Timothy S. Lambert
Anth. 4633
Dr. George Odell
06 March 2011
SW Paleo-Indian\Archaic Occupation
The Southwest has been defined in many different ways over the past century. In many a
famous Hollywood movie, the Southwest region was portrayed as a barren wasteland, with little to no
natural resources available to anyone. Documentaries on places like Death Valley, California or Planet
Earth videos depicting the Sonoran Desert as a vast sand ocean with no water in sight, save the few
precious oases that exist every hundred miles or so, do not do justice to the actual diversity that exists in
the area. From the luscious tablelands or mesas in central Arizona, southern Colorado, and Northern
New Mexico, to the mountainous regions of the continental divide, to the vast Sonoran and Chihuahuan
deserts there thrives a huge range of plants and animals specifically adapted to the ever changing
environment. If we choose these areas and decide to define the Southwest region based on climate, we
can say that these regions all have one factor in common. Even though they are very diverse, they
suffer from a general lack of water and their average annual rainfall is commonly in the range of five to
ten inches. 1
There are other definitions of course. Another way that is commonly used to define the
Southwest region is by cultural traits and adaptations. In this view the Southwest is defined
characteristically by the cultivation of the “three sisters” or corn, beans, and squash. This agricultural
definition is defined as stretching from Durango, Mexico north to Durango, Colorado and from Las
1
Cordell, Linda. Prehistory of the Southwest Orlando: Academic Press 1984, pg.2
Vegas, New Mexico west to Las Vegas, Nevada. 2 This area is culturally defined by the prehistoric
presence of digging sticks, manos, and metates used for cultivation in the archaeological record, as well
as, the lack of the state level societies that developed in Mesoamerica. Included in this non-existent
society, is the lack of an efficient writing\notation system, large urban centers, and public architecture
that came to be the defining characteristic of the late Mesoamerican region. 3 For discussing PaleoIndian and Archaic inhabitants of the Southwest though, this definition is somewhat useless since its
main classificatory statement is based off of very late societies that did not exist in early-man times.
For discussing Paleo-Indian and Archaic peoples a better way to define the Southwest region is
simply by geography, using man made lines on a map. While this offers some advantages, such as
knowing which state to request permits and grant money from, it can also cause a few problems as well.
One main problem with defining any area based off imaginary lines is that the living breathing
inhabitants of the past had no concept of these borders. This means that when we define an area by
national and state boundaries, the cultures we describe did not adhere to these modern boundaries in
any way and likely ranged across several states at different times of the year. Thus, we can propose a
definition of the Southwest region based on topology, latitude and longitude measurements, and
familiar town names, but it must be remembered that these boundaries do not mean that a culture
group ended precisely on that border and a new one began on the other side. In his book First
Inhabitants of Arizona and the Southwest, Byron Cummings does a fairly decent job of this. He states
that the area archaeologists call the American Southwest covers roughly 550,000 mi2 in the continental
2
L. Cordell, op. cit., in note 1
3
L. Cordell, op. cit. in note 1, pg. 4
United States, and 150,000 mi2 in the country of Mexico. 4 Included in this vast amount of land are all of
Arizona, and New Mexico, the greater part of Utah, Nevada, southwestern Colorado, western Texas, and
the greater part of the Mexican states of Chihuahua and Sonora. Cummings states “Roughly speaking, it
lies between 25° N latitude and 42° N latitude, and ranges from 100° W longitude to 117° W longitude.” 5
He further describes the area by saying the “…topography is varied, ranging in elevation from more than
14,000 feet in Colorado and 12,000 in northern Arizona and New Mexico to sea level at the mouth of the
Colorado River.” 6 This definition works fairly well for describing early-man and Archaic occupations of
the area, although they differed greatly from place to place due to extreme differences in climate and
vegetation that changed drastically with elevation.
