Journal of Marine Systems 74 (2008) S3–S12
Contents lists available at ScienceDirect
Journal of Marine Systems
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / j m a r s y s
Upwelling in the Baltic Sea — A review
Andreas Lehmann a,⁎, Kai Myrberg b
a
b
Leibniz Institute of Marine Research, Kiel, Germany
Finnish Institute of Marine Research, Helsinki, Finland
a r t i c l e
i n f o
Article history:
Received 28 August 2007
Received in revised form 11 February 2008
Accepted 21 February 2008
Available online 22 October 2008
Keywords:
Baltic Sea
Coastal upwelling
Ekman transport
a b s t r a c t
Upwelling is a typical phenomenon of the Baltic Sea. Because the Baltic Sea is a semi- enclosed
basin, winds from favorable directions blowing predominately parallel to the coast cause
upwelling leading to vertical displacement of the water body and mixing. During the thermal
stratified period, upwelling can lead to a strong sea-surface temperature drop of more than 10 °C
changing drastically the thermal balance and stability conditions at the sea-surface. Upwelling can
play a key role in replenishing the euphotic zone with the nutritional components necessary for
biological productivity when the surface layer is depleted of nutrients. Consequently, it has been
found out that in such areas where upwelling lifts phosphorus-rich deep water to the surface, the
N/P ratio becomes low which favors the blooming of nitrogen-fixing blue-green algae. The rapid
temperature decrease during such events was recognized and documented a long time ago when
temperature measurements became available. Thus, the study of the upwelling process has a long
tradition. However, although the importance of upwelling has generally been accepted for the
Baltic Sea, no general review of upwelling exists. The objective of this paper is a comprehensive
review of the upwelling process, its dynamics and reflections to ecosystem processes in the Baltic
Sea using all relevant literature which will help to close the gaps of present knowledge and some
recommendations for future work are outlined accordingly.
© 2008 Elsevier B.V. All rights reserved.
Contents
1.
2.
3.
Introduction . . . . . . . . . . . . . . . . . . . . .
Early studies of upwelling . . . . . . . . . . . . . .
Observations (from traditional methods to remote sensing)
3.1.
Detection . . . . . . . . . . . . . . . . . . .
3.2.
Analysis . . . . . . . . . . . . . . . . . . .
3.3.
Regional features . . . . . . . . . . . . . . .
4.
Basic physical principles of upwelling . . . . . . . . .
4.1.
Ekman transport . . . . . . . . . . . . . . .
4.2.
Kelvin waves . . . . . . . . . . . . . . . . .
4.3.
Atmospheric forcing. . . . . . . . . . . . . .
5.
Modeling . . . . . . . . . . . . . . . . . . . . . .
6.
Implication on the marine environment . . . . . . . .
7.
Requirements on future research . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . .
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⁎ Corresponding author. Leibniz Institute of Marine Sciences, Düsternbrooker Weg 20, D-24105 Kiel, Germany.
E-mail addresses: alehmann@ifm-geomar.de (A. Lehmann), kai.myrberg@fimr.fi (K. Myrberg).
0924-7963/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.jmarsys.2008.02.010
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A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
1. Introduction
In general, upwelling is the result of horizontal divergence
in the surface layer of the ocean. It involves wind-driven motion
of dense, cooler and usually nutrient-rich water towards the
ocean surface, replacing the warmer, mostly nutrient-depleted
surface water. There are at least five types of upwelling: coastal
upwelling, large-scale wind-driven upwelling in the ocean,
upwelling associated with eddies, topographically induced
upwelling, and broad-diffusive upwelling in the ocean interior.
Most pronounced regions of upwelling cover the coasts of Peru,
Chile, Arabian Sea, south-west, south and eastern Africa,
eastern New Zealand and the California Coast (e.g. Defant,
1936; Svedrup, 1938; Defant, 1961; Philander and Yoon, 1982).
Since the importance of upwelling for the ocean is generally
known there is a large number of papers dealing with this topic.
Detailed descriptions of upwelling are given in textbooks by e.g.
Tomczak and Godfrey (1994) and reviews by e.g. Smith (1968).
Upwelling is also an important process in the Baltic Sea.
As the Baltic Sea is a semi-enclosed basin with a small size
(Fig. 1), upwelling becomes frequently visible all along the coast
depending on prevailing wind conditions. However, in spite of
the important role of upwelling to the overall physics of the
Baltic, with reflection to ecosystem as well, no general review
paper of it exists at present. This is at least partly because
upwelling is still poorly understood at detailed level due to
methodological difficulties since the events are irregular and by
no means spread equally around the Baltic.
The objective of the paper is to produce a comprehensive
review of the upwelling dynamics and its reflections
to ecosystem processes in the Baltic Sea using all relevant
literature which will help us to close the gaps of our present
knowledge and some recommendations for future work are
outlined accordingly.
