University of Groningen
Symmetry disquisition on the TiOX phase diagram (X=Br,Cl)
Fausti, Daniele; Lummen, Tom T. A.; Angelescu, Cosmina; Macovez, Roberto; Luzon, Javier;
Broer, Ria; Rudolf, Petra; van Loosdrecht, Paul H. M.; Tristan, Natalia; Buechner, Bernd
Published in:
Physical Review. B: Condensed Matter and Materials Physics
DOI:
10.1103/PhysRevB.75.245114
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Fausti, D., Lummen, T. T. A., Angelescu, C., Macovez, R., Luzon, J., Broer, R., ... Büchner, B. (2007).
Symmetry disquisition on the TiOX phase diagram (X=Br,Cl). Physical Review. B: Condensed Matter and
Materials Physics, 75(24), [245114]. https://doi.org/10.1103/PhysRevB.75.245114
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PHYSICAL REVIEW B 75, 245114 共2007兲
Symmetry disquisition on the TiOX phase diagram „X = Br, Cl…
Daniele Fausti,* Tom T. A. Lummen, Cosmina Angelescu, Roberto Macovez, Javier Luzon, Ria Broer,
Petra Rudolf, and Paul H. M. van Loosdrecht†
Zernike Institute for Advanced Materials, University of Groningen, 9747 AG Groningen, The Netherlands
Natalia Tristan and Bernd Büchner
IFW Dresden, D-01171 Dresden, Germany
Sander van Smaalen
Laboratory of Crystallography, University of Bayreuth, 95440 Bayreuth, Germany
Angela Möller, Gerd Meyer, and Timo Taetz
Institut für Anorganische Chemie, Universität zu Köln, 50937 Köln, Germany
共Received 1 March 2007; published 18 June 2007兲
The sequence of phase transitions and the symmetry of, in particular, the low temperature incommensurate
and spin-Peierls phases of the quasi-one-dimensional inorganic spin-Peierls system TiOX 共X = Br and Cl兲 have
been studied using inelastic light scattering experiments. The anomalous first-order character of the transition
to the spin-Peierls phase is found to be a consequence of the different symmetries of the incommensurate and
spin-Peierls 共P21 / m兲 phases. The pressure dependence of the lowest transition temperature strongly suggests
that magnetic interchain interactions play an important role in the formation of the spin-Peierls and the
incommensurate phases. Finally, a comparison of Raman data on VOCl to the TiOX spectra shows that the
high energy scattering previously observed has a phononic origin.
DOI: 10.1103/PhysRevB.75.245114
PACS number共s兲: 68.18.Jk, 63.20.⫺e, 75.30.Kz, 78.30.⫺j
I. INTRODUCTION
The properties of low-dimensional spin systems are one
of the key topics of contemporary condensed matter physics.
Above all, the transition metal oxides with highly anisotropic
interactions and low-dimensional structural elements provide
a fascinating playground for studying novel phenomena,
arising from their low-dimensional nature and from the interplay between lattice, orbital, spin, and charge degrees of
freedom. In particular, low-dimensional quantum spin 共S
= 1 / 2兲 systems have been widely discussed in recent years.
Among them, layered systems based on a 3d9 electronic configuration were extensively studied in view of the possible
relevance of quantum magnetism to high temperature
superconductivity.1,2 Though they received less attention,
also spin= 1 / 2 systems based on early transition metal oxides with electronic configuration 3d1, such as titanium oxyhalides 共TiOX, with X = Br or Cl兲, exhibit a variety of interesting properties.3,4 The attention originally devoted to the
layered quasi-two-dimensional 3d1 antiferromagnets arose
from considering them as the electron analog to the high-Tc
cuprates.5 Only recently TiOX emerged in a totally new
light, namely, as a one-dimensional antiferromagnet and as
the second example of an inorganic spin-Peierls compound
共the first being CuGeO3兲.6,7
The TiO bilayers constituting the TiOX lattice are candidates for various exotic electronic configurations, such as
orbital ordered,3 spin-Peierls,6 and resonating-valence-bond
states.8 In the case of the TiOX family, the degeneracy of the
d orbitals is completely removed by the crystal field splitting,
so that the only d electron present, mainly localized on the Ti
site, occupies a nondegenerate energy orbital.3 As a conse1098-0121/2007/75共24兲/245114共9兲
quence of the shape of the occupied orbital 共which has lobes
oriented in the b and c directions, where c is perpendicular to
the layers兲, the exchange interaction between the spins on
different Ti ions arises mainly from direct exchange within
the TiO bilayers, along the b crystallographic direction.3
This, in spite of the two-dimensional structural character,
gives the magnetic system of the TiOX family its peculiar
quasi-one-dimensional properties.6 Magnetic susceptibility6
and electron spin resonance3 measurements at high temperature are in reasonably good agreement with an antiferromagnetic, one-dimensional spin-1 / 2 Heisenberg chain model. At
low temperature 共Tc1兲, TiOX shows a first-order phase transition to a dimerized nonmagnetic state, discussed in terms
