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Complex Predicates
Cross-linguistic Perspectives on Event Structure
Edited by Mengistu Amberber, Brett Baker, Mark Harvey
Book DOI: http://dx.doi.org/10.1017/CBO9780511712234
Online ISBN: 9780511712234
Hardback ISBN: 9780521886673
Chapter
2 - Complex predicate formation pp. 13-47
Chapter DOI: http://dx.doi.org/10.1017/CBO9780511712234.003
Cambridge University Press
2
Complex predicate formation*
BRETT BAKER AND MARK HARVEY
.
Introduction
The term ‘complex predicate’ has a wide usage, including, for example,
serial verb constructions, light verb constructions, and particle + verb constructions, among others. An examination of the data provided by analysts
in their discussions of complex predicates shows that monoclausality is the
critical factor in determining whether a construction involves a complex
predicate or not. Complex predicates are monoclausal structures involving
two or more predicating morphemes. Butt (this volume) is explicit on this
point.
[T]he term complex predicate is used to designate a construction that
involves two or more predicational elements (such as nouns, verbs, and
adjectives) which predicate as a single element, i.e. their arguments map
onto a monoclausal syntactic structure.
We show that monoclausality as a criterion does not determine a unitary
set of predicate structures. Rather, we show that there are two quite distinct
ways of combining predicate information within monoclausal structures. We
call one method ‘merger’ because the predicate information from the contributing constituents merges where they have common conceptual structure. This method produces predicate structures whose range classes with
the range of predicate structures found in monomorphemic predicates. We
propose that there are constraints on the conceptual structure of monomorphemic predicates which also apply to merger constructions. We discuss the
constraints on monomorphemic predicates in Section ..
We call the other method ‘coindexation’ because relations among the
contributing predicates are constrained only by a requirement that some of
their arguments must be coindexed. This method produces multi-predicate
* We would sincerely like to acknowledge the important contribution of the following scholars to the ideas developed in this paper, even though they would not necessarily agree with
our arguments: Mengistu Amberber, John Beavers, Bill Foley, Cliff Goddard, Andrew
Koontz-Garboden, Beth Levin, Rachel Nordlinger, Nick Reid, Eva Schultze-Berndt,
and audiences at Manchester, USC, Nijmegen, ALS in Brisbane, and LSA in
Anaheim.
13
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14
Baker and Harvey
structures whose range classes with multi-clausal structures. The range may
overlap to some degree with that of monomorphemic and merger predicates,
but always extends to conceptual structures which cannot be expressed by
monomorphemic and merger predicates. Given that coindexation structures
are multi-predicational, they are not subject to the constraints on the conceptual structures of monomorphemic and merger predicates.
The distinction we draw between two classes of conceptual structure
associated with monoclausal structures is independent of morphological or
syntactic oppositions. As we will see, there are some common associations
between each of the classes of conceptual structure and particular morphosyntactic structures. However, there are no bi-directional one-to-one correspondences between a particular conceptual structure class and a particular
morphosyntactic structure.
We may illustrate the opposition in conceptual structure classes by
comparing two apparently similar morphosyntactic constructions, whose
predicate interpretations are very different. The first construction is a coindexation construction, in this case a serial verb construction. These are
well known in the literature on complex predicates. The following example
from Barai (Papua New Guinea) is typical.
()
fu burede
ije
sime
abe
ufu
DEF
knife
take
cut
he
bread
‘He cut the bread with the knife.’ (Barai – Foley and Olson : )
In Barai, abe ‘take’ is a ‘light’ verb which adds the function ‘with x [instrument]’ to the clause. This is a very common pattern with serial verb constructions (Aikhenvald ).
We illustrate merger constructions with a less well-known class of complex predicates: the class of ‘coverb’ constructions. Consider the following
example from the Australian language Marra (Heath ).
()
rang=ng-anyi
Ø-manuga
MA-rock
hit=SG.S/SG.O-TAKE.PC
‘I hit a rock.’ (Not: ‘I hit it with a rock.’)
The coverb construction involves two different kinds of verbal words – a
coverb, in this case rang ‘hit’, and an inflected finite verb, here nganyi which
means ‘I was taking it’ when used as an independent verb. Coverbs constitute a basic word class. They are non-derived, inherently predicational, and
inherently non-finite. That is, they do not inflect for tense, mood or agreement, but may inflect for aspect.
In the coverb construction, the coverb generally conveys the main lexical
meaning in the complex predicate. The finite verb usually, but not necessarily, functions as a light verb. It conveys tense, aspect, mood, and agreement, and some very general predicate information (‘generic’ in the terms
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Complex predicate formation
15
of Schultze-Berndt : ). As we will see (section .), it also determines
argument structure.
Both () and () involve two inherently predicational constituents, and in
both the ‘take’ verb is a light verb. Yet their interpretations are very different.
In (), the ‘take’ verb adds an instrumental argument. By contrast, in (), it does
not add an instrumental argument. Rather, it provides the necessary tense,
aspect, and agreement information that the coverb cannot itself provide.
.
Merger constructions
Among languages which have complex predicate structures, there are some
languages which have only merger structures. This includes many languages
of northern Australia. We illustrate the range of conceptual structures characteristic of merger constructions with data from Marra. In Marra, the
class of verbs is a small closed class with members (Heath : –).
The coverb class is an open class. The great majority of ‘verbal’ predicates
are expressed through the coverb construction. Nearly all the languages of
north-central and north-western Australia have this same pattern of organisation for verbal predicate meanings.
In all languages with the coverb construction, a sizeable number of coverb
lexemes can co-occur with two or more different finite verbs. In the great
majority of cases, the alternation between finite verbs has a semantically predictable effect on the meaning of the complex predicate. In every language
with the coverb construction, the construction codes alternations in transitivity. Monovalent coverbs, such as dirra ‘be tied up’ and birli ‘go in’ may be
combined with both transitive and intransitive finite verbs.
()
dirra=nga-jurliyi
be.tied.up=SG.S-BE.PR
‘I am tied up.’
()
birli=gu-lini
go.in=SG.S-GO.PC
‘He went in.’
()
dirra=nan-bili-ju
be.tied.up=SG.O-PL.S-DO.FUT
‘They are going to tie me up.’
Coverb constructions are found in many languages of northern Australia, including Warlpiri
(where they are commonly called ‘preverb’ constructions), as well as many languages of the
Ethio-Semitic family (e.g. Amharic: Amberber: this volume), Kurdish, Persian (Megerdoomian
, Folli et al. ), and many languages of Papua New Guinea and South America.
It is unclear whether there are languages which permit only coindexation. The well-known
serialising languages of West Africa such as Twi may be of this type, but we lack sufficient
information to be certain.
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16
()
Baker and Harvey
birli=nga-Ø-ganji
go.in=SG.S-SG.O-TAKE.PP
‘I put it in(side).’
As illustrated, the finite verb determines the argument structure of the
overall merger construction.
Significantly, these alternations apply productively to loaned coverbs in all
the Australian languages we have examined. In Marra, for example, loaned
verbs take a range of light verbs. In general, the light verb appears to be
selected on an analogical basis: a loaned coverb takes the same light verb as
native coverbs with related meanings. Hence, we assume that the verb bendijimap ‘bandage’ (tr.), borrowed from Kriol (an English-lexifier creole spoken
across northern Australia) takes the light verb jujunyi ‘do’ () because coverbs with a similar meaning, such as dirra ‘be tied up’ do also ().
()
bendijimap=nan-bili-ju
bandage=SG.O-PL.S-DO.FUT
‘They are going to bandage me up.’
We should not be particularly surprised that a light verb such as jujunyi
‘do’, with of the total of coverbs listed in the dictionary (Heath
), can derive new loans. What is most striking about Marra is that
even light verbs with a small class of coverbs can derive new loans. For
instance, the light verb janyi ‘tell’ takes just attested coverbs, yet it
too can derive new loans (), again apparently by analogy with coverbs of
related meaning ().
()
ringimap=nan-bili-yi
ring=SG.O-PL.S-TELL.PP
‘They rang me.’
()
gaw=nan-bili-yi
call=SG.O-PL.S-TELL.PP
‘They called me.’
Apart from transitivity alternations, manner specifications are another
common function of coverbs, as illustrated in ()–() (Heath ).