There exist more specialized definitions of the Southwest as well. In a study that sought to
reveal the range of the utilization of the Tall Cacti or Carnegiea gigantea, more commonly known by its
local name of the Saguaro Cactus among early peoples, Castetter and Bell suggest a slightly altered
version of the Southwest. They propose that the Southwest region includes all of Arizona and New
Mexico, the southwest quadrant of Colorado, the southeast portions of Utah and Nevada, as well as the
northern parts of the Mexican states of Chihuahua and Sonora. To this definition they add “To our
conception of the Southwest…Baja California has been added because of natural botanical affinities of
the species presented.” 7 They add a disclaimer for those not satisfied with their definition when they
continue with “Culturally, Baja California does not belong to the typical central Mexican region nor to
the Californian area, hence no particular violence is done by this temporary alignment.” 8
4
Cummings, Byron. First Inhabitants of Arizona and the Southwest. Tucson: Cummings Publication Council, 1953,
pg. 1
5
B. Cummings, op. cit., in note 4, pg. 6
6
ibid
7
Castetter, Edward and Bell, Willis, The University of New Mexico Bulletin, Ethnobiological Studies in the American
Southwest IV. The Aboriginal Utilization of the Tall Cacti in the American Southwest. Albuquerque: University of
New Mexico Press, 1937 pg. 1
8
ibid
As can be seen, the problems of defining an area are many and varied, yet it must be done for
the sake of accurate scholarship. In this case, when referring to the Southwest region I will adhere to
the following definition which, in a way, is a combination\revision of several of the previously discussed
explanations: the Southwest region includes all of the states on Arizona and New Mexico, the southwest
quadrant of Colorado, the extreme southeast portions of Nevada, Utah, California, the far western
reaches of Texas, the northwestern quadrant of the Mexican state of Chihuahua and the extreme
northeast part of the Mexican state of Sonora. Again, I caution that these boundaries are based purely
on modern, man-made lines and the actual societies discussed herein did not adhere to these lines
when living their lives. They simply shifted locations according to the most recent changes in climate
and available resources, paying no attention to these imaginary boundary lines.
These changes in climate not only occurred over space, but we now understand that they occurred over
time as well. In Paleo-Indian and Archaic times the climate was somewhat different from the very hot,
dry summers and intensely cold winters of today. By studying well preserved pack rat middens,
archaeologists are able to gain a pretty good idea of some of the flora and fauna that existed in the
region, as well as radiocarbon date much of the preserved materials. The premise for this science is that
pack rats tend to gather food within a small radius of their dens. Once the rat moves on, its feces
contain a conglomerate of these organic materials. These materials are sometimes preserved and can
be studied later to distinguish what the rat was eating and when it was eating it. One of these studies
conducted by Thomas R. van Devender analyzed the plant remains found in twenty-nine pack rat
middens from differing elevations, time periods, and climates. What van Devender discovered is that
the earliest climate of the Southwest region was very much cooler and more precipitation existed than
does today. He proposed that with an increase in elevation, there was an increase in precipitation, and
a decrease in temperature. This created areas of high elevation with large amounts of flora, and the
areas of low elevation had relatively less flora. In the terminal Pleistocene, i.e. 13,500 ± 390 B.P., van
Devender suggests, based on his findings, that in the “…northern Chihuahuan Desert… piñon-juniper
woodland extended from an elevation of about 1495m in the Guadalupe Mountains to 600m in the Rio
Grande in the Big Bend.” 9 Similarly, in the Sonoran Desert of Arizona and parts of California, there
existed a single-needle piñon (Pinus monophylla) woodland at about 510 m elevation, while in the lower
elevations of 260 m there seems to have been a more xeric 10 juniper woodland. This juniper woodland
appears in the Mohave Desert around the same time in elevations ranging from 1100 m to 1830 m. The
author finishes his discussion of the area during the end of the Plesitocene with his results for the last
subsection of the area. He states “In southern Nevada and northeastern California, single-needle piñon
was recorded as low as 730 m…There are additional records of
juniper woodland and pinion-juniper woodland from the western Mohave Desert.” 11 Areas that are
currently a sage brush grassland mosaic would have been an area reminiscent of today’s southern Great
Plains, but much cooler and moister. Due to the increased precipitation and lower temperatures,
playas of the present day, would have held water for a major part of the year, providing the much
needed water source of the Paleo-Indians and the mega-fauna they are so commonly associated with.
Then, according to van Devender and his floral analysis, the climate began to shift towards the
dryer, dustier Southwest of today. He documents this Plesitocene-Holocene boundary at about 8,000
B.P. saying “…the last record of woodland in the deserts around 8,000 years ago…is remarkable.” 12 He
notes that they are remarkable because prevailing pollen evidence had traditionally placed the date at a
much earlier time about 12,000 B.P. This boundary in time can simply be defined as a shift from glacial
climates to the post glacial climes of today. Until this point in time, glaciers had covered much of the
9
van Devender, Thomas R. Holocene Woodlands in the Southwestern Deserts in Science, New Series Vol.198, No.
