Concepts, Meaning, and The Lexicon: Philosophy of Language Meets The Syntax-Lexical Semantics Interface
Concepts, Meaning, and The Lexicon: Philosophy of Language Meets The Syntax-Lexical Semantics Interface
Concepts, Meaning, and The Lexicon: Philosophy of Language Meets The Syntax-Lexical Semantics Interface
Michael Glanzberg
University of California, Davis
November 2010
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A relatively weak thesis: not (yet!) trying to take a stand on issues of how much language-like structure concepts have, or on the priority of thought and language.
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The Plan
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Structure.
Some reasonably coherent classes, e.g. aspectual classes or semantic classes (mostly for verbs) like sound emission (buzz), contact by impact (hit), psych verbs (frighten, fear), etc. (cf. Levin, 1993). Limited number of thematic roles. Restrictions on organization, e.g. thematic hierarchies.
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Similar surface syntactic properties in transitive occurrences, but different semantic properties, e.g. Rappaport Hovav & Levin (1998) take hit to be a manner verb, while break is a result verb.
Some grammatical interactions might derive from interactions with associated concepts, but hard to see how e.g. the hit/break contrast would (though NB categories of contact by impact and change of state).
Michael Glanzberg (UC Davis) Concepts, Meaning, and the Lexicon November 2010 7 / 67
Counterpart of hit in Lhasa Tibetan obligatorily takes a locative marker on the argument for the contacted object (Levin & Rappaport Hovav (2005) citing DeLancey MS): (3) shing*(-la) sta=re-s gzhus-pa tree-LOC axe-ERG hit Hit the tree with an axe.
Insofar as concepts like BLUSH and HIT are presumably similar for speakers of Italian, English and Tibetan (pace Whorf and Sapir), this is hard to explain simply in terms of associated concepts.
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Ordinary concepts connect most closely to idiosyncratic content, not linguistic structural elements.
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These are all a mix of foundational and empirical issues. Goal today is to shed some light on their foundational aspects.
Ask how the idea of packaged meanings relates to our ordinary concepts. Argue it shows surprising space between such ordinary concepts and the meanings our words actually have. Argue it shows that substantial structural articulation, even syntax-like structure, must be part of word meaning even if it is not part of the intuitive concepts related to those words. Thus, afrm a somewhat Fregean idea that only in the context of a sentence does a word have a meaning. Ask if the relation between ordinary concepts and word meanings indicates a form of linguistic relativism.
Michael Glanzberg (UC Davis) Concepts, Meaning, and the Lexicon November 2010 10 / 67
Structure in syntax.
Simple lexical entries: word meaning has minimal linguistic structure. Structure is determined by syntactic processes, xing the environment in which an expression appears.
Will not try to decide between these (it is substantially an empirical matter). Will use them to help isolate enough features of idiosyncratic and structural elements to address our foundational questions.
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Semantic structure does most of the work of xing argument realization, supplemented by linking rules.
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Another possibility: really an argument projected, typically realized by some morpheme, but not overt in English. Reexive morphemes in Romance (cf. Chierchia, 2004): (6) La porta si aperta. The door REFL is opened.
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A Syntactic Analysis I
The tradition from Larson (1988), Baker (1988), Chomsky (1995), Hale & Keyser (1993, 2002), Kratzer (1996), and Marantz (1997). I am following a version presented by Harley (2007). Little v analysis, causative variant: (7) vP
DP Mary v0 0 / CAUSE
Michael Glanzberg (UC Davis)
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A Syntactic Analysis II
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Important features.
Roots are elements of syntax, frequently non-verbal (Hale and Keyser emphasize the role of adjectival roots in creating causatives. Marantz thinks in terms of acategorial roots.) Structural elements like CAUSE are added by distinct syntactic positions. The intuitive verb is created by a syntactic process involving the root and v, such as incorporation. Packaging is thus articulated in syntax, not in the lexicon itself. Argument structure is determined by syntax, e.g. external argument is Spec of v.
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A Syntactic Analysis IV
Some issues to put aside.