of a spin-Peierls state.6,9,10 Between this low temperature
spin-Peierls phase 共SP兲 and the one-dimensional antiferromagnet in the high temperature 共HT兲 phase, various experimental evidences4,11–13 showed the existence of an intermediate phase, whose nature and origin is still debated. The
temperature region of the intermediate phase is different for
the two compounds considered in this work: for TiOBr, Tc1
= 28 K and Tc2 = 48 K, while for TiOCl, Tc1 = 67 K and Tc2
= 91 K. To summarize the properties reported so far, the intermediate phase 共Tc1 ⬍ Tc2兲 exhibits a gapped magnetic excitation spectrum,4 anomalous broadening of the phonon
modes in Raman and IR spectra,9,13 and features of a periodicity incommensurate with the lattice.14–17 Moreover, the
presence of a pressure induced metal to insulator transition
has been recently suggested for TiOCl.18 Due to this complex
phase behavior, both TiOCl and TiOBr have been extensively
discussed in recent literature, and various questions still remain open: there is no agreement on the crystal symmetry of
the spin Peierls phase, the nature and symmetry of the incommensurate phase are not clear, and the anomalous first-
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©2007 The American Physical Society
PHYSICAL REVIEW B 75, 245114 共2007兲
FAUSTI et al.
order character of the transition to the spin-Peierls state is not
explained.
Optical methods such as Raman spectroscopy are powerful experimental tools for revealing the characteristic energy
scales associated with the development of broken symmetry
ground states, driven by magnetic and structural phase transitions. Indeed, information on the nature of the magnetic
ground state, lattice distortion, and interplay of magnetic and
lattice degrees of freedom can be obtained by studying in
detail the magnetic excitations and the phonon spectrum as a
function of temperature. The present paper reports on a vibrational Raman study of TiOCl and TiOBr, a study of the
symmetry properties of the three phases and gives a coherent
view of the anomalous first-order character of the transition
to the spin-Peierls phase. Through pressure-dependence measurements of the magnetic susceptibility, the role of magnonphonon coupling in determining the complex phase diagram
of TiOX is discussed. Finally, via a comparison with the
isostructural compound VOCl, the previously reported13,19
high energy scattering is revisited, ruling out a possible interpretation in terms of magnon excitations.
II. EXPERIMENT
Single crystals of TiOCl, TiOBr, and VOCl have been
grown by a chemical vapor transport technique. The crystallinity was checked by x-ray diffraction.12 Typical crystal dimensions are a few mm2 in the ab plane and 10– 100 m
along the c axis, the stacking direction.15 The sample was
mounted in an optical flow cryostat, with a temperature stabilization better than 0.1 K in the range from 2.6 to 300 K.
The Raman measurements were performed using a triple
grating micro-Raman spectrometer 共Jobin Yvon, T64000兲,
equipped with a liquid nitrogen cooled charge coupled device detector 共resolution of 2 cm−1 for the considered frequency interval兲. The experiments were performed with a
532 nm Nd: YVO4 laser. The power density on the sample
was kept below 500 W / cm2 to avoid sample degradation and
to minimize heating effects.
The polarization was controlled on both the incoming and
outgoing beams, giving access to all the polarizations
schemes allowed by the backscattering configuration. Due to
the macroscopic morphology of the samples 共thin sheets with
natural surfaces parallel to the ab planes兲, the polarization
analysis was performed mainly with the incoming beam parallel to the c axis 关c共aa兲c̄, c共ab兲c̄, and c共bb兲c̄, in Porto notation兴. Some measurements were performed with the incoming light polarized along the c axis, where the k vector of the
light was parallel to the ab plane and the polarization of the
outgoing light was not controlled. These measurements will
be labeled as x共c 쐓 兲x̄.
The magnetization measurements were performed in a
Quantum Design magnetic property measurement system.
The pressure cell used is specifically designed for measurement of the dc magnetization in order to minimize the cell’s
magnetic response. The cell was calibrated using the lead
superconducting transition as a reference, and the cell’s signal 共measured at atmospheric pressure兲 was subtracted from
the data.
FIG. 1. 共Color online兲 Polarized Raman spectra 共Ag兲 of TiOCl
and TiOBr in the high temperature phase, showing the three Ag
modes. Left panel: 共bb兲 polarization; right panel: 共aa兲 polarization.
III. RESULTS AND DISCUSSION
The discussion will start with a comparison of Raman
experiments on TiOCl and TiOBr in the high temperature
phase, showing the consistency with the reported structure.
