J. Fluid Mech. (2016), vol. 787, R1, doi:10.1017/jfm.2015.715
Experimental sensitivity analysis and control
of thermoacoustic systems
Georgios Rigas1, †, Nicholas P. Jamieson1 , Larry K. B. Li2 and
Matthew P. Juniper1
1 Department of Engineering, University of Cambridge, Trumpington Street,
Cambridge CB2 1PZ, UK
2 Department of Mechanical and Aerospace Engineering, The Hong Kong University of Science
and Technology, Clear Water Bay, Kowloon, Hong Kong
(Received 9 October 2015; revised 11 November 2015; accepted 1 December 2015)
In this paper, we report the results of an experimental sensitivity analysis on a
thermoacoustic system – an electrically heated Rijke tube. We measure the change of
the linear stability characteristics of the system, quantified as shifts in the growth rate
and oscillation frequency, that is caused by the introduction of a passive control device.
The control device is a mesh, which causes drag in the system. The rate of growth is
slow, so the growth rate and frequency can be measured very accurately over many
hundreds of cycles in the linear regime with and without control. These measurements
agree qualitatively well with the theoretical predictions from adjoint-based methods
of Magri & Juniper (J. Fluid Mech., vol. 719, 2013, pp. 183–202). This agreement
supports the use of adjoint methods for the development and implementation of
control strategies for more complex thermoacoustic systems.
Key words: acoustics, flow control, instability control
1. Introduction
In many combustion systems, there exist high-amplitude pressure oscillations whose
frequency ranges are close to those of the natural acoustic modes of the system. These
are known as thermoacoustic oscillations and arise from the feedback loop between
acoustic waves and unsteady heat release if the latter occurs sufficiently in phase
with unsteady pressure. The oscillations can threaten the operability and reliability of
combustion systems by increasing the risks of thrust oscillations, mechanical vibration,
and excessive thermal and mechanical loading, resulting in decreased efficiency and
ultimately system failure (Lieuwen & Yang 2005).
In this paper, we investigate the passive control of a simple thermoacoustic system
– an electrically heated Rijke tube – via a drag device placed downstream of the
† Email address for correspondence: gr379@cam.ac.uk
c Cambridge University Press 2015
787 R1-1
G. Rigas, N. P. Jamieson, L. K. B. Li and M. P. Juniper
Drag
device
L
Primary
heater
Mean flow
F IGURE 1. Rijke tube layout and notation. Thermoacoustic oscillations can be excited
because acoustic velocity fluctuations cause heat release fluctuations at the primary
electrical heater. If the primary heater is in the upstream half of the tube then higher
heat release is sufficiently in phase with higher pressure that thermal energy is converted
to acoustic energy over a cycle, making the system unstable. A mesh is used as a passive
control device here, which causes drag in the system.
heater. The main novelty is that we carefully measure and compare experimental
results with theoretical predictions from adjoint sensitivity analysis. The findings
suggest that adjoint-based methods can provide industry with a valuable tool for
developing optimal control strategies for more complex thermoacoustic systems.
1.1. Rijke tube and control
The Rijke tube, first proposed by Rijke (1859), is a simple experiment through which
thermoacoustic phenomena can be studied (Raun et al. 1993). The notation we use
throughout this paper is given in figure 1 where L is the length of the tube, xp is
the distance of the electrical heater from the inlet, and xc is the distance of the drag
device from the inlet.
To a reasonable approximation, the pressure fluctuation at the open ends of the
Rijke tube is zero. Therefore the fundamental mode has a node at both ends and
an antinode in the middle. The acoustic velocity has a node at the centre and an
antinode at each end. During the compression phase, the acoustic velocity is directed
towards the centre of the tube. When the heater is placed at xp /L = 0.25, the heater
experiences a higher acoustic velocity and therefore a higher heat transfer. There is
a small time delay between the change in velocity and the consequent change in
heat transfer, which causes the unsteady heat release to be slightly in phase with the
acoustic pressure, resulting in the excitation of thermoacoustic oscillations (Rayleigh
1878).
The control methods used to regulate thermoacoustic oscillations can be divided
into two categories: passive and active (McManus, Poinsot & Candel 1993; Candel
2002; Dowling & Morgans 2005). Passive control can be achieved by modifying the
design or additive devices, such as Helmholtz resonators. A famous example of this
787 R1-2
Experimental sensitivity analysis and control of thermoacoustic systems
was demonstrated in the development for the F1 engine of the Saturn V rocket used
in the Apollo space missions (Culick 1988). Some of the earliest papers to report the
passive control of thermoacoustic oscillations in a Rijke tube are by Katto & Sajiki
(1977) and Sreenivasan, Raghu & Chu (1985). These studies showed that oscillations
present in a flame-driven Rijke tube can be suppressed by introducing a control heater
downstream of the primary heater at certain positions.
