U. S.

Department of Justice Federal Bureau of Investigation Criminal Justice Information Services Division

ELECTRONIC BIOMETRIC TRANSMISSION SPECIFICATION (EBTS) NIEM Information Exchange Package Documentation
Revision 1.5 04/17/09

CJIS Document Number BIO-DOC-02261-1.5

Prepared by: Requirements Management Unit Information Technology Management Section 1000 Custer Hollow Road Clarksburg, WV 26306

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CHANGE DESCRIPTION FORM

Revision 1.0 1.1 Change Description Initial Draft Updates to Mnemonic/NIEM definition table Further updates to Mnemonic/NIEM definition table, wording clarifications Added elements to for Type 2 Future Capability in accordance with EBTS 8.002 Added ebts:TransactionAugmentation to allow for EBTS specific TOT codes. TSR changed to EBTS namespace. Updating to meet CJIS template standards. Document number addition. Created/Changed by Joe Wade Joe Wade Date 08/01/2007 03/12/2008 Approved By N/A N/A

1.2

Joe Wade

04/02/2008

N/A

1.3

Joe Wade

04/28/2008

N/A

1.4

Patrice Yuh

04/13/2009

N/A

1.5

Patrice Yuh

04/17/09

N/A

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TABLE OF CONTENTS
1 2 3 4 Purpose.................................................................................................................... 1-6 Scope........................................................................................................................ 2-7 List of Artifacts ...................................................................................................... 3-8 XML Schemas ........................................................................................................ 4-9 4.1 Subset Schemas................................................................................................ 4-9 4.2 Extension XML Schema .................................................................................. 4-9 Additional Provisions........................................................................................... 5-10 5.1 Additional Property Definitions..................................................................... 5-10 5.1.1 The EBTS Transactions ............................................................................. 5-10 5.1.2 The EBTS Records .................................................................................... 5-11 5.1.3 EBTS Field Mnemonic/NIEM Definitions................................................ 5-12 5.2 Minimal Properties Set .................................................................................. 5-43 5.3 Additional Business Rules ............................................................................. 5-43 5.3.1 FIELD MNEMONIC SETS....................................................................... 5-44 5.3.2 Fingerprint Images ..................................................................................... 5-44 5.3.3 User Defined Images.................................................................................. 5-44 5.3.4 Minutiae Data............................................................................................. 5-45 5.3.5 Facial Images ............................................................................................. 5-45 5.3.6 Latent Print Images .................................................................................... 5-45 5.3.7 Major Case Print ........................................................................................ 5-45 5.3.8 Palmprint Images ....................................................................................... 5-45 5.3.9 Iris Images.................................................................................................. 5-45 5.3.10 CBEFF Biometric Data.......................................................................... 5-45 5.3.11 Messages Layout.................................................................................... 5-45 5.3.12 Inbound Messages.................................................................................. 5-45 5.3.13 Response Messages................................................................................ 5-47 Samples ................................................................................................................. 6-49 6.1 Samples XML Instances ................................................................................ 6-49 Development ......................................................................................................... 7-52 7.1 Participants..................................................................................................... 7-52 7.2 Process: .......................................................................................................... 7-52 7.3 Development Artifacts:.................................................................................. 7-53 7.3.1 Schema Model Diagram ............................................................................ 7-53 7.3.2 Transaction Model Diagram ...................................................................... 7-54 7.3.3 Detailed Transaction Model Diagram........................................................ 7-55 Testing and Conformance ................................................................................... 8-56 8.1 Testing............................................................................................................ 8-56 8.2 Conformance.................................................................................................. 8-56 Feedback ............................................................................................................... 9-57

6 7

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LIST OF TABLES
Table 5-1 XML Cross-Reference................................................................................... 5-12 Table 5-2 Field Mnemoic Reference ............................................................................. 5-44 Table 7-1 Participants .................................................................................................... 7-52

LIST OF FIGURES
Figure 7-1 EBTS Sample ............................................................................................... 7-54 Figure 7-2 EBTS Detailed Sample ................................................................................ 7-55

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1 PURPOSE
The Federal Bureau of Investigation Electronic Biometric Transmission Specification is the method by which the Federal Bureau of Investigation supports the exchange of biometric data used to facilitate the determination of the personal identity of a subject from fingerprint, palm, facial or other biometric information, across criminal justice agencies or organizations that use an Automated Fingerprint Identification System (AFIS) or related systems nationwide. These biometric specifications are standards for electronically encoding and transmitting biometric image, identification and arrest data. The FBI EBTS is comprised of the biometric standards entitled Data Format for the Interchange of Fingerprint, Facial, & Other Biometric Information (ANSI/NIST-ITL 1-2007), which are composed by the American National Standards Institute (ANSI) in correspondence with The Information Technology Laboratory (ITL) of the National Institute of Standards and Technology (NIST). These standards define the content, format and units of measurement for the exchange of biometric information. The FBI EBTS serves criminal justice agencies in the 50 states, the District of Columbia, Puerto Rico, and Canada. This Interface Exchange Package Documentation (IEPD) covers the FBI EBTS 8.1 XML Data Reference Model.

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2 SCOPE
Data in the Federal Bureau of Investigation (FBI) Electronic Biometric Transmission Specification (EBTS) files are exchanged with and for the official use of criminal justice officials of local, state, and federal governments in the U.S. and its possessions and in Canada.

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3 LIST OF ARTIFACTS
1. NIEM Subset schemas 2. JXDM Subset schema 3. ANSI-NIST Subset schema 4. FBI Subset schema 5. Extension schema 6. XML Document Instance 7. Data Model Diagram 8. XML Mappings 9. NIEP Documentation

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4 XML SCHEMAS
NIEM Version: 2.0 JXDM Version: 4.0 ANSI-NIST Version: 2.0 FBI Version 2.0 At the time the FBI EBTS Schema was implemented, 2.0 was the current NIEM version that was available. The FBI Advisory Policy Board had decided that the FBI will implement EBTS schema using NIEM; therefore, NIEM 2.0 that is the current release version of NIEM was used during the implementation of the FBI EBTS Information Exchange Package for purposes of information sharing. NIEM was designed to work in conjunction with schemas geared toward specific domains (e.g., Criminal Justice, Biometrics, and Law Enforcement) necessary to capture the business requirements for an EBTS transaction. These domain specific schemas were released in correspondence with NIEM 2.0.

4.1 Subset Schemas

A NIEM subset schema was downloaded to capture basic elements and types that will be components of EBTS IEP. This subset schema is under the FBI EBTS Schema Package\niem\niem-core\2.0\niem.xsd. An ANSI-NIST subset schema was downloaded to capture biometric elements and types that will be components of EBTS IEP. This subset schema is under the FBI EBTS Schema Package\niem\ansi-nist\2.0\ansi-nist.xsd. A JXDM subset schema was downloaded to capture criminal justice elements and types that will be components of EBTS IEP. This subset schema is under the FBI EBTS Schema Package\niem\domains\jxdm\4.0\jxdm.xsd. A FBI subset schema was created to capture code lists utilized by the FBI that will be components of EBTS IEP. This subset schema is under the FBI EBTS Schema Package\niem\fbi\2.0\fbi.xsd.

For the purpose of this document elements utilized from these schemas will be referred to as NIEM Elements but referenced by the corresponding namespace.

4.2 Extension XML Schema

The extension XML schema contains customized types, elements, and extensions and restrictions of the subset schema that are frequently needed for the IEP but that are not in NIEM, ANSI-NIST, JXDM or FBI. This extension XML schema is under FBI EBTS Schema Package\1.0.0\fbi_ebts.xsd.

