96
Liberty and Freedom: The Relationship of Enablement
Michael YUDANIN
1. Introduction: Freedom and liberty
If freedom is a capacity of embodied reason, something we have by virtue of
being humans, how should it impact society? The liberal view that subscribes to
the notion of universal human rights would claim that political liberty is a societal
accommodation of freedom. Yet what is the nature of this relationship, and how
exactly does freedom determine the shape of liberty? What are the components of
the concept of liberty that accommodate the demands of freedom? Does it have
to do only with the negative rights, the freedom from, or certain positive rights,
the freedom to, should also be upheld by the society in order to enable meaningful
freedom of its members?
In this paper, I will argue that in order to accommodate the demands of
freedom, to enable its meaningful expression, political liberty must not only protect
the individual from undue limitations but also provide one with the means necessary
to carry out free choices. Without such means, freedom will remain merely formal,
lacking any essential content. Freedom, seen as the ability to choose between
alternatives, can be expressed only in its social circumstances. Therefore, the
means the individual has at her disposal to exercise free choice should match the
character of the society in which the individual functions, and specifically its level
of sophistication.
In order to advance the argument, I will first clarify the concepts of freedom
and liberty. This is necessary as the terms are frequently confused, and there is a
considerable disagreement regarding the meaning of the conception of freedom.
Specifically, I will suggest viewing freedom as the capacity to make choices
between alternatives. Then we can examine what features the societal arrangement,
i.e., liberty, should possess in order to accommodate freedom, emphasizing the
latter’s formal and substantial aspects. In doing so, I will analyze the different
levels of societal liberty as accommodating freedom along the lines of the Hegelian
framework, namely as freedom in itself, for itself, and in- and for itself. I will also
look at freedom from the perspective of the information theory. I will argue that
we need to recognize the special role of knowledge, and hence the role of liberty in
relation to knowledge in order to enable meaningful freedom. Following that, we can
explore whether this special role of knowledge might give rise to certain political
rights.
MichaelYUDANIN:LibertyandFreedom
97
2. Clarification of concepts: The capacity to choose vs. its social
accommodation
The terms ‘freedom’ and ‘liberty’ are frequently used as synonymous, yet a
distinction is made whenever needed between freedom as in “free will” and freedom
as in “free speech.”1 In the first case, ‘freedom’ refers to human capacity for selfdetermination, while in the second — to social arrangement that is related to this
capacity. The hitherto most thorough review of the literature on freedom undertaken
by Mortimer Adler and his colleagues (Adler 1973) also suggests that two distinct
aspects of freedom: freedom as individual’s capacity, Adler’s natural freedom (Ibid.
93, 107, and elsewhere), and freedom as a societal response to this capacity, either
in the form of limits imposed on the individual or individual’s self-development
alongside and against those limits — Adler’s circumstantial and acquired views
of freedom (Ibid.). Thus, it seems that the use of distinct terms to denote these
two concepts is well warranted. In what follows, I will use ‘freedom’ to refer to
the assumed capacity of the individual, and ‘liberty’ — to the aspects of societal
organization related to this capacity.
2.1 Freedom: Individual’s capacity to choose between alternatives2
The minimal conceptual essence of freedom would have a number of aspects. First,
it must be individual, or accord with the boundary between the self — however we
define it — and the outside world. Without that, the notion of liberty would not hold:
there is no influence of circumstances that impact individual’s freedom without the
boundary between the individual and the external world. Second, it should account
for the influence of constraints against which the individual will be asserting the
degree of freedom attainted. Without such constraints, the notion of acquiring a
degree of freedom is meaningless.3 It is necessary to note that the constraints might
vary greatly: these can be solitary confinement and fear of persecution or public
mockery, as well as desires of the flesh and temptations of prejudiced thinking.
Third, and the most important, freedom must include a sort of causality that is
different from the one that is usually described as natural causality, i.e., causality
that can be described by observable laws of nature. The essence of freedom is the
causality through the self that is not completely determinable by the natural world,
usually referred to as self-determination.
In order to meet these criteria we can conceptualize freedom as ability to
choose between alternatives. This ability can be seen as innate — in fact, it must
1 See, for example, Mill’s On Liberty (Mill 1859/2010, Chapter I, para. 12-13).
2 J. Melvin Woody in Freedom’s Embrace arrives at a characterization of freedom similar to
the one given in this section through analyzing what the hypothesis of freedom would entail
so it can stand the test of human experience (Woody 1998; see 19-20 for the brief outline of
the approach and Parts I, pp21-64 and III, 129-228 for the development of the argument).
