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Winter 2004
Electrical Breakdown in Polar Liquids
Shu Xiao
Old Dominion University
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Xiao, Shu. "Electrical Breakdown in Polar Liquids" (2004). Doctor of Philosophy (PhD), dissertation, Electrical/Computer
Engineering, Old Dominion University, DOI: 10.25777/vm33-5163
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Electrical Breakdown in Polar Liquids
by
Shu Xiao
B.S. July 1996, Gannan Teacher College
M.S. August 1999, University of Electronic Science and Technology of China
A Dissertation Submitted to the Faculty of
Old Dominion University in Partial Fulfillment of the
Requirement for the Degree of
DOCTOR OF PHILOSOPHY
ELECTRICAL ENGINEERING
OLD DOMINION UNIVERSITY
December 2004
Approved bw
Karl H. Schoenldach (Director)
Ravindra P. Joshi (Member)
Moimir Laroussi (Member)
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ABSTRACT
ELECTRICAL BREAKDOWN IN POLAR LIQUIDS
Shu Xiao
Old Dominion University, 2004
Director: Dr. Karl H. Schoenbach
Hydrodynamic processes following the electrical breakdown in polar
liquids, mainly water and propylene carbonate, are studied with electrical pulseprobe systems and optical diagnostics including shadowgraphy and Schlieren
techniques. The dielectric strength of water in a repetitively pulsed power system
is found to be 750 kV/cm and 650 kV/cm for pulses of 200 nanosecond and
8
microsecond duration, respectively. For energies less than 1 J, the discharge
plasma decays in approximately one microsecond. The mechanical effect
created by the expanding plasma is a shock wave which has an initial pressure
of 1 GPa and decays within approximately 5 microseconds. The observed shock
wave pattern is determined by the electrode geometry. The percentage of energy
converted to shock energy is decreased as total energy rises, for example,
for total energy of 15 J and
8
2 0
%
% for 50 J. The process following shock wave
emission is the formation of a vapor bubble caused by the Joule heating of the
liquid. It takes approximately 250 microseconds for the vapor bubble to reach its
maximum size and a millisecond to decay. The presence of the vapor bubble
determines the recovery of the dielectric strength after breakdown as shown with
the electrical pulse-probe measurements. The vapor bubble formation scales
with the energy input. The duration of vapor bubble is increased by a factor of ten
when the energy is increased from 1 J to 50 J. Besides water, propylene
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carbonate is also studied with regard to its dielectric strength, breakdown, and
postbreakdown development. Propylene carbonate has shown a breakdown
strength of 760 kV/cm. Electrical breakdown in propylene carbonate at 1 J has
also shown similar temporal development as water for plasma decay, shock
wave emission, and vapor bubble expansion. However, due to the formation of
polymers during the discharge, it takes several seconds to restore its dielectric
strength.
Both water and propylene carbonate are self-healing polar liquids,
allowing repetitive applications. The repetition rate can be increased to values
exceeding 1 kHz by applying laminar flow.
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ACKNOWLEDGMENTS
I would like to express my sincere appreciation and gratitude to my
advisor, Dr. Kart Schoenbach, for his guidance and continuous support of my
study. I would like to thank Dr. Ravindra P. Joshi, Dr. Jonh B. Cooper, and Dr.
Mounir Laroussi for serving on my dissertation committee.
I am grateful for valuable discussions with Dr. Jurgen Kolb, Dr. Christian
Bickes, Dr. Sunao Katsuki, Dr. Susumu Kono, Dr. Chungqi Jiang, Dr. Mohamed
Moselhy, Dr. Muhammad Abdel-Aleam, and Dr. Frank Leipold. I also would like
to thank to Ron Bentley, Nobuhiko Takano, and Srida BabuTala for their help and
cooperation during the course of this dissertation. I want to express my special
thanks to Rachel Shevin for her corrections of the thesis.
I extend many thanks to Barbara Carroll for her help in my study at the
Center for Bioelectrics.
My gratitude is devoted to my wife, Feng Lian, for the love and support
she has provided through my academic endeavors. Finally, I would like to thank
my parents for their love and inspiration during the completion of this dissertation.
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TABLE OF CONTENTS
Page
LIST OF TABLES....
LIST OF FIGURES
............................. ....................... .........viii
............................
ix
Chapter
I. INTRODUCTION................
POLAR LIQUIDS.
LIQUID-METAL CONTACT
1
.....................
.............
1
.4
ELECTRICAL BREAKDOWN MECHANISMS IN LIQUIDS........................ 6
Vapor Bubble Model........................
...6
Crack Model.............................................................................................. 7
Positive Feedback Mechanism.............................................................. 10
TOPICS OF THE DISSERTATION.....................................
II. BACKGROUND.................
11
13
INITIATIONS OF ELECTRICAL BREAKDOWN IN LIQUIDS................... 13
BREAKDOWN STRENGTH OF LIQUIDS..........................................
16
Scaling of Breakdown Strength........................................................... ..16
Factors Influencing Breakdown Strength of Liquids............................. 18
III. EXPANSION OF PLASMA PISTON AFTER LIQUID BREAKDOWN
SHOCK WAVE FORMATION
..........................
24
.25
SHOCK FRONT EXPANSION....................................................................27
IV. EXPERIMENTAL SETUP.......................
32
50 Q SYSTEM............................
Pulsed Power System
..........
Discharge C ell
...........
Flow Systems................
2.5
a SYSTEM....
.............
Water Pulse Forming Line
32
32
34
36
.............
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37
38
Resonant Charging System..
Discharge C ell
...............
........
..........41
42
....43
V. DIAGNOSTICS.........................
VOLTAGE AND CURRENT MEASUREMENTS..
...................
.....43
ELECTRICAL DIAGNOSTICS FOR VOLTAGE RECOVERY....................43
OPTICAL DIAGNOSTICS .........................
Shadowgraphy..........................
Schlieren Method.................
Optical Setup................................................................
VI. EXPERIMENTAL RESULTS
..............
47
47
..48
49
51
VOLTAGE-CURRENT CHARACTERISTICS OF BREAKDOWN IN WATER
................................................................................
51
POSTBREAKDOWN PHENOMENA IN WATER
................................... 55
VOLTAGE RECOVERY OF WATER AFTER BREAKDOWN....................60
EFFECTS OF FLOW ON THE RECOVERY OF WATER........................... 62
Recovery of Water with Transverse Flow............................................... 62
Recovery of Water with Axial Flow.......................................................... 67
ELECTRICAL RECOVERY RATE OF WATER
..........
67
Recovery Rate of Static W ater.................................................................67
Recovery Rate of Water with Flow.......................................................... 6 8
POSTBREAKDOWN PHENOMENA IN PROPYLENE CARBONATE
VII. DISCUSSIONS........................
DIELECTRIC STRENGTH OF WATER
71
76
........................................ 76
POSTBREAKDOWN PHENOMENA IN WATER AND IN PROPYLENE
CARBONATE...............
78
Boundary Effect on Shock Wave Emission ......
78
Energy Dependence of Shock Wave Emission in W ater
......... 83
Shock Wave Development in Propylene Carbonate
........... ......85
Optical Property and Dynamics of Vapor Bubble in W ater...................89
Onset of Breakdown in Water
............
93
Energy Dependence of Vapor Bubble in Water
.....
93
Dynamics of Vapor Bubble in Propylene Carbonate
.....
.96
Effect of Vapor Bubble on the Dielectric Strength of Liquids
.....98
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V ll
Increasing the Recovery Rate of Liquids
BREAKDOWN IN PROPYLENE CARBONATE
........... ..100
......................... 101
VIII. ^ 5 0 MARY................................................................................................ 1
113L.IC3CiJi
i"i
0*7
APPENDIX A: THERMAL RADIATION OF THE PLASMA IN WATER
DISCHARGE.... BaaBafflBOBeoatsHBaBaesBeHBiBaBefflBOBfflesssaaaaBBoiinHOSooBBaeiBseBoeiBiaoBessBaffiBffiBffissaaBasaafflBSiaeeiBaiaeassj115
FLUID AAC^DEEL
VITA
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17
119
LIST OF TABLES
Page
Table
Table 1.1 Chemical bond and its energy strength
.......
Table 1 . 2 Physical parameters for water and propylene carbonate (20 °C and
bar)
............
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2
1
2
LIST OF FIGURES
Figure
Page
Fig. 1.1. Polar liquids, a) Water holds molecules together by hydrogen bond, b)
Propylene carbonate structure
.............
...........2
Fig. 1.2. Electrical double layer in the metal-liquid contact [17]...........
5
Fig. 1 .3 a) Generation of a crack at an electrode asperity as a result of a local
reduction in the interfacial tension [34]. b) The primary crack at a cathode
surface which indicates the extension of the crack and the field distortion in
9
the head of the crack [33]..............................................................
Fig. 2.1. a) Positive streamers and b) negative streamers in the prebreakdown
phase generated by applying a 200 ns pulse, c) The breakdown is created
by long pulses of several microseconds [43-45]..................................
15
Fig. 2.2. Breakdown strength as a function of time from which Martin’s scaling
law for uniform electrode discharge is derived [48]................
....17
Fig. 2.3. Current-voltage characteristics for polished and unpolished electrodes
[49].................
21
Fig. 2.4. Breakdown strength increases as the applied pressure increases [52].22
Fig. 2.5. Current voltage characteristics of tap water, distilled water and
propylene carbonate for polished electrodes and positive polarity [49]........ 23
Fig. 3.1. Shock wave envelope produced by a uniformly accelerated piston [65].
.....26
Fig. 3.2. Shock wave emission followed by a contact surface which separates the
liquid and plasma
.................
27
Fig. 3.3. Boundary of a shock wave, which separates the ambient state and the
high pressure region, during the expansion..............
28
Fig. 4.1. Electrical circuits and optical setup. The Blumlein line consists of two
cables (RG -217, 50 Q, 2 0 m) in parallel, charged with a resistor RCh of 1 0 0
MO. The Blumlein generator produces a 200 ns pulse of 30 kV amplitude
with a matched load RL of 50 O. The current viewing resistor RCvr has a
value of 1 O...................
33
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X
Fig. 4.2. Discharge cell. The electrodes are rod and plane shape. High voltage
feedthrough (RG 2 2 0 ) is connected with plane electrode. The rod electrode
is grounded. The gap distance is adjusted through a micrometer which is
coupled with the rod electrode. The cell has windows on both sides for
optical access. Also shown in the FIG. is a high voltage probe [43].......
35
Fig. 4.3. Flow systems. Top: transverse flow is introducing from side-on by a
nozzle 3 mm away. Pin and rod electrode are used with a distance 0.13 mm.
Bottom: axial flow is guided by nozzle electrode to flush a pin electrode 37
Fig. 4.4. All-water pulse power system consists of a water pulse forming line (2.5
Q) and a water switch. The PFL is charged by a resonant charging circuit
with a pulsed transformer. The water switch has electrodes of pin and
nozzle. The optical diagnostic is shadowgraphy through a triggered, fast
ICCD camera.
.....
39
Fig. 4.5. Physical setup of the all water pulse power system. Top: the overview of
the pulse forming line, water switch and load. Bottom left: water reservoir,
water switch and load resistors. Bottom right: water gap............................. 40
Fig. 4.6. Measured charging voltage pulse versus simulation results. This is
based on 1.5 kV charging voltage. The parameters of the circuit are: k=0.8,
L1=25 pH, L2=2.1mH, C1=2.1 pF, C2=25 nF...........................
42
Fig. 5.1. Pulse-probe system (double pulse generator). The first pulse is
generated by a cable pulse generator (50 C2, 4 m), which produces a 40 ns
pulse at up to 30 kV with a matched load of 50 Q. The second pulse is
generated by a trigger generator (Maxwell 40330). The interval between the
two pulses is controlled by means of a delay generator that is triggered by
46
the electromagnetic signal of the spark gap..................................
Fig. 5.2. Blumlein line pulse-probe system. The first pulse is generated by a
Blumlein line generator which produces a 120 ns pulse. The second pulse is
generated by a ramp pulse generator. The interval between the two pulses is
controlled by means of a delay generator that is triggered by the
electromagnetic signal of the spark gap..................................................
..46
Fig. 6.1. Voltage (solid line) across the water gap and current (dashed line)
through the gap. The high frequency components in both signals are
removed by a 100 MHz low pass FFT filter
.....
....52
Fig. 6.2. Top: The charging pulse is applied to the water gap until self-breakdown
causes the voltage collapse. Bottom: The current pulses for 28 kV (0.5 mm
gap) and 63 kV (1 mm gap) breakdown.......................
53
Fig. 6.3. Breakdown voltage as a function of pulse application time for 1 mm gap
and 0.5 mm gap
...........
.....54
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xi
Fig. 6.4. Temporai development of plasma, shock wave and opaque volume after
breakdown of a 200 pm water gap. Top left is a reference (no pulse)........ .57
Fig. 6.5. Postbreakdown events a few microseconds after breakdown for
......
energies of 15 J and 50 J..
58
Fig. 6 .6 . Postbreakdown events several milliseconds after the breakdown for 15 J
and 50 J ...........
59
Fig. 6.7. Breakdown and plasma formations due to a second probing pulse at
various delays after the first breakdown..............
61
Fig. 6 .8 . Transverse flow in a laminar pattern effectively shortens the recovery
63
time to 700 ps...........................................................
Fig. 6.9. Turbulent flow does not help the recovery. Applying a second pulse
causes large volume discharge at a low voltage at various times after the
first breakdown................................................
...64
Fig. 6.10. Axial flow patterns at different flow rates. A flow rate of 0.4 L/min
creates a laminar flow. Increasing flow rate to 0.6 L/min causes slight
turbulence. Extreme turbulence is seen at flow rate of 1.0 L/min..................65
Fig. 6.11. Flow pattern after the first breakdown in a) static water b) laminar flow
(0.4 L/min) and c) turbulent flow (0.6 L/min)................................................... 6 6
Fig. 6.12. Dielectric recovery as defined by the ratio of the breakdown voltage of
the second pulse to that of the first pulse (14 kV in the experiment). The
pulse rate is the inverse of the interval between the two pulses. The error
bars are based on measurements of 30 pulses. Triangle symbol represents
the results of 0.25 Hz
..........
69
Fig. 6.13. Dielectric recovery for varying flow rates from laminar to turbulent flow.
..............
...70
Fig. 6.14. Postbreakdown events after breakdown in a gap with propylene
carbonate
.......
73
Fig. 6 .15. Extracted byproducts after several discharges in propylene carbonate.
The sample is dried overnight in the oven at 60 °C ......
...74
Fig. 6. 16. Raman wavelength shift for propylene carbonate before treatment and
byproducts separated from the treated propylene carbonate after discharge.
..........................................................
74
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Fig. 6.17. Dielectric recovery obtained by pulse-probe system for propylene
carbonate (up triangle data is for pulse rate of 0.25 H z).
......
