Perspective
Genre, Intertextuality,
and Social Power
Charles L. Briggs
VASSAR COLLEGE
Richard Bauman
INDIANA UNIVERSITY
This article addresses the relationship between discourse, textual and social
order, and power by means of an examination of the concept of genre. It begins with a critical review of the way genre has been used in linguistic anthropology. A distinction is delineated between approaches that take for
granted the status of genre as a tool for classifying and ordering discourse
and those that contend with elements of generic ambiguity and dynamism.
Proceeding to outline a new approach to genre, the discussion analyzes a
wide range of intertextual relations that are deployed in constituting generic
links. A series of examples contrasts strategies for minimizing gaps between
texts and generic precedents with strategies for maximizing such gaps. A
final section points to the ways that investigating generic intertextuality can
illuminate questions of ideology, political economy, and power.
the subject of genre? It must be admitted from the outset that
Why the genre devote subject
of articleof genre?
number inwhen
It thepre-must Journal of be possible admitted of Linguistic objections from Anthropology the outset when that to
genre engenders ana number
possibleaobjections
lournal of Linguistic Anthropology 2(2):131-172. Copyright © 1992, American Anthropological
Association.
131
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132 Journal of Linguistic Anthropology
sented as an analytic tool for the study of speech.
text , genre strikes some practitioners as too global an
be of much use to detailed formal and functional ana
with literary theory and critical practice may simila
not likely to be illuminating with respect to either "
tion" or "ordinary" linguistic processes. It is generall
classifying discourse; typological tasks are often reje
and anti-positivists alike, and some researchers will fi
lieve that the use of broad empirical categories is like
to fine-grained analysis of particular social interactio
sues, all of us know intuitively that generic classif
work: an empirical residue that does not fit any c
gory - or, even worse, that falls into too many - is a
In defending our chosen topic, we could point out t
genre (with or without the label) has played a role in
pology since at least the time of Boas. Generic classif
the agenda for research on Native American langu
genre was later boosted by ethnoscience, structuralis
of speaking, and the performance-centered approa
recent popularity of Bakhtin's translinguistics and n
emotion and gender have similarly accorded new c
vestigation. The first part of our article will thus be
discussion of the place of genre within linguistic ant
As will become apparent in the second part, our goa
the concept or to claim that it should occupy a more
guistic anthropology. We will rather argue that it
cance have been misconstrued in certain fundame
nents and critics alike. Although the same could be
genre in folkloristics and literary theory as well as i
pology, these areas lie beyond the scope of this ar
hension has contributed to the ambivalent reception
received and its periodic movements in and out of sc
will argue that grasping the complex intertextual rel
genre, along with the way these relations are closely
tural, ideological, and political-economic factors, can
why studies of genre have proved to be so problem
able not only to provide a more solid foundation f
genre, but also to show how research on generic inte
minate central issues in linguistic anthropology.
The Boasian Tradition
As we have noted, genre - as term and as concept - has achieved cu
rency in contemporary linguistic anthropology largely under the stimu
lus of the ethnography of speaking, performance-centered approaches t
verbal art, and the work of Mikhail Bakhtin. To be sure, the foundation
of this interest in genre were laid much earlier, principally at the poin
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Genre, ¡ntertextuality, and Social Power 133
of convergence between linguistic anthropology and the adjacent d
pline of folklore, in which the generic shaping and classification
forms has been a fundamental concern. In particular, generi
(though not the term) played a certain operational role in the Ame
tradition of Boas and his intellectual heirs, although the concept w
dom the focus of critical examination in their work. Given the cen
of texts in the Boasian tradition, rooted in the philological foundat
Boasian anthropology, discrimination among orders of texts was a
seen to be a necessary task, at least for certain purposes.
The most prominent use of generic distinctions in the Boasian li
curs in the organization of text collections. Perusal of these collec
however, reveals that the grouping of texts within their pages
quently quite ad hoc, without discussion of the conceptual basis
respective sections. Sapir, for example, in his classic collection Wi
Texts , writes only that "the arrangement of the texts under the h
Myth, Customs, Letters, Non-Mythical Narratives, and Supplem
Upper Chinookan Texts, is self-explanatory and need not be comm
upon" (1909:xii). The distinction between myths and tales or hi
narratives attributed by Boas to North American cultures general
some effect in shaping text collections (see, e.g., Reichard 194
other sorting principles, such as grouping by informant (see, e.g.,
chard 1925), may also be found. One noteworthy feature of Amer
text collections in the Boasian tradition is the frequent inclusion of
pus of "ethnological narratives" (e.g., Sapir and Hoijer 1942) or
graphic texts" (e.g., Jacobs 1959), generic rubrics that reflect the
predisposition toward cultural information in entextualized pa
This genre brings into special relief the way in which generic cat
and textual forms are cocreated by the ethnographer and the cons
(see Briggs 1986).
Boas's own work displays a marked ambivalence about the use
of generic categories. On the positive side, he does suggest the
record the full array of verbal genres because of their varying "s
peculiarities" (1940c[1917]:200), in tacit recognition that discourse
a significant patterning principle in the organization and distribu
linguistic structure, and he does direct attention to the presence o
sence of particular verbal genres in a culture's repertoire as a mea
testing (generally, debunking) universalistic theories of the ori
development of literature (1940c[1917]:209). Overall, however
treats generic distinctions with varying degrees of care and preci
certain instances, he displays a tendency to use generic desig
rather casually. In the opening paragraphs of "The Development of
Tales and Myths" (1940b[1916]:397), for instance, folktales and my
first separated terminologically, then (apparently) merged un
general rubric of tales , after which (again apparently) folk-tales b
the cover term.
If this is an instance of casual sliding across a range of terms, the
other points at which the absence of clear generic distinctions in
writings rests on a more principled foundation. In his compara
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134 Journal of Linguistic Anthropology
vestigations of the narrative repertoires of North Ameri
discovered that particular themes and motifs might diff
degree of independence, to combine and recombine with
in a variety of shifting ways. In larger scope, by whatev
might employ to make generic distinctions between myt
for example, Boas perceived that there is "a continual f
from mythology to folk-tale and vice versa " (1940b[1916
trust of various attempts to discriminate between narrat
further bolstered by his perception that such distinction
consistent for specific narratives across group boundaries
whatever criteria the distinction was attempted, narra
clearly genetically related might appear in one group's re
long to one class, and in the neighboring group's repertoi
Hence, Boas attributed the "somewhat indefinite" use of t
and folk-tale to "a lack of a sharp line of demarcation bet
classes of tales" (1940a[1914]:454). Boas's critique of genera
analytical genre definitions rests on a substantive test of a
it is not their productiveness in delimiting categories of
within cultures that is at issue, but their inconsistency in
netically related cultural items across cultures that rende
tionable usefulness for Boas's purposes.
There is, however, one basis for discriminating betw
folktales to which Boas is prepared to accord a degree of
productiveness - this is a distinction purportedly "give
himself" (1940a[1914]:454). "In the mind of the Americ
writes,
there exists almost always a clear distinction between two cla
group relates incidents which happened at a time when the w
assumed its present form, and when mankind was not yet in
the arts and customs that belong to our period. The other gro
of our modern period. In other words, tales of the first grou
as myths; those of the other as history. [1940a(1914):454-455J
Concerning this purportedly local distinction, Boas r
here, too, historical and comparative investigations reveal
tween the two classes, and thus from his "analytical" poin
way of sorting out narrative genres is no better founded
vised by scholars. It does, however, have the advantage
ing "to concepts that are perfectly clear in the native
folktales and myths as defined in this manner must theref
ied as a unit, we have avoided the introduction of an arbit
through our modern cultural point of view, and retained
that is present in the minds of the myth-telling people" (1
Several elements are significant here. First, observe that
the distinction between myth and folktale that he outline
Indians generally; he never finds it necessary or useful to
tinction directly and in detail in any given Native Am
Rather, he generalizes broadly and summarily, remaining
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Genre , ìntertextuality, and Social Power 135
trally interested in those particularistic historical and comparati
tigations that require that "folk-tales and myths . . . still be stu
unit" (1940a[1914]:455).
A further point that is especially worthy of attention is Boas' s
insistence on how "perfectly clear in the mind of the Indian" is
tinction between myths and historical tales. One wonders at the
Boas's assurance in this regard, especially in light of his observa
"historical tales may in the course of time become mythical tales
transferred into the mythical period, and that historical tales m
nate which parallel in the character and sequence of their inciden
ical tales" (1940a[1914]:455). Apparently, Boas did not encoun
chose to disregard - instances in which his consultants saw p
narratives as generic hybrids or as categorically ambiguous. N
less, the distinction drawn by Boas between analytical genres
categories represents an early invocation of a persistent issue in l
anthropology and adjacent disciplines.
Among Boas's students, one who stands out for his considered
tion to the problematics of genre is Paul Ra din. Radin's most sig
contribution is his "Literary Aspects of Winnebago Mythology"
which takes its opening frame of reference from Boas but depar
Boas's approach in markedly important ways. Ra din begins by o
that "it has been frequently pointed out that many Indian tribe
their myths into two groups, one coinciding in the main with o
gory of myth proper, and the other with that of our semi-histori
or novelette," noting that "the two types are set off from one an
objective differences in style," some of which are defined in term
guistic elements and structures (1926:18). Noting that "this di
between myth (waika) and the tale (worak) is very strong and eve
classified by them in one or another category" (1926:18), Rad
seem to be casting his account in the mold provided by Boas. Eve
however, the Winnebago case demands qualification of the
schema, as being "at variance with all conventional ethnologic
fications: an origin story, being regarded as accounting for true
ings, must fall into the category of the 'tale' " (1926:21). Radi
clearly concerned, as Boas and others appeared not to be, wit
defined generic discriminations, adding to the preceding one stil
having to do with occasions of use and dramatis personae.
