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JOSEPH GRIM FEINBERG (ORCID: 0000-0002-5858-7516)
The Story of Dialectics and the Trickster
of History
Drawing on Hegel’s interpretation of narrative and Lyotard’s
rejection of “grand” dialectical narratives, this paper addresses the relationship between emancipatory dialectics and narrative form. It begins by establishing the intimate connection
between dialectical thought and narration. On this basis, the
paper argues that varying conceptions of dialectics can be associated with varying structures of narrating history. Finally,
the paper makes the case for identifying a specific narrative
form adequate to the radical re-readings of Hegel that have
replaced the perspective of the master (the subject privileged
by a given system of historicity) with the perspective of the
slave (who, while excluded from historicity, struggles against
this exclusion). This narrative form corresponds to none of
the classical Greek genres; it is best described as a trickster
tale.
Keywords: Hegel, narrative theory, philosophy of history, Master-Slave Dialectic,
tricksters
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A long time ago, there were no stories on the earth, because all the stories belonged
to Nyame, the god of the sky. So Anansi the spider went up into the sky.
It is telling that one of the harshest critiques ever made against Hegelian
dialectics was a critique of narrative. When Jean-François Lyotard declared that the grand narratives of the modern age had lost credibility
(Lyotard 1984), this was widely understood as an indictment of the
historical dialectic that had been so grandly narrated by Hegel. But the
critique did not stop with Hegel and his compelling story of Spirit on
its journey to self-consciousness and realization in history. Lyotard
questioned the continued efficacy of all those types of stories that, over
the years, had been inspired by Hegel’s: stories of humanity gaining
liberty through scientific knowledge, of the oppressed people winning
democratic self-government, of the working class overcoming the contradictions of capitalism. Although Lyotard himself paid some attention
to the differences between such stories, the simplified idea of the end of
grand narratives concealed something else about the dialectical tradition:
the fact that dialectical narratives come in many forms.
Recognition of the plurality of dialectical forms should complicate
the received picture of young, energetic, small non-dialectical narratives
fighting it out with big, senescent dialectics. While this account became,
perhaps against the intentions of writers associated with postmodernism
and poststructuralism Lyotard’s own intentions (e.g. Lyotard and
Thébaud 1985; Derrida 1986; Barnett 1998; White 2014), a kind of
popularized meta-narrative of the postmodern age, I would argue not
only that dialectics survived the alleged end of grand narratives, but that
all narratives are dialectical. In light of this, the challenge posed by
Lyotard can be reframed. The issue is not whether the dialectic can offer
a legitimate story of emancipation, but what kinds of dialectical stories
of emancipation can be told.
Hegel, like any good storyteller, inspired others to retell his story.
Each reader of Hegel also became a re-teller, and in the course of retelling, the story changed. New narrators have pointed to flaws, gaps, and
contradictions in Hegel’s own story; they have brought new heroes into
the narrative, drawing attention to the hero’s position, to the prospects
and temporality of the hero’s success, to the relationship between the
story of one hero and the stories of others, Spirit or Man, masters or
slaves, imperial states or peoples without history. The hero may come
from within a society, embody that society, and lead it to victory. Or
the hero may be an uncouth outcast who, lacking power, mobilizes wit
and guile to break down the barriers to freedom.
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Some of these narrative forms have been given names by Hegel and
his later readers: history has been told as comedy, as tragedy, or as epic.
I, as a reader of Hegel’s readers, call attention to another narrative form,
one that has already taken shape in proletarian and anticolonial readings
of the dialectic, but which has not yet received a proper name.
Nyame, the god of the sky, said to Anansi, “I tell stories for kings when they come
issuing decrees. I tell stories for merchants who offer me all the wealth and pleasures
of their cities. I tell stories for warriors who come beating their breasts and raising
their spears. I tell stories for the Python and the Leopard and the Tiger and all the
Hornets of the world. How can I spare a story for you?”
Narrativity vs. Dialectics?
In spite of the significant interest in narrative theory expressed during
the postmodern period (which I will define as the period dominated by
the questioning of grand narratives), it is striking that many of the
approaches that emerged then were rather anti-narrative. Authors like
Derrida and Deleuze drew attention to indeterminate successions of
ruptures and events that punctuated any possible linear development
and seemed to render inoperative any consistent semantic structures
(Derrida 1978; Deleuze 1988). But while one strand of thought refused
to narrate history as a coherent story, another invoked narrativity as
a way of emphasizing history’s contingency. So while Lyotard recognized
the Hegelian dialectic as a narrative, he also relativized it, presenting it
as just one narrative among many. Earlier, Hayden White had made
a similar move, raising the question of how history was narrated and,
thus, suggesting the arbitrariness of Hegel’s narrative in comparison to
other historical narratives (White 2014).
Even this turn to narrativity, however, represented a turn away from
what has been traditionally considered good storytelling. While Lyotard,
for example, described grand narratives in terms typical of storytelling,
he hardly said anything about the structure of small narratives. To grand
narratives he attributed beginnings (conditions of domination or ignorance), rising tension (historical struggles for progress), and ends (in
which tension is resolved and consciousness or emancipation is achieved),
but when discussing small narratives he largely abandoned narrative
terminology and wrote instead of “games” (Lyotard 1984, chap. 14;
Lyotard and Thébaud 1985), as if to suggest that in small narratives plot
structure is less important than the unpredictable results of play. Lyotard
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remained interested in the fact that stories were narrated, but he was
much less interested in the structure of narration.
The cumulative effect of such critiques was to discredit singularity
(the idea that there might be only one grand narrative), linearity (that
a narrative might proceed without setbacks or interruption), and structure (that a narrative might be interpreted within an internally coherent
system of meaning). Narrative survived, but largely bereft of form. As
these non-narrative or para-narrative features came to be associated with
narrativity, narrative could be invoked to suggest contingency. In order
to say that some course of events could not be explained by inevitable
progress or universal laws of history, it could be said that that it was just
another story, unfolding however the narrator chose to tell it.