The structure of the paper is the following. In the next
section, the historical development of upwelling studies in the
Baltic Sea will be summarised and a brief look on corresponding
results for the World Ocean will be given. The following chapter
deals with observational evidence of upwelling — from
traditional methods to remote sensing. In chapter 4 the basic
physics of upwelling is introduced, also taking into account the
scales of this feature and its description as a three-dimensional
process. The next chapter describes the modelling efforts to
study upwelling. The resolution needed for modelling and the
role of atmospheric forcing are discussed additionally. Then,
chapter 6 gives a view how upwelling has effects onto the
ecosystem level — distributions of nutrients and phytoplankton
dynamics and fish. The paper is concluded by a chapter where
the requirements for future work are outlined.
2. Early studies of upwelling
The first documented scientific observation of upwelling
in the Baltic Sea was carried out by Alexander von Humboldt
(Kortum and Lehmann, 1997). During August 1834 von
Humboldt was traveling with a Russian steam boat from
Szczecin to Kaliningrad and back to Szczecin. While the boat
was traveling at about 2–3 nm off the coast, Humboldt
measured a strong drop in sea-surface temperature of about
10 °C near the 18° longitude off the Polish coast (Fig. 2), while
eastward of Hel Peninsula, the temperature again increased
Fig. 1. Topographic map of the Baltic Sea and its sub-basins (AB — Arkona Basin,
BoB — Bornholm Basin, BoG — Bay of Gdansk, GB — Gotland Basin, GoR — Gulf of
Riga, GoF — Gulf of Finland, BS — Bothnian Sea, BB — Bothnian Bay).
to values of about 20 °C. Von Humboldt speculated that in
deeper layers of the Baltic Sea cold water exists which reach
the surface in a similar manner like katabatic winds that blow
down a topographic incline but in opposite vertical direction
(anabatic winds).
A first comprehensive explanation of the upwelling
process could be given by the application of Ekman's theory
(1905). It provided a basis for understanding the effect of wind
stress on ocean circulation, and showed that due to the effect
of Earth's rotation and frictional forces, the net transport of
water due to the wind stress is directed 90° to the right of the
wind in the Northern Hemisphere (see chapter 4 for details).
Further studies of Baltic Sea upwelling were carried out by
Palmén and Laurila (1938), Hela (1946), Sjöblom (1967),
Walin (1972a,b) and Svansson (1975). These results were
based on analyses of measurements. Their work has been
summarized by Hela (1976). Palmén and Laurila (1938)
described the change in surface temperature after a strong
wind event. Additionally, Hela (1946) and Sjöblom (1967)
argued that certain sub-regions of the Baltic Sea coast are
more favorable for upwellling and that these regions are
also favorable as fishing areas. Svansson (1975) discussed a
possible relation between upwelling and the generation of
Kelvin waves.
Hela (1976) presented a simple empirical linear equation
between wind speed and vertical velocity in the upwelling
region in the Gulf of Finland
wz = 5:82×10−6 U
ð1Þ
where U is the wind speed and wz is the vertical velocity of
upwelling, both in the same unit. Additionally, estimations of
the Ekman transport normal to the coast were calculated and
related to the total volume of the Gulf of Finland. For a period
of stormy winds, the transport normal to the coast amounted
to about 3 × 103 m3s– 1 per km coastline. Assuming that
the upwelling occurred for a whole day, along a strip of the
A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
S5
Fig. 2. Sea- surface temperature in the beginning of September 1997 redrawn from infrared satellite data. A similar upwelling situation has been observed in August
1834 by A. v. Humboldt when traveling from Szcczecin to Kaliningrad (Kortum and Lehmann, 1997).
southern Finnish coast of about 270 km, 6% of the volume of
the Gulf of Finland were affected by upwelling.
From this calculation, Hela (1976) concluded that upwelling
contributes strongly to the vertical turbulent diffusion in the sea,
and its biological consequences - to primary production and to
spreading of pollution in the sea.
3. Observations (from traditional methods to remote sensing)
3.1. Detection
Before satellite data were available upwelling could
only be detected on the basis of temperature measurements
during the thermal stratified period (Hela, 1976). Among
those studies an important early founding was the one by
Palmén and Laurila (1938). In the transition from September
to October, 1936, hydrographic sections across the Gulf of
Finland were carried out which documented strong changes
in temperature and salinity distributions due to upwelling at
the Estonian coast. At the end of September a low pressure
system developed over Finland and subsequently moved
to the south to the Gulf of Riga, deepening. Over the Gulf of
Finland strong winds with maximum wind speeds of 25 m/s
from north-easterly directions led to strong upwelling close
to the Estonian coast and a temperature drop of about 6 °C.