..75
Fig. 7.1. Breakdown field versus pulse application effective time. Solid lines are
plotted according to J. C. Martin’s formula. Hollow circles represent the data
obtained for positive polarity with effective time less than 200 ns. Cross
symbols represent the data obtained for negative polarity with a long pulse
.........
77
application time
Fig. 7.2. Ray paths between stainless steel electrodes in water (Vi < v2). The
direct ray is SA, the reflected ray is SBC, the refracted ray is SED (invisible
in the Schlieren photographs), and the critically refracted ray is SFGH (head
wave). The critical distance of headwave is SN with the corresponding ray
SFN
..................................
80
Fig. 7.3. Dependence of measured distance of primary shock wave (square) from
source S (FIG. 6.2) versus time after breakdown, and the calculated shock
wave pressure. The values extrapolated to time zero indicate source
diameter of 270 pm, which corresponds to an initial pressure of 1000 Mpa.82
Fig. 7.4. Shock wave developments for energies up to 50 J.....................
84
Fig. 7.5. Pressure carried by shock wave and the shock radius after breakdown
in propylene carbonate. Pressure and shock radius for water are also shown
for comparison
..........................
8 8
Fig. 7.6. Deflection of He-Ne laser light at vapor bubble (n = 1), in water (n =
1 .33), and the resulting image of the bubble
................................
91
Fig. 7.7. Radius of the vapor bubble, R, versus time. The experimental values
(squares) agree well with the results of a model (dashed line)...............
92
Fig. 7.8. Bubble radius expansion in water for energies up to 50 J...................... 95
Fig. 7.9. The expansion of the vapor bubble for propylene carbonate. As a
comparison, the vapor bubble expansion for water is also shown.
...97
Fig. 7. 10. The expansion of vapor bubble for propylene carbonate. As a
comparison, the vapor bubble expansion for water is also shown...............99
Fig. 7.11. Propylene carbonate degrades into the polymer polypropylene
carbonate..
.......................
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......1 0 2
1
CHAPTER I
INTRODUCTION
Electrical discharges in liquids, which involve aspects of plasma physics,
electrochemistry, fluid dynamics and material sciences, have been studied
extensively [1-3]. Liquid breakdown phenomena are related to many fields
including energy storage [4-6], switching media [7-8], high voltage insulation [9],
and acoustic devices [10-12].
Notably, polar liquids have large dielectric
constants and allow a relatively small volume to store a large energy.
1.1 POLAR LIQUIDS
Water, a typical example of a polar liquid, is held together by hydrogen
bonding (Fig. 1.1). Its bond strength is between the weak van-der-Waals and the
strong covalent bond (Table 1.1). Due to its large dipole moment, the dielectric
constant of water is dominated by the reorientation of the molecule. Water
changes its dipole arrangements, and thus its dielectric constant, under an
electrical field, a phenomenon known as the Kerr effect [13]. For extremely high
electric fields ( »
1 MV/cm) additional changes in dielectric constant are
expected [14].
Liquid water can be thought of as a seething mass of water molecules in
which hydrogen-bonded clusters are continually forming, breaking apart, and re
forming. Because the energy of a hydrogen bond is comparable to the average
thermal energy at ordinary temperatures, thermal motions dislocate these bonds
Journal Mode used in this thesis is Journal of Applied Physics.
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2
ch3
CH — O.
:c = o
CH2— 0
10047
— ‘ 2d
Propylene carbonate
Art
FIG. 1.1. Polar liquids, a) Water holds molecules together by hydrogen bond, b)
Propylene carbonate structure.
TABLE 1.1. Chemical bond and its energy strength
Bond
Bond Strength (kJ/mole)
Hydrogen bond (H-O-H)
O-H
C-H
C-C
C=C
40
460
415
330
590
710
290
C=Q
C-0
TABLE 1.2. Physical parameters for water and propylene carbonate (20 °C and 1
bar)
_________ __ ______ ______________________________________
Density
Dielectric
Constant
Refractive
Index
Boiling
Point
(°C)
Freezing
Point
1.0
80.1
1.33
100
1.2
66
1.422
243
(g/cm3)
Water
(H20 )
Propylene
Carbonate
Heat
Capacity
(Jmol'V1)
Surface
Tension
(mN/meter)
Viscosity
(mPa-s)
o°c
75.3
73
1.0
-54.5 °C
218.6
42
2.83
(°C)
(C4h 6o 3)
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almost as quickly as they form. For this reason, the dielectric constant has a
strong dependence on temperature [15]:
e = 249 -0 .7 9 T +0.00071 -T2
1.1
At room temperature, the dielectric constant of water is 80.1. Temperature
increase causes a decrease in the dielectric constant, which is unfavorable for
applications relying on its dielectric property. In addition, water tends to undergo
a temperature dependent ionic dissociation reaction, which leads to a certain
number of charge carriers even in pure water. For example, water produces
carriers from the reaction:
2HOH<=> H3 0 + +OH'
1.2
The carrier density from the dissociation reaction is exponentially dependent on
temperature [16]. To avoid thermal deterioration of the electrical insulation ability,
the use of polar liquids as insulators requires pulsed voltage applications so as to
avoid long-term heating and temperature rise.
While water has advantages of low cost, high availability, and ease of
handling, it has a high freezing point of 0°C which prohibits its use at lower
temperatures. One of the alternative candidates is propylene carbonate (C4 H6 O3 );
its chemical structure is shown in Fig. 1.1b. It is also a polar liquid and has a
dielectric constant of
6 6
. Its freezing point is -54.5°C and the boiling point is
243°C, as shown in Table 1.2. In addition, the heat capacity of propylene
carbonate is three times higher than water. These properties make propylene
carbonate more tolerable to temperature variations. Thus, propyiene carbonate
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could be a better choice than water for energy storage or as an insulation
material.
Also shown in Table 1.2, at the same temperature (20°C), pressure (1 bar)
and wavelength of illumination (632 nm), propylene carbonate has a refractive
index which is only 0.1 larger than water. This means similar optical sensitivity is
needed to see refractions in both liquids. With the same optical equipment, this
should allow us to detect the disturbance that alters light propagation.
1.2 LIQUID-METAL CONTACT
When liquid and a metal electrode are in contact, the potential difference
across the electrode-electrolyte interface immediately causes an electrical double
layer. Shown in Fig. 1.2 is a Helmholtz's model that describes the structure of the
interface. The interactions between the ions in solution and the electrode surface
are electrostatic. The interface remains neutral and the charge held on the
electrode is balanced by the redistribution of ions close to the electrode surface.
The attracted ions approach the electrode surface and form a layer balancing the
electrode charge. This layer can be several nanometers wide. The overall result
is two layers of charge (the double layer) and a potential drop confined to this
region.
The Helmholtz model provides a basis for physics in the electrodeelectrolyte interface region. However, it does not include many factors such as
diffusion/mixing in solution, the possibility of absorption onto the surface, and the
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interaction between solvent dipole moments and the electrode. A later model put
forward by Stem addresses some of these limitations [17].
The electrical field in the double layer can be very high. It is on the order
of 10 MV/cm for a voltage providing a bulk average E-field of 150 kV/cm [19].
This extremely high electric field induces a change in the static dielectric
constant. According to Bockris, the dielectric constant in the electric double layer
is approximately six or less [20]. Other effects in the double layer are fieldenhanced dissociation of the water molecules, field enhanced ionic mobilities,
and field-enhanced oxidation and reduction processes [21]. These effects
indicate the double layer is a possible site of generation of charged particles with
a greater kinetic energy than in the bulk liquid that has a lower electric field.
©
O
o © © ©
Electrode
Distance firom Electrode
Potenfis
’otential Drop
O
FIG. 1.2. Electrical double layer in the metal-liquid contact [17].
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1.3 ELECTRICAL BREAKDOWN MECHANISMS IN LIQUIDS
Applying a sufficiently high pulsed electrical field to a liquid gap could
generate a partial discharge (streamer or corona [22]) or breakdown [23]. Unlike
discharges in gas (for example, air, with a density
1 /1 0 0 0
of liquid water), direct
electron emission into the liquid is unlikely to cause collisional ionization because
the high collision frequency makes it more difficult for electrons to gain sufficient
ionization energy along the free path, and they can be easily be trapped by
vibrational excitation, attachment, or other processes. The ionization coefficient
for electrons in liquids is negligible for the fields at which the breakdown occurs
[24]. It is generally accepted that the breakdown initiates from a highly localized,
low density region at the electrodes [24-27]. In this region, an electrical discharge
occurs which has some of the characteristics of electron avalanches observed in
gas discharges.
1.3.1 Vapor Bubble Model
A vapor bubble is one kind of low density region and is a possible site of
electrical discharge initiation. It can either pre-exist on the electrodes or be
generated in the liquid due to thermal heating after voltage application. When the
local temperature becomes higher than the boiling point of the liquid at a given
pressure, vapor bubbles begin to appear.
The generation of vapor bubbles at the initial stages of breakdown in
liquids was observed experimentally [28-29]. As bubbles are generated, they
grow and deform under the electric field. When bubbles achieve a certain size,
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the conditions for gas breakdown are reached. The breakdown of the vapor
inside a bubble leads to a local enhancement of the electric field in the
surrounding liquid. Under certain conditions, the bubble expands due to the
evaporation of adjacent volumes of liquid. Thus, more bubbles are generated and
a proceeding breakdown of the liquid dielectric becomes possible [30]. For the
onset of breakdown in water, the density needs to be less than some critical
value, nc; for water nc =1020 cm' 3 [31]. Also, the bubble size should become
sufficiently large for the critical electron avalanche to develop [32]. It was shown
that the inception time of the bubble nuclei is the main contribution to the
statistical lag time of a breakdown [32].
1.3.2 Crack Model
The crack model, suggests that some low density void or crack is
preceding the liquid breakdown [33-34]. The crack differs from the thermal vapor
bubble generated by Joule heating in that it is produced by a “cold”, electrically
induced process.
An electric field induces ponderomotive mechanical force, including
Coulomb force, electrophoretic force arising from the non-uniformity of the
polarizabiity, and a volumetric electrostrictive force arising from a densitydependent permittivity. The field will introduce additional tractions on the
interface volume with tensor components (e-eo/2)E2 and -eoE2/2 in the radial and
tangential directions respectively. These forces will alter the lateral cohesion of
the liquid and lower the tension in an interfacial double-layer at a metal electrode-
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liquid contact. The effect depends on E2 and acts in a direction orthogonal to
electric field and thus tangential to the electrode surface.
For a metal contact in a strong electrolyte, the interfacial double layer
thickness may be < 1 0 '9 m, and since the equilibrium potential difference could be
of the order of 1 V, the mean electric field could be as large as 109 Vnrf1. Under
this condition, the change in interfacial tension falls in the range of 0.2-18 mNm'1.
The reduction of interfacial tension at an electrode interface is on the order of the
surface tension for many liquids. For example, the surface tension of n-hexane is
about 18 mNm'1. This means that the cohesion of the liquid, across the electrode
surface at the tip where the field is high, will be lost and the liquid molecules will
tend to move apart, as shown in Fig. 1.3a. Consequently, cavities (or voids) are
likely to form, initially on a sub-microscopic scale, possibly allowing a primary
crack to develop. The crack starts along a field line with an axis normal to the
cathode surface (Fig. 1.3b). Along the axis, electrons could readily pass from the
exposed cathode into the liquid. The electrons will enter the liquid at the outer tip
of the primary crack. They then form a highly localized negative space charge
there. This will cause a severe distortion of the electric field. As a consequence,
a second generation of cracks will appear to form a bush-like extension of the
primary crack. Further propagation of the crack is likely to proceed by filamentary
crack development into the liquid and finally leads to breakdown. At the anode
surface, a similar crack process can occur. In the crack, the accelerated
electrons leave positive ions behind to be neutralized by following electrons or
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negative ions.
Successive cracks will develop through the field distortion by
positive ions and eventually causes the breakdown.
double layer
positive citapge
primary crack
electrode
double layer
new E pattern
embryo
cavity
FIG. 1.3. a) Generation of a crack at an electrode asperity as a result of a local
reduction in the interfacial tension [34], b) The primary crack at a cathode surface
which indicates the extension of the crack and the field distortion in the head of
the crack [33].
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10
1.3.3 Positive Feedback Mechanism
Joshi et al. investigate a positive feedback mechanism that can be
initiated near the electrodes with high electric field [35]. Since the electric field in
the metal-liquid contact double layer is very large, the polar molecules will
undergo realignment due to the electrostatic interactions. Dipoles are arranged in
an orderly way, which reduces the effective polarization of the liquid. This
reduction further strengthens the electric field. Through the Monte Carlo
simulation of strong field and relative permittivity, it is found that increasing the
electric field (107- 1010 V/m) results in monotonically decreasing the permittivity.
This effect also causes an increase in pressure based on Maxwell stress tensor,
which is expanded in the form of shock wave.
Another consequence of the positive feedback mechanism is the
enhancement of the current ejection. Since a Schottky-emission current is given
as proportional to Koexp[Ki(E/£r)], where E is the electric field and Ko,i are fieldindependent constants. An increase of electric field and a decrease of relative
permittivity due to the positive feedback mechanism can lead to a large
enhancement of the emission current, which may be considered as the
prerequisite conditions to the breakdown.
The electron-impact ionization in liquids is unlikely [36]. Instead, the
ionization process can happen in randomly distributed gas bubbles. It is argued
that at the liquid-bubble interface, a strong electric field may cause field ionization
and result in plasma formation and conductivity enhancement. This effect could
explain the observed random structure of the streamer.
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11
1.5 TOPICS OF THE DISSERTATION
The hydrodynamic processes after breakdown in polar liquids are studied
in this dissertation. They are of great interest in understanding the breakdown
mechanism in dielectric liquids. Moreover, various postbreakdown events provide
information about the preceding breakdown. In our study of breakdown, we use
submillimeter gaps
and
non-uniform
electrodes.
We
also choose
sub
microsecond pulses generated by a 50 O Blumlein line pulse power system,
which allows a much higher hold-off voltage and thus a higher breakdown
strength than previous breakdown and postbreakdown studies [37-38], in which
low electric fields (long gap distance of several millimeter range), long-term
stresses, and a large electrode area were used.
We study the postbreakdown phenomena in two polar liquids, water and
propylene carbonate. They both have high dielectric constants, allowing their use
as an energy storage media. Notably, propylene carbonate has a low freezing
point (-55 °C) and is thus capable of being utilized at low temperature. The shock
wave emissions, are formed by a fast plasma piston in polar liquids. The spatial
and temporal evolutions of shock waves are recorded optically by shadowgraphy
and the Schlieren method. Thermal processes due to the plasma heating of the
liquids are studied with the same optical approaches. Electrical voltage and
current diagnostics measure the electrical properties of the polar liquids during
the breakdown. The study of the chronology of the events in water after
breakdown is extended to higher energies generated by a 2.5 Q system.
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12
The recovery process of liquids after breakdown determines the repetition
frequency of the discharges. Compared to the prebreakdown phase in liquids,
this subject is less studied. In this thesis, the electric and dielectric recovery in
the postbreakdown phase of both water and propylene carbonate are explored.
