Rui Alexandre Grácio
rgracio@gmail.com
How can argumentation be theorized?
1. Introduction
How can argumentation be theorized? This is the issue I intend to deal with here by
describing some of the steps of my research on the subject and also by pointing out a few
personal suggestions.
Let me point out, in the first place, that the question of «how to theorize
argumentation» means that the theoretical diversity we can find in this range of studies
implies questioning the theory of argumentation in terms of its descriptive adequacy.
The questions that guided my research were: what phenomena are studied by the
argumentation theory: the discourse? The functioning of «la langue»? The mechanisms of
persuasive influence? The rules of good reasoning? The assessment of arguments? The
argumentative interaction? ... What are the descriptive tasks of the argumentation theory?
An essential aspect of the answer to these questions — assuming that the distance
of the analytical lens enables it to change the scale between macro and micro and can,
thus, focus on different effects — is to know at what distance should be placed the
theoretical lens in order to capture the practical dynamics and vital the meaning of
argumentative processes.
In fact, the aim is to find what is considered to be «the right distance». And, at the
same time, to denounce the distortions that an excessive functional differentiation in the
study of argumentation brings about to the process of understanding the dynamics of
argumentative practices, considering that this tendency has its grounds on the supposition
that only strict logical and analytical procedures can lead to the formulation of normative
logical criteria to assess argumentation. In classic terms, the issue at stake is to know how
to interrelate argumentation, rhetoric and logic.
Although the importance of the notion of «context» is now currently taken for granted
in the field of argumentation studies, the fact is that many theorists — lead by Douglas
Walton — are trying to typify these contexts as "forms of dialogue." Despite their belonging
to the so-called stream of informal logic, they try to formalize these contexts of dialogue
and support a functional theory of argumentation focused on understanding the arguments
in terms of reasoning.
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However, from my point of view, functional theorization leads to detaching the
argumentative practice from its links to the profound philosophical and political views,
which are at the core of the subjects concerning practical life and to consider them in
terms of standardized solving techniques. As a result, functional theorization gives the
impression that the initial context of uncertainty of practical issues, their requirements of
creativity and performance and, finally, the emerging oppositional situation, can a priori be
submitted to criteria of logic, be it formal or informal.
Accordingly, the domestication of argumentation in terms of criteria, though useful in
teaching, is incommensurable with its thematization on the basis of problematicity and
rhetoric, perspective that I subscribe and which is sensitive to social conflict, to political
choice and to the exercise of freedom.
Indeed, the former tends to political asepticism — the word “political” being used here
in the larger sense of adopting perspectives and values concerning an issue in question —
thus emphasizing not the act of taking a perspective, but rather the justifying adjustment
moment.
The latter, on the contrary, highlights the conflicting visions and versions that are
inherent to the problematicity of every argumentative question and about which one can try
to put forward, in practice, our tendencies of response, but not give theoretical solutions
that would annihilate the problem.
The former, in addition to proposing guidelines for interpretation, leads the study of
argumentation to the analysis and evaluation of reasoning; the latter acknowledges the
inevitability of the conflict of interpretations and therefore values the notions of «problem»,
«subject matter», «opposition» and «thematization» as notions that define the focus of the
approach that suits the understanding of argumentations. In this sense the proposal of
ideas and criteria, in relationship with the subject matter, should also be seen as
arguments and we should not only focus on the movements of justification.
The former targets meta-argumentative instances in the evaluation of arguments.
The latter implies that any assessment of an argument is always a way of participating in
an argumentation and not an expert exercise, or a lecture.
Finally, contrary to the perspective of the former, which reasons more in the domestic
terms of compliance with 'game rules', the second reasons in the more challenging terms
of dynamic rules that we try to discover, of solutions that we still do not have, and of
hypotheses that we test but by which we are also tested.
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This idea is, in fact, clearly expressed in the passage below, by G. Bateson, Steps to
an Ecology in Mind (pp. 19-20), particularly in the text «About Games and Being serious»:
«D: Is it you who makes the rules, Daddy? Is that fair?
F: That, darling, is a dirty crack. And yes, it is probably unfair. But I’ll take it at face value. Yes, I make
the rules. After all, I do not want us to go mad.
D; All right. But. Daddy, do you also change the rules? Sometimes?
F: Hmm, another dirty crack. Yes, darling, I keep changing them. Not all of them, but some of them.
D: I wish you'd tell me when you change them!
F: Hmm-yes-again. I wish I could. But it isn't like that. If it were like chess or canasta, I could tell you
the rules, and we could, if we wanted to, stop playing and discuss the rules. And then we could start a
new game with the new rules. But what rules would hold us between the two games? While we were
discussing the rules?
D: I don't understand.
F: Yes, The point is that the purpose of these conversations is to discover the "rules." It's like life — a
game whose purpose is to discover the rules, which rules are always changing and can’t be found»
2. The question of descriptive adequacy in the theory of argumentation
However, it is important to clarify what I mean by «descriptive adequacy», by
emphasizing two aspects: firstly, I would like to point out that this expression does not aim
at any correspondence between the theory that I suggest and reality; it is, in fact, a part of
a rhetorical device designed to create some sort of intelligibility. In the second place, this
expression means a choice of a particular way of seeing which, I believe, is rich and
assumes not only that the processes of selectivity occur on the level of description itself,
but also that they cannot be avoided in the production of any theory.
To clarify the selective processes involved in the description concerning the
theorization of argumentation, I will use two passages by Aristotle.
The first one is taken from the Topics and it restrains the scope of argumentation,
focusing on a domain that is neither near nor far — it belongs to an intermediate plan.