Except where otherwise indicated, Marra examples are taken from the first author’s fieldnotes, . Marra finite verbs have complex, largely irregular inflectional paradigms for
tense/aspect/mood (see Heath ). Finite verbs are cited in their citation form in Heath
(), which is the Past Continuous Durative form, for most verbs. We use the standard orthography now in use for teaching and documentation purposes by Marra speakers,
hence the representational differences from Heath ().
A reviewer asks whether () and () include the meaning of ‘bite’ as well as the meaning
of the coverb. We assume that, in keeping with the behaviour of this construction in Marra
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Complex predicate formation
()
jag=nga-Ø-bayngarli
chew.briefly=SG.S-SG.O-BITE.PC
‘I chewed it briefly.’
()
buny=nga-Ø-bayngarli
suck=SG.S-SG.O-BITE.PC
‘I was sucking on something.’
()
gil=nga-lini
crawl=SG.S-GO.PC
‘I was crawling along.’
()
jarlarla=nga-lini
walk.around=SG.S-GO.PC
‘I went for a walk.’
17
In some languages, such as Marra, coverbs never appear independently.
They are always in a dependency relationship with some finite verb. Indeed,
speakers do not recognise some coverbs independently of the inflected finite
verb. If the linguist pronounces these coverbs independently, speakers will
insist that the finite verb must be pronounced also. In other cases, speakers
will recognise the coverb and even give a sense for it.
In other languages, such as Jaminjung (Schultze-Berndt ) and
Wagiman (Wilson ), coverbs have relatively greater independence. They
can appear immediately after the finite verb (approximately percent of
clauses). They appear as independent words, and occur in imperatives and
in non-initial clauses without an accompanying finite verb. However, in no
Australian languages do coverbs as a class have the full range of possibilities
for inflection and independence that finite verbs have. Clearly, coverbs form
a separate part-of-speech class in these languages.
.
Coindexation constructions
One of the best-known classes of coindexation constructions is serial verb
constructions. Serial verb constructions are found as an areal feature of many
West African languages such as Twi (Lord ), East Asian languages such
as Cantonese (Matthews and Yip ), Oceanic languages such as Ambae
and other languages, they do not, but we have not explicitly tested these examples with
speakers. The translations are those given by Heath in the dictionary section of his grammar of Marra (). In general, as we discuss in section ., the meanings of coverb complexes merge the meanings of the constituent predicates, such that more specific meanings
(such as ‘chew briefly’) tend to override more general meanings (such as ‘bite’); moreover,
many finite verbs can be regarded as realising a semantically ‘bleached’ meaning in coverb
constructions, compared to their meaning as independent verbs. We assume this is the case
with these examples.
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18
Baker and Harvey
(Crowley, ), Papuan languages (Foley ), and also many Caribbean
creoles (Sebba ).
As with the term ‘complex predicate’, the term ‘serial verb’ has been
applied to a wide variety of constructions with many kinds of semantic
structures involved. Here we focus on some representative serial verb structures, such as benefactive marking with ‘give’, comitative marking and object
marking with ‘take’, and complementisers with ‘say’. None of these can be
conveyed by merger constructions.
The following examples are from Twi (Lord : ; citing Christaller
: and : , respectively). In () and () we see the ‘give’ verb
being used to introduce a non-subcategorised dative argument into a monoclausal structure.
()
ageŋkwã no
wú
mãã
GIVE
Saviour the
die
‘The Saviour died for us.’
y e- ŋ
us
()
daŋ
mu
hɔ
n-sõ
m-mã
house in
there NEG-be.large NEG-GIVE
‘The house is not large enough for all of them.’
wɔŋ
them
In () and (), we find the ‘take’ verb de being used to introduce a nonsubcategorised argument – in this case an instrumental – into a monoclausal
structure.
()
o-de
n’ensa
be-ñkum
he-TAKE his-hand left
‘He eats with his left hand.’
o-didi
he-eat
()
o-de
adarre
o-tya
duabasa
hook
he-cut
branch
he-TAKE
‘He cut off a branch with a hook.’
This function – the introduction of non-subcategorised arguments into monoclausal structures – is a prominent feature of serial verb constructions in West
African languages and Caribbean creoles (Lord ), as well as Southeast Asian
languages (e.g. Cantonese: Matthews and Yip ). This function is not universally a prominent characteristic of serial verb constuctions – it is not typical
of serial constructions in Oceanic languages (Crowley ). Merger constructions, as exemplified by the coverb construction, never have this function.
Other characteristic functions of serial verb constructions are the introduction of information on direction () and manner (). That is, functions
which are again realised by adjuncts in other languages.
Crowley (: –) provides evidence that the Paamese constructions in ()–() are
monoclausal serial verb constructions and not multi-clausal conjoined constructions.
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Complex predicate formation
()
ni-suvulu
ni-hiitaa
SG:DIST.FUT-climb.down SG:DIST.FUT-descend
‘I will climb down.’ (Paamese – Crowley : )
()
inau
na-muasi-ko
Ø-gaiho
SG:REAL-hit-SG
SG:REAL-hard
SG
‘I hit you hard.’ (Paamese – Crowley : )
19
netano
down
Aspect distinctions are often realised by means of serial verbs:
()
teeviti
Ø-mule
Ø-metau
SG:REAL-afraid
David
SG:REAL-stay
‘David is (habitually) afraid.’ (Paamese – Crowley : )
Serial verb constructions also commonly convey all kinds of resultative
and causative meanings:
()
inau nuas
vuas
he:mat
inau ni-uasi
vuasi
hee-mate
SG:DIST.FUT-hit
pig
SG:DIST.FUT-die
SG
‘I will hit the pig to death.’ (Paamese – Crowley : )
()
ne-sakini-e
ko-musau
SG:REAL-sing
SG:REAL-cause-SG
‘I made you sing.’ (Paamese – Crowley : )
.
Constraints on monomorphemic predicates
We have proposed that the differences between merger constructions and
coindexation constructions follow from differences in the way that the constituents contribute to the overall complex predicate. Specifically, we propose that merger constructions class fundamentally with monomorphemic
predicates. We group merger constructions and monomorphemic predicates
together in a class of ‘simplex event’ constructions.
In this section, we argue that there are constraints on simplex events,
following similar proposals in the tradition of Dowty (); e.g. Van Valin
and LaPolla (), Rappaport Hovav and Levin (), and Levin and
Rappaport Hovav (). Our analysis relies on Jackendoff’s (, ,
) theory of Lexical Conceptual Structures (hereafter LCS). LCSs
are formal decompositions of the meaning of event lexemes, constructions, and clauses. Jackendoff recognises that conceptual structure cannot be approached from a single perspective. Levin and Rappaport Hovav
(: –) discuss three of the principal approaches – which they call
‘localist’, ‘causal’ and ‘aspectual’. The localist approach claims explicitly that
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20
Baker and Harvey
all verbs can be represented in terms of predicates of location or motion
(Levin and Rappaport Hovav : ). Early work representing this position includes Gruber () and Jackendoff (). In later work Jackendoff
(: ) proposes that LCSs have distinct ‘tiers’, which represent distinct bases for the analysis of conceptual structure. He proposes an ‘action
tier’ for Actor–Patient relations – the causal approach – and a ‘thematic
tier’ for motion and location – the localist approach. Jackendoff () does
not propose a representation for the aspectual approach (though Jackendoff
(, ) contain developments of such an approach), but as we will see
(section .), there is evidence that there must be a level of representation
for aspect in lexical conceptual structure.
In this chapter, we are principally concerned with representations on the
thematic tier. This is because relations of motion and location are the most
frequent criteria in distinguishing between the two classes of complex predicates. This in turn is presumably because relations of motion and location
are more commonly constant across the various appearances of a particular
lexeme than are aspectual or causal relations (Gruber ). A classic example is the verb ‘hit’. In all uses, there is motion from the location of one entity
x towards the location of another entity y. Neither aspectual nor causal relations are constant across all uses of ‘hit’. We do not, however, intend to deny
the importance of aspectual and causal relations, and we discuss them at
various points.
The thematic tier consists of ‘conceptual functions’, predicates with
very general meanings and their arguments. The arguments of the conceptual functions correspond to the arguments (overt or implicit) of a clause.
