Parent

Declaration for Email ID Self
Do not have
Bill-to-bill settlement Yes ✔ No No

Running Account Settlement Monthly ✔ Quarterly QUARTERLY

Whether you wish to avail of the facility of internet trading /

✔ Yes No Yes
wireless technology ( please specify)
Margin Trading Facility ( Refer Rights & Obligation document) ✔ Yes No Yes
Wish to make Nomination in trading and Demat account Yes ✔ No (If yes, please fill up annexure “A”) No
Interested in Receiving WhatsApp Notifications ✔ Yes No Yes
SMS Alert Facility - Mandatory if you are giving Power Of Attorney (PoA).
Ensure that the mobile number is provided in the KYC Application Form. ✔ Yes No Yes

BSDA Facility - I / We wish to avail the BSDA facility Yes ✔ No No

Note:
1. Divided / Interest will be credited to designated bank account via ECS.
2. In case client doesn’t opt for DIS booklet, it would be issued on request at any later date.
3. BO can view his ISIN balances, transactions & value portfolio online. To register for Easi please visit website www.cdslindia.com
4. *Other documents includes SEBI prescribed standard documents i.e. Rights & Obligation documents for trading and depository
account, Risk Disclosure Document & Guidance Note or any other communication / document disseminated by AngelOne.

E. INFORMATION FOR PREVENTION OF MONEY LAUNDERING ACT, 2002

Experience Number of years of Investment / Trading Experience
Below 1 lac ✔ 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs >1 Crore 1-5 LACS
Gross Annual Income
OR Net Worth in ` (*Net worth should not be older than 1 year) as on date DD / MM / YYYY
Govt Service Professional ✔ Private Sector Service PRIVATE
Occupation SECTOR
Public Sector Business Retired Agriculturist SERVICE
(Please tick)
Housewife Student Others _______________________
(Pls Specify)

Manufacturing Services Trading Others

Nature of Business
Consultancy Others
✔ Others_____________________________

Client Category
Commercial participant Value Chain Participant Exporter Importer Hedger Others
Noncommercial Financial Participant Trader Arbitrager ✔ Others
participant

Is the Client Politically Exposed Person (PEP) or Related to a PEP

PEP Related to PEP ✔ Not a PEP / RPEP No

F. PAST ACTIONS
Details of any action / proceedings initiated / pending / taken by SEBI / Exchanges / any other authority against the applicant / constituent or its
Partners / promoters / whole time directors /authorized persons in charge of dealing in securities / commodities during the last 3 years:

✔ No If yes, please specify No

G. GST REGISTRATION DETAILS

Registration No Validity Date Name of the State

GSTIN No: DD / MM / YYYY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 4
 H. DEALING THROUGH AUTHORISED PERSON (AP) / OTHER STOCK BROKERS
If Yes, please specify:

Name of Stock Broker Name of AP

Name of Exchange Client Code (as given by other broker)

Details of disputes/dues pending from/to such stock broker/Authorised Person:

Whether you are a Member / AP of any Exchange Yes ✔ No
If yes, provide SEBI / EXCHANGES REGISTRATION NO: Ph. Website:

I. INTRODUCER DETAILS
Status of Introducer ✔ AP Employee Existing Client Others (Specify): AP
Introducer Name: DANISH IMDAD AP/Emp/Client Code: DAIS
Address:

Mobile No: 8934875050

Signature of the Introducer

DECLARATION

1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and
I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be
false or untrue or misleading or misrepresenting, I am / we are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained & understood the contents of the document on policy & procedures of the
Stock Broker & the tariff sheet applicable for trading as well as DEMAT account.
3. I/We further confirm having received, read & understood the contents of the ‘Rights & Obligations’ of members,
authorised person & clients, and 'Risk Disclosure Document, for capital market & derivatives segments (equity,
commodity)’ and rights & obligations related to margin trading facility provided to client. Guidance note, Do’s & Don’t for
trading on the exchange (s) for investors / demat account Do’s & Don't’ / Guidance note, Do’s & Don’t for clients / Rights &
obligations of beneficial owner & depository participant & details of terms & conditions for the investor / client for using
Mutual fund transaction facility. I/We do hereby agree to be bound by such provisions as outlined in these documents.
I/We have also been informed that the standard set of documents has been displayed for Information on Stock Broker’s
designated website i.e www.angelone.in
4. The Rules & Regulations of the Depository & Depository Participants pertaining to an account which are in force now have
been read by me / us and I/We have understood the same and I/We agree to abide by and to be bound by the rules as are
in force form time to time for such accounts.
5. I/We also instruct Angel One to download information available from KRA/CKYC

FH DIGITALLY SIGNED SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

LUCKNOW
Place: ___________________________

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 5
 Trading Brokerage and Demat Tariff for Individual (POA client )

Plan Name iTrade Prime Plus

Initial Margin Nil

- DP AMC Charges Rs. 20 per Month Free for 1 yr

Online Brokerage per executed order

- Equity Delivery Rs. 20

- Intra-day, Futures, Options, Commodity, Currency Rs. 20

Value Added Services

- Call and Trade charges per order Rs. 20

- Premium Advisory -

- Dedicated Relationship Manager -

- Online Wealth Builder Training Program (Once a Month) -

- Financial Planning -

- Online Fund Transfer via Net Banking & UPI Free

- ARQ - Robo based Advisory Free

- Technical & Derivatives trading ideas Free

- Franking, KRA, CKYC, eSignature Charges ,

Free
- Email statements / Electronic contract notes

- Transaction charges for Sell (Debit ) & Rs. 20

Inter-settlement Debit per transaction

- Auto square off charges Rs. 20

- Pledge Creation/ Closure / Invocation Rs. 20

- Demat / Remat (Per Certificate )

- Physical statements request/ DIS request / Rs. 50
Physical contract notes

-Cheque Bounce Charges Rs. 350

-Delay Payment Charges (DPC) on outstanding bill amount if 1.5 % Per month
not paid within due date (levied every 15 days)

Notes :
1.Brokerage is levied per executed order across all segments

2. Order Brokerage is also charged on expired, exercised and assigned options contract. Brokerage will not exceed the
SEBI prescribed limit.