From the application perspective, liquid breakdown has been studied
mainly in very high power systems [39,40]. For example, a water switch in the
GAMBLE II generator is capable of delivering 1 MV and 1 MA to the matched
load with a risetime of 25 ns [39]. For a breakdown voltage of several tens of
kilovolts (gap length = hundreds of micrometers), there are only few experiments
reported [35-36]. However, applications for MW pulses in the ns range, at low
energy (J) but high repetition rate (kHz), have recently emerged in the new field
of bioelectrics [41], and in jet combustion, shock mitigation, and boundary layer
control in jet airplanes [42]. Pulsed power systems making use of water as
energy storage and switching can meet these power and frequency requirements.
For the nanosecond pulse range, charging time is usually in the submicrosecond
range. A water gap under a millimeter in distance can hold voltage corresponding
to the MW ranges or higher. Thus, the study of water breakdown and
postbreakdown processes in submillimeter gaps with short pulse duration
(submicrosecond and microseconds) is of interest both for understanding the
physics of liquid breakdown and in practical applications.
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13
CHAPTER II
BACKGROUND
Most of the previous experiments in liquid breakdown were intended to
increase the dielectric strength either in energy storage or power switching.
Highly purified water is used to reduce the Ohmic loss in the energy storage. The
resistivity of water p is kept almost near the intrinsic level so as to increase the
intrinsic time constant x = SEop. Since the energy density has a power
dependence of the electric field (°=E2), increasing the hold off voltage allows the
stored energy to be increased. In addition, when water is used as a switching
medium in the spark switch, it shortens the physical length of the spark and
eventually reduces the inductance during the switching.
2.1 INITIATIONS OF ELECTRICAL BREAKDOWN IN LIQUIDS
Electrical breakdown in liquid is assumed to start from the low density
regions in either a vapor bubble or a crack as described in Section 1.3. Fig. 2.1
shows streamers, the precursors of breakdown in water. Fig. 2.1 a-b are the
results obtained by a 200 ns pulse [43-44] and Fig. 2.1c is generated by a 100 ps
long pulse [45]. it is found that a point electrode with negative polarity has a
higher hold-off strength than a positive polarity electrode. All the streamers
originate from the point electrode. Obviously, the difference in streamer structure
and luminosity depends on the polarity of the electrode. Positive streamers are
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14
luminous while negative streamers appear as bushy structures and are dark
against the bright background. This phenomenon is also observed in gas
streamer discharge and is caused by field enhancement in the positive streamer
head due to space charge effects [46]. It is also noticed that although several
streamers expand and develop, only one streamer leads to breakdown.
It is observed that the bushy structure of the dark negative streamers has
a different refractive index than the surrounding water, suggesting the density of
the matter in the negative streamers is different from that of the liquid. They could
be the vapor bubbles due to thermal heating or cracks caused by cold electricmechanical force. However, they are not merely low-density regions with
densities lower than liquid, because the dark streamers can still withstand the
electrical stress and no breakdown has been observed inside the streamers until
they touch the opposing electrode. This fact is different from the result in Fig.
2.1c, where a partial discharge occurs inside the “bubble” before it reaches the
other electrode. Thus, the bushy structure may be vapor of high pressure or
density, or at least with a breakdown strength not lower than the surrounding
liquids.
The breakdown precursors generated by the long duration pulse in Fig.
2.1c seem to follow more closely to the conventional bubble model (Section 1.3).
However, a discrepancy to the conventional bubble models is observed in the
pattern of bubble development: the bubbles are scattered in the liquid without
continuous connections with each other. Whereas in the conventional bubble
model, vapor bubbles grow in size successively by following their predecessors.
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(a)
(c)
FIG. 2.1. a) Positive streamers and b) negative streamers in the prebreakdown
phase generated by applying a 200 ns pulse, c) The breakdown is created by
long pulses of several microseconds [43-45].
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16
In summary, a conclusive description of the nature of the streamers and
the formation of these kinds of structures has not previously been developed. A
thorough explanation of the breakdown initiations in liquids must address the
differences in polarity dependent breakdown field strengths, streamer patterns,
and pulsing time effects.
2.2 BREAKDOWN STRENGTH OF LIQUIDS
2.2.1 Scaling of Breakdown Strength
A well-known relation given by J. C. Martin describes the breakdown
strength empirically for uniform electrodes based on linear regression [47-48]:
M=Emax(tb-to)1/3 =constant
2.1
Here, t0 is a time parameter usually defined as the time when the applied field
exceeds some given fraction of its maximum value (e.g., 50%, 63%). The linear
regression on the relation (Fig. 2.2) is tb= t0+ (M/Emax)3 . The data yield M= 0.562
(MV/cm)(|is)1/3. This value is close to the value of 0.6 usually quoted for uniformly
stressed electrodes. In the experiment, electrodes have large area (300 mm2)
and long gap spacing (2.S-6.4 mm) was set [48]. Martin’s relation is a good
measure of breakdown in the time region 2-10 ps.
It was found that when asymmetric electrode geometry was used, the
breakdown strength is highly dependent on the polarity of electrode. A relation
later modified to include area and field enhancement effect gives
k±= a '1Emax te /3 An±
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2.2
where A is the effective stressed electrode area (90% of the maximum E-field),
The subscript + and - are for positive polarity and negative polarity respectively.
For positive breakdown streamers, k+=0.3, n+= 0.058. The variable a is related to
field enhancement factor. If the field at the negative electrode is increased
sufficiently above that of the positive electrode, so that breakdown streamers
start from the negative electrode, then the value of k. is 0.6, n. =0.069. The
coefficients of Eq. 2.1-2.2 can be modified to predict the breakdown strength of
different
liquids.
These
relations are
empirical
laws
and
no physical
interpretations have been given.
U f
V
, ftCCRES$K3fi
#■
e
5
io
ts
t l | l 3* G }
FIG. 2.2. Breakdown strength as a function of time from which Martin’s scaling
law for uniform electrode discharge is derived [48].
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18
2.2.2 Factors Influencing Breakdown Strength of Liquids
Liquid breakdown strength is dependent on temperature, liquid resistivity,
electrode material, and electrode surfacing among other factors [7,49-54]. These
effects are not included in Martin’s scaling laws. On the other hand, optimizing
these parameters can potentially increase the hold-off voltage of the liquid gap.
Electrode Surface Conditions
Electrode surface roughness was found to have a major effect on hold-off
voltage [49]. When the electrode surface is polished to a mirror condition with
submicron particle size (Fig. 2.3), the breakdown voltage is improved by
approximately a factor of two (200 pm gap). After the first breakdown event
causes the appearance of craters, the breakdown strength instantly decreases.
The surface conditioning is related to the microstructures on the electrode,
such as the asperities that influence the non-uniformity of the electric field near
the electrode. Micro-asperities also determine the field enhancement factor that
is attributed to generating a very high electrical field. They are regarded as the
field emission current sources. Polishing the electrode surface is expected to
remove or reduce the number of asperities and thus lessen the probability of
breakdown. The dependence of breakdown strength on electrode area was
shown in [50]. When the area was increased by an order of two, the breakdown
strength for 1% breakdown probability decreased by a factor of three.
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19
Hydrostatic Pressure
Extremely high pressures, on the order of thousands of atmospheres, are
required to make an appreciable compression of liquids [51]. For example, water
only changes its volume by 0.1 percent when the standard pressure (1 bar) is
increased by a factor of 25. Therefore, under normal conditions it is possible to
treat liquids as incompressible media. However, depending on the amount of
dissolved gas in the liquid and adsorbed gas on the electrodes, pressure could
influence the breakdown strength. It has been shown that a 9% increase in the
breakdown strength occurs by varying the pressure from 0 to 30 psig (2.1 bar)
(Fig. 2.4) [52]. In another experiment, the breakdown voltage was increased by a
factor of 5 when the pressure was increased to 150 atm [7]. These results
support the formation of gaseous bubbles in the prebreakdown process, which
are sensitive to pressure since bubble expansion is dependent on pressure. The
propagation velocity of the breakdown precursor, a streamer, was reduced by a
factor of three when the hydrostatic pressure was increased from 5 MPa to 30
MPa [53].
Resistivity of Liquid
The resistance of a liquid is governed by the ionic current contribution in
the prebreakdown phase. Field-enhanced dissociation (Onsager theory [21]) or
ion injection at the electrode will likely dominate the ion production. Electric field
distribution may be altered by the space charge effect of ions in the liquid bulk,
and especially in the double layer. The electronic scavenger additive results in an
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20
increase in the average streamer propagation velocity, and the streamers
become more luminous [54]. After breakdown, the thermal radiation shows a
temperature of approximately 1 eV [56-58, also see Appendix A].
Various experimental data have covered resistivities from 2 - 3 x 107Qcm
to several kQcm. It has shown that adding salt solution through an electrode grid
into the main inter-electrode region increases the breakdown strength by a factor
of three [7]. This indicates that Joule heating doesn’t play a role. It was shown
that the field irregularities on the surface are smoothed out by gradual distribution
of high conductivity over a region of approximately 1 mm in thickness adjoining
the surface. A similar tendency is observed in tap water compared to distilled
water (Fig. 2.5) [49]. The breakdown strength increases from 1.6 MV/cm to 2
MV/cm when the resistivity was decreased from 400 kOcm to 7 kOcm.
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21
Max. Electric Field, E (kV/cm)
0
Current, I (A)
0.8
0.6
-
-
300
600
900
1200
1500
1800
distilled water p = 400 kflcm
positive polarity
x 200 pm polished
a
200 pm unpolished a
400 pm unpolishec|
0.4 -
0.2
before breakdown
-
0.0 -F 2—>----- r
0
5
10
15
20
25
30
35
after breakdown
I
500pm
FIG. 2.3. Current-voltage characteristics for polished and unpolished electrodes
[49].
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22
32
30
28
26
24
22
20
18
16
14
12
10
8
6
4
2
0
215
220
225
230
240
THRESHOLD BJECTHC HELD kV/cm
FIG. 2.4. Breakdown strength increases as the applied pressure increases [52].
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0
400
800
1200
1600
2000
2400
J--------- !----------1------------- 1---- 1-----------1----------- 1_____ i-------- !--------- 1_______ !__ i_______ I
polished electrodes
1.6
- 24
positive polarity
1.4
-
tap water
-
p = 7 kocm
propylene
o
28
carbonate
0.6 -
p = 240 k£2cm
distilled water
-
-
20
16
12
8
- 4
Current (Tapwater), I (A)
1.8
Max. Electric Field, E (KV/cm)
p = 400 kQcm
0
5
10 15
20
25
30
35 40
- 0
45
FIG. 2.5. Current voltage characteristics of tap water, distilled water and
propylene carbonate for polished electrodes and positive polarity [49].
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24
CHAPTER III
EXPANSION OF PLASMA PISTON AFTER LIQUID BREAKDOWN
The hydrodynamic process following the breakdown in liquid has been
described by several models [32,59-62]. For example, Jones and Kunhardt
describe the establishment of the conduction channel in terms of the propagation
of the ionization front, heating of the region ahead of the front, and ionization
growth at the front [32]. Based on a similar physical process, another model
includes chemical reactions such as water dissociation [59]. There is a model
attempting to scale the arc formation in liquids from the equation of state for a
plasma-liquid mixture [60]. In addition, numerical fluid models exist to include the
energy balance for very high voltage and very low current water breakdown that
have shown good agreement with experimental results [61-62]. Indeed, once the
conduction channel in water is formed, the physics should be similar to that of a
spark in gas. Braginskii’s models, and other models based on it, were
successfully applied to describe gas channel expansion [63-64]. It assumes that
a comparatively narrow current-carrying channel exists first, which could be
caused by the propagation of an ionization front along the axis. This channel
reaches a high temperature and consequentially high ionization rate. Joule
heating is released in the channel, which then leads to an increase in the
pressure and an expansion of the channel. The thickened channel acts like a
piston on the remaining gas and, since the expansion takes place with a
supersonic speed, it produces a shock wave in the gas. This shock is propagated
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25
in front of the original “piston". The difference in a water spark lies in the
interfacia! property, i.e. the plasma-liquid thermal transportation process. The
temperature gradient in the layer creating heat conduction, convection, and mass
transfer make the size and conductance of the spark nonlinear, an important
property in the behavior of its expansion.
3.1 SHOCK WAVE FORMATION
Fig. 3.1 shows how the supersonic motion of the piston creates a shock
wave (compression wave). Here a plasma piston accelerates into a static gas (or
liquid). Along this acceleration path, the gas flow starts to move at the piston’s
velocity. Each pressure wave is sent out at the local sonic velocity with respect to
the gas through which it passes. However, the masses nearest the piston have
both a higher velocity and a higher temperature (due to higher pressures) and
consequently much higher pressure-wave speed than masses do further away.
Eventually the pressure waves nearer the piston catch up and even overtake
those further downstream until all the pressure waves coalesce and form a single
steep pressure gradient, or shock wave [65]. This gradient leads to
discontinuities of velocity, density, temperature and specific entropy.
The physical model that describes the development of the spark channel
can be treated as a shock tube problem, as shown in Fig. 3.2. At time t = 0, there
is a contact surface that separates the plasma and water region. At t > 0, the
current increases, more energy releases in the channel, and a spherical shock
wave is sent out, followed by the contact surface. Behind the contact surface, a
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26
rarefaction wave moves toward the opposing direction, lowering the density and
pressure in the center of the plasma.
x=c0t
Piston
Envelope of shock wave
Gas (liquid) at rest
X
FIG. 3.1. Shock wave envelope produced by a uniformly accelerated piston [65].
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27
▲
Plasma
piston
------ ------------------------- --------------Contact surface
(t=0)
Rarefaction Wave
Shock wave
Contact surface
Distance
(t>0)
FIG. 3.2. Shock wave emission followed by a contact surface which separates
the liquid and plasma.
3.2 SHOCK FRONT EXPANSION
The problem of describing a shock tube in a hydrodynamic fluid with
discontinuity can be completely illustrated by three conservation equations and
entropy conditions [66, and also see Appendix B]. We shall not proceed to solve
the equations, but rather we pursue a simpler solution considering the
conservation laws near the boundary and a similar derivation that can be found in
Zahn [67]. In this case, the Joule heating source is neglected. We also assume
the thermal parameters such as pressure and temperature have a large gradient
along the radial direction, i.e., strong shock condition. Although a transition is
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28
presented in the early phase of the plasma, before energy is released entirely,
this assumption is still valid when a shock wave is moving out of the plasma
region.
At the shock wave boundary, the Rankine-Hugoniot (R-H) condition states
that mass, momentum, and energy must all be conserved:
Shock Front
2. p2, v2, E2, p2 / 1. Pi,
V i,
El, pi
FIG. 3.3. Boundary of a shock wave, which separates the ambient state and the
high pressure region, during the expansion.
The rate of mass flow away from the shock should be equal to the rate of mass
flow into the shock:
pi (U -v i) = p2 (U -v2)=m
3.1
where U= dR/dt, the shock velocity.
