Ecological Economics 95 (2013) 137–147
Contents lists available at ScienceDirect
Ecological Economics
journal homepage: www.elsevier.com/locate/ecolecon
Methodological and Ideological Options
The ultrasocial origin of the Anthropocene☆
John Gowdy a,⁎, Lisi Krall b
a
b
Rensselaer Polytechnic Institute, Troy, NY 12140, USA
Department of Economics, State University of New York at Cortland, Cortland, NY 13045, USA
a r t i c l e
i n f o
Article history:
Received 4 February 2013
Received in revised form 17 June 2013
Accepted 6 August 2013
Available online 21 September 2013
JEL classification:
B52
N5
Q1
Q5
Keywords:
Anthropocene
Downward causation
Evolution
Group selection
Inclusive fitness
Increasing returns to scale
Inequality
Multi-level selection
Sociobiology
Stocks and flows
Sustainability policy
Ultrasociality
a b s t r a c t
The current geological epoch has been dubbed the Anthropocene—the age of humans. We argue that the roots of
the Anthropocene lie in the agricultural revolution that began some 8000 years ago. Unique human psychological
and cultural characteristics were present in our distant hunter–gatherer past, but in terms of the biophysical impact of our species, agricultural represented an unequivocal and decisive evolutionary break. With the transition
to agriculture human society began to function as a superorganism functioning as a single unit designed by social
natural selection to produce economic surplus. Where environmental conditions were permitted, early human
agricultural societies followed the same pattern as a few social insects and exhibited explosive population
growth, complex and detailed division of labor, intensive resource exploitation, territorial expansion, and a social
organization favoring the survival and growth of the supergroup over the well-being of individuals within the
group. Similar economic forces lie behind ultrasociality in social insects and humans—increased productivity
from the division of labor, increasing returns to scale, and the exploitation of stocks of productive resources.
Exploring the evolutionary mechanisms behind ultrasociality offers insights into the growth imperative that
threatens the stability of the earth's life support systems.
© 2013 Elsevier B.V. All rights reserved.
The Ultrasocial Origin of the Anthropocene
“Humanity today is like a walking dreamer, caught between the fantasies of sleep and the chaos of the real world. The mind seeks but
cannot find the precise place and hour. We have created a Star Wars
civilization, with Stone Age emotions, medieval institutions, and
god-like technology. We thrash about. We are terribly confused by
the mere fact of our existence, and a danger to ourselves and to the
rest of life.”
E.O. Wilson, 2012, The Social Conquest of Earth
☆ We would like to acknowledge the contribution of discussions with the participants
in a series of workshops organized by the Evolution Institute and funded by the National
Evolutionary Synthesis Center (NESCent) at Duke University and a workshop “Evolution
and Bioeconomics” at Ringberg Castle, Germany sponsored by the Max Planck Institute
at Jena. This paper builds on an earlier one making the case that agriculture was an
ultrasocial transition (Gowdy and Krall, 2013).
⁎ Corresponding author. Tel.: +1 518 276 8094.
E-mail addresses: gowdyj@rpi.edu (J. Gowdy), lisi.krall@cortland.edu (L. Krall).
0921-8009/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.ecolecon.2013.08.006
1. Introduction: Ultrasociality and the Human Predicament
In terms of the relationship between the human species and the
rest of the planet two questions stand out. The first question is how
humans came to so dominate the earth's biophysical processes that
we are now in danger of a major state shift in the earth's biosphere
threatening to disrupt human civilization (Barnosky et al., 2012)?
The second question is why, in the face of impending disaster, does
our species seem so incapable of making the basic societal changes
needed to insure our long-run survival (Mukerjee, 2013)? We
argue that the answers to these questions lie deep in our evolutionary
history. We are one of a handful of species that became ultrasocial, a
broad term including humans as well as other species that have
achieved higher level social organization. We use Campbell's (1982,
160) definition of ultrasociality:
Ultrasociality refers to the most social of animal organizations, with
full time division of labor, specialists who gather no food but are fed
by others, effective sharing of information about sources of food and
danger, self-sacrificial effort in collective defense. This level has been
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achieved by ants, termites and humans in several scattered archaic
city–states.
Like several social insect societies that made the leap to agriculture, human society began to function like a single organism dedicated to the purpose of producing an economic surplus. With this
transformation we joined the 13–14 or so species that originally became eusocial. Among these, ants and termites went on to become
ultrasocial, particularly with the adoption of agriculture (E.O.
Wilson, 2012, 136).1 Ultrasociality eventually gave us civilization
and the material abundance much of humankind enjoys, but the reorganization of human society for surplus production also gave us
two predicaments that we seem unable to solve—the unsustainable
use of the planet's biophysical resources and the extreme material
and social inequality that characterizes most contemporary human
societies. We share the characteristic of ecosystem domination
with social insects; the second characteristic is unique to humans.
Great strides have been made by evolutionary biologists in understanding the causes and consequences of ultrasociality in a variety
of species. These understandings can offer key insights into the current human predicament.
The current geological epoch, which according to most geologists
began with the industrial revolution about 300 years ago, and
according to archeologists it began with the Holocene and human
agriculture (Balter, 2013), has been dubbed the Anthropocene or
age of humans. Our species now dominates the basic biophysical
processes of planet earth and is influencing the course of evolution
of the rest of the world's species (Barnosky et al., 2012; Steffen
et al., 2011). The human impact on planet earth in the Anthropocene
is staggering. Humans comprise about 50% of the earth's mammalian
biomass (and the percentage is even greater if our livestock is included). Sanderson et al. (2002) calculated that over 80% of the global
terrestrial biosphere is under direct human influence. Hannah et al.
(1994) estimate that 36% of the earth's bioproductive surface is dominated by humans. The global human appropriation of net primary
production (HANPP) was estimated by Vitousek et al. (1997) to be
about 20% of potential net primary product (intermediate estimate).
If anything, the human expropriation of the world's bioproductive
capacity is accelerating. The human population has almost tripled
since 1960, adding 1 billion people in the last 13 years (see the summary of HANPP studies in Haberl et al., 2010). Ecosystem dominance
is a characteristic we share with social insects.
To appreciate the uniqueness of the Anthropocene it is important
to understand our evolutionary history. In particular it is essential to
recognize that with the adoption of agriculture the evolution of
human society was fundamentally altered, in terms of the relationship between the human and non-human world, and the relationship of humans to each other. We have argued elsewhere (Gowdy
and Krall, 2013) that the population explosion that came with agriculture–termed the Neolithic Demographic Transition (NDT)–can
be understood as a major evolutionary event wherein groups of individuals become economically organized to function as a superorganism. We argue in this paper that the ultrasocial revolution of
human society that began with agriculture inexorably led us to the
Anthropocene.
1
There is no consensus among biologists or social scientists as to the definitions of eusocial or ultrasocial. We use the term eusocial to refer to social insects and a handful of other species having an advanced level of colonial existence, a high degree of division of labor
and a sharp division between sterile and reproductive castes (Wilson and Hölldobler,
2005, 13368). Termites were the first eusocial species to evolve some 175 million years
ago, apparently from a single ancestor. Eusocial ants also arose from a single ancestor
about 150 million years ago. Eusociality arose three times independently in wasps and
four times independently in bees. Eusocially appeared once among mammals (the naked
mole rat), once among beetles, and perhaps three times in shrimp. See the discussion in
E.O. Wilson (2012, 136–37).