4313 (Oct. 14 1977), pg. 189
10
Xeric is defined by www.dictionary.com as an adjective with the following meaning: “of, pertaining to, or
adapted to a dry environment.”
11
T. van Devender, op. cit., in note 9, pg. 189
12
T. van Devender, op. cit., in note 9, pg. 191
northern continental U.S.A as well as vast regions of Canada. This huge sheet of ice, thrusting deep into
the North American continent changed climates and climate zones extremely, and the same can be said
of when the glaciers started to melt and recede during the Pleistocene-Holocene boundary, whether
you place it at 8,000 or 12,000 B.P. This recession released millions of gallons of water long trapped in
glaciers and sea levels rose worldwide. The rising of the sea levels, combined with other factors such as
the climate zones shifting due to glacial recession, cause a fairly substantial change in the climate of the
Southwest. No longer were any of the mega-fauna that existed in the Pleistocene alive and most species
became extinct. As the glaciers retreated back into Canada, they shifted rain patterns and annual
precipitation amounts everywhere. The Southwest began to dry and out warm up, the playas of today
began to form, and the arid environment started to take over. In the floral record this is characterized
by a shift from the juniper and piñon woodland to a desert scrub mosaic. The author states
“Radiocarbon dates from middens containing only desert species from the Mojave Desert are… 7,500 ±
100 B.P.” 13 To correlate these findings other researchers have done similar studies on pack rat middens,
but with the faunal remains of bugs and insects. In short, these studies found
“… a paleoenvironmental scenario…which closely agrees with the interpretations of plant
macrofossil records from the region. Late Wisconsin [terminal Pleistocene] climate in south-central New
Mexico was cooler and wetter than present... A shift to more xeric conditions occurred in the early
Holocene...desert-grassland gave way to desertscrub in the vicinity by Mid-Holocene.” 14
Other studies showed these same results, with James Judge stating in his doctorial dissertation,
that he later published in book form, entitled PaleoIndian Occupaation suggests that the summer mean
temperatures would have been around 16.2 degrees F cooler than they are today and “The mean annual
13
ibid
Elias, Scott. Paleoenvironmental Significance of Late Quaternary Insect Fossils from Packrat Middens in SouthCentral New Mexico. The Southwestern Naturalist, Vol. 32 No. 3 (Sept. 28 1987) pg. 383
14
rainfall was somewhat higher than present, but it is not known by how much.” 15 He goes on to say, “As
a result of increased moisture and decreased temperatures, the small ponds and playas of the area
contained water, as did the rivers and some of the major arroyos.” 16 He sums up the faunal situation
pretty well when he says that for the earliest part of human occupation in the area, extinct forms of
megafauna, including horse, mammoth, camel, bison, ground sloth, cave bear, and several others
roamed the woodlands inhabited by simple hunter-gatherer people. He notes that as extinction
progressed and the area became drier the fauana moved toward a buffalo heavy population leading to
certain cultural adaptations that we shall discuss shortly.
Now that we have a good idea on the climate, flora, fauna, and topography of the area and
time-period being looked at, we can move on to looking at the inhabitants of the Paleo-Indian and
Archaic eras, first in a generalized, introductory sense, then by using four archaeological sites to flesh
out the general theories. In the most general sense, early occupations of the Southwest can be broken
up into a crude chronology. For years the earliest inhabitants were seen as the Clovis people, or a
culture that archaeologists propose were characterized by their neatly fluted, lancelote points, that
were very efficient at wounding and killing the terminal-Pleistocene mega-fauna discussed earlier.