Conceptual functions can themselves be the arguments of other conceptual
functions. The major conceptual functions relevant to event structure are
BE, BECOME, CAUSE and MOVE. These functions are similar in relevant respects to the sets of basic functions found in other work in predicate
decomposition, such as Dowty (), Rappaport Hovav and Levin (),
Van Valin (), and others.
We propose that there are two major constraints on simplex event
structures, whether realised as monomorphemic predicates or as merger
constructions.
()
The major Predicate functions – CAUSE, BECOME, MOVE,
BE – may appear only once in the LCS of the overall complex
predicate.
Jackendoff (: –) distinguishes two motion functions – a MOVE function and a
GO function. The difference between the two is that the GO function has a Path expression, whereas the MOVE function does not. We discuss this issue and others more fully in
section ..
See especially Levin and Rappaport Hovav () for an overview of work in this tradition.
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Complex predicate formation
()
21
The major Predicate functions must appear in the following sequential order:
CAUSE >
BECOME > BE
{MOVE
We propose that stative predicates are characterised by a BE predicate, whereas activity predicates are characterised by a MOVE predicate
( Jackendoff ). We propose that the distinctions between the various
types of activities are coded by subscripting the MOVE predicate with a
manner specification. Within the class of events involving activity predicates, there is a basic opposition between those involving a Path expression (motion predicates), and those not involving a Path expression. Other
categories of events, such as achievements and accomplishments may be
derived by the application of additional predicates such as BECOME and
CAUSE.
Given the constraints in () and (), we can derive the following simplex
event structures:
()
Intransitive state predicates, e.g. ‘be wet’
BE (
Thing , place )
State
()
Intransitive activity predicates, e.g. ‘tremble’
Event MOVE ( Thing )
()
Intransitive motion predicates, e.g. ‘walk’
Event MOVE ( Thing ,[ Path ])
Levin and Rappaport Hovav (: ) propose a similar set of ‘event structure templates’
for simple predicates, following on from the agenda-setting work of Vendler () and
Dowty (), though they distinguish just five basic types (state, activity, achievement,
and two kinds of accomplishment, corresponding to our (), (), (), and (), though
we do not distinguish between their ‘internally caused’ and ‘externally caused’ accomplishments). They do not distinguish the various transitivity sub-types of activities and
accomplishments, nor between motion and non-motion activities without further augmentation of the template –‘event structure templates may be freely augmented up to other
possible templates in the basic inventory of event structure templates’ – but we feel the two
accounts are broadly comparable.
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22
()
Baker and Harvey
Intransitive accomplishments, e.g. ‘sink’ and achievements, e.g.
‘shatter’
Event BECOME Thing , State BE ( Thing ,[ Place ])
(
()
)
Causatives of intransitive activity predicates, e.g. ‘shake something’
Event CAUSE Thing , Event MOVE ( Thing )
(
()
)
Transitive motion predicates, e.g. ‘walk a dog’
Event CAUSE Thing , Event MOVE ( Thing , [ Path ])
(
()
)
Transitive accomplishment predicates, e.g. ‘build a house’
Event CAUSE Thing , Event BECOME Thing , State BE ( Thing , [ Place ])
(
(
) )
There is one other licit simplex event LCS, but its structure differs from
those in ()–(). Unlike all of these constructions, it involves simultaneous functions – MOVE and BECOME. This special merger construction is
examined in section ..
Allowing for this special construction, we propose that there are no
licit LCSs for simplex event structures, beyond those listed in ()–().
The constraints predict that the following kinds of structures should not
be licit simplex event structures, either because they involve an illicit
ordering of predicates, or because they involve duplication of predicate
functions.
()
Inceptives of activity, e.g. ‘start to laugh’
Event BECOME Thing , Event MOVE ( Thing )
(
)
This entails that the object position of transitive activity verbs like ‘hit’ does not find a
straightforward reflection in the structure, a problem also noted by Levin and Rappaport
Hovav ().
We have addressed only the major predicate functions here. We omit from consideration
minor types such as ‘EXT’ (extend), ‘CONF’ (configure) etc., as well as adjuncts, and additional possibilities for the ‘Path’ argument discussed in Jackendoff ().
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Complex predicate formation
()
23
Inceptives of motion, e.g. ‘start to go’
Event BECOME Thing , Event GO ( Thing , [ Path ])
(
()
)
Associated state with state, e.g. ‘be sitting drunk’
State State BE ( Thing , [ Place ]) State BE ( Thing , [ Place ])
()
Associated state with activity, e.g. ‘be sitting laughing’
BE (
Thing , [ Place ]) Event MOVE ( Thing )
State State
()
Associated motion with state, e.g. ‘go along drunk’
Event GO Thing , State BE ( Thing ,[ Place ])
(
()
)
Associated motion with activity, e.g. ‘go along laughing’
Event GO Thing , Event MOVE ( Thing )
(
()
)
Associated motion with causatives and inceptives of a transitive verb,
e.g. ‘go along causing to/starting to eat’
[ Thing ] ,
Event MOVE [ Thing ] , Event CAUSE
Event BECOME ([ Thing ] , State BE ([ Thing ] ,[ Place ]) )
Event MOVE Thing , Event BECOME Thing , State BE ( Thing , Place )
(
(
) )
Because these are not licit simplex event structures, we predict that
in no language should we find such events expressed as monomorphemic predicates. We also predict that merger constructions should not be
able to produce such event structures. Coindexation constructions, on
the other hand, may be able to code all or any of ()–(), depending
upon the operation of other constraints. We show that this is the case in
section .
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24
.
Baker and Harvey
The formal structure of merger
In the preceding sections . and ., we showed that the semantic range
covered by coverb constructions is a subset of that covered by serial verb
constructions. In this section, we show how this difference in ranges follows
from the differing ways that predicate information is combined in the two
constructions.
Following Wilson (), we propose that merger takes place at the level
of conceptual structure. The LCSs of two predicates merge to produce a
single LCS. The general principle is that predicate information from the
constituents is maintained in the merged predicate. Wilson presents the following description of conceptual merger.
What actually happens is that the coverb’s LCS fuses into the verb’s LCS
wherever it happens to fit. Where it happens to fit will depend upon the
particular LCSs involved. For instance, the light verb -ge- ‘putLT’ contains a State as part of its LCS. The coverb guk ‘sleep’ is a State. So
when the LCSs are fused together, the LCS of guk is fused with the State
entity in the LCS of ge-. But the LCS of bort ‘die’ consists of an Event
which is expanded as a BECOME function. So when it is fused with the
LCS of -ge-, it is fused with the BECOME Event there, and not with the
State. In short, I propose that the LCS of the coverb is fused with some
part of the LCS of the inflecting verb with which it can unify. (Wilson
: –)
Using the examples from Marra preceding, repeated here, we present the
basic structure of conceptual merger.
()
birli=nga-Ø-ganji
go.in=SG.S-SG.O-TAKE.PP
‘I put it in(side).’
()
birli=gu-lini
go.in=SG.S-GO.PC
‘He went in.’
The LCS of the Marra coverb birli ‘go in’, following Jackendoff (: )
can be characterised as in ().
()
birli ‘go in’: [Event MOVE ([Thing x ], [Path IN])]
The LCS of the verb lini is given as ().
()
lini ‘go’:
[Event MOVE ([Thing x ], [Path ])]
The LCS of the light verb ganji is given as ().
()
ganji ‘take’: [Event CAUSE ([Thing y ], [EventMOVE ([Thing x ], [Path ])])]
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Complex predicate formation
25
When coverbs and finite verbs merge, the LCS of the finite verb takes
the LCS of the coverb as an argument, at the highest shared predicate
function. Since the LCS of birli contains a MOVE function, it can merge
successfully with a light verb containing a MOVE function. In the case of
ganji, this MOVE function is in turn an argument of a CAUSE function,
and hence the only argument of MOVE becomes an internal argument of
CAUSE. This gives us the syntactic result that birli+ganji is a transitive
verb where the only argument of birli surfaces as the object of the CAUSE
predicate.
()
birli+ganji ‘put in’:
[EventCAUSE ([Thing y ], [MOVE ([Thingx ], [PathIN])])]
In the process of merger, the LCS of birli merges with the LCS of ganji
at the point where the two LCSs share a predicate in common. As already
explained, this is at MOVE. When birli combines with lini ‘go’, the result is
straightforward. We simply get the LCS that birli has anyway, with the only
argument of MOVE surfacing as the subject of the coverb construction.