3. Stamp duty, GST, Education cess & other statutory levies (if any) will be charged as applicable

4. Above tariff is subject to change. Changes if any will be intimated 30 days in advance

5. Brokerage levied to your trading account is subject to the maximum rates prescribed by the regulator(s)
from time to time.

FH DIGITALLY SIGNED SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.3 6
 PLEASE TICK WHICHEVER IS APPLICABLE
A. CLIENT DECLARATION - OPEN INTEREST POSITION

I/We, the undersigned, have taken cognizance of circulars issued person is a partner / director I karta I trustee, takes or holds any
by SEBI / Commodity Exchanges from time to time on the position in any commodity forward contract I commodity
guidelines for calculation of net open positions permitted in any derivative on Exchanges through or through any other member (s)
commodity and I/we hereby undertake to comply with the same. or Exchanges, to enable you to restrict our position limit as
I/ We hereby declare and undertake that I/ we will not exceed the prescribed by the above referred circular of Exchanges as
position limits prescribed from time to time by Commodity modified from time to time.
Exchanges or SEBI and such position limits will be calculated in I / We confirm that you have agreed to enter order in commodity
accordance with the circulars on position limits as modified from forward contracts I commodity derivatives for me / us as your
time to time. clients on Commodity Exchanges only on the basis of our above
I/We undertake to inform you and keep you informed if I / any of assurances and undertaking.
our partners / directors I karta I trustee or any of the partnership I/We further undertake to bear any liable/penalty/charges levied
firms/companies / HUFs / Trusts in which I or any of above such by Commodity Exchanges/SEBI.

✔ B. CONSENT TO INSTRUCTION TO MAINTAIN RUNNING ACCOUNT (VOLUNTARY)

Retention statement –Clause -- I / We request you to maintain or towards other unbilled services and/or charges applicable on
my/our accounts for funds on running accounts basis instead of my account, while settling the accounts.
'bill to bill' settlement basis, unless I/we specifically request you
for a payout of available free funds in the account. You may settle I / We understand and agree that no interest will be payable on
the accounts at Monthly/Quarterly (as opted in the account the amount of funds retained by you as above. The standing
opening form) or at such other intervals as SEBI/ Exchanges may instruction/authorization for maintaining my/our account as
specify from time to time. I / We further authorize you to retain running account shall remain valid until revoked in writing,
funds as may be permitted by Exchanges/SEBI from time to time addressed to you.

✔ C. CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY)