Afterward, through the analysis of Raman spectra, the crystal
symmetry in the low temperature phases will be discussed,
and in the final part, a comparison with the isostructural
VOCl will be helpful to shed some light on the origin of the
anomalous high energy scattering reported for TiOCl and
TiOBr.13,19
A. High temperature phase
The crystal structure of TiOX in the high temperature
共HT兲 phase consists of buckled Ti-O bilayers separated by
layers of X ions. The HT structure is orthorhombic with
space group Pmmn. The full representation20 of the vibrational modes in this space group is
⌫tot = 3Ag + 2B1u + 3B2g + 2B2u + 3B3g + 2B3u .
共1兲
Among these, the modes with symmetries B1u, B2u, and B3u
are infrared active in the polarizations along the c, b, and a
crystallographic axes,9 respectively. The modes with symmetries Ag, B2g, and B3g are expected to be Raman active: the Ag
modes in the polarization 共aa兲, 共bb兲, and 共cc兲 and the B2g
modes in 共ac兲 and the B3g ones in 共bc兲. Figure 1 shows the
room temperature Raman measurements in different polarizations for TiOCl and TiOBr, and Fig. 2 displays the characteristic Raman spectra for the three different phases of
TiOBr; the spectra are taken at 共a兲 100, 共b兲 30, and 共c兲 3 K.
At room temperature, three Raman active modes are clearly
observed in both compounds for the c共aa兲c̄ and c共bb兲c̄ polarizations 共Fig. 1兲, while none are observed in the c共ab兲c̄
polarization. These results are in good agreement with the
group theoretical analysis. The additional weakly active
modes observed at 219 cm−1 for TiOCl and at 217 cm−1 for
TiOBr are ascribed to a leak from a different polarization.
This is confirmed by the measurements with the optical axis
parallel to the ab planes 关x共c 쐓 兲x̄兴 on TiOBr, where an intense mode is observed at the same frequency 关as shown in
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SYMMETRY DISQUISITION ON THE TiOX PHASE…
TABLE I. 共a兲Vibrational modes for the high temperature phase in TiOCl, TiOBr, and VOCl. The calculated values are obtained with a spring model. The mode reported in italics are measured in the x共c 쐓 兲x̄
polarization; they could therefore have either B2g or B3g symmetry 共see experimental details兲.
TiOBr
Ag共aa , bb , cc兲
TiOCl
VOCl
Expt.
Calc.
Expt.
Calc.
Expt.
Calc.
142.7
329.8
389.9
141
328.2
403.8
203
364.8
430.9
209.1
331.2
405.2
201
384.9
408.9
208.8
321.5
405.2
B2g共ac兲
105.5
328.5
478.2
157.1
330.5
478.2
156.7
320.5
478.2
B3u共IR , a兲
77a
417a
75.7
428.5
104b
438b
94.4
428.5
93.7
425.2
B3g共bc兲
60
216
598
86.4
336.8
586.3
c
219
129.4
336.8
586.3
129.4
327.2
585.6
131a
275a
129.1
271.8
176b
294b
160.8
272.1
159.5
269.8
194.1
301.1
192.4
303.5
B2u共IR , b兲
B1u共IR , c兲
155.7
304.8
a
Value taken from Ref. 7.
Value taken from Ref. 9.
c
Value obtained considering the leakage in the yy polarization.
b
the inset of Fig. 2共a兲兴. In addition to these expected modes,
TiOCl displays a broad peak in the c共bb兲c̄ polarization, centered at around 160 cm−1 at 300 K; a similar feature is observed in TiOBr as a broad background in the low frequency
region at 100 K. As discussed for TiOCl,13 these modes are
thought to be due to pretransitional fluctuations. Upon decreasing the temperature, this “peaked” background first softens, resulting in a broad mode at Tc2 关see Fig. 2共b兲兴, and then
locks at Tc1 into an intense sharp mode at 94.5 cm−1 for
TiOBr 关Fig. 2共c兲兴 and at 131.5 cm−1 for TiOCl.
The frequencies of all the vibrational modes observed for
TiOCl and TiOBr in their high temperature phase are summarized in Table I. Here, the infrared active modes are taken
from the literature,7,9 and for the Raman modes, the temperatures chosen for the two compounds are 300 K for TiOCl
and 100 K for TiOBr. The observed Raman frequencies
agree well with previous reports.13 The calculated values re-
ported in Table I are obtained with a spring-model calculation based on phenomenological longitudinal and transversal
spring constants 共see Appendix兲. The spring constants used
were optimized using the TiOBr experimental frequencies
共except for the ones of the B3g modes due to their uncertain
symmetry兲 and kept constant for the other compounds. The
frequencies for the other two compounds are obtained by
merely changing the appropriate atomic masses and are in
good agreement with the experimental values. The relative
atomic displacements for each mode of Ag symmetry are
shown in Table II. The scaling ratio for the lowest frequency
mode 共mode 1兲 between the two compounds is in good
agreement with the calculation of the atomic displacements.