We fully recognize that humans are unique in their degree of intelligence and in the intentionality of individual behavior. Intelligence and culture allowed humans to adapt to the extreme climate
change of the Pleistocene by using new technologies and flexible
cultures (Richerson and Boyd, 2005). Likewise, after agriculture
human intelligence made it possible to create new technologies to
exploit resources like fossil fuels unavailable to other species. But
we also believe that faith in human uniqueness and agency has
blinded us to the evolutionary forces driving human social organization. We emphasize this point because the constraints on human intentionality imposed by ultrasociality have been neglected. Ultrasociality
has given human society features that make it extremely difficult to
change course even in the face of impending disaster. We are not
suggesting that there is no human agency but we are suggesting that
the role of human agency is much less powerful than we think. Individual intentionally is not the same as societal intentionality and it is the latter that we call into question.
2. Beyond Selfish Economic Man and Selfish Genes: Multi-level
Selection (MLS) and the New Sociobiology
Today, the field of evolutionary biology is at the frontier of enhancing our knowledge of human nature and human society. It is
ironic that many social scientists still wish to isolate themselves
from evolutionary biology in spite of the fact that mounting scientific
evidence from the fields of animal behavior, behavioral science, and
neuroscience confirms what the critics of reductionist approaches
have argued for decades. Cooperation and altruism are pervasive in
nature and humans are uniquely social mammals (de Waal, 2009;
Frith and Frith, 2010; Waring, 2010). There is now solid scientific evidence that humans thrive in a complex system of cooperation, competition, and evolved social norms. As Waring (2010) points out,
evolutionary concepts play a prominent role in ecological economics.
But the prejudice against biological explanations of human behavior
still stands as a barrier to developing realistic theories of human
decision-making and effective social policies (see Hodgson and
Knudson, 2010).
Evolutionary biology has had a rocky and complicated intellectual
relationship with the social sciences. On one hand there exists a rich
tradition of exchange of ideas as in Thomas Malthus's inspiration for
Darwin and Wallace's theory of evolution by natural selection. A long
line of progressive social scientists, from Veblen (1898) to Chomsky
(2005), has drawn inspiration from evolutionary biology. Yet there
is resistance to evolutionary explanations of social phenomena.
Wilson's (1975) original formulation of sociobiology in the 1970s relied to a large extent on an interpretation of social evolution inspired
by Hamilton's (1964) idea of inclusive fitness, also known as kin selection (see the discussion in E.O. Wilson, 2012, Chapter 6). Kin selection
implies that altruism and cooperation can exist only because it is a
way an organism can pass on genes shared by relatives.2 In the 1970s
the selfish gene idea was popularized by Dawkins (1976) and by parodies of sociobiology promoted by economists (Becker, 1976; Hirshleifer,
1977).3
By the 1980s accounts of behavior based on selfish individualism
had converged among economists and biologists. Most biologists
rejected any notion of natural selection above the level of the individual
(Dawkins, 1982; Trivers, 1985; Williams, 1985). Likewise, conservative
economists rejected the notion that individual behavior could be
2
As the biologist J.B.S. Haldane put it “I would jump into a river to save two brothers,
but not one, or to save eight cousins but not seven.” (Lehrer, 2012, 36).
3
In an article in Business Week titled “A Genetic Defense of the Free Market,” (April 10,
1978) Gary Becker commented: “Bioeconomics says that government programs that force
individuals to be less competitive and selfish than they are genetically programmed to be
are preordained to fail.” (See Gowdy et al., 2013).
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anything other than self-regarding (Becker, 1976; see Hodgson,
2013). In standard economics, the starting point for understanding
human behavior has been the self-regarding, selfish individual—
leaving culture and collective behavior outside the realm of economics. Many economists have long adopted crude survival of the fittest
ideas to justify an unequal distribution of income and wealth.
Friedman's (1954) classic article on economic methodology advanced a “natural law” of optimization through markets in that
the fittest (most efficient) firms prosper and the unfit ones fall behind (see D.S. Wilson, 2012). Conservative economists still promote
the idea that helping the “unfit” is a category of “moral hazard”—a
violation of the laws of nature and harmful to the social good.
Given the intellectual history of the use and abuse of biological theories to promote reactionary social policies, it is not surprising that
many social scientists still have an aversion to biology and in particular to sociobiology.
But evolutionary biology has moved far beyond individualistic,
bottom-up explanations of individual behavior and of living systems.
In fact, at the same time that mainstream biology was consolidating
around the “selfish gene”, the idea was being reconsidered by some
of the same biologists who first popularized the concept (Wilson,
2010; Wilson and Wilson, 2007). Hamilton (1975), inspired by the
work of Price (1970), embraced the idea of multi-level selection
(MLS).4 E.O. Wilson's work on the evolution of eusocial insects convinced him that inclusive fitness was an inadequate explanation of
cooperative behavior (E.O. Wilson, 2012; Nowak et al., 2010). Field
biologists discovered that cooperation is widespread among a variety of species and that much of this cooperation could not be
explained by kin selection alone (Goodnight, 2005; Goodnight and
Stevens, 1997; Wilson, 2010). Remarkable examples of non-kin cooperation have raised doubts about the robustness of kinship explanations of ultrasociality. For example, it was recently discovered that
two distinct species of spiders cooperate to provide extended maternal care of obviously unrelated individuals (Grinsted et al.,
2012). Johns et al. (2009) document a case where unrelated termite
colonies merge and operate as a single unit. Furthermore, biologists
have realized that the genotype–phenotype distinction was not as
rigid as assumed by many selfish gene advocates. Different environments can call forth strikingly a different phenotype expression.
Phenotype plasticity is thought to be a key feature of the evolution
of social insects (Keller and Ross, 1993).
Although still controversial, a consensus is emerging that evolution has been driven by a process of MLS (Campbell, 1983; E.O.
Wilson, 2012; Goodnight, 2005; Okasha, 2006; van den Bergh and
Gowdy, 2009; Wilson, 2010). Wilson (2010) makes a convincing
case that kin selection and group selection can both be accounted
for by the MLS theory. Multi-level selection and by extension
group selection are complicated. As described by Okasha, MLS1 is
the case where certain traits (like altruism to use D.S. Wilson's example) detrimental to the relative fitness of individuals within a
group nonetheless get reproduced in a population. The essential
logic of MLS1 is quite simple. Selfish individuals outcompete altruists within a group, but altruistic groups outcompete selfish groups
(Wilson and Wilson, 2007). But MLS and group selection are less
straightforward than MLS1 would imply because the group may be
defined by a cluster of “emergent characters.” Thus the play of selection may be not on a single trait but on a cluster of traits that come to
define the group. And the group is not simply the aggregation of individuals with certain traits that have a greater probability of being
reproduced because of the existence of the group, but rather the
4
Wilson (2010) points out that Hamilton's change of position is not widely appreciated
by biologists. His citation analysis of Hamilton's papers showed that his first (1964) formulation rejecting group selection and his second (1975) formulation embracing group selection are cited in a 15:1 ratio with no trend for the 1975 paper to become more frequently
cited.
139
group has an advantageous character or trait all of its own. From
the level of the organism, the MLS theory can be extended downward to explain cooperative and selfish genes, or upward to explain
the evolution of group coalitions (Wilson et al., 2013). Wade et al.