The most striking discovery that flows from Radin's attentive
Winnebago bases for discriminating among orders of narrati
availability of a third classificatory possibility, "a mixed categ
'myth-tale' " (1926:18). So much for Boas's "perfect clarity." R
on to elaborate:
The differentiation between a myth and a tale can be made, then, for the Win-
nebago on several counts, none of them mutually exclusive, and the proper
classification of any one story is sometimes therefore a question of the weighting of several factors. ... In any case it is clear that whenever we encounter a
story of what might be called a mixed type, we can never be certain what
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136 Journal of Linguistic Anthropology
weighting oř the various factors will seem proper to the Win
consequence, to what category the story will be assigned. [19
Now, although Radin might seem to be conceding an in
entangle the various bases employed by the Winnebago
given narrative to one or another category, his insight is f
that. What he is saying, rather, although in prelimin
terms, is that generic categories represent flexible social r
senses: (1) the selection of one or another basis for catego
pend upon situational factors, and (2) the generic calibrat
tive, by combining within it features characteristic of con
will likewise depend upon situational and strategic factor
politics. To the best of our knowledge, however, this rem
was never significantly exploited beyond this essay, by R
else, for the next half-century.
Formal Definitions of Genre
Outside the Boasian tradition of linguistic anthropology, but convergent with it in certain respects, was a small line of scholarship devoted
to the formulation of structural definitions of oral genres. Thomas Se-
beok, in his classic article, "The Structure and Content of Cheremis
Charms" (196411953]), cites the stylistic analysis of folklore texts by Boas
and some of his students (e.g., Radin, Reichard) among other lines of
structural analysis, but identifies his own analysis most centrally with
symbolic logic and the morphological analysis of the Russian formalist
folklorist, Vladimir Propp. Propp's influential study is well known and
has been the subject of much critical discussion; there is no need to recapitulate his argument here, beyond noting that Propp offers his analysis of fairy tale morphology as the basis of a hypothetical definition of the
genre (1968[1928]:99), an element missing from the Americanist line of
formal stylistic analysis. "Much in the sense in which Vladimir Propp argued that all fairy tales are uniform in structure," Sebeok argues, "one is
compelled to recognize that every Cheremis incantation belongs to the
same structural type" (1964[1953]:363).
Sebeok describes his analytical strategy as follows: "Our analytical procedure will be an application of binary opposition as a patterning prin-
ciple: that is, we shall repeatedly divide sequences dichotomously until
the ultimate constituents are reached" (1964[1953]:360). The charm is
thus divided by sections, sentences, clauses, and actor-action phrases,
the ultimate contrastive constituents, the relationships between which
are rendered in symbolic logic notation to yield the defining structure of
the genre.
In a supplement to the original version of the article, published in 1964,
Sebeok adds to his morphological analysis of the Cheremis charm an examination of its poetic style. Although charm structure is invariant in defining the genre, "each text is marked by a unique set of features which
impart to it a certain particularity and concreteness or - to borrow a label
from literary criticism - texture. An extremely interesting fact about the
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Genre , Intertextuality, and Social Power 137
data is this: that striking symmetries are found to characterize each m
sage no less than the work itself" (1964(1 953]: 363). The contrast is t
between "general structure" and "individual texture." Sebeok goe
to analyze the structure of a charm text in terms of syllabic patterns
phonological and syntactic parallelism. There is structure at both lev
but morphological structure defines the entire genre, whereas te
structures organize individual texts. The assignment of priority to m
phological structure over textural patterns has significant implication
is an analytical, not an ethnographic, operation. How Cheremis pe
conceive of the genre, what features define or characterize it in their
derstanding and practice, remains outside the purview of Sebeok' s an
ysis.
Like Sebeok, Alan Dundes draws his inspiration from the work of
Propp in insisting on the primacy of morphological analysis in the study
of folklore gerires. For Dundes, the determination of morphological
structure opens the way to the investigation of many folkloristic prob-
lems of which one is genre definition (Georges and Dundes 1963:111).
Again, like Sebeok (and Propp), Dundes sees morphological structure as
the locus of invariance in folklore forms, but although he acknowledges
the variant nature of style or texture, he places more emphasis on content
as a variant element: "Content may vary, but form is relatively stable"
(1965:127; see also 1964:25, 53). Dundes's focus on "variability within a
given frame" (1964:25) leads him to employ such linguistic models as
Pike's tagmenic analysis (Dundes 1964) and Hocketťs topic-comment
analysis (Georges and Dundes 1963) in his structural explorations.
There is a certain ambiguity in Dundes's writings on the structural definition of genre. At times, he advances structural analysis as the basis of
genre definition itself: "An immediate aim of structural analysis in folklore is to define the genres of folklore" (Georges and Dundes 1963.111,
see also Dundes 1964:105). At other times, however, he points up the
inadequacy of a reliance on morphological structure alone. Among the
conclusions he draws in The Morphology of North American Indian Folktales
(1964), for example, is the following:
Another conclusion suggested by the present analysis is the confirmation of
the notion that myth and folktale are not structurally distinct genres. In fact
morphologically speaking, myths and folktales are one and the same This
means that the distinction between them is wholly dependent upon content
entena or totally external factors, such as belief and function. [1964:110]
In general, then, Dundes s writings raise another persistent problem in
regard to genre definition, namely, what feature(s) constitute a sufficient
or adequate basis for defining a genre: morphological structure, content
belief, function, and so on?
same problem arises in Charles T. Scott's Persian and Arabic
Riddles: the formal A Language-Centered Approach to Genre (1965), another attempt at
the formal definition of genre. Scott goes to striking lengths- even con-
tortions-to confine his analysis within the disciplinary boundaries of
linguistics, but is ultimately forced to concede the inadequacy of this ap
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138 Journal of Linguistic Anthropology
proach. At the end of his monograph Scott e
riddle genre that is recognized as being incomp
The riddle is defined as a grammatical unit of disco
within a matrix of longer discourse or of nonverb
composed of two obligatory utterance-level units, b
a partially obscured semantic fit. [1965:74]
What makes the definition incomplete is that t
course, or of nonverbal behavior in which the
described because that is the province of anthr
then, that
linguistic units alone are not sufficient to provide a complete definition of a
literary genre. They are relevant to a description of the internal composition of
a genre, which is a necessary component of a definition. However, a description of the nonverbal matrix within which the genre is distributed is a further
necessary component of a definition, and linguistics cannot provide this description. It is in these terms that we support an earlier assertion . . . that the
linguist, within the restrictions of his discipline, is compelled to take an incomplete and unsatisfactory position with respect to literature. [1965:74]
Genre in the Ethnography of Speaking
With the emergence of the ethnography of speaking in the early 1960s,
as we have suggested at the beginning of this article, genre assumes a
significant place in the repertoire of concepts in linguistic anthropology
(Philips 1987). Neither the term nor the concept figures in Dell Hymes's
pioneering essay, "The Ethnography of Speaking" (1962), although the
significance of genre is anticipated in Hymes's considerations of speech
events and linguistic routines. Genre is mentioned only in passing in
Hymes's "Toward Ethnographies of Communication" (1964), but this ar-
ticle likewise adumbrates the later frames of reference in terms of which
Hymes locates genre within the conceptual and analytical framework of
the ethnography of speaking. In the 1967 article, "Models of the Inter-
action of Language and Social Setting," genre achieves a dear place in
the program, which is subsequently expanded and elaborated in a range
of further programmatic essays. In general terms, Hymes's writings offer
three complementary perspectives on genre: (1) genre as category or type
of speech act or event; (2) genre as a nexus of interrelationships among
components of the speech event; and (3) genre as a formal vantage point
on speaking practice. Taken all together, Hymes's writings (1967, 1972a,
1972b, 1974, 1975a, 1975b) offer a rich and ramified framework for the
exploration of genre, but the scope and focus of this article require that
we limit our discussion to selected points.
One significant issue addressed by Hymes has to do with the scope or
comprehensiveness of genre as an organizing factor in the speech economy of a community. At first, Hymes suggests that "it is heuristically
important to proceed as though all speech has formal characteristics of
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Genre, întertextuality , and Social Power 139
some sort as manifestation of genres; and it may well be true
Elsewhere, it is genres and speech acts that jointly constitute
of ways of speaking (1972b:50). Later, in "Ways of Speaking" (
position is hedged: "It is tempting to generalize the [category]
... so that all verbal material is assignable to some genre. .
hunch is that communities differ in the extent to which this is
least in the sense of tightly organized genres" (1974:443-444).
vantage point, then, the task becomes one of discovering wha
of the speech economy is generically organized, what portion
neric regimentation, and why.
This question is further underscored in substantive terms th
juxtaposition of related ethnographic accounts by Gary Gossen
Stross. Consistent with the perspective of the ethnography of
Gossen (1972, 1974) approaches the speech genres of the Ch
ple of highland Chiapas as locally constituted and systemically
lated, in powerful contrast to the scholarly tradition of re
priori, universalistic, Western-based analytical genres, atomist
fined and etically applied.1 Some Chamula genres may be a
Western ones, but the categories and their organization are
fundamentally different. In discriminating the Chamula syste
neric categories, Gossen employs the structural-semantic analy
niques of ethnoscience, which encouraged the exploration of l
category systems, to discover the comprehensive taxonomi
tion of the Chamula domain of sk'op kirsano 'people speech
everyday to the most highly formalized and densely meaning
As speaking is a cultural focus in Chamula, the cultural organi
this generic taxonomy is complex and resonant, encompassi
lated and isomorphic formal, functional, situational, social
tional, axiological, ethical, and cosmological principles. The
elucidation of Chamula ways of speaking thus offers a powerf
point on Chamula culture and society in general. Gossen's a
derscores the productiveness of a systemic ethnographic persp
against a focus on selected or privileged genres (e.g., myth) alo
mere generic inventories (as in Shimkin 1964[1947]).