The trouble with this understanding of narrative—which, though
not the only understanding to emerge in the postmodern period, became
widespread—is that this is not how stories actually operate. In stories,
events do not arbitrarily follow one another. A new episode does not
mark a radical rupture from the preceding episode. A new event may
mark a reversal or twist, but its effect has everything to do with what
came before. The power of stories derives from the fact that, although
we never know just what might happen next, what happens next still
has to satisfy the demands aroused in the audience by the preceding
narrative.
The turn to small narratives drew attention to a moment of contingency—or, more precisely, underdetermination—contained in all effective stories. And if dialectics are also stories, they too contain this underdetermined moment. If every detail of the path of history were known
in advance, it would involve neither narrative tension nor dialectical
contradiction. Yet this underdetermination cannot be pure contingency,
because good stories are not free to develop just any way. Even the
smallest narratives need to go somewhere if they are to become compelling stories. A story whose audience wants to hear it finished and might
want to retell it—a story that has a chance of becoming a socially generalizable way of perceiving events—has to set up narrative tension and
adequately respond to that tension. History is dialectical only if each
historical conjuncture holds us in suspense by generating expectation
and pointing to specific possible outcomes, even if we do not know
which outcome will be realized, and even if we might be surprised by
a development that defies expectations and yet, once it comes, appears
fully adequate to the overlooked clues that foreshadowed it.
The outcome of dialectical history is neither predetermined nor fully
contingent; not every story will find an audience. Some might be told,
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but ignored. Some might be so implausible that they are never told. Yet
there is always more than one story that has a chance of succeeding,
satisfying the audience with the right mix of necessity and surprise. This
creates an inevitable moment of narrative decision. If the postmodern
critique brought valuable attention to the narrative dimension of dialectics and the multiplicity of possible narratives, the Hegelian tradition
can remind us, once again, how the structure of dialectical contradiction
shapes understandings of emancipation that will be adopted by movements that tell their own stories and place themselves in history.
Anansi said to Nyame, “I will beat all those beasts of the earth, and you can give
their stories to me.”
Dialectics as Narrativity
Hegel, in developing his notion of dialectics, offered a method for understanding how humans narratively shape understanding. He accomplished
this not only by situating concepts in history, pointing to how they
develop over time, but more importantly by showing how the temporal
development of concepts is shaped by tension between opposing principles, as concepts are pushed into a changing future by the pressure to
resolve tension. In this respect, the principle of dialectical contradiction
is coterminous with the principle of narrative tension. Dialectics come
into play when human perception of tension and temporality comes
into play, when humans perceive contradiction as something that calls
for resolution, when they act and understand the actions of others as
attempts to push contradictory situations toward resolution. In other
words, social experience first became dialectical when humans first began
weaving moments of life together as series of entanglements and disentanglements, suspense and resolution—that is, when they began telling
their lives and histories as stories.1
1 It is true that Hegel applied this approach not only to human affairs, but
also to the nature of the world. He was able to make this logical move because he
placed the whole world within the realm of unfolding consciousness. Since Hegel’s world was a grand storyteller, the world appeared to really operate according
to the principles of stories. Insofar as the world becomes Spirit, the world moves
the way human Spirit narrates its moving. When Lukács, in History and Class
Consciousness, argued against Engels that dialectics cannot be found purely in
nature, but only where there is human subjectivity in history (Lukács 1971a, 3),
this was a logical consequence of renouncing Hegel’s identification of Spirit and
world. If there is a natural world distinct from Spirit, then it only becomes dia-
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Hegel’s innovation was
to apply narrative
principles consistently
to the investigation of
knowledge about being.
(...) In effect, Hegel
asked what might
happen if we looked on
existence as a story. His
work stands out as an
attempt to bring these
modes of theory together, synthetizing the
principles of narrative
and dialectics with the
principles that govern
the known world (as
dialectically narrated).
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Hegel was by no means the first to bring together dialectical and
narrative thought. When philosophy first emerged, it mobilized the
narrative principles of traditional storytelling, even if it did not yet
explicitly reflect on narration. Philosophy took the principle of contradiction, which had been embedded in narrative thinking, and reflected
on it independently and abstractly, turning it into a contradiction
between established opinion and philosophical truth (as it was for Parmenides and Plato) or turning it into a principle of reality itself (as it
was for Heraclitus and, in China, for Zou Yan and his elaboration of
yin and yang). Philosophy thus turned from myth to ontology, from
stories about an anthropomorphized world to stories about the interaction of abstract principles. From this perspective, Aristotle’s Poetics appears as one of the first major works that not only employed dialectical
thought, but directly described and analyzed its principles, and in this
respect it may be as important as his Metaphysics as an antecedent to
modern dialectics.
Hegel’s innovation was to apply narrative principles consistently to
the investigation of knowledge about being. This is somewhat obscured
by the order in which Hegel presented his ideas, which might give the
impression that he first developed a set of metaphysical principles and
later applied them to history and narrative art. Yet from a logical perspective, it could be said that it was the narrative principles that took
priority. In effect, Hegel asked what might happen if we looked on
existence as a story. His work stands out as an attempt to bring these
modes of theory together, synthetizing the principles of narrative and
dialectics with the principles that govern the known world (as dialectically narrated).
If concepts develop according to principles of contradiction and the
push toward resolution—that is to say, if they develop as stories—then
different kinds of stories make for different kinds of concepts. My purpose, then, is not to pinpoint which narrative form Hegel most consistently employs, but to explore how Hegel’s narration opened up the
question of form, inspiring multiple interpretations and alternatives.
The stakes are high, because if Hegel was right that dialectics not only
capture the development of consciousness, but also encompass the development of history on its path toward freedom, then the narrative form
of dialectics is also a structure emancipatory practice.
Exploring the relationship between narrative form and emancipatory
practice it becomes all the more pressing at moments like the present,
lectical when it finds a subject that confronts it and narrates its historical motion.