I quote:
«Not every problem, nor every thesis, should be examined, but only those which might be puzzling for
the ones needing argument (…) The controversy should never be on subjects whose demonstration is
close to it or far from it: for the former case admits no doubt, while the latter involves too many
difficulties for the art of the trainer.» (105a)
It should be noticed that, according to this passage, in an argumentation not
everything can be questioned and that there are some aspects that are considered as
acquired — this means that argumentation has a context and premises—and that it is
displayed in a dispute or controversy — which implies that argumentation, more than with
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the questionable, is concerned with the act of discussing and with what is really discussed
rather than with what is liable to discussion.
A third aspect must be underlined, that is to say, the intermediate situation of
argumentative controversies, developed between evidence that would make the dispute
useless, and the use of means of demonstration that would require specialization.
We could therefore say that the rhetorical-argumentative competence should be
considered as a spontaneous skill, inherent to any man in his social dimension.
Accordingly, Gadamer writes that:
«it is clear that the rhetoric is not a mere theory of forms of discourse and means of persuasion but
something which, from a natural ability, everyone can have a practical mastery without making any
theoretical reflection on the means available» (1982: 125).
I would like to add, without going into further details, that rather than considerer
argumentation as a technique serving objectives or goals, thus in a merely instrumental
way, it is a crucial point to emphasize the binding nature of the argumentative processes in
relation with the Self, made evident, for example, by H. Johnstone, Jr. (1965, 6) when he
writes that
«a person who chooses argument does in fact choose himself»
This same idea is expressed when Marc Angenot writes that
«Humans argue and discuss, they exchange 'reasons' for two immediate motives, logically prior to the
hope, reasonable, scarce or null to persuade their interlocutor: they argue to justify, to obtain a
justification towards the world (...) inseparable from a being right — and they argue to situate
themselves in relation to other reasons, testing the consistency and strength they attribute to their own
positions, to position themselves (with others positions, if possible), and, according to the metaphor of
controversy, to support these positions and to be able to resist.» (2008: 441).
The second extract by Aristotle, this time from the Nicomachean Ethics, concerns the
nature of the conclusions in the processes of argumentation. These conclusions are not
demonstrative in the sense of logical and mathematical necessity — indeed, they are not
in the microscopic range of formal articulation of the arguments — but refer to ways of
addressing issues in the discourse concerned with perspective taking.
«We must be content, then, in speaking of such subjects and with such premises to indicate the truth
roughly and in outline, and in speaking about things which are only for the most part true and with
premises of the same kind to reach conclusions that are no better. In the same spirit, therefore, should
each type of statement be received; for it is the mark of an educated man to look for precision in each
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class of things just so far as the nature of the subject admits; it is evidently equally foolish to accept
probable reasoning from a mathematician and to demand from a rhetorician scientific proofs.».
(1094b)
Therefore, the intermediate level in which argumentation develops is not correlative
of the detail and rigor of mathematical reasoning, but rather of the views dealing with
roughly and essential features. Although the scientific and philosophical tradition tends to
depreciate common ideas as vague and confusing, owing to its inspiration in the
mathematical model of thought, the fact is that in this passage Aristotle highlights them,
following his idea that rhetoric and dialectic overstep each other.
«Such things as come, more or less, within the general ken of all men and belong to no definite
science» (1998: 43).
In another passage Aristotle further states that the function of rhetoric
«Is to deal with such matters as we deliberate upon without arts or systems to guide us, in the hearing
of persons who cannot take in a complicated argument, or follow a long chain of reasoning». (1998:
51).
I suggest these last two statements should be understood not from the point of view
of what can currently be referred to as the asymmetry between experts and laymen and of
the tendency to identify expertise with authority, but rather in the frame of a parity and
citizen responsibility in sharing ordinary life, implied in the very notion of citizenship.
This aspect becomes, in fact, crucial to make a difference between, on one hand,
what might be called a purely technical and instrumental use of argumentation — currently
thematized, in the context of the current individualism and of a society fascinated by the
power of the media, under the sign of effectiveness — that puts forward technical
prescriptions of communication strategies according to the purposes of different areas of
professional activity, prescriptions which are intended to improve the outcome of the
performance, and, on the other hand, a non-professional use of argumentation, essentially
connected with general issues that are not concerned with success or individual strategies,
but are rather a matter of shared deliberation addressing both individual and communal
interests.
Indeed, only by placing the argumentative practice in the latter context, as something
that occurs within a civil society and within the framework of citizen participation, are we
able to preserve the conceptuality of argumentation from what would appear as unnatural
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subordination to dogmatism or blind authority, be it embodied in the image of the judge
who has the final word, in mechanisms that shun free expression or, in functional
differentiations making it impossible to questioning the perspectives through which
something is being thought.
Further more it should be noticed —as M. Angenot (2008: 69) points out — that we
are dealing with the range of probability, that is to say a
«Area of knowledge where, in the best case, we know things, but vaguely and imprecisely».
which is, however, indispensable to deal with the ‘doxic’ world of sociability, to the world in
which we live together and in which the generation of affinities plays a major role in our
destiny as a community. In fact, as M. M.ª Carrilho (2002: 94) suggested, rationality «is not
the privilege of any culture, but a very diversified matrix, of how men deal with the
traditions that they inherit, the contexts in which they live, the problems they are faced with
and the dreams that motivate them». Hence, if we can speak of rationality concerning
argumentation, it is essential to know what should be stressed. I would say that the point is
not to convince, but to live together.