The low frequency mode is mostly related to Br/ Cl movement and, indeed, the ratio TiOCl / TiOBr = 1.42 is similar to
the mass ratio 冑M Br / 冑M Cl. The other modes 共2 and 3兲 in-
TABLE II. The ratio between the frequencies of the Ag Raman active modes measured in TiOBr and
TiOCl is related to the atomic displacements of the different modes as calculated for TiOBr 共all the eigenvectors are fully c polarized, the values are normalized to the largest displacement兲.
Mode
共TiOBr兲
Cl / Br
Ti
O
Br
1
2
3
142.7
329.8
389.9
1.42
1.11
1.11
0.107
1
0.04
0.068
0.003
1
1
0.107
0.071
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FAUSTI et al.
volve mainly Ti or O displacements, and their frequencies
scale with a lower ratio, as can be expected.
(a)
P2/c
(b)
P21/m
(c)
Pmm2
B. Low temperature phases
Although the symmetry of the low temperature phases has
been studied by x-ray crystallography, there is no agreement
concerning the symmetry of the SP phase; different works
proposed two different space groups, P21 / m 共Refs. 14–16兲
and Pmm2.21
The possible symmetry changes that a dimerization of Ti
ions in the b direction can cause are considered in order to
track down the space group of the TiOX crystals in the low
temperature phases. Assuming that the low temperature
phases belong to a subgroup of the high temperature orthorhombic space group Pmmn, there are different candidate
space groups for the low temperature phases. Note that the
assumption is certainly correct for the intermediate phase,
because the transition at Tc2 is of second order implying a
symmetry reduction, while it is not necessarily correct for
the low temperature phase, being the transition at Tc1 is of
first order.
Figure 3 shows a sketch of the three possible low temperature symmetries considered, and Table III reports a summary of the characteristic of the unit cell together with the
number of phonons expected to be active for the different
space groups. Depending on the relative position of the
neighboring dimerized Ti pairs, the symmetry elements lost
FIG. 2. 共Color online兲 Polarization analysis of the Raman spectra in the three phases of TiOBr, taken at 共a兲 3, 共b兲 30, and 共c兲
100 K. The spectra of TiOCl show the same main features and
closely resemble those of TiOBr. Table IV reports the frequencies of
the TiOCl modes. The inset shows the TiOBr spectrum in the
x共c ⴱ 兲x̄ polarization 共see text兲.
FIG. 3. 共Color online兲 Comparison of the possible low temperature symmetries. The low temperature structures reported are discussed, considering a dimerization of the unit cell due to Ti-Ti
coupling and assuming a reduction of the crystal symmetry. The red
rectangle denotes the unit cell of the orthorhombic HT structure.
Structure 共a兲 is monoclinic with its unique axis parallel to the orthorhombic c axis 共space group P2 / c兲, 共b兲 shows the suggested monoclinic structure for the SP phase 共P21 / m兲, and 共c兲 depicts the alternative orthorhombic symmetry proposed for the low T phase
Pmm2.
in the dimerization are different and the possible space
groups in the SP phase are P2 / c 关Table III共a兲兴, P21 / m 关Table
III共b兲兴, or Pmm2 关Table III共c兲兴. The first two are monoclinic
groups with their unique axis perpendicular to the TiO plane
共along the c axis of the orthorhombic phase兲 and lying in the
TiO plane 共储 to the a axis of the orthorhombic phase兲, respectively. The third candidate 关Fig. 3共c兲兴 has orthorhombic symmetry.
The group theory analysis based on the two space groups
suggested for the SP phase 关P21 / m 共Ref. 14兲 and Pmm2
共Ref. 21兲兴 shows that the number of modes expected to be
Raman active is different in the two cases 关Tables III共b兲 and
III共c兲兴. In particular, the 12 fully symmetric vibrational
modes 共Ag兲, in the P21 / m space group, are expected to be
active in the xx, yy, zz, and xy polarizations, and 6Bg
modes are expected to be active in the cross polarizations
共xz and yz兲. Note that in this notation, z refers to the unique
axis of the monoclinic cell, so yz corresponds to c共ab兲c for
the HT orthorhombic phase. For Pmm2, the 11 A1 vibrational
modes are expected to be active in the xx, yy, and zz
polarizations, and only one mode of symmetry A2 is expected
to be active in the cross polarization 关xy or c共ab兲c兴. The
experiments, reported in Table IV for both compounds and in
Fig. 2 for TiOBr only, show that ten modes are active in the
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SYMMETRY DISQUISITION ON THE TiOX PHASE…
TABLE III. Comparison between the possible low temperature
space group.