()
birli+lini ‘go in’:
[Event MOVE ([Thing x ], [PathIN])]
Having a predicate function in common is not, however, sufficient to
ensure a successful merger. We may consider the following Wagiman
examples.
()
bak ‘break’:
[Event BECOME ([State BE ([Thing ], [PlaceAT (broken)])])]
()
yu ‘be’:
[State BE ([Thing ], [Place ])]
()
*bak yu ‘be broken’:
[State BE ([Thing ], [PlaceAT (broken)])]
The bak ‘break’ and yu ‘be’ predicate have a common predicate function BE. However, as Wilson (: , ) points out, this merger fails
because the lexical structure of the coverb is not preserved in the merger
construction. Wilson uses Lexical-Functional Grammar to encode this as a
constraint on merger. We express the constraint as follows.
()
The LCSs of the finite and non-finite constituents must be merged
at the level of the highest major predicate function in the LCS of the
non-finite predicate(s).
The constraint expresses the intuition that the central motivation for
merger constructions is to enable the non-finite constituent to head a clause.
Consequently, its conceptual structure is maintained in the merged LCS.
In addition to this constraint, the predicates resulting from merger,
being simplex event predicates, are subject to the constraints in () and
(), already discussed. The effects of these constraints may be illustrated
Except where otherwise indicated, Wagiman examples are taken from Harvey’s
fieldnotes.
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Baker and Harvey
by comparing the acceptable combination of the motional activity coverb
birli ‘go in’ with the finite verb lini ‘go’, against the unacceptable combination of another non-motional activity coverb wir ‘whistle’ with the same
finite verb.
()
*wir=gu-lini
whistle=SG.S-GO.PC
‘He went along whistling.’
The obvious interpretation of this combination is the associated motion
meaning ‘go along whistling’, which is perfectly semantically and pragmatically plausible. However, it is not possible to compose this meaning within
a merger predicate.
()
wir ‘whistle’:
[Event MOVE<WHISTLE> ([Thing ])]
()
lini ‘go’:
[Event MOVE ([Thing ], [Path ])]
()
*wir+lini:
[Event MOVE< WHISTLE> ([Thing ], [Path ])]
‘move along a path by means of whistling’
As shown in (), the result of merging ‘whistle’ and ‘go’ is the semantically incoherent ‘move along a path by means of whistling’. In order to
express the associated motion meaning, two simultaneous MOVE predicates
are required – one describing the whistling and the other describing motion
along a path. However, the constraint in () prohibits multiple appearances
of the MOVE predicate. Consequently, non-motion activity coverbs cannot
generally combine with a motion verb in Marra.
The ungrammaticality of () does not, however, follow from any
inherent prohibition on the merger of non-motion functions with motion
functions. Rather it follows from the real-world implausibility of the
resultant combination. We may consider the following examples from
Wagiman.
()
warratj-ja
ga-ba-yu
yurrup-pa
PRES-PL.S-be
stand-ASP
dance-ASP
‘They are dancing, standing upright.’
()
jahan-gu
warratj-ja
g-i-ya
what-DAT
dance-ASP
PRES-SGS-go
‘Why are you dancing along/going dancing along?’ (Wilson : )
It should be noted that this combination is unacceptable only in the interpretation ‘go
whistling’. In other north Australian languages, the ‘go’ verb has an additional light verb
entry ‘DO/BE for a long time’ (e.g. Jaminjung; Schutlze-Berndt : ). In these languages the combination of activity coverb lacking a Path expression with the ‘go’ verb is
perfectly acceptable in the meaning ‘DO activity for a long time’.
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Complex predicate formation
()
27
warratj-ja
Ø-di-nginy
dance-ASP
SGS-come-P.PFV
‘She came dancing.’ (Wilson : )
The coverb warratj ‘dance (of women)’ may plausibly describe both
motional and non-motional situations. When describing a non-motional
situation – dancing on the spot – it takes the ‘be’ verb. When describing a
motional situation, it takes either the ‘come’ or the ‘go’ verb. With changes
in real-world circumstances other mergers might become plausible. For
example, in the weightless environment of space a sentence like ‘She sneezed
herself into the next compartment of the space capsule’ might be perfectly
acceptable. In this case the movement of sneezing would be sufficient to
engender a path.
Our analysis of the class of activities differs somewhat from that of
Jackendoff. Jackendoff (: –, –) proposes two activity functions – a MOVE function and a GO function. The difference between the
two is that the GO function has a Path expression, whereas the MOVE function does not. This opposition is different in kind from the other oppositions
between predicate functions. Predicate functions are not otherwise distinguished by whether or not they require or prohibit a particular expression.
We suggest that this is not a well-motivated basis for opposition.
Further, the analysis that manner of motion [MOVE] is necessarily conceptually distinct from motion along a path [GO] is problematic. Some
predicates, at least, seem inherently to involve both. The paradigm example
is ‘walk’. This is a manner of motion, but it must necessarily be realised
along a path. While it is possible to run, hop, skip, jump, and dance on the
spot, it is not possible to walk on the spot.
Proposing a distinction between MOVE and GO functions also requires
additional formal theoretical structure. In order to describe situations where
a manner of motion predicate encodes a path, Jackendoff requires adjunction
rules which add a GO function (: ).
()
GO-adjunct rule (version )
[VPVh…PP] may correspond to
GO α ,
([ ] [ Path ])
α
AFF [ ] i ,
WITH/BY MOVE ([ α ])
h
(
)
The ‘be’ verb has two meanings in Wagiman. One is to signal stativity, the other to signal
atelicity (section .). In (), it signals atelicity.
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28
Baker and Harvey
The rule, as presented by Jackendoff, requires an overt expression of the
endpoint of the motion – the PP in Jackendoff’s formalisation. It is unclear
how Jackendoff would account for examples such as (), where there is no
overt endpoint expression. We may also note that this adjunction rule has no
overt linguistic realisation in many cases ( Jackendoff : ).
Given these issues, we depart from Jackendoff’s analysis and propose
that there is only a MOVE function, common to all activity predicates. This
MOVE function may license an optional Path expression. Whether an individual predicate does license a Path expression is subject to real-world considerations and to language-specific variation.
In those cases where a Path expression is not licensed, a non-finite
constituent encoding a MOVE predicate must select a verb other than ‘go’ or
‘come’ in order to construct a successful merger. In Marra, a coverb such as
wir ‘whistle’ selects the mindini ‘do/say (thus)’ verb (see section .).
()
wir=nga-mindini
whistle=SG.S-DO.PC
‘I was whistling.’
We propose that this is possible because the verb ‘do’ is the generic activity verb, being simply a MOVE predicate, without further specification as to
the manner of movement.
()
mindini ‘do’:
[Event MOVE ([Thing ])]
()
wir+mindini ‘whistle’:
[Event MOVE<WHISTLE> ([Thing ])]
In merger constructions, the finite predicate is commonly less extensively
specified than the non-finite predicate. Activity coverbs normally have either
a manner subscript, e.g. <WHISTLE>, or a specification in the Path expression, e.g. IN. The ‘go’ verb, on the other hand, has neither. However, as
Wilson (: ) points out, it is not necessary that finite predicates should
bear less specification than non-finite predicates in some quantifiable way.
The following examples from Wagiman illustrate this.
()
durdut-ta
ba-di-nya
PLS-come-PAST
run-ASP
‘They came running.’
()
durdut
bula-ndi
leave-PAST (Wilson : –)
run:PFV
‘She ran away from him/She ran away and left him.’
The LCSs of these predicates are set out in ()–():
()
di ‘come’:
[Event MOVE ([Thing ], [Path TOWARD ([Place HERE])])]
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Complex predicate formation
()
bula ‘leave’:
[Event MOVE ([Thing ], [Path FROM ([Thing])])]
()
durdut ‘run’:
[Event MOVE<RUN> ([Thing ], [Path])]
29
The merged LCSs are set out in () and ():
()
durdut di ‘come running’:
[Event MOVE<RUN> ([Thing ], [Path TOWARD ([Place HERE])])]
()
durdut bula ‘run away from’:
[Event MOVE<RUN> ([Thing ], [Path FROM ([Thing])])]
The verbs di ‘come’ and bula ‘leave’ do not have light verb entries in
Wagiman. Further, it is not evident how their degree of specification might
be quantified as against the coverb durdut ‘run’. Nonetheless, neither of these
factors prevents them from entering into merger constructions.