Even if first results were already published before World
War II, upwelling as a process itself remained poorly understood for a long while. So, the measurements of upwelling
were in some extent random in character and not results of
well-prepared measurement campaigns. Only in the 1970s
more comprehensive results were obtained. Walin (1972a)
detected upwelling at the Swedish east coast and found
that temperature fluctuations extended only 5–10 km offshore. He also proposed these fluctuation to have a tendency
to propagate along the coast as internal Kelvin waves.
Svansson (1975) also found upwelling in the Hanö Bight, as
Walin (1972a). Svansson also took up the question of the
biological significance of upwelling in the coastal regions
where nutrients may be transported to the uppermost,
euphotic layer of the sea. This fact has been later found
to be an important element of the upwelling phenomenon
(see below).
One of the main areas where upwelling has been observed
in temperature measurements, is the northern coast of the
Gulf of Finland (Hela, 1976; Niemi, 1979; Kononen and Niemi,
1986; Haapala, 1994). All these papers confirm that upwelling
is especially favoured by south-westerly winds. In such cases,
sea surface temperature can drop by 10 °C in 1–2 days during
stratified periods. During such conditions, when the surface
layer can be depleted of nutrients, upwelling plays a key role
in replenishing the euphotic zone with the nutritional components necessary for biological productivity. Consequently,
upwelling favors fishing in the area (Sjöblom, 1967). Niemi
(1979) found out that in such areas where upwelling lifts
phosphorus-rich deep water to the surface, the N/P ratio
becomes low which favors the blooming of nitrogen-fixing
blue-green algae.
3.2. Analysis
The utilization of satellite measurements started in the
early 1980s and since then space borne measurements of
various kinds (AVHRR radiometers in NOAA satellites etc.)
have been utilized by numerous authors (e.g. Siegel et al.,
1994; Kahru et al., 1995; Lass et al., 2003; Kowalewski and
Ostrowski, 2005). Among the most comprehensive studies is
the one by Horstmann (1983) where the author studied upwelling at the southern coast of the Baltic Sea from AVHRR
satellite data for the year 1982. Sequences of satellite pictures
documented the development of upwelling during south-east
and easterly winds at the western coast of Rügen, along the
Polish coast between the Pommeranian Bight and Ustka, and
from Leba to Hel Peninsula. Gidhagen (1987) did an analysis
based on AVHRR data and concluded that upwelling at the
Swedish coast take place up to 10–20 km offshore and about
100 km alongshore. According to Gidhagen (1987) water is
lifted to the surface from depths of 20–40 m which is somewhat larger than previously estimated. He also found that in
some areas upwelling exists even one-fourth to one-third of
the time. Bychkova and Viktorov (1987) found 14 upwelling
S6
A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
cases around the Baltic with different scales and life-times.
In the southwestern Baltic, at the German and Polish coasts,
satellite observations of upwelling were analyzed by Siegel
et al. (1994).
3.3. Regional features
Upwelling in the various parts of the Baltic has some
specific features based on topography and shape of the
coastline. Consequently, the wind pattern favorable for the
birth of upwelling depends on the local features. Upwelling
has been frequently studied at the Polish coast. Its development is favoured by such meteorological conditions where a
high pressure system is located over north-eastern Russia,
accompanied by light or moderate easterly to south-easterly
winds over the southern Baltic (Malicki and Wielbińska,
1992). Most often upwelling has been found to take place
offshore Hel Peninsula (e.g. Matciak et al., 2001). According to
Kreżel et al. (2005), in the Hel area the upwelling region has a
spatial range of 14,000 km2 while in Leba area the range is
3500 km2, that being at most 5000 km2 in Kolobrzeg area. The
temperature difference between upwelled deep water and
surface water can reach 14 °C and the temperature gradient
has a maximum value of 5 °C/km according to observations.
The potential maximum area of upwelling along the Polish
coast equal to 10,000 km2 which is about 30% of the Polish
economic zone (Kreżel et al., 2005).
At the Lithuanian and Latvian coasts upwelling is favored
by northerly winds and the length-scale of upwelling is
typically about 250 km and the width is between 5 and 20 km.
The temperature gradient ranges between 4 and 8 °C. At the
west coast of the Gulf of Riga upwelling is observed when
winds are blowing parallel to the coast (south-easterly
winds). The length scale is typically 75–100 km and the
width scale 10–30 km while the life-time of the feature varies
between 0.5 and 10 days and the temperature difference is
typically 2–4 °C. At the east coast upwelling is observed
during northerly winds (length 55 km, width 5–30 km, see
Bychkova and Viktorov, 1987 for details).