Recently this view has been challenged by a number of archaeological sites, proposing they have found
remains for “pre-Clovis” peoples, but we shall discuss this argument later when I describe a possible
“pre-Clovis” site in the Southwest dubbed Pendejo Cave. For the sake of simplicity, I will use the “Clovisfirst” generalizations here to establish a basic timeline, then will expound on the timeline in greater
detail a bit later. These Clovis peoples, contrary to popular belief, were not solely mega-fauna hunters
as Disney’s Ice Age would have us believe, but were highly mobile hunter-gatherer groups that relied on
“…many distinctive adaptations to locally plentiful and predictable resources, which are not yet
15
Judge, W. James. Paleoindian Occupation of the Central Rio Grande Valley in New Mexico. Albuquerque:
University of New Mexico, 1973, pg. 40
16
ibid
reflected in the archaeological record.” 17 Fagan goes on to say that these resources could have included
deer, rabbit, fish, as well as any number of edible plants and vegetables. In fact, recent studies on
ethnographically similar hunter-gatherer groups have found that these early Paleo-Indian inhabitants
most likely relied more heavily on foraging than they did hunting. The result show that the wild plant
and vegetable resources have a better cost to benefit ratio when comparing energy expended in
collecting the food and potential energy contained in the food. Simply put, these resources were more
stable, and less hazardous than hunting and could be counted on as a food source. The Clovis peoples
existed, depending on what set of facts you believe, starting at anywhere in the range of 13,000 to
10,000 B.P. and came to a close around the end of the Pleistocene-Holocene boundary anywhere from
9,000 to 7,000 B.P. As mentioned above, archaeologist characterize these inhabitants by their chipped
flint tool kits. Fagan remarks of these toolkits “Clovis toolkits were…portable…as befits people who were
constantly on the move. Their stone technology was based on high quality, fine grain rock…to kill and
process big-game and cut down trees.” 18
The next general phase that many archaeologists recognize is again characterized by their
distinctive stone tool technology and toolkit. These peoples are dubbed the Folsom people and their
stone tools show an adaptation to a type of hunting strategy that was entirely different from their Clovis
predecessors. Fagan notes that what was special about these late paleo inhabitants’ tool kits is that “By
8,000 BC, later Paleo-Indian cultures developed regionally distinctive cultures…most areas of North
America had distinctive point forms, which may reflect local adaptations to different environmental
conditions.” 19 One of the earliest distinctive cultures that emerged in the Southwest, as well as other
regions, was the Folsom Complex. Archaeologists characterize these peoples by their stone toolkit that
17
18
19
Fagan, Brian Ancient North America: the Archaeology of a Continent. New York: Thames & Hudson, 2005, pg. 89
B. Fagan, op. cit., in note 17, pg. 91-92
B. Fagan, op. cit., in note 17, pg. 97
shows immense specialization from hunting not the now extinct mega-fauna, but rather large herds of
Bison antiqus, an early Buffalo like creature that was about 50% larger than the modern Bison bison.
These Folsom peoples ranged across the areas than now encompass much of the Great Plains, the
Southwest, and several other regions in pursuit of buffalo herds. They toolkits is most simply put a
refinement on the Clovis technology. The flute is still there, but the overall point length in generally
shorter, and the flute now takes up almost the whole length of the point, whereas Clovis technology
employed a longer, slightly longer blade, with the flute generally taking up about one-third of the length.
This flute, or a flake taken off the point lengthwise, in about the center of the base “allowed a large,
heavy stone point to be more easily wedged and bound into a split fore-shaft of the spear.” 20 The
advantage to this as described by Plog is “The weight and the more streamlined nature of the point and
fore-shaft…enhanced their penetration into the animal being hunted, a significant assistance given the
extremely tough skins of some large animals.” 21 Many a Folsom point has been found lying in the rib
bones of an early bison skeleton, or wedged between piles of bison skeletons from communal drives, in
which relatively large numbers of bison were dispatched. This style evolved into several locally distinct
stone toolkits, some contemporaneous with the Folsom Complex and others being descendants of the
Folsom complex. These, what can be simply called, variants have names such as Agate Basin, Midland,
Hell Gap, Angostura, and others. At the end of this late paleo-Indian era, we have what people refer to
as the Archaic and we shall turn our attention to that period of time now.
Once again we see the main defining characteristic between the late Paleo-Indian times and the
early Archaic is a change in hunting-gathering strategy, as evidenced through their stone toolkits. Plog
says “The post-Folsom era saw a shift in hunting and gathering, from an emphasis on a limited variety of
big game species …to a broader focus on a range of foods, in particular a much greater reliance on the
20
Plog, Stephen. Ancient Peoples of the American Southwest. London: Thames & Hudson, 2008, pg. 39
21
S. Plog, op. cit, in note 20, pg. 38, fgs. 30/31
collection of plants.” 22 With this is a similar increase, as before with the Clovis-Folsom switch, to even
more locally specialized toolkits, that varied greatly across time and space. The time span for the
Archaic period has never been set in stone and accepted by all archaeologists everywhere. Dates range
from the starting point of 7,000 B.P to as late as 5,000-4,000 B.P. and ending anywhere from 3,000 to
2,000 B.P. Disregarding any date controversies, it can be simply stated that the Archaic era saw a huge
shift to local specialization causing huge amounts of sometimes non-related variants. During this era
many archaeologists agree that we see the very beginnings of agriculture, due to increasingly efficient
foraging practices. We shall discuss this topic more a bit more, when we flesh out the Archaic more
thoroughly, in a few paragraphs.