MOHD UMAR ABDULLAH

I, ________________________________________________________________________________, Client Code _______________
ASGPA7542P
PAN __________________ , Registered with you as a client of Multi Commodity Exchange of India Ltd (MCX), and/or National
Commodity & Derivative Exchange Ltd (NCDEX), undertake as follows:
• I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I
myself want the same in the electronic form.
• I am aware that the Member has to provide electronic contract note for my convenience on my request only.
• Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all
trades carried out/ordered by me.
• I have access to a computer and am a regular internet user, having sufficient knowledge of handling the email
operations.
UMARSMASHING@GMAIL.COM
• My email id is __________________________________________ (the email id must be written in own handwriting). This has
been created by me and not by someone else.
• I am aware that this declaration form should be in English or in any other Indian language known to me.
• In the event of the Contract notes (ECN) not received by me/us in electronic mode due to the mail bouncing/failure of
email servers, loss of connectivity etc. I/we agree to acknowledge the receipt of Contract Notes in physical mode,
provided such Contract Notes are received by me/us within the time specified by regulatory authorities. In case you do
not receive intimation of the mail bouncing, the same will be construed as my/our confirmation to the receipt of Contract
Notes (ECN) in electronic mode and you will not be required to send the Contract Notes in physical mode. In this
connection, I/we hereby confirm that I/we am/are agreeable to receive Contract Notes in digital mode on my/our under
mentioned email id.
I/We understand that I/we am/are required to intimate any changes in the e mail id mentioned above needs to be
communicated by me/us.
[The above declaration has been read and understood by me. I am aware of the risk involved in dispensing with the
physical contract note, and do hereby take full responsibility for the same]
Verification of the client signature done by,
Client Signature FH DIGITALLY SIGNED
Authorised Signatory
of Member 11-07-2024
Date: DD/MM/YY
Designation: Place: LUCKNOW
Date: DD/MM/YY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 8
 VOLUNTARY TERMS AND CONDITIONS (EQUITY & COMMODITY)
Whereas the client intends to open securities / commodities trading 5. Disclaimer: The Client understands and agrees that neither Angel nor
accounts with Angel One Ltd., (hereinafter referred as Angel) for the any other party disseminating any market data, message or
purpose of trading in Capital Market Segment, Futures & Options and information through the Website of Angel or in any other media shall
Currency Derivative Segments and Commodities Futures & Options of be liable for: (a) Any inaccuracy, error, omission or delay in the
the National Stock Exchange of India Ltd., the Bombay Stock Exchange transmission or delivery of any such data, information or message, or
Ltd., the Metropolitan (b) Any loss or damage arising from or occasioned by (i) Any such
Stock Exchange of India Limited, Multi Commodity Exchange, National inaccuracy, error, delay or omission, (ii) Nonperformance, or (iii)
Commodity & Derivatives Exchange Limited and Mutual Fund Interruption in making available any such data, information or
transactions Facilities offered by Stock Exchange and whereas for the message, due to either any act or omission by Angel or any
purpose of more fully and conveniently availing of the services agreed to disseminating party or to any "force majeure" (e.g. flood,
be provided by Angel and also the additional services that may be made extraordinary weather condition, earthquake or other act of nature,
available by Angel from time to time, the Client, on its own free will and fire, war, insurrection, riot, labour dispute/unrest, accident, action of
volition, agrees to accept and be government, communications or power failure, equipment or
bound by the following terms and conditions. The Client understands software malfunction) or any other cause beyond the reasonable
that these terms and conditions are voluntary i.e, non-mandatory in control of Angel or any disseminating party.
nature but on their acceptance, these shall constitute the contract
between the parties and bind them fully and be enforceable by each 6. Manner/Mode of placing orders/instructions & Nonexecution/
party against the other. delay/cancellation of Orders: The Client may communicate orders
and other instructions to Angel or the subbroker/ authorised person
1. Authorization to debit additional charges with regard to Trading and as the case may be over phone at the designated contact telephone
Demat Account: Without prejudice to the other rights and obligations number, or in writing, or through designated email, or by personally
of the parties, the client understands and agrees that Angel may levy visiting the designated office. The client hereby agrees that Angel or
additional charges including Annual Maintenance Charges and all the Exchanges shall not be liable for non execution or partial
transaction charges with respect to Clients Demat account / Counter execution of any orders caused due to suspension, interruption, or
Demat account for any service rendered by Angel and as may be malfunctioning of the online as well as offline trading services,
required by the Client, and recover from the Client all reasonable disruptions or congestion of communication net works, hardware or
costs, as may be incidental or consequential for rendering the said software problems, or failure of the electronic trading beyond the
services. The said charges will be debited to the clients ledger control of Angel or the Exchange.
account with AngelOne.
7. Client not to act on representations of agents, employees: Client is
2. Lien: All securities, commodities funds and/or properties (Any assets aware that Angel has not authorized any agents, representatives,
available with Angel) of the Client as may be permitted by the employees or other persons to make any representation, or to give
Exchange(s) from time to time to be placed with Angel shall be subject any promise, assurance, warranty, undertaking or commitment as to
to a lien for the payments or fulfillment of all undischarged liabilities return on investment of the Client whether in writing or otherwise on
and obligations of the Client in relation to its transactions or owing to behalf of Angel.
any of the group companies of Angel. Angel shall be entitled to
withhold such securities, commodities, funds and/or property of the 8. Recording of Conversation: The client is aware and agrees that Angel
Client as security towards any such un-discharged liabilities or may tape record the conversation between the client/client's
obligation of the Client and to sell and/or appropriate to itself all such representative and Angel, whether over the telephone or in person, as
securities, commodities, funds or properties at its sole discretion & at per applicable laws, rules and regulations of SEBI / Exchanges. Angel
any point of time, without notice to client. may produce before competent authorities, voluntarily or on such
production being required by such authorities, recorded conversation
3. Authorization for delivering / pledging shares: The client understands or transcript thereof or both as valid evidence of the content of the
and agrees that Angel may deliver to the Exchange any securities held conversation so recorded.
by it on behalf of the client to discharge settlement obligations in
respect of securities sold by the client or pledge the same with the 9. Confidentiality of Client Details: Angel may disclose the client
clearing house of the recognized stock exchange in any segment information to any person /entity as required under the law or to any
where the Client is registered for trading for the purpose of providing broker's Association or organisations in case of dispute in order to
margin for the trading positions contracted or to be contracted by the take informed decision. The Client hereby agrees and give its
Client or with any scheduled commercial bank, Non-Banking Financial consents for the disclosure by Angel to any person or entity including
Institution or other financial institution for raising funds to the extent but not limited to any independent third parties or any entities of
account of the client carries debit balance but without any obligation Angel Group, whether within or outside India, or credit bureau of any
on its part to so raise funds by pledging the securities and without information and data relating to Client or relating to Client's trading
prejudice to the right of Angel to enforce, at its option, the collateral account with Angel for the purposes of or in connection with, any
security in the securities to recover the debit balance at any time. present or proposed initiatives, including but not limited to any
marketing or cross sell initiatives, business proposals, activities,
4. Authorization for Inter segment fund balance transfer and stock facilities or services availed of or to be availed, by Client in future.
transfers: The client hereby authorizes Angel to transfer its The client agrees that Angel may appoint agents, credit
debit/credit balances in the ledger account arising during the course bureau for carrying out the acts mentioned in or in relation to
of trades in any segment including commodities segment to its ledger rendering its services and hereby consent to share his account
account in any other segment including commodities segment or to related information, reports issued by such credit bureau to any
transfer any stock purchased/lying in its account in any segment such parties for various Regulatory and other purposes.
including commodities segment to its account in any other segment
as often as may be required. The transfers may be completed by 10. Disclosure as to Proprietary Trades by Angel: Angel may carry
passing journal entries in the books of Angel.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 9
 out proprietary trades in addition to trades on behalf of its Clients. 15. Electronic Transmission of other Documents: The Client who have
opted for ECN agrees that Angel may transmit to the Client any
11. Severance: In case any one or more of the terms and conditions statements, documents or intimation including, but not limited to,
contained in this document become invalid, illegal or Margin Statement, Statements of Funds and Securities, margin
unenforceable in any respect under any applicable law, the validity, and maintenance calls & other notices /communications
legality and enforceability of the remaining provisions contained document mandated by SEBI/Stock Exchange/Depository in
herein shall not in any way be affected or impaired thereby. electronic mode either at the e-mail ID designated for delivery of
ECN or to the mobile number of the Client or both and, in case of
12. No Waiver: No forbearance, relaxation or inaction by any party to non receipt of bounced mail/non delivery of SMS notification,
require from the other erformance or discharge of any obligation Angel shall be deemed to have fulfilled his obligation to deliver to
to be performed or discharged by the other under this document the Client such documents. Discrepancies if any in documents
shall in any way affect, diminish, or prejudice the right of such should be brought to the notice of Angel within reasonable time
party to require of the other party at any time such performance or from issuance failing which the documents shall be deemed to be
discharge, or performance or discharge of any other obligations true and correct record of transactions stated therein.
under this document or be considered to be a waiver of any rights,
unless the waiver is specifically agreed in writing. 16. Electronic Payment Gateway for Net Banking Services: Angel may
provide on its internet trading website, without additional cost to
13. Notices: All notices or communications issued by Angel shall be the Client, access to Electronic Payment Gateways provided by
served on the Client in any one or more or all of the following ways various banks for facilitating transfer of funds from Client's bank
at the ordinary business address and/or ordinary place of account to the account of the Client with Angel. Client
residence and/or last known address of the client: understands that Angel is only providing access to the electronic
fund transfer facility provided by the banker of the Client through
13.1 (a) By ordinary post or (b) By registered post or (c) By express Angel's website by means of an interface and is not liable or
delivery post or (d) by SMS on registered mobile or by telephonic responsible for the proper functioning or otherwise of the
call or (e) By affixing it on the door at the last known business or Gateway or for any transaction errors, losses, malfunctioning or
residential address or (f) By oral communication to the party or on hacking of the system by unscrupulous elements, frauds, and/or
the last known telephone number or on the recording machine of any incidental or consequential claims arising thereout. Client
such number or (g) By advertising it in at least one rominent daily undertakes not to make Angel a party to any litigation, claim,
newspaper having circulation in the area where the last known dispute, difference or complaint that the Client may initiate in
business or residential address of the client is situated or (h) By respect of, arising out of or in connection with any transactions on
publishing it on the website of Angel wherein secured log-id and the Gateway and agrees that Angel’s liability shall at all time be
password to Client is provided or (i) By a notice posted on the limited to the amount actually received in its account by electronic
notice board of the Exchange if no address be known or (j) By transfer from Client's account with the Bank.
electronic mail or fax or (k) By hand delivery or By Courier or any
other approved mode as may be allowed for communication. 17. Internet / Wireless Technology based Trading facility:

13.2 Notwithstanding anything stated above, communication relating 17.1. Angel offers Internet and mobile Trading facility for transaction
to orders, margins, maintenance calls and other similar matters in in securities on the concerned Exchanges including facilities for
the ordinary course of dealings between Angel and the Client may online application of IPO / FPO / NFO / Bond issues or any other
be made orally. issues of securities or services to apply/purchase/redeem/
sale/buyback or otherwise deal in the units of Mutual Funds
14. Electronic Contract Note (ECN): (hereinafter referred to as "the Internet/wireless Trading system")
through Exchange approved software. The Client can route its
14.1. Client agree to receive contract notes in Electronic/Digital Form orders to Angel over the internet/mobile/laptop with data card or
(ECN) authenticated by means of a digital signature in lieu of any other devices which use internet protocol for purchasing,
Physical Contract notes through e-mail by authorizing Angel in this selling and dealing in securities. The Client may avail of such
connection and providing the e-mail address(es) at which the Trading facility provided by Angel by complying with the
Client wishes the ECN to be sent. formalities prescribed therefore.

14.2. The Client shall access and verify the ECN and all information 17.2. Non-usage of Internet/Wireless Trading Facility: If the Client
contained therein, In case of discrepancy the Client, shall inform does not use the Internet/Wireless Trading Facility for a
Angel either in writing or via E-mail within reasonable time of the continuous period of 3 months or such other period as Angel may
receipt of the same. Angel shall also publish the Contract Note on notify, the facility may be deactivated without notice and the
the Web site www.angelone.in or on any other designated location Client shall comply with the prescribed formalities for
specified by Angel from time to time. The Client will be issued a reactivating the facility. Trades can, however, be executed at all
login and password by which the Client can login in to his account time by placing orders off-line with the concerned branch of
and view/save/print the ECN. Should the Client experience any Angel.
difficulty in opening the ECN, Angel may, on advice by the Client,
make the Contract Note available by any other means (e-mail, 17.3. The client understands and agrees that Angel has different
electronic mail attachment, or in the form of an available download product of the Internet Trading /Wireless Trading softwares
from the back office web site or by delivery of a hard copy). Client's which have been approved by the Exchanges and the client shall
failure to advice Angel of such a difficulty shall amount to valid be allotted such product as may be chosen by him. The client also
delivery and viewing of the document by the Client. understands and agrees that depending on the trading activity of