In the Gulf of Finland, upwelling takes place at the
southern coast while east-southeasterly winds blow. The
length scale at the Estonian coast is typically 20–40 km or
more, and the width is between 5 and 40 km. The duration is
typically some 7–8 days, sometimes even several weeks
(Suursaar and Aps, 2007). The temperature difference is about
6–8 °C (Bychkova and Viktorov, 1987). At the Finnish coast the
length-scale is 100–300 km and width scale 30–40 km.
Especially winds blowing from south to south-west cause
upwelling, where the coastline trends east-west. Also northerly wind may cause upwellings. Typically upwelling takes
place near the Hanko Peninsula (Haapala, 1994) or near
Porkkala Peninsula (Sjöblom, 1967). Haapala (1994) concluded that the wind events should take at least 60 h for
upwelling to take place, this depending both on the wind
speed and degree of vertical stratification. Temperature
changes in the upwelling region can easily reach 10 °C in a
few days. However, salinity changes in the surface are usually
small, not more than 0.5 PSU, but below the thermocline more
pronounced changes exist (Haapala, 1994). The high frequency of upwelling in the north-western Gulf of Finland
becomes visible in satellite images. Upwelling plays an im-
portant role in the formation of a quasi-permanent temperature front in that area (Kahru et al., 1995).
In the Gulf of Bothnia upwelling basically takes place at
the Finnish coast by northerly winds and at the Swedish coast
by south to south-westerly winds.
The upwelling zone is rather long at both coasts because
of the regular shape of the coastline, being typically 100–
200 km, the width is about 5–20 km. A temperature front
becomes visible in satellite images at the Finnish side of the
Bothnia Sea. In the formation of the front, upwelling plays an
important role (Kahru et al., 1995). At the Swedish side of the
Gulf of Bothnia upwelling can occur in some places onefourth to one-third of the time. Such areas are Hornslandet
(Bothnian Sea) and the coastal area from Ratan to Bjuröklubb
(Bothnian Bay).
At the Swedish coast of the Baltic Proper the most wellknown upwelling region is the Hanö Bight where the length of
the upwelling area is typically 100 km and the width 5–15 km
(Walin, 1972a; Svansson, 1975; Bychkova and Viktorov, 1987)
as well as the Trelleborg-Ystad region where the length scale
is about 60 km and the width 5–10 km (Gidhagen, 1987). The
steep west coast of Gotland is also a well-known upwelling
area with northerly winds (Shaffer, 1979).
The most pronounced upwelling area at the German coast
is that stretching from the west coast of Hiddensee island in
north-northwesterly direction (e.g. Siegel et al., 1994; Lass
et al., 2003). However, this observed upwelling is not driven
by local Ekman off-shore transport at the west coast of
Hiddensee island. It is found that the lowering of the sea-level
in the Kattegat caused by easterly winds triggers an adjustment process in the Belt Sea resulting in a pressure step
trapped at the Darss Sill. The currents geostrophically adjusted to this step are fed by upwelled water from the west
coast of Hiddensee island maintaining the mass balance of the
dynamical system. The characteristic scales of the upwelling
feature at the west coast of Hiddensee island are: 20 km basis
at shore, 60 km offshore length, duration of 5 days and temperature deviations −4 °C (Lass et al., 2003). Observations
show as well (Fennel and Seifert, 1995) that in the western
Baltic during upwelling favorable winds the intensity of
the coastal upwelling varies alongshore and even turns into
downwelling in the western part. This is due to the generation
of Kelvin waves (see below).
4. Basic physical principles of upwelling
Two main classes of upwelling can be distinguished:
open ocean and coastal upwelling. The first class is of
considerable larger scale and pertains such vertical motions
as those caused by the wind, by influences of the main oceanic
thermocline and by the equatorial ocean currents. Coastal
upwelling is more regionally limited than oceanic upwelling
but its stronger vertically motion can lead to sharp horizontal
hydrographic gradients mostly in temperature and nutrients
which might impact on marine biology and local weather
scale. Vertical motions in coastal upwelling are in the order
of 10− 5 ms− 1, but in the open ocean of about 10− 6 ms− 1,
that means a vertical lift of the layers of about 1 m/day and
0.1 m/day, respectively (Dietrich, 1972). The phenomenon of
upwelling is mostly correlated with divergence on the seasurface produced by prevailing winds. The reverse of
A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
upwelling is called downwelling and correlated with surface
convergence and divergence at a lower layer where the
descending terminates.
4.1. Ekman transport
The work of Ekman (1905) provided a basis for understanding the effect of wind stress on an infinite unstratified
ocean. Due to the effect of the Earth's rotation and frictional
forces the net transport due to the wind stress is directed 90°
to the right of the wind in the northern hemisphere. Thorade
(1909) first applied Ekman's theory to an upwelling situation.