(2010) show that models of kin selection and group selection are
not contradictory but in fact mathematically equivalent.
The MLS theory is beginning to integrate current social science
research from behavioral economics, evolutionary psychology,
neuroscience, and interdisciplinary studies of higher-level social
organization. We propose that it also helps to explain the evolution
of complex economic systems. We have argued elsewhere that
group selection takes on a new force with the transition to agriculture (Gowdy and Krall, 2013). What happens with this transition is
not simply a matter of selection at the group level resolving a collective action problem among individuals. With the transition to
agriculture the group as an adaptive unit comes to constitute a wholly
different gestalt driven by the imperative to produce surplus. Thus the
group is by definition the embodiment of a bioeconomic evolutionary
force that is central to understanding the evolution of ultrasociality in
humans and by extension complex society in general and its ecological
consequences. MLS adds to the literature on ecological and cultural coevolution of human society (Gual and Norgaard, 2010; Smaldino, in
press; Waring, 2010; Waring and Richerson, 2011).
It is natural that attempts to understand our evolutionary behavioral attributes have looked first at our closest relatives, the great
apes and other primates (de Waal, 2009). But the evolution and organization of social insects can also give us insights into human social evolution. Individuals within many species can form groups.
And the selection of groups need not be based on genes but rather
on group level traits also subject to the forces of natural selection
(El-Hani and Emmeche, 2000; Ghiselin, 1974; Martínez and Moya,
2011; Reeve and Hölldobler, 2007). The same evolutionary principles apply to groups of very different kinds of organisms unrelated
by kinship. By focusing on group selection we do not mean to downplay the importance of individual selection or individual behavior.
But in terms of understanding the internal logic of the human economy, and our relationship to the natural world, we believe that we
have as much to learn from social insects as we do from our closest
primate relatives.
3. The Social Conquest of the Earth
Evolutionary history can be understood as a series of punctuations
representing jumps to higher levels of organization (Margulis, 1998;
Smith and Szathmáry, 1995; Wilson, 2010; Wilson and Wilson, 2007).
Keller (1999: 60) writes: “The major transitions in evolutionary
units are from individual genes to networks of genes, from gene networks to bacterialike cells, from bacterialike cells to eukaryotic cells
with organelles, from cells to multicellular organisms, and from solitary organisms to societies.” Higher-level selection processes have
been central to the evolution of complexity (Martínez and Moya,
2011). While MLS helps us to understand the evolution of groups,
it is important to understand that the force of group selection is amplified in the transition to ultrasociality. It exaggerates betweengroup differences and homogenizes within-group outcomes, even
when individual specialization increases. In those species that have
attained ultrasociality the group comes to resemble a superorganism. E.O. Wilson (2012) argues that the “social domination of
earth” by ultrasocial (he uses the term eusocial) species is a striking
example of the evolutionary success of higher-level organization.
The consequences of ultrasociality that came with agriculture for
both humans and a few social insects include (1) explosive population growth, (2) domination of the ecosystems in which they occur,
(3) intensive and extensive mobilization of natural resources toward
the imperative of surplus production, and (4) hierarchical organization and the subjugation of individuals to promote the success of the
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group entity. The widespread adoption of agriculture by humans
followed the same pattern set by eusocial insects beginning tens of
millions of years ago (Diamond, 1998; Gowdy and Krall, 2013;
Mueller et al., 1998). As in human history, the adoption of agriculture
by eusocial insects was a watershed in their evolutionary history.
Eusociality in insects is rare but overwhelmingly successful when it
appears. Once present it dramatically enhances the competitive ability
of the colony and leads to a dominance of the ecosystems in which it occurs. Ants and termites comprise about 30% of the entire animal biomass
in the Brazilian rainforest (Hölldobler and Wilson, 2011, 6) and 75% of
the insect biomass. Worldwide the social insects–ants, termites, bees,
and wasps–comprise about 2% of the earth's insect species, but they account for 50% of the earth's insect biomass (Hölldobler and Wilson,
2009, 4). One of the most complex social insects, leafcutter ants, live
in large cities of millions of individuals devoted to a single purpose—
the cultivation of a specific kind of fungus that feeds the entire colony.
The entire leafcutter ant society is organized toward the goal of producing fungus.5 Ant agriculture arose about 50 million years ago in the neotropics (Schultz and Brady, 2008). The first agricultural ants cultivated a
diverse variety of crops. One group of these ants–Attine or leafcutter
ants–evolved relatively recently, about 8–12 million years ago, and became the dominant herbivore in the neotropics. Attine ants cultivate a
single species of fungus which they feed a variety of leaves, flowers
and grass. According to Schultz and Brady (2008, 5435): “This key evolutionary innovation renders a mature Atta colony the ecological equivalent of a large mammalian herbivore in terms of collective biomass,
lifespan, and quantity of plant material consumed.” Social insects, like
their human counterparts, dominate the ecosystems where they
occur, pushing competitors to the margins and harnessing other species
to assist in their collective enterprises.
We have argued that common evolutionary mechanisms are at work
in human and non-human ultrasocial transitions (Gowdy and Krall,
2013). The specifics of the human transition may differ from ants but
like that of the social insects, it was driven by the impersonal forces of
natural selection. For both humans and social insects, with the adoption
of agriculture the nature of the “group” changed from a collection of individuals cooperating to achieve mutually beneficial outcomes, to something akin to a superorganism centered on a narrow economic purpose,
namely, the production of agricultural surplus. In ultrasocial species, the
flourishing of the group is often at odds with the well-being of particular
individuals in the group (Anderson and McShea, 2001; Gowdy and Krall,
2013).
The evolutionary leap to ultrasociality in humans had its origin in
the unique ability of humans to cooperate with one another. Prosocial
traits were part of the human experience long before agriculture. The
path to human sociality was paved in the Upper Paleolithic with the
evolution of the social brain (Frith and Frith, 2010; Sherwood et al.,
2008). Our propensity to cooperate is a trait that in many ways defines
what it is to be human (Wexler, 2006). We are strikingly different from
our primate relatives in the extent to which we cooperate with non-kin
(Hill et al., 2011). The ability of humans to cooperate with each other
made possible the evolution of traits that define our species—language,
culture, technology, and complex social structure. Sometime in the
Upper Pleistocene these traits gave us art (more than 70 K years ago,
Tollefson, 2012) music (at least 30 K years ago, Conrad et al., 2009),
and a flourishing of sophisticated technology (100 K or more years
ago, Henshilwood et al., 2011).
Recently a number of authors (de Waal, 2009; Nowak and Hightower,
2011; Pagel, 2011) have rightly argued that the human propensity to cooperate with others is the greatest human asset and perhaps the only
hope for a sustainable and equitable future. But this optimism can be
pushed too far. Pagel (2011, 299) writes:
5
The remarkable power of natural selection to give rise to complex social and technological structures can be seen in the video of an ant city in Brazil: http://www.youtube.
com/watch?v=D_TTb15mZx4.
Modern societies differ vastly from the small tribes that once competed to occupy Earth. But the old psychology plays out well in our
globalized multicultural world. Our species' history is the progressive triumph of cooperation over conflict as people recognized that
cooperation could return greater rewards than endless cycles of betrayal and revenge.