共a兲 Space group P2 / c
Unique axis ⬜ to TiO plane, C42h
Four TiOBr per unit cell
⌫ = 7Ag + 6Au + 9Bg + 11Bu
7Ag Raman active xx, yy, zz, xy
11Bg Raman active xz, yz
6Au and 9Bu IR active
共b兲 Space group P21 / m
Unique axis in the TiO plane, C22h
Four TiOBr per unit cell
⌫ = 12Ag + 5Au + 6Bg + 10Bu
12Ag Raman active xx, yy, zz, xy
6Bg Raman active xz, yz
5Au and 10Bu IR active
共c兲 Space group Pmm2
Four TiOBr per unit cell
⌫ = 11A1 + A2 + 4B1 + 5B2
11A1 Raman active xx, yy, zz
A2 Raman active xy
4B1 and 5B2 Raman active in xz and yz
c共aa兲c and c共bb兲c in the SP phase 关Fig. 2共c兲兴, and, more
importantly, two modes are active in the cross polarization
c共ab兲c. This is not compatible with the expectation for
Pmm2. Hence, the comparison between the experiments and
the group theoretical analysis clearly shows that of the
two low temperature structures reported in x-ray
crystallography,15,21 only the P21 / m is compatible with the
present results.
As discussed in the Introduction, the presence of three
phases in different temperature intervals for TiOX is now
well established even though the nature of the intermediate
phase is still largely debated.7,12,15 The temperature depen-
FIG. 4. 共Color online兲 The temperature dependence of the Raman spectrum of TiOBr is depicted 共an offset is added for clarity兲.
The three modes present at all temperatures are denoted by the label
RT. The modes characteristic of the low temperature phase 共disappearing at Tc1 = 28 K兲 are labeled LT, and the anomalous modes
observed in both the low temperature and the intermediate phase are
labeled IT. The right panel 共b兲 shows the behavior of the frequency
of IT modes, plotted renormalized to their frequency at 45 K. It is
clear that the low-frequency modes shift to higher energy while the
high-frequency modes shift to lower frequency.
dence of the Raman active modes for TiOBr between 3 and
50 K is depicted in Fig. 4. In the spin-Peierls phase, as discussed above, the reduction of the crystal symmetry16 increases the number of Raman active modes. Increasing the
temperature above Tc1, a different behavior for the various
low temperature phonons is observed. As shown in Fig. 4,
some of the modes disappear suddenly at Tc1 共labeled LT兲,
some stay invariant up to the HT phase 共RT兲, and some others undergo a sudden broadening at Tc1 and slowly disappear
upon approaching Tc2 共IT兲. The polarization analysis of the
Raman modes in the temperature region Tc1 ⬍ T ⬍ Tc2 shows
TABLE IV. Vibrational modes of the low temperature phases.
TiOBr
Ag共xx , yy兲
Ag共xy兲
TiOCl
Ag共xx , yy兲
Ag共xy兲
TiOBr 共30 K兲
Ag共xx , yy兲
TiOCl 共75 K兲
Ag共xx , yy兲
a
共a兲 Spin-Peierls phase
94.5
102.7
276.5
330
175,6
506.5
131.5
305.3
178.5
145.8
322.6
524.3
共b兲 Intermediate phase
94.5
142
344.5
390.4
132.8
380
206.2
420.6
142.4
351
167
392
219
411a
203.5
365.1
211.5
387.5
296.5
431a
221.5
277
328.5
302
317.2
364.8
The broad line shape of this feature suggests that it may originate from a two-phonon process.
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FAUSTI et al.
Pmmn
Hypothetical
“standard” SP
P21/m
Symmetry Reduction:
2nd Order transition
Unique axis Changed:
1st Order transition
P2/c
FIG. 5. 共Color online兲 The average crystal symmetry of the
intermediate phase is proposed to be monoclinic with the unique
axis parallel to the c axis of the orthorhombic phase. Hence, the low
temperature space group is not a subgroup of the intermediate
phase, and the transition to the spin-Peierls phase is consequently of
first order.
that the number of active modes in the intermediate phase is
different from that in both the HT and the SP phases. The
fact that at T = Tc1 some of the modes disappear suddenly
while some others do not disappear strongly suggests that the
crystal symmetry in the intermediate phase is different from
both other phases and indeed confirms the first-order nature
of the transition at Tc1.
In the x-ray structure determination,15 the intermediate incommensurate phase is discussed in two ways. First, starting
from the HT orthorhombic 共Pmmn兲 and the SP monoclinic
space group 共P21 / m—unique axis in the TiO planes, 储 to a兲,
the modulation vector required to explain the observed incommensurate peaks is two dimensional for both space
groups. Second, starting from another monoclinic space
group, with unique axis perpendicular to the TiO bilayers
共P2 / c兲, the modulation vector required is one dimensional.