He showed that coastal winds blowing parallel to the coast
were sufficient to induce an offshore transport of surface
water. A comprehensive description of the dynamics of upwelling is given in Smith (1968) and will not be repeated here.
We will focus only on the basic principles of Ekman's theory
which are still used to estimate wind induced transports
off the coast. It should be remembered that the Ekman spiral
is only a theoretical consideration and there are for our
knowledge no direct measurements of its existence in the
wind-driven surface mixed layer. However, observed transports fairly well correspond with the theoretical Ekman
transport. For a continuously stratified ocean, momentum
exerted by wind stress is rapidly mixed downward by
turbulence to create a well mixed-layer with a certain
depth. If a well-mixed surface layer already exists overlying
a strong thermocline, momentum generated by a surface
stress will be spread through the whole of the mixed layer in a
time short compared to the inertial period, but the depth
of the mixed layer will increase due to the vertical shear of
inertial waves on a time scale longer than inertial. The vertical
momentum transport due to wind induced turbulence causes
a more or less uniform current direction in the mixed layer
(Pollard, 1970; Krauss, 1981).
The frictional stress exerted on the sea-surface boundary
is τ, the wind stress. Actually, the major factor of an upwelling
to occur is the divergence/convergence of the wind stress,
representing inhomogeneities in the wind fields, coasts and
ice edges etc.
The wind stress on the sea-surface is based on the
following formula
τ = CD ρa jUa jUa ;
ð2Þ
with CD the drag coefficient, ρa density of air and Ua the wind
velocity at 10 m height. Unfortunately, the drag coefficient
depends on the wind velocity, the stability of the overlying
airmass and the wave field. Thus a great variety of different parameterization to describe the drag coefficient exists
(e.g. Large and Pond, 1981; Csanady, 2001).
The current field produced directly by the wind stress
which acts on the ocean surface is described by the wellknown Ekman spiral: At the surface, the direction is deflected
45° to the right of the wind on the northern hemisphere, due
to the rotation of the Earth; with increasing depth, direction
changes continuously towards right, and current speed decreases exponentially. Thus, the effect of the driving force
is limited to a small surface boundary layer, the Ekman
boundary layer of depth DE = π (2μV/f)1/2 within which the
current rotates and decreases with depth. μv denotes the
S7
vertical eddy viscosity and f the Coriolis parameter. This
depth, D E, called the depth of the frictional influence
or the depth of the wind current. This depth coincides not
necessarily with the depth of the mixed layer. Although the
transport of water within the Ekman layer is in different
directions at different depths, the total wind- induced
mass transport, integrated over this layer, is 90° to the
right of the wind. Therefore, a horizontal surface divergence
must occur wherever a coastline is found on the left of
the wind. The width of the frictional boundary layer at the
coast depends on the horizontal viscosity, and is given by
DH = π (2μH/f)1/2 (Tomczak, 1972).
The Ekman transport is given by
Mx = τy =f
ð3Þ
My = −τx =f :
ð4Þ
The relation between Ekman transport and wind stress is
independent of ρw and the vertical friction coefficient and f is
the Coriolis parameter (f = 2ωsinφ). Once the wind stress has
been determined the corresponding offshore transport can be
calculated from Ekman transport relations (Smith, 1968). For
two similar wind events the same transport will result, but
whether upwelling will have a temperature signal in the sea
surface depends additionally on the bathymetry and the
thermal stratification. Lentz and Chapman (2004) proposed a
simple theory for two-dimensional coastal upwelling that
relates the structure of wind-driven cross-shelf circulation
and associated dynamics in the region of upward sloping
isopycnals to the stratification, the bathymetry, and the wind
forcing. The new element is an estimate of the nonlinear
cross-shelf momentum flux divergence due to the winddriven cross-shelf circulation acting on the vertically shared
geostrophic along-shelf flow. The cross-shelf momentum flux
divergence relative to the wind stress depends on the Burger
number S = αN/f, where α is the bottom slope, N is the
buoyancy frequency, and f the Coriolis parameter. For S bb 1
(weak stratification), the cross-shelf momentum flux divergence is small, the bottom stress balances the wind stress, and
the on-shore return flow is primarily in the bottom boundary
layer. For S ≈ 1 or larger (strong stratification), the cross-shelf
momentum flux divergence balances the wind stress, the
bottom stress is small, and the onshore return flow is in
the interior. Model results show that the onshore return
flow shifts from the bottom boundary layer for small S to just
below the surface boundary layer for S ≈ 1.5–2 (Lentz and
Chapman, 2004).