Stressing the virtues of cooperation is in many ways a more nuanced approach to human nature than the selfish gene/economic
man worldview. But the dark side to human cooperation must be understood if we are to realistically assess our present circumstances.
As in the evolutionary history of social insects, cooperation was a
pre-adaptation to ultrasociality. Beginning with the agricultural revolution, the human propensity to cooperate was co-opted by a
bioeconomic evolutionary force as several large-scale hierarchical
societies emerged and took on the characteristics of a superorganism. This ultrasocial transition reshaped human relationships and
the relationship of humans to the natural world. With the transition
to agriculture, the average individual was worse off even though the
group flourished—individual well-being was diminished for the numerical and material success of the superorganism. We believe that
the focus on individual selection and the neglect of MLS has blinded
us to the complex and ambiguous evolutionary history of our propensity for cooperation.
We claim that the human superorganism is a self-organized higherlevel system forged by Darwinian selection processes. As with societies
of Attine ants, the system holds together and forms a structured whole
responsible for the organization and execution of the material reproduction of society. It is a self-referential, interlocking system focused
around an economic dynamic that defines the group: for agriculture,
the imperative of producing agricultural surplus; for contemporary
capitalism, the creation of surplus value. This system continues to
evolve today as it engulfs a larger and larger portion of the earth's
natural resources and consolidates its power to bring the world's
population under a single production system operating under a unified “cosmology” (Gowdy et al., 2013; Sahlins, 1996). To the extent
that the system is the result of mechanical evolutionary processes
it is neither optimal nor progressive. The system may be “natural”
but this does not mean that it is benign.
4. The Neolithic Demographic Transition (NDT) as an
Ultrasocial Transformation
Homo sapiens lived sustainably on the planet for something like
200,000 years. Quite suddenly, in only a few thousand years after the
widespread adoption of agriculture beginning about 8000 years ago,
the human population exploded with the NDT (Biraben, 2003;
Bocquet-Appel, 2011; Cox et al., 2009). Biraben (2003) estimates that
the world population between 50,000 BCE and 40,000 BCE was about
1.5 million. Around 6000 BCE the human population stood at 4–6 million. By the beginning of the Common Era some 2000 years ago, the
number of humans on the planet had skyrocketed to over 250 million.
The population increase after agriculture was unprecedented in the
prior 200,000 history of Homo sapiens (Biraben, 2003).6
Before the widespread adoption of agriculture, humans lived as
hunter–gatherers in fluid societies without permanent settlements.
Although there was great variation in hunter–gatherer economies
(Kelly, 1995), it can generally be said that, compared to early agricultural civilizations, hunter–gatherer societies were environmentally
sustainable, stable, egalitarian, and except for age and gender,
6
There exists a surprising lack of appreciation of the uniqueness and importance of the
agricultural transition. Part of the neglect may be due to scale used in graphs to depict human population growth. With a scale that has to show the current population of 7 billion,
the magnitude of the change from 4 million to 200 million with the agricultural revolution is hardly noticeable (see for example, Figure 1 in Nekola et al., 2013).
J. Gowdy, L. Krall / Ecological Economics 95 (2013) 137–147
largely undifferentiated in terms of division of labor (Bird-David,
1992; Boehm, 1993; Gowdy, 1998).7 By “sustainable” we do not
mean to apply intentionality. The economic anthropology literature
distinguishes between “conservation” and “sustainability” with the
former representing intentional, costly behavior, and the latter referring to outcomes that are not necessarily intentional (Alvard, 1998;
Hames, 2007; Smith and Wishnie, 2000). Throughout this paper we
focus on outcomes not individual motivations, although it must be
said that small-scale societies have a variety of norms and institutions to overcome free-riding and the overuse of collective resources
(Ostrom, 1990).
Judging from the few remaining hunting and gathering societies
and from historical accounts, it can be said that, in general, hunter–
gatherers were aggressively egalitarian with vigorously enforced
leveling mechanisms (Boehm, 1993; Lee, 1993). Boehm (1993,
239) writes: “Granting the serious limitations of reliable data, simple
foragers, complex hunter–gatherers, people living in tribal segmentary systems, and people living in what I have called incipient chiefdoms would appear to exhibit a strong set of egalitarian values that
express an active distaste for too much hierarchy and actively take
steps to avoid being seriously dominated.” Egalitarianism does not
come automatically in hunter–gatherer societies and it does not
mean that resources are always distributed equally but it does
imply some measure of individual autonomy (Kelly, 1995, 296).
And material egalitarianism is certainly structurally encouraged in
hunter–gatherers by the lack of emphasis on the production of material things. Perhaps the important lesson to be learned is that a variety of hunter–gatherer cultures recognized the dangers of hierarchy
and privilege and actively intervened to minimize these disruptive
threats.
Some division of labor existed, based on age and gender, but it was
not organized around intensive modes of production. Hunter–gatherers
lived off the flows of energy from a wide variety of plants and animals
and thus the daily rhythm and orientation of the hunter–gatherer was
fundamentally different than it became when humans began to exploit
the stock of fertile soil and manage photosynthetic off-take through cultivation of plants and domestication of animals. Hunter–gatherers were
embedded within an ecological dynamic that was not primarily directed
by them. The control they exercised over the external world was modest compared to what it subsequently became and the economic imperative was fundamentally different; surplus production was not part of
their economic dynamic. In a simplistic sense, there was no particular
economic preoccupation for the hunter–gatherer. Sahlins (1968) has
called hunter–gatherers “uneconomic man.” The focus of economic
activity was on production for livelihood rather than production for
surplus.
This basic change in economic organization had profound consequences. First, with agriculture, many human societies entered a pattern
of intensive resource exploitation, overshoot and collapse (Diamond,
2005; Tainter, 1988). Second, quality of life for the average person, in
terms of human health and individual autonomy, declined sharply
(Cohen and Crane-Kramer, 2007; Diamond, 1997; Lambert, 2009;
Manning, 2004; Mummert et al., 2011; Shepard, 1973). In an extensive
worldwide study comparing the skeletal remains of agricultural societies with their hunter–gatherer forbearers Larsen (2006, 12) found
7
The early (1960s and 1970s) anthropological consensus regarding hunter–gatherer
societies as being equitable and sustainable has been challenged by a number of alternative perspectives (see the discussions by Solway and Lee, 1990; Lee, 1992; Alvard,
1998). The fact that hunter–gatherers lived in societies that were generally sustainable
and equitable may be hard for some people to accept because it doesn't fit the “progress”
narrative of Western cosmology (Gowdy, 1998, 1999; Gowdy et al., 2013). Much of the
discussion surrounding the “noble savage” controversy lumps together pre-agricultural
hunter–gatherers, non-Western agriculturalists, and contemporary marginalized peoples
who hunt using modern weapons and/or for trade with a dominant culture (see, for example, Krech, 1999). We fully recognize, however, that hunter–gatherers undoubtedly
shared many of the foibles of modern humans.
141
that: “Although agriculture provided the economic basis for the rise of
states and development of civilizations, the change in diet and acquisition of food resulted in a decline in quality of life for most human populations in the last 10,000 years.” In a review of recent studies of
societies shifting from foraging to agriculture Mummert et al. (2011,
284) conclude: “The impact of agriculture, accompanied by increasing
population density and a rise in infectious diseases, was observed to decrease stature in populations from across the entire globe and regardless
of the temporal period during which agriculture was adopted, including
Europe, Africa, the Middle East, Asia, South America, and North
America.” We should remember that as late as 1900 human life expectancy was only about 30 years. This decline in individual well-being is
consistent with our argument that the NDT represented a transition to
ultrasociality and that the “good of the group” no longer corresponded
to the good of the average individual.