The momentum conservation reads:
pi-p2= m(vi - v 2)
3.2
and, energy writes:
m[(vi2/2) + E i]- m[(v22/2) +E2]= pivr p2v2
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3.3
29
where E=CVT =p/p(y-1) is the internal energy per unit mass, y is the specific heat
ratio, and themagnitude of y for dissociated and ionized
gas isdetermined
primarily by thetemperature and density. The determination of y is rather difficult.
Here,
wefollow Ya et a!., and assume y=4/3 in which it is assumed that
translational and rotational energy is dominant [51].
When assuming a strong shock limit (where p2» p i, V2 » V i), R-H
conditions yield:
P2 = Pi (T+-1)/ (y-1)
p2 = [2y/(yf 1)]pi(U/ci)2 =2Pl U /(y+1)
v2 = 2U/(y+l)
3.4
3.5
3.6
where it is assumed that the speed of sound in the undisturbed liquid is given by
ci = (7Pi/pi)1/2 ■
The energy per unit length (along the spherical axis) behind the shock wave is
then:
E = 471 f " P(CVT + v 2/ 2)r2dr = 4 n f (° ( - 2- + p — )r2dr
A
*
y-i f 2 ;
37
The following non-dimensional variables are introduced:
£=r/R(t)
3.8
P=Pi[%©]
3.9
v=(aR/t)V(£)
p=(aR/t)2 (p,/y)P©
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3.10
3.11
30
To match these trial solutions with the Rankine-Hugoniot equations, they
need to be equated at the shock front (%=1). Combining the expression for v in
Eq. 3.6 and Eq. 3.10, yields a differential equation for the radius:
U= dR/dt =aR/t
3.12
with a solution, R=ata
In terms of these new functions shown in Eqs. (3.8-3.11), the total energy per
unit length may be written as:
E = 4jt
a2R 5
t
piT(T)
3.13
where:
T(y) = | [- ^ - + ^ V 2(0 ]^
h Y (Y -D
2
3.14
Assuming that once the energy deposited in the breakdown channel (gas
column), it remains constant, we then have:
R5/t2 =o5 t5a It2 = constant
3.15
This requires 5a=2. Now:
a=2/5=0.4
o^[E/4jtx0.16pjT(Y)]1/5
3.16
3.17
A numerical integration provides T(y) near 0.5 for y = 4/3, so we have:
R=ota
3.18
where, cx=(E/pi)1/5 and a=0.4.
A similar relationship was developed by Sedov through a similarity and
dimensional method, which successfully predicted various phenomena including
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31
a nuclear bomb shock [68]. We shall see that the expansion of a shock wave in
water can be satisfactorily described by this law.
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32
CHAPTER IV
EXPERIMENTAL SETUP
To study the hydrodynamic phenomena and dielectric recovery after
electrical breakdown in polar liquids, we have used pulse power systems, which
allow the generated voltages to exceed the breakdown voltage of the liquids for
asymmetrical submillimeter gaps. Two pulsed power systems provide short
electrical pulses of submicrosecond (50 Q), as described in [69] and long
electrical pulses of several microseconds (2.5 Q).
4.1 50 Q SYSTEM
4.1.1 Pulsed Power System
The pulse forming line (PFL) provides a 200 ns pulse to water gap under
matched conditions (Fig. 4.1). The PFL consists of two coaxial cables (RG-217,
50 O) in parallel, arranged in a Blumlein configuration, as shown in Fig. 4.1. The
matched load has an impedance of 50 Q. The PFL is charged by means of a DC
high voltage power supply (Hipotronics, maximum voltage 30 kV) through a
charging resistor of 100 M fi. The charging time constant of the PFL is 0.8
second. The energy stored in the PFL is transferred to the water gap by means
of a spark gap switch in atmospheric pressure air. The pulsed resistance of the
water gap, measured for distilled water, is 56 kiQ for a pulse duration of 200 ns,
which is large compared to the impedance of the PFL. The system is
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33
consequently mismatched before breakdown, and the voltage across the gap is
twice the applied voltage. A 50 Q resistor is placed in series to the water gap. As
long as the gap does not break down, it has little effect on the voltage across the
gap and the current flowing through it. However, after breakdown, when the
water gap drops to a value small compared to 50 Q, the load resistor (50 Q)
serves as matching resistor for the pulse power circuit and determines both
current and pulse duration after breakdown.
Blumlein Line
RCH
HV DC
j,— AY------^
Spark Gap
Pickup
Coil
Beam Expander
He-Ne Laser
Cell
Filter
ICCD
Camera
Schlieren Stop
Rcvr
FIG. 4.1. Electrical circuits and optical setup. The Blumlein line consists of two
cables (RG -217, 50 Q, 20 m) in parallel, charged with a resistor R ch of 100 MO.
The Blumlein generator produces a 200 ns pulse of 30 kV amplitude with a
matched load RL of 50 O. The current viewing resistor R cvr has a value of 1 O.
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34
4.1.2 Discharge Cell
The discharge cell for the experiment is shown in Fig. 4.2. We have used
an electrode configuration that consists of a plane electrode which in the
experiments served as cathode and a rod electrode with a hemispherical shape
(radius = 0.85 mm) facing the planar electrode, as previously described in [4344]. Both electrodes are made of stainless steel. The gap distance can be
adjusted up to 1 mm with an accuracy of 5 jxm. The two electrodes are placed in
a water-filled stainless steel chamber with a water inlet and outlet, and with
electrical connections for high voltage and electrical diagnostics. The chamber
has two quartz windows for optical access. Distilled water is used with a
resistivity in the range of 2-4 x105 Ocm. The water between the electrodes is
replaced after each electrical breakdown.
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■■H I
FIG. 4.2. Discharge cell. The electrodes are rod and plane shape. High voltage
feedthrough (RG 220) is connected with plane electrode. The rod electrode is
grounded. The gap distance is adjusted through a micrometer which is coupled
with the rod electrode. The cell has windows on both sides for optical access.
Also shown in the figure is a high voltage probe [43].
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36
4.1.3 Flow Systems
To remove the debris generated by the previous discharge, we include a
flow system which allows us to replace the Interelectrode volume. We use two
types of electrode systems, allowing both transverse flow and axial flow (Fig. 4.3).
For the transverse flow system, we introduce the liquid by a side-on nozzle. The
nozzle is 1.8 mm in diameter with a distance of 3 mm from the rod-pin electrodes.
The rod electrode has a semi-spherical shape with a diameter of 1.75 mm; the
pin electrode is 1.3 mm in diameter and has a flat top. The second flow is
realized by guiding the liquid through a nozzle electrode. The nozzle has an inner
diameter of 0.76 mm. The other electrode is a pin electrode and has a diameter
of 0.5 mm at the tip.
A high pressure pump (Kacher) is used to pressurize water with a
resistivity of 4-5 kOcm. For both flow methods, a by-pass valve is used to adjust
the flow speed. The flow pattern can be changed from laminar to turbulent
depending on the flow rates.
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37
FIG. 4.3. Flow systems. Top: transverse flow is introducing from side-on by a
nozzle 3 mm away. Pin and rod electrode are used with a distance 0.13 mm.
Bottom: axial flow is guided by nozzle electrode to flush a pin electrode.
4.2 2.5 Q SYSTEM
The second system operates at energies up to 50 J. We use an all water
pulse power generator (Fig. 4.4-4.S). In this system, water serves as an energy
storage medium and switching medium as well. The water gap serves as a
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38
closing switch for the PFL. After the water gap closes, most of the electrical
energy stored in the PFL delivers to the matched load.
4.2.1 Water Pulse Forming Line
The water PFL is designed with a coaxial structure. The impedance of the
line is determined by the water’s dielectric constant and the distance between the
outer conductor and the inner conductor:
_
138
J
D
4.1
d
The outer radius of the inner conductor is 2”, and the inner radius of the outer
conductor
is2.76”. This yieldsan impedance
conductors areweldless stainless steel.
of 2.5 £X
Thelength
Bothcylindrical
ofthewater-filled
PFL is
approximately 152 centimeters. The length of the pulsed forming line determines
the pulse length of the generated pulse when switch is closing. In our system, it
is approximately 100 ns. To reduce the Ohmic loss during charging, we use
deionized water with resistivity on the order of MQcm.
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39
Shunt
Resistor
Load
Resistor
Water Line
(2.5 Q , 100 ns)
Voltage
Rogowski
I
f'-
Water
Switch
xA/V^s/W j
Rogowski
o'
O1
o sc
Electrodes
ICCD Camera
FIG. 4.4. All-water pulse power system consists of a water pulse forming line (2.5
Q) and a water switch. The PFL is charged by a resonant charging circuit with a
pulsed transformer. The water switch has electrodes of pin and nozzle. The
optical diagnostic is shadowgraphy through a triggered, fast ICCD camera.
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40
FIG. 4.5. Physical setup of the all water pulse power system. Top: the overview
of the pulse forming line, water switch and load. Bottom left: water reservoir,
water switch and load resistors. Bottom right: water gap.
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41
4.2.2 Resonant Charging System
The PFL is charged by a resonant charging circuit through a 1:8
transformer (coupling coefficient k = 0.8) by discharging the primary capacitor
bank (2.1 pF) through a closing spark gap. The resonant charging circuit is
optimized so as to achieve a high charging efficiency. A resonant condition is
realized by insuring [73]:
L i Ci =L2C2,
4.2
Where Li is the primary inductance of the transformer (25 pH), Ci is the
capacitance of the capacitor bank (2.1 pF). L2 is the secondary inductance of the
transformer (2.1 mH), C2 is the capacitance of the pulsed forming line (25 nF).
The charging period is determined by ©=1/(LiCi)a5and the coupling coefficient k.
In our experiments, the charging period is eight microseconds (one quarter of the
charging period). A typical charging current is compared to a simulation in Fig.
4.6. A good agreement is achieved in the first quarter of the charging phase. As
time extends, the Ohmic heating effects may alter the dielectric capacitance of
the water PFL and voltage finally damps due to Ohmic loss in the line. When
voltage reaches the peak magnitude, the water gap breaks down at a self
breakdown mode. The system can be charged up to a voltage of 90 kV,
corresponding to 100 J stored in the PFL. To match the impedance of the PFL,
load resistors are built with fifty low inductance carbon composite resistors (50 Q,
2 W) connected in parallel. The total resistance is 2.5 Q.
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42
Experimental
-10
Calculation
-15
0
20
40
60
80
Time (us)
FIG. 4.6. Measured charging voltage pulse versus simulation results. This is
based on 1.5 kV charging voltage. The parameters of the circuit are: k=0.8,
L1=25 pH, L2=2.1mH, C1=2.1 pF, C2=25 nF.
4.2.3 Discharge Cell
The electrode geometry of the switch gap consists of a pin electrode
1.85 mm in diameter facing a nozzle electrode that allows flow water through the
gap. The nozzle has an inner diameter of 2.0 mm, outer diameter of 2.88 mm,
and serves as the anode. The high voltage pulse is applied to the nozzle. For all
experiments, distilled water is used.
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43
CHAPTER V
DIAGNOSTICS
5.1 VOLTAGE AND CURRENT MEASUREMENTS
The voltages applied to the gaps in liquid discharges are measured by
commercial high voltage probes (North Star Research Co. 200:1, 250 MHz and
Tektronix P6015 A, 1000:1) and a self-made high voltage divider. Commercial
probes allow us to measure the voltages up to 40 kV, which are mainly used in
50 Q systems. We also use a self-made voltage probe to measure the voltages
in the 2.5 Q system. It is a resistor divider consisting of low-inductance carbonfilm resistors and allows us to measure voltages up to 100 kV.
To measure the current flowing through the gaps, we use shunt resistors,
which are in series with the discharge gaps. The current across the gaps is
measured by picking up the voltage drops across the shunt resistors. They have
a very low resistance (<=1 Q) to avoid influencing the impedance of the circuit.
For the current measurement in 2.5 Q system, the shunt resistors are consist of
100 low inductance resistors, each with resistance of 2.2 Q.
5.2 ELECTRICAL DIAGNOSTICS FOR VOLTAGE RECOVERY
To determine the dielectric recovery of the water gap, a pulse-probe
system is used (Fig. 5.1). This system generates two voltage pulses with the first
pulse causing the water breakdown and the second pulse measuring the
dielectric strength of the water. A PFL with coaxial cables as energy storage
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44
elements (RG 214, 50 Q, 4 m) and a spark gap switch is used to generate a
rectangular voltage pulse of 40 ns across the water gap. Before water breaks
down, this load is not matched to the PFL due to the high resistance of the water
gap. After water breakdown, however, with the resistance of the water gap
decreasing to values small compared to 50 Q, the load resistor (50 Q) in series
with the water gap serves as matching resistor. This limits the current pulse after
breakdown to 40 ns, as determined by the length of the cables. The second
pulse is generated by a commercial high voltage generator (Maxwell 40330),
which is triggered by a delayed pickup signal from the spark gap. The voltage
generator is capable of generating the same magnitude in voltage as the first
generator. The second pulse is applied to the water gap with a delay time varying
from 250 ps to 100 ms, corresponding to a pulse rate of 4 kHz to 10 Hz. Since
the voltage of the second pulse across the water gap is determined by the
conductance of the water, the value of the measured voltage serves as a
measure for the recovery of the water gap. The degree of recovery is defined as
the ratio of the breakdown voltage of the second pulse to the breakdown voltage
of the unperturbed water. Complete recovery is achieved when the second pulse
voltage reaches the same magnitude in breakdown voltage as the first pulse.
We also use an alternative pulse-probe system (shown in Fig. 5.2) to
study the dielectric recovery phenomena. A pulse is first generated by a Blumlein
line pulser consisting of two RG-8 cables (50 Q, 12 m) in parallel, charged by a
high voltage DC power supply (Glassman, <20 kV). A spark gap switch is used
as a closing switch to produce a 120 ns pulse. A pickup coil close to the spark
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
gap generates a trigger signal for the second pulse generator. The delay is
variable from 250 ps to 10 ms by a delay generator. The second pulse is
generated by a resonant charging circuit consisting of a 4 nF capacitor and a 58
pH inductor. The capacitor is charged by a second high voltage DC power supply
(Bertan, <30 kV) and discharged by closing a trigatron switch with a jitter of less
than 200 ns. An exponential waveform with a risetime of several hundred
nanoseconds is generated when the trigatron switch closes. The two pulse
circuits are decoupled by a high voltage diode. A load resistor Rl (50 Q) is
connected in series with the water gap. Eight low-value carbon resistors in
parallel are used as a shunt resistor R Cvr (0.3 Q ) to measure the current. The
voltage applied to the gap is measured by a Tektronix high voltage probe and
recorded by a Tektronix oscilloscope (TDS 3052, 1000:1).