This history, of course, does not stop at the Archaic period, around the time of Christ, but the
extent of this paper does. I would like to move now to the four sites that will help give archaeological
data for some of the generalized claims made above. With each of these sites we will discuss several
factors about them. We will discuss the nature of the occupation, based on the archeological data, as
well as if the sites were in situ 23, how well they were excavated, if they were disturbed or not, and
ultimately we will consider whether the evidence at the site allows for a good strong interpretation of
what was going on in this area, at this time. We shall investigate the archaeology of each site, then in
the conclusions I shall consider the above questions.
The first site we shall look at is what is considered the original type-site for the Clovis point, of
Blackwater Draw, particularly Locality No. 1. 24 The type-site is located near Clovis, New Mexico, where
the distinctive point inherited its name from. In the preface to the first comprehensive collection of
22
S. Plog, op. cit, in note 20, pg. 45
In situ is defined by www.dictionary.com as: In the original place or arrangement
24
I originally had intended to not choose the Clovis type-site as one of the sites to use in this paper. But being new
to the area, I failed to realize that the awesome site report I had found on an early-man site called Black Water
Locality No. 1, was the Clovis type site until it was already too late to change the site. Thus Blackwater Locality No.
1 is my first site, showing a large portion of early history/
23
multiple sight reports for Blackwater Locality No. 1, James Hester states “The significance of the finds of
Paleo-Indian artifacts associated with extinct vertebrates in Blackwater Draw is known to all students of
American Archaeology.” 25 This find was indeed a huge step for archaeologists, but over time it became
more of a law than a theory, with many die-hard “Clovis-first” peoples clashing verbal swords with the
opposition of the “pre-Clovis” crowd, who theorize that it was completely possible for people to have
existed on the North American continent before the Clovis culture. Since the main characteristic of
these peoples were their stone-tools in association with extinct fauna that is what I shall mainly focus on
when discussing Locality No. 1.
Blackwater Draw is an extinct riverbed near the source of the modern day Brazos River. This
river, was at some point in the geologic past, cut off by the headword erosion on the Pecos River,
resulting in the only water source for that area being runoff created by precipitation on local, often
highly variably, levels. Hester states “This condition led to the development of a series of small shallow
ponds along the draw. ..one such pond…is Blackwater Locality No. 1.” 26 According to Hester the ponds
dried up at several different times in history according to the climatic variation of the day. This
produced a well-stratified site, due to large amounts of sand or silt that was deposited during the dry
spells. These tended to fossilize and preserve in an anaerobic environment remains very nicely. This
site shows a long history with a preservation of the Clovis Complex, Folsom Complex, Portales Complex,
Archaic Complex, and later occupations in time periods we are not concerned with. It can be seen from
the simple classifications utilized at the site,that most of the excavations were conducted very early in
the history of the science of archaeology, and many of their methods are now considered very crude
compared to modern techniques. Recovered from Blackwater Draw were a total of 223 Clovis artifacts
25
Hester, James Blackwater Locality No. 1: A Stratified, Early Man Site in Eastern New Mexico Ranchos de Taos:
Fort Burgwin Research Center, inc. Souhtern Methodist University, 1972, pg. vii
26
J. Hester, op. cit., in note 25, pg. 1
according to Hester’s count. These artifacts exhibited characteristics such as core struck blades, flake
knives, scrapers etc. 27 He notes the amazing addition of what he calls true core struck blades theorizing
that “…the presence of blades…suggests that the Clovis culture was much more closely related (in a
typological sense) to an Old World predecessor, than is the subsequent Folsom culture.” 28 This
conclusion and desire to draw a connection between the earliest North American inhabitants and the
latest European inhabitants was rampant, and to a great extent still is, leading many people to offer any
possible connection they could come up with. Along with this distinctive stone tool kit were some bone
tools that Hester believes were more varied than any other collection known to date. Simply, the
complex was characterized by flakes struck from prepared cores, then small amounts of secondary
flaking taken off the core around the outer areas, and last by the small flakes directed into the length of
the blade to help “…reduce the size of the bulb of percussion.” 29 We have discussed the advantages of
this adaptation in earlier paragraphs. A few new typological categories were recognized based on
characteristics like blade length and width. The huge ice-breaker for the Clovis level was that several of
the early tools were associated with skeletons of now-extinct mega fauna such as Wooly Mammoth.