This point — the importance of matching argumentative practices to the status of
citizens belonging to a society ruled by dialogical mutuality — was well reported by
Hamblin in a text worth quoting. In this text he rejects granting logicians the possibility to
invest themselves as the judges of the arguments:
«If he (the logician) says 'Smith's premises are true’ or 'Jones's argument is unacceptable' he is
taking sides in the dialogue exactly as if he were a participant in' it; but, unless he is in fact engaged
in a second-order dialogue with other onlookers, his formulation says no more nor less than the
formulation 'l accept Smith's premises' or 'I disapprove of Jones's argument'. Logicians are, of
course, allowed to express their opinions, bur there is something repelling about the idea that Logic
is a vehicle for the expression of the logician's own judgments of acceptance or rejection of
statements and arguments. The logician does not stand above and outside practical argumentation,
and does not have to pass judgment on it. He is not a judge or a court, and there is no such judge or
court: he is, at best, a trained advocate. Accordingly, it is not the logician’s particular role to declare
the truth of any statement, or the validity of any argument.» (1970: 244)
We think, therefore, that it is only in the framework of a certain parity and of
community and in the context of a dialogue coexistence enabling the emergence of the
Self (expressing a point of view, being heard, taken into account, but also having the
possibility of weighing and the prerogatives of doubting, putting into question, suggesting
and replying) that we can find the specificity of the argumentation field.
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We believe, on the other hand, that only in this framework does it make sense to
speak of argumentative practices as a form of co-construction in which one rehearses,
with all the inevitable constraints, a possible achievement. That is how, according to
Plantin (1996: 21), we can link the argumentation to «if not a democratic society, at least a
democratic situation» and we can arguably say, in agreement with Wolton (1995: 11-13),
that there is a «direct link between democracy, communication and argumentation», and
that «without argumentation, there is no communication. Something is expressed, but
there is no exchange (...). To communicate with others, taken as equals to you, implies the
use of argumentation. (...) Argumentation depends on the freedom of communication».
Once again, the idea is to emphasize the connection between argumentative practices and
citizenship.
We can finally invoke the words of Bauman who points out that «truth is an
essentially antagonistic concept» (2006: 186) and therefore, more than to preview, the
orator must know to wait and to give it time, because it depends on word of the other. That
is why this sociologist writes that
«The fact of others disagree with us (they do not value what we value and they value just the opposite;
they believe that human society can benefit from rules different from those that we consider superior
and, above all, the fact they doubt that we have access to a direct line to the absolute truth and also
that we know with certainty where a discussion should end before it even began) is not an obstacle
that leads to the human community. But the belief that our opinions are the whole truth, nothing but the
truth and the only truth above all existing as well as our belief that the truths of others, if different from
ours, are 'mere opinion', that yes, is an obstacle» (2006: 184).
Let us go back to the texts above quoted, by Aristotle. In both excerpts, it seems to
me, we face the problem of descriptive adequacy: they point out to the specificity of the
argumentation field in its difference regarding other fields.
The same happens with the three excerpts presented below, equally focusing on
descriptive adequacy, which lead, once more, to question the theorization of
argumentation.
The first one points out the irreducibility between the dynamics involved in the
argumentative situations and the logical analysis, whether formal (validity) or informal
(plausibility).
«It would be a caricature if the argumentative situation had to be interrupted at any time and over and
over again, so that the receivers, armed with pencils, could certify the logical form of each argument,
its formal validity, or even its plausibility» (Tito Cardoso e Cunha e Américo de Sousa, 2005: 18341835).
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This passage debunks not only the adequacy of the analysis of the dynamics of
argumentation from a logical point of view but also implies that such an approach does not
capture what really happens in a situation of argumentation. Now, this concept of
argumentative situation, is relevant not only as a framework to the approach of
argumentation in its connection to the context, but also because it leads to multidimensional and plural aspects that must be taken into account. In fact, we may wander
how many reasoning make up an argumentation? And, following the same path, we can
think of the relationship between argumentation and the time in which it unfolds. Perelman,
for example, repeatedly insisted on the importance of the role — and constraints — of
temporality in argumentation. In the same way, Aristotle (1998: 155) had already written in
his Rhetoric, that
«First of all we must pick out a selection of valid and most suitable arguments about issues that may
arise»
This aspect — namely, the pointlessness of focusing on the logical-inferential
processes when it comes to understanding and analysing argumentations — has not gone
unnoticed to Thomas Conley. Underlying the character of the arguments as adapted to
situations and separating the analysis of arguments from the schematizing of isolated
arguments, he stressed that
«Rewriting an argument in a syllogistic form or uncovering its underlying inferential scheme is
equivalent to explaining a joke. And we all know what happens when you do that. The joke is no
longer funny». (2003: 269).
And he asks:
«It does not make much sense to criticize an argument – or a poem, or a novel – by criticizing its
rewriting, does it? (...) In short, whether or not it is a good joke – indeed, just what the joke is – is a
deeply situational matter involving the teller, the audience, their shared beliefs and values, and the
propriety of the joke: the very elements present in deciding when an argument is a good one or not».
(2003: 269-271).
So, he concludes that
«Tradition values rewriting the original discourse, the latent over the manifest, and is one that calls for
rigor and mathematical elegance above all else. There are perhaps times and places where such
things are important. But people who hold those things in such high regard when it comes to inventing,
analysing, and judging arguments, in my view, just don’t get it». (idem: 274).
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In the second quote we can see the refusal of the categorial analysis adequacy of
logic in what concerns situations of argumentation. Instead, his author mentions an
intermediate scale and an approximate logic:
«argument falls squarely into the realm of the problematic. (…) argument deals with the problematic
and ignores the trivial or the certain, that it depends on the perceptions and choices of people who will
decide whether viewing an activity as an argument is appropriate, and that it lies in the midrange of the
more-or-less continuum of a variable logic and not a categorical logic.» (Brockriede, 1992: 74 e 77).
