GRC Implementation Check List
GRC Implementation Check List
GRC Implementation Check List
Applicable Releases: SAP GRC Process Control 2.5 IT Practice / Topic Area: GRC / Process Control IT Scenario / Capability: GRC / Process Control
July 2008
Copyright 2008 SAP AG. All rights reserved. No part of this publication may be reproduced or transmitted in any form or for any purpose without the express permission of SAP AG. The information contained herein may be changed without prior notice. Some software products marketed by SAP AG and its distributors contain proprietary software components of other software vendors. Microsoft, Windows, Outlook, and PowerPoint are registered trademarks of Microsoft Corporation. IBM, DB2, DB2 Universal Database, OS/2, Parallel Sysplex, MVS/ESA, AIX, S/390, AS/400, OS/390, OS/400, iSeries, pSeries, xSeries, zSeries, z/OS, AFP, Intelligent Miner, WebSphere, Netfinity, Tivoli, Informix, i5/OS, POWER, POWER5, OpenPower and PowerPC are trademarks or registered trademarks of IBM Corporation. Adobe, the Adobe logo, Acrobat, PostScript, and Reader are either trademarks or registered trademarks of Adobe Systems Incorporated in the United States and/or other countries. Oracle is a registered trademark of Oracle Corporation. UNIX, X/Open, OSF/1, and Motif are registered trademarks of the Open Group. Citrix, ICA, Program Neighborhood, MetaFrame, WinFrame, VideoFrame, and MultiWin are trademarks or registered trademarks of Citrix Systems, Inc. HTML, XML, XHTML and W3C are trademarks or registered trademarks of W3C, World Wide Web Consortium, Massachusetts Institute of Technology. Java is a registered trademark of Sun Microsystems, Inc. JavaScript is a registered trademark of Sun Microsystems, Inc., used under license for technology invented and implemented by Netscape. MaxDB is a trademark of MySQL AB, Sweden. SAP, R/3, mySAP, mySAP.com, xApps, xApp, SAP NetWeaver, and other SAP products and services mentioned herein as well as their respective logos are trademarks or registered trademarks of SAP AG in Germany and in several other countries all over the world. All other product and service names mentioned are the trademarks of their respective companies. Data contained in this document serves informational purposes only. National product specifications may vary.
These materials are subject to change without notice. These materials are provided by SAP AG and its affiliated companies ("SAP Group") for informational purposes only, without representation or warranty of any kind, and SAP Group shall not be liable for errors or omissions with respect to the materials. The only warranties for SAP Group products and services are those that are set forth in the express warranty statements accompanying such products and services, if any. Nothing herein should be construed as constituting an additional warranty. These materials are provided as is without a warranty of any kind, either express or implied, including but not limited to, the implied warranties of merchantability, fitness for a particular purpose, or non-infringement. SAP shall not be liable for damages of any kind including without limitation direct, special, indirect, or consequential damages that may result from the use of these materials. SAP does not warrant the accuracy or completeness of the information, text, graphics, links or other items contained within these materials. SAP has no control over the information that you may access through the use of hot links contained in these materials and does not endorse your use of third party web pages nor provide any warranty whatsoever relating to third party web pages. SAP NetWeaver How-to Guides are intended to simplify the product implementation. While specific product features and procedures typically are explained in a practical business context, it is not implied that those features and procedures are the only approach in solving a specific business problem using SAP NetWeaver. Should you wish to receive additional information, clarification or support, please refer to SAP Consulting. Any software coding and/or code lines / strings (Code) included in this documentation are only examples and are not intended to be used in a productive system environment. The Code is only intended better explain and visualize the syntax and phrasing rules of certain coding. SAP does not warrant the correctness and completeness of the Code given herein, and SAP shall not be liable for errors or damages caused by the usage of the Code, except if such damages were caused by SAP intentionally or grossly negligent. Disclaimer Some components of this product are based on Java. Any code change in these components may cause unpredictable and severe malfunctions and is therefore expressively prohibited, as is any decompilation of these components. Any Java Source Code delivered with this product is only to be used by SAPs Support Services and may not be modified or altered in any way.
Document History
Document Version 1.30 1.20 1.10 1.00 Description Document Updated with lists Document Updated and use new template Document Updated Document Created
Table of Contents
1. 2. 3. 4. 5. 6. 7. 8. 9. Background Information .................................................................................................1 Contacts...........................................................................................................................2 PC Application Pre-Installation and Installation Check .................................................2 RTA Pre-Installation and Installation Check (Optional for Automated Controls Only) .................................................................................................................................3 NWBC Pre-Installation and Installation Check ...............................................................3 PC Application Installation Verification and Post-Installation Checks .........................3 RTA Post-Installation Check (Optional)..........................................................................4 NWBC Post-Installation Check .......................................................................................5 Handoff from installation team to the configuration team .............................................5
1. Background Information
SAP GRC Process Control is designed to help companies document, monitor, test, and certify their internal controls -- supporting manual controls and delivering out-of-the-box automated controls for SAP and non-SAP environments. This implementation checklist contains the list and verification steps of pre-installation, installation, and post-installation for PC system, RTA system, and NWBC. It also includes the handoff list from installation team to the configuration team.
2. Contacts
Contact
Customer Name Customer Number Installation Number CPI Project Number Account Executive Project Manager - Customer Project Sponsor - Customer Business Expert - Customer Technical Expert - Customer Functional Consultants Technical Consultants Ramp up Coach Back Office Contact (GRC RIG) Front Office Contact (Support)
Name
Comments
Date/Reviewer
Comments
Check for WTS remote support capability Install PC 2.5, for detailed information refer to PC2.5 installation guide Upgrade PC 2.5 to the current Support Package RFC connection is setup in PC 2.5 to client 000 Check BI-Java contents on Java stack for ADS Check pre-requisites to integrate with BI system (Optional) Pre Installation Guide Section 2.8
4. RTA Pre-Installation and Installation Check (Optional for Automated Controls Only)
Owner: Technical Consultant
Deliverable
Identify System Landscape for Installation of Process Control 2.5 RTA Check the PC 2.5 RTA notes Check if the correct RTA package are downloaded from SMP Pre Installation Guide Section 2.6 Install PC 2.5 RTA and Support Packages
Date/Reviewer
Comments
Date/Reviewer
Comments
Date/Reviewer
Comments
2.5 package GRCSPC 250 Check for installed SAP PC component under System -> Status Check for the correct package level using transaction SPAM, the GRCSPC package should be visible Post Installation Guide Section 2.1 Update PC2.5 (GRCSPC) Support Package Post Installation Guide Section 2.1 Perform Client Copy (SCC1) Post Installation Guide Section 2.2 Check Customizing for Case Management Post Installation Guide Section 2.3 Customer Activated ICF Service Check for activated services using the transaction SICF. These services are inactive by default after installation or support package upgrade. Post Installation Guide Section 2.4 Create Initial Process Control 2.5 User Post Installation Guide Section 2.5 Maintain System Data Post Installation Guide Section 2.7 Perform ADS configuration Automated Testing and Monitoring (Optional) Configure RFC Connectors Register Connectors Implementation logistics confirmed.
Date/Reviewer
Comments
Date/Reviewer
Comments
Date/Reviewer
Comments