As illuminating as Gossen's analysis may be, though, it al
the limitations of a rigorously taxonomie classificatory per
genre. Some of the most salient limitations may be highlighte
paring Gossen's work and that of Brian Stross on the neighbor
japa Tzeltal (1974). Gossen's taxonomy of Chamula genres of
havior carries the taxonomie organization down to fifth level t
cussing his methodology, Gossen acknowledges that first, s
third level taxa represent "general agreement" among his six m
mants, who ranged in age from 18 to 60. Informants did not a
the same degree of consistency on fourth and fifth level taxa,
fewer than half did not agree on the definition of a category a
ment in the system, it was not included in his consideratio
sultant schema yields an organizing framework of great order
erful integration, a succinct view of Chamula language, society
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140 Journal of Linguistic Anthropology
ture as an integrated system. But what of th
concerning which there was only limited agreem
none at all?
This messy underside of people's speech is what draws the attention
of Brian Stross in his analysis of Tenejapa Tzeltal labels for kinds of
speaking (1974). The Tenejapa Tzeltal, as noted, are neighbors of the
Chamula in highland Chiapas, speakers of a related Mayan language.
Stross finds a four-level taxonomy of kinds of k'op 'speech' that is quite
similar to the one discovered by Gossen. He goes on, however, to record
416 additional terms in the Tzeltal metalinguistic lexicon - not an exhaustive and finite list, but simply as many terms as he managed to collect before giving up the elicitation process. Moreover, he gives us some
of the rules for generating additional acceptable terms within this highly
productive metalinguistic system. The important point is that his informants could not agree upon the assignment of these terms to superordinate categories. Stross, then, offers us a category system that is open,
ambiguous, flexible, disorderly: "The Tzeltal domain of speaking is in
fact an open system with fuzzy boundaries. ... As such it is highly
adaptable to change in the social environment and must be seen as con-
stantly evolving" (1974:213). Taken together, Gossen's and Stross's ex-
plorations reveal genre systems in their contrasting capacities as spheres
of order and as open-ended spheres of expressive possibility. The counterposition of the two investigations must also raise questions concerning
the isomorphism of generic systems and other aspects of culture.
Whereas Gossen's analysis highlights strong structural correspondences, the amorphous openness and flexibility revealed by Stross calls
into question what the overall fit might be.
In establishing the place of genre in the conceptual repertoire of the
ethnography of speaking, one important task has been to articulate the
relationship between genre and other core concepts and units of analysis, such as speech act, speech event, and speech style. This task represents another prominent concern in Hymes's programmatic essays. Like
many other issues, this one emerged into focus in stages. In one early
formulation, Hymes blurs distinctions in stating that "by Genres are
meant categories or types of speech act and speech event" (1967:25). Else-
where, however, he articulates several bases for distinguishing among
these units of analysis. As early as 1964, Hymes suggests that "from one
standpoint the analysis of speech into acts is an analysis of speech into
instances of genres. The notion of genre implies the possibility of identifying formal characteristics traditionally recognized" (1972a:65). That is
to say, in these terms, the notion of speech act focuses on speaking in its
guise as social action, whereas the concept of genre directs attention to
the routinized, conventionalized organization of formal means, on the
formal structure of language beyond the sentence (1972b:48). This is not
merely an analytical distinction; local conceptions of the organization of
the domain of speaking may be articulated in terms of categorical systems
of speech acts as well as of genres (see Abrahams and Bauman 1971).
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Genre, Inter textuality, and Social Power 141
If genre affords a formal vantage point on speech acts, speech styl
offer a formal vantage point on genre. Building upon the work of Su
Ervin-Tripp (1972), Hymes (1974) develops a concept of speech styles a
organized in terms of relations of co-occurrence and alternation:
One can characterize whatever features go together to identify a style of spe
in terms of rules of co-occurrence among them, and can characterize a ch
among styles in terms of rules of alternation. The first concept gives system
status to the ways of selecting and grouping together of linguistic means th
actually obtain in a community. The second concept frees the resulting sty
from mechanical connection with a particular defining situation. [1974:434J
Significant speech styles may be associated with social groups (varieti
recurrent types of situations (registers), persons (personal style), spe
situations (situational styles), and genres (genre styles). Genre sty
then, are constellations of co-occurrent formal elements and structures
that define or characterize particular classes of utterances. The constituent elements of genre styles may figure in other speech styles as well,
establishing indexical resonances between them. Additionally, particular
elements may be abstracted from recognized generic styles and employed in other discursive settings to endow them with an indexical
tinge, a coloration, of the genres with which they are primarily associated
and the social meaning that attaches to them, as when students perceive
an instructor to be "preaching at them" in a classroom lecture. In a related manner, a subset of diacritical generic features may be combined
with those that characterize another genre to effect an interpretive trans-
formation of genre, a phenomenon that Hymes terms "metaphrasis"
(1975a). Finally, elementary or minimal genres - irreducible generic
structures - may combine in a variety of ways into complex, incorporative genres, as is widely noted of African oratory, for example, or riddle
ballads. Considered in these terms, genres may be seen as convention-
alized yet highly flexible organizations of formal means and structures
that constitute complex frames of reference for communicative practice.
Greg Urban, in his study, "The Semiotics of Two Speech Styles in
Shokleng" (1984a), develops this line of analysis in especially suggestive
ways. The two speech styles featured in Urban' s essay are in fact generic
styles, one associated with origin-myth narration and the other with ritual wailing. Extending the principle of co-occurrence, Urban notes that
"speech styles are inherently indexical, since their use co-occurs with
some other entity, namely, the context or subject matter" (1984a:313). He
goes on to offer a close semiotic analysis of origin-myth narration and
ritual wailing that elucidates the webs of interrelationship that link them
to other ways of speaking in Shokleng and to explore the communicative
capacities of generic speech styles more broadly.
Hymes' s observation that attention to rules of alternation organizing
choices among speech styles "frees the resulting styles from mechanical
connection with a particular defining situation" (1974:434) implicates the
relationship between genres and speech events. The casual merger of
genres and speech events in the early literature of the ethnography of
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142 Journal of Linguistic Anthropology
speaking soon yielded to the documentation a
based literature of the transferability of genres f
tional contexts of use to other speech events as w
mobilization of particular genres in a range of ev
example, traces the various contexts in which ik
figure in San Bias Kuna culture, from the primary
disease prevention, improving abilities, and gene
world to the rehearsal of an ikar by specialists, t
of an ikar , and the chanting of an ikar for enter
sions, each of which is marked by formal and
(Sherzer 1983:118-120). In a similar vein, Aless
the formally and functionally contrastive uses of
atory, called lauga, in ceremonial events (especial
in a type of political meeting called fono. Sherze
establish that the generic specification of the ik
complished by the examination of texts alone, bu
interaction between the organization of the disco
tion of the event in which it is employed; the w
a genre is grounded in, or detachable from, even
The Kuna and Samoan examples raise one fur
brated by Hymes in various writings. The most s
tified by Duranti between lauga in the fono and l
events has to do with performance. The ceremon
recognized domain of 'performance' par excell
sense of a display of verbal virtuosity, whereas t
delivered and received in a very different, more
mode. Likewise, the ikar as featured in festive oc
marily as virtuosic performance, in practicing as
demonstration, and so on. These cases, then, h
lation of genres to performance and to other fram
quiry has been pursued most fully in relation
1977b; Hymes 1975a) is understandable in light of
trality of artistic "literary" forms in the study
Most significant here is the recognition that not
most poetically marked genres is framed as perf
formance, in the sense of the assumption of acco
for a display of virtuosity, subject to evaluation f
ness with which the display is accomplished.
Of recent work in the exploration of genre in l
William Hanks's essay, "Discourse Genres in
(1987), stands out as the most direct and critical
conception of genre and to offer a comprehensiv
vestigation. Although the contributions of the et
are fundamental to Hanks's treatment of genre,
is most immediately a synthesis of Mikhail Bakh
and Pierre Bourdieu's theory of practice. In mark
tions of genre - formalist and otherwise - in wh
property of texts, Hanks conceives of genre as an
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Genre , ìntertextuality, and Social Power 143
for the production and reception of discourse. In Hank's per
"The idea of objectivist rules is replaced by schemes and strateg
ing one to view genre as a set of focal or prototypical elements,
actors use variously and which never become fixed in a unita
ture" (1987:681). Generic structures and functions, which ar
tively specified in formalist and eufunctional approaches, "becom
lematic achievements in a practice-based framework" (1987:68
specifically, Hanks defines genres as "the historically specific
tions and ideals according to which authors [in Bakhtin's sen
thorship as the production of utterances] compose discourse
ences receive it. In this view, genres consist of orienting framew
terpretive procedures, and sets of expectations that are not part
course structure, but of the ways actors relate to and use la
(1987:670).
The principle of historic specificity is especially important; it builds into
the notion of genre the recognition of historical emergence and change
(see also Hymes 1975a), again in radical contrast to treatments of genres
as timeless, fixed, unitary structures. In Hanks' s framework, genres occupy a dual relationship to historically situated action. Genres are at the
same time the ideational outcomes of historically specific acts and among
the constituting, transposable frames of reference in terms of which communicative action is possible; they are thus open to innovation, manipulation, and change (1987:671, 6 77). Hanks goes on to offer a penetrating
elucidation in terms of form-function-meaning interrelationships of the
emergence and transformation of genres of 16th-century Maya discourse
as part of the emergence of new, hybrid forms of discourse under rapidly
changing colonial conditions. Here, the "stylistic, thematic, and indexical schemata" (1987:668) that constitute a range of available generic orienting frameworks become resources for the shaping of new discursive
practice.
The Problematics of Genre
On the basis of the foregoing survey of perspectives on genre in linguistic anthropology, let us attempt to abstract and summarize the principal issues, problems, and ways of thinking about them that have characterized the field in order to establish a frame of reference for the dis-
cussion that follows.
