Visions of Europeanism in the Mandel-Poulantzas
Debate, 1967-1979
*
Anyone asking the question of what is dead and what is living in contemporary
Marxist Europeanism can, of course, not evade a reference to recent political events.
Although both traditions have always presented themselves as a rather curious pair, the
practical coupling of ‘Marxism’ and ‘Europeanism’ will seem even more improbable in
the light of recent political developments. 2015 saw both the parabolic rise and
subsequent fall of Europe’s first far-left party to hold governmental power, diving from
hope to hopelessness, 'Trotsky to MacDonald', in no less than a week.1 As expected,
1
Accounts of the episode can be found in Ken McMullen (ed.), OXI, An Act of Resistance: The
Screenplay and Commentary (London: Rowman & Littlefield International, 2016); Ambrose EvansPritchard, ‘Climbdown by Syriza as it agrees austerity terms rejected in vote’, in The Daily Telegraph
(11 June 2015); Jan-Werner Müller, ‘Rule-breaking’, in London Review of Books 37 (August 2015), p.3;
1
ideological introspection on behalf of European leftists on the 'Greek debacle' has not
held off. Engaging with the recent stream of self-examination, political scientist Philip
Cunliffe has yet observed the existence of a peculiar trend: an inability on behalf of
Marxist theorists to provide an ontological theory of the European Union – or, as
Cunliffe notes, their incapacity to tell us what the EU is.2 As he puts it, ‘part of the
problem with the latest left-wing face-back towards the European state is that the Left
itself is not clear about what it is turning away from, and what it opposes in the EU’.3 On
the one hand, the EU is seen as ‘monolithic and sprawling’, an ineffective bureaucratic
moloch, while it is also cast as a ‘stripped-back proto-state, focused on neoliberal
imperatives’.4 Both perspectives seem incommensurable in the least, and testify to the
general impression that the European Union remains to Marxists ‘the coldest of all cold
beasts’. 5
This essay will contend that some historical exegesis might be at place here. In surveying
the genealogical trajectory of Marxist thinking on European integration, it turns to one of
the most important post-war debates for the sake of historiographical clarification. The
1967-19796 discussion between Greek political theorist Nicos Poulantzas and Belgian
Marxist economist Ernest Mandel, I claim, still presents us with two elementary forms of
Jan-Werner Müller, ‘Parsing Populism’, in Juncture 22 (September 2015), 80-89; Tariq Ali, ‘Diary’ in
London Review of Books 37 (July 2015), pp.38-39; Dan Hancox, ‘Can They?’, in London Review of Books
37 (December 2015), pp.25-26; Dan Tooze, ‘After the Wars’, in London Review of Books 37
(November 2015), pp.15-17; Christopher Bickerton, ‘How Britain’s Left Fell Out of Love With Europe’,
in Wall Street Journal (24 June 2015), p.13; Yanis Varoufakis, ‘Leur seul objectif était de nous
humilier’, in Le monde diplomatique 62 (August 2015), pp.16-18; Frédéric Lordon, ‘DiEM perdidi’, in
Le monde diplomatique 63 (February 2016), pp.15-17. The ‘Trotsky to MacDonald’-metaphor is
Evans-Pritchard’s, while the ‘Greek debacle’ is a phrase of Perry Anderson’s. The ‘Europeanism’
referred to in the title denotes an economic process as much as an ideology; this meaning, certain
‘visions’ of how a politically and economically united continent would look like. This denotation is to
be distinguished from the word as the synonym for ‘EU Studies’.
2 See Philip Cunliffe, ‘Swapping One Mirage for Another: The Left’s Turn Away from Social Europe’, in
The Current Moment, online edn., August 2015 [https://thecurrentmoment.com/2015/08/10/
swapping-one-mirage-for-another-the-lefts-turn-away-from-social-europe/, last accessed
03/03/2016].
3 Ibid., n.pag., web.
4 Ibid., n.pag. web.
5 Quoted in Michel Foucault, Security, Territory, Population: Lectures at the College de France 19771978 (Basingstoke: Palgrave and MacMillan, 2008), p.144. The original citation is a Nietzschean
product, originating in his Thus Spoke Zarathustra.
6 The temporal framework, although likely to appear arbitrary in its historical demarcations, refers to
two seminal moments in what will be called the ‘Eurocommunist-Europeanist-‘debate between
Mandel and Poulantzas: Mandel’s 1967 publication of Europe versus America, which first stipulated
his ‘supranational’ theses, and Poulantzas’ final interviews on the problems of Eurocommunism
before his suicide in 1979.
2
Marxist thinking on the EU: the one emphasising the inevitable ‘supranationalisation’ of
European nation-states into a unified continental bloc, the other focused on the
intergovernmental impetus behind European integration as mainly relying on American
infrastructural and ideological backing. In offering a contextual reading of the MandelPoulantzas debate, I will argue that the theoretical commitments of both of the
participants cannot be seen outside of their normative-political denominations. In doing
so, this essay seeks to explain why, both in the fields of praxis and theory, the Left has
had such troublesome dealings with the ‘actually existing’ EU and its institutional ethos.
The final endeavour of this essay is by no means to personalise both of the theorists'
contributions.7 Rather, its aims lie in localising both of the their theoretical interventions
to the extent that, as I will argue, as much as they can be seen as contributions to a
widening canon of Marxist scholarship, they must also be given worthy consideration as
tactical moves on the chessboard of anti-capitalist politics. The proposed theses on
Europeanism of both participants are, as I will claim, best read as specific interventions
in historically located debates, relating as much to questions of practical politics as they
contribute to a widening genre of Marxist state theory dealing with the rise of the
European Leviathan.
By providing such a contextual reading, the aim of this essay might then said to be
twofold. Firstly, it seeks investigate how the theses of both participants in the ‘European
capital-debate’ have managed to sediment themselves into a Marxist language on
European integration which still holds wider currency today and continues to inform
emancipatory practices, but whose theoretical underpinnings retain little empirical
backing in the face of recent integrational developments. Secondly, this essay then seeks
to make a more general point about contemporary praxis-theory relations with the
European Marxist tradition, arguing that leftist thinking about the EU from an
ontological perspective is always prone to entanglement with political commitments, and
7 This threat of ‘personalisation’, for example, is indeed a problem in recent biographical work on
Mandel, such as that of Jan Willem Stutje. A tendency can be detected, which assumes a ‘primary
psychoanalytical’ attachment of Mandel to the ideal of a united, internationalist Europe, thereby
collapsing the political into the psychological. In no way does this essay intend to do the latter. See
Jan Willem Stutje, Ernest Mandel: A Rebel’s Dream Deferred (London: Verso Books, 2008) and a
criticism of the ‘personalistic’ tendencies within the work, Brian Palmer, ‘The Personal, the Political,
and Permanent Revolution: Ernest Mandel and the Conflicted Legacies of Trotskyism’, in
Internationaal instituut voor sociale geschiedenis 55 (2010), p.125. See also Tariq Ali, ‘Introduction’ in
Ernest Mandel: A Rebel’s Dream Deferred (London: Verso Books, 2008), pp..xvii-xviii.
3
should not be confused with genuinely a-partisan reflection on the 'nature' of the
European beast.