Upwelling as a meso-scale feature is scaled by the internal
Rossby radius. It is defined as
Rn = cn =fn
ð5Þ
where n = 1,2,…, cn's are the phase and group speed of Kelvin
waves. As the thermal stratification varies seasonally depending on changes in heating and wind induced mixing in the
Baltic Sea, the baroclinic Rossby radius varies between 1.510 km (Fennel et al., 1991; Alenius et al., 2003). Typical scales
of upwelling in the Baltic Sea are:
• vertical motion: 10− 5–10− 4 ms− 1 ~ 1–10 m/day
• horizontal scales: 10–20 km offshore, 100 km longshore
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A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
continuous variations of the angle of the incident wind on the
coasts can initiates Kelvin wave fronts (Crépon et al., 1984;
Fennel and Seifert, 1995).
Thus, upwelling areas are related to the shape of the coast,
and filaments will be generated at the same locations under
similar atmospheric conditions. Even remote areas which are
not affected by local upwelling directly will be reached by
propagating Kelvin wave fronts.
4.3. Atmospheric forcing
Fig. 3. Principle response of an elongated basin to constant wind in length
direction of the basin, redrawn from Krauss and Brügge (1991).
• temperature change: 1–5 °C/day
• temperature gradient: 1–5 °C/km
• lifetime: several days up to 1 month.
The principle response of a stratified elongated basin to
constant wind in length direction of the basin can be described
as follows (Krauss and Brügge, 1991) expecting that the wind
direction is parallel to the coasts:
(i) In the surface layers there results an Ekman transport
in cross direction.
(ii) This Ekman transport produces (northern hemisphere)
a sea level rise on the right hand coast (viewing in wind
direction) and a fall on the left-hand-side. Furthermore
downwelling occurs on the right-hand-side and upwelling on the left-hand-side resulting in baroclinic
effects of the same sign at both coasts.
(iii) Consequently coastal jets are produced along both coasts
parallel to the wind direction and a slow return flow
compensates this transport in the central area of the basin.
Coastal upwelling depends on atmospheric forcing: wind
speed, direction and duration of the wind events. So, accurate
descriptions of the wind, temperature and humidity fields are
essential for studying upwelling dynamics. From Ekman's theory,
longshore winds are most effective to generate upwelling.
A measure of the characteristics of the wind suitable to
produce upwelling is the wind impulse I (Haapala, 1994).
I=
t
∫0
τdt =
t
∫0
2
CD ρa U10
dt
ð6Þ
where ρa is the air density, CD is the drag coefficient, U10
the wind speed at 10 m height and t the wind duration. The
occurrence of upwelling depends on the stratification and the
strength of the wind impulse. During thermal stratification
a 4000–9000 kgm− 1s− 1 wind impulse of about 60 h duration is needed to generate upwelling, and when the sea is
thermally homogeneous the impulse required is 10,500–
14,000 kgm− 1s− 1. This implies that under strongly stratified
conditions the wind stress has a direct effect only on the relatively
thin water column over the thermocline. Even quite weak winds
can lead to upwelling. If the stratification is weak the influence of
the wind penetrates distinctly deeper, and more wind energy is
needed to produce upwelling (Haapala, 1994).
For the Baltic area there exist different general weather
conditions which are favorable for upwelling at various
coastal areas. Bychkova et al. (1988) identified 22 typical
areas in different parts of the Baltic Sea which were
The scheme of this circulation (Fig. 3) can be applied to
the different sub-basins of the Baltic Sea. Krauss and Brügge
(1991) demonstrated that upwelling in the Baltic Sea should be
regarded as a three-dimensional current system effecting not
only the local coast but also the opposite coast and the internal of
the basin (Fennel and Sturm, 1992; Fennel and Seifert, 1995).
However, the vertical extension of the Ekman compensation
below the mixed layer is restricted in the Baltic Sea due to the
existence of the halocline normally at a depth of 50–80 m.
4.2. Kelvin waves
Abrupt changes in the longshore component of the wind
stress generate in stratified waters internal Kelvin wave fronts
which limit the amplitude of upwelling and give rise to a
countercurrent under the thermocline (e.g. Gill and Clarke,
1974). Coastline irregularities generate Kelvin waves in a
manner similar to the wind-stress variability (e.g. Crépon
et al.,1984). It depends on the shape of the coastline irregularity
and the incident angle of the wind whether upwelling will be
stabilized or destabilized by propagating Kelvin waves. The
generation of Kelvin waves fronts is not only linked to the
existence of abrupt discontinuities in the coastline, even
Fig. 4. Main upwelling regions in the Baltic Sea due to corresponding general
weather conditions, redrawn from Bychkova et al. (1988).