One of the most central and persistent approaches to genre is from the
vantage point of classification. Here, in its most basic terms, genre serves
as a way of making categorical discriminations among discursive forms,
which may be conceived of in textual terms, as verbal products, or in
practice-based terms, as ways of speaking (and writing). The scope of
genre, its range of applicability, varies among approaches. The term may
be limited to "literary" forms, as forms of verbal art, or it may be extended to encompass a broader range of discursive forms, including, potentially, the entire domain of verbal production. Likewise, genre may be
reserved for named categories of discourse, or, alternatively, all diseur-
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144 Journal of Linguistic Anthropology
sive forms may be taken to be generically regim
that there is no speaking without genre, may be
given, or hypothetically, as to be discovered.
The use of genre as a classificatory concept doe
self-conscious attention to classification itself as
Indeed, much work in the field tends to treat eac
istically. Some significant work, however, has be
temic organization of generic classifications, fro
either scientific taxonomy or the ethnographic i
constructed classification systems. The former, it
a conception of generic categories as necessarily
sistent with the canons of scientific taxonomy, w
reveals generic categories that overlap and interp
complex ways, or aspects of verbal production th
derly categorization. Implicated here as well, of c
distinction - a priori, analytical, universalista cat
in Western terms, versus locally constituted clas
ploying local labels, which are to be discovered.
The criteria employed to define genres have inc
features, ultimately taking in everything that pe
nificant about discourse: form, function or effect
the world and the cosmos, truth value, tone, s
manner or contexts of use. Definitional efforts in
however, are distinguished by the centrality of f
as the sole basis of definition or in relation to fu
text. The most significant dimension of contrast
tives on genre distinguishes those approaches t
organization of genre as an immanent, normativ
of texts from those that view generic form as a c
ible and open-ended set of expectations concer
formal means and structures in discursive practi
to raise the emergent properties of discursive or
the socially given, normative dimensions of gene
Finally, we would register the very broad contr
proaches to genre that treat genre as a problem in
that explore the interrelationships that link gen
cepts, and sociocultural factors. Within linguistic
ular, one line of inquiry has concerned itself w
tween genre and other sociolinguistic organizi
speech acts, speech events, speech styles, and
thropological compass, investigators have analyze
relationship between genres or genre systems
mains, such as ethics and cosmology, or other
institutions or systems of social relations.
Whatever the focus of inquiry may be, however
that characterizes understandings of genre in
(and, we might add, in adjacent disciplines) set
that constitute genre as an orderly and ordering
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Genre , íntertextuality , and Social Power 145
zation of language, society, and culture from those that contend w
elements of disjunction, ambiguity, and general lack of fit th
around the margins of generic categories, systems, and texts. In
tion that follows, we offer in exploratory terms a perspective on
that brings the fuzzy fringes of genre to the center of the intellec
terprise.
Generic íntertextuality
The preceding discussion suggests that genre has been under
rized in linguistic anthropology. Beyond the fact that it has been p
wide range of analytic and descriptive uses, practitioners have ge
simply assumed that they and their audiences know what genres
what makes them work. We suggest that this general failure to e
critically the nature of genres and to devote sufficient attention t
limitations as tools for classifying discourse is motivated in part
persistence of the orientation toward genre laid out by Aristotle
Poetics. Aristotle (Telford 1961:1-2) suggested that to distingui
types as epic or tragedy we must discern three elements of "the
ite whole" of a given work: (1) the formal means by which an obj
imitated, (2) the objects which are imitated, and (3) the manner o
tation (first-person narration, third-person narration, or acti
though a great deal of discussion has centered on questions of
and representation and on the differentia specifica of particular gen
istotle's emphasis on genre as dealing with works in terms of
that features of their global construction place them within poet
has endured.
We noted above that Bakhtin's work has stimulated a rethinking of,
and a new emphasis on, genre in linguistic anthropology and other
fields. His characterization of genre is particularly rich in that it sees linguistic dimensions of genres in terms of their ideologically mediated connections with social groups and "spheres of human activity" in historical
perspective (1986:65). By drawing attention to "complex" genres that
"absorb and digest" other generic types, Bakhtin challenged the notion
that genres are static, stylistically homogeneous, and nonoverlapping
units (of which more later). In spite of the many advances he made in
this area, however, Bakhtin's own definitions of genre are strikingly similar to Aristotle's: An early work, The Formal Method in Literary Scholarship ,
suggests that "genre is the typical totality of the artistic utterance, and a
vital totality, a finished and resolved whole" (Bakhtin and Medvedev
1985[1928]:129), while one of his last essays, which focused specifically
on "speech genres," suggests that genres are "certain relatively stable
thematic, compositional, and stylistic types of utterances" (1986:64). Like
Aristotle and his followers, Bakhtin laments the failure of researchers "to
meet the fundamental logical requirement of classification: a unified basis" (1986:64). In spite of the profound shift he effects in the theoretical
placement of genre, Bakhtin thus casts genre as a tool for both classifying
texts and grasping their textual structure by looking in each case for a
"unified" set of generic features.
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146 Journal of Linguistic Anthropology
The basic question here concerns the manner
seen as "containing" structure, form, function, a
kobson has played such a key role in shaping h
ogists (inter alia) approach poetics, let us exam
be the proper analytic focus. In concluding his cl
ment: Linguistics and Poetics," Jakobson (1960:365
tinction between the study of invariants and var
ing, on the one hand, and concern with variabilit
a particular poetic work, on the other. He cite
Wimsatt and Beardsley in arguing that "there ar
the same poem - differing among themselves in
mance is an event, but the poem itself, if there is
kind of enduring object" (1960:365-366, emphas
makes it clear that the study of performance wi
standing of the "enduring object," and it is accor
the synchronic and historical analysis of poetry"
To be sure, the last 20 years have witnessed a sh
text to performance , with the latter term drawin
both social and poetic dimensions of the assumpt
an audience for a display of virtuosity, subjec
1977b; Hymes 1975a). Although concern with
shift researchers' focus from the "enduring obje
etic production and reception, this change runs t
ing the analytic drawstrings wider - to encom
tween linguistic and social or cultural dimensions
rather than questioning the equation of poetics w
of particular discursive acts. Not only is the focu
in the wrong place as well.
Intertextual Strategies and Genre
An initial clue that can help us build an alter
study of genre - and of poetics and performance
by Bakhtin's view of intertextuality. Kristeva
trasting basis of Bakhtin's thinking along these
Bakhtin was one of the first to replace the static he
model where literary structure does not simply exist
to another structure. What allows a dynamic dimens
conception of the "literary word" as an intersection of t
a point (a fixed meaning), as a dialogue among sev
writer, the addressee (or the character), and the con
tural context. [Kristeva 1980:64-65, emphasis in orig
Two facets of this characterization are crucial. Fir
tion, and meaning are seen not as immanent feat
products of an ongoing process of producing
Second, this process is not centered in the speech
written text itself, but lies in its interface with a
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Genre, Intertextuality , and Social Power 147
Bakhtin's interest in a "translinguistics" that is vitally co
intertextuality has clearly provided part of the force that li
recent interest in reported speech evident in linguistic ant
other fields.2 A number of works have pointed to the way
tual relationships between a particular text and prior discou
imagined) play a crucial role in shaping form, function, dis
ture, and meaning; in permitting speakers (and authors) to
tiple modes of inserting themselves into the discourse; and
competing perspectives on what is taking place.
We would argue, similarly, that genre cannot fruitfully b
ized as a facet of the immanent properties of particular tex
mances. Like reported speech, genre is quintessentially
When discourse is linked to a particular genre, the process
produced and received is mediated through its relationsh
discourse. Unlike most examples of reported speech, howeve
is not made to isolated utterances, but to generalized o
models of discourse production and reception.3 When genre
intertextual terms, its complex and contradictory relati
course becomes evident. We suggest that the creation of int
lationships through genre simultaneously renders texts ord
and bounded, on the one hand, and fragmented, hetero
open-ended, on the other. Each dimension of this proce
from both the synchronic and the diachronic perspective.
Viewed synchronically, genres provide powerful mean
discourse into ordered, unified, and bounded texts. As so
a generic framing device, such as "once upon a time/' we
of expectations regarding narrative form and content. Anim
and people may possess supernatural powers, and we anti
folding of a plot structure that involves, as Propp (1968(192
long ago, an interdiction, a violation, a departure, the c
tasks, failure followed by success, and the like. The invocat
thus provides a textual model for creating cohesion and coh
producing and interpreting particular sorts of features and
and functional relations all the way from particular poetic
global structure of the narrative. We would like to call atten
ply to the structural effects but to the process itself- the
textuality or, as we referred to it in an earlier work, entextu
man and Briggs 1990).
When viewed in diachronic or, as Bakhtin put it, vertical
generic intertextuality provides a powerful means of order
in historical and social terms. Genres have strong histo
tions - proverbs and fairy tales have the ring of the tra
whereas electronic mail (E-mail) is associated with the ultram
res also bear social, ideological, and political-economic conne
res may thus be associated with distinct groups as define
age, social class, occupation, and the like. Invoking a genr
indexical connections that extend far beyond the present se
duction or reception, thereby linking a particular act to
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148 Journal of Linguistic Anthropology
places, and persons. To draw on the terminology we
features thus foreground the status of utterances a
of prior discourse. Even when the content of the di
textual precedent, generic intertextuality points to
tualization at the level of discourse production and
pertains crucially to negotiations of identity and po
particular genre, producers of discourse assert (tacit
they possess the authority needed to decontextu
bears these historical and social connections and to recontextualize it in
the current discursive setting. When great authority is invested in texts
associated with elders or ancestors, traditionalizing discourse by creating
links with traditional genres is often the most powerful strategy for cre-
ating textual authority (see Briggs 1988; Gossen 1974; Kuipers 1990).
Building on Bourdieu (19 77). We can say, thus, that generic intertextuality affords great power for naturalizing both texts and the cultural reality
that they represent (see also Hanks 1987).
The variability that is evident in the way generic intertextual relationships are created points to an extremely important dimension of the diachronic dynamics of genre. We drew attention above to the fact that lin-
guistic anthropologists, linguists, folklorists, and literary critics have
largely followed Aristotle in viewing genre in empirical terms as involving a process through which rules or conventions impose structural and
content-based constraints on textual production. Even writers who are
particularly interested in the way speakers and hearers and writers and
readers resist these rules and conventions generally see the nature of the
entailed intertextual relations as relatively transparent and automatic.