In contrast to hunter–gatherers, agriculturalists collectively mobilized efforts toward intensively exploiting land to grow only a
few crops (Diamond, 1997; Fisher-Kowalski et al., 2011; Price and
Bar-Yosef, 2011). Agriculturalists tapped into the stock of fertile
soil and began a more concentrated and group-directed expropriation of photosynthetic production. Before agriculture people were
surely bound together but they weren't rigidly bound around a narrow economic purpose. Hunter–gatherer use of the photosynthetic
productivity of a given place was modest, leaving much of this energy capture to other species. With the advent of settled agriculture the
dynamic of the group as an adaptive unit took on a different purpose:
it became focused and tightly bound together and insular around the
imperative of surplus production. Thus the biophysical impact of
human society, as well as its composition and structure, changed
with agriculture. In the agrarian order of things the majority of the
waking lives of most people were centered on purely economic activity of agricultural production and as Jackson (2013, 27) points
out: “The landscape simplified by agriculture locked our ancestors
into a life of ‘thistles, thorns, and sweat of brow’”.
The bioeconomic dynamic was one of a finely articulated adaptive
unit, binding together producers and expropriators in an economic
dance geared toward expansion. This marked a fundamental shift
in human ecology and economy, a reorientation of humans away
from a diffused interchange with each other and a diverse nonhuman
world and toward a concentrated orientation around an economic
world: The human social system was transformed into a selforganizing, self-referential entity whose imperative was to produce
agricultural surplus. The most successful agricultural societies were
able to dominate local ecosystems and push other species and the
remaining hunter–gatherer cultures to the margins. With agriculture, the human propensity for cooperation found a different institutional, cultural and evolutionary expression. Cooperation became
structured in a different group dynamic; a dynamic that created a
system with an impulse that is something more than the aggregation
of the individuals that comprise the group and in fact diminishes the
agency of any individual. Out of the many human groups that
adopted agriculture, some grew into agricultural civilizations that
were hierarchical, differentiated into strikingly unequal social classes, and were aggressively expansionary. With the agricultural transition, individuals began to function as parts of a superorganism, not
unlike the ants that so fascinate us.
In brief, the story of this transition is as follows. Mobile hunters–
gatherers moved through places that were prime locations for production of cereal grains and they had the time to experiment with planting
since their days were not filled with never-ending toil. Studies of contemporary hunters and gatherers indicate that our hunter–gatherer ancestors had ample leisure time (Lee and Devore, 1968; Sahlins, 1968).
As the climate warmed and became more stable during the Holocene
their experiments were increasingly productive in terms of yield per
unit of land though not necessarily in terms of caloric output per unit
of labor. On a purely biophysical level, agriculture meant a fundamental
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change in net energy available to humans. Intensive cultivation resulted
in more dense living arrangements and a more sedentary life. Sedentary
life also altered the population dynamic. The greater population density
further diminished the viability of hunting and gathering and limited
the ability of the individual to live independently of the group.
Sedentary life created both the opportunity for accumulation (simply
because people did not have to carry their possessions) but also the
imperative for accumulation of food. Defense was essential to the success of agricultural groups and expansion became increasingly necessary to accommodate population growth, the growth of increasing
numbers of nonproductive individuals (those engaged in defense) and
to counteract the loss of soil fertility associated with the growth of annuals. With settled agriculture the fact that individuals had no other
option to secure the material necessities of their lives other than to participate in agricultural production placed cooperation at the disposal of
both direct and indirect coercion. An autocatalytic process was set in
motion, molded around a division of labor itself derivative of the necessity of defense and the imperative of expansion.8
The division of labor in early civilizations became more extensive,
rigid, and detailed and the imperative to increase agricultural output became more pronounced also. Cooperation, a human preadaptation to
ultrasociality, became structured in a rigid and hierarchical way where
individuals were left with little choice about their role in the cooperative
enterprises of society and those cooperative enterprises were dominated by and pivoted around a narrow collective economic purpose. Work
was fundamentally reorganized extending both the productive and social division of labor.
Eventually state societies evolved out of the Neolithic revolution
and, in fact, did so rather quickly and there was a remarkably similar
structure to state societies that developed independently (Bowles,
2011; Rindos, 1984). Sanderson (1999, 69) tells us that “…the worldwide parallelism in the rise of the civilization and the state is the single
most important thing that must be explained by any theory of the origin
of the state.” But in the theories of the independent development of the
Neolithic revolution and the independent and rapid emergence of state
societies, evolutionary biology has seldom played a major role. Anthropologists concentrate on population, irrigation, environmental circumscription, resource concentration as the most proximate reasons for
the formation of state societies. We argue that our understanding of
the Neolithic revolution and the development of agrarian state societies
can and should be informed by evolutionary biology and specifically by
viewing the transition to agriculture as a bioeconomic process, an
ultrasocial transition. The evolution of primary states from simple agricultural societies to imperialistic empires was driven by the forces of
group selection (Turchin, 2003; Wilson, 1997, 2002). Groups that
were the most efficient surplus producers, the most cohesive, the
most successful militarists, and the most expansionary out-competed
the others. Cultural mechanisms—hierarchical religions, deference to
authority, bureaucratic structures of redistribution and reciprocity
reinforced these societies. The social characteristics and belief systems
of those early ultrasocial societies that won the struggle for survival in
the Neolithic paved the way for the rise of global capitalism and the
full force of the Anthropocene.
5. From State Societies to Market Societies: Setting the Stage for
the Anthropocene
Agriculture and the evolution of state societies altered the biophysical dynamic of human society. The expansionary nature of these
8
A similar pattern has been described for termites: “A suite of ecological and life-history
traits of termites and their ancestors may have predisposed them toward eusocial evolution. These characteristics include familial associations in cloistered, food-rich habitats;
slow development; overlap of generations; monogamy; iteroparity; high-risk dispersal
for individuals; opportunities for nest inheritance by offspring remaining in their natal
nest; and advantages of group defense.” (Thorne, 1997).
societies and their capacity for surplus production encouraged extensive trading networks creating a more interconnected material world.
While highly successful, many of these societies eventually collapsed
of their own weight (Diamond, 2005; Tainter, 1988; Tainter et al.,
2006). Their far-reaching ecological impacts were unsustainable and
the requirement of supporting the human infrastructure to manage
their complexity became increasingly challenging (Wickham, 1984).
In Europe the collapse of the Roman Empire diffused into feudal society
which was a less centralized version of state society: hierarchical, militaristic with an interdependence of producers and appropriators around
intensive agricultural production with the imperative of surplus production embedded in the social order. Eventually, the regrouping of
the bioeconomic evolutionary dynamic that began with agriculture
gave rise to capitalism—a continuum along the human ultrasocial path.