In keeping with the general principle of preserving predicate information, merged structures may involve compound functions, where these are
plausible, as in (), where the DOWN function from the coverb lek ‘move
down’ is compounded with the TOWARD function from the finite verb di
‘come’.
() lek ‘move down’:
[Event MOVE ([Thing ], [Path DOWN])]
() lek di ‘come down’: [Event MOVE ([Thing ], [Path DOWN TOWARD ([Place HERE])])]
.
Merger and motional inchoatives
The merger constructions discussed in section . all involve sequential relations among the major predicate functions. The constraint in () generally prohibits simultaneous relations among the major predicate functions.
However, there is one circumstance where the constraint does not prohibit
simultaneous relations. This is when motion to an endpoint induces a change
of state in an entity contemporaneous with that endpoint. In this case, merger can support simultaneous MOVE and BECOME predicates.
We provide examples of this type of merger construction from Wagiman
(Wilson, : , , ):
()
bak
Ø-linyi-ng
lari
arm
break
SG-fall-PP
‘He fell and broke his arm.’
[lit. ‘His arm broke in falling.’]
()
menuny burbur bak
ga-ba-du-n
NP-PLS-cut-PR
maybe
wing
break
‘Maybe they break its wings by cutting them.’
Wilson translates this sentence as ‘They broke its wing by spearing’, but ‘spear’ is a separate verb re, while the verb used here, du-, centrally refers to cutting, not spearing.
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30
Baker and Harvey
The coverb bak ‘break’ is an inchoative coverb (Wilson : –),
and has the following LCS:
()
bak ‘break’:
[Event BECOME ([State BE ([Thing ], [PlaceAT (broken)])])]
The LCSs of the ‘fall’ and ‘cut’ verbs are as follows:
()
linyi ‘fall’:
[Event MOVE ([Thing ], [Path DOWN])]
()
du ‘cut’:
[Event CAUSE ([Thing ], [Event MOVE ([Thing ], [Path TO ([Place IN [Thing]])])])]
The LCS of the coverb may be merged with the LCSs of these verbs to
produce the following:
()
bak linyi ‘break by falling’:
[Event MOVE ([Thing ] i, [Path DOWN])]
[Event BECOME ([State BE ([Thing ] i, [PlaceAT (broken)])])]
()
bak du ‘break by cutting’:
[Event CAUSE ([Thing ],
[Event MOVE ([Thing ], [Path TO ([Place IN [Thing] i ])])])]
[Event BECOME ([State BE ([Thing] i, [Place AT
(broken)])])]
The BECOME function is monovalent, and its argument must be coindexed with either the argument of the MOVE function or the argument
of the TO function. If the TO function has no argument then there is no
choice. If the TO function has an argument, then considerations of simultaneity determine coindexation. The MOVE and BECOME functions are
simultaneous at the endpoint of the motion, rather than during its trajectory. Consequently, if there are distinct trajectory and endpoint arguments,
the argument of the BECOME function is coindexed with the endpoint
argument.
We propose that simultaneous MOVE and BECOME functions may only
appear in a merger construction when they are independently supplied by
the contributing constituents. If they are not independently supplied then
the merger construction will not be interpretable with an inchoative meaning. In the available materials, there are no examples of a stative coverb merging with a motion verb and the resulting merger construction having an
inchoative interpretation. We predict that such combinations cannot be so
interpreted.
()
mele-ma
Ø-linyi-ng
SGS-fall-PP
black-ASP
*‘S/he became black by falling.’
This interpretation is not impossible for real-world reasons. A situation
where a white-skinned person fell into a large puddle of black mud could
plausibly be described this way.
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Complex predicate formation
31
In addition to the straightforward examples of motion inchoatives, such
as () and (), there are other less immediately evident examples. The following examples are from Ngaliwurru (closely dialectal with Jaminjung –
Schultze-Berndt p.c.).
()
darnku
gani-yu
full
SGS.SGO-do.PP
‘He has become full.’ (‘He is full/He has had a feed.’)
()
darnku
gani-minda-ny
full
SGS.SGO-eat-PP
‘He has eaten (food) to becoming full.’ (‘He has eaten till full.’)
() darnku
full
gani-ngarna-ny
SGS.SGO-give-PP
‘She gave him (food) and he become full.’ (‘She fed him./She gave him a feed.’)
The coverb darnku is an inchoative coverb ‘become full’, and not a stative coverb ‘be full’. This is shown by the fact that it occurs in intransitive
constructions with the ‘do, say, become’ verb and not the ‘be’ verb. The merger constructions in () and () are motional inchoatives. Their LCSs are
set out following:
()
[CAUSE ([x],
[MOVE ([ food ] [TO (stomach of [x])])])]
[BECOME ([BE ([x], [AT (full)])])]
()
[CAUSE ([ y],
[MOVE ([ food ] [TO (stomach of [x])])])]
[BECOME ([BE ([x], [AT (full)])])]
.
‘Be’ and ‘do’ verbs
Any analysis of complex predicate constructions necessarily involves
some consideration of how these are to be distinguished from auxiliary constructions. Auxiliary verbs are traditionally analysed as nonpredicational. Unlike light verbs, they lack an argument structure.
Consequently, monoclausal constructions involving an auxiliary verb and
a main verb are not complex predicate constructions. Thus the English
perfect HAVE + V-en and progressive BE + V-ing constructions are
not complex predicate constructions, as ‘have’ and ‘be’ have no effect on
argument structure in these constructions. Rather, they provide aspectual information.
In English, there is a very clear distinction between auxiliaries, which
have no argument structure, and light verbs, which do have an argument
structure. The two classes may co-occur – ‘She should have given you an
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32
Baker and Harvey
answer’. Butt (this volume) shows that the two classes are similarly distinct
in Urdu and may co-occur. She argues that a distinction must be drawn
cross-linguistically between ‘auxiliary’ and ‘light verb’.
However, in many languages with the coverb construction, it is not immediately evident whether this distinction is applicable. The issue as to whether
the distinction is applicable or not arises in relation to verbs translated with
the classic auxiliary meanings ‘be’ and ‘do’. Verbs translated with these
meanings have a wide range of uses, which vary somewhat from language
to language, and determining their language specific meaning is complex.
A full analysis of the semantics of ‘be’ and ‘do’ verbs is beyond the scope of
this chapter.
The only detailed discussion of these verbs in a language with the coverb
construction is Schultze-Berndt (: –, –, –, –) on
Jaminjung. We consider the Jaminjung data here, as it is illustrative of the
general patterns in languages with the coverb construction.
Schultze-Berndt suggests that there is a distinction between auxiliary
function and light verb function, at least for the ‘be’ verb. We may consider the following example, where the coverb takes the continuous suffix
-mayan.
()
en
janyungbari burlug-mayan
ga-yu
gugu
SGS-BE.PRES water
and
another
drink-CONT
‘And the other one is drinking water.’ (Schultze-Berndt : )
In this case the Jaminjung construction burlug-mayan ga-yu and its
English translation is drink-ing are morphologically isomorphic. Both involve
a derived progressive/continuous non-finite form burlug-mayan ~ drink-ing
and a finite ‘be’ verb.
The two constructions are not only morphologically isomorphic, they also
appear to be predicationally isomorphic. The Jaminjung ‘be’ verb appears
to lack an argument structure. The coverb burlug ‘drink’ is apparently bivalent. Bivalent coverbs cannot otherwise combine with monovalent verbs
(). The ‘be’ verb in () signals atelic aspect (Schultze-Berndt : ).
Schultze-Berndt therefore proposes that the ‘be’ verb is an auxiliary in this
construction.
However, she states that the analysis of continuous coverbs and this auxiliary interpretation requires further research (: ). She presents two
reasons why further research is required. First, with non-continuous coverbs, the ‘be’ verb behaves straightforwardly as a light verb:
()
bayirr
ga-yu
be.supported
SGS-BE.PRES
‘It is supported.’ (Schultze-Berndt : )
Second, continuous coverbs do not require the ‘be’ verb in Jaminjung:
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Complex predicate formation
() jarr-mayan=biya
put.down.one-CONT=NOW
gan-arra-m=ngarndi
SGS.SGO-put- PRES=SFOC
33
ba-ngawu
IMP-see
‘She keeps putting them down one at a time, look!’ (Schultze-Berndt : )
Polyvalent coverbs such as jarr-mayan ‘put.down.one-CONT’ may combine
with polyvalent verbs such arra ‘put’. Given that the apparent mismatch in
() is not categorically required, we suggest that it is not a sufficient basis
for distinguishing two morphosyntactic functions of the ‘be’ verb.