The fallacy of this assumption is evident when one realizes that genres
are not road maps to particular texts. Invocations of genre rather entail
the (re)construction of classes of texts. Specific features are then selected
and abstracted, thus bringing into play a powerful process of decontextualization (see Bauman and Briggs 1990). As scholars in a number of
fields have suggested, the power of genres emerges from the way they
draw on a broad array of features - phonological, morphological, lexical,
and syntactic, as well as contextual and interactive (see, for example,
Ben- Amos 1976(1969]; Leitch 1991). By choosing to make certain features
explicit (and particularly by foregrounding some elements through repetition and metapragmatic framing), producers of discourse actively
(re)construct and reconfigure genres. Note the great similarity between
the discourse practices associated with the use of genre in shaping extextualization, on the one hand, and the scholarly practices of linguistic anthropologists, literary critics, and the like, on the other: both entail creating classes of texts, selecting and abstracting features, and using this
process in creating textual authority. (More later on the importance of
this analogy.)
We have argued that the central role played by an active sociocultural
and linguistic process of creating intertextual relations in genre renders
it a powerful means of creating textual order, unity, and boundedness.
The dynamic and constructed character of this relation is apparent in that
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Genre, Intertextuality, and Social Power 149
the same text may be connected to the same genre to vary
highly contrastive ways, and for quite different reasons.
like to suggest that it becomes evident that these intertext
not simply automatic effects of immanent properties of t
focus is shifted to the way that generic intertextuality si
produces the obverse of these properties. Turning first to t
dimensions of this problem, although generic intertextual
imbue texts with order, unit, and boundedness, it also dra
to the lack of self-sufficiency and autonomy of the formalfiguration of the discourse at hand - recourse must be mad
cursive formations to interpret its patterning and signifi
tin's terms, genre points to the inherent dialogicality of th
genre can create order and sense in a text, it can render
fragmented, and nonsensical.
When viewed diachronically or vertically, the fit betwee
text and its generic model - as well as other tokens of the
is never perfect; to paraphrase Sapir, we might say that a
Generic frameworks thus never provide sufficient means
and receiving discourse. Some elements of contextualiz
fashioning indexical connections to the ongoing discourse,
action, broader social relations, and the particular historic
at which the discourse is produced and received. In shor
matic and metapragmatic (cf. Silverstein 1976, 1992) frame
brought into play in shaping production and reception.
The process of linking particular utterances to generic mo
essarily produces an intertextual gap. Although the creation
is unavoidable, its relative suppression or foregrounding h
effects. One the one hand, texts framed in some genr
achieve generic transparency by minimizing the distance b
and genres, thus rendering the discourse maximally i
through the use of generic precedents. This approach s
conservative, traditionalizing modes of creating textual au
other hand, maximizing and highlighting these intertextu
lies strategies for building authority through claims of ind
ity and innovation (such as are common in 20th-century W
ture), resistance to the hegemonic structures associated wi
genres, and other motives for distancing oneself from text
Examples of Strategies for Manipulating Generic Interte
One of the most interesting facets of the way genre ent
course production and reception is the great variation that
strategies for manipulating such gaps. Although we cannot
a schematic inventory of the means by which intertextual d
pressed and foregrounded, some examples may serve to
the range of possibilities and the profound linguistic and s
these intertextual differences.
Kuipers's (1990) analysis of Weyewa ritual speech in Su
sia, provides a striking example of the process of minimizi
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150 Journal of Linguistic Anthropology
gaps. Ritual specialists attempt to decrease th
"words of the ancestors" and their invocation
The three types of "ritual speech" with which K
cerned - "divination," zaizo rites of placation
ment" - involve progressively greater suppre
and personal pronouns, locutives (which fram
speech), and discourse markers, features that c
mance in its unique social and historical settin
in hand with building greater textual authority -
tual gaps - by affording more prominence to
proper names.
Such strategies for minimizing intertextual gaps bear directly on recent
discussions of the complex social processes involved in the construction
of history, tradition, authenticity, ethnicity, and identity (see, for exam-
ple, Appadurai 1981; Clifford 1988; Dorst 1989; Handler and Linnekin
1984; Hobsbawm and Ranger 1983; Kirshenblatt-Gimblett 1991). Invoca-
tions of genre provide powerful strategies for building what Anderson
(1991 [1983]) terms "imagined communities." As in the Weyewa case, the
speech genres that comprise the "talk of the elders of bygone days"
among Spanish speakers in New Mexico play a key role in this process;
unlike Weyewa "ritual speech," however, their use in constructing history, tradition, and ethnicity differs from genre to genre in both practice
and ideology (see Briggs 1988).
The spiritual efficacy and experiential intensity of Lenten performances of hymns and prayers is contingent upon the progressive displacement of any perceived separation between the words uttered by
Christ and the Virgin Mary in the course of the crucifixion, their inscription in sacred texts, and their utterance in performance. Worshippers as-
sert that the written texts used in Lenten rituals have been handed down
verbatim through the generations. Unison recitation suppresses intertextual variation within performances by regulating the volume, pitch, rate,
breath, syntax, lexicon, and rhetorical structure of each worshipper's dis-
course production to such a point that differences between individual
voices are nearly erased. The ritual process symbolically strips away elements that contextualize performances in terms of the social, temporal,
spatial, and historical parameters of contemporary society and renders
the here and now an icon of the crucifixion tableau. In attempting to
achieve symbolic unification with Christ and the Virgin, participants
deny the intertextual gap to such an extent that they seek to overcome
the opposition between signifier and signified itself, merging the experience of the worshipper and that of Christ and the Virgin (as textually
constructed). The control over ritual intertextuality that this process confers on the "Brothers," particularly elderly officers in the confraternity,
affords them a great deal of religious authority and social power in gen-
eral in their communities.
Mexicano speech genres are organized along a continuum, from genres
that emphasize entextualization to those in which overt contextualization
is crucial (Briggs 1988). Whereas hymns and prayers are highly extex-
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Genre , ïntertextuality , and Social Power 151
tualized, oral historical discourse is the most contextualized. In
torical discourse, elders attempt to maximize the gap between "
of the elders of bygone days" and the contemporary discursive
in which it emerges. One way in which this process is unde
volves avoiding direct discourse, recasting this "talk" as the
own utterances and personal experience; direct intertextual link
words of "the elders of bygone days" are thus avoided. The
tion of intertextual distance plays a central role in both the rhet
terning of the discourse and its explicit framing by virtue of
motivates point-by-point contrasts between life antes "in bygo
and the present. This is not to say that the discursive effect of s
egies is to achieve some sort of complete separation of text and
any invocation of generic features creates both intertextual re
intertextual gaps. Such maximization is rather a rhetorical stra
foregrounds the latter dimension of generic intertextuality.
Unlike the Weyewa case, this strategy does not render the
any less powerful in social terms than attempts to minimize the
tual distance. For Weyewa, the ability to silence all dissenting v
impose "unity" by linking monologic utterances as directly as p
the "words of the ancestors" provides the central means of
speech genres and individual performances with ritual and soci
In the Mexicano case, on the other hand, both minimizing and
ing strategies, as differentially distributed according to genre,
in appropriating - and (re)constructing - "the talk of the elder
gone days," thereby legitimating courses of action and position
power.
Although genres tend to be linked to particular sets of strategies for
manipulating intertextual gaps, it is clearly not the case that selection of
a particular genre dictates the manner in which this process will be carried
out. Transformation narratives ("myths") told by Warao storytellers in
eastern Venezuela present narrators with a wide range of possible ways
of manipulating intertextual gaps between the powerful speech of characters who lived "when our world was still being formed/' the individual
who told the particular narrative to the present narrator, and the narrating event. Authoritative, semantically monologic performances attempt
to reduce the intertextual distance to zero, merging primordial and contemporary realms by suppressing explicit contextualization and centering the discourse deictically in the narrated (rather than the narrating)
events (see Briggs 1992a). Like Mexicano oral historical discourse, Warao
dialogic performances point precisely to differences between the two tex-
tual planes, playfully recontextualizing quoted utterances in both pri-
mordial and contemporary realms. Pedagogically oriented performances
create maximal intertextual distance by focusing on the storytelling pro-
cess itself, thus rendering the time when "our world was still being
formed" experientially inaccessible. Not only can tokens of the same
genre be performed in these intertextually contrastive fashions, but the
same individual also can tell the same narrative in these three ways (see
also Hymes 1985).
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152 Journal of Linguistic Anthropology
A shift in key (see Hymes 1972a) can similarly
tive types of intertextual relations for the sam
(1983, 1991) analysis of the way that Kuna ikarka
tice, display, and as entertainment at drunken
curing rituals; each type of performance would s
quite different strategies for treating intertextua
Another example of the use of highly contrastiv
in different performances of the same genre
(1984) Samoan data, as discussed above. When f
monial contexts, lauga foreground intertextua
precedents. In political meetings (fono), on the
stylistic features in displaying one's competence,
thority invoked by the genre, is far less import
shaping the ensuing discussions. Thus, both the n
tual links to prior and subsequent discourse and t
the reception of lauga , and evaluations of the m
formed, contrast radically between settings. As w
and Kuna examples, these differences in strategi
tuality lie at the heart of both formal and functi
the social power of the discourse.
Strategies for maximizing and minimizing inter
even more intimately as they enter dialogically in
text or performance. In nightlong performances o
coloquios) in the Mexican state of Guanajuato, int
essarily created as the script is subjected to a ser
this process of recentering the text in perfor
script is copied out, learned, rehearsed, and p
1992b). In a production in Tierra Blanca de Abajo
man and Pamela Ritch, all the actors save one acc
the written script, as mediated by the primer en
who has overall control of the production, and
cordingly attempted to memorize their lines and
frase *by exact phrases' (i.e., word-for-word).
edged that such factors as limited literacy, impe
difficulties in hearing the prompter, lapses in m
vent exact reproduction of the script, they sough
tual gap to zero. Fidelity to genre and text entail
of formal constraints, particularly the produc
with assonant endings on alternating lines; ass
other patterns, such as rhymed couplets. Similar
dered in a highly conventionalized style of delive
or four regular stresses per line and a fixed into
repeated (by some actors) for each line.