3 An argument for the impossibility of absolute freedom can be found in Woody 1998, 85-112.
For our purposes, it would suffice to say that there would be no need for a conception of
freedom if there were no constraints upon it: the Emerald City needs no color word for
green.
98
be seem as innate, as without it the discussion of freedom would be meaningless.
Yet it does not have to have any specific content, as such content would be, at least
potentially, determinable by a variety of factors.
An important aspect of the analysis of freedom as the capacity to choose,
thoroughly addressed by Locke, is identifying the factors that constrain available
choices, and specifically the role of understanding (perception/thinking) in our
judgments. Not only physical constraints are at play here, our thoughts also
influence our choices. If one has little idea about traffic signs, his choice might well
be influenced — at times, at a considerable costs and inconvenience — by this lack of
knowledge. A person who is convinced that “theory” signifies something vague and
uncertain is likely to choose a different course of action when called to decide on
the matters of nature than a person who is familiar with how science functions. As
Locke puts it, “without understanding, liberty (if it could be) would signify nothing
[...] he that is at liberty to ramble in perfect darkness, what is his liberty better
than if he were driven up and down as a bubble by the force of the wind?” (Locke
1691/1959, §69, 361). I will try to show that wandering in the twilight is also quite
problematic.
2.2 Liberty: Societal accommodation of freedom
If freedom is a capacity natural to human beings, society ought to address it: since
society is comprised of individuals, their constitution, both mental and physical, is of
an essence for social arrangements.4 There will be, thus, a societal accommodation
of freedom, or liberty.
Liberty would be established to allow for the optimal expression of freedom
to the extent possible within the constraints imposed by the necessities of living in
a society. Hence, a discussion on liberty can proceed in two planes: the constraints
on individual freedom and the enablement of its development. The aspect of
constraints is reflected in the circumstantial view of freedom (Adler 1973, 93, 107,
and elsewhere), as well as in the concept of negative liberty explicated by Berlin in
his Two Concepts of Liberty (Berlin 1969/2002b). It is also clear that the notion of
negative liberty accommodates the conception of freedom as choice that, following
Woody, has been proposed in this paper. If the ability to choose between alternatives
is natural to individuals, protecting this choice seems to be natural to societies. Yet
liberty that focuses on the enablement of freedom, liberty that is equally necessary
for accommodating freedom, does not seem to be adequately addressed in the
literature.
Berlin, most certainly informed by the social upheavals to which he had been
a witness since he was seven years old, opposes to negative freedom the notion of
positive freedom (Berlin 1969/2002b, 178), or freedom to (Berlin 1998/2002, 326).
4
This seems to be the assumption behind political philosophy since the times of Plato’s
Republic. Plato’s view of people as impressible by stories led him to impose censorship in
his ideal city (Plato, 386a-389a in Plato 1997, 1022-1026). Similarly, Locke in Two Treatises
of Government argues against the views of his opponent Filmer regarding whether men are
born free or not; both see in it the basis for how the government is to be organized (see, for
example, Locke 1689/1988, Book I, §2, 142; Book II, §4, 269; and elsewhere).
MichaelYUDANIN:LibertyandFreedom
99
Positive freedom starts with the question “Who governs me?” as opposed to “What
are the limits of the control others can exercise over my choices?” that is central
to negative freedom. The development of this view, per Berlin’s observations,
inevitably leads us to base our judgments on the conception of the self. Bhagavad
Gita’s detachment, Aristotle’s virtues and Stoics’ self-discipline (see review in
Adler 1973), and Kant’s discussion on autonomy of the will as opposed to the
heteronomy of desires (Kant 1785/1998 and Kant 1797/1996) can serve as examples
of this approach. These sources seem to stress individual development rather than
social arrangements; even educational treatises written within this tradition do not
rise to the level of society at large.5 And yet many modern political movements
act according to the notion of positive liberty: furthering the “real” freedom of the
“real” self, be it the rational nature, nation, soul, or another similar concept that is
claiming to be truer and higher than the perishable flesh and ignorant calculations
of the individual. The examples Berlin repeatedly brings are those of inquisition,
communism, fascism, and nationalism of different sorts; in our times we can add to
the list religious fanaticism not organized hierarchically and, peculiarly enough, the
almost-religious belief in the highest truth of the mysteriously invisible hand of the
free market, that among its ardent proponents seem to evolve from a metaphor into a
value in itself. It is clear that this notion of positive freedom can be used to limit and
crash the mere notion of freedom as the realization of the ability to choose among
alternatives.6
Is the exclusion of positive freedom from the domain of liberty warranted?