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 10
 the client, Angel shall have the exclusive right and liberty to change the made subject to the Bye laws, Rules and Regulations of the
product version allotted to the client and allot a different product Exchanges shall be submitted to arbitration for resolution in
version of the Internet Trading/Wireless Trading facility. accordance with the provisions of the Arbitration and Conciliation
Act, 1996 and the Byelaws and Regulations of the concerned
17.4. Orders of Client subject to review by Angel: The Client agrees that Exchange. Provided, however, that recourse shall not be had to the
the Angel may, on being suspicious of any of the transactions, arbitration, the grievance redressal mechanisms or to the investor
review any order placed by a Client, which may cause delays in the protection schemes of the of the Exchanges or SEBI where the
processing of the Client's order or may result in rejection of such claims, differences or disputes exclusively arise out of or relate to
order.” any contracts entered into; transactions carried out; schemes,
leagues or competition joined; other arrangements or
18. Extra Ordinary Events and termination/suspension of trading facility: understandings reached or relations established by the client with a
Angel will not be liable for losses caused directly or indirectly by group concern or associate of the Stock Broker or any third parties
government restriction, Exchange rulings, suspension of trading, and to which the Byelaws, Rules and Regulations of the Exchange
computer, communication, telephone or system failure, war, are not attracted and the Client understands and agrees that any
earthquakes, flood, accident, power failure, equipment or software application for invoking the arbitration/grievance redressal
malfunction, lack of connectivity, congestion or disruption of mechanisms or investor protection schemes of the Exchange in
communication net-work or links, software glitches or corruption, relation to any such dispute, claims or differences shall be liable to
low processing speed, strikes or any other conditions beyond Angel's be dismissed.
control resulting in nonexecution, partial or incomplete execution of
orders and the resulting financial loss, if any Angel may at any time 22. Setting up of Exposure Limits:
terminate, discontinue or temporarily suspend trading facility
provided to the Client in the event of any such extraordinary event 22.1. Angel may sanction trading limits to the Client based on the margin
occurring without giving prior notice to the Client. lying to the credit of the Client in the form of found / securities /
bank guarantees / fixed deposit receipts. Angel at its sole direction
19. Amendments to the terms and conditions: Angel reserves the right may refused to accept ant securities as collateral / margin. Angel
to amend the terms and conditions herein contained by adding, shall from time to time publish a list of securities which would be
deleting, modifying or varying the provisions thereof by giving 15 acceptable as collateral / margin. In setting exposure limits for the
days’ notice to the Client. In the event where the client has not Client, Angel shall be entitled to consider such factors as it may
objected to revised terms and conditions within 15 days of receiving deem fit, including without limitation, the client’s risk profile, risk
the notification, the same shall be binding on the client. The terms appetite, loss bearing capacity, payment history, market volatility,
and conditions and amendments made by Angel from time to time is risk management policy of Angel and such other purpose. Angel
available on companies’ website www.angelone.in reserves liberty to vary the trading / exposure limits of the Client
depending upon its risk assessment from time to time having
20. Mutual Fund Service System Facility / BSE Star MF: Client is regard to the changes in any of the factors or market conditions
registered with AngelOne and has executed Know Your Form and bearing on the risk profile of
certain other documents for the purpose of trading in securities the Client.
market on the recognized Stock Exchange (herein after referred as 22.2 Neither Angel, nor any affiliate of Angle nor their respective
“Exchange”). Incase client opts for the purpose of dealing in the units directors, officers, employees, agent shall any circumstances be
of Mutual Funds Schemes permitted to be dealt with on the SEBI liable for any direct or indirect loss, cost, liability, expense or
recognized Stock Exchanges (Mutual Fund Transaction Facilities). damage (including without limitation all legal fees & expenses)
Know Your Client details as submitted by the client for the stock arising from any variation or reduction of exposure or turnover
broking shall be considered for the purpose of Mutual fund limits by Angel.
transaction facilities and abide by the terms and conditions as
mentioned in the circulars as may be specified by the Exchanges 23. Client to have a Mobile connection: Client agrees to have a mobile
from time to time in this regard. Client shall also ensure compliance connection as a pre-condition to opening & maintaining the a/c
with the requirements as may be specified from time to time by with Angel & undertakes to notify Angel promptly whenever
Securities and Exchange Board of India and Association of Mutual he/she/it obtains a new mobile connection in replacement of a
Funds of India (AMFI). Client shall read & understand the contents of mobile previously notified to Angel.
the Scheme Information Document and Key Information
Memorandum, addendum issued regarding each Mutual Fund 24. Aggregation of open market positions of the Client by the
Schemes with respect to which client choose to subscribe / redeem. exchange: Client agrees that if the Exchange directs / advise Angel
Client further agree to abide by the terms and conditions, rules and to reduce the exposure of the Client in any outstanding open
regulations of the Mutual Fund Schemes. Client confirm to have read interest in any contract, because the market exposure of the client
& understood the terms & conditions for using Mutual Fund in the contact, individually, or taken together with that of related
transaction facility as stated in KYC handout (customer copy). Client parties, exceeds the maximum allowable open position prescribed
is aware that he/she can transact directly with the AMC without by the Exchange for an individual client or for all clients of Angel in
recourse to Distributor's name at any time under the folio(s) tagged the contract, Angel May square off the open market positions of
with the Distributor's name /broker code. The Client agrees and the client in the contract as directed by the Exchange. client also
authorizes Angel as distributor of mutual funds to communicate on agrees that, though Angel may on a best effort basis inform the
his/her behalf with the AMCs for financial and /or non-financial client of the direction given by the Exchange, it is under no
transactions including for receiving investment details from the obligation to inform the client and/or obtain client’s consent prior
AMC. to squaring of the positions under this clause and all losses, if any,
arising from such squaring off shall be to the account of the client.
21. Parties agree that all claims, differences or disputes between them,
arising out of or in relation to this mandatory and voluntary client / 25. Payment of Full Contract Value: Client agrees to pay Angel for all
registration document, any dealings and transactions open buy positions, excepting both side option contract positions,

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 11
 full contract value less the free surplus fund of the client, if any, at such rates and which such time intervals / frequencies, and
already with Angel, one day prior to the commencement of the particularly in contracts considered illiquid, may be rejected or
tender period for the respective contract, and If that day is a bank cancelled by Angel without prejudice to its other rights to impose
holiday, on the day immediately preceding that day which is bank penalty on the client and/or deregister the client. Angel may also
working day. If the Client makes a default in making payment as report such instances to the Exchange or the Regulator for
above, Angel at its discretion may square off all or part of the open appropriate action at their end.
positions of the Client and all and any losses arising thereout shall
be to the account of
the client.
26. Execute / Self / Wash / Match trades: Orders of buy and sell placed

I/We hereby state & confirm that I have read & understood the terms & conditions as mentioned above & agree to abide by the same.

RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY PROVIDED

TO CLIENTS (VOLUNTARY)
1. Angel is permitted to extend MTF to the clients on such terms and account to meet increase in margin, Client shall pay margin found
conditions as specified by the Stock Exchanges / SEBI from time short within the time prescribed for making margin payment.
to time and as mutually agreed by and between Angel and the
Clients. This Rights and Obligation comprises the terms and 7. Applicable minimum initial margin, increased margin, margin
conditions applicable to MTF and Angel and clients shall abide by shortfall, if any, can be paid in the form of cash, cash equivalent,
the same and any other requirements of the margin trading or Group I equity shares with appropriate hair cut as s p e c i f i e d i
framework, including other rights and obligations, if any, nSEBIMasterCircularNo.
prescribed by the Stock Exchange/ SEBI/ Angel form time to time. SEBI/HO/MRD/DP/CIR/P/2016/135, DTD. 6/12/2016. Client shall
Any modifications to the terms and conditions, other than those have the right to change collateral securities provided under the
prescribed by SEBI/Stock Exchanges, shall be intimated to the MTF with other collateral securities provided that such other
Clients giving 15 days notice in advance. collateral securities are approved and sufficient to meet the
margin required.
2. Equity Shares that are classified as 'Group I Security” by SEBI only
shall be eligible for MTF. Angel, at its discretion, may not provide 8. Margin requirement on shares purchased under MTF shall be
funding under MTF to certain equity shares though classified to be computed by grossing applicable margin i.e., minimum initial
“Group I Security” by SEBI. Equity shares shortlisted by Angel for margin plus increased margin, if any, on each stock and
funding (Approved List) shall be as displayed on Angel's trading shortage computed accordingly by deducting available margin
website from time to time. from gross margin. Collateral shares and shares purchased under
MTF (Funded Shares) shall be marked to market daily
3. Initial margin, increased margin, margin shortage, margin calls, for the purpose of computing the margin/shortage of margin.
maximum allowable exposure, maximum stock specific exposure,
trade confirmation, square off intimation and such other 9. Applicable minimum initial margin and increased margin, if any,
information in relation to MTF shall be communicated to the shall be kept supplied at all times by the clients in respect of the
Clients electronically through one or many or all of the following stocks purchased under the MTF. Client shall pay any shortage in
modes, viz email, SMS, WhatsApp, mobile notifications, and the required margin immediately on receiving demand (margin
additionally through telephone calls. call) and in any case not exceeding 5 working days from the day of
making margin call failing which Angel shall be at liberty to
4. In order to avail of margin facility, the minimum initial margin liquidate the funded shares and/or collateral shares to recover the
required to be provided by the Clients, as prescribed by dues outstanding in the account of the Clients. Priority of shares
SEBI/Stock Exchanges, is as under: VaR + 3 times of applicable to be liquidated shall depend on the parameters set forth in the
ELM in case of F & O Stocks (i.e., stocks available for trading in the Risk Management policy of the company as applicable from time
F&O Segment. VaR + 5 times of applicable ELM in case of stocks to time. In case of extreme volatility in the market, Angel may
other than F & O Stocks. VaR and ELM shall mean VaR and ELM as demand payment of margin forthwith and prescribed time for
applicable to respective stocks in the cash segment. making margin payment shall be construed accordingly. Decision
of Angel in relation to market volatility shall be final and binding
5. Client shall be required to provide the minimum initial margin as without Angel having to provide any reason for the decision to the
applicable for a particular stock to buy that stock under MTF. The Client.
margin shall never be lower than that prescribed by the Stock
Exchange/SEBI. However, Angel shall have the right to demand a 10. Client in margin default shall continue to be in margin default, until
higher initial margin than the margin prescribed by SEBI/Stock the required margin is furnished in full to eliminate the shortage.
Exchanges. Partial payment of margin or a change in the required margin shall
not extend the time stipulated for making margin payment which
6. Subject to the initial margin as aforesaid, Angel may, at its sole and will run from the time of making margin call to the Client.
absolute discretion, revise and increase from time to time the
margin required for any stock permitted to be traded under MTF. 11. In case margin is reduced by an amount equal to applicable ELM
Where client has exposure in the stock in respect of which margin component of the total margin due to market volatility within a
has been revised but does not already have sufficient credit in the trading day (i.e., available margin becomes equal to or less than

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 12
 applicable VAR margin), Angel reserves the right to liquidate the 23. Angel shall restrict the maximum gross exposure as well as
collaterals and/or funded shares forthwith without prior notice to individual stock-wise exposure of a client under the MTF at any
the client. point in time according to its internal policies and market views
without assigning any reasons to the client. Furnishing applicable
12. MTF Clients purchasing shares not specified in Angel Approved margin shall not by itself entitle the client to seek exposure
List of Group 1 securities shall be required to 100% margin upfront beyond the limit restricted by Angel.
for such purchases.
24. Admitting clients for MTF shall be at the discretion of the Stock
13. Client shall inform the broker of its intent to shift the identified Broker/Trading Member. Clients request for admission to MTF
transaction under Margin Trading Facility within the time lines may be disallowed without assigning any reason.
specified by the broker failing which the transaction will be
treated under the normal trading facility. 25. By agreeing to avail of MTF, the client shall be deemed to have
authorized Angel to retain and/or pledge the shares purchased
14. If a client is debarred by orders of lawful authority from trading in under MTF (funded shares) and collateral shares provided as
the securities market, Angel shall liquidate collateral and funded margin till the amount due in respect of the purchase and all other
shares of the client to recover its dues to the full extent forthwith. dues are paid in full by the Client.