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when older narratives have lost their position of dominance. After
modern grand narratives were called into question in the postmodern
period, now the postmodern story of proliferating small narratives has
also lost its erstwhile hold on the public imagination. But new narratives are only beginning to take shape. The old heroes of dialectics have
been declared dead, and no birth certificate has yet been issued for the
heroes who keep being born.
Anansi the spider went down to earth and into the forest of the Python. He cut down
a branch of palm and a length of stringy vine, and as he walked he said,
“I bet Python isn’t even as long as this little branch.” The Python overheard him.
“What’s that?” the Python said. “I’m as long as ten palm branches!”
But no, Anansi said, “I don’t believe you.”
So the Python stretched himself out beside the branch, closed his eyes and
stretched and stretched until his head reached past one end of the branch and his
tail reached past the other. “Keep stretching,” Anansi said. “Maybe you really are
long after all! How was a little spider to know?” The Python kept stretching, and
Anansi tied him up with his length of vine and carried him up to the god of the sky.
Hegel’s Genres
According to a character in Brecht’s Refugee Conversations, Hegel’s Greater Logic
talks about the life of concepts, those slippery, unstable, irresponsible existences;
the way they insult each other and draw their knives on each other and then sit
down to dinner together as if nothing had happened. They appear in couples,
so to speak—each is married to its opposite. (Brecht 2020, 63)
Like in a classical comedy, the characters of dialectics clash and then
reconcile, ending in marriage. But this was not an entirely original
observation on Brecht’s part. Hegel himself seemed to suggest that dialectics could be understood as a grand, universal comedy (White 2014;
Hamacher 1998; Zupančič 2008; Speight 2021).
In his Aesthetics, Hegel begins his reflections on poetic form with
a consideration of epic and lyric poetry.2 But as he defines them, each
2 Hegel covers some of the same ground in the Phenomenology, in the section
on “Religion in the Form of Art,” but there he places much less emphasis on
narrativity and historicity.
The Story of Dialectics and the Trickster of History
If concepts develop
according to principles
of contradiction and the
push toward resolution—
that is to say, if they
develop as stories—then
different kinds of stories
make for different kinds
of concepts. (...) The
stakes are high, because
if Hegel was right that
dialectics not only
capture the development of consciousness,
but also encompass the
development of history
on its path toward
freedom, then the
narrative form of dialectics is also a structure
emancipatory practice.
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is only one-sided in its expression of spirit: epic is the genre of exteriority, while lyric is the domain of interiority. Epic objectively portrays
deeds and events from the perspective of a given whole; lyric subjectively
portrays the inner world of the speaker. The one-sidedness of each genre
is overcome, then, in dramatic poetry, which brings multiple subjects
together in their dramatic deeds, developing the relationship between
their inner spirit and their outer world (Hegel 1975 [2], 1037–1038).
Within drama, then, Hegel distinguishes tragedy from comedy, and here
it is tragedy that appears one-sided. This time the issue is one of historical perspective. Tragedy depicts how, in a given epoch and within a given
ethical order, conflicting intentions and claims prove impossible to
reconcile: “For although the characters have a purpose which is valid in
itself, they can carry it out in tragedy only by pursuing it one-sidedly
and so contradicting and infringing someone else’s purpose” (Hegel
1975 [2], 1197). Although Hegel still states that the tragic denouement
involves a supersession of the particular aims of the tragic characters, it
would seem that the principle that supersedes these aims—the principle
of desired harmony and shared freedom that survives the irreconcilable
conflict (Hegel 1975 [2], 1197)—exists beyond the narrative world of
the tragedy itself and appears in tragedy only negatively, by revealing
the one-sidedness of the struggles portrayed. Only with comedy, then,
does the whole appear directly as the principle of reconciliation. In
comedy the hero is not destroyed by conflict, but rises “above his own
inner contradiction” with “an infinite light-heartedness and confidence”
(Hegel 1975 [2], 1200). The comic hero overcomes any particular failures, even outlasts the work of art itself, recognizing “a loftier principle”
and becoming “the overlord of whatever appears in the real world” (Hegel
1975 [2], 1202).
Hayden White reads Hegel’s Philosophy of History much the way
Hegel, in the Aesthetics, reads himself. In the Philosophy of History, White
observes, tragedy structures the history of specific individuals or peoples,
but comedy is the form taken by Universal History. Individual heroes
struggle and fail. Peoples and their civilizations rise and fall. They have
all been able to express only particular moments in the development of
Spirit, and they are unable to overcome their own internal contradictions
without unmaking themselves.
Each of these Tragic defeats, however, is an epiphany of the law that governs
the whole sequence. (…) It is (…) the law of history, which is the law of freedom
that is figured in every human project culminating in a Tragic resolution. And
this law figures the ultimately Comic outcome of the whole succession of forms
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which is immediately apprehended under the aspect of Tragedy. (White 2014,
116–117)
Each individual or people contributes to Universal History by failing
in particular history (see also Heneghan 2021); but taken together, these
separate failed attempts to assert freedom point toward a resolution in
which freedom prevails, a final wedding of Spirit and world, subject and
object, freedom and law.