This quote echoes the centrality attributed by Perelman to the ideas of strength and
adhesion in his theory of argumentation, thus abandoning the traditional dichotomy
between truth and falsehood. This third quote by Perelman and L. Olbrechts-Tyteca, once
again, concerns to the question of descriptive adequacy:
«We have insisted, before undertaking the analytical study of arguments, on its schematic and
arbitrary dimension. The elements isolated for the study are, in fact, a whole: they are in constant
interaction and this in several ways: interaction between the various arguments put forward, interaction
between them and the whole argumentative situation, between them and their conclusions, and finally
between the arguments contained in the speech and those who to whom they are addressed» (1988:
610).
In this passage, although not denying the importance of the study of arguments, the
authors stress, however, the fact that this study is essentially arbitrary and schematic and
they introduce the dynamics of interactivity as the core of argumentative situations.
Now I would like to add that to the question of descriptive adequacy, which has its
roots in the observation of the heterogeneity in the theorization of argumentation, and
especially in the feeling that despite the fecundity of the intuitions of different ways of
theorizing there was a strong gap between theory and practice (as if the explanatory
power of theories fail to understand the dynamic practices that matter most), I associate
two more efforts. One the one hand, it was important to displace the argumentative
phenomenon from the aegis of a reason that finds in itself the resources to assess the
arguments; and, on the other hand, it was important to reformulate the idea of the
reasonable as inclusive of the speech of the other, which implies a dynamic relationship
between discourse and counter-discourse, between talking and listening, between
arguments and counter-arguments concerning an issue.
But if we accept this hypothesis as the good one, then we must center the theorizing
of argumentation on concepts different from those generally accepted, focusing, on the
one hand, on interaction (bilaterally and eventual progression beyond the initial
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argumentative diptych) instead of focusing on speech or on the text and, on the other
hand, in its situational, circumstantial and episodic character, rather than in formal,
corrective and orthopaedic standards.
These considerations concerning the problem of descriptive adequacy — which
imply, of course, the thematizing of the very notion of argumentation — were joined by
personal motivations from my experience as a scholar and a teacher of argumentation and
rhetoric.
3. Towards a general theory of argumentation: neither general nor restricted
I have already mentioned earlier the theoretical diversity that characterizes the
current state of the art of argumentation studies. This assessment is not new and several
theorists have already stressed it. For example, van Eemeren (2003: 2) wrote that
«The study of argumentation has not yet resulted in a universally accepted theory. The state of the art
is characterized by the co-existence of a variety of approaches, differing considerably in its
conceptualization, scope and degree of theoretical refinement, albeit that all modern approaches are
strongly influenced by classical and post-classical rhetoric and dialectic».
As far as he is concerned, Plantin (2001: 71-92) notes that
«The field of argumentation studies is not structured by something like a ‘paradigm’. Deal with a
paradigm would require a minimum of theoretical dialogue — meaning dialogue certainly not
agreement, but at least one form of sharing objects, methods or issues — that do not currently exist. In
the present case, each work constitutes itself as a paradigm».
Finally, here is what Marianne Doury and Sophie Moirand (2004: 9-10) wrote about
the subject:
«The researchers that claim the argumentation field try to define this domain as a field in itself, a
specific field of its own, particular and independent. But the unity of this field is immediately
problematic, because of the variety of the related disciplines that came up with facts linked to
argumentation without necessarily having argumentation at the core of the theories or methodologies
of these disciplines: it the case of discourse analysis and textual linguistics of communication and
information sciences, and of cognitive sciences in their relations to human speech and natural
language. Not to mention the application domains, such as education (through the prism of shapes
and connectors), marketing and political communication (through the influence of others and the
power of persuasion) and so on».
If this heterogeneity invites us to reflexion — even setting aside any intention of
generalizing or establishing a consensus —, my own experience in teaching
argumentation and rhetoric has also reinforced this reflexive impulse.
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Concerning the theoretical approach to argumentation, I supported the idea
according to which the starting points of every theory inevitably contain speculative
decisions (related to the language, the previous ideas we had in mind concerning the
study of argumentation or to disciplinary appropriation that we had of it) and that from the
point of view of theoretical debate, these ideas must be questioned and problematized. On
the other hand, I found that, from a theoretical point of view, there are two extreme
positions in the theorizing of argumentation.
The former, which I have classified as pan-argumentative, tends to see an
argumentative strategy in any symbolic manipulation (which ends up diluting the
argumentation in language and communication). We are here in a sort of «everything is
argumentative». And explicit examples of this perspective can be found in the following
passages:
• «Communicate your ideas to someone it is always to argue» (Grize, 1997: 9).
• «Any speech can be an argumentation. It offers some images, situated images, aimed to evoke in
the audience the inferences that go in the desired direction» (Grize, 1996: 18).
• «By identifying the latter [argumentation theory] with the general theory of persuasive discourse,
which seeks to win the support, both intellectual and emotional, of an audience, whatever it may
be, we claim that any speech that is not intended to impersonal validity is linked to rhetoric. Once
a communication tends to influence one or more persons, to guide their thinking, to excite or
soothe the emotions, to direct action, it belongs to the field of rhetoric» (Perelman, 1977: 177).
• «Argumentation is not a type of discourse among others; it is an integrant part of speech as such
and covers both the television news and a description, a travelogue, a familiar conversation. (...)
It is a branch of discourse analysis» (Amossy, 2006: 246).
• «My contention is that this capacity to argue constitutes an inherent feature of discourse. The
argumentative nature of discourse does not imply that formal arguments are used, nor does it
mean that a sequential order from premise to conclusion is imposed on the oral or written text.