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5 ADDITIONAL PROVISIONS
5.1 Additional Property Definitions
The basic requirements for EBTS messages are Logical Records Type-1, Type-2, Type-4, Type-7, Type-9, Type-10, Type 13, Type-14, Type 15, Type 16, Type 17 and Type 99 set forth in the ANSI standards which are also applicable to transmissions to the FBI. The FBI-specific requirements for the contents and format of Logical Records Type-2, Type-7, and Type-9 as well as for any special requirements for the other record types, are captured in the business requirements for an EBTS transaction. 5.1.1 The EBTS Transactions FBI CJIS Division will process the following seven types of fingerprint and four photo transactions from the four main service areas in its electronic environment. There are several types of transactions for each service area that will be accepted by the FBI, the sender must designate the Type of Transaction (TOT) in the Type-1 Record to specify the which process is to be followed. Ten-Print Services Electronic Ten-Print Submissions enable users to submit ten-prints from live-scan booking terminals or card scanners at either the federal, state or local level. Remote Ten-Print Searches allow users to search existing records by electronically transmitting fingerprint images or remotely extracted fingerprint characteristics. The user can request specific finger images, up to all 14 fingerprint images, via the Fingerprint Number(s) Requested (FNR) field. Electronic Latent Submissions enable the agency having legal jurisdiction of the case, either federal, state or local, to submit latent prints (fingerprints, palm prints, toe prints, and footprints). Remote Latent Searches allow the agency having legal jurisdiction of the case, either federal, state or local, to search existing records by transmitting latent print images or corresponding feature sets. The user can set the maximum number of candidate images to be returned via the Number of Candidates Images returned (NCR) field. Latent Image Maintenance Requests allow IAFIS users to specify transactions (delete or add confirm) related to an unsolved latent file. Remote Requests for Fingerprint Images enable users to retrieve ten-print images from the FBI Criminal Ten-print Fingerprint Image Master File. Electronic Requests to Upgrade Fingerprint Images allow users to request fingerprint images on file at the FBI or to request updates of existing images.

Latent Services

Image Services

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Photo Services Criminal Subject Photo Requests allow users to request criminal photo sets on file at the FBI or to request the deletion of existing photo sets.

5.1.2 The EBTS Records Type-1 Header Record Record required for each transaction, providing information describing the type and use or purpose for the transaction involved, a listing of each logical record included, the original source of the physical record and other useful and required information items. Records containing textual fields providing identification and descriptive information associated with the subject of the transaction. Records used to exchange high-resolution grayscale fingerprint image data that was scanned at no less than the minimum scanning resolution. Records used exchange image data that is not elsewhere specified or described in the ANSI-NIST standard, including miscellaneous images such as those pertaining to latent prints, wrists, toes, soles, etc. Records used to exchange geometric and topological minutiae templates and related information encoded from a fingerprint, palm, or latent image. Each record shall represent the processed image data from which the location and orientation descriptors of extracted minutiae characteristics are listed. Records used to exchange facial and image data from scars, marks, and tattoos (SMT) together with textual information pertinent to the digitized image. The source of the image data shall be the image captured from scanning a photograph, a live image captured with a digital camera, or a digitized freeze-frame from a video camera. Records containing and used to exchange image data acquired from latent fingerprint or palmprint images. Textual information regarding the scanning resolution, the image size and other parameters or comments required to process the image are recorded as tagged-fields within the record. Records used to exchange variable-resolution fingerprint image data, segmented flat fingerprint data or major case print data. All fingerprint impressions shall be

Type-2 Record

Type-4 Record

Type-7 Record

Type-9 Record

Type-10 Record

Type-13 Record

Type-14 Record

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acquired from a ten-print card, a major case print card, or from a live-scan device. Fingerprint images can be either rolled or plain (including swiped) impressions. Type-15 Record Records used to exchange variable-resolution palmprint image data. Records used to exchange test image data. Records used to exchange iris image data. Records used to exchange biometric data that is not supported by other logical record types. This record type supports and is intended to be used for exotic biometric data types. Type-16 Record Type-17 Record Type-99 Record

5.1.3 EBTS Field Mnemonic/NIEM Definitions The following table represents the association of EBTS Field Mnemonics, Field Numbers, and the NIEM XML Data elements. This table is provided to help implementers cross-reference the XML property definition. It is assumed that the data elements definitions and specifications are available in the FBI EBTS. Throughout this document, inbound refer to messages coming into the FBI Biometric System and outbound refers to messages generated by the FBI Biometric System.
Table 5-1 XML Cross-Reference Field Mnemonic ACN AFV Field Number 2.071 9.013 NIEM Element

<ebts:TransactionActionText/> <nc:BinaryBase64Object/> <nc:PersonAgeMeasure>

AGR

2.023

<nc:MeasureRangeValue> <nc:RangeMinimumValue/> <nc:RangeMaximumValue/> </nc:MeasureRangeValue> </nc:PersonAgeMeasure>

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Field Mnemonic

Field Number

NIEM Element

<nc:PersonAlternateName> <nc:PersonGivenName/>
AKA 2.019

<nc:PersonMiddleName/> <nc:PersonSurName/> </nc:PersonAlternateName>

AMP

2.084 2.084A 2.084B

<itl:FingerprintImageFingerMissing> <ansi-nist:FingerPositionCode/> <itl:FingerMissingCode> </itl:FingerprintImageFingerMissing> <itl:PalmprintImageQuality> <ansi-nist:PalmPositionCode/> <ansi-nist:QualityAlgorithmProductIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmProductIdentification> <ansi-nist:QualityAlgorithmVendorIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmVendorIdentification> <ansi-nist:QualityValue/> </itl:PalmprintImageQuality>

FGP AMPCD

APM

15.024

ASL

2.047

<j:Arrest> <nc:ActivityDate>

DOO

2.047A

<nc:Date/> </nc:ActivityDate>

AOL

2.047B

<nc:ActivityDescriptionText/> </j:Arrest>

ATN

2.006

<nc:CaveatText/>

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDate>
BCD 99.005

<nc:Date/> </ansi-nist:CaptureDate> </ansi-nist:ImageCaptureDetail> <ansi-nist:ImageQuality> <ansi-nist:QualityAlgorithmProductIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmProductIdentification>

BDQ

99.102

<ansi-nist:QualityValue/> <ansi-nist:QualityMeasureVendorIdentification> <nc:IdentificationID/> </ansi-nist:QualityMeasureVendorIdentification> </ansi-nist:ImageQuality> <ansi-nist:CBEFFFormatOwnerIdentification>

BFO

99.103

<nc:IdentificationID/> </ansi-nist:CBEFFFormatOwnerIdentification> <ansi-nist:CBEFFFormatCategoryIdentification>

BFT

99.104

<nc:IdentificationID/> </ansi-nist:CBEFFFormatCategoryIdentification>

13.012, 14.012, BPX 15.012, 16.012, 17.012 BTY 99.101

<ansi-nist:ImageBitsPerPixelQuantity/>

<ansi-nist:CBEFFCategoryCode/> <ebts:TransactionCandidateList> <ebts:Candidate>

CAN

2.064

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Field Mnemonic

Field Number

NIEM Element

<nc:PersonName> <nc:PersonGivenName/>
NAM 2.064B

<nc:PersonMiddleName/> <nc:PersonSurName/> </nc:PersonName> <j:PersonFBIIdentification>

FNU

2.064A

<nc:IdentificationID/> </j:PersonFBIIdentification> </ebts:Candidate> </ebts:TransactionCandidateList> <j:CourtEventSequenceID>

CCN

2.094X

<nc:IdentificationID/> </j:CourtEventSequenceID> <ebts:RecordTransactionData>

CFS

2.077

<ebts:TransactionCancelFingerprintSearchIndicator/> </ebts:RecordTransactionData>

10.011, 13.011, 14.011, CGA 15.011, 16.011, 17.011 CHQ 9.024

<ansi-nist:ImageCompressionAlgorithmText/>

<ebts:MinutiaCharaterizationQualityValue/>

X Future Capability

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Field Mnemonic

Field Number

NIEM Element

<ebts:ContributorCaseIdentificationNumber> <ebts:ContributorCasePrefixIdentification> <nc:IdentificationID/>

CIN 2.010

</ebts:ContributorCasePrefixIdentification> <ebts:ContributorCaseIdentification> <nc:IdentificationID/> </ebts:ContributorCaseIdentification> </ebts:ContributorCaseIdentificationNumber>

CIX CLQ

2.011 9.025

<ebts:ContributorCaseIdentificationExtensionNumber/> <ebts:MinutiaClassifierQualityValue/> <ansi-nist:TransactionContentSummary> <ansi-nist:ContentFirstRecordCategoryCode/> <ansi-nist:ContentRecordCount/> <ansi-nist:ContentRecordSummary> <ansi-nist:ImageReferenceIdentification> <nc:IdentificationID/> </ansi-nist:ImageReferenceIdentification> <ansi-nist:RecordCategoryCode/> </ansi-nist:ContentRecordSummary> </ansi-nist:TransactionContentSummary> <ansi-nist:PhysicalFeatureDescriptionDetail> <ansi-nist:PhysicalFeatureColorDetail> <ansi-nist:PhysicalFeaturePrimaryColorCode/> <ansi-nist:PhysicalFeatureSecondaryColorCode/> </ansi-nist:PhysicalFeatureColorDetail> </ansi-nist:PhysicalFeatureDescriptionDetail>