Berlin has been criticized extensively for this move. The most interesting criticism,
in the context of this paper, comes from MacCallum (MacCallum 1967). He claims
that freedom involves a triadic relation: it is always of somebody, from something,
and to do something (Ibid. 314). In other words, freedom always has an agent,
its subject; a limit, at least a potential one; and an object, its goal. What Berlin
refers to as a negative freedom, claims MacCallum, is the freedom from, yet it is
meaningless without the freedom to, Berlin’s positive freedom: what does freedom
from censorship mean to an agent who is not about to read or write any books? The
recent communitarian treatment of positive freedom adds more substance to this
claim. Without the rich context of culture, society, and history, with only the most
basic and simple forms of decision making at her disposal, the individual isn’t free
but is a rather shallow and narrow atomistic entity that cannot meaningfully carry
out the choices.7
Berlin’s response seems to be quite convincing. There is a sense in which
breaking from the chains of oppression has meaning without any particular course of
action planned — the sense of being able to choose without repercussions, i.e., freely
(Berlin 1969/2002a, 36n; Berlin 1998/2002, 326). The desire of a person to be free
5
6
7
See, for example, Kant’s Education (Kant 1803/1964), the primary focus of which is the
individual.
Berlin most famously notes it; his selection of examples adds historical validity to this view.
See, for example, Berlin 1998/2002, 328.
See, for example, Taylor 1992, 40-41 and throughout Chapter I. Other prominent
communitarians are surveyed in Etzioni 1998.
100
in the sense of being able to carry out his choices can be compared to the desire of a
deaf person to regain the ability to hear: the question of to, i.e., what specifically he
wishes to hear as a reason to regain hearing, would be immaterial.
And yet MacCallum’s critique and the communitarian concerns, as many other
responses to Berlin’s Two Concepts of Liberty,8 point out an important corollary of
having negative liberty as the sole meaning of liberty, important specifically in the
context of seeing liberty as freedom’s social accommodation. If society’s role is
only to make sure that freedom as choice is not limited beyond what is necessary
for its own maintenance, where would the contents for this capacity, the contents
necessary to distinguish the alternatives of choice and make informed choices,
come from? Freedom of the press seem somewhat problematic, to say the least,
in a society where the vast majority is illiterate and Internet is inaccessible. Mere
literacy would not be enough either if the choices to be made require understanding
of advanced concepts and the ability to analyze complex data: consider the decision
for or against coal-powered plants, when done by people whose knowledge of
natural sciences is vague. Moreover, noting that by making choices freedom can
shape itself through setting the circumstances for its own future application, we will
arrive at the understanding that specific contents can lead it to limit or deny itself.
Arguably, naïve fellows taught to respect authority, exposed to nicely packaged
ideas of absolutism and denied access to alternative concepts, whether by censorship
or by the lack of acquired ability to follow sophisticated argument, might well deny
their natural freedom. Mere negative liberty, which, in the context of our distinction
between freedom and liberty, can be better deemed protective liberty, would not
be enough to accommodate the inherent human capacity for choice at the societal
level — it will leave it empty of adequate content.9
From here, society’s role in accommodating freedom cannot be confined to
making sure that no unnecessary limits are imposed on individuals’ capacity to
choose their course of action. Nor would it have much to do with Berlin’s idea of
positive freedom. In order to provide an adequate response to this basic element of
human nature, society has to ensure that the alternatives of choice are present and
accessible, and that the individual is equipped with what is needed to make rational
choices — that the form of freedom receives content over which it can be exercised.
This can be deemed enabling liberty, and as such it complements the protective
(negative) liberty.
3. Freedom and liberty: The relationship of enablement
The concept of freedom as a capacity to choose between alternatives has a number
of consequences. First, it requires constraints. A choice can be made only when
we have a number of specific alternative courses of action; the fact that these are
specific alternatives and that there is a finite number of them both enables and limits
8
9
See survey in Berlin 1969/2002a.
Putterman also argues for taking into consideration the content of freedom while analyzing
Berlin’s views (Putterman 2006, 421, 425, 438).