The European Capital-debate, 1967-1979
Writing at a conjunctural moment for the European Left, Belgian Marxist
economist Ernest Mandel provided a rallying cry to those surveying the field of post1968 European politics. In the face of increasing capital integration between European
monopolists, and a heightened class struggle in Western metropoles, there were for
Mandel only two legitimate Marxist options to the occurrence of another ‘organic crisis’:
relevance or anachronism. ‘Between the devil of subjection to America’ he noted ‘and the
deep blue sea of ‘Americanization’, socialism offer us the only clear way out. Forward,
against American and European monopolists, to the United Socialist States of Europe!’8
Mandel’s words were issued at the end of a lengthy and often highly technical treatment
of what he saw as ‘one of the most important contradictions of imperialism in our
current day’: the rise of a supranational European state-bloc, wholly capable of
countering American hegemony in the Western hemisphere. As noted in the opening
remarks to his Europe versus America, ‘no power ever lost absolute supremacy so
quickly. The ‘American Century’ did not last ten years… After having benefited from the
law of unequal development for a century, the United States is now becoming its victim.’9
Written just before the ‘revolutionary upheaval’ in France, and first published in
Germany, Mandel’s book was to serve both as a theoretical exposition and a practical
almanac. Contemporary Marxists, Mandel argued, should keep in mind that the
unification of European capital was inevitable; therefore its political consequences
should be heeded carefully. ‘When the socialist labour movement determines its tactics
towards the rivalry between European and American Capital’ he concluded ‘it should
remember that capitalism is ultimately the American ‘Trojan Horse’ in Europe.’10 The
socialist answer to the crisis of European capitalism, in Mandel’s view, ‘is that we do not
8 Ernest Mandel, Europe versus America? Contradictions of Imperialism (London: New Left Books,
1970), p.134.
9 Ibid., p.7.
10 Ibid., p.134.
4
wish to choose between three hundred American or three hundred European masters to
govern 350 million Europeans… Socialism offers us the only clear way out.’11
Contextually, Mandel’s call was undoubtedly addressed to a multiplicity of audiences,
crossing political, academic and journalistic spheres. As for its scholarly reach, Europe
versus America was mainly a criticism of the French dirigiste Servan-Schreiber, whose
1967 The American Challenge constituted one of the first explicit technocratic calls for
the unification of European nation-states under the umbrella of supranationality. 12
Mandel saw in Servan-Schreiber’s theses a clear omen of the increasing obsolescence of
the nation state against the anarchic expansion of European capitalism and interAtlantic competition, reading his book as a ‘bourgeois revolutionary manifesto’. 13
Although the formal aims proposed by the French politician were laudable, the overall
thrust of his argument was in need of deep radicalisation: transnational co-operation on
the European continent was desirable not because as it countered American hegemony,
but because it spelled out the ‘accelerationist’ prelude to the ‘libretto of socialism in
Europe’. ‘One should not deduce’ Mandel stated ‘that it is in the interest of the European
working class to put a brake on the interpenetration of European capital… We must place
our own socialist aims on the agenda.’14
The initial synthesis Mandel assembled in Europe versus America was explicitly
extended into his practices as a political activist. As a quintessential ‘Non-Jewish Jew’ of
Flemish descent, Mandel had long been a faithful proponent of a proletarian
Europeanism that could escape the petty confines of national debates.15 Of all post-war
Marxists, it is in fact hard to find a more committed internationalist than Mandel: child
to Polish émigrés steeped in Communist militancy, a self-taught polymath in six
11
Ibid., p.131.
See Mandel, Europe versus America, pp.32-39, pp.115-134; Jean-Jacques Servan-Schreiber, The
American Challenge (London: Collins, 1981), passim.
13 See Mandel, Europe versus America, pp.107-108, pp.118-120.
14 Ibid., p.112.
15 See Jan Willem Stutje,’A Young Man in the War’, Ernest Mandel: A Rebel’s Dream Deferred (London:
Verso Books, 2009), 16-41; Jan Willem Stutje, ‘The Legendary Optimism of Ernest Mandel’, in
Historical Materialism 80 (December 2007), 1-8; Gilbert Achcar (ed.), The Legacy of Ernest Mandel
(London: Verso Books, 1999). For Deutscher’s coining of the term, see Isaac Deutscher, The NonJewish Jew and Other Essays (London: Oxford University Press, 1968). Stutje notes that Mandel was
later seen as one of the most important non-neoclassical economists of the twentieth century. For
Mandel’s own economic works, see Ernest Mandel, The Long Waves of Capitalist Development: A
Marxist Interpretation (London: Verso Books, 1995); Late Capitalism (London: Verso Books, 1978);
Marxist Economic Theory (London: Merlin Press, 1968).
12
5
languages, whose widely translated books on Marxist economic theory were often
regarded as the nec plus ultra of their theoretical epoch.16 First and foremost, Mandel’s
work as a theorist was complemented by what biographer Jan Willem Stutje called a
‘legendary optimism’ in his life as a professional revolutionary, characterised by an
almost frenetic devotion to political action. 17 As Stutje notes, Mandel’s personal
background practically destined him for a revolutionary activism that was pan-European
in its nature, as heir to the internationalism his great intellectual hero Trotsky had
displayed after the October Revolution.18
Inevitably, Mandel’s advice was borne out by the movement he acted as a spearhead for.
In August 1965, the Fourth International’s monthly bulletin included a section on ‘The
Evolution of Capitalism in Western Europe and the Task for Revolutionary Marxists’,
discussing the ‘new economic situation’ that had arisen on the continent of late. As
expected, the Trotskyites argued for an unabashedly accelerationist doctrine in the face
of increasing capital concentration on the continent. ‘The longer the Common Market
lasts and the more it becomes institutionalised (including particularly the adoption of a
common currency), the more “European” capital will gain in importance in comparison
to “national” capital, and the more the Common Market will become irreversible.’19 The
section itself yet ended with a cautious proviso to those willing to battle for the
proletarian cause in Europe, stating that ‘the point of irreversibility had not yet been
reached’ and that only a ‘general recession’ could bring about the necessary momentum
for a revolutionary conjuncture. 20 In a remarkably clairvoyant turn of phrase with
regards to later developments in the capitalist heartland, the pamphlet distinguished
between two possible tactics which the European ruling class might deploy in the face of
such a historic recession: a ‘protectionist’ retreat into the boundaries of the national state,
or a European ‘flight forward’ towards genuine supranationalism and shared monetary
policy.21
16
Stutje, ‘Legendary Optimism’, pp.4-5.
Stutje, Ernest Mandel, pp.41-59.
18 Ibid., p.246.
19 United Secretariat of the Socialist Workers’ Party, ‘The Evolution of Capitalism in Western Europe
and the Tasks of Revolutionary Marxists’, in International Information Bulletin (August 1965), p.4.
See also United Secretariat of the Socialist Workers’ Party, ‘The Rise of the World Revolurion’, in
International Information Bulletin (October 1968), 1-46.
20 Ibid., p.5.
21 Ibid., p.5.
17
6
The same cautious proviso on the ‘embryonic’ nature of the current state of European
integration could be found in Mandel’s work in the late 1960s. His Europe versus
America was followed up by a pamphletic rendering of his original theses on European
integration in another 1967 publication entitled ‘International Capitalism and
Supranationality’, wherein he once again urged intellectual compatriots to heed the call
of the Common Market and the political unification which would follow in its path. ‘The
larger the growth of capital interpenetration’ he noted ‘the stronger the pull for
transferring certain given powers from the national states of the six countries towards
the Common Market supra-national units.’ 22 In an argument similar to the one
expounded in his Europe vs. America, Mandel provided extensive empirical support for
his claims, listing the recent Agfa-Gevaert, Schneider-Empain and other French-German
mergers as examples in case.23 More specifically, he now lay strong emphasis on the
‘international interpenetration of capital’ as a structural necessity for European
industrialists, who, in order to counter North-American competitive pressure saw
themselves forced to resort to ‘capital amalgamation’.24 Mandel continued by making a
transhistorical comparison with the German Zollverein, arguing that the Common
Market was nothing more than a ‘free trade area’ confined by ‘one external tariff’.25 ‘By
itself’, Mandel conceded ‘the Common Market is nothing but a means of facilitating trade
expansion, and its impact on the national economies of the six member countries has
still not yet outgrown these limits.’ 26 Yet again Mandel himself admitted to the
temporary and incubatory nature of these developments. Mandel’s theoretical claims for
the coming about of a European super-state, embodied by its own internationalised
bureaucracy, were intimately linked to his own aspirations as to what a European form of
socialism would look like. What he saw as 'the crystallisation of European capitals' was
thus as much the expression of a historical observation as it was the voicing of an
ancestral, Trotskyite wish: the attempt to create a European Federation of Soviet
Republics, capable of countering the backward chauvinism which had bedevilled the Old
World for too long. This ‘Trotskyite Europeanism’ – as later writers have named it – laid
claim to a genealogy which went back to the very founder of the tradition Mandel
operated in.27
22
Ernest Mandel, ‘International Capitalism and Supranationality’, in Socialist Register 4 (1967), p.31.