CNT

1.003

COL

10.043

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Field Mnemonic

Field Number 13.020,

NIEM Element

COM

14.020, 15.020, 16.020

<ansi-nist:ImageCommentText/>

<ebts:ActivityOrganizationAssociation> <nc:Organization> <nc:OrganizationOtherIdentification>

CRI 2.073

<nc:IdentificationID/> </nc:OrganizationOtherIdentification> </nc:Organization> </ebts:ActivityOrganizationAssociation> <ebts:CivilRecordIdentification>

CRN

2.085

<nc:IdentificationID/> </ebts:CivilRecordIdentification>

CSF CSL

2.2006X 2.051

<ebts:RecordCascadedSearchCode/> <j:ArrestCharge> <j:ChargeDisposition> <j:ChargeDispositionCondition> <nc:ConditionSetDate>

CDD

2.051A

<nc:Date/> </nc:ConditionSetDate> </j:ChargeDispositionCondition>

CPL

2.051C

<j:ChargeDispositionOtherText/> </j:ChargeDisposition>

X Future Capability

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Field Mnemonic COL

Field Number 2.051B

NIEM Element

<j:ChargeUCRCrimeCategoryText/ > </j:ArrestCharge>

10.012, CSP 16.013, 17.013

<ansi-nist:ImageColorSpaceCode/>

<ebts:RecordTransactionData>
CSR 2.048

<ebts:TransactionCivilSearchRequestIndicator/> </ebts:RecordTransactionData>

CST CTZ

2.061 2.021 10.999, 13.999,

<ebts:CaseTitleText/> <nc:PersonCitizenshipText/>

DAT

14.999, 15.999, 16.999, 17.999, 99.999

<nc:BinaryBase64Object/>

<ansi-nist:TransactionDate>
DAT 1.005

<nc:Date/> </ansi-nist:TransactionDate> <nc:OrganizationOtherIdentification>

DAI

1.007

<nc:IdentificationID/> </nc:OrganizationOtherIdentification>

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:TransactionCharacterSetDirectory> <ansi-nist:CharacterSetCommonNameCode/> <ansi-nist:CharacterSetIndexCode/>

DCS 1.015

<ansi-nist:CharacterSetVersionIdentification> <nc:IdentificationID/> </ansi-nist:CharacterSetVersionIdentification> </ansi-nist:TransactionCharacterSetDirectory>

DLA/CRP/C RA/DLT XYM DID DID DID PUM DID

9.021/22/0 8/09 9.021A 9.021B 9.021C 9.021D 9.021E 9.021B

<ebts:MinutiaeFingerCorePosition> <ansi-nist:PositionBottomCoordinateValue/> <ansi-nist:PositionDirectionDegreeValue/> <ansi-nist:PositionHorizontalCoordinateValue/> <ansi-nist:PositionTopCoordinateValue/> <ansi-nist:PositionUncertaintyValue/> <ansi-nist:PositionVerticalCoordinateValue/> </ebts:MinutiaeFingerCorePosition>

DMI

2.2013 10.030, 14.030,

<ebts:TransactionDispositionMaintenanceCode/> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDescriptionCode/> </ansi-nist:ImageCaptureDetail> <ebts:BinaryCODISAvailableIndicator> <nc:PersonDNA> <nc:DNAImage> <nc:BinaryAvailableIndicator/> </nc:DNAImage> </nc:PersonDNA>

DMM

15.030, 16.030, 17.030

DNAC

2.2018

DNAF

2.2016

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Field Mnemonic

Field Number

NIEM Element

<nc:ActivityDate>
DOA 2.045

<nc:Date/> </nc:ActivityDate> <nc:PersonBirthDate>

DOB

2.022

<nc:Date/> </nc:PersonBirthDate> <ansi-nist:TransactionDomain> <ansi-nist:DomainVersionNumberIdentification> <nc:IdentificationID/> </ansi-nist:DomainVersionNumberIdentification> <ansi-nist:OrganizationName/> </ansi-nist:TransactionDomain> <nc:BiometricRepositoryOrganization>

DOM

1.013

DORI

2.2017

<nc:OrganizationIdentification> <nc:IdentificationID/> </nc:OrganizationIdentification> </nc:BiometricRepositoryOrganization> <ebts:ArrestDateSuffixText/> <ebts:PersonFingerprintSet> <nc:BiometricCaptureDate>

DOS

2.046

DPR

2.038

<nc:Date/> </nc:BiometricCaptureDate> </ebts:PersonFingerprintSet> <ansi-nist:IrisImageCapture> <ansi-nist:CaptureDeviceIdentification>

DUI

17.017

<nc:IdentificationID/> </ansi-nist:CaptureDeviceIdentification> </ansi-nist:IrisImageCapture>

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Field Mnemonic

Field Number

NIEM Element

<ebts:PersonEmploymentAssociation> <nc:Employer> <nc:EntityOrganization> <nc:OrganizationName/> </nc:EntityOrganization> </nc:Employer> <nc:EmploymentLocation> <nc:LocationAddress> <nc:StructuredAddress>

EAD 2.039

<nc:LocationStreet> <nc:StreetNumberText/> <nc:StreetName/> </nc:LocationStreet> <nc:LocationCityName/> <nc:LocationPostalCode/> <nc:LocattionStateNCICLSTACode/> </nc:StructuredAddress> </nc:LocationAddress> </nc:EmploymentLocation> </ebts:PersonEmploymentAssociation>

ECL

17.020

<ansi-nist:IrisEyeColorAttributeCode/>

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Field Mnemonic

Field Number

NIEM Element

<ebts:PersonEmploymentAssociation> <nc:Employer> <nc:EntityOrganization> <nc:OrganizationIdentification>

EID 2.049

<nc:IdentificationID/> </nc:OrganizationIdentification> </nc:EntityOrganization> </nc:Employer> </ebts:PersonEmploymentAssociation>

ETC

2.069

<ebts:TransactionEstimatedCompletionTimeQuantity/> <ebts:TransactionResponseData> <ebts:TransactionReasonText/> </ebts:TransactionResponseData>

EXP

2.080

EYE

2.031

<nc:PersonEyeColorCode/> <j:PersonFBIIdentification>

FBI

2.014

<nc:IdentificationID/> </j:PersonFBIIdentification>

FFN

2.003

<ebts: FBIFileNumber/> <ebts:PersonFingerprintSet>

FGN

9.014

<ebts:FingerprintFingerText/> </ebts:PersonFingerprintSet> <ebts:FingerprintImageFinger>

FGP

2.074

<ansi-nist:FingerPositionCode/> </ebts:FingerprintImageFinger>

FGP FGP

9.006 13.013, 14.013

<ansi-nist:MinutiaeFingerPositionCode/> <ansi-nist:FingerPositionCode/>

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Field Mnemonic FID

Field Number 17.003

NIEM Element

<ansi-nist:IrisEyePositionCode/> <ebts:TransactionFingerprintImagesUpdated>

FIU

2.072

<ansi-nist:FingerPositionCode/> </ebts:TransactionFingerprintImagesUpdated>

FMT FNR

9.004 2.057

<ansi-nist:MinutiaeFormatNISTStandardIndicator/> <ebts:TransactionFingerprintImagesRequestedText/> <ebts:FingerprintImageFinger>

FPC

2.033

<ebts:NCICFingerprintClassificationText/> </ebts:FingerprintImageFinger> <ansi-nist:MinutiaeFingerPatternDetail>

FPC

9.007

<ansi-nist:FingerPatternText/> <ansi-nist:FingerPatternCode/> </ansi-nist:MinutiaeFingerPatternDetail> <itl:FingerprintImageQuality> <ansi-nist:FingerPositionCode/> <ansi-nist:QualityAlgorithmProductIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmProductIdentification> <ansi-nist:QualityAlgorithmVendorIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmVendorIdentification> <ansi-nist:QualityValue/> </itl:FingerprintImageQuality>

FQM

14.024

GCA GEO

7.08 2.044

<ansi-nist:ImageCompressionAlgorithmCode/> <ebts:TransactionSearchAreaCode/>

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:TransactionUTCDate>
GMT 1.014