MichaelYUDANIN:LibertyandFreedom
101
our choice. From here, the number and the quality of choices would be in a positive
correlation with the degree of freedom, yet this degree will never be absolute.
Second, to realize itself, freedom needs access to alternatives and should be capable
of making choices. If no alternatives are available, choice is impossible. If the agent
is incapable of making the choice, it is equally impossible. Yet modeling freedom
after a subject in a psychological experiment who is requested to choose between
three alternatives regarding which she has all the relevant information would be
highly misleading; it is what Taleb deemed ludic fallacy, seeing human interaction
with all its complexities as a sort of simple game with well-defined rules (Taleb
2007). Having access to information about alternatives, as well as the ability to
process such information and understand the consequences of choice are necessary
if we are to talk about real choices made in the complex world of any human society,
ancient Greece as modern Denmark. And this is where enabling liberty becomes
relevant.
In order to clarify what enabling liberty should consist of, it would be beneficial
first to briefly address its boundaries. Enabling liberty cannot provide goals for
choice, neither can it guide toward preferring one choice or group of choices over
another. Equality, morality, and other values can do just that. However, none of these
accommodates choice qua choice. A chess example would help here, as this game
seems complex enough to exemplify issues from the world of human interaction.
Teaching somebody to play chess would entail familiarizing her with the rules of
the game, i.e., the moves pieces are allowed to make — the alternatives of choice.
Theoretically, this is enough, as everything else can be derived analytically from
the rules. However, if our neophyte is to confront an opponent within a week, mere
communication of rules is far from being enough. Forks, pins, defense and attack
strategies, etc. would be of real value and will certainly enhance one’s ability to play
a meaningful game of chess. However, this would not be enough either, as alone
it will not help the player to evaluate the options and choose the best one. Criteria
for appraising alternative moves and selecting the best one, as well as guidance
for applying these criteria and formulating new ones, would be of high value. All
this together will make a good chess player without pushing her in one specific
direction — enabling rather than directing. While real life-choices are much more
complex and consequential than chess moves, the example does demonstrate the
three main elements necessary for enabling liberty: access to alternatives, tools for
the analysis of alternatives, and methods for developing criteria for evaluating the
strategies of choice and forming new ones.
These three elements of enabling liberty can be seen as related to knowledge:
knowing what the alternatives are, knowing what they mean, and knowing how
to evaluate them. Yet before these elements are analyzed as progressing levels of
freedom, it is necessary to recognize knowledge’s unique role in its enablement.
While mentioned by Berlin, Adler, Woody, Sen (Sen 1999), and others, knowledge
has never been assigned a unique place in the freedom discourse. However, it seems
that its role is distinct from all other enabling factors. These factors, e.g., physical
conditions, can be hardly overestimated in their importance, but none of them seems
to be necessary for carrying out free choices. It can be argued, as Berlin does in
102
Two Concepts of Liberty and elsewhere, that the freedom of the Stoic is limited —
but it still can be validly called freedom. The Stoic deliberately limits his choices
to avoid constraints, thus proving that many important factors, including, most
notably, physical and legal conditions, can be discarded when one restricts his
realm of choice. Yet without the knowledge of the alternatives the choice is not only
difficult — it is impossible. Hence, knowledge constitutes a necessary pre-condition
for the realization of freedom: knowledge provides it with contents, without which
freedom cannot be carried out in the world, as minimal as it might be. Not knowing
what the options are equals to not being able to choose.
MichaelYUDANIN:LibertyandFreedom
103
to providing data, where data is understood in terms of the information theory as
entities that can potentially be interpreted (Floridi 2010, 23-24). Such role can
translate into a wide spectrum of social action. On the one end stand voting rights
and other ways to express political will, infrastructure for the freedom of movement,
etc. On the other — establishing and maintaining public libraries, ensuring that media
is not monopolized — or, better, stays non-monopolizable,11 and providing Internet
access for all. All these offer avenues for implementing choices: the first step in
enabling freedom. However, data is meaningless when the means of its interpretation
are lacking — this is easy to see if we think of a text in a language unknown to us.
Similarly, libraries are useless to the illiterate, and the web — to those who have
neither means nor the skills necessary to make meaningful use of it.