Influencing the way in which reality is perceived, influencing a point of view and directing
behaviour, are actions performed by a whole range of verbal means. From this perspective,
argumentation is fully integrated in the domain of language studies» (Amossy, 2009b: 254).
The latter was to identify the «theory of argumentation» to very restricted approaches
to argumentation (for example, reducing argumentation to the mechanisms of language or
reasoning). Here are some examples:
• «When we talk about argumentation, we always refer to discourses with at least two utterances
E1 and E2, one of which is given to authorize, justify or to impose the other; the first is the
argument, the second is the conclusion» (Anscombre and Ducrot, 1997: 163).
• «Informal logic is the normative study of argument. It is the area of logic which seeks to develop
standards, criteria and procedures to interpret, assess and construct of arguments and
argumentation used in natural language» (Johnson e Blair, 1987b: 148).
• «In general terms, the argumentative discourse is considered as rational persuasion when it
consists of a set of propositions, advanced as reasons for accepting another proposition or for
performing an action, which are intended to be so related to it that it would be inconsistent, in a
way, to accept the set of reasons but not accept the proposition or endorse the performance of
the action in question» (Blair, 1992: 358).
• «The concept of proposition is fundamental to critical argumentation, because arguments are
made up of premises and conclusions that are propositions. A proposition has two defining
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characteristics. First, it is something, in principle, true or false. (...) The second characteristics of a
proposition (...) [is that] ambiguous sentences are nor propositions. (...) The reason is that they do
not have the property of being true or false» (Walton, 2006: 9-10).
• « Logic is the evaluation of reasoning in arguments» (Walton, 1990: 417).
And this last author states:
• «From the point of view of logic, the science of reasoning should be the study of whether or not
conclusions can be extracted correctly from premises (assumptions), as long as these
assumptions are in the context of an argument. Logic has to do with defining the assumptions as
well, or identifying them correctly, and with assessing whether a putative conclusion can be
correctly derived from a given set of premises» (ibidem).
The problem that arose from these two extremes, then, was the question of
descriptive adequacy, which can be formulated as follows: what are the phenomena
studied by the theory of argumentation? What are their descriptive tasks? What focus must
be adopted?
The problem turned out to be all the more complicated since it is not difficult to
recognize the multidimensionality of argumentative phenomena, of which the following
scheme can give a synthetic image:
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Concerning my experience of teaching argumentation, I would like to emphasize two
points:
a) The exposure of different theoretical perspectives on argumentation and the
examples of certain techniques and argumentative schemes were always
somewhat insufficient in regard to the students’ expectations — legitimate
expectation, let it be said.
b) It was not so much the ability to build or analyse argumentative speech that
interested them, but rather be tested in concrete situations in which more than
having to find arguments, they found themselves involved in confrontational
situations governed by oppositional turns of speech, involved in the game in which
the tension of the arguments and counter arguments are crucial.
Now, what I had to teach them — and this apart from the moments in which we
debated on a divisive issue — revealed itself to be too narrow and somewhat
disappointing in relation to their expectations. It lacked the practical, artistic and living
component. In other words, the theory became silent when it came to interaction, though
the bilateral interaction seemed to be the core of the argumentative situations.
4. Conceptual elements for argumentation theorizing
In the wake of what was said above, it appeared necessary to go beyond the notion
that «everything is argumentative» or beyond an analytical dimension of the speech on
several levels, but little in line with the actual practice, in which the bilateral aspect, that is
to say, the “Ping-Pong” of speaking turns, is the starting point. A general theory was
needed: neither too general (focusing on the speech and the use of language:
speaking=arguing) nor too restrictive (focused in reasoning, as detached from the
perspectives and from discursive situations of opposition in which the ability to speak is as
relevant as the ability to hear and to cross-talk).
In other words, rather than a general theory of discourse or a theory that takes as its
starting point the notion of argument, a theory was needed that highlights interaction and
that takes into account the tensional dimension in which argumentation develops. I would
like to add, moreover, that it is this dimension of confrontation, this game between
discourse and counter-discourse, the one that best highlights the close relationship
between argumentation and strategy, or, to use Meyer’s words, the one which excludes
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both the blending of argumentation and rhetoric or their separation (in this respect, see, for
example, Meyer, 2005: 15-16).
But it was also necessary to articulate two core concepts in the theory of
argumentation, namely, on the one hand, the notion of orientation which is typical to
descriptive perspective and the notion of assessment which is typical to normative
approaches, and try to see how they can be theoretically related.
It should be noticed that de notion of orientation is related to the problematic of
influence and of the effects of discourse, taken both at a macro level (inter-discourse) and
at a micro level (linguistic mechanisms). On the other hand, the notion of evaluation
focuses on the criteria of assessment and on the rationality of arguments.
It is my purpose to adopt the two points of view – orientation and assessment — by
acknowledging that they are both present at the core of argumentation.
To that purpose, I have set on a secondary plan the analysis of argumentative
phenomena as products of language that could be analysed as such, and I centered the
argumentative situations on the interactive dynamics, which implies that arguments and
argumentations must not only be considered in tension with other arguments and
argumentations but also as shaped by the specific situation in which they occur.
This shift of focus implies that the essential pole of argumentative situations is «the
issue in question». An issue can’t be separated from processes of thematization, which
are, in turn, connected to the notion of orientation through the selection and articulation of
resources. In this sense, an issue is something plastic that can be made up by the choice
of the elements we sort out to deal with it. I call this selection «thematization» and this
notion includes the idea of perspective and not the idea of reasoning.