There is no doubt significant subversive potential in the Hegelian
comedy (Zupančič 2008). Taken as a whole, it is a story in which successive ethical orders fail to fully realize the principle of freedom, and
are overthrown. On the way to the story’s happy ending, each partial
order comes to appear laughable. (And perhaps this is part of what Marx
had in mind when he famously remarked that when world-historical
facts repeat themselves—if a new order has not yet replaced the old—
they turn from tragedy to farce; Marx 1978, 594.) Nevertheless, it is
also easy to see how the comedy of history could appeal to Hegel’s
notoriously conservative defensive of the state. In spite of the transformative feat of reconciliation that comedy accomplishes, turning adversaries into allies and friends, the classical form of the genre also respects
a principle of stasis, according to which the balance of forces that prevailed at the outset is reinstated at the end. For the duration of the
narrative, the world may be turned upside-down; mistaken identity may
follow mistaken identity, men may become women, women men, slaves
masters and masters slaves—but in the moment of resolution the masters
return to being masters, slaves become slaves once more, and everyone
returns to her or his proper station. Everyone has a good laugh and goes
back to life as before, perhaps wiser and happier about a reality that has
been revealed as better than it had previously seemed before. For Hegel,
there was no contradiction in seeing progress in stasis, because for him
the principle of change was already contained in the narrative world at
the start. Although much can be said of the social transformations that
Hegel recounted in his actual narration of history, the classical comic
plot narrates these transformations first and foremost as changes of
consciousness, in which the higher principle that allows reconciliation
is recognized, allowing the already-present seed of harmony to grow and
finally bear fruit.
The radicals of the nineteenth and early 20th centuries, including the
most ardent standard-bearers of the Hegelian tradition, amended the
more conservative interpretation of the dialectic as a comedy of reconciliation. They expected something more substantially new to emerge
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at the end of their stories, something that pointed beyond what was
present in the story at the start. They also expected that, in order to
reach that end, the leading characters would have to engage in heroic
struggle, from which some would emerge victorious, while the others
would be vanquished. One way of narrating this history—and this was
implicit in much romantic revolutionary thought—was to emphasize
the tragic moment over the comic. As Jason M. Yonover (2021) has
argued, the revolutionary plays an important role in Hegel’s historical
understanding, and in spite of Hegel’s ambivalence toward revolution,
there is room for a revolutionary Hegelian narration of history as a succession of tragic rebellions. Although the revolutionary pursues a purpose
that is incompatible with an established order, and in the clash between
incompatible purposes the rebel appears doomed to failure, a broader
view of history reveals that even in failure, revolutionaries can recognize
and establish principles that will become universal (Yonover 2021, 254).
History’s revolutionary tragedies give progressive content to the non-tragic narrative frame. Freedom can be advanced in history thanks to
heroes who repeatedly push against ethical orders that threaten to hold
history in place (Yonover 2021, 256).
But another narrative revision took the Hegelian frame in another
direction. When revolutionary movements believed in the possibility
(and sometimes inevitability) of their own ultimate victory, they gradually developed a narrative that could be called epic. Because epic deals
with exteriority, the fundamental change that comes about in an epic
story is not a change of consciousness, but a change of conditions. The
state of the narrative world at the end is not yet given at the start. The
hero sets out into a world that is only beginning to be constituted, and
in the course of the story the hero can come to embody a whole people
or ideal or movement. The story may end in victory or defeat, but not
in nuptials. Even if the hero dies, the transformation of the narrative
world is completed, and the embodied object lives on, having revealed
something essential about its character or fate. The affronted Achaeans,
in battling Troy, become Hellenes, pointing toward future greatness,
even if their greatest epic ends before the battle has been won. Ilya
Muromets becomes the people of Rus by stopping invaders from abroad
and exposing the cowardice and cupidity of the country’s rulers. And
these heroes can be replaced by the forgotten poor, the oppressed nation,
or the humble worker who rises from misery to rid the land of exploiters;
and only the preliminary telling of the story’s eventual end may give the
heroes confidence that they—or at least their children or grandchildren—will not die trying.
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At the same time, the characters of this epic are flatter, and the
plotline is straighter, than in the dialectic of classical comedy. The characters’ internal complexity is not expressed on the level of narrative
form. They are not beset by moral dilemmas or laughable inner contradictions. They are not rendered immobile by the difficulty of decision
or the hopelessness of fate. In the narrative that emerges, the heroes are
given goals to pursue, goals external to their own being, and their story
is the pursuit of these external goals. This story lacks an elaborate web
of tragic scheming or comic plot twists and reversals. The characters
stoically struggle to complete their tasks, sometimes succeeding, sometimes failing, sometimes making rapid progress, sometimes faltering,
sometimes engaging in great, apocalyptic battles, sometimes slogging
along in a slow and gradual process that points to the same goal.
Each of these genres, comic, tragic, and epic, has contributed to the
narrative tradition of emancipation that we have at our disposal today.
Yet I think there is another genre, implied by a another tradition of
reading Hegel, that conforms to none of these forms.
Where did Anansi get the idea to trick the Python? Naturally, it was his wife Aso’s
idea.
The Hero of Dialectics
In the classical genres that captured Hegel’s attention, varied as they are,
one thing about the hero remains relatively unchanged: the hero begins
and ends the story at the center of the narrative world. The tragic hero
is a great man or woman, the power of whose story derives from the fact
that even in this greatness he or she cannot transcend given conditions
and is destined to fall. The comic hero, by contrast, begins as a lesser
person but transcends conditions thanks to her or his privileged position
at the center of a story that propels the imperfect hero toward a happy
fate. The epic hero is already born to be great—a prince, perhaps a lost
heir—and rises to become a king. In the epic telling of the Hegelian
story, the hero can be Spirit, the State, the nation, the working class, or
liberal democracy. The hero sets out already posited as the rightful representative of the whole, and through the dialectical process the hero
comes to claim its due. The subject rises, realizes its potential, and affirms
what it always already essentially was. This is a kind of history told from
a position of immanence within the whole that will be claimed. The
hero begins as a positive subject that negates its world. Through this
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negation, the hero is transformed from potentiality to actuality, and the
world becomes the hero’s world.
But there is another tradition of dialectical narration that tells of
a differently positioned hero. There, where the hero’s existence is negative from the start, the transformation it undergoes is more radical.
When it accomplishes its task by negating itself, abolishing the essence
that had defined it been before, a different kind of story takes shape.
This is the story of a hero excluded from the mechanisms that empower
subjects to take control of the course of events, who then struggles
against this exclusion, accomplishing a kind of transformation that the
insider to erstwhile history was unable to bring about. This subject does
not only negate the world, but also negates the mechanisms that prevented other subjects from negating the world. Instead of accomplishing
a task already given by history, it makes history possible—history as the
underdetermined result of the hero’s actions.