<nc:Date/> </ansi-nist:TransactionUTCDate> <ansi-nist:IrisImageCapture> <ansi-nist:CaptureDeviceIdentification>

GUI

17.018

<nc:IdentificationID/> </ansi-nist:CaptureDeviceIdentification> </ansi-nist:IrisImageCapture>

HAI

2.032

<nc:PersonHairColorCode/> <ansi-nist:CBEFFVersionIdentification>

HDV

99.100

<nc:IdentificationID/> </ansi-nist:CBEFFVersionIdentification> <nc:PersonHeightMeasure>

HGT

2.027

<nc:MeasurePointValue/> </nc:PersonHeightMeasure>

HLL

7.06, 10.006, 13.006, 14.006, 15.006, 16.006, 17.006 10.009, 13.009, 14.009,

<ansi-nist:ImageHorizontalLineLengthPixelQuantity/>

HPS

15.009, 16.009, 17.009

<ansi-nist:ImageHorizontalPixelDensityValue/>

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Field Mnemonic

Field Number

NIEM Element

<nc:PersonHeightMeasure> <nc:MeasureRangeValue>
HTR 2.028

<nc:RangeMinimumValue/> <nc:RangeMaximumValue/> </nc:MeasureRangeValue> </nc:PersonHeightMeasure>

ICO

2.056 2.002, 7.02, 9.002, 10.002, 13.002, 14.002, 15.002, 16.002, 17.002, 99.002

<nc:ActivityDescriptionText/>

<ansi-nist:ImageReferenceIdentification> <nc:IdentificationID/> </ansi-nist:ImageReferenceIdentification>

IDC

IFS IIR IMA MAK MODL SERNO

2.2021 2.2012 2.067 2.067A 2.067B 2.067C

<j:PersonFirearmSalesDisqualifiedCode/> <ebts:IrisImagesRequestedCode/> <ansi-nist:ImageCaptureDetail xsi:type="ebts:ImageCaptureDeviceDetailType"> <ansi-nist:CaptureDeviceMakeText/> <ansi-nist:CaptureDeviceModelText/> <ansi-nist:CaptureDeviceSerialNumberText/> </ansi-nist:ImageCaptureDetail>

IMG

7.99 2.062, 7.03, 9.003, 13.003, 14.003, 15.003

<nc:BinaryBase64Object/>

IMP

<ansi-nist:FingerprintImageImpressionCaptureCategoryCode/>

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Field Mnemonic IMT

Field Number 10.003

NIEM Element

<ansi-nist:ImageCategoryCode/> <ansi-nist:IrisImageCapture> <ansi-nist:IrisImageHorizontalOrientationCode/>

IPC

17.016

<ansi-nist:IrisImageScanCategoryCode/> <ansi-nist:IrisImageVerticalOrientationCode/> </ansi-nist:IrisImageCapture> <ansi-nist:FingerprintImageNISTQuality>

IQM

14.022

<ansi-nist:FingerPositionCode/> <ansi-nist:NISTQualityMeasure/> </ansi-nist:FingerprintImageNISTQuality> <ansi-nist:ImageQuality> <ansi-nist:QualityAlgorithmProductIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmProductIdentification>

IQS

17.024

<ansi-nist:QualityValue/> <ansi-nist:QualityMeasureVendorIdentification> <nc:IdentificationID/> </ansi-nist:QualityMeasureVendorIdentification> </ansi-nist:ImageQuality> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDate>

IRD

17.005

<nc:Date/> </ansi-nist:CaptureDate> </ansi-nist:ImageCaptureDetail>

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Field Mnemonic IRT1

Field Number ***

NIEM Element

<ansi-nist:RecordCategoryCode/> <ansi-nist:ImageCaptureDetail>

ISR

7.05

<ansi-nist:CaptureResolutionCode/> </ansi-nist:ImageCaptureDetail> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDate>

LCD

13.005, 14.005

<nc:Date/> </ansi-nist:CaptureDate> </ansi-nist:ImageCaptureDetail> <ebts:FBILatentCaseIdentification>

LCN

2.012

<nc:IdentificationID/> </ebts:FBILatentCaseIdentification>

LCX MAT

2.013 9.023

<ebts:FBILatentCaseExtensionNumber/> <ebts:Minutiae> <itl:MinutiaeNISTStandard> <itl:MinutiaDetail> <ansi-nist:MinutiaIdentification>

MDX

9.023A

<nc:IdentificationID/> </ansi-nist:MinutiaIdentification>

XYT QMS MTD

9.023B 9.023C 9.023D

<ansi-nist:PositionThetaAngleMeasure/> <ansi-nist:MinutiaQualityValue/> <ansi-nist:MinutiaCategoryCode/>

1 This element does not map to any numbered EBTS tag. It preserves the record type number.

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:MinutiaRidgeCount> <ansi-nist:RidgeCountReferenceIdentification>
MRO 9.023E-L

<nc:IdentificationID/> </ansi-nist:RidgeCountReferenceIdentification> <ansi-nist:RidgeCountValue/> </ansi-nist:MinutiaRidgeCount> </itl:MinutiaDetail> </itl:MinutiaeNISTStandard>

RSO

9.023M

<ebts:MinutiaOctantResidualValue/> </ebts:Minutiae> <ansi-nist:FingerprintImageMajorCasePrint> <ansi-nist:MajorCasePrintSegmentOffset> <ansi-nist:SegmentBottomVerticalCoordinateValue/> <ansi-nist:SegmentLocationCode/> <ansi-nist:SegmentFingerViewCode/> <ansi-nist:SegmentLeftHorizontalCoordinateValue/> <ansi-nist:SegmentRightHorizontalCoordinateValue/> <ansi-nist:SegmentTopVerticalCoordinateValue/> </ansi-nist:MajorCasePrintSegmentOffset> </ansi-nist:FingerprintImageMajorCasePrint> <ansi-nist:FingerprintImageMajorCasePrint>

MCS

13.015, 14.015

MCL

13.014, 14.014

<ansi-nist:FingerPositionCode/> <ansi-nist:MajorCasePrintCode/> </ansi-nist:FingerprintImageMajorCasePrint>

MET MET VEN

9.016 9.016C 9.016A

<ansi-nist:MinutiaeReadingSystem> <ansi-nist:ReadingSystemCodingMethodCode/> <ansi-nist:ReadingSystemName/>

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:ReadingSystemSubsystemIdentification>
VID 9.016B

<nc:IdentificationID/> </ansi-nist:ReadingSystemSubsystemIdentification> </ansi-nist:MinutiaeReadingSystem> <ebts:RecordTransactionData>

MIL

2.042

<ansi-nist:TransactionSubmissionMilitaryCode/> </ebts:RecordTransactionData> <ansi-nist:IrisImageCapture> <ansi-nist:CaptureDeviceMakeText/>

MMS

17.019

<ansi-nist:CaptureDeviceModelText/> <ansi-nist:CaptureDeviceSerialNumberText/> </ansi-nist:IrisImageCapture> <nc:PersonOtherIdentification>

MNU

2.017

<nc:IdentificationID/> </nc:PersonOtherIdentification>

MRC

9.012

<itl:MinutiaDetail> <ansi-nist:MinutiaIdentification>

MDX

9.012A

<nc:IdentificationID/> </ansi-nist:MinutiaIdentification>

MXYTHETA MQUAL MTD

9.012B 9.012C 9.012D

<ansi-nist:PositionThetaAngleMeasure/> <ansi-nist:MinutiaQualityValue/> <ansi-nist:MinutiaCategoryCode/>

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:MinutiaRidgeCount> <ansi-nist:RidgeCountReferenceIdentification>
MCOUNT 9.012E

<nc:IdentificationID/> </ansi-nist:RidgeCountReferenceIdentification> <ansi-nist:RidgeCountValue/> </ansi-nist:MinutiaRidgeCount> </itl:MinutiaDetail> <ebts:TransactionCandidateList> <ebts:CandidateListMatchScore/> </ebts:TransactionCandidateList> <ebts:TransactionResponseData> <ebts:TransactionStatusText/> </ebts:TransactionResponseData> <nc:PersonName> <nc:PersonGivenName/>

MSC

2.089

MSG

2.060

NAM

2.018

<nc:PersonMiddleName/> <nc:PersonSurName/> </nc:PersonName>

NAM1, NAM2, NAM3, NAM4, NAM5 NCR NDR NIR

2.2001X, 2.2002X, 2.2003X, 2.2004X, 2.2005X 2.079 2.098X 2.2010X

<ebts:PersonExtendedName/>

<ebts:TransactionImagesRequestedQuantity/> <ebts:FBIRepositoryCode/> <ebts:ImagesRequestedNumber/>