1.2. Sensitivity analysis and adjoint methods in thermoacoustics
Sensitivity analysis typically quantifies (i) the sensitivity of each mode to internal
feedback, known here as the structural sensitivity, achieved by introducing a passive
device or a steady fixed forced signal, and (ii) the sensitivity of each mode to changes
in the base state, known here as the base-state sensitivity (Magri & Juniper 2013),
achieved by design modifications to the system. Further information can be found
in the recent reviews of Sipp et al. (2010), Luchini & Bottaro (2014) and Schmid
& Brandt (2014). Sensitivity analysis is usually performed via the finite difference
approach. However, this method is computationally expensive and prone to numerical
error. Given these limitations, adjoint methods have been found to offer a more
efficient and accurate means of conducting sensitivity and receptivity analyses. The
application of adjoint methods to sensitivity analysis in thermoacoustics has been
developed over the past few years (Magri & Juniper 2013, 2014a,b).
The study by Magri & Juniper (2013) is the most relevant as the experimental
set-up utilised in this paper consists of a Rijke tube with a gauze heater acting as the
acoustically compact heat source. Magri & Juniper (2013) examined the stability of
the Rijke tube around a base flow in the limit of low Mach number, Ma ≪ 1. This
condition was met in our experiments as the measured bulk mean flow was less than
1 m s−1 , corresponding to a Mach number of less than 0.003. The unsteady heat
release from the hot wire was modelled with a generalised version of King’s law, and
uniform temperature was assumed throughout the tube. Using adjoint methods, they
calculated how the linear growth rate and frequency of thermoacoustic oscillations
change when a passive control device is introduced to the system. They found that
the growth rate of oscillation is most sensitive to a feedback mechanism that is
proportional to the velocity and that forces the momentum equation. This type of
feedback could be physically implemented in the form of a mesh, which forces the
momentum equation in the opposite direction to the velocity by inducing a drag force.
The authors also found that the passive device has the largest effect when placed at
the ends of the Rijke tube. In this paper we investigate their findings experimentally.
2. Experimental set-up
Experiments were conducted on a 1 m long stainless steel vertical Rijke tube with
an internal diameter of 47.4 mm and a wall thickness of 1.7 mm. Two identical
heaters were used. The primary heater was attached to two rods and held in place
at xp /L = 0.25, the optimal position for exciting thermoacoustic oscillations (Saito
1965). It was powered by a 640 W EA Elektro-Automatik EA-PSI 5080-20 A DC
programmable power supply. The secondary heater was used as a passive drag device
with no power input. The passive drag device was attached to an automated digital
height gauge at the top of the Rijke tube, enabling it to be traversed with an accuracy
of ±0.01 mm.
A Brüel–Kjaer condenser type 2619 microphone with a sensitivity of 11.4 mV Pa−1
was used to measure pressure fluctuations. The microphone was angled at 45◦ and
787 R1-3
G. Rigas, N. P. Jamieson, L. K. B. Li and M. P. Juniper
R.m.s. pressure (Pa)
2.0
1.5
Fold
1.0
0.5
0
150
Hopf
160
170
180
190
200
210
220
P (W)
F IGURE 2. Bifurcation diagram obtained experimentally in the Rijke tube. The system
becomes unstable through a subcritical Hopf bifurcation. The forward path (right-pointing
triangles) shows the position of the Hopf point, and the backward path (left-pointing
triangles) shows the position of the fold point.
placed 55 mm from the bottom end of the tube. The raw pressure signal was sampled
at 10 kHz, much higher than the anticipated frequencies of the thermoacoustic
oscillations, approximately 190 Hz. Data were acquired via a National Instruments
BNC-2110 DAQ device using LabVIEW. Two type-K thermocouples, with an accuracy
of ±1 K, were used to measure the air flow temperature at the inlet and outlet of
the Rijke tube. Five type-K thermocouples were attached to the outside of the Rijke
tube, at x/L = 0.05, 0.25, 0.55, 0.75 and 0.95, to monitor the surface temperature of
the tube. The temperature data were sampled at a frequency of 1 Hz and logged with
an Omega TC-08 DAQ.