4. Three levels of liberty
4.2 Understanding alternatives: freedom for us as information
The three levels of knowledge mentioned above can be looked upon as the
development, or unfolding, of freedom in the Hegelian sense (Hegel 1807/1977), as
well as in terms of the information theory. Analyzing the development of freedom
along Hegelian lines enables tracing the essential connection between social liberty
and individual freedom. Looking at the levels of knowledge through the lenses
of the information theory allows better understanding of the possible ways of
accommodating freedom in social practice.
4.1 Access to alternatives: freedom in itself as data
The most basic level of enabled freedom is access to alternatives. Without accessible
alternatives of choice, freedom forever remains merely formal, unrealizable
capacity. Some alternatives are accessible to us by virtue of our human nature —
the classical example that seems to occur to any philosopher discussing the subject
is raising a hand or not doing so. This, however, means little for the purposes of
human freedom, as similar alternatives are accessible to any mammal. To understand
this level of freedom better, we can see it addressing freedom as potential: access
to alternatives provides options that are necessary for implementing choice, yet no
more than that.
Having alternatives accessible is a necessary condition for carrying out free
action — yet by no means sufficient. It is also necessary that the agent understands
the alternatives of choice as alternatives of choice. Without this understanding,
possible courses of action remain alternatives only in themselves (an sich), much
as an embryo that is “in itself a human being, [but] it is not so for itself” (Hegel
1807/1977, §21, 12) — and hence the freedom of choice remains unrealized.
Following Hegel, we can think of a slave who has all the necessary means for the
insurrection accessible, yet does not perceive these as means for the insurrection
since he does not see himself as free to revolt — and hence, in our terminology, has
mere access to alternatives for choice yet does not see them as such.10
In terms of the societal accommodation of freedom, enabling liberty here
ought to make sure that the alternatives are present and accessible. This is akin
10 See Hegel’s discussion on freedom in Oriental society (as he understood it, of course) in
Hegel 1837/1953, Ch. 1. The Idea of Freedom, 23-24.
Information stands for well-formed meaningful data (Floridi 2010, 2). As such,
it is qualitatively different from data which by itself is neither well-formed not
meaningful for its users. Similarly, at the second level of freedom’s enablement the
alternative courses of action are not merely accessible but also understood by the
agents as possible ways to act. Here the alternatives are for me (für mich), I can
understand them as something that can be pursued. This is the second necessary step
toward freedom’s realization, as it is impossible to choose something not seen as a
possible alternative.
Understanding alternatives as such constitutes significant progress when
compared to the mere access to alternatives. There is a qualitative difference
between having a legal ability to vote and knowing that you can vote: when, where,
and how; having a library in town — and knowing that it is available for you; having
access to the Internet — and using it. At the first glance, it might seem that having
access to the alternatives of choice and understanding them as possible courses of
action is enough to realize freedom. Yet it is not.
Complex alternatives require more than mere encounter to understand what
their value is, they necessitate more than just having information to make a
meaningful choice. Without means to analyze the information, the “web of mutual
relations,” information has little meaning; without such relations “you are left with
a pile of truths or a random list of bits of information that cannot help to make sense
of the reality they seek to address” (Ibd., 51). One might know that Nietzsche wrote
a poem named Vereinsamt, and even be able to get its full text on the computer
screen in seconds and read it; and yet not being accustomed to reading poetry will
make the prospect of enjoying it impossible, and the choice –meaningless. One
might know how to vote in general elections, have a full right to do so, and not fear
any repercussions; but if she has no ways of understanding — not merely reading,
but understanding — the programs of the candidates and the possible consequences
of these programs, voting loses its meaning as a choice made between alternatives
and becomes an exercise in a skewed game of chance. A person can have full
11 Its seems like we are witnessing the creation of non-monopolizable media through the
combination of Internet technology and its skillful use by millions of people around the
world.
104
access to all publicly available information on global warming, but if his chemistry
education was limited to one semester of re-hashing definitions from the textbook,
as a result of which he perceives natural sciences to be a sort of opinionating
regarding things that has little to do with the real world, he will not be able to
appreciate the information and make meaningful choices in regards to it. One might
be aware of two possible choices, yet not even fathom that the whole situation can
be re-conceptualized by applying a new paradigm to it, thus increasing the number
of alternative actions.