Further, we propose that there are in fact no mismatches in Jaminjung
where a bivalent coverb combines with a monovalent verb. The examples of
this mismatch listed in Schultze-Berndt () all involve the coverbs burlug ‘drink’ or thawaya ‘eat’. Examination of the combinatorial possibilities
of burlug show that it is not best translated with a bivalent ‘drink’ meaning.
Rather its distribution exactly parallels that of darnku ‘become full of food’
(–). As such it is better translated with a monovalent meaning something like ‘become full of water’. Similarly, the coverb thawaya codes the
intransitive ‘eat’ meaning. The transitive ‘eat’ meaning is coded by the finite
verb minda ‘consume’.
Nonetheless, it must be recognised that the semantic contribution of
‘be’ in () is distinct from its contribution in (). This must be formally modelled with two distinct lexical entries – one for stative ‘be’ and
the other for atelic ‘be’. As discussed in section ., Jackendoff does not
provide a formal representation for aspectual information in lexical conceptual structure. In his model, it would presumably be an independent
tier. It would be on this tier that the aspectual information from ‘be’ in
() would be integrated into the LCS of the merger construction. In the
absence of any formalisation of this tier, we do not examine this issue
further.
The semantics of the ‘do’ verb are particularly complex (Schultze-Berndt
: –). In Jaminjung, it conveys the meanings ‘become’ and ‘say’
as well as ‘do’. This set of meanings is attested in a heterogeneous range
of languages, particularly the ‘do/say’ combination (Schultze-Berndt
: –). This argues that it is not a chance collocation, but follows
from general principles. Schultze-Berndt (: ) proposes that this verb
has the following meaning.
()
x internally causes, and gives immediate evidence of, an event E
The Event in this representation could be an utterance, a cognate object
noun (‘speech/word’), or a coverb. She proposes, further, that ‘do’ is the
default light verb in Jaminjung (: ). If there is a positive motivation
for another light verb, then ‘do’ is not used.
The LCS formalisms adopted in this chapter do not allow for default
defined meanings such as that in (). Rather, meanings must be
positively determined. Given that the core meaning of this verb is an
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34
Baker and Harvey
unspecified activity, we propose that its representation is as a simple
MOVE predicate.
()
do:
[Event MOVE ([Thing ])]
In many languages, including Jaminjung, the same form has another lexical entry with an inchoative meaning.
()
do:
[Event BECOME ([State BE ([Thing ], [Place])])]
This additional lexical entry is licensed by universal metaphor, where
inchoative relations are analogically assimilated to motional relations
( Jackendoff : ).
The analysis of the ‘be’ and ‘do’ verbs presented here is undoubtedly preliminary in nature, and we agree with Schultze-Berndt that much further
research is required. However, we may note that there is no clear evidence
for an opposition between an auxiliary category and a light verb category in
Jaminjung. This appears to be true in many languages with the coverb construction. In the absence of clear evidence for this opposition, we analyse
coverb constructions as involving light verbs only.
. Monoclausality: the dissociation between simplex
event structure and clause structure
At this point, it is useful to reconsider the notion ‘complex predicate’,
with which we started this chapter, now that we have introduced the different types of constructions equally labelled ‘complex predicates’ in the
literature. Jackendoff’s () model allows us to represent the relation
between Lexical Conceptual Structure and syntax in a more sophisticated way. It appears that the parameters ‘constituting a licit simplex
event structure’ and ‘being a clausal predicate’ must be allowed to vary
independently. This produces at least four kinds of LCS:Syntax relations,
shown in Figure ..
Type (a) represents a simple, monomorphemic predicate heading a single clause. Type (b) represents the merger construction, where two predicates jointly contribute to an event which corresponds in its semantic
range to the events realised by monomorphemic predicates. Type (c) is a
standard construction where multiple predicates are realised by multiple
clauses. Type (d) is a multi-predicational, but monoclausal construction, as in the classic serial verb construction. In this case, we regard
the conceptual structure as one in which there are multiple events. This
is contrary to the commonly held view, as summarised by Aikhenvald
(: ).
We note that further research may establish that there are some languages where the verb
in a coverb construction is clearly an auxiliary.
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Complex predicate formation
35
Type (a): simple, monomorphemic predicate – monoclausal structure
[ Event ]
Lexical Conceptual Structure
[
Syntax
]Word
Type (b): classic coverb construction – monoclausal structure
[
Event
]
Lexical Conceptual Structure
[[ ] Wdi
[ ] Wdj
] Clause
Syntax
Type (c): multiple predicates – multiple clauses
[ Eventi ]
[ Eventj ]...
[[ ] Wdi] Clausei
[[ ] Wdi ] Clausej ...
[ Eventn ]
Lexical Conceptual Structure
[[ ]Wdi ] Clausen Syntax
Type (d): multi-predicational, but monoclausal construction – classic SVC
[ Eventi ]
[ Eventj ]
[ Eventk ]...
[ Eventn ]
[[ ] Wdi
[ ] Wdj
[ ]Wdk...
[ ] Wdn ] Clause Syntax
Lexical Conceptual Structure
Figure . Types of LCS-syntax relations
A serial verb construction (SVC) is a sequence of verbs which act together
as a single predicate, without any overt marker of coordination, subordination, or syntactic dependency of any other sort. Serial verb constructions
describe what is conceptualised as a single event.
In terms of permissible event types and sequences, classic serial verb constructions class with multi-clausal structures. They differ from multi-clausal
structures in that serial verb constructions are always constrained in terms
of some argument coindexation requirement.
. The range of oppositions between merger
and coindexation constructions
We have proposed that coindexation constructions are multi-predicate constructions and consequently not subject to the constraints which affect merger constructions. This leads to a number of differences both obvious and
less immediately evident. Firstly, coindexation constructions may permit
It is, however, clearly necessary to recognise at least three different types of coindexation relationships between predicates below the level of completely independent sentences.
Theories of syntax need to accommodate nuclear junctures, core junctures, and clause
chaining, in addition to completely independent sentences (Foley and Olson ). Foley
(this volume) discusses these issues.
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Baker and Harvey
multiple instances of one of the major predicate functions. As such, coindexation constructions may code causatives of transitives.
()
hây
tháhan
kh â
nákrian
nayphon
general
give
soldier
kill
student
‘The general made the soldiers kill the students.’ (Thai – Pongsak, p.c.)
By contrast, in languages with the merger construction, complex predicates cannot form the causatives of transitives. The only way of forming the
causatives of transitives is with a biclausal construction, as in ().
() nan-gu-yi
sgO-SGS-tell.PC
nani
na-boj
judum=nga-mi
nana
rayi
MA.OBL
MA.OBL-boss
shoot=SGS-DO.FPUN
MA.REL
bird
‘The boss told me to shoot those birds.’
In coindexation constructions, there is theoretically no upper limit on the
number of verbs in a single clause, subject to pragmatic and semantic wellformedness. While not common, examples with three or more verbs may be
found, as in ():
()
o
da
mɔng la
saao de
bing bare ko ma
FACT food take put
leave give me
.s PAST stir
‘S/he made food and left it there for me.’ (Dagaare – Bodomo, : )
In merger constructions, the maximum attestation is two non-finite predicates. This is illustrated in the following example from Jaminjung (SchultzeBerndt, : ):
()
munuwi-ni gabarl yurl gani-mangu\
wirib
go.close chase SG:SG-HIT.PST dog
bee-ERG
‘The bees came up close chasing him, the dog.’
[lit. ‘The bees chased him up close, the dog.’]
In all examples of this type – two coverbs and a single verb – one coverb
modifies the other. Many languages, such as Marra, do not allow more than
one coverb per clause.
Coindexation constructions permit the major predicate functions to
appear in sequential orders other than that specified in ().