15. Stock broker make amendments in RMS policy at any time but give 26. All outstanding dues under MTF shall carry interest @18% p.a,
effect to such policy after the amendments are duly compounded at fortnightly rest.
communicated to the clients registered under the Margin Trading
Facility. 27. Client shall be free to take the delivery of the securities at any
time by repaying the amounts that was paid by the Stock Broker to
16. Any transaction to be considered for exposure to MTF shall be the Exchange towards securities after paying all dues.
determined as per the policy of the broker provided that such
determination shall happen not later than T + 1 day. 28. Until full payment of the outstanding dues in the MTF A/c is made
by the Client, collateral shares and funded shares, as far as may be
17. Angel reserves the right to withdraw MTF with respect to any required, shall be retained in the Demat A/c of Angel, separately
Client without assigning any reason after giving a reasonable identified as collateral shares and funded shares.
notice to the Client in which case dues if any outstanding in the
account of the Client shall become payable immediately. Failure to 29. Daily margin statement sent to the MTF clients shall identify
make payment of the outstanding dues shall result in liquidation of margin/collateral for MTF transaction separately.
collateral and/or funded shares held in Client's account.
30. Angel shall declare and communicate to the Client risk
18. Client may terminate the MTF account after paying all dues in the management policies that it will follow with respect to MTF
MTF account. transactions. Angel may amend the policies from time to time
according to its risk perceptions and inform the Clients of the
19. Angel shall not use the funds and securities of one client to amendments made.
provide MTF to another client, even on the authority of the client.
31. Any disputes arising between the client and Angel in connection
20. The stocks deposited as margin collateral and funded stock shall with the margin trading facility shall be resolved through the
be identifiable separately and no comingling shall be permitted for investor grievance redressal mechanism and/or arbitration
the purpose of computing funding amount. mechanism of the stock exchanges as in the case of normal
trades.
21. The MTF facility may be withdrawn by the broker, in the event of
client committing any breach of any terms or conditions therein or 32. The Rights and Obligations prescribed hereinabove shall be read
at anytime after due intimation to client allowing such time to in conjunction with the rights and obligations as prescribed under
liquidate the MTF position as per the agreed liquidation terms SEBI circular No. CIR/ MIRSD/ 16/ 2011 d a t e d A u g u s t 2 2 , 2 0 11
without assigning any reason. Similarly, client may opt to , S E B I C i r c u l a r N o . CIR/MRD/DP/54/2017 Dtd. June 13, 2017,
terminate the margin trading facility in the event of broker the Circulars relating to MTF issued by the respective Stock
committing any breach of any terms or conditions therein or for Exchanges, any modifications thereto from time to time and the
any other reason. Policies and Procedures prescribed by Angel and the terms and
conditions of client's agreement with Angel. In case of any
22. In the event of termination of this arrangement, the client shall inconsistencies between the Rights and Obligations herein and
forthwith settle the dues of the Stock Broker. The Stock Broker the provisions in the aforesaid SEBI and/or Stock Exchange
shall be entitled to immediately adjust the Margin Amount against Circulars, the later shall prevail to the extent of such
the dues of the client, and the client hereby authorizes the Stock inconsistencies.
Broker to make such adjustment.
33. MTF account where there is no transaction under MTF for more

Ver: 3.5 13
 than 90 days shall be settled immediately on expiry of said 90 days adjusted against the settlement amount and the remainder shall
provided there are no dues outstanding in the MTF account. Dues be paid to the Client.
if any outstanding in the normal trading account shall be first

I would like to avail of Margin Trading Facility and agree to the above Rights & Obligation

Client Signature FH DIGITALLY SIGNED

Ver: 3.5 14
 CONFIRMATION OF THE ARRANGEMENT WITH AUTHORIZED PERSON

Date:______________

To,
M/s Angel One Ltd.,
601, 6th Floor, Ackruti Star, Central Road, MIDC, Andheri East, Mumbai - 400093.

Dear Sir,
I/we confirm that I/we have been introduced to Angel One Ltd., (AOL) as its Client by the within mentioned
Authorized Person (AP) appointed by AOL in terms of the relevant Regulations of the Exchanges.
In this connection, I/we state and confirm that we are aware of the following:

1. That the AP is not authorized by AOL or under the Bye-laws, Rules and Regulations of the Exchange to enter into
any separate private agreements with me/us in connection with any transactions in the securities / commodities
market.

2. That the AP is prohibited from making any offers or operating any schemes of guaranteed or fixed returns on
investments made in the securities / commodities market.

3. That the AP is not authorized to receive payments of money or securities / commodities in his/her/its own name
or account.

4. That all payments of funds & securities / commodities in respect of my/our Trading A/c/ Demat A/c shall be made
to and/or received from AOL only.

5. That all statement of accounts and documents related to my/our transactions shall be received from AOL only and
not from my AP who is not authorized to issue any such statements/accounts.

6. That the AP is not authorized to charge and receive from me/us any fee, commission, share of profit, or any
consideration for the services he/she/it renders.

7. That I/we should not leave Delivery Instruction Slips (DIS) issued by AOL, pre-signed or unsigned, in the custody of
my AP.

In view of the above, I/we agree and confirm that I/we shall not hold AOL liable for any loss, damage, loss of profit, or
other consequences, whether direct or indirect, arising from my/our failure to act in accordance with or anything
done by me/us in contravention of the requirements of the above express understanding.

Yours faithfully, Client Signature FH DIGITALLY SIGNED

I/we hereby agree to abide by the above arrangement and understanding with the Client and not to act in contravention of the same.

DANISH IMDAD ( DAIS )

AP Name: ____________________________________ Signature of the AP

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.5 15
 ANNEXURE-A NOMINEE DETAILS FOR TRADING AND DEMAT ACCOUNT
Client Name Trading Code DP ID 12033200, 12033201, 12033202 & 12033203 Client ID
I/We nominate the following persons who is/are entitled to receive security balances lying in my/our account, particulars where of are given below, in the event of my / our death

Nominee Details *Nominee 1 *Nominee 2 *Nominee 3

First Name
Middle Name
Last Name

Address

City
State
PIN
Contact Details
PAN
UIDAI
Date of birth (mandatory if Nominee is
a minor) dd-mm-yyyy

*Percentage of allocation of securities

Equally [If not equally, please specify
percentage] Or Share of each Nominee
Any odd lot after division shall be transferred to the first nominee mentioned in the form

Relationship with BO
Email ID of nominee(s)
Nominee Identification details –
[Please tick any one of following
and provide details of same]
Photograph & Signature
PAN
Aadhaar
Saving Bank Account No
Proof of Identity
Demat Account ID

GUARDIAN DETAILS (IF NOMINEE IS A MINOR)

First Name

Address

City
State / Country
PIN
Relationship with Nominee

Email ID of Guardian

Contact Details

Guardian Signature

Guardian Identification details –

[Please tick any one of following
and provide details of same]
Photograph & Signature
PAN
Aadhaar
Saving Bank Account No
Proof of Identity
Demat Account ID

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Ver: 3.5 16
Date
Place
* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature
Name

Address
Signature
Residual securities: in case of multiple nominees, remaining after distribution of securities as per percentage of allocation
shall be transferred to the first nominee
OFFICE USE ONLY
(To be filled by Depository Participant)
DP ID 12033200, 12033201, 12033202 & 12033203 Client ID

Nomination form accepted and registered vide Registration No.: _______________________________________________________________

I / We have received and read the Rights and Obligations document and terms & conditions and agree to abide by and be bound by the
same and by the Bye Laws as are in force from time to time. I / We declare that the particulars given by me/us above are true and to the
best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP any change(s) in the
details / Particulars mentioned by me / us in this form. I/We further agree that any false / misleading information given by me / us or
suppression of any material information will render my account liable for termination and suitable action.