Modern liberal democracies have political freedoms enshrined as laws of the
land and thus protective liberty in place. They also usually succeed in providing
data to their citizens and equipping them with the way to turn it into information,
for example, through public libraries and literacy. Yet, as shown above, this is not
enough for making meaningful choices on complex matters and hence it does not
properly accommodate freedom. The situation is akin to Hegel’s Greeks who were
conscious of freedom, yet did not see “man as such” as free (Hegel 1830/1971, §482,
239; Hegel 1837/1953, 23). Their freedom, consequently, was partial and accidental,
where one is seen free thanks to something external, e.g., place of birth, rather than
her own human nature. Freedom here is not the essence of life but rather one bit
of reality among many — just like alternatives of choice are “bits and pieces” of
information, separate from each other and not integral in their role as alternatives of
choice to the rest of the fabric of life.
Charles Taylor analyzes this situation as resulting from the dismantling of
the traditional society, where every person was placed in a specific station in life,
with its roles and responsibilities, accompanied by a full repertoire of knowledge
necessary to living his life. These certainly were restrictive, and yet “at the same
time as they restricted us, these orders gave meaning to the world and to the
activities of social life” (Taylor 1992, 3). When the traditional society is replaced by
the mere freedom for us, the place of meaning remains void, our reasoning cannot be
but merely instrumental (Ibid., 8-9; see also Lyotard 1984), and our freedom — only
partial and not fully human.
4.3 Evaluating alternatives: freedom in and for itself as knowledge
According to Hegel, the ultimate realization of Spirit (Geist) is in its being in-andfor-itself (An- und Fürsichseiende), where it realizes that in-itself and for-itself are
two moments of its existence (Hegel 1807/1977, §804, 490). Applied to freedom,
this is reflected in a human being who realizes herself as free qua human being,
realizes freedom as the nature of humanity (Ibid., §482, 240). It entails a vantage
point from which the ability to choose and the alternatives of choice are seen as part
of one realm — the realm of freedom.
This leads us to knowledge. In terms of the information theory, knowledge
would refer to a “web of mutual relations that allow one part of it to account for
another [... in which ] information starts providing that overall view of the world
which we associate with the best of our epistemic efforts” (Floridi 2010, 51).
Applied to freedom, knowledge would mean having a rich context against which
the alternatives can be evaluated. The context here includes methods for evaluating
MichaelYUDANIN:LibertyandFreedom
105
the alternatives as well as means to formulate these methods; methods for arranging
information in such a way that it would make proper historical or otherwise factual
background for the choices under consideration; being able to ask a number
of meta-informational questions — questions about the relevance, usefulness,
reliability, possible interpretations, level of details, and veracity of information (cf.
Floridi 2010, 48, 52). Knowledge here is not merely understanding something but
comprehending its meaning.
Knowledge goes beyond the ability to manipulate information, beyond
comparing n alternatives over scale s. The full meaning of enabling freedom is in
providing the resources that enable and empower human beings to think: to raise
questions of value and meaning and have the resources needed to answer them
as such. Freedom empowered by knowledge is the freedom to read a poem while
being able to put it in the context that allows the reader to appreciate it. It means
understanding that evolution is not a subject of belief but, as scientific theory, of
support or falsification by empirical observations. It entails not only knowing that
different parties are soliciting votes and that each one of them has certain ideas and
agenda, but being able to understand these agendas in their historical context, see
them as elements of a particular political system that accords specific privileges
to elected officials, and understanding what is the depth of their impact on the
course the country is about to take after the elections. Moreover, the rich context
here increases the freedom not only by giving it meaning but also by enabling and
empowering the agent to look not merely at the available alternatives and evaluate
them but also to evaluate the paradigm with which she construes the situation of
choice and, if desired, come up with the new one. The context here enables a metachoice, a choice of the strategy of choice, as opposed to acting within the model
given by habit or tradition. Here lies the principal difference between the suggested
view of liberty as freedom’s enabler and the solutions usually proposed by the
communitarian thinking.
The argument proposed above leads to the considerations that seem to be
behind the ancient Greek ideal of a well-rounded person and the Confucian chüntzu (Confucius & Waley 1989, specifically Book II). However, this level of
freedom’s unfolding in the social realm is yet to be attained by liberal democracies.
Moreover — it seems that the development of education and the public discourse
after World War II have been moving in the opposite direction (Lyotard 1984). Yann
Martel reflected on similar issues during a session of Canadian parliament to which
he was invited:
[...] to think of the arts as mere entertainment to be indulged in after the
serious business of life, that — in conjunction with retooling education so
that it centres on the teaching of employable skills rather than the creating
of thinking citizens [italics mine – MY] — is to engineer souls that are
post-historical, post-literate and pre-robotic; that is, blank souls wired to
be unfulfilled and susceptible to conformism at its worst — intolerance and
totalitarianism — because incapable of thinking for themselves and vowed
106
to a life of frustrated serfdom at the service of the feudal lords of profit.12
In order to accommodate freedom, liberty is to make sure that knowledge is
fostered and developed by the educational system. This, not in order to answer the
call of the “real self,” as with Berlin’s positive freedom, but to allow for the real,
meaningful, human choice.