Oedipus is given tasks by fate, and the genre of his story condemns
him to fail. Achilles is given tasks that his genre requires him to fulfill.
Odysseus is thrown by fate in the direction of a different genre.
Achilles, son of a goddess and champion of an army, is tasked with
defending his slighted honor and fighting against Troy. Never straying
from the martial world where he is at home, he completes both tasks,
raging against his comrades when they slight him, but then turning the
tide of their war.
Odysseus, son of mortals, but with a trickster god for a grandfather,
is blown off his course into an unfamiliar world. With cunning more
than brawn, he makes his long journey home, a foreigner everywhere
along the way, and on every island he has to break the local rules.
Odysseus is still part-warrior, and the Odyssey is still part-epic, but
already it enters new territory. What happens to the dialectic when it is
retold as a trickster tale?
Anansi travelled from forest to forest and country to country. He heaped praise on
the Tiger, the Leopard, and the Hornets, who were strong, and deadly, and vain.
The Tiger had sharp claws, but he couldn’t use them when he fell asleep and Anansi
tied his hair to a kola nut tree. The Leopard had swift feet, but they didn’t help him
when he ran into a trap that Anansi had dug in the ground. The Hornets stung with
poison, but their poison didn’t keep them from being lured into Anansi’s gourd.
Anansi strung them all together with a vine. With the help of his wife Aro he carried
them up to the god of the sky.
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Master and Slave, In and Out of History
Hegel was somewhat more ambivalent in the positioning of his protagonists than his overt choice of genres suggests. For the most part his
heroes are internal to the world they inhabit and appropriate. Since “the
whole is nothing other than the essence consummating itself through
its development” (Hegel 1979, 11), it seems that Spirit’s path of development should be already contained within the character at the start.
The Subject-becoming-itself seems to contain the whole within itself
and seems to be contained within the whole. But at a crucial turning
point in the Phenomenology, Hegel famously tells us that the Subject
can only realize itself as self-consciousness “in another self-consciousness”
(Hegel 1979, 110), and suddenly the hero’s path is not as clearly marked
as it first appeared. The path leads Spirit to another character, called the
master, who stands in for Spirit, and then to yet another character, whom
Hegel calls the master’s “bondsman” or “slave.” The master, the comfortable inhabitant of the pre-established whole, can only achieve self-consciousness by becoming aware of and being recognized by someone
who, at the outset, was excluded from the system’s consciousness. The
master’s consciousness must be confronted; its incompleteness and
dependency must be revealed. The non-absoluteness of what posed as
absolute must be overcome.
The Phenomenology thus depicts an outsider character who counters
the inside-position of the initial hero. The outsider, on a superficial
reading, would seem to play only a minor part. But a whole countercurrent in dialectical thought would come to retell the dialectical narrative with the slave as its hero. The young Marx, Lukács, Beauvoir,
Fanon, and postcolonial theorists would all draw attention to this position both inside and outside of history that grants the slave a specific
kind of dialectical power, not only because she can influence the course
of events that depend on her activity and, thus, can force history to
recognize her historicity, but also because, located outside the positions
of power and privilege of her historical moment’s, she can call the entirety of the system into question. And when the slave becomes a dialectical subject, the narrative structure of dialectics changes too. Although
the character of the slave was already contained in Hegel’s system, the
story of dialectics is not the same when the slave becomes its main
character.
This retelling of the story also entailed some revision of Hegel’s
understanding of the slave. Hegel’s depicted the slave as directly subordinate to the master, while he excluded large parts of the exploited world
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from this dialectically important position. In The Philosophy of History,
he notoriously described sub-Saharan Africa as a place “shut up (...)
within itself ” (Hegel 2001, 109), its people unable to attain adequate
consciousness of “humanity” and, thus, incapable of influencing world-historical events. On this basis, he summarily dismisses Africa from his
pages in order to enter “the real theatre of History” (Hegel 2001, 117).
Yet Hegel also reveals that in fact this excluded place is not outside
history at all: “The only essential connection that has existed and continued between the Negroes and the Europeans,” he writes, “is that of
slavery” (Hegel 2001, 116). “Only” slavery connects Africans with Europeans—at a historical moment when slavery formed the very basis of
Europe’s economic and political domination of the world. Many Africans
never played the restricted role of the slave as depicted in the Phenomenology. But an expanded understanding of the character (implicit in
anticolonial and postcolonial readings) recognizes that the system of
slavery stretches beyond the direct relationship between each master and
each slave, encompassing the many people who struggling to avoid or
escape slavery or to resist it from one or another position that is both
inside the system and outside. When this expanded notion of the slave
becomes a hero of the dialectic, a thoroughly different narration of
history emerges.
The modernist epic had little place for the rebellious outsider. It
recast its outsiders as insiders, asserting that its chosen hero—the liberal
state, the nation, the working class—was the most genuine representative of the people as a whole on its march toward progress.3
Tragedy leaves more room for the insider-outsider, too frustrated by
history to accept it without a fight, but too enmeshed in the contradictions of the moment to be capable of resolving them without provoking
catastrophe.
Comedy, if told right, brings us closer to a story in which history’s
outsiders have a fighting chance of coming out on top. But a good deal
rides on what kind of comic tale we tell.
Much of narrative theory, and especially narrative-theoretical con3 Lukács, in his pre-Marxist Theory of the Novel (Lukács 1971b), found
narrative space for the outsider by declaring that the novel had become the epic
of a modern society where everyone had become an outsider. But the novel’s hero,
the alienated, “transcendentally homeless” individual, is unable to effectively
change the course of history, and finds momentary transcendence only in the
world of literary representation. (When Lukács later turned to the proletariat,
a more socially transformative hero [Lukács 1971a], he no longer specified which
narrative genre might best capture this unfolding of dialectics in history.)