The actor who plays the Hermitaño (Hermit)
ating intertextuality that was diametrically oppo
other actors. Although the fact that he is illitera
nical" limitations to intertextual transparency,
script was more squarely motivated by a carn
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Genre , Inter textuality, and Social Power 153
stance. As the Hermitaño offered few of his lines directly from m
the prompter fed him his lines one-by-one, in a manner audible
audience. Unlike the other actors who required prompting for eac
however, the Hermitaño decided whether to remain faithful to t
listic and content-based features of the text and genre - the domin
tertextual ideology - or to transform it. He linked his utterances
and genre by creating three types of intertextual relations. First,
repeated at least some of the lexical items in the line as spoken
prompter, and the syntactic structure remained largely identical
the two renditions; he repeated some lines verbatim. Second, t
mitaño matched the phonological features of the line-final words
utterances to those of their counterparts in the script. Third, the
taño retained the characteristic intonational style of the coloquio.
tention of octasyllabic lines, rhyming schemes, and intonational
thus created strong generic intertextuality both with the essenti
acteristics of the coloquio and with the lines as read by the promp
With the exception of the lines he repeated verbatim, howev
Hermitaño's discourse departed subversively from the types of g
constraints observed by the other actors. Although the language
coloquio and of the prompter7 s recitation was archaic, elevated, pi
often magniloquent, the Hermitaño's recasting of them was co
debased, richly sexual, and coarse. He similarly displaced much
semantic content of his lines; although the sexual and other allus
substituted can be parsed individually through familiarity with c
nity social relations and the actor's own biography, they were so
linked to each other semantically that the Hermitaño's speeche
tially added up to rich nonsense. Interestingly, the Hermitaño cr
parody by transforming features of the phonological patterning
ated with the genre - alliteration, assonance, and rhyme - throug
ning. The strategies he adopted go beyond the creation of comic ef
objectify and foreground the pragmatics of recentering the text
production process, as undertaken by the other actors, the prime
gado, and the prompter. By subversively recasting the lines that
cited for him by the prompter (and are heard by much of the aud
well), the Hermitaño revealed the central role played by the supp
of intertextual gaps in the genre. The Hermitaño's dramatic a
guage (Halliday 1978:164-182) called attention to the possibility of
tively exploiting intertextual gaps rather than attempting to rend
invisible. Yet the Hermitaño's burlesque creation and prolifera
such gaps is itself a generic convention of the coloquio ; the Herm
traditionally expected to take liberties with the scripted text.
formed, the coloquio genre exploits two strongly contrasting inte
strategies.
The coloquio example points to the way that different strategies can be
invested in different roles in the same performance. The tall tale provides
a case in which different ways of approaching intertextual gaps are undertaken by the same participant and serve as constitutive features of the
genre. Tall tales generally begin as personal-experience narratives; this
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154 Journal of Linguistic Anthropology
framing entails a commitment to recounting e
own life in a truthful manner. This told-as-tr
metanarrative devices that assert the text's faithfulness, both to the
events themselves and (through reported speech) to previous renditions
of part or all of the narrative. A strategy used by a master Texas storyteller, the late Ed Bell, additionally involves directly addressing the audience's state of belief or disbelief and the credibility of the story itself:
"And I don't blame y'all if you don't believe me about this tree, because
I wouldn't believe it either if I hadn'ta seen it with my own eyes, I don't
know whether I can tell ya how you could believe it or not, but that was
a big tree" (Bauman 1986:99).
As the story progresses, however, it increasingly transcends the limits
of credibility. Hyperbolic details and metanarrative indications of the decreasing believability of the events create a sort of generic static, as it
were, that interferes with interpreting the discourse as the relation of per-
sonal experience. The unreal qualities eventually become sufficiently
prominent to lead most audience members to reinterpret the story as a
tall tale. The genre thus involves a transformational process in discourse
reception that moves from accepting strategies that seek to minimize intertextual gaps to perceiving a growing gap between the discourse and
its purported generic framing to embracing a different form of generic
intertextuality, one that celebrates intertextual gaps as powerful creative
tools (see Bauman 1986:78-111, 1987).
The movement evident in tall tales from one type of generic intertextuality to another points to the status of what Bakhtin (1986(1979]) refers
to as secondary or complex genres as powerful means of creatively exploit-
ing intertextual gaps. Here, possibilities for manipulating the gap be-
tween discourse and genre are multiplied as a text is linked to more than
one set of generic features, to a genre that is itself mixed, or to both. Beyond opening up a range of possible interpretive relationships between
generic precedents and the discourse being produced and received, mixing genres foregrounds the possibility of using intertextual gaps as points
of departure for working the power of generic intertextuality backwards,
as it were, in exploring and reshaping the formal, interpretive, and ideological power of the constituent genres and their relationship.
Let us turn to another type of Warao discourse in illustrating the role
of intertextuality in mixed genres. When someone dies, female relatives
compose and sing sana 'laments' until after the return from the graveyard
(see Briggs 1992b). Beyond expressing the anger and sadness of the
mourner, sana offer sharp criticism of actions seen as having contributed
to the death or threatening the well-being of members of the community.
One woman generally composes verses containing new material while
the remaining wailers sing refrains - and listen. The other participants
then either repeat the verses, changing both deictic elements and semantic content to reflect their own experience, or present their own verses.
Sana performances regulate intertextuality in three significant ways.
First, wailers use reported speech in extracting discourse from a wide
range of genres, including gossip, conversations, political rhetoric, ar-
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Genre, Intertextuality, and Social Power 155
guments, and dispute mediation events. The intertextual r
thus quite impressive in that performers both create link
ment performances and assimilate a broad range of other
lament. Wailers exploit intertextual gaps to great effect b
reinterpreting this prior discourse in terms of the way its
zation is affected by the death and by juxtapositions with
utterances. Deictics and tense/aspect forms further manip
tance between reported and reporting speech. A second
this intertextual regulation pertains to the carefully orch
phony that dominates performances. Extremely subtle
tempo, pitch, volume, and timbre of the women's voices,
poetic interrelations between the verses they sing, foregr
gence of both individual voices and a collective discou
1989); the latter dimension shields individual wailers from
Recall Urban's (1988) analysis of the way the iconic relation
acoustic features of individual voices, other tokens of the
"natural icons" of crying constitute "meta-signals" regardi
idarity and "adherence to a collective norm" in examples o
recorded in other areas of South America. Warao women u
content, and performance dynamics of their laments in cal
norms - and claims by others to adhere to them - into que
these same features of sana regulate the intertextual relat
their laments and future discourse. Sana are seldom critici
preted; although their content is subsequently recontextua
rative accounts of "what the women are crying," wom
specify in their sana how these stories should be told and
The interaction between gender and genre is crucial he
laments, Warao women have very little role in the produc
tion of "mythic" narratives, political rhetoric, and shaman
The ability of sana to incorporate other genres and, exploiti
gaps, to question their authority provides women with fre
opportunities to have a more powerful role in discourse
and reception. Research by Feld (1990a[1982], 1990b) and
(1991) on the role of polyphony and intertextuality in, resp
(New Guinea) and Inner Maniat (Greek) laments points t
role that generic intertextuality plays in constituting - an
ing- gender roles. (We will have more to say about the r
tween gender, emotion, and genre below.)
Axes of Comparison
These examples point to the broad range of strategies tha
minimizing and maximizing intertextual gaps. While we are
being able to present an exhaustive inventory of the form
tuality associated with genre, we would like to adumbra
principal loci in which variation is evident with respect to
generic intertextuality and the means by which intertextu
nipulated.
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1 56 Journal of Linguistic Anthropology
1. One axis of comparison is provided by the dim
tualization process that are exploited in creating a
textual relations. Just as phonology, lexicon, mor
structure, turn-taking, thematic content, prosody
roles, and other features can be used in linking d
edents, strategies for minimizing and maximizing
draw on an equally broad range of features. Dell H
Hymes (198 7), and others have documented the r
ical progressions of narrative action and patterns
ating intertextual continuity and variation in Nati
Bauman (1986:54 -77) argues that West Texas or
reported speech in building a punch line, are mor
those in which reported speech is not the point o
in the coloquio example, one of the most common
mal features in creating generic intertextuality, w
mantic content, participant structures, metapragm
like are used in challenging generic precedents;
can also be reversed.
2. Another source of variability with respect to the degree to which
generic relations create order, unity, and boundedness lies in the fact that
all genres are not created equal - or, more accurately, equally empow-
ered - in terms of their ability to structure discourse. While "ordinary
conversation" affords much greater room for disorder, heterogeneity,
and open-endedness, some genres of ritual discourse provide almost no
room for these characteristics or for structural flexibility in general. The
Weyewa and Mexicano examples illustrate the differential distribution of
this ordering capability by genre within particular discursive economies.
3. The power of genre to create textual structure also varies in keeping
with the degree to which the generic patterning is imposed on a particular body of discourse. Although connections between a particular text
and its generic precedent(s) sometimes crucially shape the formal structure and social force of the discourse, in other cases generic intertextuality is simply one of the available interpretive options. The use of lauga in
ceremonial and political contexts provides an example in which these
two options are evident in the case of a single genre. Generic features
may not be overtly marked, and features that do appear may be fore-
grounded to various degrees (through repetition, metapragmatic signaling, et cetera) (see Briggs 1988). As we will argue below, the fact that the
capacity of genre to create textual order, unity, and boundedness can be
invoked to varying degrees is of profound interactive, ideological, and
political-economic significance.