Ibid., p.28-29.
24 Ibid., pp.28-36.
25 Ibid., p.30.
26 Ibid., p.30.
27 For an overview of Trotskyite Europeanism, before and after the October Revolution, see Perry
23
7
On the academic level, Mandel’s work on the impending advent of supranational
statehood attuned with a wider strand of Marxist political economy dealing with the
subject of European capital integration. In previous years, Paul Baran and Paul Sweezy
had published their ‘epoch-making’ Monopoly Capital, including a shorter section on
how their theses could serve as a heuristic tool to interpret recent developments on the
European mainland.28 In a similar vein, English political economist Bill Warren had
asked the question ‘how international is Capital?’ in 1971’s New Left Review, while
Cambridge academic Bob Rowthorn predicted a heightened period of ‘inter-imperial’
rivalry in 1971, foreseeing the coming about of a European supranational state towards
the middle of the decade.29
If the late 1960s and early 1970s are indeed to be seen as a conjunctural moment for the
European Left, it is foremost due to the highly factionalised nature of Marxist political
action and debate taken in these years. It was to a plethora of views (forming, albeit
disparately, a theoretical consortium on ‘European supranationalisation’) that, for
example, newly schooled Althusserians reacted with unprecedented vehemence. In a
1973 piece first published in Economy and Society, Greek political theorist Nicos
Poulantzas provided an overview of recent theoretical trends in Marxist theory on
contemporary imperialism. 30 Poulantzas here classified Mandel under a long list of
Marxist political economists such as Bob Rowthorn, Michael Kidron and Jacques Valier,
seeing them as contemporary exponents of what he called a ‘new inter-imperialism’.31 To
Anderson, ‘Antecedents’ in The New Old World (London: Verso Books, 2009), pp. 482-484; Isaac
Deutscher, ‘Revolution and Conquest’ in The Prophet Armed: 1879-1921 (London: Oxford University
Press, 1954), pp.451-455; Palmer, ‘The Personal and the Political’, pp.124-125. For overviews of the
first debates on ‘Europeanist Communism’ in the Second International, see, inter alia, Karl Kautsky,
‘Krieg und Frieden: Betrachtungen zu Maifeier’, in Die Neue Zeit (1910-1911); R. N. Berki, ‘Marxism
and European Unity’, in Peter M. R. Stirk (ed.), European Unity in Context: The Interwar Period
(London: Pinter, 1989), 42-61.
28 See Paul Baran and Paul Sweezy, ‘Militarism and Imperialism’, in Monopoly Capital (New York and
London: Modern Reader Paperbacks, 1966), pp.203-207.
29 See Bill Warren, ‘The Internationalisation of Capital and the Nation State: A Comment’, in New Left
Review 68 (July-August 1971), 1-6; Bill Warren, ‘Imperialism and Capitalist Industrialisation’, in New
Left Review 81 (September-October 1973), pp.14-15. See also Warren’s discussion with Mandel on
the subject of supranational state-formation, Ernest Mandel and Bill Warren, ‘Recession and its
Consequences (Discussion)’, in New Left Review 87-88 (September-December 1974), 1-9.
30 Nicos Poulantzas, ‘Internationalization of Capitalist Relations and the Nation State’, in James Martin
(ed.), The Poulantzas Reader (London: Verso Books, 2008), pp.220-223. The original form of this
article was published in Sartre and De Beauvoir’s Temps Modernes under the title
‘L’internationalisation des rapports capitalistes et l’Etat-Nation’. See Jessop, Nicos Poulantzas p.368.
31 Ibid., pp.221-222, pp.426-427. See Rowthorn, ‘Imperialism in the Seventies’; Michael Kidron,
Western Capitalism Since the War (London: Weidenfeld and Nicolson, 1968); Jacques Valier,
8
them, Poulantzas argued, the new political constellations arising in Europe could be
conceived as a simple revamping of the old centre-periphery distinction which was used
in older Marxist thought; a vision which, in his view, always stipulated the ‘rapid
destruction, not to say the quasi-disappearance of the power of the national state.’32
Yet matters were not as straightforward for Poulantzas. Most importantly, he took strong
issue with the inter-imperialists’ contention that the current modus operandi of
European capital integration should be seen as antagonistic to American global
predominance. Contra Mandel, Poulantzas brought forward an array of statistical data to
prove the misguidedness of his ‘supranational’ hypothesis. ‘Whereas in 1950 Europe
received only 24.3 per cent of American capital in this sector’ – referring to the European
processing industries – ‘it received 40.3 per cent in 1966’, leading him to the conclusion
that ‘the internalisation of capital described above is effected under the decisive
dominance
of
American
capital.’
33
Rather
than
constituting
a
steady
supranationalisation of European states into a unified continental bloc, Poulantzas saw
in the institutional entrenchment of the EC a whole new ‘regime of statehood’ 34 ,
corresponding to ‘new forms of accumulation of capital on a world scale.’35
The language used by Poulantzas to describe these ‘new formations’ was as innovative as
it was controversial. Not relying on classical schemes of Marxist interpretation with
regards to imperialist state-formation – exemplified by age-old concepts such as the
‘comprador’- or ‘international’ bourgeoisie – Poulantzas emphasised the rise of a wholly
new social class in the age of American imperialism: the interior bourgeoisie.36 While
this ‘interior bourgeoisie’ did have its political base within the national state, it was
economically and ideologically dependent on American capital to maintain its
infrastructural power. Against what he viewed as the erroneous hypotheses towards
‘super-state’ institutional forms, Poulantzas saw a new European system founded
foremost on an ‘induced reproduction of the form of imperialist power dominant in each
‘Impérialisme et révolution permanente’, in Critique de l’économie politique 4-5 (July-December
1971).
32 Poulantzas, ‘Internationalization of Capitalist Relations’, p.221.
33 Ibid., p.232-233, p.235.
34 Ibid., p.245.
35 Ibid., p.223.
36 Ibid., p.243-245. For classical statements on the different forms of imperialism within the Marxist
tradition, see Leon Trotsky, History of the Russian Revolution (London: V. Gollancz, 1932), pp.13-14.
9
national formation and its own state’. 37 Towards the end of the piece, Poulantzas
explicitly arrowed his attacks on Mandel, accusing him of succumbing to the ‘recent
bourgeois propaganda on United Europe’, claiming that his theoretical forecasts were
based on ill-conceived conceptions of economic integration, thus putting forward ‘claims
which are contradicted by the facts.’38
Yet the argument was no matter of petty empiricism. At the heart of the disagreement
between Mandel and Poulantzas lay, above all, a disagreement on the nature of the state.
Coming from an explicitly Althusserian background, Poulantzas emphasised the
historical particularity of the post-war European state, and how it fitted into broader
processes of changing political structures. In his criticism of the ‘inter-imperialists’,
Poulantzas included a brief theoretical excursus on where the true caveat lay for their
theses: their misconceived interpretation of statal power. ‘The state’ Poulantzas said,
echoing an argument made two years ago in ‘The Problem of the Capitalist State’ ‘is not a
mere tool or instrument of the dominant classes, to be manipulated at will.’39 Rather, for
him the state epitomised the class contradictions of the social formation as a whole: a
fact which gave it, in Poulantzas’ well-known formula, a ‘relative autonomy’ to the
power-games played between social classes.40
As with Mandel, Poulantzas’ work on European integration was intensely connected to
both earlier theoretical preoccupations and current activistic concerns. Only four years
prior the New Left Review had seen the ‘instrumentalist-structuralist’-debate between
him and Ralph Miliband, initiating a key set of conceptual changes which were to give
37
Ibid., p.244.
Ibid., p.247.