The latter average symmetry is considered 共in the commensurate variety兲 in Fig. 3共a兲 and Table III共a兲.
In the intermediate phase, seven modes are observed in
the xx, yy, and zz geometry on both compounds 关see Table
IV共b兲兴 and none in the xy geometry. This appears to be
compatible with all the space groups considered, and also
with the monoclinic group with unique axis perpendicular to
the TiO planes 关Table III共a兲兴. Even though from the evidence
it is not possible to rule out any of the other symmetries
discussed, the conjecture that in the intermediate incommensurate phase the average crystal symmetry is already reduced
supports the description of the intermediate phase as a monoclinic group with a one-dimensional modulation,15 and,
moreover, it explains the anomalous first-order character of
the spin-Peierls transition at Tc1. The diagram shown in Fig.
5 aims to visualize that the space group in the spin-Peierls
state 共P21 / m兲 is a subgroup of the high temperature Pmmn
group, but not a subgroup of any of the possible intermediate
phase space groups suggested 共possible P2 / c兲. This requires
the phase transition at Tc1 to be of first order, instead of
having the conventional spin-Peierls second-order character.
Let us return to Fig. 4共b兲 to discuss another intriguing
vibrational feature of the intermediate phase. Among the
modes characterizing the intermediate phase 共IT兲, the ones at
low frequency shift to higher energy approaching Tc2, while
the ones at high frequency move to lower energy, seemingly
converging to a central frequency 共⯝300 cm−1 for both TiOCl and TiOBr兲. This seems to indicate an interaction of the
phonons with some excitation around 300 cm−1. Most likely
J1 J2
J3
FIG. 6. 共Color online兲 共a兲 Magnetization as a function of temperature measured with fields of 1 and 5 T 共the magnetization measured at 1 T is multiplied by a factor of 5 to evidence the linearity兲.
The inset shows the main magnetic interactions 共see text兲. 共b兲 Pressure dependence of Tc1. The transition temperature for transition to
the spin-Peierls phase increases with increasing pressure. The inset
shows the magnetization versus the temperature after subtracting
the background signal coming from the pressure cell.
this is, in fact, arising from a strong, thermally activated
coupling of the lattice with the magnetic excitations and is
consistent with the pseudospin gap observed in NMR
experiments4,22 of ⬇430 K 共⯝300 cm−1兲.
C. Magnetic interactions
As discussed in the Introduction, due to the shape of the
singly occupied 3d orbital, the main magnetic exchange interaction between the spins on the Ti ions is along the crystallographic b direction.
This, however, is not the only effective magnetic interaction. In fact, one also expects a superexchange interaction
between nearest and next-nearest neighbor chains 关J2 and J3
in the inset of Fig. 6共a兲兴.23 The situation of TiOX is made
more interesting by the frustrated geometry of the interchain
interaction, where the magnetic coupling J2 between adjacent
chains is frustrated and the exchange energies cannot be simultaneously minimized. Table V reports the exchange interaction values for the three possible magnetic interactions calculated for TiOBr. These magnetic interactions were
computed with a density functional theory broken symmetry
approach24 using an atom cluster including the two interacting atoms and all the surrounding ligand atoms; in addition,
the first shell of Ti3+ ions was replaced by Al3+ ions and also
included in the cluster. The calculations were performed with
the GAUSSIAN03 package25 using the hybrid exchangecorrelation functional B3LYP26 and the 6-3111G* basis set.
Although the computed value for the magnetic interaction
along the b axis is half of the value obtained from the mag-
245114-6
TABLE V. Calculated exchange interactions in TiOBr.
J1 = −250 K
J2 = −46.99 K
J3 = 11.96 K
PHYSICAL REVIEW B 75, 245114 共2007兲
SYMMETRY DISQUISITION ON THE TiOX PHASE…
netic susceptibility fitted with a Bonner-Fisher curve accounting for a one-dimensional Heisenberg chain, it is possible to extract some conclusions from the ab initio
computations. The most interesting outcome of the results is
that in addition to the magnetic interaction along the b axis,
there is a relevant interchain interaction 共J1 / J2 = 5.3兲 in
TiOBr. First, this explains the substantial deviation of the
Bonner-Fisher fit from the magnetic susceptibility even at
temperature higher than Tc2. Second, the presence of an interchain interaction, together with the inherent frustrated geometry of the bilayer structure, was already proposed in
literature12 in order to explain the intermediate phase and its
structural incommensurability.