()
dbëhna-noh-me-r
sick-die-REM.PAST-SGM
‘He was sick and died.’ (Alamblak – Bruce : )
In (), the BE (sick) predicate precedes the BECOME (BE (AT
dead)) predicate. Coindexation constructions also permit simultaneous
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Complex predicate formation
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temporal relations between all the major predicate functions. The
following examples are from Ngan’gityemerri, with () involving two
simultaneous MOVE predicates, and () involving simultaneous MOVE
and BE predicates.
()
nga-ganim-fifi
SGS-go.PR-smoke
‘I’m going along smoking.’ (Ngan’gityemerri – Reid p.c.)
()
ngi-rim-fifi
ngi-rribem-fifi
ngi-bem-fifi
SGS-sit.PR-smoke
SGS-stand.PR-smoke
SGS-lie.PR-smoke
‘I am sitting smoking.’
‘I am standing smoking.’
‘I am lying smoking.’
(Reid : )
For an example of associated motion with a transitive predicate, we may
consider the following from Gurr-goni (Green, : ).
()
njirr-rre+rrmi-rri
njiwurr-ma-nay
gut-djardi wana
MIN:A.AUG.O-pound+REDUP-PRE
AUG.S-go.along-PRE
IV-rain
big
‘We went along being pelted by heavy rain.’
[lit. ‘Big rain pounded us while we went.’]
This example is also of interest because the first person entity would in
most theories bear different thematic relations to the two predicates – the
theme/patient of ‘pound’ and the agent of ‘go’. In some theories, it might be
classified as the theme of ‘go’, thereby giving it the same thematic relation
to both predicates. However, there are examples of serial verb constructions
where a single entity bears distinct roles under any theory of thematic
relations.
()
wǒ
qiú
tā
dàibiǎo
wǒ
beg
SG
represent
SG
SG
‘I begged him/her to represent me.’ (Mandarin Chinese – Li and
Thompson, : )
()
wón
mu
otí
yó
they
drank
wine
drunk
‘They drank wine until drunk.’ (Yoruba – Bamgbose, : )
In merger constructions, an entity can bear only one thematic role within
the overall complex predicate.
We omit from consideration here reflexive and reciprocal constructions.
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Baker and Harvey
Both merger and coindexation constructions allow the formation of
‘light verbs’. However, the process of light verb formation is quite distinct in each construction type. As we have seen, one common pattern
in serial verb constructions is that the ‘take’ verb adds an instrumental
argument to the clause:
()
fu burede ije
sime abe ufu
he bread DEF knife take cut
‘He cut the bread with the knife.’ (Barai – Foley and Olson, : )
The LCS of the ‘take’ verb is shown in ().
()
[Event CAUSE ([Thing y ], [EventMOVE ([Thing x ], [Path TO ([Thing y ])])]
An implicature of this LCS is that entity y has possession of entity x.
It is a development of this implicature which survives in the serial verb
construction ( y has the knife and y cuts the bread J y cuts the bread
with the knife). This is an example of what is commonly analysed as
‘grammaticalisation’.
By contrast, in merger constructions light verbs are created by deleting
inner conceptual structure from the LCS of finite verbs.
() ‘takeLIGHT’: [Event CAUSE ([Thing y ], [EventMOVE ([Thing x ], [Path ])])]
This allows the merger to add additional material into the open inner
positions of the argument structure. The coverb rang ‘hit’ has the following
LCS.
()
[Event CAUSE ([Thing y ], [EventMOVE ([Thing x ], [Path TO ([Thing z ])])]
This coverb may successfully unite with the light verb to form a standard
transitive predicate, as in ().
()
rang=ng-anyi
Ø-manuga
MA-rock
hit=SG.S/SG.O-TAKE.PC
‘I hit a rock.’ (Not: ‘I hit it with a rock.’) (Marra – Heath )
In order to express an instrumental use, Marra requires an oblique noun
class prefix, one of whose functions is to mark instrumental case, as in ().
()
rang=nga-nyi
hit=SG.S/SG.O-TAKE.PC
‘I hit it with a rock.’
na-manuga
MA.OBL-rock
Instrumentals cannot be expressed with verbs in Marra, nor in any other
coverb language that we are aware of.
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Complex predicate formation
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The same kind of opposition is found with the ‘give’ verb. In serialising
languages commonly the ‘give’ verb adds a Benefactive argument to the
clause (Twi – Lord : ):
() a.
ageŋkwã
no
wú mãã
Saviour the
die give
‘The Saviour died for us.’
y e- ŋ
us
We propose that, in this case, what survives in the grammaticalised version of ‘give’ is the thematic relation of Benefactive. In Jackendoff’s ()
model, thematic roles depend upon the ‘action tier’.
By contrast, the presence of the ‘give’ verb in a merger construction does
not encode non-subcategorised Benefactive type relations. We may consider
the previously discussed Ngaliwurru example (), repeated here as () for
convenience.
()
darnku
gani-ngarna-ny
full
SGS.SGO-give-PP
‘She gave him (food) and he become full.’ (‘She fed him./She gave
him a feed.’) (Not: ‘She became full for/on him.’)
As indicated, this does not describe an action performed affecting someone else. As elsewhere, this does not follow from real-world considerations.
A malefactive interpretation – ‘s/he became full negatively affecting him’ –
at least is plausible.
. Correlations between conceptual oppositions and
morphosyntactic oppositions
In our presentation of materials thus far, the semantic opposition between
merger and coindexation has generally matched the categorial opposition
between coverb constructions and serial verb constructions. Coverb constructions involve the merger of conceptual structures, whereas serial verb
constructions involve coindexation.
While coverb constructions most commonly map to merger structures,
they do not necessarily do so. Thus, Ngan’gityemerri is a language which on
initial inspection appears to class structurally with the other Australian languages so far discussed – Jaminjung, Marra, Wagiman. It has a large open
class of coverbs and a small closed class of finite verbs. Most verbal clauses
involve a coverb construction. However, there are a number of differences
between Ngan’gityemerri on the one hand, and other Australian languages
on the other hand.
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40
Baker and Harvey
First, as we have seen, coverb constructions in Ngan’gityemerri can
convey meanings, such as associated motion () and stance (), which coverb constructions cannot generally in Australian languages. Examples ()
and () are repeated here as () and () for convenience.
()
()
nga-ganim-fifi
SGS-go.PR-smoke
‘I’m going along smoking.’ (Ngan’gityemerri – Reid p.c.)
ngi-rim-fifi
ngi-rribem-fifi
ngi-bem-fifi
SGS-sit.PR-smoke
SGS-stand.PR-smoke
SGS-lie.PR-smoke
‘I am sitting smoking.’ ‘I am standing smoking.’
‘I am lying smoking.’
(Reid, : )
Second, the coverb construction in Ngan’gityemerri is syntactically different from that in most other Australian languages. As previously discussed
(section .), the configurationality of coverb constructions varies somewhat
among Australian languages. In some languages, such as Jaminjung and
Wagiman, coverbs have a greater degree of independence. However, even in
these languages, in at least percent of occurrences a coverb immediately
precedes a finite verb. In other languages such as Marra, the coverb construction is configurational and coverbs necessarily immediately precede a
finite verb. In Ngan’gityemerri, as illustrated in () and (), the coverb
necessarily immediately follows the verb.
Third, the inventory of finite verbs in Ngan’gityemerri is very different
from that in most other Australian languages. The inventories of Jaminjung
(Schultze-Berndt : –) and Wagiman (Wilson : ) are set out
in () and ().
()
Jaminjung
Intransitive: be, be sick, burn, come, do/say, go, fall ( verbs)
Transitive: approach, be angry with, bite, bring, chop, cook, deceive,
eat, excrete, fear, follow, get, give, have, hear, hit, leave, make,
put, remove, see, ‘sing’ someone, spear, step on, swear at, take,
throw ( verbs)
()
Wagiman
Intransitive: be ( distinct verb roots – historically ‘lie’ and ‘sit’), be
afraid, be egocentric/narcissistic, become, burn, come, cry, do/
say, dream, fall, go, stand, stay ( verbs)
Transitive: beget/name, bite, bring, cause, chase, cook, cut, deceive,
eat, follow, fuck, get, give, have/keep, hear, hit, leave, look for,
loose, make, put, see, sew, ‘sing’ someone, spear, step on, take,
tell off, throw ( verbs)
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Complex predicate formation
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These inventories are very similar. There is a comparatively small number of intransitive verbs. The stance verbs are notable by their absence.