This was the first time in archaeological history that there were substantial in situ facts to show that
people existed on the North American continent with animals that were no longer living. 30 What was
even more astonishing is that the stratified site contained multiple occupational layers, ranging from
Paleo-Indian all the way to the Archaic and beyond. Five hundred-forty thee artifacts represent the
Folsom complex at this site, and Hester characterizes them by stating that they are definitely derived
from the Clovis technology, but with a few key differences. He states “These features include a chipped
striking platform…unifacial implements worked to opposing faces, retouch on the nether [dorsal?] face
27
28
For Hester’s full version see Hester, op. cit., in note 25, pg. 92
J. Hester, op. cit., in note 25, pg. 92
J. Hester, op. cit., in note 25, pg. 94
30
30
For pictures see fgs. 30-33 in J. Hester, op. cit., in note 25, pg. 26
29
of the flakes, and parallel flaking.” 31 There were also Folsom artifacts found in association with another
extinct animal, just a few thousand years later, the Bison antiqus. A Folsom point was found in
“definite” association with a bison atlas [antiqus?]. This once again showed that there was “early-man”
on North America.
The next neatly stratified layer yields the Portales complex, which is once of the late PlaeoIndian local complexes that developed out of the Folsom complex. While the author draws this
generalization he issues the disclaimer if the small sample size, as is frequent in archaeology. Only 49
artifacts with valid provenience data remain due to different causes. Hester describes these with the
name “Parallel Flaked” points as well, since many of the points were now small enough that a single
pressure flake could be shot from one side of a flake and terminate it at the edge of the flake itself,
producing a single solid channel across the face of the flake. These points were still not as small as the
Archaic ones considered in the next paragraph, but the author suggests that by the end of the late
Paleo, post Folsom, era we can begin to se the shift towards pursuing smaller game and focusing on
gathering rather than hunting. 32 This time period of small game hunting and a heavy reliance on
gathering is termed the Archaic and this period is represented at Blackwater Draw, but not very well due
to the nature of the sediment deposition in which the artifacts lye. Many of them were discovered in
sediments that were most undoubtedly disturbed or transplanted in from other areas in a colluvial or
pluvial fashion. This leads to a very sketchy picture and interpretations and Hester only generalizes that
these points are characterized by “…a variety of stemmed forms with a triangular blade.” 33 He makes no
further generalizations beyond that.
31
J. Hester, op. cit., in note 25, pg. 118
J. Hester, op. cit., in note 25, pg. 137
33
J. Hester, op. cit., in note 25, pg. 143
32
The second site I will discuss in that of Pendejo Cave. “Pendejo Cave is located on federal land
in south-central New Mexico (Long. 105° 55’ W, Lat. 32° 25’ N).” 34 Pendejo Cave is the possible “preClovis” that was mentioned earlier in this paper. This site becomes important because it contains a
geologic column that is correlated with 75 radiocarbon dates from large amounts of carbon samples.
This allows archaeologists to refine the time-scale previously used, and make the generalizations that
much tighter. This cave sits in the Northern Chihuahuan Desert and is the desert scrub brush mosaic
described earlier. As mentioned earlier one of the major components of this site is the “pre-Clovis” side.