Hence, firstly, the idea that argumentation thematizes issues and, accordingly, that
these issues can be thematized because we do not just give answers to questions, but
because, through our choice of the ideas to make up issues we try to suggest answers
concerning its problematicity. Michel Meyer was a sound supporter of this aspect in his
sharp criticism to propositionalism. He rejected considering the proposition as the
minimum unit of thinking and suggested using the category of problem and the framework
of problematology instead.
More specifically, we can define the idea of issue as follows:
• The term «issue» is a term of ordinary or common language. It corresponds to a
mental organization that is both a way of focusing on (in the sense of framing) and
pinpointing a potentially problematic area. It also refers to shared and common
14
elements and to the possibility of various standpoints in terms of thematization. An
issue is a multidimensional category linked to problematicity.
• «Issue» refers not only to an informative question, a question giving way to an
answer, but also to a series of underlying elements that need to be considered,
namely, data, questions and the different standpoints (hence the difference
between questioning and asking). The approach to issues calls for the possibility
of several perspectives (each one involving selection processes and procedures of
filtering and salience related to valuations, depreciations and ranking).
• An issue is something intermediate between ideas and propositions, between light
and darkness, being nevertheless susceptible to thematization and framing.
• An issue is something arising from a situation and referenced (arising from some
data or considerations), and has a practical dimension.
• It is a very flexible notion and raises possible standpoints and perspectives; it
results in possibilities and connects the possible with the preferable.
• When «the subject we talk about» involves controversy, an issue arises as a 'one
case'.
• It is something for which people tend to take a stand, or at least, something they
have to deal with in the best way.
However, to be able to capture the dynamics and the interactive dimension, and also
to differentiate the argumentative situations from communication processes generally
considered, it is necessary to underline that what characterizes argumentative opposition
is the «in question» mode of addressing the issues.
By saying this we are not referring to philosophical questions, but to the common
denominator of every circumstantial dissent. An «issue in question» means that a collision
between discourses brings out an argumentative question, a question to which it is always
possible to give, at least, two opposite responses. And, as already mentioned, it is in the
thematization of the dissention that we can see the interventions that embody
argumentation.
What, than, characterizes the «in question»? At this point, we can face three
possibilities.
a) By adopting a dialogic and polyphonic conception of language, we can say that
opposition is inherent to argumentative discourse. This is the view endorsed by Amossy
when she says that «every statement confirms, refutes and problematizes previous
15
positions, whether expressed in a precise way by a given interlocutor or in a diffuse way in
the contemporary inter-discourse» (2006: 35). An example of this is, namely, foreseeing
possible objections.
b) A second hypothesis is to say that the every speech is a response to a question —
which, by its very nature is ambiguous — in order to allow always at least two possible
responses (Meyer).
c) A third possibility — and that is the one I subscribe — is that the «in question»
represents the actual presence of a discourse and a counter-discourse, a situation of
conflict and dissonance in which the discourse of each part is criticized by the discourse of
the other part.
This preference imposes, however, some additional distinctions, the first of which is
between argumentativeness and argumentation.
We recognize that argumentativeness, as a component of the orientation and
strength of speech, is inherent to discourse, but we suggest using the word argumentation
to situations of discursive opposition focused on a given issue in question. Thus, a
distinction must be made between argumentativeness as a process of social and
communicational setup of the relevance and the way these processes work in situations in
which we can explicitly find oppositional discourses focused on the thematization of their
divergences.
In fact, we consider that a situation of argumentation, rather than dialogic, is
«dialogal» (in the sense of having to be understood in the context of a real interaction and
not just as something virtual), more than mono-managed is multi-managed (in the sense
that the definition of the terms of considering the subject matter is always at issue) and,
finally, more than unilateral it is, at least, bilateral. To argue is to argue with and, as Willard
(1989: 61) pointed out, it takes two to dance a tango.
In this perspective we share Jeanine Czubaroff’s criticism to the tradition that
considers rhetoric according to the persuasive paradigm:
«The problem with the rhetoric-as-persuasion tradition, then, is its tendency to privilege monological,
unilateral, power-based modes of influence and ignore dialogical-multilateral modes of power and
influence. What dialogue offers to counterbalance the abuses committed in the name of monologic
persuasion is multilaterality, availability, and accountability, a willingness to stand one's ground and
grant the other that same right». (Czubaroff, 2007: 15).
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These words echo, in fact, the criticism to adversarial advocacy made by Makau and
Marty as they state that
«First, even if the advocate’s goals are met, this unilateral standard of success is unreliable. It
measures effectiveness almost entirely on the advocate’s terms — character, intentions, and
performance — and therefore privileges the advocate’s perspective at the expenses of other people’s.
Secondly, this unilateral standard necessarily reduces an audience’s active reception skills — attentive
listening, critical reasoning, assessment… — to mere indicators of the speakers success.
Consequently, substantive feedback and consultation are diminished in value as they are only
assessed on the advocate’s terms, when they are taken into account at all. Lastly, adversarial
advocacy violates the dialogic spirit inherent to deliberative communities; this violation allows
advocates to treat other people with little regard. Such behaviour is in itself, an abuse of power that
jeopardizes relational integrity and communal trust». (Makau e Marty, 2001: 197-198).
After the distinctions mentioned above it is now possible to return to the «gordian
knot» of the theory of argumentation, namely, the relationship between the notion of
orientation (which focuses on the question of interpretation, but, by settling itself on the
level of hermeneutics, runs the risk of falling into the problem of infinite interpretation) and
the notion of evaluation or «assessment» (which, by virtue of a situation of opposition,
brings up the question of the criteria as being part of the argumentative practices). By
taking the «issue in question» to be a methodological unit in the analysis of argumentation,
we can say that the situations of argumentation are those in which criticism and evaluation
of someone’s speech are given by the speech of an interlocutor and that this is the
phenomenon that must be described by the analyst of the argumentation.