The version sketched (Marantz, 1997; Harley, 2007) assumes difference between causative v projecting a specier and inchoative v not. Then not clear how to explain why some verbs fail to alternate, require agentive external arguments, etc. Original Hale & Keyser (1993, 2002) version is even more syntactically based. (Verbal heads are typically empty. Assume A requires its verbal host to project a specier. Allows embedding under a higher verb, and then the EPP requires adjoining an external argument.) Syntax for Hale and Keyser is l-syntax, within the lexicon. Meaning is located in a syntactic construction. Some relations construction grammar (Goldberg, 1995), but also important differences.
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On both views, roots are relatively simple in linguistic structure. Both package roots. One does so by articulating structure in the lexicon. The other via syntactic structure. Genuinely distinct positions on nature of the lexicon and on mechanism of argument realization. But enough similarity across the views that deciding between them can be a complex matter. I shall not try to argue for one over the other.
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Now, on to:
Argue roots are concepts. Argue that they are not the ordinary concepts that correspond to a verbs meaning. Thus, show there is more space between our ordinary concepts and our lexicon that a view embracing concepts might have lead us to expect. Wonder what we should conclude from this about grasp of meaning. Wonder what we should conclude from this about our concepts.
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Controversial, but some empirical support from a role for concepts in acquisition (e.g. Bloom, 2000). The interface picture:
Roots are points of interface between the language faculty and the wider cognitive makeup of the person. Function like pointers to concepts outside of the language faculty proper.
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Even so, monadic roots are fundamental for and pervasive in lexical entries on both approaches we have considered.
Michael Glanzberg (UC Davis) Concepts, Meaning, and the Lexicon November 2010 27 / 67
Empirical support?
Studies of reorientation in rats suggest they rely on geometric relations (e.g. Gallistel, 1990). Likewise for children at 1.52 years (e.g. Spelke, 2002). Long tradition (from Michotte, e.g. 1963) of studying the perception of causality indicates perception of causality in adults and in infants as young as four months (e.g. Scholl & Tremoulet, 2000; Saxe & Carey, 2006).
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These suggest we nd relational concepts, even in non- or pre-linguistic creatures. But, the empirical situation remains murky, and many of the results can support multiple interpretations.
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Moreover: Roots never encode agency or causality, while many concepts do. Roots can still be pointers to concepts, but not the ones we expected. Lexical items are thus not the linguistic packaging of intuitively corresponding concepts. The lexical entry for break does not simply package BREAK. A feature of the interface.
Interface between lexicon and wider conceptual abilities (substantially) constrained to pointers to monadic concepts. Typing of roots and other aspects of packaging rely on this.
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Intuitively seems wrong: xBREAK(x, y ) is not a state, whereas the lexical entry seems to call for something stative. Overgeneration? Predicts the existence of verbs that seem somewhat dubious.
If existentially binding arguments in concepts yields state-like roots for the lexicon, expect it could apply to either argument of a dyadic concept. Hence, we should also expect to have things like y BREAK(x, y ), yielding a root BREAKER .
Michael Glanzberg (UC Davis) Concepts, Meaning, and the Lexicon November 2010 31 / 67
Seems we cannot just force ordinary concepts into the lexicon in any such simple way.
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Result states in Levin and Rappaport Hovavs lexical entries (Rappaport Hovav & Levin, 1998):
Open: [[x ACT] CAUSE [BECOME [y OPEN ]]] Break: [[x ACT] CAUSE [BECOME [y BROKEN ]]] Contrast with run: [x ACT RUN ] Contrast with hit: [x ACT HIT y ].
Rather than select a concept corresponding to the act in question, selects one capturing the result state of the act. Rebuilds causal and agentive aspects in purely linguistic terms.
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Indicates a lexicalization process much more complex than merely mapping to concepts.
Select a specic type of monadic concept, e.g. result state. Related to the ordinary concept associated with a verb, but not always the most directly connected one. Use that as a root. Package the root in a way that reconstructs key aspects of the ordinary concept, within a linguistically determined frame.
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Why Do That? I
A few speculations. Much discussed points from the acquisition literature: learning verbs is hard (cf. Poulin-Dubois & Graham, 2007).
Many possible verbs meanings apply to events children observe (cf. Fisher et al., 1994; Gleitman, 1990). Delay between event and description. Bias towards nouns in early vocabulary (some controversy).
Perhaps(!) selecting certain sorts of roots, e.g. result states, helps simplify this process. Might be a form of linguistic bootstrapping (using linguistic sources of information to help in the task of learning words or other aspects of language).