X Future Capability

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Field Mnemonic NMN NOT

Field Number 9.015 2.088

NIEM Element

<ansi-nist:MinutiaeQuantity/> <ebts:TransactionDescriptionText/> <ansi-nist:TransactionImageResolutionDetails>

NSR

1.011

<ansi-nist:NativeScanningResolutionValue/> </ansi-nist:TransactionImageResolutionDetails> <ansi-nist:TransactionImageResolutionDetails>

NTR

1.012

<ansi-nist:NominalTransmittingResolutionValue/> </ansi-nist:TransactionImageResolutionDetails>

OCA

2.009

<nc:CaseTrackingID/> <ebts:PersonEmploymentAssociation>

OCP

2.040

<nc:EmployeeOccupationText/> </ebts:PersonEmploymentAssociation>

OFC OFR OFR_METH OD OFR_NAME

2.053 9.005 9.005B 9.005A

<ebts:OffenseCategoryCode/> <ansi-nist:MinutiaeReadingSystem> <ansi-nist:ReadingSystemCodingMethodCode/> <ansi-nist:ReadingSystemName/> <ansi-nist:ReadingSystemSubsystemIdentification>

OFR_SUBS YS

9.005C

<nc:IdentificationID/> </ansi-nist:ReadingSystemSubsystemIdentification> </ansi-nist:MinutiaeReadingSystem> <ansi-nist:TransactionDestinationOrganization> <nc:OrganizationOtherIdentification>

ORI

1.008

<nc:IdentificationID/> </nc:OrganizationOtherIdentification> </ansi-nist:TransactionDestinationOrganization>

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Field Mnemonic ORN

Field Number 9.020

NIEM Element

<ansi-nist:PositionUncertaintyValue/> <ansi-nist:ImageCaptureDetail>

PAS

10.023

<ansi-nist:CaptureSourceCode/> <ansi-nist:ImageCaptureDetail>

PAT FGP PATCL

2.034 2.034A 2.034B

<ebts:FingerprintImageFinger> <ansi-nist:FingerPositionCode/> <ebts:FingerprintPatternClassificationCode/> </ebts:FingerprintImageFinger> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDate>

PCD

15.005

<nc:Date/> </ansi-nist:CaptureDate> </ansi-nist:ImageCaptureDetail> <ebts:TransactionResponseData>

PEN

2.078

<ebts:TransactionPenetrationQueryResponsePercentage/> </ebts:TransactionResponseData> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDate>

PHD

10.005

<nc:Date/> </ansi-nist:CaptureDate> </ansi-nist:ImageCaptureDetail> <nc:PersonDigitalImage>

PHT

2.036

<nc:BinaryAvailableIndicator/> </nc:PersonDigitalImage>

PLP POA

15.013 10.021

<ansi-nist:PalmPositionCode/> <ansi-nist:FaceImagePoseOffsetAngleMeasure/>

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Field Mnemonic POB POS

Field Number 2.020 10.020

NIEM Element

<j:PersonBirthPlaceCode/> <ansi-nist:FaceImageSubjectPoseCode/> <j:PersonPalmPrint> <nc:BiometricImage>

PPA

2.035

<nc:BinaryAvailableIndicator/> </nc:BiometricImage> </j:PersonPalmPrint>

PRI PRY PTD PTY

2.076 1.006 2.063 2.2009X

<ebts:TransactionSearchPriorityCode/> <ansi-nist:TransactionPriorityValue/> <ebts:PersonTypeDesignatorCode/> <ansi-nist:ImageCategoryCode/> <ansi-nist:FaceImageAttribute>

PXS

10.022

<ansi-nist:FaceImageAttributeCode/> <ansi-nist:FaceImageAttributeText/> </ansi-nist:FaceImageAttribute>

QDD RAC RAE RAP RAU RBE RBR

2.004 2.025 17.014 2.070 17.015 2.2014X 2.052X

<ebts:TransactionQueryDepthCode/> <nc:PersonRaceCode/> <ansi-nist:IrisEyeRotationAngleMeasure/> <ansi-nist:RecordRapSheetRequestIndicator/> <ansi-nist:IrisEyeRotationUncertaintyValueText/> <ebts:RecordRapBackEligibilityIndicator/> <ebts:RecordRapBackRequestCode/>

X Future Capability

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Field Mnemonic

Field Number

NIEM Element

RBRO

2.2020

<ebts:RecordRapBackOwnerOrganization> <nc:OrganizationIdentification> <nc:IdentificationID/> </nc:OrganizationIdentification> </ebts:RecordRapBackOwnerOrganization>

RBVS RCD1 FGP RCN1

2.2011X 2.091 2.091A 2.091B

<ebts:RecordRapBackVerificationIndicator/> <ebts:FingerprintImageFinger> <ansi-nist:FingerPositionCode/> <ebts:FingerprintRidgeCountValue/> </ebts:FingerprintImageFinger>

RCD2 FGP RCN2

2.092 2.092A 2.092B

<ebts:FingerprintImageFinger> <ansi-nist:FingerPositionCode/> <ebts:FingerprintRidgeCountValue/> </ebts:FingerprintImageFinger> <ebts:TransactionResponseData> <ebts:TransactionResponseIndicator/> </ebts:TransactionResponseData>

REC

2.082

RDG

9.011

<ansi-nist:MinutiaeRidgeCountIndicator/>

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Field Mnemonic

Field Number

NIEM Element

<ebts:PersonResidenceAssociation> <nc:LocationAddress> <nc:StructuredAddress> <nc:LocationStreet> <nc:StreetNumberText/> <nc:StreetName/>

RES 2.041

</nc:LocationStreet> <nc:LocationCityName/> <nc:LocationPostalCode/> <nc:LocattionStateNCICLSTACode/> </nc:StructuredAddress> </nc:LocationAddress> </ebts:PersonResidenceAssociation>

RET RFR RFP RPR

2.005 2.095 2.037 2.096X

<ansi-nist:RecordRetentionIndicator/> <ebts:RecordFeaturesRequestIndicator/> <nc:ActivityReasonText/> <ebts:RecordPhotoRequestIndicator/> <ebts:TransactionResponseData> <ebts:TransactionRepositoryResponse> <ebts:RepositoryParameterText/>

RSR

2.065

<ebts:RepositoryParameterValueText/> <ebts:RepositoryParameterPercentage/> </ebts:TransactionRepositoryResponse> </ebts:TransactionResponseData>

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Field Mnemonic

Field Number

NIEM Element

<j:Arrest> <j:ArrestSequenceID>
SAN 2.099X

<nc:IdentificationID/> </j:ArrestSequenceID> </j:Arrest>

SAP SCNA

10.013 2.086

<ansi-nist:FaceImageAcquisitionProfileCode/> <ebts:AFISSegmentControlNumber/> <ansi-nist:RecordForwardOrganizations> <nc:OrganizationOtherIdentification>

SCO

2.007

<nc:IdentificationID/> </nc:OrganizationOtherIdentification> </ansi-nist:RecordForwardOrganizations> <ebts:PersonSubmittedBirthDate>

SDOB

2.2007X

<nc:Date/> </ebts:PersonSubmittedBirthDate>

SEAL SEC

2.2019 10.027

<ebts:ArrestSealIndicator> <ansi-nist:FaceImageEyeColorAttributeCode/>

X Future Capability X Future Capability

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Field Mnemonic

Field Number

NIEM Element

<itl:FingerprintImageSegmentPositionSquare> <ansi-nist:FingerPositionCode/> <ansi-nist:SegmentBottomVerticalCoordinateValue/>

SEG 14.021

<ansi-nist:SegmentLeftHorizontalCoordinateValue/> <ansi-nist:SegmentRightHorizontalCoordinateValue/> <ansi-nist:SegmentTopVerticalCoordinateValue/> </itl:FingerprintImageSegmentPositionSquare>

SEX

2.024

<nc:PersonSexCode/> <ansi-nist:FaceImageFeaturePoint> <ansi-nist:FeaturePointHorizontalCoordinateValue/> <ansi-nist:FeaturePointIdentification> <nc:IdentificationID/> </ansi-nist:FeaturePointIdentification> <ansi-nist:FeaturePointCategoryCode/> <ansi-nist:FeaturePointVerticalCoordinateValue/> </ansi-nist:FaceImageFeaturePoint>