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46
Spark
Gap
Cable Pulse
Generator
V -°
Pickup
Coil
Delay
Generator
Cell
Pulse
Generator
FIG. 5.1. Pulse-probe system (double pulse generator). The first pulse is
generated by a cable pulse generator (50 Q, 4 m), which produces a 40 ns pulse
at up to 30 kV with a matched load of 50 Q. The second pulse is generated by a
trigger generator (Maxwell 40330). The interval between the two pulses is
controlled by means of a delay generator that is triggered by the electromagnetic
signal of the spark gap.
HV
AAAt
HV
Triggatron <-
Load
Resistor
CVR
Pickup Coil
Discharge Cell
3.3 uH
Delay
HV Trigger Unit
Generator
FIG. 5.2. Blumlein line pulse-probe system. The first pulse is generated by a
Blumlein line generator which produces a 120 ns pulse. The second pulse is
generated by a ramp pulse generator. The interval between the two pulses is
controlled by means of a delay generator that is triggered by the electromagnetic
signal of the spark gap.
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47
5.3 OPTICAL DIAGNOSTICS
Shadowgraph and Schlieren methods are used to study the temporal and
spatial evolution of breakdown and postbreakdown phenomena by recording the
change in the refractive index of the water. We use only shadowgraphy in the
optical diagnostic of propylene carbonate. Both shadowgraphy and Schlieren
methods are integrated optical systems, projecting optical information along an
axis into the screen. Optical inhomogeneity refracts light rays in proportion to the
gradients of refractive index in the x, y- plane [71], The components of the
angular ray deflection in the x- and y- directions are,
5.1
For the area of extent L along the optical axis, Eq. 5.1 becomes,
„
L 3n
5X = — —- ,
n 0 dx
„
o
1 3n
=— —
n0 dy
__
5.2
where no is the refractive index of the surrounding medium. These expressions
are the mathematical basis of the shadowgraphy and Schlieren system.
5.3.1 Shadowgraphy
A shadowgraphy diagnostic setup is shown in Fig. 5.3a.Before the test
object is inserted into the system, and without the resulting lateral changes of the
refractive index, the illumination is evenly projected into the screen. Once a test
area is in the optical path, the ray becomes refracted because of the lateral
refractive index gradient. Usually, the gradient is the greatest along the edge of
the test object; thus, light refraction is strongest at the boundary area between
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48
the surroundings and test object. The angular ray deflection is 8, as shown in the
Fig. 5.3a. No refraction occurs outside the test object or exactly at its center. At
the screen, an overlap of the deflection angles appears which corresponds to the
L c^n
gradient of the deflection angles. Mathematically, we can express 5X= ------ ,
n0 dx
demonstrating that the shadowgraphy responds to the second spatial derivative
of the refractive index.
5.3.2 Schlieren Method
A Schlieren system requires a focused lens and a sharp knife-edge or
some other cutoff to block the refracted light partially, whereas no such cutoff is
needed in shadowgraphy. The illuminance level in a Schlieren image responds to
the first spatial derivative of the refractive index of the test area, e.g. dn/dx. As
seen in Fig. 5.3b, an object S in the test area blends light rays away from their
original paths. A second lens focuses the ray from each point in S to a
corresponding point on the screen. There are two such rays, one of which bends
upward, the other downward, from a specific point on S. Both rays are deflected
away from the optical focus axis. The upward ray illuminates a point on the
screen, but the downward ray hits the knife-edge and is blocked. It subsequently
appears dark against the bright background. For this particular point of the object,
the phase difference causing the vertical gradient dnldx in the test area is
converted to a light amplitude difference. A finite Schlieren object refracts a
multitude of rays in many directions. All downward components of these rays are
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49
blocked by the cutoff and so only the upward rays shadow a partial picture of the
test object on the bright background screen.
y
Screen
lens
light source
a
lens
lens
Screen
test area
knife-edge
b
FIG. 5.3. a) Diagram of a shadowgraph, b) Schlieren system with a point light
source.
5.3.3 Optical Setup
The experimental optical setup can be seen in Fig. 4.2 and Fig. 4.6. A 10
mW He-Ne laser is used as the light source. The expanded laser beam with a
diameter of 3 mm covers the space between the two electrodes. A CCD camera
[4Picos, Stanford Computer Research] is used to record the Schlieren images
with a temporal resolution of 2 ns through a bandpass filter (632 nm) which
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allows only the laser light to pass. A razor blade is used as Schlieren cutoff. The
camera is triggered by the pickup signal from the same spark gap that serves as
a closing switch for the Blumlein line pulse generator. The recording time
throughout the spark gap breakdown could be controlled by a variable delay time
generator, which is set by the CCD controlling software.
For high energy level experiments, the camera is placed in a shielded
Faraday cage with a pinhole as an optical access to avoid mistriggering from an
increased EM noise. The camera is triggered from the oscilloscope (Tektronix
TDS 640A) at various delay times with respect to the recorded current across the
shunt resistor.
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51
CHAPTER VI
EXPERIMENTAL RESULTS
In this chapter, we present the experimental results of electrical
breakdown and dielectric recovery of water and propylene carbonate obtained
through the electrical and optical setups and diagnostics described in Chapters
4-5. The investigation attempts to delineate various phenomena following the
breakdown and during the process of the dielectric recovery.
6.1 VOLTAGE-CURRENT CHARACTERISTICS OF BREAKDOWN IN WATER
With the 50 Q Blumlein line pulsed power system, a high voltage pulse 200
ns in duration is generated which causes water breakdown. Here, the rod
electrode is anode. Typical electrical voltage and current waveforms are shown
in Fig. 6.1. At an applied voltage of approximately 15 kV (charging voltage V=7.5
kV), which corresponds to an average electric field of 750 kV/cm in the gap, the
gap breaks down approximately 100 ns after the voltage is applied. After
breakdown, the voltage across the gap decreases to values very small compared
to the applied voltage. Voltage oscillations of small magnitude can be observed,
caused by the stray capacitance and inductance in the circuit. The largest
capacitance effect contributing to the oscillation exists between the plane
electrode and the flange at which the hemispherical electrode is installed. Since
this capacitance is discharged quickly after breakdown, it strongly contributes to
the initial phase of the discharge.
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During breakdown, the current increases to a value of I = 150 A, as
determined by the load impedance (V=7.5 kV, Rl=50 Q). It stays constant for a
duration of 100 ns, again determined by the now matched electrical circuit. After
a period of 300 ns, a second current pulse is observed. This pulse is caused by
reflection at the open end of the Blumlein PFL. The energy deposited into the
water gap can be calculated as 20 mJ by integrating the measured voltage and
current (Fig. 6.1). This is approximately 9% of the total energy stored in the PFL
(225 mJ). The remaining 205 mJ is dissipated in the load resistor.
100
05
-100
-200
-20
0
200
400
Time (ns)
600
800
FIG. 6.1. Voltage (solid line) across the water gap and current (dashed line)
through the gap. The high frequency components in both signals are removed by
a 100 MHz low pass FFT filter.
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53
60
V 30
05
0
2
2
4
6
8
10
12
Time (us)
12000
35-
6000
0
-200
0
200
400
600
800
Time (ns)
FIG. 6.2. Top: The charging pulse is applied to the water gap until selfbreakdown causes the voltage collapse. Bottom: The current pulses for 28 kV
(0.5 mm gap) and 63 kV (1 mm gap) breakdown.
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54
80
>
jk:
0
05
70
■■
1mm gap
60 -
(0
t
50 h
>
| 40
0
1 30
0
“
20
• •
•
•
»•
•
••••« ,
0.5m m gap
10
0
6
7
8
9
10
11
Pulse Application Time (^s)
FIG. 6.3. Breakdown voltage as a function of pulse application time for 1 mm gap
and 0.5 mm gap.
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55
For a 2.5 Q, all-water system with a higher stored energy, it takes 8 ps to
charge the PFL (Fig. 6.2). In the experiment, the anode is a nozzle electrode and
the pin is at ground potential. For a 1 mm gap distance, with a breakdown
voltage 63 kV, the resulting peak current is 12 kA, approximately equivalent to
0.5V/Z, where Z is 2.5 Q. It is observed that this current pulse has a duration time
longer than the other current pulse (100 ns, 5.2 kA), which is generated by 28 kV
at gap distance of 0.5 mm. This is because the longer gap causes an increase in
the inductance. A slight mismatch (<15% reflection) is observed in both current
pulses (Fig. 6.2) and could be due to the nonlinearity of the carbon film resistors.
The breakdown voltages for both the 0.5 mm and 1 mm gaps are shown in
Fig. 6.3. These are based on results from 20 shots. The average breakdown
voltage is 33 ± 2.0 kV for 0.5 mm gap and 63 ± 3.0 kV for 1 mm gap. The
average energy stored in the PFL is 15 J and 50 J respectively.
6.2 POSTBREAKDOWN PHENOMENA IN WATER
Schlieren photographs taken during the postbreakdown phase of a 200
pm water gap at various times after breakdown are shown in Fig. 6.4. The
plasma generated during breakdown is visible for more than 1 ps. The
photograph taken at 200 ns also shows, besides the plasma, a shock wave
extending from the inter-electrode area. After 500 ns, a system of shock waves is
visible, with the plasma fading away. At 1.3 ps, an opaque volume between the
electrodes begins to emerge between the electrodes. By 200 ps, it has grown to
millimeters in size. It begins to decay around 500 ps and disappears after 1 ms.
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56
Higher energies of 15 J and 50 J also show the decay of plasma, emission
of spherical shock waves, and opaque volume development (Fig. 6.5). Fig. 6.6
shows the gap 2 ms after breakdown for these conditions. Opaque pockets still
adhere to the electrodes. In both cases, the gaps become free of opaque pockets
after 10 ms. Compared to a low energies, the time for the gap to becomes free of
opaque volume is only about ten times longer even though the energy levels
have been increased by a factor of fifty.
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200 jiS
FIG. 6.4. Temporal development of plasma, shock wave and opaque volume
after breakdown of a 200 pm water gap. Top left is a reference (no pulse).
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58
1|j.s
2 ps
2.5 ps
FIG. 6.5. Postbreakdown events a few microseconds after breakdown for
energies of 15 J and 50 J.
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59
15 J
i
50 J
Ref
2 ms
10 ms
FIG. 6.6. Postbreakdown events several milliseconds after the breakdown for 15
J and 50 J.
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60
6.3 VOLTAGE RECOVERY OF WATER AFTER BREAKDOWN
The presence of the opaque volume generated during breakdown and the
conduction of the gap determine the recovery of water for approximately 1 ms
after breakdown. Higher energy lengthens the recovery time to 10 ms at 50 J.
We shall see that application of high voltage probe pulses during this recovery
time results in breakdown at significantly lower voltages. The value of the
breakdown voltage and the position of plasma formation depend on the time after
the first breakdown. To demonstrate this, we use the pulse-probe system (Fig.
5.1) to diagnose the dielectric strength. The first voltage pulse generates the
breakdown, and by applying a second pulse the electrical voltage recovery is
measured. The first pulse deposits energy stored in the PFL 32 ± 10 mJ to the
gap. The charging time is 100 ± 20 ns. We took shadowgraphs in the probing
phase with different delays after the first breakdown. At 250 ps after breakdown,
the probe pulse causes a breakdown at the center of the gap, with an amplitude
of 3 kV, corresponding to 20% of the full dielectric strength (Fig. 6.7). At 500 ps,
the gap breaks down near the edge of the electrodes at an increased breakdown
voltage of 9 kV (60% of full dielectric strength). This indicates that the recovery of
the gap begins at the center and propagates with time to the edges. After 700 ps,
the breakdown occurs again in the center of the gap at 12 kV (80% of full
dielectric strength). In addition, plasma formation is also observed in the outer
areas, where opaque pockets obviously still exist. At 1 ms, the water gap is fully
recovered, and the breakdown occurs only in the center, where the electric field
is most intense. The breakdown voltage is now 14.5 kV. The changes in
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61
breakdown position indicate the location and the state of recovery at various
times after the first breakdown.
Breakdown Voltage: 3 kV
Breakdown Voltage:9 kV
Breakdown Voltage: 12 kV
Breakdown Voltage: 14.5 kV
FIG. 6.7. Breakdown and plasma formations due to a second probing pulse at
various delays after the first breakdown.
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62
6.4 EFFECTS OF FLOW ON THE RECOVERY OF WATER
From the Schlieren (Fig. 6.4) and shadowgraph images (Fig. 6.7) taken
after breakdown, it is obviously that the opaque volumes determines the
dielectric recovery and dielectrics strength of the liquid. To shorten the recovery
time of the liquid before the time it takes naturally to decay, we need to remove
the opaque volumes.
6.4.1 Recovery of Water with Transverse Flow
The effect of differing transverse flow rates on the recovery of the water
gap is studied with the pin-rod electrode system. Shadowgraphs are taken at
various times after breakdown for static water and for flow rates of 0.56 L/min
and 3.5 L/min, respectively. For static water the recovery time is approximately 1
ms, as shown in Fig. 6.8. A flow rate of 0.56 L/min results in laminar flow (also
shown in Fig. 6.8) and reduces the recovery time from 1 ms to 700 ps. As shown
in Fig. 6.8, at 500 ps, the opaque volume has already been swept away from the
center, however the gap recovery is not complete. For the flow rate of 3.5 L/min,
which causes turbulence (Fig. 6.9), the opaque pocket has been pushed to the
lower part of the electrode system, where it remains.
The breakdown event
always occurs in the volume where the turbulence is confined for three different
times after the first breakdown event. At 250 ps, the breakdown voltage is
approximately 3 kV (18%). At 500 ps and 1 ms, the breakdown voltage is 6 kV
(37%). Turbulent flow does not help the recovery of water and applying a second
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63
pulse causes a large volume discharge at a low voltage at various times after the
first breakdown.
No Flow
Laminar Flow
0.56 L/min
500 fjs
700 ps
FIG. 6.8. Transverse flow in a laminar pattern effectively shortens the recovery
time to 700 ps.
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FIG. 6.9. Turbulent flow does not help the recovery. Applying a second pulse
causes large volume discharge at a low voltage at various times after the first
breakdown.
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65
0 4 i /min
0 R L/m in
FIG. 6.10. Axial flow patterns at different flow rates. A flow rate of 0.4 L/min
creates a laminar flow. Increasing flow rate to 0.6 L/min causes slight turbulence.
Extreme turbulence is seen at flow rate of 1.0 L/min
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66
500 (is
700 |os
FIG. 6.11. Flow pattern after the first breakdown in a) static water b) laminar flow
(0.4 L/min) and c) turbulent flow (0.6 L/min).
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67
6.4.2 Recovery o f Water with Axial Flow
The effect of axial flow on the recovery of the water gap is also studied
using the nozzle-pin electrode system (Fig. 4.3). Highly pressurized water flows
through the nozzle and around the pin electrode. Up to a flow rate of 0.4 L/min,
the flow in this geometry is found to be laminar. A higher flow of 0.6 L/min
creates some turbulence. Further increasing the flow to a value larger than 1
L/min causes extreme turbulence in the gap.