39 Ibid., p.249.
40 For several statements of this Poulantzian position, see, amongst others, Nicos Poulantzas, ‘The
Problem of the Capitalist State’, in New Left Review 58 (November-December 1969), 67-78; Nicos
Poulantzas, ‘On Social Classes’, in New Left Review 78 (March-April 1973), 1-28; Nicos Poulantzas,
Problems of the Modern State and the Fascist Phenomenon (Athens: Ekdoseis Themelio, 1977); Nicos
Poulantzas, ‘The Political Crisis and the Crisis of the State’, in J.W. Freiburg (ed.), Critical Sociology:
European Perspectives (New York: Halsted Press, 1979), pp.373-393. The literature of contemporary
Marxist and non-Marxist state theory relying on Poulantzian schemes is vast, and providing a full
summary would be a laborious task. For foremost examples within the field of political science (and
thus excluding ‘politico-economic’ approaches such as regulation theory), see Jessop, Poulantzas; Bob
Jessop, The Future of the Capitalist State (Cambridge: Polity Press, 2007); Bob Jessop, State Power: A
Strategic-Relational Approach (Cambridge: Polity Press, 2007); Thomas Lemke (ed.),
Governmentality: Current Issues and Further Challenges (London: Routledge, 2011). For an overview
of Marxist thinking on the state in the 1970s, see Bob Jessop, ‘Recent Theories of the Capitalist State’,
in Cambridge Journal of Economics 1 (June 1977), 353-373.
38
10
birth to the field of ‘Marxist state theory’ now associated with figures such as Bob Jessop
and Ellen Meiksins Wood.41 As Poulantzas wrote in his final response to Miliband,
seizing mere state-power would not suffice to bring an end to the particularly capitalist
state; since the state itself was a structural feature of the capitalist social formation – and,
therefore, retained a certain autonomy towards the social classes trying to gain control of
it – its destruction would foremost require an elimination of the ‘politico-ideological’
base underlying it. Adhering to such a ‘relational’ theory of the state, Poulantzas
ordained that in order for a socialist revolution to materialise, it ‘must not only signify a
shift in state power, but it must equally ‘break’, that is to say radically change, the state
apparatus.’42
Nowhere did Poulantzas make more explicit use of this ‘structuralist’ understanding of
the state than in his works on the Greek dictatorship, a theme which continued to inform
his political writings well throughout the 1970s.43 As he noted in an article published in
the immediate aftermath of the Athenian coup (entitled ‘The Political Forms of the
Military Coup d’Etat’) the Greek colonels’ regime should be seen as a corresponding to
41
See Ellen Meiksins Wood, The Pristine Culture of Capitalism: A Historical Essay on Old Regimes and
Modern States (London: Verso Books, 1991); Jessop, Nicos Poulantzas. passim.
42 See Nicos Poulantzas, ‘Preliminaries to the Study of Hegemony in the State’ in James Martin (ed.),
The Poulantzas Reader (London: Verso Books, 2008), 74-119; ‘Marxist Political Theory in Britain’ in
James Martin (ed.), The Poulantzas Reader (London: Verso Books, 2008), 120-138; ‘The Problem of
the Capitalist State’, in New Left Review 58 (November-December 1969), 67-78; ‘The Capitalist State:
A Reply to Miliband and Laclau’ in New Left Review 95 (January-February 1976), 63-83. For
Miliband’s original account of ‘instrumentalist’ state-power and his response to Poulantzas’
criticisms, see Ralph Miliband, The State in Capitalist Society (London: Weidenfeld and Nicolson,
1969); Ralph Miliband, ‘Poulantzas and the Capitalist State’, in New Left Review 82 (SeptemberOctober 1973), 83-92; ‘The Capitalist State: Reply to N. Poulantzas’, in New Left Review 59 (JanuaryFebruary 1970), 53-60. For Laclau’s intervention and his theoretical work on the debate, see Ernesto
Laclau, ‘The Specificity of the Political: Around the Poulantzas-Miliband Debate’, in Economy and
Society 5 (February 1975), 87-110; Ernesto Laclau, Politics and Ideology in Marxist Theory (London:
New Left Books, 1979). I leave aside the question whether the ‘instrumentalist-structuralist’ label
caters sufficiently for the wild variety of topics discussed in the debate – Poulantzas himself strongly
rejected the proposed dichotomy, for example. Yet later theorists have predominantly framed the
debate in those terms, and as a historiographical reference it serves general clarity. See Jessop, Nicos
Poulantzas, pp.109-110.
43 For a discussion of Poulantzas’ activism in the years of the Greek junta, see Jessop, Nicos Poulantzas,
pp.10-19; James Martin, ‘Introduction’ , in James Martin (ed.), The Poulantzas Reader (London: Verso
Books, 2008), pp. 16-19. For some of his writings on the Greek colonels’ regime, see Nicos Poulantzas,
‘The Target of Democratisation in Education’, in Thourios (June 1975); ‘The Crisis of Power in Greece’,
in Anti 24 (September 1975); ‘Crisis in the Political Structures of Greece’, in Ta Nea 9 (September
1975). See also his 1976 book, La crise des dictatures (Paris: Maspero/Seuil, 1976). I leave aside
whether Poulantzas’ short involvement with French Maoism (as in the Gauche Prolétarienne)
informed his political writings in the late 1960s; a question which is only tangentially related to his
theories of European state-formation. See Wood, The Retreat from Class, pp.31-33.
11
‘an international strategy of American imperialism as specified in a particular zone.’44 In
a turn of phrase congruent with his later perorations on ‘European dependence’,
Poulantzas saw that only ‘popular resistance’ will determine the ‘the political forms of
the coup’.45 After the fall of the dictatorship in 1975, Poulantzas again emphasised the
‘intergovernmental’ nature of European integration, stating that Greece’s entry into the
European inner circle should be seen as a sign of further transatlantic dependence on
American capital, rather than the first step to European ‘contra-imperialism’.46
By then, Poulantzas had already become one of the maîtres à penser for the newly
formed Eurocommunist movement within European workers’ parties, whose project of
‘democratising’ and ‘pluralising’ the national state explicitly renounced the enterprise of
a European communism under supranational guardianship.47 What orthodox critics later
were to call ‘the retreat into the fortress of the national state’, was theorised by
Poulantzas as ‘the search for a national consensus’; rather than seeking to integrate
themselves into a wider European super-state, European communists should seek an
‘historic compromise’ within their respective national spheres, thereby opening up
prospects for more pluralistic and democratic forms of Marxist political praxis. 48
44
See Nicos Poulantzas, ‘The Political Forms of the Military Coup d’Etat’, in James Martin (ed.), The
Poulantzas Reader (London: Verso Books, 2008), p.167. See also, Nicos Poulantzas, ‘Interview with
Nicos Poulantzas’, in Marxism Today 38 (July 1979), pp.198-205.
45 See Poulantzas, ‘Political Forms’, pp.393-398.
46 Ibid., pp.348. See also a Dutch version of this argument in Nicos Poulantzas, ‘Europa wordt geen
superstaat’ in De Groene Amsterdammer 148 (June 1978).
47 For Poulantzas’ influence on the Eurocommunist Renaissance, see Nicos Poulantzas, ‘Is There A
Crisis in Marxism?’ in James Martin (ed.), The Poulantzas Reader (London: Verso Books, 2008), 377386; Poulantzas, ‘Interview’, pp.391-392. Although broadly sympathetic to the intellectual trends
within European Communist Parties, Poulantzas was often highly critical of them as well. He himself
was often classified as a ‘left-Eurocommunist’, in opposition to ‘right-Eurocommunists’ such as the
Spanish Santiago Carrillo and the French PCF-leader Georges Marchais. For overviews of Poulantzas’
political affiliations, see Geoff Boucher, “New Times”, in The Charmed Circle of Ideology: A Critique of
Laclau and Mouffe, Butler and Zizek (Melbourne: re-press, 2008), pp.69-71; Jessop, Nicos Poulantzas,
pp.11-15; Martin, ‘Introduction’, pp.22-24. For founding texts and historical accounts of the
Eurocommunist tradition, see Santiago Carrillo, Eurocommunism and the State (London: Lawrence
and Wishart, 1977); Lucien Sève, Les communistes et l’état (Paris: Editions sociales, 1977); David
Scott Bell, Eurocommunism (London: Fabian Society, 1979); George Schwab (ed.), Eurocommunism:
The Ideological and Political-Theoretical Foundations (London: Aldwych, 1981); Vernon Aspaturian
(ed.), Eurocommunism Between East and West (Bloomington: University of Indiana Press, 1980). For
a discussion of the origins of the term ‘Eurocommunism’ and possible semantic caveats, see Vernon
Aspaturian, ‘Conceptualizing Eurocommunism: Some Preliminary Observations’, in Vernon
Aspaturian (ed.), Eurocommunism between East and West (Bloomington: University of Indiana Press,
1980), pp.3-16.