SFP

10.029

SHC

10.028 13.016,

<ansi-nist:FaceImageHairColorAttributeCode/> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureHorizontalPixelDensityValue/> </ansi-nist:ImageCaptureDetail> <ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureVerticalPixelDensityValue/> </ansi-nist:ImageCaptureDetail> <nc:PersonStateIdentification>

SHPS

14.016, 15.016, 16.016 13.017,

SVPS

14.017, 15.017, 16.017

SID

2.015

<nc:IdentificationID/> </nc:PersonStateIdentification>

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Field Mnemonic

Field Number 10.008, 13.008, 14.008,

NIEM Element

SLC

15.008, 16.008, 17.008

<ansi-nist:ImageScaleUnitsCode/>

<j:ArrestRelease>
SLE 2.055

<nc:ActivityDescriptionText/> </j:ArrestRelease> <ansi-nist:PhysicalFeatureDescriptionDetail> <ansi-nist:PhysicalFeatureCategoryCode/> <ansi-nist:PhysicalFeatureClassCode/> <ansi-nist:PhysicalFeatureDescriptionText/> <ansi-nist:PhysicalFeatureSubClassCode/> </ansi-nist:PhysicalFeatureDescriptionDetail> <ansi-nist:PhysicalFeatureSize>

SMD

10.042

SMS

10.041

<ansi-nist:PhysicalFeatureHeightMeasure/> <ansi-nist:PhysicalFeatureWidthMeasure/> </ansi-nist:PhysicalFeatureSize> <nc:PersonPhysicalFeature>

SMT

2.026

<nc:PhysicalFeatureCategoryCode/> </nc:PersonPhysicalFeature>

SMT

10.040

<ansi-nist:PhysicalFeatureNCICCode/>

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Field Mnemonic

Field Number

NIEM Element

<ebts:PersonSubmittedName> <nc:PersonGivenName/>
SNAM 2.2008X

<nc:PersonMiddleName/> <nc:PersonSurName/> </ebts:PersonSubmittedName> <nc:PersonSSNIdentification>

SOC

2.016

<nc:IdentificationID/> </nc:PersonSSNIdentification> <ansi-nist:FaceImage3DPoseAngle> <ansi-nist:PosePitchAngleMeasure/> <ansi-nist:PosePitchUncertaintyValue/> <ansi-nist:PoseRollAngleMeasure/> <ansi-nist:PoseRollUncertaintyValue/> <ansi-nist:PoseYawAngleMeasure/> <ansi-nist:PoseYawUncertaintyValue/> </ansi-nist:FaceImage3DPoseAngle> <ebts:RecordSpecialPopulationCognizantFileldIdentification>

SPA

10.025

SPCN

2.093X

<nc:IdentificationID/> </ebts:RecordSpecialPopulationCognizantFileldIdentification>

X Future Capability

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:FingerprintImageSegmentationQuality> <ansi-nist:QualityAlgorithmProductIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmProductIdentification>

SQM 14.023

<ansi-nist:QualityAlgorithmVendorIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmVendorIdentification> <ansi-nist:QualityValue/> </ansi-nist:FingerprintImageSegmentationQuality> <ansi-nist:ImageQuality> <ansi-nist:QualityAlgorithmProductIdentification> <nc:IdentificationID/> </ansi-nist:QualityAlgorithmProductIdentification>

SQS

10.024

<ansi-nist:QualityValue/> <ansi-nist:QualityMeasureVendorIdentification> <nc:IdentificationID/> </ansi-nist:QualityMeasureVendorIdentification> </ansi-nist:ImageQuality> <ansi-nist:ImageCaptureDetail>

10.004, 13.004, 14.004, SRC 15.004, 16.004, 17.004, 99.004

<ansi-nist:CaptureOrganization> <nc:OrganizationName/> <nc:OrganizationOtherIdentification> <nc:IdentificationID/> </nc:OrganizationOtherIdentification> </ansi-nist:CaptureOrganization> </ansi-nist:ImageCaptureDetail>

SRF

2.059

<ebts:TransactionSearchResultsCode/>

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Field Mnemonic

Field Number

NIEM Element

<j:ArrestRelease> <nc:ActivityDate>
SSD 2.054

<nc:Date/> </nc:ActivityDate> </j:ArrestRelease>

SXS TAA

10.026 2.087

<ansi-nist:FaceImageDescriptionCode/> <ebts:PersonAdultTreatmentIndicator/> <ansi-nist:TransactionControlIdentification>

TCN

1.009

<nc:IdentificationID/> </ansi-nist:TransactionControlIdentification> <ansi-nist:TransactionControlReferenceIdentification>

TCR

1.010

<nc:IdentificationID/> </ansi-nist:TransactionControlReferenceIdentification>

TOT

1.004

<ebts:TransactionAugmentation> <ebts:TransactionCategoryCode/> </ebts:TransactionAugmentation> <ebts:RecordTransactionData>

TSR

2.043

<ebts:TransactionSearchRequestCategoryCode/> </ebts:RecordTransactionData> <ebts:PersonUCNIdentification>

UCN

2.081

<nc:IdentificationID/> </ebts:PersonUCNIdentification>

UDI ULF

16.003 2.083

<nc:BinaryDescriptionText/> <ebts:TransactionUnsolvedLatientFileIndicator/>

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:ImageCaptureDetail> <ansi-nist:CaptureDate>
UTD 16.005

<nc:Date/> </ansi-nist:CaptureDate> </ansi-nist:ImageCaptureDetail>

VER

1.002

<ansi-nist:TransactionMajorVersionValue/> <ansi-nist:TransactionMinorVersionValue/>

VLL

7.07, 10.007, 13.007, 14.007, 15.007, 16.007, 17.007 10.010, 13.010, 14.010,

<ansi-nist:ImageVerticalLineLengthPixelQuantity/>

VPS

15.010, 16.010, 17.010

<ansi-nist:ImageVerticalPixelDensityValue/>

<nc:PersonWeightMeasure>
WGT 2.029

<nc:MeasurePointValue/> </nc:PersonWeightMeasure> <nc:PersonWeightMeasure> <nc:MeasureRangeValue> <nc:RangeMinimumValue/> <nc:RangeMaximumValue/> </nc:MeasureRangeValue> </nc:PersonWeightMeasure>

WTR

2.030

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Field Mnemonic

Field Number

NIEM Element

<ansi-nist:MinutiaDetail> <ansi-nist:MinutiaPosition> <ansi-nist:PositionHorizontalCoordinateValue/>

XYP 9.019A 9.019D

<ansi-nist:PositionThetaAngleMeasure/> <ansi-nist:PositionVerticalCoordinateValue/> </ansi-nist:MinutiaPosition> </ansi-nist:MinutiaDetail>

2.2015

<ebts:RecordRapBackExpirationDate> <nc:Date/> </ ebts:RecordRapBackExpirationDate >

5.2 Minimal Properties Set

FBI EBTS XML inbound and outbound messages should have at least the XML processing instruction, a namespace definition, a Type 1 (header) record, and a Type 2 (descriptive) record.

5.3 Additional Business Rules

Existing Data requirements of the Electronic Fingerprint Transmission Specification(EFTS) apply to the FBI EBTS XML content. It is strongly recommended that the EFTS Manual be referenced for appropriate FBI EBTS data value and format. The order of elements in the schema and in the sample XML files might be different from the order of FBI EBTS transaction elements in the legacy format because of the structure of NIEM. Following the NIEM standard FBI EBTS extension elements are added in alphabetical order after existing NIEM elements. Several Field Mnemonics consist of multiple fields that are separated by the order of NIEM (e.g., Employer Name and Address (EAD) Employer Name is separated from the Employer Address by the Occupation (OCP) field). Date values are received in the XML format as YYYY-MM-DD and are stored as YYYYMMDD in EBTS. The XML processing system will strip the dashes from the inbound XML message and insert them on the outbound XML message. Indicator values are received in the XML format as Boolean true or false values and are stored in EBTS as values Y or N. The XML processing system will map the true or false values to Y or N on inbound messages and will do the reverse when generating outbound XML message. Indicators that have values not limited to Y and N are captured as enumerated list of specified values.