3. Baseline
The baseline experiments were performed without the passive drag device. The
electric heater was fixed at xp /L = 0.25 and the power supplied to it was used as the
control parameter.
Figure 2 shows the steady-state root-mean-square amplitude of the pressure signal
as a function of the heater power. The heater power was increased in 0.8 W
increments until the Hopf point was found (forward path), and then decreased in
0.8 W increments until the fold point was found (backward path). When the Hopf
point was found, the pressure signal grew in amplitude, leading to a stable limit-cycle.
When the fold point was found, the system returned to a stable fixed point. A
hysteresis region approximately 25 W wide exists between the Hopf and fold points,
characteristic of the subcritical bifurcations observed in similar thermoacoustic systems
(Crocco, Mitchell & Sirignano 1969; Matveev 2003; Mariappan 2011; Subramanian,
Sujith & Wahi 2013).
3.1. Linear growth/decay rates and frequencies
We measured the linear growth rates, decay rates and frequencies, in the smallamplitude regime, for a range of heater powers. In the same framework, Provansal,
787 R1-4
(a)
3
(b) 3
Raw pressure (Pa)
Experimental sensitivity analysis and control of thermoacoustic systems
2
2
1
1
0
0
–1
–1
–2
–2
0
5
10
15
20
25
30
–3
(c)
2
log (amplitude (Pa))
–3
0
0
–2
–2
–4
–4
–6
–6
0
5
10
15
20
25
30
0
5
10
15
20
25
30
(d ) 2
–8
–8
–10
–10
0
5
10
15
t (s)
20
25
30
t (s)
F IGURE 3. (a,b) Transient pressure signals obtained by applying step changes to the heater
power input. (a) Growth, from PH − ǫ to P = 223 W. (b) Decay, from PF + ǫ to P = 140 W.
(c,d) Amplitude of the filtered pressure signals obtained from the Hilbert transform. The
linear growth (c) and linear decay (d) regions are represented by the red lines fitted
between the noise floor and the point where nonlinear effects become important.
Mathis & Boyer (1987) described the transient behaviour of the wake of a circular
cylinder above and below the critical Reynolds number for vortex shedding, and
experimentally measured linear growth rates and frequencies.
To obtain the growth rates and frequencies at heater power P, the heater power was
initially set just below that of the Hopf point, PH − ǫ, where ǫ = 15 W. This value of ǫ
was the minimum such that triggering due to environmental disturbances was avoided
(Juniper 2011). The heater power was then increased abruptly to P. Oscillations grew
to a limit-cycle (figure 3a) and the linear regime was identified as that in which the
oscillations grew exponentially (figure 3c).
To obtain the decay rates and frequencies at power P, the heater power was initially
set just above that of the fold point, PF + ǫ. It was then decreased abruptly to P.
Oscillations decayed to a stable fixed point (figure 3b) and the linear regime was
identified as that in which the oscillations decayed exponentially (figure 3d).
The procedure described above to obtain growth and decay rates was repeated
for a range of heater powers P above the Hopf point and below the fold point,
respectively. The instantaneous amplitude, A(t), and phase, φ(t), of the pressure
signal were extracted with the Hilbert transform (Schumm, Berger & Monkewitz
1994). A bandpass Butterworth filter was applied to the raw pressure signal to reduce
the noise, enabling clean regions of linear growth and decay to be identified. The
linear growth and decay regions were defined as the regions between the noise floor,
A > exp (−3.38) ≈ 0.03 Pa, and the amplitude threshold where nonlinear effects
become important, A > exp (−0.52) ≈ 0.59 Pa. In the linear regime, the growth/decay
rate is σr = d(log A)/dt and the frequency is σi = dφ/dt. Within the linear growth and
decay regions defined above, constant growth/decay rates and frequencies were fitted
787 R1-5
G. Rigas, N. P. Jamieson, L. K. B. Li and M. P. Juniper
(a) 4
(b) 188
3
187
2
186
1
185
0
184
–1
183
–2
100
150
200
250
300
350
182
100
150
200
P (W)
250
300
350
P (W)
F IGURE 4. Linear stability characteristics for the baseline case as a function of the
primary heater power: (a) growth/decay rate, σr ; (b) frequency, σi . Experimental data
(symbols) and linear fit (red line).
to the data using linear regression, and the results are shown in figure 4. Close to
the critical power, Pcrit = PH , the growth rate and frequency can be approximated by
σ ≃ σ (Pcrit ) + [P − Pcrit ]
dσ
dP
,
(3.1)
Pcrit
where σ = σr + iσi , as shown in figure 4 by the fitted lines. Notice that σi is
expressed in Hz. For the baseline case, Pcr = 181.49 W and σr (Pcrit ) = 0. It
was found that σi (Pcrit ) = 183.81 Hz, and the gradients are dσr /dP = 0.0236 and
dσi /dP = 0.0211 W−1 s−1 .