The two competing exchange interactions J1 and J2 have
different origins: the first arises from direct exchange between Ti ions, while the second is mostly due to the superexchange interaction through the oxygen ions.23 Thus, the
two exchange constants are expected to depend differently
on the structural changes induced by hydrostatic pressure; J1
should increase with hydrostatic pressure 共increases strongly
with decreasing the distance between the Ti ions兲, while J2 is
presumably weakly affected due only to small changes in the
Ti-O-Ti angle 共the compressibility estimated from the lattice
dynamics simulation is similar along the a and b crystallographic directions兲. The stability of the fully dimerized state
is reduced by the presence of an interchain coupling, so that
Tc1 is expected to be correlated to J1 / J2. Pressure dependent
magnetic experiments have been performed to monitor the
change of Tc1 upon increasing hydrostatic pressure. The main
results shown in Fig. 6 are indeed consistent with this expectation: Tc1 increases linearly with pressure; unfortunately, it
is not possible to address the behavior of Tc2 from the
present measurements.
D. Electronic excitations and comparison with VOCl
The nature of the complex phase diagram of TiOX was
originally tentatively ascribed to the interplay of spin, lattice,
and orbital degrees of freedom.7 Only recently, infrared spectroscopy supported by cluster calculations excluded a ground
state degeneracy of the Ti d orbitals for TiOCl, hence suggesting that orbital fluctuations cannot play an important role
in the formation of the anomalous incommensurate
phase.27,28 Since the agreement between the previous cluster
calculations and the experimental results is not quantitative,
the energy of the lowest 3d excited level is not accurately
known, not allowing us to discard the possibility of an almost degenerate ground state. For this reason, a more formal
cluster calculation has been performed using an embedded
cluster approach. In this approach, a TiO2Cl4 cluster was
treated explicitly with a CASSCF/CASPT2 quantum chemistry calculation. This cluster was surrounded by eight Ti3+
total ion potentials in order to account for the electrostatic
interaction of the cluster atoms with the shell of the first
neighboring atoms. Finally, the cluster is embedded in a distribution of punctual charges fitting the Madelung’s potential
produced by the rest of the crystal inside the cluster region.
The calculations were performed using the MOLCAS quantum
chemistry package29 with a triple quality basis set; for the Ti
TABLE VI. Crystal field splitting of 3d1 Ti3+ in TiOCl and
TiOBr 共eV兲.
xy
xz
yz
x2 − r2
TiOCl
TiOBr
0.29–0.29
0.66–0.68
1.59–1.68
2.30–2.37
0.29–0.30
0.65–0.67
1.48–1.43
2.21–2.29
atom polarization functions were also included. The calculations reported in Table VI confirmed the previously reported
result27 for both TiOCl and TiOBr. The first excited state dxy
is at 0.29– 0.3 eV 共⬎3000 K兲 for both compounds; therefore, the orbital degrees of freedom are completely quenched
at temperatures close to the phase transition.
A comparison with the isostructural compound VOCl has
been carried out to confirm that the phase transitions of the
TiOX compounds are intimately related to the unpaired S
= 1 / 2 spin of the Ti ions. The V3+ ions have a 3d2 electronic
configuration. Each ion carries two unpaired electrons in the
external d shell and has a total spin of 1. The crystal field
environment of V3+ ions in VOCl is similar to that of Ti3+ in
TiOX, suggesting that the splitting of the degenerate d orbital
could be comparable. The electrons occupy the two lowest
t2g orbitals, of dy2−z2 共responsible for the main exchange interaction in TiOX兲 and dxy symmetries, respectively, where
the lobes of the latter point roughly toward the Ti3+ ions of
the nearest chain 共Table VI兲. It is therefore reasonable to
expect that the occupation of the dxy orbital in VOCl leads to
a substantial direct exchange interaction between ions in different chains in VOCl and thus favors a two-dimensional
antiferromagnetic order. Indeed, the magnetic susceptibility
is isotropic at high temperatures and well described by a
quadratic two-dimensional Heisenberg model, and at TN
= 80 K VOCl undergoes a phase transition to a twodimensional antiferromagnet.30
The space group of VOCl at room temperature is the same
as that of TiOX in the high temperature phase 共Pmmn兲, and,
as discussed in the previous section, three Ag modes are expected to be Raman active. As shown in Fig. 7共b兲, three
phonons are observed throughout the full temperature range
共3 − 300 K兲, and no changes are observed at TN. The modes
observed are consistent with the prediction of lattice dynamics calculations 共Table I兲.
In the energy region from 600 to 1500 cm−1, both TiOBr
and TiOCl show a similar highly structured broad scattering
continuum, as already reported in literature.13,19 The fact that
the energy range of the anomalous feature is consistent
with the magnetic exchange constant in TiOCl 共J = 660 K兲
suggested at first an interpretation in terms of two-magnon
Raman scattering.13 Later, it was shown that the exchange
constant estimated for TiOBr is considerably smaller
共J = 406 K兲 with respect to that of TiOCl, while the high
energy scattering stays roughly at the same frequency. Even
though the authors of Ref. 19 still assigned the scattering
continuum to magnon processes, it seems clear that the considerably smaller exchange interaction in the Br compound
共J = 406 K兲 falsifies this interpretation and that magnon scat-
245114-7
PHYSICAL REVIEW B 75, 245114 共2007兲
FAUSTI et al.