The Hale and Keyser approach might be closer to syntactic bootstrapping (Fisher et al., 1994; Gleitman, 1990). The Levin and Rappaport Hovav approach also builds in some elements closer to semantic bootstrapping (Pinker, 1989, 1994).
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Why Do That? II
Might reduce choices if e.g. constrained to nd result states rather than any number of causal concepts associated with an event? Uniform monadicity is generally a simplication in complexity (Hurford, 2007; Pietroski, forthcoming). Might simplify other aspects of lexicon to have monadic roots and a few elements to package them into polyadic constructions, and so simplify the wider task of language acquisition?
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Now, on to:
Argue that our grasp of meaning reects the complex packaging in the lexicon. Hence, grasp of meaning, even if derived from our concepts, is grasp of complex linguistic structure. Note this indicates a sort of context principle. Then ask what it might tell us about our concepts.
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But do we actually grasp the frame elements, or import the idea of causation from e.g. the ordinary concept, rather than the lexicon?
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Claim: the abstract element CAUSE is part of our grasp of the meanings of many causative verbs. Argument (from best explanation).
Common feature of a wide range of verbs entering into the causative/inchoative alternation, including, among many: abate, decrease, expand, grow, soak, topple, as well as drop, break, bend, etc (cf. Levin, 1993) Common feature is a feature of our grasp of these words. Common element can be glossed as a very abstract notion akin to causation: all of these involve something like an agent doing something like bringing about a change into a result state.
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Some of these (e.g. break might involve canonical instances of causation. Many, like topple and abate involve a much more abstract and inclusive notion of bringing about a change of state. (Dissension does not enter into genuine causal relations!) Likewise a very extended sense of agency. Figurative language? Not obviously, though if so, the gure would have to stem from some cause-like notion anyway, so not a worry. (Possibility of gurative extension of causal aspects is further evidence that the abstract elements make their way into our understanding.)
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Frequently noted point that in certain ways, CAUSE is more restricted than causation (e.g. Dowty, 1979; Parsons, 1990; Pietroski, 2005): (10) a. I caused the window to become broken, by hiring a kid to throw a brick through it. b. # I broke the window, by hiring a kid to throw a brick through it.
Common suggestion that CAUSE is restricted to direct causation (cf. Fodor, 1998).
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Common aspect of our grasp of meaning explained if it is the abstract notion of CAUSE contributed by the structural frame in the lexicon. Conclude that we indeed grasp that highly abstract notion as part of our understanding of a wide range of causative verbs. We presumably infer real causation in cases like break from our worldly knowledge of how things become broken.
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Our grasp of the meaning of the verb here includes a sense of change of state, witnessed by our willingness to infer that the door was previously not open. Grasp of content not exhausted by the root OPEN , which is purely the state of being open. Again, explained if we attribute grasp of the structural elements to speakers. Again, captures a pattern across a wide range of verbs.
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Grasp of Structures I
If this is right, grasp of the meaning of a verb is grasp of not simply of a concept, but of a highly structured linguistic object. Might be a highly structured lexical entry, like: (12) [[x ACT] CAUSE [BECOME [y OPEN ]]] Grasp includes that of root concepts like OPEN and of structure of frame. Might be a syntactic structure, like: (13) v0 v0 0 / CAUSE
Michael Glanzberg (UC Davis)
Grasp of Structures II
Grasp includes terminal nodes, and structure of the syntactic conguration. Is it strange to have grasp of meaning include so much structure, maybe even so much syntactic structure? Not really, if you remember the role of morphology. Grasp of inchoative open becomes like our grasp of -en verbs like redden: (14) v0 v0 -en BECOME A red DP the sky vP SC A tA
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A Context Principle? I
Frege instructs us that It is only in the context of a sentence that words have any meaning. Many reject this: makes no sense of how we build meaningful sentences out of words compositionally, how words encode concepts, how words are acquired, etc. A modied principle: Only in the context of a grammar (language, faculty, etc.) does a word have a meaning. Grasp of word meaning is grasp of something grammatically complex (but not necessarily a sentence).
Grasp of word meaning is grasp of complex lexical items. Only exist within a grammar that provides the packaging elements, and combines them in linguistically acceptable ways. Can be syntactically structured congurations, or purely lexical ones. Regardless, cannot have the needed grasp without having the grammar.