One example of people being there before Clovis comes from a “forensically indentified human hair”
carbon dated to 12,240 ± 70 B.P. and this hair is stratified below the Clovis occupation. To help support
this paleo-Indian occupation period is the recovery of some 250 stone artifacts associated with PaleoIndians. These were selected for lithic use-wear analysis through experimentation and the subsequent
observation of the archaeological specimens under a microscope using the “low power method.” 35 The
tests allowed the researchers to get a decent idea of what the stone tools were being used for. In the
case of Pendejo Cave, some of the artifacts were hard to read due to PDSM, and low quality stone, but
some generalizations could be made. Several artifacts showed possible use as digging tools or
chopping\cutting vegetable materials, but again there are many hurdles in use-wear analysis that one
must jump to make estimated guesses. In chapter 11 of the book, R.S. MacNeish and Peggy Wilner talk
about the general lithic assemblage. They comment that the earliest phase termed Orogrande had only
55 artifacts recovered, and the possible dates range from 52,000 B.P. to upwards of 70,000 B.P. 36 The
tools simply show possible use wear in chopping\adzing or scraping, and not very many specimens
exhibit use-wear at all. The evidence back this far is a bit sketchy due to several factors like PDSM, etc.
34
Pendejo Cave, ed. by MacNeish, Richard, and Libby, Jane. Albuquerque: University of New Mexico Press 2003,
pg. 3
35
Odell, G.H. and F. Odell-Vereecken Verifyting the Reliability of Lithic Use-Wear Assements by “Blind Tests”: the
Low-Power Approach. Journal of Field Archaeology 7 pgs. 87-120
36
R. MacNeish, and P. Wilner, op. cit., in note 34, pg. 205
The next complex is called the McGregor complex dating from about 52,000 to 31,000 B.P. This layers
provides better evidence with 103 artifacts, and “73 of which seemed to show evidence of use-wear.” 37
Polyhedral points disappears out of the assemblage and seem to be replaced with choppers and
scrapers. The author continues of this trek towards increasing use of plant materials when he states
“With the Clovis-age horizon…many tools…showed polish, suggesting an increasing use of soft materials,
such as plants.” 38 Other early tools from the Orogrande horizon showed possible use on hard materials
such as wood, or stone, while later occupations shifted towards softer materials, as evidenced in the
stone tools. This site, like the previous one, has later occupations including ceramics and domesticates,
but once again we are not concerned with this time period.
The third site we shall look at archaeologically is called Bat Cave. This site focuses on the more
Archaic end of the spectrum and was chosen, along with the next site to flesh out the Archaic
occupations of the area. Bat Cave is located “…on the southeast side of the Plains of San Augustin…in
New Mexico.” 39 Bat Cave’s earliest radio carbon date come from a hearth at the top of the oldest
occupied layer and is 5981 ± 310 B.P. The stone tool assemblage at Bat Cave is impressive showing a
wide range of the great diversity that was characteristic of the Archaic period. Artifacts include a variety
of small to mid-sized projectile points 40 as well as the choppers and scrapers that accompany the move
from a focus on hunting to a focus on gathering. We can track the focus on gathering slowly evolving to
domestication in several artifacts. Along with the earliest hearth, there is also a flat slab-style milling
stone used fro grinding some type of grain. This shows that around five to six thousand years ago,
hunter-gatherer groups probably were starting to figure out how to domesticate plants and animals,
very successfully. The author suggests, and many would agree, that these stones were probably used to
37
ibid
R. MacNeish, and P. Wilner, op. cit., in note 34, pg. 208
39
Dick, Herbert. Bat Cave Sante Fe: The School of American Research 1965, pg. 1
40
D. Herbert, op. cit., in note 39 pgs 24-29, fgs. 20-23
38
process some of the earliest from of wild maize or beans. As the sediments get younger in Bat Cave, the
amount of material associated with the beginnings of domestication increases. There appears only one
metate in the earliest strata, but in the following strata we see the numbers increase to a range of three
to nine per strata. This is a large increase and suggests a continued reliance on plants, instead of
animals.