5. Conclusion: From meaningful freedom to political rights
The analysis of freedom attempted above leads to the conclusion that there are two
aspects of the societal accommodation of freedom. The first focuses on making sure
that the interference with the choice made by individuals is minimal; rather than the
traditional name of negative liberty, it can be better called protective liberty to reflect
its meaning. The second aspect is as necessary to make freedom shine as the first
one. Since the capacity to choose is formal, it needs contents to be realized, contents
about which the decisions are to be made. Enabling liberty comes to make sure that
the individual can make meaningful choices. As such, it needs to address three levels
of freedom as choice making — and these levels seem to be translatable into specific
political rights.
First, in order to enable freedom, access to the alternatives among which the
choice will be made should be provided. In our society it can be translated into
the protection of access to information and provision of such access — and to the
respective political right to information. This right, though, cannot remain a mere
abstraction: just like the right to travel translates into a transportation infrastructure
and legal arrangements, the right to access information ought to be expressed in
accessible and adequate informational infrastructure. Moreover, it does not merely
mean access to data banks but also access to processed and organized sources
that will help in processing the information. This idea is not as new as it might
sound, and it might be traced to Mill’s view of society’s role as the repository of
information related to social experiments (Mill 1859/2010, Chapter V, para. 18).
Public libraries were the beginning of this process, which today seems to require
unimpeded web access, equality of Internet content protected by law, and protecting
sources like Wikipedia from the encroachment of interest groups and political
players. Moreover, it would seem imperative for societies committed to the ideals of
freedom to disseminate knowledge and information that will help people in countries
where access to information is restricted in making informed and knowledgeable
choices; this is principally different from governmental propaganda, as the
dissemination of information meant here is not committed to this or that particular
position.
The second political right that comes to mind is the right to education that
provides knowledge, as opposed to one that merely equips students with skills. As
12 The quotation is taken from the website where Yann Martel is tracing his project of sending
a different book to the Prime Minister of Canada every two weeks. As of time of writing this
paper, he has mailed 101 books yet received no significant feedback.
MichaelYUDANIN:LibertyandFreedom
107
primary means of enabling the members of society to construct alternative courses of
action and evaluate them, education, in order to answer the call of freedom, should
match the complexity of choices the individuals are expected to face. The more
complex society is, the higher should be the quality of education. The alternatives
individuals confront in modern society develop and change rapidly. Therefore,
mere supply of facts and specific criteria for evaluating alternatives would not be
adequate for today’s world — hence the need to teach how to learn, or to provide the
individual with the means to acquire, produce, and disseminate new knowledge; and
to be aware of herself as being able and needing to do that.
To summarize, if we are to accommodate natural freedom at the societal level,
it is not enough to protect it from interference. While freedom without protection is
incapable, without enablement it lacks content; without protective liberty freedom
can disappear, yet without enabling liberty it might well lose any meaning.
References
Adler, M. J. (1973). The idea of freedom. Westport, Conn.,: Greenwood Press.
Berlin, I. (1969/2002a). Introduction. In H. Hardy (Ed.), Liberty: incorporating four
essays on liberty (pp. 323-328). Oxford: Oxford University Press.
Berlin, I. (1969/2002b). Two Concepts of Liberty. In H. Hardy (Ed.), Liberty:
incorporating four essays on liberty (pp. 166-217). Oxford: Oxford University Press.
Berlin, I. (1998/2002). Final Retrospect. In H. Hardy (Ed.), Liberty: incorporating four
essays on liberty (pp. 323-328). Oxford: Oxford University Press.
Confucius, & Waley, A. (1989). The Analects of Confucius (1st Vintage Books ed.). New
York: Vintage Books.
Etzioni, A. (1998). The essential communitarian reader. Lanham, Md.: Rowman &
Littlefield.
Floridi, L. (2010). Information: a very short introduction. New York, NY: Oxford
University Press.
Hegel, G. W. F. (1807/1977). The Phenomenology of Spirit.