Seal/Stamp of the Intermediary

Signature of the Authorised Signatory

ACKNOWLEDGMENT RECIEPT
APPLICATION NO Date DD MM YY
We hereby acknowledge the receipt of the Account Opening and Nomination Application Form:
This nomination shall supersede any prior nomination made by the account holder (s), if any. -

Ver: 3.5 17
 Declaration Form for opting out of nomination
[Annexure B to SEBI circular No. SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 dated July
23, 2021 on Mandatory Nomination for Eligible Trading and Demat Accounts]

To Date D
1 D
1 M
0 M
7 Y
2 Y
0 Y
2 Y
4

Angel One Limited

601, 6th Floor, Ackruti Star, Central Road,
MIDC, Andheri East, Mumbai - 400093.

UCC/DP ID 1 2 0 3 3 2 0 3

Client ID (only for Demat account) 1 0 9 7 5 8 9 9

Sole/First Holder Name MOHD UMAR ABDULLAH

Second Holder Name

Third Holder Name

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and
understand the issues involved in non-appointment of nominee(s) and further are aware that in case of death of all
the account holder(s), my / our legal heirs would need to submit all the requisite documents / information for
claiming of assets held in my / our trading / demat account, which may also include documents issued by Court or
other such competent authority, based on the value of assets held in the trading / demat account.

Name and Signature of Holder(s)*

FH DIGITALLY SIGNED SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

* Signature of witness, along with name and address are required, if the account holder
affixes thumb impression, instead of signature

Name

Address

Signature

Ver: 3.5 18
 12033200, 12033201, 12033202 & 12033203.

ANGEL ONE LIMITED 1203320006951435 NSE CDSL - NSE POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1203320008188083 NSESLB CDSL - SLBM POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1100001100017670 NSE NSE EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1100002300001190 NSESLB SLBM EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1203320186015090 NSE CDSL Client Unpaid Securities Pledge Account TM/CM CUSPA

ICICI BANK LIMITED IN30134820306643 NSE NSDL Client Unpaid Securities Pledge Account TM/CM CUSPA

ANGEL ONE LIMITED 1203320030135829 NSE CLIENT SECURITIES MARGIN FUNDING ACCOUNT MFT Pledge Account

ANGEL ONE LIMITED 1203320030135814 NSE CLIENT SECURITIES MARGIN PLEDGE ACCOUNT Margin Pledge Account

ILFS IN30009510184021 NSE NSDL - NSE POOL ACCOUNT Payin & Payout Account IN556929

HDFC BANK IN30012610003588 BSE NSDL BSE POOL ACCOUNT Payout Account In606125

ANGEL ONE LIMITED 1203320000006564 BSE CDSL BSE POOL ACCOUNT Payout Account

ANGEL ONE LIMITED 1203320000006579 BSE CDSL BSE PRINCIPAL ACCOUNT Payin Account

ANGEL ONE LIMITED 1100001000014641 BSE BSE EARLY PAY IN Early Payin Account

Ver: 3.5 20
Registered / Correspondence Office: 601, 6th Floor, Ackruti Star, Central Road, MIDC, Andheri East, Mumbai - 400093.
Tel.: 18001020 Website: www.angelone.in CIN: U67120MH1996PTC101709
Member: Bombay Stock Exchange Ltd. / National Stock Exchange of India Ltd./ Metropolitan Stock Exchange of India Ltd. /
Multi Commodity Exchange of India Ltd. / National Commodity & Derivatives Exchange Ltd. / CDSL-Depository Participant

SEBI Registration No.: INZ000161534

BSE & NSE Cash Segment

TM Code - BSE 612 TM Code - NSE 12798

BSE & NSE Commodities Derivative Segment

TM Code - BSE 612 TM Code - NSE 12798

BSE & NSE F&O Segment (Trading Cum Clearing Member)

TM Code - BSE 612 TM Code - NSE 12798

NSE Currency Derivatives Segment (Trading cum Clearing Member)

TM Code - NSE Currency 12798

BSE Currency Derivatives Segment (Trading Cum Clearing Member)

TM Code - 612

Multi Commodity Exchange of India Ltd. (Trading cum Clearing Member)

TM Code - 12685

National Commodity & Derivatives Exchange Ltd. (Trading cum Clearing Member)
TM Code - 00220

NSE SLBM segment ( Trading Cum Clearing Member)

TM Code 12798

CDSL-Depository Participant - SEBI Registration No.: IN-DP-CDSL-234-2004 Date: 12/5/2004 |

CDSL DP ID: 12033200, 12033201, 12033202 & 12033203
For any grievance/dispute please contact Angel One Limited at the above address or email id: support@angelone.in and
PhoneNo.:18001020. In case not satisfied with the response, please contact the concerned exchange (s):
BSE Email: is@bseindia.com & Tel.: (022) 2272 8097 | NSE Email: ignse@nse.co.in & Tel.: (022) 2659 8190 | MCX Email:
customersupport@mcxindia.com & Tel No: (022) 6731 8888 | NCDEX Email: askus@ncdex.com & Tel No: (022) 6640 6899

Compliance Officer Name: Mr. Bineet Jha. Tel.: 18001020. Email ID: compliance@angelbroking.com
CMD Name: Mr. Dinesh Thakkar - 08657864229 . Email ID: support@angelone.in
Also refer our website: www.angelone.in for updated details, if any.

For details: Please contact your nearest branch or call

Centralized Helpdesk at: 18001020
or write to support@angelone.in
 IMPS Verified Bank Proof

Bank Name : STATE BANK OF INDIA

IFSC Code : SBIN0001790

Account No : 00000031552884853

Beneficiary Name : MOHD UMAR ABDULLAH

MICR NO :

Date of Transaction : 2024-07-11T17:15:33.366Z

Reference Number :