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The Electronic Rap Sheet (ERS 2.075) has been created in GJXDM and will not be embedded within an FBI EBTS message but rather sent as a separate transaction following the receipt of an FBI EBTS message. 5.3.1 FIELD MNEMONIC SETS Certain Field Mnemonics for the FBI EBTS transactions are sets made up of several fields. These fields have been represented in the existing set as well as individual MFCs in Section 5.1.1 The EBTS Transactions
Table 5-2 Field Mnemoic Reference Field Mnemonic AMP ASL CAN CIN CRA CRP CSL DLT DLA MAT MRC OFR PAT Field Number 2.084 2.047 2.064 2.010 9.008 9.021 2.051 9.009 9.022 9.023 9.012 9.005 2.034 SET MFCS AMPCD, FGP DOO, AOL NAM. FNU CIN_PRE, CIN_ID XYM, DID, DID, DID, PUM, DID XYM, DID, DID, DID, PUM, DID CDD, COL, CPL XYM, DID, DID, DID, PUM, DID XYM, DID, DID, DID, PUM, DID MDX, XYT, QMS, MTD, MRO, RSO MDX, MXYTHETA, MQUAL, MTD, MCOUNT OFR_METHOD, OFR_NAME, OFR_SUBSYS PATCL, FGP

5.3.2 Fingerprint Images Specifications for this image are defined in the ANSI-NIST Type 4 Record and ANSINIST Type 14 Record based on the resolution requirements. 5.3.3 User Defined Images Specifications for this image are based on the ANSI-NIST Type 7 Record. The FBI EBTS has additional requirements for this message and therefore has extended the ANSINIST User Defined Image requirements to include information specific to a Biometric Identification message.

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5.3.4 Minutiae Data Specifications for this data are based on the ANSI-NIST Type 9 Record. The FBI EBTS has additional requirements for this message and therefore has extended the ANSI-NIST Minutiae requirements to include information specific to a Biometric Identification message. 5.3.5 Facial Images Specifications for this image are defined in the ANSI-NIST Type 10 Record, using the fields specific for a Facial Image Record. 5.3.6 Latent Print Images Specifications for this image are defined in the ANSI-NIST Type 13 Record. 5.3.7 Major Case Print Specifications for this image are based on the ANSI-NIST Type 14 Record. 5.3.8 Palmprint Images Specifications for this image are based on the ANSI-NIST Type 15 Record. 5.3.9 Iris Images Specifications for this image are based on the ANSI-NIST Type 17 Record. 5.3.10 CBEFF Biometric Data Specifications for this data are based on the ANSI-NIST Type 99 Record. 5.3.11 Messages Layout The sample XML data instances that are included to support this package contain element representations to capture the various possible scenarios. An FBI EBTS XML message will not include all the elements defined in the samples; all the elements are represented in the sample to capture their structures and formats in a valid XML FBI EBTS message. The goal of this representation is to help guide agencies and vendors in their design of systems for FBI EBTS XML interchange. Schema instance references can be used as XML attributes in XML instance messages to enforce the constraints that have been implemented in the extension schema and in the various document schemas. 5.3.12 Inbound Messages An individual XML inbound transaction, contains at least two records: a Header Record (Type 1 Record) and a User Defined Descriptive Text Record (Type 2 Record). Inbound transactions may also contain several Image Records including: Fingerprint Images, User Defined Images, and Facial and SMT Images. Inbound transactions may also contain records pertaining to Minutiae Information.

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The additional record requirements for each record type are as follows: Ten-Print Criminal Justice Submissions: 14 Type 4 or Type 14 Records 10 Rolled Impressions 4 Sets of Plain Impressions 0-20 Type 14 Major Case Print Images 0-8 Type 15 Palmprint Records 0-N Type-10 Records containing photos 0-2 Type-17 Iris image Records 0-N Type-99 CBEFF Records

Ten-Print Non-Criminal Justice Submissions: 14 Type 4 or Type 14 Fingerprint Image Records 10 Rolled Impressions 4 Sets of Plain Impressions OR 3 Type 14 records (non-criminal justice purposes only) 2 Plain Simultaneous Four Finger Impressions 1 Plain Left and Right Thumb Impression OR 2-10 Type 4 or Type 14 Flat or Rolled Images AND 0-12 Type 14 Major Case Print Images AND 0-8 Type 15 Palmprint Records 0-N Type-10 Records Containing Photos 0-2 Type-17 Iris Image Records 0-N Type-99 CBEFF Records

Ten-Print Searches: 1-14 Type-4 or Type-14 Fingerprint Image Records OR 1-10 Type-9 Fingerprint Features Records

Latent Submissions: 1-14 Type-4 or Type-13 Fingerprint Image Records 1-10 for Latent Submissions 14 for Comparison Ten-print Fingerprint Submissions 14 for Major Case Submissions OR 1-n Type-7 Records

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Latent Searches: 1-10 Type-4 Fingerprint Image Records OR 1-10 Type-13 Fingerprint Image Records OR 1-10 Type-7 Records 1-10 Type-9 Features Records

Electronic Requests to Upgrade Fingerprint Images: 14 Type-4 or Type-14 Fingerprint Image Records.

5.3.13 Response Messages An individual XML outbound transaction contains at least two records: a Header Record and a User Defined Descriptive Text Record. Information pertaining to the actual response will be contained within the User Defined Descriptive Text Record. The response message may also contain Fingerprint Images, User Defined Images, Facial and SMT Images and Minutiae Information Records. The User Defined Descriptive Text Record of a response Message will contain a Transaction Response Data Section, which has information specific to an EBTS response transaction, including fields specifying any action or direction for the user to take upon receiving the transaction, error messages and other detailed information pertaining to the results of a search. Additional records that may be returned by the responses are as follows: Ten-Print Submission Responses: 0-1 Type-10 Photo record containing the most recent mug shot

Ten-Print Search Responses: 0-14 Type-4 or Type-14 Fingerprint Image Records (SRT only) 0-1 Type-10 Photo record containing the most recent full frontal photo (RPSR only)

Latent Submission Responses: 0-14 Type-4 or Type-14 Fingerprint Image Records (LSR only)

Latent Search Responses: 0-NCR Type-4 or Type-14 Fingerprint Image Records

Remote Requests for Fingerprint Image Responses: 0-14 Type-4 or Type-14 Fingerprint Image Records (IRR only) 0-14 Type-9 Features Records 0-8 Type-15 Palmprint Images 0-2 Type-17 Iris Images

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0-1 Type-7 or Type-13 Latent Images

Criminal Subject Photo Request Response: 1 -10 Type-10 Image Records.

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6 SAMPLES
To help agencies, users and vendors design and develop their XML processing system for FBI EBTS messages, the FBI has provided as part of this Interface Definition Package sample EBTS XML messages with sanitized content.