Fig. 6.11 shows the effect of the axial flow on the removal of the opaque
pockets during the postbreakdown phase. At 500 ps, a flow with a rate of 0.4
L/min removes the opaque pockets efficiently than 0.6 L/min. At 700 ps, the gap
between the electrodes for 0.4 L/min is free of opaque pockets. Again, as in the
case of transverse flow, efficient removal can only be achieved if the flow is
laminar. Turbulent flow generally causes opaque pockets to persist in the gap
longer even than with no-flow conditions.
6.5 ELECTRICAL RECOVERY RATE OF WATER
6.5.1 Recovery Rate of Static Water
The development and decay of the opaque volume determines the
dielectric recovery of the water gap. This can also be shown from the results of
the pulse-probe measurements. The first pulse, generated by the cable pulse
generator shown in Fig. 5.1, causes water breakdown in the 200 pm gap at 15 kV,
100 ns after voltage application. The jitter in this breakdown time lag is 40 ns.
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68
The power deposited into the water prior to breakdown is calculated from the
voltage-current waveform as 12 mJ + 2 mJ.
The recovery versus pulse rate (inverse of time between first and second
pulse) is shown in Fig. 6.12. Each data point is based on measurements
obtained from 30 discharges. The breakdown voltage for single shot operation
with a 4 s interval (pulse rate of 0.25 Hz, triangle in this figure) is measured as 14
kV ± 1 kV, corresponding to a normalized value of 1 ± 0.05 with respect to the
voltage of 14 kV. The breakdown voltages are almost identical to the lowest
values obtained with pulse-probe experiments (at 10 Hz). The water gap
recovers almost fully at pulse rates up to 1 kHz. For higher pulse rates, the
maximum voltage which can be applied for the second pulse decreases
drastically. At 2 kHz it has decreased almost 50% with large fluctuations in value
(30%-90%). At 4 kHz only 10% of the initial voltage can be applied.
6.5.2 Recovery Rate of Water with Flow
Optical studies (Fig. 6.11) show that an axial flow of 0.4 L/min for the
nozzle-pin electrode allows us to remove the opaque pockets most efficiently
with the least amount of water compared to transverse flow (Fig. 6.8). This is also
the optimum condition for high recovery rates as shown in Fig. 6.13. The energy
transferred to water by the first pulse (19 kV) is 65 ± 10 mJ. The charging time is
70 ± 14 ns. Each error bar represents the data of 30 shots, normalized to the
breakdown voltage of fully recovered water (16.2 kV). The recovery rate for static
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69
water is approximately 1 kHz with an average recovery of 95%. At recovery rates
larger than 1 kHz, the average recovery is less than 80%.
With a flow of 0.4 L/min (laminar flow), the recovery rate is increased over
the value obtained with static water to 1.4 kHz (95%). At 2 kHz, the average
recovery is 80%. At 2.5 kHz, the average recovery can still reach 60%. For 0.6
L/min (turbulent flow), the recovery is on the same order, or even less than, static
water. At 1 kHz, the recovery is less than that of static water.
T
<u
>
o
o
<D
QC
o
_____________ I_______I ____ .1____1___I . . . i
0.01
0.1
___
...i
I ..
__ I—L -
1
10
Pulse Rate (kHz)
FIG. 6.12. Dielectric recovery as defined by the ratio of the breakdown voltage of
the second pulse to that of the first pulse (14 kV in the experiment). The pulse
rate is the inverse of the interval between the two pulses. The error bars are
based on measurements of 30 pulses. Triangle symbol represents the results of
0.25 Hz.
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70
0.8
0
S
o
0.6
0
DC
0.4
0.2
- © — No flow
—V ~ Turbulent flow 0.6 L/min
—A - Laminar flow 0.4 L/min
0.0
0.1
1
10
Recovery Rate (kHz)
FIG. 6.13. Dielectric recovery for varying flow rates from laminar to turbulent flow.
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71
6.6 POSTBREAKDOWN PHENOMENA IN PROPYLENE CARBONATE
The postbreakdown phenomena and recovery process of propylene
carbonate are studied with the Blumlein line pulse generator (50 Q, 120 ns). For
a 250 pm gap, it requires a voltage as high as 19 kV to cause the gap to break
down, which corresponds an average electric field of 760 kV/cm. The energy
deposited in the gap is calculated as 30 ± 8 mJ. Laser shadowgraphy records the
breakdown and postbreakdown phenomena with variable delays. Some typical
events are shown in Fig. 6.14.
Light emission from the plasma volume is seen until 800 ns after
breakdown. The plasma volume also emits shock waves in intricate patterns that
are similar to the patterns shown for water breakdown. These shock waves can
be observed in several microseconds. However, the propagation direction
changes to toward the plane electrode (8 ps).
When the light emission decays, opaque volumes similar to those
described in water are seen growing in size until they reach a maximum radius at
200 ps. They then begin to shrink until 400 ps when the shape of the opaque
cloud becomes asymmetric. This “opaque clog” phenomenon lasts several tens
of millisecond. An image taken 10 ms after the breakdown shows clogs near 1
mm in diameter appearing near the gap.
After several tens of shots, the colorless propylene carbonate in the
chamber is still transparent, but has changed color in pale yellow, indicating
byproducts have been generated. The pale yellow coloration appears to be
similar to the one described in literature for polypropylene carbonate dissolved in
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propylene carbonate [72]. To separate this yellow component, we mix the treated
propylene carbonate with distilled water. Since propylene carbonate is soluble in
water with the proportion of 16:85, we use water in excess. A viscous pale yellow
liquid turns out not to be resolvable in water and can be separated. The extracted
liquid is dried by keeping it overnight in an oven at 60 °C to obtain the solid
product shown in Fig. 6.15. For -1 8 cm3 treated propylene carbonate after 30
discharges, 0.1-0.5 grams of the byproducts can be extracted. For each
discharge, the energy deposited into the gap is 30 mJ, thus the efficiency to
generate this kind of product is then 0.1-0.6 gram/J.
Raman spectroscopy
(Nicolet 960) is used to identify the structure of the new compound. The Raman
spectra for the generated products and propylene carbonate are shown in Fig.
6.16. Two main differences are seen through the comparison of the spectrums of
the treated byproducts and propylene carbonate. The signal of propylene
carbonate at 1780 cm"1 is shifted to 1730 cm'1. In addition, two signals at 712cm"1
and 850 cm'1disappear and a new signal at 812 cm'1 appears.
The voltage recovery is studied with the pulse-probe system (Fig. 5.2).
The recovery versus pulse rate (inverse of time between first and second pulse)
is shown in Fig. 6.17.
Each data point is again based on 30 discharges. We
have measured the breakdown voltage for single shot operation at 4 s interval
corresponding to a pulse rate of 0.25 Hz (triangle in this figure). We have
replaced the liquid during every shot. The breakdown voltage is measured as 19
kV ± 1 kV, corresponding to a normalized value of 100 ± 5% with respect to the
breakdown voltage of the preceding shot of 19 kV. For pulse rates between 100
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73
Hz and 10 Hz, the recovery percentage does not change and the breakdown
voltages are almost 80% of the values obtained with pulse-probe experiments at
0.25 Hz. For higher pulse rates, the maximum voltage which can be applied for
the second pulse decreases drastically. At 1 kHz, it has decreased to almost
50% with large fluctuations in value (30%-80%). At 2 kHz, only 10% of the initial
voltage can be applied.
FIG. 6.14. Postbreakdown events after breakdown in a gap with propylene
carbonate.
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74
FIG. 6.15. Extracted byproducts after several discharges in propylene carbonate.
The sample is dried overnight in the oven at 60 °C.
2.0
Treated Polymer
&
(A
C
0)
% 10
c6
£
(5
0.8
0.6
0.4
Propylene Carbonate
0.2
0.0
500
1000
1500
2000
2500
3000
3500
Ramman Shift (cm'1)
FIG. 6.16. Raman wavelength shift for propylene carbonate before treatment and
byproducts separated from the treated propylene carbonate after discharge.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
75
1
<D
>
O
o
0)
a:
o
0.0001
0.001
0.01
0.1
1
Pulse Rate (kHz)
FIG. 6.17. Dielectric recovery obtained by pulse-probe system for propylene
carbonate (up triangle data is for pulse rate of 0.25 Hz).
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76
CHAPTER VII
DISCUSSION
7.1 DIELECTRIC STRENGTH OF WATER
The dielectric strength of water in our experiments with a 200 pm gap
consisting of rod and plane electrodes has shown averagely 750 kV/cm. This
value is obtained with a pulse duration less than 200 ns pulse in which the rod
electrode has positive polarity. Similar levels of breakdown strength, 700-800
kV/cm, have been obtained under the same condition as described in [43]. This
value is higher than the 620 kV/cm that Martin’s formula predicts. In a longer
distance gap (0.5-1 mm), when the discharge is generated with a long pulse of
several microseconds and pin electrode is of negative polarity, the calculations
based on Eq. (2.2) yield 385 kV/cm and 420 kV/cm for 0.5 mm and 1 mm gaps,
respectively, taking into account the field enhancement at the pin electrode. The
measured breakdown voltages of 33 kV and 63 kV correspond to electric fields of
670 kV/cm and 720 kV/cm, as calculated by the field simulation software MAGIC
[73]. The values are almost twice those predicted by J. C. Martin’s scaling law. A
comparison of the breakdown strength for two polarities is given in Fig. 7.1. One
can see that for a positive polarity, Martin’s law seems applicable with stressed
time of less than one microsecond. However, for negative polarity with long-term
stress, the values of Martin’s law differ from our experimental results. The
primary differences of our system with Martin’s system on which he based his
empirical law are the effective stressed area (ours, 0.01 cm2, Martin’s, several
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77
cm2) and the gap distance (ours, < 1 mm, Martin’s, several millimeters). Since
these two parameters determine the power deposition volume, we believe that
the breakdown strength may rely on the power density of the pulsing condition.
However, it was found that for gap distances between 100 and 400 micrometers,
the breakdown field has only a slight dependence on the length of the gap [43].
This result suggests that the breakdown strength more likely depends on the
effective area of the electrode.
E
o
>
2
2
0)
c
§
o
■O
0.8
-X
0.6
^gative polarity
to
LCD
CO
0.4
Positive polarity
0.2
2
4
6
8
10
Effective time (ps)
FIG. 7.1. Breakdown field versus pulse application effective time. Solid lines are
plotted according to J. C. Martin’s formula. Hollow circles represent the data
obtained for positive polarity with effective time less than 200 ns. Cross symbols
represent the data obtained for negative polarity with a long pulse application
time.
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78
7.2 POSTBREAKDOWN PHENOMENA IN WATER AND IN PROPYLENE
CARBONATE
The hydrodynamic process after water breakdown is characterized by
three distinct phases with vastly different time scales (Fig. 6.4). The most rapid
changes occur during the first phase which is determined by the decay of the
plasma between the electrodes. It is on the order of microseconds. The second
phase is determined by the propagation of shock waves which are launched
during the expansion phase of the plasma column. The time constant for this
effect is determined by the propagation velocity of the shock waves and the
typical dimensions of the water volume surrounding the gap. The third phase is
related to the development and decay of the opaque volume which emerges from
the space between the electrodes. The time constant is on the order of
millisecond. For higher energy levels, the third phase could be on the order of
tens of miliseconds. It is this phenomenon that ultimately determines the
recovery of the gap.
7.2.1 Boundary Effect on Shock Wave Emission
After breakdown, characterized by a sudden rise in conductance due to
plasma formation between the electrodes, energy is transferred into this plasma
in form of Joule heating. This leads to an expansion of the plasma column which,
similar to a piston as described in Chapter 3, drives shock waves radially outward.
The shock waves appear in the Schlieren photographs as dark lines with bright
edges. The observed shock wave structure is rather complex, as shown in Fig.
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79
6.4. In order to understand the shock wave structure, a description of shock wave
propagation in similar geometrical optics (ray approach) has been used [74]. The
rays areperpendicular to the wave fronts (Fig. 7.2).The wave emission
source S
is assumed to be located in the center between the two electrodes.The directed
ray trajectory, from S to A, describes the primary directed wave expanding in the
water. When the primary directed wave hits the plane electrode, reflection and
refraction occur at the interface between the water and stainless steel. Snell’s
law can be applied to describe the effects at the interface:
Vi sinoc2 = V2 sinaj
7.1
where Vi and V2 are the sonic velocities in the mediums 1 and 2 respectively, and
ai and 0 C2 are the angles of incidence and refraction respectively. In our case,
medium 1 is water and medium 2 is stainless steel. The sound velocity in water is
1.48 km/s and in stainless steel it is 5.79 km/s. Consequently, for a shock wave
incident from the water, the refracted wave in the electrode is bent towards the
plane of incidence (ray SED). This holds for all angles of incidence smaller than
the critical angle. The critical angle <xc is calculated as 14.8° by
otc= arcsin(vi/v2)
7.2
For an angle of incidence equal to ac, an acoustic wave propagates along
the plane electrode surface for a certain distance SN, i.e., critical distance, which
is determined by the critical angle. It is constantly refracted back into the water
with the same angle ac (such as ray SFN and ray SFGH). These rays result in
head waves, which propagate as a surface wave at the acoustic velocity of
stainless steel. For an angle of incidence larger than the critical angle, total
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80
internal reflection occurs. The totally reflected wave, characterized by the ray
SBC, has a smaller wave front curvature than the directed wave.
directed wave
stainless steel
water: v
7 reflected wave
source
head wave
refracted wave
stainless steel: v.
FIG. 7.2. Ray paths between stainless steel electrodes in water (vi < V2 ). The
direct ray is SA, the reflected ray is SBC, the refracted ray is SED (invisible in the
Schlieren photographs), and the critically refracted ray is SFGH (head wave).
The critical distance of headwave is SN with the corresponding ray SFN.
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The directed wave, reflected wave, and head wave can be seen in Schlieren
photographs (Fig. 5.4, 200 ns - 2 ps). In addition, from the velocity of the shock
wave it is possible to calculate the pressure gradient in the shock wave, which is
the difference of the pressure in the undisturbed water in front of the shock wave,
Poo, and the pressure p right behind the shock wave. In order to calculate the
shock wave velocity dependent on time after breakdown, the distance SA (Fig.
7.2) is taken from the Schlieren images (Fig. 6.4) for an angle of a=30°, and the
values are divided by the time of observation. The differentiation of the various
distances SA with respect to time provides the velocity of the shock waves vs.
The time interval for this calculation ranges from 200 ns to 1.3 ps. For longer
times the shock wave has passed the observable volume. The angle of 30° is
chosen because for this angle the wave can be considered spherical. This shock
wave expansion radius is shown in Fig. 7.3 (squares). An extrapolation (dashed
line) to time zero gives us the initial size of the shock wave source as
approximately 270 pm. From the shock wave velocities vs, the pressure, p, can
be calculated by [75]:
P = C)Pov s[10^Vs~v^ /C2 - l ]
+ pw
7.3
where Ci = 5190 ms'1, C2 = 25306 ms'1 are empirical constants determined from
Rankine-Hugoniot data, v-i = 1483 ms'1and po= 998 kgm*3 are the sonic velocity
and density of the undisturbed water, respectively, and poo is the pressure in the
unperturbed water.