Many critics of capitalism will be uncomfortable with the proposition that this mode of production is the result of a larger evolutionary
dynamic because this proposition suggests a certain naturalism to capitalism. Wood (1999, 7–8) says “The naturalization of capitalism, which
denies its specificity and the long and painful historical processes that
brought it into being, limits our understanding of the past. At the
same time, it restricts our hopes and expectations for the future, for if
capitalism is the natural culmination of history, then surmounting it is
unimaginable.” We have a different interpretation of the naturalization
of capitalism. Moreover, we argue against Wood's notion that understanding the naturalization of capitalism is problematic because it “restricts our hopes and expectations for the future”. In fact, we claim
that if we are to think clearly about the monumental task of disengaging
our present world order it is necessary to understand and appreciate its
evolutionary impulse.
Adam Smith held that capitalism was a natural order because it built
on natural human proclivities to self-interest and to truck, barter and
exchange. Although we posit a naturalism to capitalism, we similarly
argue against Smith's interpretation of that naturalism. We believe
that it is natural in the sense that there is an evolutionary process–
working through natural selection at the group level–that leads us toward highly integrated, expansionist, hierarchical, self-referential and
economically oriented systems. This dynamic is more correctly associated with the human propensity for cooperation, the development of a
trait group, and the force of group selection than with individualism
and the propensity to truck, barter and exchange (Wilson and Gowdy,
under review). Others who have criticized Smith for his notion that capitalism is the natural order of society have failed to entertain the possibility that there may be an evolutionary proclivity to end up with this
system. For example, Polanyi (1944, 43) claimed with regard to
Smith: “No less a thinker than Adam Smith suggested that the division
of labor in society was dependent upon the existence of markets, or as
he put it, upon man's propensity to barter, truck and exchange one
thing for another…In retrospect it can be said that no misreading of
the past ever proved more prophetic of the future.” Polanyi is correct
in the sense that the division of labor in the past had not depended on
markets. But in an evolutionary context there are important ways in
which the organization of labor in agricultural societies of the past is
connected to its organization under capitalism. From the beginning of
agriculture the production of surplus had simultaneously engaged a
more extensive division of labor but this division of labor did not depend on markets, rather is was part of the formation of the trait group.
The expansion of markets was a later outgrowth of the ultrasocial transition with agriculture. Eventually markets take the dynamic of surplus
production down a more accelerated path in terms of ecosystem
dominance.
The particularity of capitalism concealed from Polanyi the evolutionary dynamic that connected capitalism to the economic systems that
emerged after the transition to agriculture. Polanyi (1944, 46) lumps
all pre-capitalist societies together and tells us: “The outstanding discovery of recent historical and anthropological research is that man's
economy, as a rule, is submerged in his social relationships.” It is true
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that with capitalism the organization of economic production and the
connection between production and distribution is no longer mediated
with the same cultural and institutional overlay. But the existence of a
self-referential, economically oriented society structured around a
more pronounced and economically interdependent division of labor
and an internalized imperative of expansion predates capitalism. Polanyi and many other scholars of capitalism fail to appreciate the profound
economic revolution that had taken place before capitalism. The dominant cultures that arose from group competition among early agricultural societies shared characteristics that made them successful. They
were cohesive, expansionary, and successful at generating economic
surplus—the very characteristics that were to drive the Anthropocene.
The challenge we face is to understand the particular way the evolutionary dynamic already at play was extended with capitalism. One
thing should be made clear about the particularity of capitalism. Capitalism is a market society and this is different than a society where markets
are ancillary to economic activity. State societies had markets and so did
feudal societies but they were not market societies. This point has been
made by Polanyi (1944, 88): “A market economy is an economic system
controlled, regulated, and directed by markets alone; order in production and distribution of goods is entrusted to this self-regulating mechanism.” In a market society, markets “control, regulate and direct” the
economic system and replace bureaucratic control, divine right and
other ways of organizing production and distribution. The evolutionary
impulse and structure of market society as an ultrasocial system was of
the same ilk as the post agricultural societies that preceded it but market society was a distinctive rendering of the dynamic of surplus production. In fact one could easily argue that with capitalism the
institutional (cultural) overlay of society more fully accommodated
and invigorated the somewhat mechanistic system in motion since
the advent of agriculture. Markets and the productive capabilities of society expanded.
Markets predated capitalism and emerged out of the utrasocial
transformation that came with agriculture. As previously stated, they
are the consequence, not the cause, of surplus production. A system
where the imperative of surplus and expansion had been internalized
would be naturally predisposed to trade. The world systems literature
has explored the expansion of trade in detail and identified it in the context of a world system that emerged before the 16th and 17th centuries
(Abu-Lughod, 1988; Frank, 1990; Gills and Frank, 1991). While the
world systems literature does connect trade and commercialization to
the emergence of capitalism it does not connect them to the more fundamental evolutionary dynamic at play. Making this connection allows
us to view trade and commercialization, and by extension capitalism, as
the result of a more fundamental world system that began with settled
agriculture. Nonetheless the expansion of commercialization and trade
connected the world in a way that it had not been connected before
and put in place a positive feedback loop engendering the institutional
changes that made capitalism a unique variation on an old theme.
In order for markets to direct the particular way in which economic evolution proceeded, a reconfiguration of the division of
labor and the structure of surplus production had to take place.
This required loosening feudal bonds and reorganization of the imperative of surplus production. This history is complicated but in
brief it can be viewed as follows. The expansion of trade began this
reconfiguration as the merchant class expanded. The expansion of
trade was facilitated by increased agricultural productivity that occurred with the transition from the two field system of agriculture
to the more productive three field system of agriculture. This change
allowed for the support of a larger non-agricultural population and
expanded the use of horses which enhanced transportation and by
extension trade (Hunt, 2003). Robert Heilbroner refers to the emerging merchant class as a “disturbing leaven in the mix of medieval
life…” (Heilbroner, 1986, 33) And trade itself had already created a
commercial impulse that was thriving especially in regions where
trade was encouraged by sea, as in the case of Venice for example.
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With the rise of a merchant class came the gradual expansion of
towns—an economic entity separate from the manor, and the rise
of towns helped to break down feudal bonds as the relationship between town and feudal estate and feudal relationships themselves
increasingly became monetized.
England is instructive here because it was the hotbed of capitalist development. England was an island nation, thus it was well integrated
into a trading nexus. It was never as far from a port in England to its interior as it was on the continent. Towns associated with the expansion
of trade and their contact with the interior feudal estates developed
more easily in England and these towns encroached on the manor and
on the structure of rural life. The expansion of trade increasingly monetized manorial relationships and eventually created circumstances
whereby tenant farmers rented land and hired an agrarian working
class, this internalized an imperative to increase agricultural productivity because tenant farmers could benefit from greater productivity. As
well a working class was encouraged because land was enclosed to
raise sheep for the burgeoning market in wool—severing ties of people
to self-sufficiency on land and creating a cheap unattached labor force
that could supply labor to nonagricultural enterprises. Hobsbaum
(1962, 31) tells us:
Agriculture was already prepared to carry out its three fundamental
functions in an era of industrialization: to increase production and
productivity, so as to feed a rapidly rising non-agricultural population; to provide a large and rising surplus of potential recruits for
the towns and industries; and to provide a mechanism for the accumulation of capital to be used in the more modern sectors of the
economy.
Of course laws, particularly in property ownership and the obligation of society to the poor were altered to allow land and labor to be
fully commodified.