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sideration of Hegel, has limited its range to the genres of classical Greece and their adjusted modern counterparts. But when we look at the
narrative that came out of re-reading Hegel from the perspective of the
slave, we might characterize it best by turning to another genre, one
present throughout the world, but which entered widespread theoretical
reflection only in the course of comparative anthropological research
(e.g. Radin 1956; Lévi-Strauss 1963), and which is especially well developed among the rebellious slaves of the Caribbean that impressed Hegel
(Buck-Morss 2009), and in the regions of West Africa that Hegel dismissed from the theater of History.
The world is still full of pythons, tigers, leopards, and hornets. But it is also full of
spiders.
The Trickster of History
The trickster tale is comic, but it is not a classically structured comedy.
Tricksters are not blessed by fate like the heroes of classical comedies,
who are saved from their blundering by good fortune or the favor of the
gods or the whims of a deus ex machine; tricksters survive by forcing
others, more powerful than they, to blunder. Tricksters may sometimes
be lesser gods, like the Greek Prometheus or the Polynesian Maui, in
worlds populated by other gods, but unlike classical comic heroes they
are almost never kings ruling over women and men.4 The trickster tale,
like a classical comedy, elicits laughter by inverting social norms, but
unlike the comedy it does not conclude by turning the norms right-side-up again. Their stories do not end in marriage as a final reconciliation.
Often, the trickster is a culture hero, whose inventions, inversions, and
expropriations have permanently changed the world, but the culture
hero comes at the beginning, not the end, of history. The trickster’s
rebellions do not put an end to struggle, but set the stage for further
struggle.
4 Odysseus, an exception to this rule, bears the marks of a generically composite character. The story, told in heroic meter and traditionally classified as an
epic, begins after a war and ends with a warrior king reclaiming his throne. But
all along the voyage home, the hero is a trickster—in terms of rank, he is little
more than a pirate captain—who employs guile to defeat powerful monsters and
sorceresses and to sneak into his old home so that when he emerges as a warrior,
he can take his rivals by surprise. ([or?] The trickster’s task is to bring the hero
home.) The warrior’s task is to place him on the throne.
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The trickster dialectic
does not have a unique
beginning or definitive
end. It comes in cycles
of stories, as the trickster hero faces repeated problems (the lack
of fire, the domination
of kings and gods and
beasts), solves them
through unexpected
devices and designs,
brings innovations to
the world, brings new,
once-excluded characters into the story, and
then goes back to
prepare for the next
episode.
146
When Prometheus, Marx’s favorite god, stole fire from his divine
king and gave it to humanity, he was not permitted to sit quietly around
the hearth with the people he had liberated from the cold. The guardian
of the old order imprisoned him on a mountain and gave a jar full of
troubles to the world. Humanity has been fighting back against its
oppressors ever since—but this was also the moment when humans
became characters in the story.
The trickster dialectic does not have a unique beginning or definitive
end. It comes in cycles of stories, as the trickster hero faces repeated
problems (the lack of fire, the domination of kings and gods and beasts),
solves them through unexpected devices and designs, brings innovations
to the world, brings new, once-excluded characters into the story, and
then goes back to prepare for the next episode. The tension in the trickster’s plot is not resolved by the realization of something already contained in the story, such as happens to the high-born hero of a classical
comedy, who may be deceived about his identity or role in the course
of the story, but recognizes his true position at the end. Nor is the
trickster tale’s narrative tension resolved in an act of complete rupture,
as might be supposed in the postmodern ideal of the small narrative that
defies structure. The trick that resolves the tension is not determined by
what precedes it, but is prepared by it. The insider-outsider status of the
hero is what prepares her, enables her to see the ridiculousness of the
lords and rules of the land, and pushes her to come up with tricks.
Narrative tension is resolved not by introducing a higher principle that
encompasses the existing orders and dissolves earlier tension; it is resolved, rather, by introducing an outside principle that is opposed to the
immanent order of the scene, and which transforms the scene, moving
closer to universality by incorporating a new element that was excluded,
yet without eliminating narrative tension going forward.
Alenka Zupančič, in her study of Hegel and comedy, identifies many
of these qualities of the trickster tale in what she calls “comedy.” While
she acknowledges that “false” comedy can be conservative in its effects,
“true” comedy, she argues, is subversive. In “false” comedy, an ordinary
man might believe he is a king, or a king might be shown in amusing
light as an ordinary man, but the work concludes by affirming the
ridiculousness of placing a deluded subject on the throne, and by reaffirming the humanity of the king in his role as king. Yet in true comedy,
she says, the king is shown to be ridiculous precisely because he is a king,
while the comic subject accedes to the position of universality by laughing at kings. True comedy, in this view, reveals how laughable were
the falsely universal claims of gods and morals and institutions, before
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they were confronted by the particularity of comic subjects, before this
confrontation forced the abstract-universal to change places with the
concrete subjects, who rise to a truer universality (Zupančič 2008,
30–32). The trickster is a master of what Zupančič attributes to true
comedy, which “exposes to laughter, one after another, all the figures of
the universal essence and its powers” (Zupančič 2008, 27). But the
trickster accomplishes this, pace Zupančič, in a narrative structure that
differs from the form classically known as comedy. The trickster’s tale
does not end with what Hegel, in the Phenomenology, considers the
culmination of comedy, “a state of spiritual well-being and or repose”
(Hegel 1979, 453) where the audience feels “completely at home” (Hegel
1979, 452).