Michael Glanzberg (UC Davis) Concepts, Meaning, and the Lexicon November 2010 47 / 67
A Context Principle? II
Still a role for concepts.
Still provide idiosyncratic content. Provide roots in the lexicon. Form cores of meanings of words.
But, see word meaning as built up from selected concepts by grammatical processes.
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Argued that our grasp of our words includes grasp of the the structural components of lexical entries.
Hence, grasp of meaning is in part grasp of complex linguistic structure. Implies a modied context principle.
Now, on to:
Reconsider the status of ordinary concepts in light of our conclusions about grasp of word meaning. Reconsider the relation of concepts to language. Fret about linguistic relativism.
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A Puzzling Consequence
Have argued we do grasp complex lexical structures. If so, we seem to have in our cognitive repertoire two distinct break elements. This might seem intuitively odd, or dubious from our introspective access to how many concepts we have.
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Options I
1
Conclude that structural aspects of the lexicon really reect our wider cognitive abilities (various forms of cognitive grammar, Jackendoffs (e.g. 1990) conceptual semantics?).
Conclude that the lexicon really provides an articulation of our ordinary concepts. Have been implicitly arguing against this:
Argument that CAUSE is distinctively linguistics. Role of argument projection and other aspects of grammar in determining structural elements. Restricted range and distribution of structural elements. Documented variation across languages of some features of packaging.
Reject the supposition that our ordinary concepts like BREAK lack distinctively linguistic structure.
Never really had such concepts prior to language development? Had prototypical versions that are replaced by lexical ones? Implies some degree of linguistic relativism.
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Options II
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Suppose our seemingly ordinary concepts are really articulated lexical entries with distinctively linguistic structure. That structure can vary across languages. Thus suppose we only have the concepts we have in virtue of having language, and which language determines which concepts we have. The specter of the Whorf-Sapir hypothesis (Carroll, 1956) raises its head!
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Not obviously unacceptable, or vulnerable to the many objections raised to Whorf and Sapir.
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Still implies modest linguistic relativism, but not in the basic sources of thought. An updated version.
Start with coarsely individuated concepts, e.g. conceptual roles, causal covariation, etc. Not ne-grained enough to determine particular predicates of events. Rely on linguistic structure to provide additional grain and x event predicates. Fully articulated predicates of events replace coarse-grained concepts when available.
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Option 3 proposes it is not so odd to have ordinary concepts and word meanings come apart.
Only in certain respects: linguistic packaging and root selection. Makes word meanings not simply the concepts closely linked to those words.
Much like the Vygotskian alternative of option 2, but without the replacement thesis.
Have ordinary concepts characterized by e.g. functional role or causal covariation (or whatever else you like). Have lexical entries that are more nely individuated, e.g. predicates of events (for verbs). The latter need not supplant the former.
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But not clear to me what tests would conclusively favor one over the other.
Can observe the role of a concept in an agents non-linguistic life. But, not clear if we can probe for the sorts of ne-grained differences in concepts involved without relying on word meanings? So, not clear what would tell us whether an ordinary concept was replaced, rather than merely that a word meaning was under scrutiny.
References I
Baker, M. C. (1988). Incorporation. Chicago: University of Chicago Press. Bierwisch, M. & Schreuder, R. (1992). From concepts to lexical items. Cognition, 42, 2360. Bloom, P. (2000). How Children Learn the Meanings of Words. Cambridge: MIT Press. Carroll, J. B. (Ed.) (1956). Language, Thought, and Reality: Selected Writings of Benjamin Lee Whorf. Cambridge: MIT Press. Chierchia, G. (2004). A semantics for unaccusatives and its syntactic consequences. In A. Alexiadou, E. Anagnostopoulou, & M. Everaert (Eds.), The Unaccusativity Puzzle, pp. 2259. Oxford: Oxford University Press. Chomsky, N. (1995). The Minimalist Program. Cambridge: MIT Press. Dowty, D. R. (1979). Word Meaning and Montague Grammar. Dordrecht: Reidel.