48 See Nicos Poulantzas, ‘Towards a Democratic Form of Socialism’, in James Martin (ed.), The
Poulantzas Reader (London: Verso Books, 2008), pp.367-375; Ellen Meiksins Wood, ‘The Forerunner:
12
Poulantzas’ argument was echoed by another hallmark text in the Eurocommunist canon,
Ernesto Laclau and Chantal Mouffe’s Hegemony and Socialist Strategy, whose plea for a
‘post-Marxism’ cleansed of its doctrinal and anti-democratic Stalinist vestiges was to
serve as an inspiration for a cohort of European political theorists.49
The Eurocommunists’ innovations did not go unassailed in Marxism’s high circles.
Mandel’s belated 1978 response, for example, declared nothing less than the practical
bankruptcy of the Poulantzian strategy. In his From Stalinism to Eurocommunism, a
collection of writings compiled mainly for the Fourth International, Mandel went as far
as to draw a linear progression from Stalinism to the ‘national-populism’ of the
Eurocommunists, stating that the recent theoretical innovations within European
communist movements were none other than ‘the bitter fruits’ of the Stalinist defence
tactic adopted in the 1930s (exemplified by the infamous ‘socialism in one country’credo).50 The creation of a continent-wide European power bloc, Mandel contended, was
simply inevitable, and those who argued against its desirability were engaging, above all,
in deeply flawed politics. ‘The international interpenetration of capital within the
Common Market’ he still wrote in 1978, ‘is a fact, even though it continues to develop in
an uneven and contradictory manner. Under these conditions any scheme for the
‘gradual transformation of capitalism’ on a national basis… is thoroughly utopian, if not
reactionary.’51 Again Mandel proposed a vision of a Europe united under one red flag,
stating, in an almost verbatim Trotskyite citation, that ‘there is no substitute for an
Nicos Poulantzas’, in The Retreat from Class: Towards a ‘True’ Socialism (London: Verso Books, 1986),
25-47.
49 See Ernesto Laclau and Chantal Mouffe, Hegemony and Socialist Strategy: Towards a Radical
Democratic Politics (London: Verso Books, 1985); Ernesto Laclau, Reflections on the New Revolutions
of Our Time (London: Verso Books, 1990); Ernesto Laclau, Emancipation(s) (London, Verso Books:
1996). For early critiques of the ‘discursive’ turn within Post-Marxism, see Ellen Meiksins Wood, The
Retreat from Class: A New ‘True’ Socialism (London: Verso Books, 1986); Norman Geras, Marx and
Human Nature: Refutation of a Legend (London: New Left Books, 1983). The debate between Laclau
and Mouffe and Geras, although mainly concerned with highly theoretical issues, equally had a strong
political dimension in the way it pitted ‘classical’ Marxists against converted, ‘pluralist’
Eurocommunists. See Norman Geras, ‘Post-Marxism?’, in New Left Review 163 (May-June 1987), 4082; Ernesto Laclau and Chantal Mouffe, ‘Post-Marxism Without Apologies, in New Left Review 166
(November-December 1987), 79-106; Norman Geras, ‘Ex-Marxism Without Substance: Being A Real
Reply to Laclau and Mouffe’, in New Left Review 169 (May-June 1988), 34-61.
50 See Ernest Mandel, ‘The Bitter Fruits of ‘Socialism in One Country’, in From Stalinism to
Eurocommunism: The Bitter Fruits of Socialism in One Country (London: New Left Books, 1978), 9-41.
Although one of the main tenors of Eurocommunism was an explicit renunciation of political
Stalinism, Mandel – in a rhetorical sleight of hand – ascribed to Eurocommunism the very doctrine it
was seeking to renounce.
51 Mandel, From Eurocommunism to Stalinism, p.35.
13
orientation towards the Socialist United States of Europe, the only historically valid and
superior response to the capitalist integration of Europe.’52 The slow project of the
democratisation of the national state as envisaged by Poulantzas and what Mandel called
his ‘communo-chauvinistic acolytes’ 53 (Berlinguer, Marchais, Carillo) had been tried
before, and it had failed miserably.54 Towards the end of the pamphlet Mandel directly
engaged with Poulantzas’ work, accusing him of ‘pursuing the chimera of qualitative
change.’55 Mandel criticised the Greek theorist of posing the question of the state in ‘false
dichotomies’, stating that Poulantzas’ distinction between a ‘re-organisation’ and
‘democratisation’ of the state left no room for the oldest of all Marxist articles of faith –
the decomposition of the state. His violent denial of the Eurocommunist via media
between reformism and revolution lead Mandel to claim that the state cannot be ‘a little
bit bourgeois and a little bit proletarian any more than food can be a little bit fish and a
little bit fowl.’56
Mandel’s vitriol was, above all, a token of intellectual indignation. Refusing to yield to
the wave of Althusserianism currently flooding the Western academe, Mandel clung to a
highly orthodox understanding of the state conceived in the Leninist tradition as ‘the
midwife of every old society that is pregnant with a new one.’57 ‘Middleclass liberals
nowadays and the reformist socialists and Stalinists who trail in their wake’ Mandel
noted in his 1969 The Marxist Theory of the State,
(b)elieve in the existence of a state that stands as an impartial arbiter above the selfish contention of classes
and deals justly with the respective claims of diverse "interest groups." This exalted notion of a classless
state presiding over a pure democracy based on the consent of the people, rather than engaged in the defense
52
Ibid., p.36. For Trotsky’s original call for a ‘United Europe’, see Deutscher, Prophet Armed, p.451.
Ibid., pp.60-68. The term itself had been coined by Trotsky in his early critiques of Stalinist
orthodoxy.
54 Ernest Mandel, ‘The Strategy of Eurocommunism’, in From Eurocommunism to Stalinism: The Bitter
Fruits of Socialism in One Country (London: New Left Books, 1978), pp.190-193. Mandel himself saw
in Eurocommunism a historical avatar of the pre-World War I ‘attrition strategy’ advocated by
Kautsky, wherein steady proletarianisation would eventually shift the political-parliamentary
balance of forces in favour of socialism – a strategy often decried as ‘quietist’ and ‘determinist’ by
later theorists, and heavily criticised by contemporary Leninists. See Karl Kautsky, ‘Was Nun?’ in Die
Neue Zeit 2 (April 1910); Boucher, The Charmed Circle, p.69.
55 Ibid.,p.174.
56 Mandel, From Stalinism to Eurocommunism, p.178.
57 See Vladimir Ilyich Lenin, The State and Revolution: The Marxist Theory of the State and the Tasks of
the Proletariat in the Revolution (Moscow: Progress Publishers, 1984), p.23. The original phrase is, of
course, Marx’s.