The fourth and final site, we shall look at is the somewhat late, but pre-ceramic Archaic is
Tularosa Cave, New Mexico. The author of the site report states “Tularosa Cave is less than 40km
northwest of Bat Cave, and is located in a south-facing hillside over Tularosa Creek.” 41 The cave sits at
roughly the same elevation as Bat Cave and thus falls into a similar climatic zone. In the earliest
excavations the strata were simply lumped into a “pre-pottery” category that existed of all the strata
below the last ceramic found, and everything above that line was “pottery” levels. These pre-pottery
levels seem to be radiocarbon dated to about 2,000 to 2,500 B.P. and the author notes “There are no
levels of the site that didn’t contain ample evidence for maize.” 42 The pre-pottery levels contain an
interesting mix of projectile points, some cordage, and even sandals were found in Tulsarosa Cave, yet
the absence of pottery is what makes these early strata classifiable as Archaic. In this site we can see
the very advanced system of intense gathering\ bordering upon domestication of wild plants. Residents
were making ropes, sandals, and processing some type of maize grains from the earliest occupations, as
evidenced by manos and metates from the site. The author agrees with a previous researcher on the
fact that “…based on the range of artifacts and on the huge quantities of maize…the site was primarily
used in the late summer and/or early fall as a basecamp…with maize grown on the floodplain below the
41
McBrinn, Maxine Social Identities Among Arctic Mobile Hunters and Gatherers in the American Southwest,
Tuscon: Arizona State Museum, The University of Arizona, 2005, pg. 47
42
ibid
site.” 43 This is site is special because it documents the amount and intensity of the usage of maize over
a large span of time. It also speaks to the tendency of different parts of culture to adapt at differing
speeds throughout time. At this site we see all the normal effects on society that comes along with a
focus on intensive foraging and eventually domestication, except for the appearance of ceramics. The
lower strata show much of the same types and even amounts of artifacts such as rope, sandals, and
hearths, but at about 2,000 to 2,500 B.P. ceramics make an appearance and the “transition” to
agriculture and domestication was well on its way.
Conclusions
Utilizing the information from the four sites above we can now briefly discuss the topics listed in
earlier paragraphs. On the topic of how well these sites were excavated, we get a different answer for
each site. At Blackwater Draw, the methods employed would seem somewhat crude today, using
2mx2m grids and 20cm levels. Many of the original proveniences were lost, and some interpretations
are lost forever. However, due to the sedimentation nature of the draw, the levels are preserved nicely,
and represent accurately what was occurring at the early-man levels. The only layers that were
disturbed were the upper layers, in the Archaic period. Overall the Blackwater Draw, paints a very good
portrait of the early-man situation in the Southwest region.
The Pendejo Cave site was excavated, fairly well with modern techniques, and analysis was
carried out on several artifact classes. Most of the lower sediments, and the upper strata were very well
preserved, and were accompanied by about 75 radio carbon dates creating a very accurate geologic
column, that can be transposed on the pre-existing timelines. This is awesome when looking for “preClovis” sites and this is one of the main contenders out there. Overall, this site’s integrity is as good as
43
ibid
any you can find in throughout the continent. It represents a very accurate portrayal of what was going
on in the region at the time, and with more studies our understanding of early-man will only increase.
The third site mentioned above was Bat Cave, New Mexico. This site was originally excavated in
the early days of archaeology and issues provenience data based on six-foot square excavation units,
assigned to students. It is noted that the levels were not in the nice 10cm increments employed in much
of Southwestern American archaeology today, but rather were arbitrary depending on natural strata, or
even an archaeologist’s intuition. So the site was excavated well for its time but, by today’s standards
the excavation seems very crude. Nonetheless, the documents provide a basic idea of the Archaic
occupation of the time and what was occurring in the societies of the time. From the earliest sediments
dated to about 6,000 B.P., there is evidence of a gradual shift towards a sedentary life style geared
around intensive foraging and domestication. Radio carbon dates accompany much of the early work,
allowing for a similar situation to Pendejo Cave, but for the Archaic period. This site represents, very
well, what was occurring in the Southwest at this time.
The fourth and final site of Tularosa has a special set of circumstances as well. The methods for
excavation socnsisted of placing a two meter trench down the middle of the inclosure, and dividing two
meter units off to the left and right of this trench. Levels were dug as first arbitrarily due to the uneven
cave surface, but then switched to even 20cm increments. Again these methods seem crude today, but
they were the best ways that existed for doing arcaheology at the time. Most of the levels are pretty
well preserved, and the earliest dates place a pre-ceramic, agricultural society at about 2,000 to 2,500
B.P. This site is important because it shows us that different aspects of culture evolove at different
paces. On this site we see every level containing evidence of maize, with the distinct characteristic of
cermaics being present only after 2,000 B.P. The site is well preserved and in general can be considered
to be in decent context. Even though this site is a short occupation area, it gives us a very good look at
the move to a gathering society more than a hunting one. The four of these sites, as well as the rest of
the environmental and arcaheological data, all show a similar picture of what was happening over time
in the Southwest. These data all point to a trend towards a gathering based society that would
eventually evolove into domestication and finally the systems we use in the present day. But that
subject is the topic for another paper, and regretfully the extant of my paper ends here.
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