The calculated pressure versus time is shown in Fig. 7.3. It can be seen
that the pressure for the direct wave (SA) decays rapidly from 1000 MPa to 200
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82
MPa close to the shock wave source (between 270 pm and 2.7 mm). For
distances in the centimeter range, the shock waves would be dampened to
values which don’t pose any hazard to the mechanic stability of the discharge
chamber. This holds for all discharge parameters used in our system. The
boundary also affects the impedance of the shock wave, as discussed by Murata
et al. [76],
2.5
1000
(0
CL
^
800
20 ^
E
600
1.5 8
c
03
V)
1. 0 q
400
CL
0.5
200
0.0
0.2
0.4
0.6
0.8
T im e (ps)
1.0
1.2
FIG. 7.3. Dependence of measured distance of primary shock wave (square)
from source S (Fig. 6.2) versus time after breakdown, and the calculated shock
wave pressure. The values extrapolated to time zero indicate source diameter of
270 pm, which corresponds to an initial pressure of 1000 Mpa.
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83
7.2.2 Energy Dependence of Shock Wave Emission in Water
The breakdown of the water gap at higher switching energies is expected
to deposit more energy into the gap. The fraction converted to mechanical
energy in the form of shock wave is also expected to increase. This is a factor
that needs to be investigated to determine the acoustic energy conversion ratio
and the safety of the discharge cell, especially, in the case of repetitive
discharges.
Fig. 7.4 shows the expansion of the shock wave for 50 J, 15 J and < 1 J. It
reveals that the expansion of the shock front satisfies a power law as given in
Chapter 3:
R =ata
3.18
By fitting the curve, we are able to obtain a = 4.02, a = 0.475 for 50 J and a =
3.091, a = 0.4483 for 15 J. The initial kinetic energy, E, is calculated as 3.091 J
and 4.02 J for 15 J and 50 J respectively. This shows that for an increase of
energy, the percentage of energy that is converted to shock waves (20% for 15 J
and 8% for 50 J) decreases.
This tendency can be explained by the fact that the inductance of the
water gap is increasing as the gap distance (and energy) is enlarging. As shown
in the current signal (Fig. 6.2), for 15 J, the current decay time is much less than
for 50 J since the decay of the current depends on the inductance of the gap and
the circuit inductance, which is invariable when the gap is changed. Due to the
limitation of our electrical diagnostics, the rise times for both current pulses
appear with no appreciable difference. However, from the decay time of the
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84
current pulses for 15 J and 50 J, we can still deduce that the current risetime is
slower for 50 J than 15 J. The current risetime indicates how fast the plasma
conduction channel is building up and how fast the plasma piston is expanding.
Faster expansion of the plasma piston should result in a larger percentage of
energy going into the shock wave for 15 J than 50 J.
50 J
10
to
3
T3
to
DC
-*-«
c
O
u_
.is:
A
o
o
< 1J
JZ
10
A
0.1
1 »- t 1 » 8
-■
1
»
t
i
i
i
t
I
10
Tim e (us)
FIG. 7.4. Shock wave developments for energies up to 50 J.
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85
The pressure, ps, in the shock wave front, can be estimated by [75]:
J ps2dt - E sp0co/47tRm2
7.4
where po is the unperturbed density, Co is the speed of sound in water, and Rm is
the distance from the emission center. For a spherical shock wave front of 1 cm
radius, corresponding to an expansion time of 5 ps, with Es = 4 J, Eq. 7.4 yields a
pressure of 2.6x107 Pa (approximately 260 atm). At a radius of 2 cm, the
pressure decreases to 6.3x106 Pa, which a stainless steel chamber with
dimensions of several centimeters should be able to withstand. In a much higher
energy experiments [40], 8% of the total dissipation of 1.5 kJ is radiated as
acoustic energy. After a discharge 50 ps at a distance of 21 cm from the 7.6 cm
long gap, a pressure of 107 Pa was measured.
It is noted that Eq. 3.18 does not fit for low energies (< 1 J) and results in a
large error. Since our data for low energy are obtained with rod-plane electrodes,
this could be due to the boundary effect of the electrodes modifying the
expansion as describe in 7.2.1, whereas the expansion law is based on shock
expansion in free space.
7.2.3 Shock Wave Development in Propylene Carbonate
The shock wave in propylene carbonate shows the same emission pattern
as seen in water and also has the dependence on electrode boundary. The
temporal and spatial evolution of the shock wave in propylene carbonate is
shown in Fig. 6.5, based on data from Fig. 5.14. Although the total energy
dissipation in water (~20 mJ) is slightly less than in propylene carbonate (-30
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86
mJ), the shock wave in water is stronger than that in propylene carbonate. For
initial value (t=0), an extrapolated pressure for propylene carbonate is 550 Mpa,
which is almost half that of water.
An energy balance analysis of electrical breakdown in liquid has shown
that the energy deposited into the discharge gap can be converted into the
thermal energy of the heating of plasma, mechanical energy of shock wave,
radiation energy, and other forms [77], Among these, the heating energy of the
plasma is the dominant form, which then heats the liquid into vaporization. For
liquids with different physical properties, the fraction of energy that is dissipated
into each form may be different. For example, as shown in Table 1.2, the heat
capacitance of propylene carbonate is nearly three times high than water; we
then expect the thermal heating required for plasma formation in propylene
carbonate to require more energy than that in water, which could explain the
phenomenon observed in Fig. 6.5. Here, we assume the liquid (water and
propylene carbonate) within the plasma is completely evaporated, but neglect the
heat dissipation due to heat conduction.
We also assume an isobaric
evaporation and use specific heat to account for the amount of energy consumed
for the vaporization of Vp, the plasma volume.
For the initial plasma volume, although we do no have very accurate data
from the extrapolation to the initial point where the plasma channel is formed, we
are able to obtain a rough size of the initial plasma channel. As we have already
seen, for water the extrapolated value is 0.27 mm. Following similar approaches
to extrapolate the development of shock in propylene carbonate, we obtain an
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
87
initial plasma radius of about 0.26 mm, which indicates the initial plasma volume
is roughly the same as water.
The energy required for the heated material to be transformed into vapor
with vaporization temperature Tv is given by:
Ev-poVp[Cp(Tv-To)]=poVpCpAT
where, po is the density of the liquid, cp is the specific
7.5
heat capacity,
T0 isthe
temperature at ambient state, usually 20°C . Tvfor water is 100°C, for propylene
carbonate is 242°C. The density of water is 1000 kg/m3 and propylene carbonate
is 1180 kg/m3 . The specific heat capacity for water is 4.18 kJ(kg°C)~1 , for
propylene carbonate 2.18 kJ(kg°C)'1.
A calculation gives that, for the same
amount of volume in liquid phase, such as for a cylindrical volume with length of
260 pm, diameter of 200 pm, the energy required to heat the propylene
carbonate is 34 mJ, which is 1.7 times higher than that for water 20 mJ. Thisfact
could explain why propylene carbonate has less energetic shock wave emission
than water since a larger amount of energy needs to be converted into heating
and vaporization. This also indicates that the real plasma size is smaller than the
value extrapolated from the shock expansion.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
88
3.0
1200
2.5
Water
800
g
T3
«
OL
-s
O
JZ
m
(A
Propylene Carbonate
Water
0.5
Propylene Carbonate
0.0
0.3
0.6
0.9
1.2
0.0
Time(ps)
FIG. 7.5. Pressure carried by shock wave and the shock radius after breakdown
in propylene carbonate. Pressure and shock radius for water are also shown for
comparison.
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89
7.2.4 Optical Properties and Dynamics of Vapor Bubble in Water
While the shock waves travel through the water gap rather quickly, it takes
a long time for the opaque volume between the electrodes to develop and then
decay. From the pictures shown in Fig. 5.4, it can be seen that the opaque
volume originates from the center area between the two electrodes, and
becomes visible at about 1.3 ps. It expands for 0.2 ms and disappears after
about 1 ms. The opaqueness can be explained by a change in the index of
refraction, which lead us to believe that the volume consists of water vapor
generated by the large input in electrical energy into a small volume during the
breakdown and expansion of the plasma. The energy density is sufficient to heat
the water to its point of evaporation and to provide enough latent heat to cause a
phase change.
For the differences in the index of refraction (liquid water (n = 1.33) and
water vapor (n = 1)), the laser light used for Schlieren photographs (633 nm) is to
be largely deflected, and the vapor bubble appears to be opaque. This is shown
schematically in Fig. 7.6. The assumption that the opaque volume represents an
expanding water vapor bubble is supported by a model that describes the
expansion of such bubbles [78]. The radius of a bubble is, according to this
model, dependent on time as described by the following equation:
R=R0+ Ct0'4
7.6
where Ro is the initial radius of the bubble, and C is a constant related to mass
and the kinetic energy of the water surrounding the bubble. The radius of the
opaque volume R can be obtained from Schlieren photographs in the temporal
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range from 1.3 ps to 0.9 ms. As shown in Fig. 7.7, R is proportional to t0'4 in the
expansion phase (< 200 ps), which is in a good agreement with bubble model.
An extrapolation to time zero gives us the initial vapor bubble size Ro = 265 pm,
which is close to the source size obtained from shock wave measurements.
When the pressure inside the bubble decreases below the pressure of the
surrounding, undisturbed water, the expansion stops and collapse begins (>200
ps). It can be seen that by 1 ms, the bubble has vanished. Compared with the
expansion stage, the decay process of the bubble seems to be random and
takes a longer time (200-1000 ps) than the expansion (< 200 ps).
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91
Laser Beam
/
Bubble \
Shadow
FIG. 7.6. Deflection of He-Ne laser light at vapor bubble (n = 1), in water (n =
1.33), and the resulting image of the bubble.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Radius (mm)
92
1
0.1
-A
1
1 - ± . - l _ . X - i ._ i---------------
10
I
t
S
t
a
t
t
100
■ D
I
8
I
».
I
1 ,t 1 L -
1000
Time (us)
FIG. 7.7. Radius of the vapor bubble, R, versus time. The experimental values
(squares) agree well with the results of a model (dashed line).
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
93
7.2.5 Onset of Breakdown in Water
The parameters of the initial plasma can be derived based on our results
of postbreakdown phenomena such as shock waves and vapor bubbles. The
source of shock waves and the initial vapor bubble is assumed to be identical to
the volume occupied by the plasma column. The size of the plasma channel (270
pm) is on the same order as the gap length. This plasma column contains an
energy of 46 mJ, calculated by the ideal gas equation W = p0Vo, where po is the
pressure of 1 GPa, Vo is the volume of a cylindrical plasma with a radius of 270
pm and a length of 200 pm. This energy is more than a factor of two larger than
the electrical energy input of 20 mJ from the circuit indicating that the original
plasma size has a radius a factor of 1.5 smaller than extrapolated value (270 pm)
in Fig. 7.3.
If we assume the gas number density n, is determined by the
vaporized water in a volume V 0, a gas temperature T = p0Vo/nRc =2200 K can be
expected, where Rc is the gas constant.
7.2.6 Energy Dependence of Vapor Bubble in Water
For energies up to 50 J, it takes less than 1 ms for the vapor bubbles to
reach their maximum expansion, as shown in Fig. 7.8. The maximum bubble
radius Rmax (in mm) and the time W
(in ms) to reach it are related by the
Rayleigh equation [79]:
tmax = 0.915Rmax(p/Pa)
7.7
where p = 1000 kg/m3 and pa=1.0x105 Pa, Eq. 7.7 is equivalent to
tmax/ Rmax = 0.0915
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7.8
94
For < 1 J, 15 J, and 50 J, tmax is 0.2 ms, 0.6 ms, and 0.9 ms. Rmaxis 2.85
mm, 7 mm, and 10 mm. Obviously, as the energy increases, the maximum
bubble size does not grow linearly and is not strongly dependent on the energy
changes.
The energy of a spherical bubble is:
WB =47t(po-pv)Rmax 3
7.9
where p0 = 0.1 Mpa, pv = 2230 Pa at 20 °C [80]. Calculations give the bubble
energy for < 1 J Wb 6.5 mJ, for 15 J, Eb is 0.146 J, and for 50 J case, Eb 0.42 J.
One can see that the kinetic energy for bubble expansion is very small compared
to shock wave radiation.
The vapor bubble decays after tmax- Fig. 6.6 shows that 10 ms after
breakdown, for both of 15 J and 50 J, the gaps become free of vapor. Compared
to the recovery of a water gap at 1 J, the recovery time at 50 J takes only about
ten times longer although the energy levels have been increased by a factor of
fifty.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
50 J
10
-
E
E.
A
aA ■■ "
CO
5
TJ
CO
A
m
■
15 J
"
-
(Z
■
0)
JD
JD
ZS
•
-
CD
-
•
•
•
<1J
•
•
A
9
*
•
•
9
A
•
•
i
1, 1
w
...................8
•
. .
.......... »n ■■■»
i
i
i i J .........................< .........
10
- a ....................... 1. 1
jj.I
------ --------- 1.........
100
«. ..
1000
Time (us)
FIG. 7.8. Bubble radius expansion in water for energies up to 50 J.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
96
7.2.7 Dynamics of Vapor Bubble in Propylene Carbonate
Fig. 7.9 shows the expansion of the vapor bubble after breakdown in
propylene carbonate. Based on Eq. 7.7, we use the experimental value Rmax =
2.5 mm to calculate the time tmax as 0.24 ms. This is in agreement with the
experimental data of 0.2 ms. The vapor bubble expands in nearly the same
manner as water and can be predicted by Eq. 7.6. This supports that vapor
bubble expansion is not strongly dependent on the energy, as shown in Section
6.2.5, which changes as the shock wave expands. An extrapolation indicates the
initial bubble formation of propylene carbonate is the same size as that in water.
At longer times (> 4 ms), the black clogs (Fig. 6.14) cannot be explained as
bubbles, suggesting new products are generated, which will be discussed later.
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
97
■
water
o
Propylene carbonate
o
■
.
Radius (mm)
o
o
”
m P
s
O
■
o
o
°
o
■
ofi
■
■
■
■
m
■
o
.
O
°
m
m
■
o
1
m
o
10
100
................. ---------------1000
Tim e (ps)
FIG. 7.9. The expansion of the vapor bubble for propylene carbonate. As a
comparison, the vapor bubble expansion for water is also shown.
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98
7.2.8 Effect of Vapor Bubble on the Dielectric Strength of Liquids
In the dielectric recovery of the water after breakdown, the expansion and
decay of the vapor bubble determine the dielectric strength. This is supported by
the shadowgraphs (Fig. 6.4, 6.7) and electrical pulse probe measurement results
(Fig. 6.12). The dependence of the dielectric recovery of the water gap on the
time required to eliminate the water vapor bubble can be understood in terms of
the dielectric strength of water vapor versus liquid water. The dielectric strength
of gases or vapors is always lower than that of liquids. Consequently as long as
there are pockets of vapor between the electrodes, the dielectric strength of the
gap will be less than that of the water gap without vapor inclusions.