Even if Lévi-Strauss was right when, in his seminal work on trickster
myths, he argued that tricksters operate as mediators between opposing
principles, their role in dialectics is not one of definitively resolving
tension and enabling spiritual repose. It may be true that “mythical
thought always progresses from the awareness of oppositions toward
their resolution” (Lévi-Strauss 1963, 224), but when tricksters serve as
mediators, this resolution is only temporary. In spite of Lévi-Strauss’s
avowed commitment to synchronic analysis, tricksters play the role of
setting structures in motion. Lévi-Strauss takes as examples the Native
North American raven and coyote characters who, as carrion-eaters,
mediate between herbivores and carnivores (Lévi-Strauss 1963, 224–
225); he could have analyzed the West Africa and Caribbean tales of
Anansi the spider and seen the spider as a mediator between the animals
of the earth and the god of the sky. But this mediation does not reconcile herbivores and carnivores or a heavenly god with dangerous mundane
beasts. Mythological mediation, according to Lévi-Strauss, is a technique
for organizing experience (Lévi-Strauss 1963, 225), for categorizing the
perceived world; but the mediation of one set of oppositions only leads
to new oppositions: “two opposite terms with no intermediary always
tend to be replaced by two equivalent terms which admit of a third one
as a mediator; then one of the polar terms and the mediator become
replaced by a new triad, and so on” (Lévi-Strauss 1963, 224).
Lévi-Strauss also recognizes other mediating figures, whom he calls
“messiahs,” who point to reconciliation by “uniting” opposite terms
(Lévi-Strauss 1963, 223). But messiahs belong to a different, more epic
type of tale. Tricksters come into play when messiahs fail (Lévi-Strauss
1963, 226–227; 1976, 160).
From a temporal perspective, insofar as trickster myths can be applied
to an understanding of historical change, what tricksters mediate are
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This is the role of the
trickster of history.
Standing outside the
apparent system of
historicity, the trickster
asserts the incompleteness of this system. The
trickster, by rejecting the
given ontological or
ethical order, shows that
this order was stagnant,
and not fully integrated.
The trickster reveals
itself as heterogeneity,
which becomes alienated
from the given order, and
sets in motion a process
of transformation. This is
no longer the same story
that Hegel set out to tell.
But Hegel helped give
later tellers the narrative
tools to tell it.
148
not only synchronically coexisting structural oppositions—the carnivorous and herbivorous, the earth and sky—but also diachronically arranged structures. They mediate between one state of affairs where the
carnivorous could freely devour the herbivorous and another state of
affairs where the carnivorous are humiliated. They mediate between
a state of affairs where all the stories are held in the vaults of the sky,
and another state of affairs where the stories have been brought down
to earth and told against the overly powerful creatures there. When the
trickster is a culture hero, there is no going back. The change has been
effected in a distant past, and we all live with it today. But because new
oppositions continue to emerge, the trickster keeps tricking and inviting
others to join in. For example, as Anansi the spider does, by appropriating the means of telling stories.
Because tricksters are outsiders, they are often wanderers. If the
episodes about their tricks are woven together into an overarching
narrative frame, sometimes it is a story like Odysseus’s, the struggle
to return home. Other times, as with Maui in Polynesia, the story
begins at home and proceeds outward, as a narrative affirmation that
the trickster has no place in the old world—in this case, a primordial
land of spirits and gods, which Maui leaves in order to create a world
fit for women and men (in his ensuing adventures, he lifts up the sky
to make room between the heavens and earth, he fishes up the islands
from the ocean floor, he slows down the sun to give people time to
live in the daylight). These two types of story could be read as two
points in the same dialectical process. With Maui, we see an originary
rejection of an abstractly universal world where gods have not yet been
confronted by people. Maui presses forward with a necessary estrangement that might allow later heroes to embark on their own Odysseys,
to find their way home, now, to a world where people have known
gods but must learn to live without them.
This is the role of the trickster of history. Standing outside the apparent system of historicity, the trickster asserts the incompleteness of this
system. The trickster, by rejecting the given ontological or ethical order,
shows that this order was stagnant, and not fully integrated. The trickster reveals itself as heterogeneity, which becomes alienated from the
given order, and sets in motion a process of transformation. This is no
longer the same story that Hegel set out to tell. But Hegel helped give
later tellers the narrative tools to tell it.
Anansi showed his captives to Nyame, the god of the sky. Nyame said, “They’re all
tied up, the beasts I was saving my stories for! Let the stories be yours.”
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Tales of Tales
Anyone, of course, can try their hand at playing tricks. There is no
guarantee that any single rebellion against morality will be carried out
in the name of a better, more universal morality. Trickster, sometimes,
pull dirty tricks.
Are we faced, then, with the kind of “paganism” described by Lyotard,
in which every god or spirit, or at least everyone that accedes to the role
of the trickster, operates by its own moral rules? With the notion of
paganism, Lyotard attempted to link the problem of multiple narratives
to the possibility of universally valid judgment. Even if every narrative
implies its own parallel moral logic (its own paralogism; Lyotard 1984,
chap. 14), narratives can be embedded within one another, “the gods
can become, like human beings, like Ulysses, the heroes of numerous,
almost innumerable narratives, all set into each other,” with heroes
exchanging functions, names, and masks, which—Lyotard is careful to
add in a dig against Hegel—“bars the way to the very notion of a subject
identical to itself through the peripeteia of its history” (Lyotard and
Thébaud 1985, 40). The stories intermingle, and somewhere in this
mess, which offers neither definitive resolution nor definitive criteria
for judgment, one must nevertheless pass judgment, “one must decide”
(Lyotard and Thébaud 1985, 17).
Lyotard invokes the trickster tale with the name Ulysses, but he does
not consider its significance. Yet the trickster tale offers a different approach to the process of bringing disparate moral logics together. Without
needing the final peripeteia that brings classical tragedies and comedies
to a close, trickster tales come together in something more clearly structured than “innumerable narratives, all set into each other.” Although
most trickster tales remain open ended, with every episode’s peripeteia
opening space for another episode, the episodes nonetheless are grouped
together. Like folk epics, they concatenate around what folklorist Wilhelm Radloff calls “epic centers,” striking themes, events, locations, and
especially characters that offer points of narrative convergence (Radloff
1990, 78). Narrative fragments circulate as oblique reference, side comments, quotations, shared cultural knowledge. Fragments then gather
into complete episodes, episodes into cycles. Sometimes, a single episode
takes on such imaginative power that it becomes the frame for other
stories, as in the 1001 Nights, where Shahrazad deploys her own storytelling as a trick to foil the plans of a murderous king.5 Some cycles of
5
Tellingly, the frame story of Shahrazad does not end in marriage, but begins
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And at a certain
moment a protagonist
might step forward
who, in revealing the
inadequacy of the
master’s narrative,
becomes the bearer of
the universal principle
of emancipation from
the rule of masters. This
position, this juncture
of history and exclusion
from history, can serve
as a point where these
different narratives
entwine and, together,
tend toward something
that might be worthy of
the name of World
History that Hegel had
put forth. The end of
this story is not yet
determined. The story
unfolds in fits and
starts, in a cycle of tale
after tale and tale
within tale.