Plantin stated this idea in detail when he wrote that, on the one hand,
«A given language situation starts being argumentative as soon as an opposition of discourse exists.
Two juxtaposed, contradictory monologues without any allusion to each other stand as an
argumentative dyptic. It is, undoubtedly, the basic argumentative form: each one repeats their position.
Communication is fully argumentative when this difference is problematized into a Question and the
three roles of Proponent, Opponent and Third are clearly separated». (Plantin, 2005: 63)
and, on the other hand
«The practice of evaluation of arguments is guided by a simple principle: who does not admit a speech
is the first, if not the best, critic, and after all he speaks: we must take into account his word. This last
statement is not a normative principle in what concerns to the argumentative activity, but in what
concerns the method in the theory of argumentation. The task of this theory is to make the best
account possible of this critical activity and not to replace it.
The conclusion will be borrowed from Guizot: laissez faire, laissez aller — and let say. There is no
super-evaluator capable to stop the critical process through a final evaluation that would silence
17
everyone. And, the more evaluations there are, the more exciting argumentations we have to
describe» (2009 b).
This view links, therefore, the criticism of one’s speech by the speech of somebody
else to processes of evaluation whose criteria, I must insist, are immanent and not
transcendent to the situation of argumentation. This can be philosophically enunciated
through the cohesion between argumentation and perspectivism, the latter referring to the
insurmountable rhetoricity of language, the coexistence of alternative versions and, finally,
the tensional and confrontational character that is associated to the prevailing versions.
Furthermore, perspectivism does not dissociate the argumentative rationality from the
sociological rationality (there is an intersection of issues of argumentations with the issues
of power and with the rhetorical dimensions of the ethos, the pathos and the logos). To put
it in a simple way — and contrary to the trend that defines argumentation as aiming at
persuasion — rather than persuade, what is at stake in argumentation is coexisting and
assuming that coexistence is regularly crossed by conflict which makes it inevitable to deal
with differences.
5. A definition of argumentation
And so I arrived to the following notion: argumentation is the critical discipline of
reading and interaction between the perspectives inherent to discourse, the divergence of
which is thematized by the arguers around an issue in question. This definition would
highlight the following aspects:
• Discipline: I use the word «discipline» as the counter-discursive and discursive
ability of focus and coordination required by argumentative situations. From the
interactive point of view (which has its paradigm in a specific way of interpersonal
communication), achieving progress in the argumentation process depends on the
ability of the participants to focus on the issue in question, which they set up
together, and on the coordination needed in order to maintain a minimal
connection in the turns of speech through which argumentation proceeds.
• Critical: I use the word «critical» to point out the emergence of discourses in
opposition and to refer to the development and progression of this situation. The
18
point is not just to focus on the subject, but also to address it as a question, to deal
with it as a problem resulting from a dissension and a divergence of perspectives
that raises confrontation and evaluation. In this sense, the polarization of the
interaction in an issue that has become a question to discuss is different from the
argumentative skirmishes that don’t give room, or time, to the emergence of
different versions and do not permit the criticism of a speech by someone else’s
speech.
• Reading and interaction: I prefer to use the word «reading» rather than the word
«analysis». I further associate it with the word «interaction» to specify the
essentially dynamic and tensional dimension of argumentative situations, held by
turns of speech.
• Perspectives: with this word, I mean what is at stake in a situation of argumentation,
in other words, a divergence of perspectives.
• Thematization and issue in question. By «issue in question» I mean the pole around
which there is a divergence of perspectives and by the word «thematization» I
mean the need to configure the issue whenever it is more than a mere
conversational episode of contradiction. According to Plantin, conversational
contradictions can be distinguished from argumentative disputes, particularly
because the former occur and develop in an unplanned way, whereas the latter
should be ratified and thematized, by focusing on and deepening the conflict that
they deal with.
6. Consequences for the study and the teaching of argumentation
From this point of view, that is focused on the «issue in question» and that avoids
taking language and discourse as the starting point to explain the situations of
argumentation, we can point out three consequences concerning the teaching of
argumentation:
a) It is important to value argumentative reading as critical one, keeping an eye on
the production of a counter-discourse, on the ability to create an argumentative diptych in
which perspectives are confronted and, finally, on producing counter-discursive sequences
in which the opponent’s speech is resumed and in which a progression is aimed at (in this
sense our suggestions especially value the notion of interaction, which they regard as
essential).
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Thinking that an argumentative situation involves roles (proponent, opponent and
question) and turns of speech as proposed by the pragma-dialectic, we can distinguish:
• The confrontation stage (during which a diptych or argumentative stasis is created).
• The opening stage (during which the focus is set on the issue in question that
divides the participants and the negotiation of its terms).
• The argumentation stage (in which every one is tries to strengthen their own
perspective and arguments in relation to the perspectives and arguments of the
other part).
• The closing stage (and this stage marks the end of argumentation and of the
argumentative situation. Because I think that there can always be good, rich
argumentation without resolution, I prefer to call this closing stage rather than the
conclusion stage).
This descriptive proposal is interesting because argumentation is seen in terms of
progression and because the idea that people argue all the time can also be discarded.
In fact, what we often see is the tendency to form argumentative diptychs, which can
be more accurately classified as episodes of contradiction rather than as a conversational
argumentative dispute.
Indeed, some authors, like Willard, argue that argumentation involves the assumption
of the opposition so he asserts that
«'we are arguing' is a co-orientation, the definition of a relationship, an episodic assignment. My
assumption is that actors act in a unique way only when they are 'arguing'. The focus of research on
the argument must be the way they do.» (Willard, 1979: 188).