A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
S9
Fig. 5. Typical general weather conditions favoring upwelling in the Baltic Sea, redrawn from Bychkova et al. (1988).
favorable for upwelling in relation to 11 different wind
conditions (see Figs. 4 and 5). For example the wind event I
(north-easterly wind) is coupled with upwelling regions 3, 5,
6, and 9 while for example case VI (west, south-westerly
winds) are coupled with cases 2, 10, 11, 12, 13, 14, 15, 16, 17, 18,
19, 20 and 22 (see Bychkova et al., 1988 for details).
5. Modeling
Upwelling is a meso-scale process and thus scaled by the
baroclinic Rossby radius which depends on the shape of the
bottom topography and stratification conditions. It equals to
a few kilometers in the Baltic Sea. For upwelling studies the
appropriate grid size for numerical models should be in the
order of the baroclinic Rossby radius or even finer. However,
these requirements can be difficult to fulfill, not only because
of the increasing needs of computing power, but because
of the reason that the bottom topography is most probably
not known accurately enough and that for validation high
resolution measurements of upwelling hardly exists. Fennel
et al. (1991) carried out the most comprehensive study of
Rossby radii in the Baltic Sea. They analyzed both spatial and
temporal variations of the Rossby radius. Their study covered
the southern parts of the Baltic Sea and the Baltic Proper well
and partially the Gulf of Finland. Their result was that the
internal Rossby radius varies between 3 and 10 km in the
Baltic Proper whereas in the Gulf of Finland (Alenius et al.,
2003) it falls into the range 2–4 km. When keeping in mind
the small values of the Rossby radius and the limited offshore
extension of upwelling area at a steep coastal slope, the area
being normally 10–20 km only, we need very high resolution
models to describe upwelling dynamics and related processes
properly. In spite of these requirements several model studies
have been carried out which were not able to fully resolve the
upwelling process (e. g. Fennel and Seifert, 1995; Jankowski,
2002; Lehmann et al., 2002; Myrberg and Andrejev, 2003).
The reason is that these models have been designed as
circulation models and not specifically to study upwelling.
Kowalewski and Ostrowski (2005) as well as Zhurbas et al.
(2004) used a nested grid to resolve the area under interest
(southern Baltic Sea) with 1 nm and 1 km horizontal resolution, respectively. Some of the models have been used to
statistically describe upwelling in determining its location
and their corresponding frequency of occurrence (Myrberg
and Andrejev, 2003; Kowalewski and Ostrowski, 2005). The
annual average frequency of upwelling appeared to be higher
than 30% in some parts of the Baltic Sea coast.
Model results presented so far demonstrate the applicability of numerical models for further deepening our understanding of upwelling and related statistical properties. With
increasing computer power and availability numerical models
can have a horizontal resolution which allows to study the full
range of meso-scale dynamics for long-term runs.
6. Implication on the marine environment
Eutrophication, and its ecological manifestations, e.g. harmful
algal blooms, has been a severe problem during the latest decades
representing the most acute problem in the Baltic Sea ecosystem.
An important aspect is to define the role of water displacements
across the thermocline as an agent inside the system supporting
high productivity. Even though the episodic pulses of nutrients
across the density gradients stimulate the Baltic primary
production significantly (e.g. Kononen et al., 1996), so far this
source of new production is poorly quantified. Anyhow, the
studies of Kononen and Niemi (1986), Raid (1989) as well as
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A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
Haapala (1994), Fonselius (1996) show that upwelling can play
significant role in the vertical water displacements of the surface
layers with the nutritional components necessary for biological
productivity (Burska and Szymelfenig, 2005; Zalewski et al.,
2005; Gromisz and Szymelfenig, 2005; Bielecka et al., 2005).
Szymelfenig (2005) has carried out a detailed study of upwelling
at the Hel Peninsula with bio-physico-chemical manifestations.
It is still poorly understood how the decreased surface
temperatures, increased nutrient concentrations and turbidity of
surface waters are reflected in phytoplankton growth and
especially what is the effect of upwelling to late-summer cyanobacteria blooms. Some earlier paper (e.g Nõmmann et al., 1991)
stated that a persistent, moderate wind is favorable to sustain
local phytoplankton bloom while keeping the vertical transport
of the deeper nutrient-rich water still going on but being not
strong enough to stir away the growing phytoplankton. However, Vahtera et al. (2005) summarize that the total biomass of
phytoplankton declined in the area affected by the upwelled
waters and only within five days after the start of the upwelling,
the primary production showed a slight increase. So, according to
latest results it looks like that the first response of upwelling is a
decrease in primary production (s. also Zalewski et al., 2005),
however supply of nutrients to the euphotic zone and a gradual
increase of temperature after the upwelling event lead to
potentially favorable conditions for phytoplankton development.