4. One of the most interesting loci of variation involves the extent to
which intertextual strategies become, in Silverstein's (1992) terms, denotatively explicit, in the sense that the metapragmatic framing of intertextual relations is marked overtly through the denotative content of the entailed expressions. With regard to the preceding examples, Warao ritual
wailing and Texan tall tales make extensive use of explicit framings,
whereas the Hermitaño's subversive transformations are not explicitly
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Genre , lntertextuality, and Social Power 157
signaled. The latter example will serve as a warning against
the ready (and ethnocentric) conclusion that denotationally
nals will be more salient in every case; when semantic inter
greatly limited by auditory interference, the use of unintel
or languages, and the like, implicit signals expressed thr
or visual features may be more accessible. Basso's (1984
Apache moral narratives similarly provides a telling exampl
power of implicit framings. These parsimonious narratives
explicit information on intertextual relations; the framing
limited to a statement regarding the place in which the rep
took place ("it happened at") and its temporal locus ("lo
point of the performance is to induce an individual who is p
her or his recent behavior - and what community members
about it - to the moral transgression committed in the stor
ingly, these narratives contain explicit statements of interte
(provided by the opening spatial and temporal frames) as w
implicit relations (the link to talk about a member of the a
case also points to the fallacy in assuming that intertextual
established by performers or authors alone: a crucial part o
of constructing intertextual relations may be undertaken by
5. A similar note of caution should be sounded with respec
of oral versus written resources in creating intertextuality
Goody (19 77), Ong (1967, 1982), and other writers, who sha
guish between "orality" and "literacy" as distinct modes
production and reception and cognitive orientations, wo
expect that intertextual gaps will be minimized when writt
used. The written text is indeed regarded as authoritative tual gaps are highly constrained - in the case of the scripts
ican coloquios and New Mexican notebooks containing
prayers. Nonetheless, the (re)production of written text
their reception and recontextualization (in either oral or wr
necessarily creates intertextual gaps. The Hermitaño ex
how these gaps can be creatively expanded in establishin
relations. Heath's (1982) research on class differences in lite
suggests that learning to exploit intertextual gaps by lin
taking information from books" to other types of discours
and reception (such as providing descriptions of everyda
events) is a crucial prerequisite to success in school. (We wil
to say later about the connection between intertextuality, l
cialization, and social class.) Hanks (1987) and Lockhart (1
demonstrate the way that the production of written docum
spectively, the Maya and Nahua of colonial Mexico drew o
novation as a key response for negotiating rapidly chang
political relations.
6. A number of writers have argued for the need to e
genre shapes the expression of emotions as well as the re
of the relationship between genre and gender. In an early
the ethnography of speaking to issues of gender and em
(1974) describes Malagasy men's control over speech styl
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158 journal of Linguistic Anthropology
that minimize expressions of anger, criticism
women, on the other hand, use "unsophisticated
emotion in a direct and often confrontational man
demonstrates the differing potential of contrastiv
ing emotions; in particular, women's ritual weeping
means of expressing shared sentiments, whereas m
duce particular affective states in listeners. Schief
Kaluli mothers develop teasing routines with so
same type of interactions - and the emotional e
sion - with daughters. In a number of papers, Bren
has pointed to the contrastive social values, pattern
and emotional states that are evoked by different
suggest that excluding women from participation
performances enacted by Hindi-speaking Fiji Ind
them from obtaining access to a number of cultur
experiences.
Naturalizing the connection between genre, gender, and emotional experience can in turn rationalize the subordinate status of particular social
groups or categories of persons; Lutz's (1990) discussion of the association between "emotionality" and the female in Western society provides
a case in point. On the other hand, individuals who enjoy less social
power due to gender, age, race, or other characteristics may draw on particular genres in expressing the injustice of their situation or in attempt-
ing to gain a more active role in social and political processes; women's
performances of ritual wailing provide a striking example (see Briggs
1992b; Seremetakis 1991; Tolbert 1990). 5
7. The role of music in creating intertextuality is also fascinating. By
virtue of its capacity for closely regulating pitch, timbre, tempo, volume,
and other features, and its frequent use in regulating movement
(through dance), music can provide a powerful resource in attempting to
suppress intertextual gaps. The use of music in parody and satire (as in
Brecht's plays) points contrastively to its potential for foregrounding in-
tertextual gaps. Feld (1990a[1982]) shows how musical features can si-
multaneously create intertextual links to generic precedents and to quite
different types of discourse; the tonal characteristics of Kaluli "melodic-
sung-texted weeping" stimulate powerful emotional responses by connecting a woman's performance with the weeping of other women and
with the tremendously evocative call of the muni bird. The fascinating
problem of sonic or acoustic icons, including onomatopoeias, sound
symbols, vocables, and the like, can be fruitfully analyzed with respect
to their functions as powerful means of naturalizing intertextual relations. The relationship between musical and verbal modalities, along
with dance, costume, and the like, in creating and challenging generic
intextuality constitutes an area in which further research is needed.
8. A final axis of comparison pertains to the nature of generic intertextuality. The framing of some texts aligns them closely with a single genre;
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Genre, Intertextuality, and Social Power 159
as we noted above, the link in other cases may be either t
different genres, to a mixed ("secondary") genre, or to bo
may be relatively fixed or emergent and open-ended. War
ing, for example, affords a great deal of flexibility as to w
incorporated and how they enter into the performance. Th
formed by stand-up comics exhibit similar flexibility. In ot
intertextual relations are established with two or more pa
in relatively consistent ways.
Icelandic legends regarding magical poets, for example
tations of verses imbued with magical efficacy into narrat
man 1992a). A number of types of intertextual relations pla
in constituting these texts. First, narrators traditionalize
their authenticity by recounting intertextual histories of th
of a particular example from narrator to narrator. This m
framing both minimizes intertextual distance by construc
continuity and maximizes the gap by questioning the auth
interpretations of the story. Second, the intertextual gap b
ported recitation of the magical verse and its presentation i
is minimized through the poetic distinctiveness of the ver
mains, however, in that the narrator is not composing but
the magical verse; its performative potency for realizing su
lence is thus absent. Third, the narrative relates to the vers
tent alone, describing the circumstances of its initial perfo
porting on its effects (e.g. , a man cursed in a verse died in
ner that it specified). Finally, the verse affects the narrat
magical verses extend beyond their textual confines to sha
grammatical, and rhetorical patterning of the narrative. H
of intertextual strategies that accrue to each genre as well a
interrelations are relatively conventional.
Broader Implications for Linguistic Anthropology
These examples suggest that generic intertextuality c
quately understood in terms of formal and functional patt
questions of ideology, political economy, and power mus
as well if we are to grasp the nature of intertextual relation
sion thus opens up a much larger theoretical and metho
that has emerged in linguistic anthropology and the study
in general. At first glance, it seems as if the number of sch
aligned their work with the concept of discourse would ha
fruitful integration or at least an articulation of a wid
proaches and concerns. A closer look suggests that the high
conceptualizations of the nature and significance of "di
often widened the gap between research agendas. A great d
work in linguistic anthropology resonates with Sherzer's c
course-centered" approach to the study of culture, one t
detailed analyses of "actual instances of language in use," ca
umenting the relationship between formal and functional
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160 Journal of Linguistic Anthropology
dimensions of social interaction, social structur
(1987:296). The concept of "discourse" used by
Foucault, Bourdieu, and other post-structural
cated more in the general processes by which so
tions create, sustain, and question social p
"speech events." Such practitioners are generally
rhetorical and political parameters of scholarly
munication, and institutional discourse than
ethnographic "Others."
Unfortunately, this hiatus has further divided
cultural anthropology. The rift emerges in comp
lishing textual authority, with linguistic anthr
the low ground of methodological and analytic
tural types staking out the higher ground of sen
and political issues that prevail in the postmode
frequently gives rise to ignorance of compleme
hardening of intradisciplinary and epistemologi
the perspective we have outlined in this artic
guistic anthropologists can draw on the theor
strengths of their training in challenging this
The preceding section focused mainly on form
sions of strategies for creating intertextual rel
examples clearly show, however, the roots of in
just as deeply into social, cultural, ideological, a
ets of social life as they do into the minutiae of
use. We would like to suggest that relations bet
ideology can be read in both directions - in term
social, cultural, ideological, and political-econom
empower intertextual strategies and the mann
intertextuality and their associated practices sh
The long-standing association between genr
discourse provides a strong sense of the impa
and social relations on intertextuality. The ex
clearly defined and elaborate system of genres
with the social, political, and communicative va
and literatures. For example, one of the central
rope during the Renaissance was the legitimat
(particularly vis-à-vis Latin and Greek) through
culcation of an extensive set of rules for the ge
(see Dubrow 1982:58; Lewalski 1986). Like the
dard language, the production of a presumably
ventions played a role in the creation of "im
Anderson 1991(1983]). The potential utility of an
ary genres for the establishment of an order
explicit by such figures as Hobbes and Pope. A h
tion of genres formed a central concern during
of the prevalent fear of disorder in individuals
(see Dubrow 1982).
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Genre, Intertextuality, and Social Power 161
The association of genre with order has similarly often pr
interested in countering established social and literary o
lenge established genres or even the role of genres in gene
mantics' search for a "natural" order led them, accordingly
association between conventional order and genre as a basis
ing genre. Feminist scholars have argued that women often
and manipulate generic conventions as a means of gaining
male-dominated discourses (see Miller 1986). The scholar
of such "folk" genres as the epic, proverb, fable, fairy tal
assisted in the nostalgic creation of a "folk" culture, which
in advancing nationalist agendas by appropriating the past
tablishing the cultural autonomy and superiority of literar
Hall 1981; Handler and Linnekin 1984; Herzfeld 1982; Kirsh
blett 1991; Stewart 1991).
A number of writers have argued that individual genres
cally ordered (see, for example, Bourdieu 1991:67; Kuiper
1992:87). By virtue of the profound social and ideological a
genres, hierarchies of genres are tied to social hierarchies. G
nection between genres and conventional order, as well as
chical organization, it is far from surprising that developi
in different generic frameworks is a major focus of educati
Following Bourdieu's (1977, 1991; Bourdieu and Passeron
of the cultural politics of education, it is evident that the h
ganization of discursive competences according to genre
cient means for both controlling access to symbolic capital a
the discursive competence of individuals.