Along with this same line, we can quote Pamela Benoit who uses the notion of
«argument script».
«The argument script requires that interactants consider their positions as an opposition. If that
preliminary condition is not satisfied, then an argument cannot take place. (…) A second preliminary
condition states that an argument must be worth the investment required to accomplish the script. This
preliminary condition implies that arguments do not occur every time a disagreement is observed»
(Pamela Benoit, 1992: 176-177).
Moreover, Benoit also states that,
«An argument script is called out when the preliminary conditions are no longer satisfied. An implicit
preliminary condition for argument in interaction is the existence of, at least, two parties. When one of
20
the parties abruptly leaves the interaction, the argument must come to an end, at least until the parties
meet again.
Arguments require overt opposition and this preliminary condition is violated when the partner gives in,
both participants reach some sort of agreement or the topic is changed to an issue where there is no
disagreement.
The argument script also requires joint agreement that the script is worth continuing and so, perceiving
the argument as pointless is enough to call out the argument script ». (Benoit, 1992: 179).
Thus, from a descriptive point of view, we can say that the analysis of an argumentation involves taking into account the following aspects:
• The existence of a conversational context and a situation of communication
developed in speech turns, which therefore involves two or more participants.
• The polarization of the exchange in a sufficiently stable issue that is being built as
problematic due to the divergence and the to the alternative perspectives revealed
by the interventions of the participants.
• The emergence of an expectation of fairness or an ethical relational context (or, to
use M. Gilbert’s term, a certain coalescence).
• Procedures of thematization (processed by techniques of association and
dissociation) that originate the emergence of arguments (involving the selection of
specific data and detailed features of various kinds). They determine how of the
issue is being designed in the context of interaction, by taking into account the
issue in question, the interventions of the debaters and the answers t being given
to them.
• The moves that mark the entrance or the abandonment of argumentation.
b) A re-evaluation of the idea of 'fallacy', which should be taken not as a failure in
argumentation, but as a reasoning strategy that mirrors the assessment of someone else’s
speech (what Plantin called the fallacy of fallacies).
Referring to the transformations that should be operated in the teaching of
argumentation, M. Gilbert (1995b) points out three crucial aspects: the scarcity that
represents viewing argumentation in terms of 'fallacies', which led him to highlighting
issues of reasoning at the expense of communication and situational aspects which are
paramount to understand and consider, the fact that the negative approach of «hunting
fallacies» is not favourable to a coalescent approach of argumentation and, finally, the
focus on reasoning tends to overlook the debaters. Now, Gilbert writes,
«Argumentation is first and last, a subspecies of communication, and communication is a complex act
21
that integrates cultural and sub-cultural symbolism, social actors and a local context». (1995b: 127).
And he adds:
«If we are going to deal with arguments in a more than critical way we need to shift the focus from the
argument to the arguer, from the artefacts that happen to be chosen for communicative purposes to
the situation in which those artefacts function as a component. The emphasis now is too strongly in
favour of language, and language is not nearly as precise as we would like to think it is. We focus on it
because it is the only part of the entire argumentative process that is physically identifiable, and even
then many juicy bits are left to our enthymeme-decoding imaginations» (1995b: 132-133)
We can, however, choose more effective ways to analyse argumentative speech or
argumentative interaction, because they take into account the multidimensionality of
context and choices articulation (after all, we can always say that reasoning is good ... the
perspective isn’t a big deal) — if, as suggested by Plantin, we choose to ask the following
questions.
«— If it is a monologue justifying a position, it is postulated that this justification implicitly responds to
opposition and that there is somewhere a counter-discourse and a possibility of doubt, hence the
following questions arise: What status grants this monologue to counter-discourse and doubt about the
position defended? In other words, does it concerns with the opposed voices and to Third Parties?
How are they present on the scene?
— If it's an interaction, what are the argumentative roles of the actors involved? Does the interaction
occurs in the presence / absence of those who are opposed? Who is allied with whom? How are
partnerships manifesting? Do the players have the ability to switch their argumentative roles? If so,
indeed some participant’s role actually changes?
— The question is stabilized? Do it suffer transformations during the debate? Has it led to questions
arising? What?
— The fundamental purpose of the interaction is the treatment of the issue? Is there a script on this
issue? Does being formed or already formed?
— What is the nature of the place where the argumentation is developed? Is it an institutionalized
argumentative place? How do occur the shifts of speech turns? What are the institutional features of
that place? How are those places articulated in relation to argumentative roles?
— Finally, you can consider the constitution of diachronic series of argumentative corpus (when and
how this question has appeared, evolved and disappeared?) or synchronous (where in the issue being
debated? What are the presented sets of arguments and how they vary from place to place? What
actors take over the arguments? How are they articulated in each place, orally or in writing? ...
All the tasks suggested by these questions are obviously to add to the classic works of argumentative
analysis, which are to identify, describe, classify and, so they say, evaluate arguments» (Plantin,
1999: 47-48).
Finally, to go back to the question of the teaching of argumentation, we think that
Jean Goodwin captures the point by stating that,
«Within the contest of this art, again, one goal of pedagogy must be to engage students in their own
theorizing, helping them deepen their understanding as they extend their skills. This conception of
argumentation thus encourages teachers to accept their students as already quite skilful and
acknowledgeable communicators and reasoners. The problem, if there is a problem, may be that the
competencies and understandings enabling students to be good at some activities (e.g., conversing as
a friend) may disable them when they engage in others (e.g., arguing as a citizen). Again, this view
22
suggests a pedagogical strategy not of preaching but of challenging students to adopt more
considered views and to broaden their abilities to communicate differently in different contexts».
(2005a: 81).
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