6. Fossil Fuels, Industrial Capitalism, and the Current
Demographic Transition
After centuries of relatively slow growth, the human population
began its second major explosion, the current demographic transition—
from under 700 million in the year 1700 to over 7 billion today
(Biraben, 2003). Economic life moved beyond its agrarian focus as agriculture became but one component of the economic orientation of society and the capital accumulated in agriculture spilled over into other
sectors. With the expansion of trade, production began its reorganization before the industrial revolution. Guilds and merchants predate
the industrial revolution and the “putting out” system was well
established in rural areas before the industrial revolution took hold.
But there were increasing inefficiencies, bottlenecks, etc. in these systems as seen in the example of textile production. A more integrated
system was demanded. In order for the large scale use of mechanization
to take hold and more intimately and seamlessly connect the system of
production, sufficient energy was necessary. Steffen et al. (2011, 848)
point out:
One feature stood out in the world that humanity left as it entered
the Industrial Revolution; it was a world dominated by a growing
energy bottleneck. The primary energy sources were tightly
constrained in magnitude and location. They consisted of wind
and water moving across the Earth's surface, and, on the biosphere, plants and animals. All of these energy sources are ultimately derived from the flow of energy from the Sun, which
drives atmospheric circulation and the hydrological cycle and
provides the fundamental energy source for photosynthesis. These processes have inescapable intrinsic inefficiencies; plants use
less than 1% of the incoming solar radiation for photosynthesis
and animals eating plants obtain only about 10% of the energy
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stored in the plants. These energy constraints provided a strong
bottleneck for the growth of human numbers and activity.
Were it not for the accommodating coal fields of England, the
path of economic evolution and the development of capitalism
would have been profoundly altered. Petty commodity production
would surely have remained the order of the day. Fossil fuels–a
vast, accessible, and flexible energy source–moved humans to a
seemingly unlimited stock of energy.9 Landes (1969, 97) lays out
the transition in economic terms and brings the industrial revolution
into focus:
By 1800 the United Kingdom was using perhaps 11 million tons of
coal a year; by 1830, the amount had doubled; fifteen years later it
had doubled again; and by 1870 it was crossing the 100-millionton mark. This last was equivalent to 850 million calories of energy,
enough to feed a population of 850 million adult males for a year
(actual population was then about 31 million).
Landes (1969, 122) identifies the fundamental change in economic
society that ensued with the industrial revolution and the rise of
manufacturing when he tells us that within the economy “the vital organs were transformed” and “determined the metabolism of the entire
system.”
With the industrial revolution the breadth of output expanded and
production was reorganized. Tremendous expansion took place first in
textiles, mining, chemicals and transportation. The organization of
work was altered as the rhythm of economic life came to be dictated
by the pace of the machine. Again Landes (1969, 43) comments: “Now
work had to be done in a factory, at a pace set by tireless, inanimate
equipment…The factory was a new kind of prison; the clock a new
kind of jailer.”
In this way the ultrasocial impulse of human evolution took on a
more pronounced dynamic, ushering in the Anthropocene. Productive
activity and the division of labor were extended especially since the imperative of surplus had been reconfigured around both an altered energy dynamic and an altered group dynamic. The advantage of market
society as an adaptive unit was clear as exemplified in the competition
between India cottage cotton production and the mechanistic organization of production in British textiles.
Our ultrasocial evolution had taken yet another step along its
evolutionary path. The imperative of surplus became embedded in
the production of exchange value and the economic hierarchy that
internalized it—those who came to control capital (the expropriators) were compelled to participate because their survival depended
on it and those who engaged in the work of production had no other
alternative to a livelihood than selling their labor power. The system
became intricately articulated around this structure and highly productive and expansionary. The division of labor expanded and the
interdependence of economic actors increased. This change entailed
the cooptation of cooperation in a more insidious and subtle way.
The institutional and cultural accommodations to the superorganism
had lost their personal veil. The invisible hand of the market and its
institutional fabric replaced the social mediation of lords and clergy.
The profound effect of the system on individual well-being has been
elaborated by many scholars (Braverman, 1974; Marcuse, 1968). The
impersonal forces of the market system and its imperative of accumulation dictated participation in economic society. Heilbroner
(1986, 37–38) gives one of the best descriptions of this system and
the interdependence it entailed in his discussion of capital:
9
There is an interesting connection between social insects and fossil fuels. Most fossil
fuels were formed during the Carboniferous period 360–286 million years ago, long before the first eusocial insects (termites) were present. The decomposition of plant material
by termites, beginning some 146 mya, has prevented most fossil fuel formation since then
(Engel et al., 2009, 16, 18).
Capital is therefore not a material thing but a process that uses material
things as moments in it continuously dynamic existence. It is, moreover, a social process, not a physical one. Capital can, and indeed
must, assume physical form, but its meaning can only be grasped if
we perceive these material objects as embodying and symbolizing
an expanding totality…At the center of this process is a social relationship between the owners of money and goods, the momentary
embodiments of capital, and the users of these embodiments, who
need them to carry on the activity of production on which their
own livelihoods depend.
It is described here as a self-referential, expansionary system where
classes are held together in articulate whole. The central focus of society
is still economic but the economic purpose has been extended and
heightened. The human ultrasocial transition becomes more dramatic
and the institutional accommodation more complete. Economic life becomes more interdependent and mechanistic and in many ways more
analogous to other ultrasocial species who articulate as a whole through
phenotypic differentiation. But ours is a more complex story because
our ability to construct culture creates a more elaborate and complex
ultrasocial dance. Ecological balance and the quality of human existence
are further altered with this variant of our ultrasocial evolution. And the
biophysical consequences of this change were ever more astounding
(Fischer-Kowalski and Haberl, 1998).
7. Is There a Way Forward? Downward Causation and
Evolutionary Lock-in
Human culture is informed by bioeconomic forces in a process of
downward causation which is an important feature of MLS (Campbell,
1974; El-Hani and Emmeche, 2000; Martínez and Moya, 2011). Higher
order organization calls forth adaptations at lower levels to reinforce
the higher order structure. What happens at lower levels must conform
to the laws of the higher levels. Campbell (1974: 180) writes:
Where natural selection operates through life and death at a higher
level of organization, the laws of the higher-level selective system
determine in part the distribution of lower-level events and substances…All processes at the lower levels of a hierarchy are restrained by and act in conformity to the laws of higher levels.
The transition to agriculture set into motion forces that led to a
higher level of social organization around a new and distinctive
bioeconomic dynamic that should be viewed as an articulate whole, a
unified system. Through downward causation, the entire human economic enterprise including production systems, technologies, ideologies, laws and customs, in short the entire institutional and material
fabric of economic society, has evolved as an interlocking, downward
self-reinforcing entity around the bioeconomic dynamic at play. This
process was extended dramatically with the development of capitalism.
Technology provides a good example of the play of downward causation. Noble (1977, xxii) tells us:
This social process called technology…does not exist simply for itself, in a world of its own making. It is, rather, but one important aspect of the development of society as a whole…the development of
technology, and thus the social development it implies, is as much
determined by the breadth of vision that informs it, and the particular notions of social order to which it is bound, as by the mechanical
relations between things and the physical laws of nature.
Indeed ‘the breadth of the vision that informs it’ is bioeconomic.
Noble (1977: xx) is rightly led to question the “emancipatory potential of modern technology” and notes that the progress of technology
under capitalism may be as likely to “generate a quiet, more subtle
transformation, weaving a paralyzing web of instrumentality,” as to
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generate revolutionary change. Of course, thereby reinforcing the integrity of the superorganism.