53
14
of the property rights of the ruling class, is the core of bourgeois-democratic ideology.58
Mandel continued by reiterating the need to seize state-power directly (referring to the
Leninist conception of ‘rupture’), fighting a war on different fronts in order to defend his
vision of a ‘social’ Europeanism. His endeavour was articulated in economic, political
and activistic work, spanning a wide array of books, pamphlets and meeting reports.59
Towards the beginning of the 1980s, for example, Mandel rallied a consortium of Marxist
economists to articulate an answer to the rise of neo-Ricardianism as defined by the
Cambridge economist Piero Sraffa, whose work on the labour theory of value had found a
generous readership within the Italian Communist Party. 60 Equally he blamed
Eurocommunist writers for adapting a highly reductionist reading of Gramsci, smiting
them as ‘gradualists’ and ‘electoralists’ in disguise.61 Most importantly, Mandel saw in
their pseudo-Gramscianism a mere ‘parliamentary cretinism’, standing for a strategy in
which reforms would pave the way for a national-popular alliance similar to Kautsky’s
‘attrition strategy’.62
Progressively Mandel yet began to see the desperateness of the theoretical venture he
was engaged in. With the majority of European Communist parties left in a state of
disarray after the political conflagration of the 1980s – exemplified by the Thatcherite
experience in Britain, the despondence of Mitterrandism in France, the failure of a
German revolution under Kohl, all overseen by the calamitous disintegration of the
58
Ernest Mandel, The Marxist Theory of the State (New York: Pathfinder Press, 1971), p.5. See also
Ernest Mandel, On Bureaucracy: A Marxist Analysis (London: IMG publications, 1973); Ernest Mandel,
‘Historical Materialism and the Capitalist State’, in Marxismus und Anthropologie 1 (1980), which was
compiled to counter what Mandel saw as ‘Poulantzian platitudes’ with regards ‘to the relative
autonomy of the state’. For Mandel’s anti-Althusserianism, see Stutje, Mandel, pp.127-129.
59 See, inter alia, Ernest Mandel, ‘East Berlin Conference: New Age in the Crisis of Stalinism’, in
Inprecor 56 (July 1976), 21-26; Ernest Mandel, ‘The Common Market: At A Snail’s Pace’, in Inprecor
44 (February 1976), 16-17; Ernest Mandel, ‘How To Make No Sense of Marx’, in Canadian Journal of
Philosophy 15 (1989), 105-132; United Secretariat of the Fourth International, ‘Critical Notes on “The
Building of Revolutionary Parties in Europe”’, in International Internal Discussion Bulletin 13
(November 1976); Ernest Mandel, ‘Revolutionary Strategy – A Political Interview’, in New Left
Review 100 (November-December 1976), 97-132.
60 See Ernest Mandel, ‘The PCI and Austerity’, in From Stalinism to Eurocommunism: The Bitter Fruits
of ‘Socialism in One Country’ (London: New Left Books, 1978), pp.144-145; Ernest Mandel (ed.),
Ricardo, Marx, Sraffa: The Langston Memorial Volume (London: Verso Books, 1984). For Sraffa’s
original contributions and their Rezeptionsgeschichte, see Piero Sraffa, Production of Commodities By
Means of Commodities: Prelude to a Critique of Economic Theory (Cambridge: Cambridge University
Press, 1960); Ian Steedman, Marx After Sraffa (London: New Left Books, 1983).
61 Mandel, From Eurocommunism to Stalinism, p.201.
62 Ibid., pp.201-208. See also Eric Hobsbawm, ‘Parliamentary Cretinism’, in New Left Review 12
(November-December 1961), 64-66; Boucher, The Charmed Circle, p.232.
15
Soviet bloc – Mandel slowly ceded his hopes of a ‘socialist Europeanism’ and instead
emphasised the ‘duty to resist’.63As he wrote in a pamphlet issued towards the end of his
life, compiled just after the introduction of the Maastricht Treaty:
(M)any obstacles have to be overcome if supranational institutions are to take on the characteristics of a real
supranational state… European unification remains suspended between a vague confederation of sovereign
states and a European federation with some of the characteristics of a state, with a single currency, a central
bank, a common industrial and agricultural policy, joint army and police forces and, finally, a central
government authority. In the process of European capitalist unification there is a time bomb… It is more
vital than ever to continue the fight against it.64
The Mandel-Poulantzas Debate Today
Although it is easy to overestimate the historical fallout of the disagreement
between Europeanists and Eurocommunists, it remains profitable to read contemporary
debates through the prism of the earlier one. Christopher Bickerton, for example, has
used the Mandel-Poulantzas debate as a template to illustrate a theoretical cleavage
which continues to exist in contemporary EU-studies between ‘intergovernmentalists’
and ‘supranationalists’.65 Obviously, Bickerton’s illustration of later theoretical trends
here merely assumes a didactic function, and there is no need overemphasise the
influence of Mandelian and Poulantzian schemes on later scholarship, which has drawn
on a wild variety of sources. Rather, this essay seeks to probe the extending influence of
the debate within the Marxist tradition, and how, most importantly, the theoretical
schemes proposed by both thinkers have managed to transpose themselves into practical
imperatives.
As shown extensively in previous paragraphs, both the Poulantzian and Mandelian
ontological hypotheses were intimately linked to normative commitments. For both
63
See Willem Jan Stutje, ‘Conclusion’, in Ernest Mandel: A Rebel’s Dream Deferred (London: Verso
Books, 2009), 252-260.
64 Ernest Mandel, ‘Why Keynes Isn’t the Answer: The Twilight of Monetarism’, in Socialist Outlook 29
(October 1992), p.7.
65 See Christopher Bickerton, ‘Europe’s Compromising Union’, in European Integration: From Nation
States to Member States (London: Oxford University Press, 2012), pp.4-9. See also Christopher
Bickerton, ‘European Integration: From Nation-States to Member States’, in UACES Conference Papers
(September 2012), pp.4-7. For intergovernmental perspectives (not necessarily relying on
Poulantzian schemes), see Alan Milward, The European Rescue of the Nation State (London:
Routledge, 1994).
16
participants, Marxism functioned as much as a form of politics as it functioned as a form
science, and there is little doubt that such a warning may now seem unnecessarily
platitudinal in the face of the 'interpretivist' revolution in political science.66 Yet anno
2016, the visions of Europeanism of both theorists still occupy a distinct place within the
shared imaginary of the European Left. Still today, contemporary Marxists take a dual
stance on European integration: it is either seen as a necessary step towards further
supranational fusion into a ‘European welfare-state’, making for a ‘progressive
integrationism’ which will finally make possible the coming about of ‘that other Europe’
(l’autre Europe), or it is seen as an intergovernmental arena wherein neoliberalism
reigns king, thereby constantly encroaching on the political agency of individual states.
Both visions rely on specific ontological understandings of what the process of European
integration constitutes, and how one must best understand the workings of the
contemporary EU.
Here, the ghosts of Mandel and Poulantzas loom large. One of the most explicitly
Mandelian exponents of a supranational strategy can be found in Belgian economist
Frank Vandenbroucke’s recent work on the possibility of a ‘social-democratic’ Europe.67
Although it is by no means necessary to range Vandenbroucke as an explicit heir to the
legacy of the Leninist Mandel, the normative, political and analytical impetuses
underlying his inquiry are deeply Mandelian in their character: Vandenbroucke’s
‘European Social Union’ is both ‘inevitable’ and ‘desirable’, seeing a ‘common purpose’ as
the only viable option for those seeking to foster ‘continental reciprocity’.
68
His
statement is echoed by a plethora of other voices on the European Left, such as Daniel
Bensaïd, Yanis Varoufakis and Daniel Cohn-Bendit, who all agree on the need for a
transposition of national social democracy to a continental scale.69 Economically, such a
66
See Joel Isaac, Working Knowledge: Making the Human Sciences from Parsons to Kuhn (Cambridge:
Cambridge University Press, 2012); See Isaac, Joel, ‘Tangled Loops: Theory, History, and the Human
Sciences in Cold War America’, in Modern Intellectual History 16 (August 2009), 397-424. See also
Quentin Skinner, Visions of Politics: On Method (Volume 1) (Cambridge, Cambridge University Press:
2007); Ian Hacking, Historical Ontology (Cambridge, Massachusetts: Harvard University Press, 2002);
David Howarth and Jason Glynos, Logics of Critical Explanation in Social and Political Theory (London:
Routledge, 2007).
67 Frank Vandenbroucke, ‘A European Social Union: Unduly Idealistic or Inevitable?’, in EIB Institute
Working Papers (September 2015), 1-8. A former member of the Fourth International in his youth,
Vandenbroucke himself states ‘that Europe should not become a welfare state’, but rather must seek a
a ‘supranational polity’ and a common Weltanschauung. See Vandenbroucke, ‘Social Union’, p.2.