(a)
(b)
a
b
b
a
a
b
FIG. 8. 共Color online兲 Sketch of the bilayer structure 共b兲 and of
the interactions introduced in the spring-model calculation 共a兲.
tion. Looking back at Fig. 2, the inset shows the measurements performed with the optical axis parallel to the TiOX
plane, where the expected mode is observed at 598 cm−1.
The two-phonon process related to this last intense mode is
in the energy range of the anomalous scattering feature and
has symmetry Ag 共B3g 丢 B3g兲. The nature of the anomalies
observed is therefore tentatively ascribed to a multiplephonon process. Further detailed investigations of lattice dynamics are needed to clarify this issue.
FIG. 7. 共Color online兲 Raman scattering features of VOCl. 共a兲
High energy scattering of TiOCl/ Br and VOCl, and 共b兲 temperature
dependence of the vibrational scattering features of VOCl. No symmetry changes are observed at TN = 80 K.
tering is not at the origin of the high energy scattering of the
two compounds. Furthermore, the cluster calculation 共Table
VI兲 clearly shows that no excited crystal field state is present
in the energy interval considered, ruling out a possible orbital
origin for the continuum. These observations are further
strengthened by the observation of a similar continuum scattering in VOCl 关see Fig. 7共a兲兴, which has a different magnetic and electronic nature. Therefore, the high energy scattering has most likely a vibrational origin. The lattice
dynamics calculations, confirmed by the experiments, show
that a “high” energy mode 共⯝600 cm−1兲 of symmetry B3g
共Table I兲 is expected to be Raman active in the yz polarizaTABLE VII. Elastic constants used in the spring-model calculation. The label numbers refer to Fig. 8, while the letters refer to the
different inequivalent positions of the ions in the crystal.
Number
1
2
3
4
5
6
7
Ions
Longitudinal 共L兲
共N/m兲
Transversal 共T兲
共N/m兲
Ti共a兲-Ti共b兲
Ti共a兲-O共a兲
Ti共a兲-O共b兲
Ti共a兲 – X共a兲
O共a兲-O共b兲
X共a兲 – O共a兲
X共a兲 – X共b兲
18.5
18.5
53.1
29.0
20.6
18.5
11.7
32.7
11.1
9.5
4.4
7.3
3.5
0.7
IV. CONCLUSION
The symmetry of the different phases has been discussed
on the basis of inelastic light scattering experiments. The
high temperature Raman experiments are in good agreement
with the prediction of the group theoretical analysis 共apart
from one broad mode which is ascribed to pretransitional
fluctuations兲. Comparing group theoretical analysis with the
polarized Raman spectra clarifies the symmetry of the spinPeierls phase and shows that the average symmetry of the
incommensurate phase is different from both the high temperature and the SP phases. The conjecture that the intermediate phase is compatible with a different monoclinic symmetry 共unique axis perpendicular to the TiO planes兲 could
explain the anomalous first-order character of the transition
to the spin-Peierls phase. Moreover, an anomalous behavior
of the phonons characterizing the intermediate phase is interpreted as evidencing an important spin-lattice coupling. The
susceptibility measurements of TiOBr show that Tc1 increases with pressure, which is ascribed to the different pressure dependence of intrachain and interchain interactions. Finally, we compared the TiOX compounds with the
“isostructural” VOCl. The presence of the same anomalous
high energy scattering feature in all the compounds suggests
that this feature has a vibrational origin rather than a magnetic or electronic one.
ACKNOWLEDGMENTS
The authors are grateful to Maxim Mostovoy, Michiel van
der Vegte, Paul de Boeij, Daniel Khomskii, Iberio Moreira,
and Markus Grüninger for valuable and insightful discus245114-8
PHYSICAL REVIEW B 75, 245114 共2007兲
SYMMETRY DISQUISITION ON THE TiOX PHASE…
sions. This work was partially supported by the Stichting
voor Fundamenteel Onderzoek der Materie 关FOM, financially supported by the Nederlandse Organisatie voor Wetenschappelijk Onderzoek 共NWO兲兴 and by the German Science
Foundation 共DFG兲.
APPENDIX: DETAILS OF THE SPRING-MODEL
CALCULATION
The spring-model calculation reported in the paper was
carried out using the software for lattice-dynamical calculation UNISOFT31 共release 3.05兲. In the calculations, the Born–
von Karman model was used; here, the force constants are
treated as model parameters and they are not interpreted in
terms of any special interatomic potentials. Only short range
interactions between nearest neighbor ions are taken into ac-
*d.fausti@rug.nl
†
p.h.m.van.loosdrecht@rug.nl
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