The salient question of the present iteration of our ultrasocial transition (global capitalism) is whether the contradictions in this mode of
production will reach sufficient tension so that an entirely new system
will emerge or whether the force of the system will hold together
until ecological collapse becomes irrevocable. There is no question
that the present contradictions in the system are formidable. Global
capitalism cannot provide sufficient employment. In the US the unemployment rate continues to hover around 8%. In some countries in
Europe it is as high as 25%. In the emerging economies the rate of
growth to take up surplus labor is unsustainable—unless we believe
that the Chinese and Indian economies can continue to double every
ten years. And the structural manifestations of inequality and poverty
are dramatic and irrevocably integrated into the system. These are not
simple distribution problems and should not be perceived as such.
They are systemic and structural problems of the system. The system
now generates unemployment, inequality and poverty faster than the
growth it generates can counteract them. And the dynamic of expansion
is now running up against biophysical limits making it even less likely
that sufficient growth will be forthcoming to resolve the problems of
employment, inequality and poverty and more likely that we will
push biophysical limits further to try to accomplish the impossible
(Klitgaard and Krall, 2012). Aside from the multifarious problems of
employment, inequality, poverty and biophysical limits there is the reality that the mass of humanity is vested in the system. It is somewhat
misleading to think in terms of the 1% versus the 99%. The 99% are not
monolithic and many among the 99% are heavily invested in and benefit
from the status quo. The fear of destabilizing one's place in the system,
no matter how precarious, is a check against altering it.
We like to think our current socio-economic system is something
different in world history and that the trajectory of civilization is progressive. We view ourselves as being unique in terms of our storehouse
of scientific knowledge, our unprecedented technological development,
and our democratic institutions. We believe in the power of human
agency. The input of evolutionary biology tells us that our present global
economic order is derivative of an evolutionary leap that took hold with
the advent of settled agriculture and continues with globalized capitalism. In terms of causes and consequences, the principles that govern this
leap are similar to those that govern the development of eusocial insect
species. In this we do not stand apart from other species despite our intelligence, inventiveness and our culture.
Two million years of human evolution made us cooperative, caring,
intelligent, introspective, and creative. The evolution of this positive development for individual human well-being was co-opted by an odd
and rare confluence of economics and higher-level evolutionary forces
creating a system where the dynamic of expansion is structurally formulated around an interdependent division of labor tending toward hierarchy. This is a system that must be understood in its entirety and as
the evolutionary outcome of MLS. The human economy is a finely articulated whole; an evolved ultrasocial entity, honed by the forces of natural selection. As such, production for livelihood was replaced a long
time ago by the imperative of expansion and surplus production. The
evolutionary imperative to survive and reproduce passed from the individual to the supergroup. Clearly this ultrasocial transition has not been
an unqualified success when evaluated in the context of individual wellbeing or the biophysical impact of humans on earth. Globalization has
taken hold and the extinction of languages and cultures in its wake
are testament to the force of group selection. Global capitalism has
had the evolutionary advantage. If we value human individuality, the integrity of cultures and their right to self-determination, the future of our
species and the future of the other species that share this planet with us,
we should recognize the negative dynamics of ultrasociality and get
control of its worst aspects. Humans are not ants—there has always
been resistance to the power of the system but resistance must be informed with a recognition of the power of the system as a system. The
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question for sustainability is whether we can gain control over a superorganism that has made us, in E.O. Wilson's words, “a danger to ourselves and the rest of life”? The haunting question that arises in light
of an enhanced understanding of our evolutionary history is whether
the power of human agency will be sufficient to confront the magnitude
of our problem. We like to think so but then “Homo sapiens” is not a species known for its humility. Perhaps it is best to reside with our unfathomable economic challenges like ‘how we bring closure to this
economic system before we collapse’?
It is hard to be optimistic about our prospects. Unless we can figure
out how to dismantle the superorganism, human society seems destined to crash or end up in a Brave New World dystopia. The present
contradictions of the system and its ecological challenges cannot be effectively resolved without fundamental change to the system. If we are
inclined to throw up our hands in resignation, we should keep in mind
that evolution cannot see ahead and that it is not without its dead ends.
As an evolutionary system, the human economy has no foresight. It can't
look ahead to prevent collapse and will likely continue along its path as
long as it can continue to function as an articulate whole.
We might begin by understanding that there is a difference between what will make the present system temporarily operate better
and what will bring about the revolutionary change we need. Some
examples will illustrate the importance of this understanding. Redistribution of income lessens the inequality in the system and makes
the lives of some individuals better. It will not resolve the problem
of an economic system that creates inequality and then depends on
growth to solve it. Carbon taxes will make the price of fossil fuel
higher and may bring about a reduction in its projected demand
but carbon taxes will not resolve the long term problem of providing
sufficient energy to fuel an ever expanding economy. Unfortunately,
to accomplish this we will need all the energy we can amass; fossil
fuel, nuclear and renewables. Given the structure of the economy
and the now chronic problems of unemployment and falling real
wages it seems unlikely that carbon taxes will be enacted if it is perceived that they will limit growth. Nor will carbon taxes and subsidies to renewables lead to a seamless transition to a new energy
economy given the present structure of energy markets. As long as
climate change and our present energy dynamic don't impinge on
the structural integrity of the system, the system will continue in
its present form unless we actively disengage it.
We do not offer a blueprint for how this might be accomplished,
though we have no doubt one is needed. We can begin by nurturing
both a more critical and detailed assessment of the evolutionary impulse of economic society and a far reaching and concerted effort to
draft a blueprint to disengage the superorganism. We need to appreciate the magnitude of this task. It should occupy the best minds we
have. Biophysical limits (informed by science) and the goal of creating
a healthy human ecology that includes and prioritizes the presence of
nonhuman life and nonhuman impulse should constantly inform the
boundaries of what we propose.
Large-scale interventionist public policies are absolutely necessary
to bring the superorganism, that is, the global market economy, under
human control. Private ownership and enterprise and its prerogatives
must be limited not simply through taxation and regulation but by taking large sectors of the economy out of the private enterprise altogether.
We should be mindful of the threat of totalitarianism in the process of
the large scale planning. Policies to reduce inequality and poverty
must be constructed around a wholly different economic imperative.
Redistribution and the expansion of social welfare policies are essential,
but these are wholly insufficient if we engage in them in the context of a
system that reproduces growth, inequality and economic insecurity as
fast as we can institute policies to manage them. Dismantling the superorganism can't be managed with green growth, green consumerism, localized agriculture, riding bicycles or even worker co-ops especially if
the latter are forced to function in our present system. Personal virtue
is no match for the systemic problems we face.
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What may seem a radical agenda should be juxtaposed with the
cost of continuing on the present path. Indications are mounting
that the world's natural and human systems are reaching a breaking
point. Business as usual scenarios, whether for climate change
(Anderson and Bows, 2008), biodiversity loss (Barnosky et al.,
2012), or employment (Bivens, 2011), all point to a potentially catastrophic future. The implications of human ultrasociality are clear.
We are in the grip of an impersonal self-organizing system within
which humans and essential elements of the natural world are expendable. It is a mechanical system that cannot see ahead to avoid
catastrophe. Unless we actively get control of the system and redirect it toward human-centered ends and biophysical sustainability
it is likely to collapse. Our prospects do not look good.
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