Janssen et al. (2004) investigated inter-annual variability of
late summer cyanobacteria blooms in the Baltic Sea using
a three-dimensional ecosystem model. There is evidence
that the late-winter phosphate concentration in the surface
layer has a important influence on late summer cyanobacterial blooms. A large fraction of the inter-annual variability in
such blooms can be attributed to the variability in excess of
dissolved inorganic phosphorus (eDIP) in the surface layer.
The amount of available eDIP in the surface layer depends
on the wintertime depth of the mixed layer and on the magnitude and persistency of coastal upwelling. Their results
suggest an impact of the large-scale atmospheric conditions
in winter, namely the North Atlantic Oscillation (NAO), on the
occurrence of cyanobacterial blooms in the Baltic Sea. It is
given an explanation that the impact of the NAO is transferred
by a cause-and-effect chain starting in winter and developing
until late summer: high NAO index → high wind stress, low
ice cover → high mixed-layer depth, strong upwelling → high
surface-layer eDIP concentration → (potentially) strong cyanobacterial bloom.
The effects of upwelling to late-summer cyanobacteria
growth has been studied in detail further on by Vahtera et al.
(2005). The authors remind that usually the phytoplankton
growth in the Baltic is nitrogen-limited, an exception being the
filamentous cyanobacteria which fix atmospheric nitrogen. The
cyanobacteria growth is thus phosphorus-limited and the
growth is also limited by temperature. So, the effects of
upwelling on cyanobacteria bloom is not straight-forward due
to the decrease of temperature in the upwelling regions and due
to potential changes in DIN:DIP ratios. According to Laanemets
et al. (2004) nutriclines, at least in the Gulf of Finland, lie in the
thermocline, the phosphacline being shallower than the
nitracline. Thus, upwelling leads to phosphorus enrichment
and low DIN:DIP ratios in the euphotic layer. So, it might be so
that the filamentous nitrogen-fixing cyanobacteria would
benefit from the phosphorus enrichment. This was suggested
also already by Niemi (1979). Stipa (2002) studied the effect of
upwelling on the preconditions for noxious cyanobacterial
blooms in a nitrogen-limited estuary. Since a low N/P ratio is
often mentioned as prerequisite for cyanobacterial blooms, the
distinct character of the N/P ratio in combination of stratification maximum is indicative of the tendency of such events
to favor off-shore Nodularia blooms.
However the direct effect of upwelling with related decreasing surface temperature is the decline in the filamentous
cyanobacteria biomass. According to Vahtera et al. (2005) Nodularia Spumigena is more severely affected due to its strong
buoyancy and vertical displacement near to the surface. It was
concluded finally by the authors that the lifetime of a typical
upwelling remnant is too long for populations outside the
upwelled water to be able to benefit directly from the nutrient
input. Owing to the low DIN:DIP ratio of the upwelled water the
nitrogen-fixing A. flos-aquae populations locating at the top of the
thermocline can be approximated to have been in a good position
for exploiting the additional phosphorus in good light conditions.
However, the utilization of the lowered DIN:DIP ratio does not
lead straight forward to enhanced cyanobacteria blooming. There
is a clear lag between the upwelling and the biomass increase.
According to Vahtera et al. (2005) this is about 2–3 weeks. So, an
upwelling may enhance cyanobacteria blooming by only after a
certain “relaxation time”.
7. Requirements on future research
To resolve the full spectrum of meso-scale features numerical
models should have a horizontal resolution in the order of the
internal Rossby radius or even higher. These high resolution
models should be validated with high resolution satellite data
and hydrographic measurements which provide information not
only on the location of upwelling but also on the temporal
development and horizontal extent. Thus high resolution
hydrographic measurements campaigns are needed to describe
the upwelling process mainly due to changes in stratification and
mixing of different properties including nutrients. High resolution modeling can then attribute corresponding transports and
quantification of the upwelling process including mixing. The
combined advances in observational techniques and modeling
can help to understand the upwelling process and related
implications. The mostly needed research should aim at:
• quantification of transports and fluxes on-/offshore related to
upwelling including coastal jets
• contribution to the total mixing and impact on residence
times
• impact and quantification of changes of the interaction
between ocean and atmosphere
• documentation of upwelling areas and their probability to
occur with respect to specific atmospheric general conditions for the total Baltic Sea
• impact of upwelling on bio-geochemical processes and
phytoplankton development
• impact of climate change on wind fields and related changes
in upwelling regions
A deeper understanding of the upwelling process and
its implication on the marine environment will lead to an
improvement of the prognosis of the local weather prediction,
algae bloom forecasting, transports and mixing of nutrients
A. Lehmann, K. Myrberg / Journal of Marine Systems 74 (2008) S3–S12
and harmful substances. First activities in that direction have
been undertaken and results of this work have been presented
at the Baltic Sea Science Conference in March 19–22, 2007 at
Rostock University (see Myrberg et al., 2008).
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