Assuming the vapor/gas pockets left by the previous discharge remains
near the inter-electrode volume, a simple model can be shown in Fig. 7.10. The
electric field in a spherical gas bubble, which is immersed in a liquid of permitivity
siiq is [81]:
Eb=3E0/(s,iq+2)
7.10
where Eo is the field in the liquid in the absence of the bubble. When Eb reaches
the ionization field of the gas, (in air 30 kV/cm), partial discharge can occur in the
vapor pockets. Assuming Eo=650 kV/cm, which is usually lower than the
breakdown voltage of water for a submicrosecond pulse, we obtain Eb = 20
kV/cm, which is close to the breakdown voltage 30 kV/cm of air. This may cause
the partial discharge observable in the vapor pockets in Fig. 6.7. In addition, field
enhancement in the remaining liquids due to existence of vapor bubble, can also
lower the hold-off voltage of the gap.
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99
Electrode
Electrode
*►
E/Eo
A
1.3
1.0
0.034
Average E-field without
bubble
distance
FIG. 7.10. The expansion of vapor bubble for propylene carbonate. As a
comparison, the vapor bubble expansion for water is also shown.
The voltage drop across the gap is:
U -E liq(d1+d3)+Ebd2
7.11
here, d=di+d2 +d3 is the electrode distance. We have already seen that Eb is
lower than E0; for a given total voltage potential, this will cause field
enhancement of E|jq (greater than Eo) so as to maintain the potential. For
example, if there is a spherical bubble with a diameter of 50 pm presenting in the
center of a 200 pm gap, we are able to obtain 30% field enhancement (Fig. 7.10).
Here, the field enhancement is defined as the ratio of the electrical field along the
axis to the average field with bubble. This effect indicates a voltage applied that
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100
is lower than the hold-off voltage without bubble could possibly cause the whole
gap to break down.
7.2.9 Increasing the Recovery Rate of Liquids
All of the gas-filled bubbles that are present in subsaturated liquid should
dissolve away if the ambient pressure is sufficiently high [82]. One approach to
accelerate recovery is to use flow instead of waiting for the natural dissolution
process. This is already proven for 50 Q systems, as shown in the pulse-probe
results in Fig. 6.12. The recovery rate has been increased from 1 kHz to 1.4 kHz.
For higher energies, up to 50 J, a rough estimate indicates an axial laminar flow
of 1 L/min can replace the water volume in the for 1 mm gap within 1 ms.
However, turbulent flow needs to be avoided since the gas dissolved in the liquid
could be released by the imbalanced pressure and adsorb to the electrodes.
Epstein and Prosperetti found an approximate time for the dissolution of a
bubble in a liquid initially at uniform gas concentration a*,, through a mass
diffusion process [83]. For a bubble of radius R, in a liquid at a fixed ambient
pressure P®, the typical duration of the shrinkage of the bubble is roughly given
as:
P°[R(0))i
7.12
2aG(cs- c J
where cs=
P g e /H , Pge
is the partial pressure of gas in the bubble,
Pge=
P«-
pv+2S/R, H is Henry’s law constant, S is the surface tension of bubble and R is
the bubble size. For a 10-micrometer bubble, a complete dissolution takes about
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101
2.5 s. This prediction may be long compared to our results however, it does
point out that one approach to shorten the bubble dissolution is to apply a higher
pressure p*,. It is expected that doubling pressure, for the same size of bubble,
can reduce the time of the dissolution by half.
7.3 BREAKDOWN IN PROPYLENE CARBONATE
The black clogs that appear 4 ms after breakdown in propylene carbonate
(shown in Fig. 6.14) can be explained as a new, generated product. The plasma
channel formed during the breakdown has a temperature as high as at least
several thousands Kelvin degrees, which is not only enough to heat the liquid
into vapor phase but also provides suitable conditions for degradation of the
liquid. This could cause polymer formation during the discharge. As shown in by
Soga et al., the polymers can be formed at 440 K with certain ionic mechanism in
propylene carbonate [72].
The temperature of the plasma in propylene carbonate could be roughly
evaluated by means of equation state, as shown in Section 7.3. The initial size of
the plasma column has similar dimension as that formed in water breakdown, in
our case, 260 pm. This could lead to a similar temperature of several thousand
Kelvin degrees, which is much higher than 440 K, the temperature required for
polymerization of propylene carbonate. Polymer formation has been proved by
our extraction from the treated propylene carbonate. The degraded products are
isolated by dissolving the propylene carbonated in excess of water and solidified
by drying, which confirms the polymer has been formed. Raman spectrum (Fig.
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6.16) has shown that the C=0 signal in the Raman spectra of propylene
carbonate is at 1780 cm' 1 and it shifted to 1730 cm' 1 in the polymer. This is
because the carbonate group in propylene carbonate is incorporated in a five
member ring with some strain on the O-C-O bond angle. The signal of C=0
group of strain free carbonate is expected to be 40 to 50 cm' 1 lower than the
signal of a cyclic carbonated group. Upon polymerization the ring structure
breaks, and the product contains an open chain structure as shown in Fig. 7.11,
explaining the shift of the C=0 signal from 1780 cm'1 to 1730 cm'1. Another
change in the spectra is that two signals, at 712 cm'1 and 850 cm'1, disappeared
and a new signal at 812 cm'1 appeared. We assume these signals are due to CO single bond which is in a five member cycle in the propylene carbonate and in
an open chain structure in the product polymer.
CH3
CHj
CHj
CH— O
3*
CHj—-O'
Propylene carbonate
H~ CH-jCH—OCG—CHCH2*—0 ^ 5ii
O
Polypropylene carbonate
FIG. 7.11. Propylene carbonate degrades into the polymer polypropylene
carbonate.
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103
CHAPTER VIII
SUMMARY
Electrical breakdown and the following hydrodynamic process in water
and propylene carbonate are explored using submillimeter gaps. Independent of
polarity effect, breakdown strengths of water are found to be between 600 and
750 kV/cm for both short pulse (< 200 ns) and long-term stress (7-8 ps). The
dielectric strength of water, up to 750 kV/cm, indicates that an energy storage
density of at least 2 J/cm3 can be achieved. In addition, applying water as high
power switching medium allows a reduction in the size of high power switches
considerably as compared to gaseous switches in addition to reducing switch
inductance.
Three processes characterize the postbreakdown phase of a water gap:
decay of discharge plasma, emission of shock waves, and formation and decay
of vapor bubbles. The process with the fastest time constant is the decay of the
plasma as indicated by the decreasing light emission from the switch plasma.
The time constant is on the order of one microsecond for energies less than 1 J.
The second postbreakdown process is the propagation of shock waves emitted
from the plasma. The time constant of the second phase is dependent on the
shock wave velocity, which in turn is dependent on the plasma pressure
(pressure values of up to 1000 MPa were calculated) and the dimensions of the
discharge cell. In our system, the time constant is several microseconds. The
third process is the formation and decay of a water vapor bubble. The energy
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104
deposited into the plasma is eventually transformed into thermal energy, leading
to a phase transition from liquid to vapor in a small volume between the
electrodes. The vapor expands in the form of a bubble until pressure balance is
achieved. It then decays, although not necessarily through symmetric radial
contraction, as seen in the Schlieren photographs. The final process is on the
order of one millisecond and determines the full recovery of the water gap.
The studies of postbreakdown have been extended to higher energies, up
to 50 J.
The percentage of energy converted to shock wave decreases as
energy rises. For 15 J, the shock energy is calculated as 3 J, accounting for 20%
of the total stored energy. It decreases to 8% (4 J) for 50 J. The pressure carried
by shock waves at 50 J is 2.6x107 Pa (approximately 260 atm) for a spherical
shock wave front of 1 cm radius, corresponding to expansion time of 5 ps. At a
radius of 2 cm, the pressure decreased to 6.3x10s Pa. The vapor bubble
expands to its maximum radius, 1 cm, in less than 1 ms for all energies up to and
including 50 J. The vapor bubble decays approximately 10 ms after breakdown,
indicating a full recovery. Although the energies have been increased by a factor
of 50, the recovery time does not take 50 times longer compared to energies less
than 1 J. For much higher energy switch operation (>100 J), the formation of
shock waves and the possible damage to the discharge chamber needs to be
considered in repetitive operation mode. Because of the rapid decay of the
pressure carried by shock wave, the simplest way to prevent damage is to
provide large volumes of water around the discharge gap. For fast switches with
low inductance, this might not be a practical option. Mechanical reflectors would
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105
need to be installed to deflect the shock wave and guide it into areas where the
shock wave energy can be safely dissipated [84].
The spatial and temporal postbreakdown and dielectric recovery has been
extended to another polar liquid, propylene carbonate. Plasma formed in the
discharge decays on the order of 1 ps, which is in the same range as that in
water breakdown however shock wave pressure (initial value) is about two times
less. This phenomenon is considered to be due to a larger fraction of energy
being converted into heating instead of to shock mechanical energies. The vapor
bubble expands to its maximum size of 2.48 mm, close to that of water vapor
(2.85 mm), nearly 200 ps after breakdown. Besides the decay of the vapor in the
long-term dielectric recovery process, polypropylene carbonate, a polymer
formed in the discharge, is observed 4 ms after breakdown. The size of the
polymer is a half-millimeter which is eventually dissolved in the liquid propylene
carbonate.
Electrical pulse-probe systems support that the dielectric recovery is
determined by the presence of the vapor left by the previous breakdown. For
static water and energies less than 1 J, when pulse rate reaches up to 1 kHz, the
dielectric strength is at the same level as the fully recovered water, indicating the
recovery time is 1 ms. For higher pulse rates (greater than 1 kHz), the dielectric
strength is not recovered fully, which is a consequence of the low dielectric
strength of the vapor bubble and the breakdown in liquid caused by field
enhancement. This is confirmed in the pulse probe experiments of propylene
carbonate, which demonstrate an even lower voltage recovery rate not only
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106
because o f the presence of the vapor but also because of the generated polymer
cluster.
The relatively small discharge volume enables us to use flow to quickly
remove the bubble generated during discharge, allowing the gap to operate at a
high repetition rate. The efforts to accelerate the recovery of the water after
breakdown instead of waiting until it recovers naturally have been successfully
proved. Laminar flow from both the transverse direction and axial direction
successfully eliminate the vapor pockets more quickly than in controls. Pulseprobe experiments have shown the recovery rate can be increased from 1 kHz to
1.4 kHz for axial flow, in which one electrode is a nozzle introducing a moderate
flow of 0.4 L/min. A recovery rate of 0.5 -1 kHz can be achieved for energies of
50 J per switching cycle with proper laminar flow. This is the same rate as an oil
switch [85]. Turbulent flow deteriorates the recovery rate and needs to be
avoided. However, it creates a large volume discharge by a relatively low
magnitude voltage, which is favorable in water treatments.
Finally, compact, high pulsed power systems can be realized by making
use of water as a dielectric in the energy storage and switching medium [86-87].
An all-water system has shown that with a hold off voltage 20 kV, the voltage rise
time is in the ns range [88]. The repetition rate of 0.5 kHz is realized in a burst
mode. Propylene carbonate, due to its slow recovery time, may require rapid flow
if it is to be used as a switching medium.
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107
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115
APPENDIX A
THERMAL RADIATION OF THE PLASMA IN WATER DISCHARGE
Barnes and Rieckhoff found the spectral energy density of plasma
radiation to be in the wavelength between 300 nm and 900 nm, which closely
resembles the spectral distribution of a blackbody radiator [55]. The spark in
water breakdown created by a short pulse (<200 ns) of electrical field 750 kV/cm
emits continuum radiation peaked at 380 nm [56], No line radiation was observed.
A comparison with blackbody radiation provides a plasma temperature
corresponding to an energy between 1 eV and 2 eV.
In an arc discharge under breakdown field between 200 and 500 kV/cm
with an energy >1000 J in the arc, the light observed in water is consistent with a
temperature T >1 eV [37]. OH absorption lines dominate the emission spectrum.
The spectral distribution of emitted light between 360 and 410 nm could not be
adequately fitted to a blackbody emission profile.
Blackbody radiation is emitted by a plasma which is in thermodynamic
equilibrium [57]. In plasma, it is mainly the electrons that contribute to this
radiation; if the electrons are in equilibrium, even if the ions are non-Maxwellian
or at a different temperature, we may discuss blackbody equivalence. Radiation
power density for a black body is given as [58]:
Wrad= 5 (100 r) (T/30)4 GW/cm
A. 1
Where T is the temperature in eV and r is the plasma radius in cm. For example,
Wrad = 5 GW/cm when T = 30 eV and r = 0.01 cm. For a low temperature
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116
blackbody radiator (1 eV), Wrad drops to nearly 5 kW/cm. Thus, the plasma
radiation plays a minor role in the energy balance of the discharge.
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117
APPENDIX B
FLUID MODEL
The problems of treating a flow involving a discontinuity can be completely
determined by the three conservation laws and entropy conditions.
Momentum condition gives:
<5M
<3
,2/
.
„
— + — (M /p + p)=0
8i dr
. „
A.2
Mass flow condition can be written:
dp | SM
dt
dr
3k (— )
A 3
RL
Here we include the average increment of mass due to the vaporization of the
plasma-liquid layer. ki_ is the thermal conductivity of water. The heat supplied to
&~T
the interface from the plasma is:47tR2kL(— )r=R, the rate of mass change is then,
dr
3k L(fr) r= R
^ ----- , where L is the heat of the evaporation of the liquid.
RL
In the energy conservation, we account for the Joule heating source and heat
dissipation due to diffusion:
— W + — [M(W + p)/p + kL— ] = J2/G,
dt
dr
L dr
1
A.4
where W=p/(y-1)+^-pv2 . G is the conductance, G= G 1 +G2 , G 1 is the conductance
of the thermal plasma (Gi=7tR2A,(T)Weff), X is the electrical conductivity of the
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118
partially ionized plasma (A=
VmekT
XGe i+ ( l - x ) C T ea
, where x =n/n is the ionization
degree, crei and aea is the cross section for electron-ion collisions, uea is the cross
section for electron-neutral particle collisions), and G2 is the conductance of the
circuit.
The external circuit supplies electrical energy to the fluid motion through
the current (or current density).
A.5
Where L is the circuit inductance, C is the circuit capacitance and Uo is the initial
charging voltage of the capacitor. With the Tait equation relating pressure and
density in water, p=B[ (p/p)r -1 ], equations A.2-A.5 form a closed set of
equations and give a full description of the plasma channel expansion due to
Joule heating. Numerical solution can be given by finite difference schemes
combining a random choice algorithm.
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119
VITA
Shu Xiao
Education:
Doctor of Philosophy (Electrical Engineering), Old Dominion University,
Norfolk, Virginia December 2004
Master of Science (Microwave Engineering), University of Electronic
Science and Technology of China, Chengdu, Sichuan, China, August
1999
Bachelor of Science (Physics), Gannan Teacher College, Jiangxi,
China, July 1996
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.