4. Passive control via a drag device
In this section, we examine the change in the linear stability characteristics of the
system, quantified as shifts in the growth rate and oscillation frequency, that was
caused by the introduction of a passive drag device. The eigenvalue shift defined in
the theoretical analysis of Magri & Juniper (2013) was obtained here experimentally
as
δσ (xc , P) = σc (xc , P − Pcrit,c ) − σ0 (P − Pcrit,0 ).
(4.1)
The subscript c corresponds to the case with the passive drag device installed and the
subscript 0 to the baseline case. A procedure similar to the one followed in § 3 was
followed to obtain σc , when the drag device was placed at xc /L from 0.05 to 0.95.
4.1. Critical power
For each position xc of the drag device, a bifurcation diagram similar to figure 2 was
obtained, enabling the Hopf and fold points to be located. These are shown in figure 5.
The minimum critical powers for the forward and backward paths correspond to the
drag device being positioned at xc /L = 0.55, and the maxima to the two ends of the
tube. To a first order, the sensitivity of the growth rate around the critical baseline
power is proportional to the change in the critical power in the presence of a control
device. An estimate of the sensitivity of the growth rate can be obtained from the shift
in critical power. However, in this study we measured it directly, as described next.
787 R1-6
Experimental sensitivity analysis and control of thermoacoustic systems
Critical heater power (W)
450
400
350
Stable limit cycle
300
250
200
150
Stable fixed point
100
50
0.2
0
0.4
0.6
0.8
1.0
Position of passive drag device
F IGURE 5. Stability regions as a function of the position of the drag device. Forward-path
critical powers: Hopf points (squares); backward-path critical powers: fold points (circles).
A bistable region exists between the two lines.
2
log (amplitude (Pa))
Increasing P
(a)
0
0
–2
–2
–4
–4
–6
–6
–8
–8
–10
0
5
10
15
t (s)
20
(b) 2
25
30
–10
Decreasing P
0
5
10
15
20
25
30
t (s)
F IGURE 6. (a) Growth rates and (b) decay rates, σr,c , obtained with the control drag
device positioned at xc /L = 0.4. Each curve represents the amplitude response for a
different departure size above or below the Hopf or fold point.
4.2. Shift in growth rate
The growth rates and frequencies were measured experimentally for various heater
powers, P, and axial positions, xc , of the drag device. A comparison with the baseline
at the same heater power P gives the growth rate and frequency shift, δσ , caused
by the passive drag device. Time series were measured to obtain the growth/decay
rates and are plotted for xc /L = 0.4 in figure 6. Data were acquired for various axial
locations, xc /L; for brevity, only one case is shown. A map of the growth and decay
rates as a function of heater power and xc /L is shown in figure 7(a), and a map of
the shift in growth rate relative to the baseline is shown in figure 7(b).
In figure 8 we qualitatively compare the experimentally measured shift in growth
rate with the theoretical predictions from Magri & Juniper (2013). Each experimental
curve corresponds to a different heater power, P. The mean of these is shown as
a solid black line. In agreement with the predictions, the largest changes in growth
and decay rates occur when the drag device is positioned at the ends of the Rijke
787 R1-7
G. Rigas, N. P. Jamieson, L. K. B. Li and M. P. Juniper
(a)
(b)
1.0
1.0
0
3
Stable
0.6
Unstable
0.8
–0.5
0.8
2
–1.0
1
0.6
–1.5
0
0.4
–2.0
0.4
–1
0.2
–2.5
0.2
–2
–3.0
–3.5
–3
0
100
200
300
400
0
100
P (W)
200
300
400
P (W)
F IGURE 7. (a) Growth rate and (b) shift in growth rate obtained experimentally as a
function of power supplied to the heater and position of the drag device. Forward-path
critical powers: squares; backward-path critical powers: circles. The primary heater was
located at xc /L = 0.25.