6.1 Samples XML Instances

Some of the FBI EBTS XML messages include: EBTS Schema Package\1.0.2\criminalsubjectphoto SampleCriminalSubjectPhotoDeleteRequestResponseTransaction.xml SampleCriminalSubjectPhotoRequestResponseTransaction.xml SampleCriminalSubjectPhotoDeleteRequestTransaction.xml SampleCriminalSubjectPhotoRequestTransaction.xml EBTS Schema Package\1.0.2\fingerprint SampleFingerprintImageRequestResponseTransaction.xml SampleFingerprintImageRequestTransaction.xml SampleFingerprintImageResponseSummaryTransaction.xml SampleFingerprintImageSubmissionResponseTransaction.xml SampleFingerprintImageSubmissionTransaction.xml SampleImageErrorResponseTransaction.xml EBTS Schema Package\1.0.2\latentprint SampleAdministrativeErrorResponseTransaction.xml SampleComparisonFingerprintImageSubmissionTransaction.xml SampleEvaluationLatentFingerprintSubmissionRequestTransaction.xml SampleLatentFingerprintFeaturesSearchTransaction.xml SampleLatentFingerprintImageSearchTransaction.xml SampleLatentFingerprintImageSubmissionTransaction.xml SampleLatentPenetrationQueryTransaction.xml SampleLatentPenetrationResponseTransaction.xml SampleLatentRepositoryStatisticsQueryTransaction.xml SampleLatentRepositoryStatisticsResponseTransaction.xml SampleLatentSearchStatusandModificationQueryTransaction.xml SampleLatentSearchStatusandModificationResponseTransaction.xml SampleLatentSubmissionResultsTransaction.xml
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SampleLatentTransactionErrorTransaction.xml SampleMajorCaseImageSubmissionTransaction.xml SampleNotificationofActionResponseTransaction.xml SampleSearchResultsLatentTransaction.xml SampleUnsolicitedUnsolvedLatentDeleteTransaction.xml SampleUnsolvedLatentAddConfirmRequestTransaction.xml SampleUnsolvedLatentAddConfirmResponseTransaction.xml SampleUnsolvedLatentDeleteResponseTransaction.xml SampleUnsolvedLatentMatchResponseTransaction.xml SampleUnsolvedLatentRecordDeleteRequestTransaction.xml EBTS Schema Package\1.0.2\tenprint SampleAmnesiaVictimTransaction.xml SampleCriminalFingerprintCardDirectRouteTransaction.xml SampleCriminalFingerprintCardProcessingNonUrgentTransaction.xml SampleCriminalTenPrintAnswerRequiredTransaction.xml SampleCriminalTenPrintNoAnswerTransaction.xml SampleElectronicSubmissionResultsTransaction.xml SampleFederalApplicantNoChargeTransaction.xml SampleFederalApplicantUserFeeTransaction.xml SampleFederalNoChargeDirectRouteTransaction.xml SampleKnownDeceasedTransaction.xml SampleMiscellaneousApplicantCivilTransaction.xml SampleMissingPersonTransaction.xml SampleNonFederalAdvancedPaymentTransaction.xml SampleNonFederalApplicantUserFeeTransaction.xml SampleNonFederalNoChargeDirectRouteTransaction.xml SampleRapidPrintImageResponseTransaction.xml SampleRapidPrintImageSearchTransaction.xml SampleTenPrintFingerprintFeaturesSearchTransaction.xml SampleTenPrintFingerprintImageSearchTransaction.xml SampleTenPrintRapSheetTransaction.xml SampleTenPrintSearchResultsTransaction.xml
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SampleTenPrintTransactionErrorTransaction.xml SampleUnknownDeceasedTransaction.xml EBTS Schema Package\1.0.2 SampleCompleteEBTSTransaction.xml

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7 DEVELOPMENT
The EBTS IEP was developed by the Federal Bureau of Investigation (FBI) Criminal Justice Information Services (CJIS) Division. The FBI developed this IEP in conjunction with the Wisconsin Department of Justice, the Georgia Tech Research Institute, and the Joint Task Force for Rapsheet Standardization as primary reviewers.

7.1 Participants
Implementers contributed to the EBTS IEP design and implementation, and review Contributors contributed to the EBTS IEP design and review. Reviewers contributed to the EBTS IEP by reviewing the XML instances to ensure EBTS data representation and EBTS data integrity.
Table 7-1 Participants Name Ast, Terri Coleman, Gerry Wade, Joe Yuh, Patrice Organization FBI Contractor Wisconsin DOJ FBI Contractor FBI Role Implementer Contributor Implementer Implementer

7.2 Process:
Important meeting dates during the development of EBTS XML Information Exchange Package include: To design and implement our Information Exchange Package, we developed a strategy based on Unified Modeling Language recommendation including: Data discovery, an analysis phase during which we mapped EBTS elements to NIEM base elements and to augmented data Data Description, a design phase during which we organized data based on the business relation between them; during this phase, we capture the semantic and syntactic structure of data Data review, a phase during which internal review and external reviews were conducted Data implementation and schema generation, an implementation phase that also focused on validation

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Data validation phase focused on ensuring that schemas and instance documents follow NIEM rules

The EBTS XML Data Reference Model was developed by leveraging from GTRI approach of using an object-oriented framework to define elements. NIEM types were used as the based types and our augmentation data was added to them while allowing reuse of that data. The differentiation of augmentation data and base data is handled with the namespace prefix. Base data are associated with jxdm namespace while augmentation data are associated with ncic namespace or a file-specific namespace. The schema development environment of choice was XMLSpy; which enabled the efficient development and validation of schemas. XMLSpy also enabled the integration of sample XML instance data with the generated schemas and validation of business and constraint requirements. This validation also ensured that augmented data is applied to objects of the expected type and that instances follow NIEM rules. A highly consistent method for defining XML instance data was used in which messages were defined using exact cardinality and exact sequences to help users and vendors generate messages in the expected formats.

7.3 Development Artifacts:

7.3.1 Schema Model Diagram

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7.3.2 Transaction Model Diagram

EBTS SAMPLE
EBTS Biometric Transmission itl:NISTBiometricInformationExchangePackage

1
Type 1 Record: itl:PackageInformationRecord

Type 2 Record: itl:PackageDescriptiveTextRecord

Type 4 Record: itl:PackageImageRecord Type 9 Record: itl:PackageMinutiaeRecord

014

01
Type 7 Record: itl:PackageImageRecord

010

04
Type 10 Record: itl:PackageImageRecord

Type 13 Record: itl:PackageImageRecord Type 14 Record: itl:PackageImageRecord

010

08

Type 15 Record: itl:PackageImageRecord

020

02

Type 17 Record: itl:PackageImageRecord

0
Type 99 Record:

itl:PackageImageRecord

Figure 7-1 EBTS Sample

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7.3.3

Detailed Transaction Model Diagram

EBTS DETAILED SAMPLE

EBTS Biometric Transmission itl:NISTBiometricInformationExchangePackage Type 1 Record: itl:PackageInformationRecord ansi-nist:RecordCategoryCode ansi-nist:Transaction Type 4, Type 7, Type13, Type 14 Records: itl:PackageImageRecord ansi-nist:RecordCategoryCode ansi-nist:ImageReferenceIdentification itl:UserDefinedDescriptiveT ext Type 2 Record: itl:PackageDescriptiveTextRecord

ebts:DomainDefinedDescriptiveTe xt Type 15 Record: itl:PackageImageRecord itl:PalmprintImage ansi-nist:RecordCategoryCode ansi-nist:ImageReferenceIdentification Type 17 Record: ebts:AlternatePalmprintQualityValue

ansi-nist:RecordCategoryCode ansi-nist:ImageReferenceIdentification

ansinist:FingerprintImage

Type 10 Record: itl:PackageImageRecord

ansi-nist:RecordCategoryCode ansi-nist:ImageReferenceIdentification Type 9 Record: itl:PackageMinutiaeRecord

ansinist:FaceImage

itl:PackageImageRecord

ansi-nist:RecordCategoryCode ansi-nist:ImageReferenceIdentification Type 99 Record:

itl:IrisImage

ansi-nist:RecordCategoryCode ansi-nist:ImageReferenceIdentification ebts:Minutiae

itl:PackageImageRecord ansinist:CBEFFImage

ansi-nist:RecordCategoryCode ansinist:ImageReferenceIdentification

Figure 7-2 EBTS Detailed Sample

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8 TESTING AND CONFORMANCE

The FBI recognizes the contributions of the ANSI-NIST group including: Chair: Mr. Gerry Coleman, Wisconsin Department of Justice

8.1 Testing 8.2 Conformance

ANSI-NIST recognized its support of the business model demonstrated in the FBI CJIS Divisions EBTS Specification and IEPD. Systems claiming conformance with this standard shall implement the transmitting and/or receiving record types as defined by the ANSI-NIST and EBTS Specifications. At a minimum they must be capable of transmitting and receiving Type-1 and Type-2 records. However in order to transmit a meaningful and EBTS compliant message systems must be able to transmit a minimum of: Ten-Print Submissions: Type-4 OR Type-14 Records. Ten-Print Searches: Type-4, Type-9 OR Type-14 Records. Latent Submissions: Type-4, Type-7, OR Type-13 Records. Latent Searches: Type-4, Type-7, Type-9, OR Type-13 Records. Electronic Requests to Upgrade Fingerprint Images: Records. Type-4 OR Type-14

In order to receive a meaningful EBTS message systems should be able to receive a minimum of: Ten-Print Submission Responses: Type-10 Photo Records Ten-Print Search Responses: Type-4 OR Type-14 Records. Latent Submission Responses: Type-4 OR Type-14 Records. Latent Search Responses: Type-4 OR Type-14 Records. Remote Requests for Fingerprint Image Responses: Type-4, Type-7, Type-9, Type-13, Type-14, Type-15 OR Type-17 Records. Criminal Subject Photo Request Response: Type-10 Photo Records.

Implementers may not introduce new elements or record types not supported by EBTS. All required elements and records must be present in a conforming instance document even if the implementers standards do not strictly enforce the requirement.

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9 FEEDBACK

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