68 Ibid., p.7-8.
69 See Daniel Bensaïd, ‘Pourquoi l’Europe’, in Papiers Nouveau Partie Anti-Capitaliste (October 1989),
1-7; Daniel Cohn-Bendit and Guy Verhofstadt, Debout l’Europe! (Brussels: André Versailles Editeur,
17
narrative is often coupled with a call for a ‘good euro’-strategy, in which a European
supranational polity will bring an end to the much maligned ‘sado-monetarism’ currently
wreaking havoc on the continent’s social fabric.
On the other side of the ‘intergovernmental’ versus ‘supranational’ divide then, lies the
Poulantzian strategy often associated with neo-Eurocommunist movements such as
Syriza. As an unofficial spokesman for the party’s strategic line (before becoming a
zealous critic of it), Stathis Kouvelakis consistently argued for the need to mobilize
popular power in order to break European tutelage over the Greek state.70 Echoing
Poulantzas’ ‘relative autonomy’, Kouvelakis claims that a Greek state undone of its
European shackles will still be able to return to its original ‘national’ form, followed up
by a gradual withdrawal from previous Atlanticist allegiances.71 Conceiving of the EU as
an ‘intergovernmental’ arena in which one could foster and build alliances, Kouvelakis’
Syriza remained committed to the Poulantzian perspective in which the national level
could first be democratised, whereafter a shift in consciousness within European elites
could be enforced. Both strategies rely explicitly on the idea that there is either a
supranational European bloc one can take hold of, or an intergovernmental arena in
which one must contest prevailing consensuses.
The cardinal problem here is that later statistics bore out neither Poulantzas' nor
Mandel’s hypotheses. Denouncing the EU as a ‘continental hegemon’ whose institutional
grip serves to bridle national governments obscures the fact that most organs that make
up the Brusselian bureaucracy only employ a marginally larger amount of technocrats
2012); Yanis Varoufakis, Modeste proposition pour résoudre la crise de la zone euro (Paris: Les petits
matins, 2015).
70 See John Abromeit et al., ‘Introduction, in Transformations of Populism in Europe and the Americas
(London: Bloomsbury, 2016), p.xxxi. For influences of Poulantzianism on Syriza, see Alexander Clapp,
‘Diary: The Theorists in Syntagma Square’, in London Review of Books 37 (April 2015), 46-47. The
relationship between Syriza and the Athenian Nicos Poulantzas Institute has been one of consistent
practice-theory exchanges.
71 Stathis Kouvelakis, ‘The Greek Cauldron’, in New Left Review 72 (November-December 2011), 1732; Stathis Kouvelakis et al., ‘The Greek Crisis – Politics, Economics, Ethics: A Debate Held at the
Birkbeck Institute for Humanities’, in Journal of Modern Greek Studies 28 (October 2010), pp.304306; Stathis Kouvelakis, ‘The End of Europeanism’, in Costas Lapavitsas et al., Crisis in the Eurozone
(London: Verso Books, 2012); Stathis Kouvelakis, ‘In Search of Lost Time’, in Jacobin (June 2015),
n.pag.web. For general ‘Syrizian’ statements of this strategy, see Euclid Tsakalotos, ‘Out of the Mire:
Arguments from the Greek Left’, in Soundings 57 (October 2014), 8-22; Stathis Kouvelakis, ‘Facing the
Crisis: The Strategic Perplexity of the Left’, in International Socialism 130 (Spring 2011), 171-176.
18
than the BBC.72 Compared to the American state in its federal form (whose European
equivalent was sure to arise according to Mandel) the degree of European supranational
state-formation appears meagre indeed.
73
For Mandelians, there is simply no
‘supranational instrument’ one can seize hold of, thereby lacking, as Costas Lapavitsas
notes, the necessary institutional leverage to end central bank independence and bring
about the Europeanists’ new Keynesianism.74
Hoping on the theoretical salvage of the Poulantzian perspective, in which the EU is seen
as a ‘relatively autonomous imperial centre’, yet seems equally problematic. Although
there was increasing evidence of a growing European dependence on American capital in
the 1970s, the degree of inter-European co-operation was to soar in the 1980s and 1990s,
culminating in the formation of the European monetary bloc in the early 2000s. Magnus
Ryner argues that Poulantzas 'underestimated the prospects of European capital's
developing internally cohesive, distinct as well as competitive groupings.’75 It cannot be
denied, as Ryner states, 'that since the launch of the single market, interlocking
directorships of strategic control have assumed less of a transatlantic spatial fix.’ 76
Moreover, the Poulantzian approach now fails to account for the fact that European
decision-making has increasingly been delegated to non-national bodies – a fact
highlighted by the recent interventions of the Eurogroup, who now commands a position
of de facto authority over key matters of European political economy.77 Strangely enough,
as the work of Christopher Bickerton has demonstrated, these non-national bodies
72
With regards to the European Commission, for example, a difference of roughly 12000 (32296 and
19995) is registered in recent reports. As the Commission itself proudly notes, its number of
employees does not exceed the scale of ‘a medium-sized European city.’ See ‘Who We Are’, European
Commission Civil Service, online [http://ec.europa.eu/civilservice/about/who/index_en.htm, last
accessed on 20/02/2016]. For British Broadcasting Corporation, see BBC People, ‘Freedom of
Information Request: RFI20111450’, in BBC Information Policy and Compliance 21 December 2011.
73 For more extensive empirical observations, see Bickerton, European Integration, 2-44; Cédric
Durand and Tristan Auvray, ‘Is There A European Capital? The Mandel-Poulantzas Debate Revisited’,
in Historical Materialism (September 2015); Cédric Durand and Razmig Keucheyan, ‘Financial
Hegemony and the Unachieved European State’, in Competition and Change 0 (October 2015), 1-16;
Cédric Durand and Razmig Keucheyan, ‘Bureaucratic Caesarism: A Gramscian Outlook on the Crisis of
Europe’, in Historical Materialism 23 (February 2015), 23-51.
74 Lapavitsas, Crisis in the Eurozone, p.63.
75 Magnus Ryner, ‘US Power and the Crisis of Social Democracy in Europe’s Second Project of
Integration’, in Capital and Class 93 (Autumn 2007), p.12.
76 Ibid., p.12.
77 For exegeses of this increasingly ‘spectral’ entity, see Christopher Bickerton, ‘The real sins of
Varoufakis’, in Le monde diplomatique 63 (July 2015), p.13; Müller, ‘Rule-breaking’, p.4. For an older
analysis, Uwe Puetter, ‘The Informal Eurogroup: A New Working Method and Constitutional
Compromise’, in Constitutional Web-Papers, ConWEB No.2 (2001).
19
themselves do not consist of a wholly separate social caste of Brusselian bureaucrats, and
are predominantly populated by national elites.78 In Bickerton’s own words, the manner
in which most European institutions act is ‘far removed from traditional assumptions
about intergovernmental bargaining and negotiation’, showing the very opposite of an
arena suited for political contestation, whilst simultaneously functioning as a ‘barrier to
supranationalism’, in its insistence on national elites as the privileged agents of political
decision-making. 79 To Bickerton, these observations make it seem that it is both a
mistake to view the current EU as a super-state, or as an American-sponsored,
intergovernmental cartel. As he writes:
Broadly… these institutions point to the same puzzle in European integration. Made up of national
representatives and officials, they function as deliberative forums for building policy consensus and not as
vehicles for inter-state negotiations and bargaining. At the same time, this consensus is technical, and
focused on individual policy issues. It neither betrays hidden aspirations towards supranational communitybuilding nor involves the imposition of a single national Weltanschauung upon all other members… In all
cases, the categories of supranationalism and intergovernmentalism fall short both descriptively and
analytically (emphasis added).80
Yet many on the Left seem to have no problem with such assessments – often given that
it serves rhetorical effectivity in the face of increasingly suspicious national electorates.