Hegel, G. W. F. (1830/1971). Hegel’s Philosophy of mind: being part three of the
‘Encyclopaedia of the philosophical sciences’ (1830). Oxford,: Clarendon Press.
Hegel, G. W. F. (1837/1953). Reason in history, a general introduction to the philosophy
of history. Indianapolis,: Bobbs-Merrill.
Kant, I. (1785/1998). Groundwork of the metaphysics of morals [Electronic
reproduction]. Cambridge, U.K. ; New York: Cambridge University Press,.
Kant, I. (1797/1996). The metaphysics of morals. New York: Cambridge University
Press.
Kant, I. (1803/1964). Education. Ann Arbor]: University of Michigan Press.
Locke, J. (1689/1988). Two treatises of government (Student ed.). Cambridge
Cambridgeshire ; New York: Cambridge University Press.
Locke, J. (1691/1959). An essay concerning human understanding. New York,: Dover
Publications.
Lyotard, J.-F. (1984). The postmodern condition: a report on knowledge. Minneapolis:
108
University of Minnesota Press.
MacCallum, G. C., Jr. (1967). Negative and Positive Freedom. The Philosophical
Review, 76(3), 312-334.
Mill, J. S. (1859/2010). On LibertyOn Liberty and Other Essays (Amazon Kindle ed.):
digireads.com.
Plato. (1997). Complete works (J. M. Cooper & D. S. Hutchinson, Trans.). Indianapolis,
Ind.: Hackett Pub.
Putterman, T. L. (2006). Berlin’s Two Concepts of Liberty A Reassessment and Revision.
Polity, 38(3), 416-446.
Sen, A. (1999). Development as freedom (1st. ed.). New York: Knopf.
Taleb, N. (2007). The black swan: the impact of the highly improbable (1st ed.). New
York: Random House.
Taylor, C. (1992). The ethics of authenticity. Cambridge, MA: Harvard University Press.
Woody, J. M. (1998). Freedom’s embrace. University Park, Pa.: Pennsylvania State
University Press.
Wu-TsoLIN:TheProfessionalMoralityoftheDocumentaryFilmmaker
109
The Professional Morality of the Documentary
Filmmaker
Wu-Tso LIN
1. Why need professional morality of documentary?
What is documentary? Can documentary film tell truth? How it tell us the truth?
These questions related to the working mindset of documentary filmmakers. While
looking for an appropriate documentary topic, the first consideration came to the
director’s mind and inspire his passion as well as to search out a topic other people
care about. But what do people care about?
For example, to begin with humanitarian issues are at the forefront of the global
consciousness, such as human being worrying about the future and maintaining a
sustainable way of life, world peace and human rights (such as Palestine), social
experiments, gender equality, racial equality, the balanced distribution of wealth
and resources, moving personal experiences and interviews with specialists,
historical background. Secondly political issues are hotly debated in most corners
of the world, and the director often to film the sensitive situation between different
cultural believes, political inclinations and seek to find possible solutions to political
tension. For example, the issue of Taiwan’s 228 incident, the bloody crackdown
against the local Taiwanese people that occurred in 1949 is a little known event in
Taiwanese history that would be an ideal topic for the documentary. Another prime
example would be the political suppression of aboriginal culture all throughout the
American continent and land grabbing by government and big business causing
the rapid depletion of the rainforest. Thirdly, environmental issues in this day and
age are pressing concerns, such as greenhouse gases causing rising temperatures,
depleting our nonrenewable resources, the use of biological and chemical weapons,
the dangers surrounding nuclear power facilities, continue finding sustainable and
reusable energy, current environmental pollution events such as the island of plastic
garbage in the Pacific or nuclear accident of Fukushima Daiichi nuclear power
station in Japan. Finally, such as financial issues, any evidence to support your case,
conspiracy theory, status quo, hidden camera( privacy rights), above of all are the
topics which the documentary filmmakers love to process.
We have to care about the moral problem before our documentary filming. For
any kind of professions has internally guidelines of practice that members of the
profession must follow, to prevent exploitation of the customer and preserve the
integrity of the profession. This is not only for the benefit of the customer but also
the benefit of those belonging to the profession. This is so called morality that allow
the profession to define a standard of conduct and ensure that individual practitioners
meet this standard, by disciplining them from the professional body if they do not
practice accordingly. This allows those professionals who act with conscience to
practice in the knowledge that they will not be undermined commercially by those