(a) 4
(b) 1.5
3
1.0
2
Re
1
0
–1
0.5
0
0
0.2
0.4
0.6
0.8
1.0
0
0.2
0.4
0.6
0.8
1.0
F IGURE 8. Sensitivity of the growth rate to a drag device. (a) Experimental results and (b)
theoretical predictions by Magri & Juniper (2013). Each experimental curve corresponds
to a different primary heater power; the average sensitivity is also shown (solid circles).
tube: xc /L = 0.05 and 0.95. Magri & Juniper (2013) described this type of passive
control as the feedback mechanism that is proportional to velocity, and which forces
the momentum equation, in the same direction as the velocity. The effect of this
feedback mechanism on the growth rate was theoretically predicted by the first
diagonal component of the structural sensitivity tensor, S 11 . Because drag is in the
opposite direction to the velocity, we plot −δσr on the vertical axis.
4.3. Frequency shift
The frequency shift in the presence of the drag device was also measured and
is shown in figure 9(b). Magri & Juniper (2013) predict that the frequency shift
should be two orders of magnitude smaller than the shift in growth rate and here
we measure it to be of the same order. As expected, in the experiment we noticed
a non-negligible increase in the mean air temperature downstream of the heater. The
increased temperature is mainly due to the increased critical power required for the
transition of the system, Pcrit,c , when the control device is introduced, see figure 5.
Magri & Juniper (2013) examined the sensitivity of the system to changes in the
heat release parameter, which in the experimental set-up can be linked to the power
787 R1-8
Experimental sensitivity analysis and control of thermoacoustic systems
(a)
(b)
1.0
194
0.8
192
0.6
1.0
10
0.8
8
0.6
6
190
0.4
0.4
4
188
0.2
0.2
2
186
0
100
200
P (W)
300
400
0
100
200
300
400
P (W)
F IGURE 9. (a) Frequency and (b) frequency shift obtained experimentally as a function
of power supplied to the heater and the position of the drag device. Forward-path critical
powers: squares; backward-path critical powers: circles.
supplied to the heater. They found that a variation in the heat release parameter,
here Pcrit , has a much greater effect on the frequency than on the growth rate. For a
theoretical justification, see Magri & Juniper (2013), p. 197.
The mean temperature deviation due to the increase in Pcrit , which is not captured
in the model of Magri & Juniper (2013), changes the speed of sound and the
frequency of the instability. If the mean air temperature is taken to be the outlet
air temperature, which was measured during the experiment, then an estimate of the
expected frequency of the fundamental (1/2 wavelength) mode is given by
2 (Lu + 0.61D) 2 (Ld + 0.61D) −1
+
,
(4.2)
f=
cu
cd
where Lu and cu are the length of tube and speed of sound upstream of the heater,
Ld and cd are downstream quantities, and 0.61D is the end correction, where D is
the tube diameter (Rienstra & Hirschberg 2006). Figure 10 compares the frequency
shift calculated from (4.2) with that measured in the experiments. The two are close
and show the same features. This indicates that the frequency shift due to changes
in the mean conditions greatly exceeds the frequency shift expected due to feedback
from the drag device. Therefore, it can be inferred that the latter is minimal within
the experimental error of the measurements.
5. Conclusions
The control of thermoacoustic oscillations is a significant problem in the development of clean and efficient combustion systems. Previous work by Magri & Juniper
(2013) has shown that adjoint-based methods are a computationally efficient tool
by which optimal passive techniques can be developed and implemented to control
thermoacoustic oscillations. We show that sensitivity analysis can be performed
experimentally on a vertical Rijke tube to determine how sensitive the growth rates
and frequencies are to passive feedback control in the form of a drag device. We
measure the shifts in growth and decay rates and in frequency and compare our
results with those obtained by Magri & Juniper (2013). We provide experimental
evidence that supports the application of adjoint-based methods to determine the most
efficient methods of passive control in thermoacoustic systems.
787 R1-9
G. Rigas, N. P. Jamieson, L. K. B. Li and M. P. Juniper
(a)
(b) 250
10
200
Outlet
150
T
5
100
50
0
Inlet
0
0.2
0.4
0.6
0.8
1.0
0
0.2
0.4
0.6
0.8
1.0
F IGURE 10. (a) Sensitivity of the frequency to a drag device. Experimental results for
various primary heater powers: open circles; average: solid circles. (b) An estimate of the
frequency change (solid triangles) due to variations in the outlet temperature.
Acknowledgements
The authors would like to thank L. Magri (Department of Engineering, University
of Cambridge, UK) for invaluable discussions and comments on this paper. This work
was supported by the European Research Council through Project ALORS 2590620.
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