Recall Heath's (1982) analysis of the connection between "
ing information from books" and educational success. Th
white, working-class white, and working-class African-Am
munities she studied were characterized by distinctive "wa
Although books were accorded great authority and readi
encouraged in both of the predominantly white communit
ing-class parents "do not, upon seeing an item or event in t
remind children of a similar event in a book and launch a
mentary on similarities and differences" (Heath 1982:61). H
that although bedtime routines were not common in the w
African-American community, participation in oral sto
other forms of verbal art afforded children great acuity in
textual relations, particularly as based on metaphorical and
links.6 Heath suggests, however, that classroom discour
these types of intertextuality "because they enable childre
lels teachers did not intend, and indeed, may not recognize
dren point them out" (Heath 1982:70). She goes on to argue
patibility between the "ways of taking" inculcated by midd
parents - even before the children were reading - and thos
the classroom fostered much greater success in school. Reje
res that predominated in the African- American community
row constraints on recontextualization that prevailed amon
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162 Journal of Linguistic Anthropology
bers of the working class constituted crucial mea
to symbolic capital.
Bauman's (1977a, 1982) account of children
tines" - speech acts (such as riddles and knock
response is solicited - presents analogous data
which literacy practices are not central. He su
routines provide contexts in which such educatio
skills as asking and answering questions can b
for using them in gaining interactional power ca
teresting parallel to Heath's data, the Anglo ch
tin, Texas, sample were interested in a broader ra
tines than either Chicano or African- American
more extensive intertextual relations between so
television shows, comic books, and other forms o
evident in the repertoire of the Anglo children.
that both race and class regulate access to socializ
intertextual strategies that are rewarded by th
studies we cited earlier on genre and gender sugg
crucial role in shaping the relevant socializatio
would go on to suggest that such differential dis
in intertextual strategies provides an important
cial inequalities based on race and ethnicity, ge
One of the thorniest issues that divides social-c
from their linguistically oriented colleagues is th
members of the former subdiscipline take in the
ethnography (see Clifford 1988; Clifford and Ma
thropologists - and more than a few social-cultur
regard their preoccupation with the writing of et
field" and in the office, as a means of diverting
from the task of discovering the similarities and
that people talk and act. Investigating intertextu
to offer important possibilities for transcend
standoff. Fieldwork, analysis, and publication
intertextual strategies as are coloquio performan
the other forms we have discussed. Such tech
draw on complex intertextual relations in creatin
configured for scholarly recontextualizations.
skillfully shown, ethnographers can be easily
generic intertextuality that their "informants" ar
discourse. As in other types of discourse product
is negotiated is not just what types of intertextu
lished, but who gets to control this process; ra
institutional position, and postcolonial social stru
the production and reception of intertextual rela
Briggs 1986; Mishler 1986).
A number of anthropologists have recently foc
textuality in ethnographic writing, illuminating
work and its representation are shaped by intert
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Genre , Intertextuality, and Social Power 163
neric parameters of ethnographies are shaped through intertextual li
not simply with the discourse of Others, but with such literary genre
travel literature, autobiography, and colonial accounts (Clifford 1
Clifford and Marcus 1986; Marcus and Fischer 1986; Taussig 1987, 199
Although anthropological writing generally claims to derive its author
from knowledge gained "in the field/' intertextual relations establish
through allegorical narratives and rhetorical tropes play a crucial role
creating authenticity and scientific authority. Examined from the pe
spective of the creation of generic intertextuality, these literary featu
are fascinating, both for the way they attempt to naturalize the eth
rapher's control over intertextual processes and for the manner in w
they seek to erase the monumental gap between the discourses they r
resent and their own textual representations. The extensive use of ta
recorders in the field and side-by-side transcriptions/translations by l
guistic anthropologists (present company included) clearly play a role
this process.
This is not to say that anthropological research, linguistic or otherwise,
is untenable and should be abandoned. It is to say that field work and its
representation provide no less interesting examples of generic intertextuality than other types of discourse and that they are no less in need of
scholarly attention. Attempts to dismiss analysis of the intertextual relations that we construct in the course of research and writing would seem
to deny us vital information regarding the scientific status of these materials. Such proscriptions simply add up to another set of strategies for
minimizing intertextual gaps; as in all such cases, we must inquire into
the ideologies that sustain them and the power relations that render
them effective or ineffective.
Conclusion
In this article we have critiqued views of genre that draw on purport
edly immanent, invariant features in attempting to provide internally
consistent systems of mutually exclusive genres. We presented an alternative view of genre, one that places generic distinctions not within text
but in the practices used in creating intertextual relations with other bo
ies of discourse. Since the establishment of such relations necessarily se
lects and abstracts generic features, we argued that generic intertextua
ity is not an inherent property of the relation between a text and a genr
but the construction of such a relationship. A text can be linked to gener
precedents in multiple ways; generic framings of texts are thus oft
mixed, blurred, ambiguous, contradictory. We accordingly suggeste
that generic links necessarily produce an intertextual gap; the strategie
used for constructing intertextual relations can seek to minimize this ga
maximize it, or both. Choices between intertextual strategies are ideolog
ically motivated, and they are closely related to social, cultural, politica
economic, and historical factors.
Scholars have generally regarded systems of literary and speech genre
as means of classifying or ordering discourse. Since intertextual relation
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164 Journal of Linguistic Anthropology
produce disorder, heterogeneity, and textual open-e
order, unity, and boundedness, scholarly strategies
links similarly involve arbitrary selections between
tual relations and are affected by ideological, soci
economic, and historical factors. Therefore, no syst
fined by scholars can provide a wholly systematic, e
jective set of consistently applied, mutually exclusiv
One of the most interesting lines of inquiry in lin
and folklore (see Ben-Amos 1976(1969], 1992) has
speech genres in the ethnographic study of locally c
cation systems rather than in a priori analytic categ
had a positive impact on research by drawing attent
of discursive ordering undertaken by a broader ran
receivers of texts than those associated with scho
Unfortunately, it has also helped displace the reificat
textuality from scholarly discourse to representatio
Others. Ethnographically based studies often portra
ethnic genres as a process of applying relatively sta
tent, mutually exclusive, and well-defined categorie
and reception of texts. In representing such an orde
run the risk of doubly mystifying the problem by
ideologies and power arrangements that underlie loc
neric order as well as by covering up their own rhe
in ordering ethnographic data. In so doing, schol
members of the community in question who are dee
over the production and reception of intertextual rel
often overlook the existence of marginalized and dis
strategies (but see Appadurai et al. 1991). While th
genres conducted by the two of us over the years h
lyze the social, political, and linguistic processes tha
tion and reception of verbal art, our work is hardly i
of reification.
Our goal in this article is thus not to "rescue" th
from these difficulties or to assert its centrality to
anthropology. Any attempt to champion - or to dism
genre would have strong ideological underpinnin
tried to use our discussion of genre as a means of ra
sues regarding discourse production and reception
(Bauman and Briggs 1990) we argued that discourse a
proceed either by (1) studying (sodo)linguistic ele
apart from the process of discourse production an
studying social interactions as analytic microcosms.
the fruitfulness of studying discourse vis-à-vis the
in the course of successive decontextualizations and r
and of exploring the process of entextualization that
and functional basis for such transformations.
We have attempted to advance this line of inquiry
tention to some of the ways that linguistic anthropo
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Genre, Intertextuality , and Social Power 165
concept of genre in elucidating discourse processes; we h
a number of problems in the theoretical underpinnings of
sions that pose obstacles to progress along these lines. We
the notion of generic intertextuality in analyzing particula
decontextualizing and recontextualizing discourse, along w
that this process both reflects and produces social power.
this discussion has demonstrated the value of integrating
and functional analysis, the sine qua non of linguistic anthr
attention to ideology, power, and scholarly practices. W
have suggested some of the ways that such a critical synth
can illuminate contrastive - and often competing - app
study of discourse.
Notes
1. The way that a number of anthropologists approached ethnographically situated genres converged with work in folkloristics; the distinction drawn by BenAmos (1976[1969J) between "analytical types/' the etic categories used by scholars in comparative research, and "ethnic genres," the emic categories used by
members of particular speech communities, was highly influential.
2. See studies by Bauman (1986), Briggs (1990, 1992b), Goodwin (1990), Hymes
(1981), Philips (1986), Silverstein (1985), Tannen (1989), Urban (1984b), and a volume edited by Lucy entitled Reflexive Language : Reported Speech and Metapragmatics
3. The qualifier here suggests the fact that there are important exceptions.
Some types of reported utterances, such as proverbs, may be attributed not to a
particular individual or speech event but to a category of speakers or simply to
"tradition" (see Briggs 1988:101-135).
4. In developing his notion of the spatialization of the word in dialogue, Bakhtin discussed an opposition between the horizontal characterization of a word's
status, a relationship between a writing subject and an addressee, and a vertical
one, in which the word is viewed in its relationship to a preceding utterance.
5. Investigations of the relationship between genre and gender are currently
providing a rich cross-disciplinary convergence of interests between linguistic
and soriocultural anthropologists (see Appadurai et ai. 1991; Gal 1991; Philips et
al. 1987) and practitioners in such fields as ethnomusicology (see Herndon and
Ziegler 1990; Koskoff 1989), folkloristics (Farrer 1975; Jordan and Kalčik 1985),
and literary criticism (Miller 1986; Showalter 1985).
6. See also Labov (1972) on the sociolinguistic skills of inner-city African-American children; he similarly argues that the hegemony of sociolinguistic patterns
associated with middle-class whites in schools thwarts the ability of AfricanAmerican children to draw on their verbal abilities and sets them up for educational failure. Interestingly, Gates (1988) argues that intertextuality lies at the
heart of African- American aesthetics.
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