150
tales, especially when given overarching frames, crystalize into cohesive
written texts or performances with clear beginnings and ends. From
there they return to shared cultural knowledge, and then they circulate
again, waiting for new moments of narrative realization. The narrative
structure enables the joining of universals and particulars, gods and
humans, frame and episode, moral rules and anti-moral rebellion; the
achieved synthesis can then be disrupted at the right moment by a new
retelling. The trickster dialectic does not generate an identical subject-object of history, but rather a non-identical insider-outsider who, in
spite of this ambivalent and disruptive role, points toward the universal
by turning history inside-out.
A single episode about a single trickster does not make universal
history. It only reveals the non-universality of history told before. As
more episodes come together, the story they tell gains in breadth. Then
multiple cycles can come together, with multiple tricksters, as the sharing
of stories reaches global scale, as social movements interact, as the narrators of history confront the commonality of masters with commonality of slaves. And at a certain moment a protagonist might step forward
who, in revealing the inadequacy of the master’s narrative, becomes the
bearer of the universal principle of emancipation from the rule of masters.
This position, this juncture of history and exclusion from history, can
serve as a point where these different narratives entwine and, together,
tend toward something that might be worthy of the name of World
History that Hegel had put forth. The end of this story is not yet determined. The story unfolds in fits and starts, in a cycle of tale after tale
and tale within tale.
The trickster cycle is an imperfect narrative structure in the sense
that its form enables the incorporation of a diverse range of content.
But because the folk trickster cycle necessarily circulates in shared cultural consciousness (as do some remarkable novels, especially those like
Don Quixote or The Good Soldier Švejk that mimic the form of episodic
trickster cycles), it is open to incorporating new material and expanding
its narrative scope. As a culturally shared referent, it is also readily available for application beyond the bounds of fiction, in the historical
motion of emancipatory practice.
The masterful stories of the march of civilization can then be met
by other stories, like the stories of Anansi, who inverted the masters’
inverted morality until the whole story could be overturned (Levine
1977, 102–133). The slave, in this retelling of the historical dialectic,
with it. Marriage to a monarch is not the solution, but the problem.
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does not play the role of noble epic warrior. Still less of the tragic king
condemned by fate or the comic bumbler blessed by it. This slave is
a wandering trickster who subverts the world, and in the process rebuilds it. If these genres coexist today, as in so many other times, this is
because no society is fully in harmony with itself and capable of telling
only a single story. Every Achilles calls forth his Odysseus, and every
powerful beast is met by an Anansi. The master hungers after someone
to recognize his honor. The trickster finds honor in tricking the masters.
Nyame, the god of the sky, gave the stories to Anansi and Aro in a giant basket. Only,
the basket had a hole, and as the two climbed back down to earth, stories spilled out
everywhere.6
References
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55–59).
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lated by John Sibree. Kitchener, Ontario: Botache Books.
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Bostock. Cambridge, Mass.: MIT Press.
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617. New York: Norton.
Radin, Paul. 1956. The Trickster: A Study in American Indian Mythology.
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Turkic Tribes.” Translated by Gudrun Böttcher Sherman. Oral Tradition 5(1): 73–90.
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JOSEPH GRIM FEINBERG—a researcher at the Institute of Philosophy of the Czech Academy of Sciences and is editor of the journal
Contradictions. His research involves the history of critical social thought
in East-Central Europe, the intersection between folklore and critical
theory, and the notion of internationalism. His book The Paradox of
Authenticity, on folklore performance in post-Communist Slovakia, was
published in 2018.
Address:
Academy of Sciences of the Czech Republic
Institute of Philosophy
Jilská 1, Praha 1, 110 00
email: jgrimfeinberg@gmail.com
Citation:
Feinberg, Joseph Grim. 2022. “The Story of Dialectics and the Trickster
of History.” Praktyka Teoretyczna 1(43): 131–153.
Online first
Autor: Joseph Grim Feinberg
Tytuł: Opowieść o dialektyce i tricksterze historii
Abstrakt: Opierając się na heglowskiej interpretacji narracji i odrzuceniu przez
Lyotarda „wielkich” narracji dialektycznych, niniejszy artykuł dotyczy relacji pomiędzy dialektyką emancypacyjną a formą narracji. Rozpoczyna się od zbadania bliskiego
związku między myślą dialektyczną a teoria narracji. Na tej podstawie artykuł dowodzi, że różne koncepcje dialektyki dają się powiązać z różnymi strukturami opowiadania historii. Wreszcie w konkluzji, tekst poszukuje formy narracyjnej adekwatnej
dla radykalnego odczytania Hegla, w której perspektywa pana (podmiotu uprzywilejowanego przez dany system historyczności) zostałaby zastąpiona perspektywą
niewolnika (który, będąc wykluczonym z historyczności, walczy przeciwko temu
wykluczeniu). Ta forma narracyjna nie odpowiada żadnemu z klasycznych, greckich
gatunków literackich, a najbardziej odpowiadałby jej opowieść o tricksterze.
Słowa kluczowe: Hegel, teoria narracji, filozofia historii, dialektyka Pana i Niewolnika, trickster
The Story of Dialectics and the Trickster of History