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References II
Fillmore, C. J. (1970). The grammar of Hitting and Breaking. In R. A. Jacobs & P. S. Rosenbaum (Eds.), Readings in English Transformational Grammar, pp. 120133. Watham: Ginn. Fisher, C., Hall, D. G., Rakowitz, S., & Gleitman, L. (1994). When it is better to receive than to give: Syntactic and conceptual constraints on vocabulary growth. Lingua, 92, 333375. Fodor, J. A. (1998). Concepts: Where Cognitive Science Went Wrong. Oxford: Oxford University Press. Gallistel, C. R. (1990). The Organization of Learning. Cambridge: MIT Press. Gleitman, L. (1990). The structural sources of verb meanings. Language Acquisition, 1, 355. Goldberg, A. E. (1995). Constructions: A Construction Grammar Approach to Argument Structure. Chicago: University of Chicago Press.
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References III
Grimshaw, J. (2005). Semantic structure and semantic content in lexical representation. In Words and Structure, pp. 7589. Stanford: CSLI Publications. Hale, K. & Keyser, S. J. (1993). On argument structure and the lexical expression of syntactic relations. In K. Hale & S. J. Keyser (Eds.), The View from Building 20, pp. 53109. Cambridge: MIT Press. (2002). Prolegomenon to a Theory of Argument Structure. Cambridge: MIT Press. Harley, H. (2007). The bipartite structure of verbs cross-linguistically. Ms. Hurford, J. R. (2007). The Origins of Meaning. Oxford: Oxford University Press. Jackendoff, R. (1990). Semantic Structures. Cambridge: MIT Press.
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References IV
Kratzer, A. (1996). Severing the external argument from its verb. In J. Rooryck & L. Zaring (Eds.), Phrase Structure and the Lexicon, pp. 109137. Dordrecht: Kluwer. Larson, R. K. (1988). On the double object construction. Linguistic Inquiry, 19, 335391. Levin, B. (1993). English Verb Classes and Alternations. Chicago: University of Chicago Press. Levin, B. & Rappaport Hovav, M. (1995). Unaccusativity: At the Syntax-Lexical Semantics Interface. Cambridge: MIT Press. (2005). Argument Realization. Cambridge: Cambridge University Press. Marantz, A. (1997). No escape from syntax: Dont try morphological analysis in the privacy of your own lexicon. University of Pennsylvania Working Papers in Linguistics, 4, 201225.
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References V
McClure, W. (1990). A lexical semantic explanation for unaccusative mismatches. In K. Dziwirek, P. Farrell, & E. Mejas-Bikandi (Eds.), Grammatical Relations, pp. 305318. Stanford: CSLI Publications. Michotte, A. (1963). The Perception of Causality. London: Methuen. Translation by T. R. Miles and E. Miles from the French edition of 1954. Parsons, T. (1990). Events in the Semantics of English. Cambridge: MIT Press. Pietroski, P. (2005). Events and Semantic Architecture. Oxford: Oxford University Press. (forthcoming). Semantic monadicity with conceptual polyadicity. Ms. Pinker, S. (1989). Learnability and Cognition. Cambridge: MIT Press. (1994). How could a child use verb syntax to learn verb semantics? Lingua, 92, 377410.
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References VI
Poulin-Dubois, D. & Graham, S. A. (2007). Cognitive processes in early word learning. In E. Hoff & M. Shatz (Eds.), Blackwell Handbook of Language Development, pp. 191211. Oxford: Blackwell. Rappaport Hovav, M. & Levin, B. (1998). Building verb meanings. In M. Butt & W. Geuder (Eds.), The Projection of Arguments, pp. 97134. Stanford: CSLI Publications. Saxe, R. & Carey, S. (2006). The perception of causality in infancy. Acta Psychologia, 123, 144165. Scholl, B. J. & Tremoulet, P. D. (2000). Perceptual causality and animacy. Trends in Cognitive Science, 4, 299309. Spelke, E. S. (2002). Developing knowledge of space: Core systems and new combinations. In A. M. Galaburda, S. M. Kosslyn, & Y. Christen (Eds.), The Languages of the Brain, pp. 239258. Cambridge: Harvard University Press.
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References VII
Vygotsky, L. S. (1962). Thought and Language. Cambridge: MIT Press. Edited and translated by E. Hanfmann and G. Vaker, from the Russian edition of 1934. Wunderlich, D. (1997). Cause and the structure of verbs. Linguistic Inquiry, 28, 2768.
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