There are a large number of transitives. These Australian inventories may
be compared with the inventory of light verbs appearing in Persian coverb
constructions (Folli et al. : ).
()
Persian (about directly inflecting verbs – appear commonly
as light verbs)
Intransitive: be, become, come, fall, go ( verbs)
Transitive: arrange, bring, carry, catch/take, collide, do/make,
entrust, give, have, hit, pass/cross, pull, scatter, show, throw, tie,
wash ( verbs)
This Persian inventory is similar to the two Australian inventories. The
Ngan’gityemerri inventory is set out in Table ..
There are two obvious differences between the Ngan’gityemerri inventory
and the usual inventory, as illustrated in (–). First, four of the seven
members of the Ngan’gityemerri intransitive inventory are stance verbs – lie,
perch, sit, stand. Second, Ngan’gityemerri has a set of formally distinctive
reflexive (detransitive) directly inflecting verbs.
()
nge-riny-Ø-syirr
SGA-HANDS-SGO-scratch
‘I scratched her.’
nge-meny-syirr
sgS-HANDS.REFL-scratch
‘I scratched myself.’
(Reid : )
It may be observed that these detransitive verbs bear no formal relationship to their corresponding transitives. Specifically, detransitive verbs of this
kind are not part of the inventory of directly inflecting and/or light verbs in
most languages with coverb constructions.
In this respect, the inventory of Ngan’gityemerri is more similar to the
inventories of classificatory verbs in Athabaskan languages, where pairs
of controlled and non-controlled verbs show no formal relationship to one
another, as shown in Table ..
It may be noted that some Athabaskan languages have associated motion
constructions (Rice: this volume), of a similar kind to those we find in
Ngan’gityemerri, as in (–).
The differences between Ngan’gityemerri and other languages with the
usual coverb patterns are summarised in ().
()
a. The coverb obligatorily follows the verb, as opposed to normally
or obligatorily preceding it.
The ‘stand’ verb in Wagiman is extremely rare. It occurs only with a couple of coverbs
and is not obligatory with these. It does not occur independently, unlike all the other finite
verbs.
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Baker and Harvey
Table . Ngan’gityemerri finite verb inventory (Reid : )
Intransitive
arrive
involving arrival/emergence
go
carried out in motion
lie
carried out in a lying posture
perch
carried out up off the ground
sit
carried out in a sitting posture
stand
carried out in a standing posture
travel
carried out in motion (goal-oriented motion)
Transitive
do/say
speech and unspecified doing (do things, say things)
poke
using long, thin things in point contact (stab, prod)
see
performed with the eyes (look at, watch, keep an eye on)
slash
using hinged trajectory and edge-on contact (sweep, slice)
take
taking/bringing things
bash
using vertical trajectory and lumpy contact (thump, crash)
feet
holding things down with the feet (tread on, kick, walk on)
hands
holding things within the grasp of the hands (grab, hold, grip)
heat
applying heat (burn, melt, warm, light)
mouth
holding things within the mouth (chew, suck, some speech verbs)
move
moving things to a different place (shift, throw, push)
pull
pulling things (pull, tow, lever up)
snatch
acquiring things (get, pick up)
suck
ingesting things (eat, drink)
Reflexive
bash.refl
reflexive activity using vertical trajectory and lumpy contact
do/say.refl
reflexive speech (talk to yourself, mutter under your breath)
feet.refl
reflexive activity holding things down with feet
hands.refl
reflexive activity holding things within the grasp of the hands
heat.refl
reflexive activity by applying heat
mouth.refl
reflexive activity holding things within the mouth
move.refl.dyn
reflexive activity by moving things to a different place-dynamic
move.ref.stat
reflexive activity by moving things to a different place-stative
see.refl
reflexive activity performed with the eyes
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Complex predicate formation
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Table . Slave classificatory verbs (Rice: –)
action by poking (with stick, hand)
action by hand
action by foot
controlled
Ø-kwi, Ø-ge
non-controlled
Ø-ka
controlled
h-nih
non-controlled
Ø-tsi
controlled
Ø-ʔéh
non-controlled
Ø-táh
b. The stance verbs constitute half of the inventory of intransitive finite verbs, as opposed to being absolutely or effectively
absent.
c. The inventory of transitives is matched by an inventory of formally unrelated detransitives, as opposed to detransitivisation
being marked by standard morphological or syntactic structures.
d. Meanings such as ‘associated motion’ and ‘associated stance’
may be conveyed by the coverb construction in Ngan’gityemerri.
These meanings cannot be conveyed by coverb constructions in
most languages.
The features listed in () are also characteristic of the western and
northern neighbours of Ngan’gityemerri – Marranj, Marramaninjsji,
Marringarr, Marrithiyel, Matige, Murriny-Patha. This suggests that
the features in () are not a chance collocation, but follow from significant structural differences between the coverb construction in these languages, and the coverb constructions found in the great majority of other
languages.
The patterns found in Ngan’gityemerri and its neighbours are not the
only types of departures from the usual patterning of the coverb construction. In three Australian languages, Kamu, Malak-Malak, and Matngele,
coverbs can combine with other coverbs in serial constructions to form complex predicates through coindexation, as in ().
()
dal-ngak-ma=gu-yang
poke-eat-IMPF=SGS-GO:PR
‘(The bird) is pecking (at the food).’
[lit. ‘(The bird) is poking, eating (the food).’] (Kamu – Harvey fieldnotes)
In summary, it is clear that there is no necessary connection between
the existence of coverbs as a part-of-speech class, their combination with
finite verbs to form coverb constructions, and the event structures which are
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Baker and Harvey
possible within a single clause. In many languages with coverbs, only simplex event structures are possible within a single clause. In a small group of
Australian languages from the north-western Northern Territory, however,
more complex event structures can be encoded with coverb constructions.
The situation with serial verb constructions is unclear. In terms of the
available evidence, it appears that a subset of the serial verb constructions
in many languages may map to coindexation conceptual structures. It is
conceivable that in some languages with serial verb constructions, only simplex event structures may be possible within a single clause, suggesting that
these languages may only allow merger of LCS, and not coindexation, as
with many languages with coverb constructions. It is also conceivable that
languages with serial verbs may allow merger and coindexation as mapping
mechanisms at different levels of syntactico-semantic structure (as in the
‘nuclear’ vs. ‘core’ juncture model of Van Valin and LaPolla , for example). These are questions for future research. There are also other morphosyntactic structures such as Germanic particle + verb constructions, whose
status with respect to the merger vs. coindexation distinction is likewise an
area for further research.
. Conclusion
We have shown that complex predicates may be divided into two classes in
terms of their correspondence with conceptual structure. One class of complex predicates – the merger construction – groups with monomorphemic
predicates in that merger constructions only allow predicates which correspond to the classic Vendlerian verb classes. Various authors (e.g. Dowty
, Rappaport Hovav and Levin ) have proposed that the Vendlerian
classes represent a constraint on what kinds of events may be lexicalised
as monomorphemic verbs in languages. Merger constructions therefore
obey this constraint, and for this reason we have characterised them as
realising ‘simplex’ event structures. The other class – coindexation constructions – groups with multi-clause sequences, in allowing more complex event structures, which cannot in many cases be expressed by simple
monomorphemic predicates in other languages. It is not clear whether
there are limits on the complexity of event structures expressible by coindexation constructions.
We have also shown that this distinction in conceptual structures is not
predictable from the morphosyntactic structure of complex predicates,
although there is a clear bias in most languages with coverb constructions towards merger of conceptual structures, rather than coindexation.
The deeper question, which we have not addressed here, is why it is that
a complex predicate construction such as the coverb constructions of
Marra, Wagiman, and Jaminjungan should be so constrained. We have
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Complex predicate formation
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similarly not attempted to explain which particular finite verbs become
selected for use in coverb constructions. Again, there are relatively clear
preferences for verbs with ‘generic’ meanings such as ‘take’, ‘get’, and
‘hit’ rather than more specific meanings, though there are exceptions to
this general pattern in most languages with multiple coverbs, such as
Marra janyi ‘tell’, or Bardi -ar- ‘spear lice’ (Bowern ) (see Amberber,
Baker and Harvey ). These are topics for future research.
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