Even when absorbed in a highly incoherent and eclectic fashion, the theses accumulated
in the Mandel-Poulantzas debate continue to haunt contemporary left-wing thinking on
the EU. In a text by French economist Cédric Durand, the European Union is denounced
as a despotic super-state, monomanically asserting mercantilist dogma across the
continent.81 In another text, German political scientist Thomas Fazi sees in the current
EU an institutionalised form of ‘supranational post-democracy’. 82 Similarly, English
78
See Christopher Bickerton, ‘A Union of Member States’, in Christopher Bickerton (ed.), The New
Intergovernmentalism: States and Supranational Actors in the Post-Maastricht Era (Oxford: Oxford
University Press, 2015).For a criticism of the ‘new intergovernmentalism’, see Frank Schimmelfenig,
‘What’s News in the ‘New Intergovernmentalism’? A Critique of Bickerton, Hodson and Puetter’, in
Journal of Common Market Studies 53 (July 2015), 723-730.
79 Bickerton, European Integration, p.34-35.
80 Ibid., p.38; p.46.
81 Cédric Durand, ‘The End of Europe’, in Jacobin, online edn., August 2015 [https://www
.jacobinmag.com /2015/07/tsipras-syriza-euro-austerity-debt, last accessed 03/03/2016]. See also
Cunliffe, ‘Swapping One Mirage’, n.pag.web.
82 Thomas Fazi, The Battle for Europe: How an Elite Hijacked a Continent and How We Can Take It Back
(London: Pluto Press, 2014). Fazi writes ‘that a radical, progressive overhaul of these institutions (in
the direction of a genuine supranational democracy and welfare state) is feasible, and it is arguably
the best means forward.’ See Fazi, The Battle for Europe, p.13.
20
columnist John King makes a left-wing case for a British exit on the grounds that the EU
is a ‘super-state’, in which centralising decision-making is laid in the hands of a
technocratic elite. 83 Stathis Kouvelakis judges the EU a ‘neoliberal empire’ and
predicates a return to Poulantzas’ ‘national-democratic state’, while ex-Syrizians now
emphasise the need to say ‘goodbye to the national level’ and take hold of the
supranational one.84 In the end, all of these assessments go back to theoretical schemes
which were compiled in wholly different historical circumstances, and which, above all,
don’t retain any empirical backing in the face of recent developments. As the Greek casus
has shown so painfully, and as most likely also the newly formed DiEM-25 formation
under Yanis Varoufakis will show, the same will hold for the practical schemes founded
on it.
Conclusion
This essay has sought to elucidate on a long-lasting, but now increasingly thorny
issue within European Marxist thinking, which has of late assumed the very form of a
practical malaise. As I have argued, the debate between Mandel and Poulantzas still
presents us with two prototypical forms of Marxist thinking on the European Union –
the one focused on the impending ‘supranationalisation’ of European governments into a
continental state-bloc, the other emphasising the more spurious, ‘intergovernmental’
character of this process. The theoretical heritage of this debate, although often absorbed
in a varied and incoherent manner, has proven to be highly resistant to historical
change.85
83 John King, ‘The Left-wing Case for Leaving the EU’, in New Statesman, online edn. July 2015
[http://www.newstatesman.com/politics/2015/06/john-king-left-wing-case-leaving-eu, last
accessed 03/03/2016]
84 Stathis Kouvelakis, ‘Turning “No” Into A Political Front’, in Jacobin, online edn. August 2015
[https://www.jacobinmag.com/2015/08/tsipras-debt-germany-greece-euro, last accessed
03/03/2016]. Once again echoing Poulantzas’ American dependence, Kouvelakis sees the EU as a
‘relatively autonomous imperialist center’, now only under partial hegemony of American
imperialism.
85 For full overviews of politico-economic work relying on the Mandel-Poulantzas debate, see Magnus
Ryner and Alan Cafruny, ‘Critical Political Economy’, in Antje Wiener (ed.), European Integration
Theory (Oxford: Oxford University Press, 2009), 221-240; Magnus Ryner et al., ‘Regulation Theory
and the Political Economy of the European Union’, in Journal of Common Market Studies 54 (2015),
53-69; Ryner, ‘US Power and Social Democracy’, pp.7-26; Ian Bruff, ‘The Relevance of Nicos
Poulantzas for Contemporary Debates on the International’, in International Politics 49 (2012),
pp.177-194; Bastiaan Apeldoorn, Transnational Capitalism (London: Routledge, 2002); Werner
Bolefeld, ‘European Integration: Market, the Political and Class’, in Capital and Class 77 (2002), 117141.
21
Of course, Weberian approaches might simply dismiss the question as irrelevant, arguing
that a mere lack of 'infrastructural power' can explain the reasons why the Left has failed
to realise its hopes of a social Europeanism. ‘Governance’ theorists, on the other hand,
might wholly dispense of such an ‘idealistic’ conception of political power, and instead
opt for a focus on political subject-formation.86 In no way does this essay intend to deny
the importance of such alternative approaches. Without doubt, a fully-fledged historical
exegesis of the relationship between the Left and the EU must equally take in account
shifting distributions of discursive, strategic and infrastructural power – a type of
analysis that is, sadly enough, far beyond the register of the current inquiry. While its
aims are more local, this essay has attempted to demonstrate how two dominant forms
of Marxist thinking on European integration have managed to reproduce themselves
without undergoing closer theoretical scrutiny. One of the problems with the historical
heritage of the Mandel-Poulantzas debate, as I have argued, finds itself in the fact that
contemporary scholars relying on their analytic schemata have often devoted insufficient
attention to what both participants were doing when issuing their theses on
Europeanism, thereby rendering their own theoretical work vulnerable to anachronistic
contaminations. Of course it would be a sure sign of intellectual dishonesty to let both
participants bear the brunt of a practical malaise that troubles contemporary European
Marxists. The process of European integration, Mandel conceded, had always been
characterized by ‘spasmodic shocks’ and ‘qualitative leaps’ 87 , and neither he nor
Poulantzas could have foreseen the increasing vacillations of a post-Maastricht EU, in
which a whole legion of ‘catallactic’ bodies now occupy themselves with European policymaking. The historical décalage between their Europe and ours, we might say, is simply
too great, and it should not be seen as a capitulatory gesture to admit the overall
weakness of ideas in the face of the ‘process without a Subject’ that is European
integration.88
86
For the ‘governance’ approach, see Markus Jachtenfuchs, Beyond the Regulatory Polity? The
European Integration of Core State Powers (Oxford: Oxford University Press, 2014). For the Weberian
approach, Michael Mann, The Autonomous Power of the State: Its Origins, Mechanisms and Results (S.I:
S.l, 1996).
87 Ernest Mandel, ‘Partially Independent Variables and Internal Logic in Classical Marxist Economic
Analysis’, in Social Science Information 24 (March 1985), p.488.
88 See James Heartfield, ‘European Union: A Process Without a Subject’, in Christopher Bickerton,
Alex Gourevitch, et al., Politics Without Sovereignty: A Critique of Contemporary International
Relations (London: University College London Press, 2007), 131-149. Adopting such a phrase does of
course not imply a secret endorsement of Poulantzas’ ‘Althusserian’ reading of European integration.
22
Rather, this essay might serve as a warning for those intending on taking over the
Mandelian and Poulantzian vocabulary without accepting certain intellectual provisos.
Both theorists accepted fully that their visions of 'economic Europeanism' entailed as
much a normative wish as a description, and both were wary in stipulating the inevitable
materialisation of their predictions. The ‘vision’ referred to in the title might then said to
denote both a descriptive and a normative moment – a category which the word ‘vision’
itself neatly conveys.89 The fact that both the Trotskyite and Eurocommunist pathways to
a social Europeanism have stranded on an institutional antipathy, and no longer hold
any empirical support in the face of the recent developments, should, in this sense, have
led to a wholly different form of ideological introspection. It might seem platitudinal to
argue that in order to defeat an enemy, one must know him first. This essay has argued
that this is a task that European Marxists might want to take up again.
89
See Raymond Geuss, Philosophy and Real Politics (Princeton, New Jersey: Princeton University
Press, 2008), p.44, for a particularly compelling account of this ‘dual’ nature of modern political
science as both prescriptive and descriptive.
23
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