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351
J. Fluid Mech. (1995), vol. 289, p p . 351-378
Copyright @ 1995 Cambridge University Press
The formation of drops through viscous
instability
By S I L V A N A S. S. C A R D O S O
AND
A N D R E W W. W O O D S
Institute of Theoretical Geophysics, Department of Applied Mathematics and Theoretical Physics,
University of Cambridge, Silver Street, Cambridge CB3 9EW, UK
(Received 8 June 1994 and in revised form 5 December 1994)
The stability of an immiscible layer of fluid bounded by two other fluids of different
viscosities and migrating through a porous medium is analysed, both theoretically
and experimentally. Linear stability analyses for both one-dimensional and radial
flows are presented, with particular emphasis upon the behaviour when one of the
interfaces is highly stable and the other is unstable. For one-dimensional motion, it is
found that owing to the unstable interface, the intermediate layer of fluid eventually
breaks up into drops.
However, in the case of radial flow, both surface tension and the continuous
thinning of the intermediate layer as it moves outward may stabilize the system. We
investigate both of these stabilization mechanisms and quantify their effects in the
relevant parameter space. When the outer interface is strongly unstable, there is a
window of instability for an intermediate range of radial positions of the annulus.
In this region, as the basic state evolves to larger radii, the linear stability theory
predicts a cascade to higher wavenumbers. If the growth of the instability is sufficient
that nonlinear effects become important, the annulus will break up into a number of
drops corresponding to the dominant linear mode at the time of rupture.
In the laboratory, a Hele-Shaw cell was used to study these processes. New
experiments show a cascade to higher-order modes and confirm quantitatively the
prediction of drop formation. We also show experimentally that the radially spreading
system is stabilized by surface tension at small radii and by the continual thinning of
the annulus at large radii.
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1. Introduction
When a fluid is horizontally displaced by another in a porous medium, the interface
between them may be either stable or unstable, depending on the relative viscosities
of the fluids and on their miscibility. The basic mechanism of this instability was
first described by Hill (1952) and later by Saffman & Taylor (1958). Consider the
rectilinear displacement of a fluid of viscosity p2 by another fluid of viscosity p1 in a
homogeneous porous medium (figure 1). We assume the motion of the fluids through
the porous medium is governed by Darcy’s law
K
u = --Vp = -MV P
P
(1.1)
where u denotes velocity, K is the permeability of the medium and p is pressure.
M = ~ / isp the mobility of the fluid. Suppose the interface between the two fluids
is deformed slightly such that there is a perturbation of the interface of thickness 6x
352
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S . S . S . Cardoso and A. W Woods
P2
t
X
FIGURE
1. Rectilinear displacement of a fluid by another fluid of different viscosity.
zyxwvutsrq
FIGURE
2. Dispersion relation for the rectilinear displacement of two immiscible fluids.
(figure lb). Then, from (l.l), the anomalous pressure across the displaced fluid is
6 p = (1/M2 - l/M])UGx, where U is the steady state velocity. If the net pressure
difference is positive, then any small perturbation to the interface will grow, leading to
an instability. Hence, the interface will be unstable when a less viscous fluid displaces
a more viscous fluid (MI > M2). ‘Fingers’ of the displacing fluid will then develop
and penetrate into the more viscous fluid ahead.
We have assumed above that the interface between the two fluids is sharp, i.e.
that the fluids are immiscible. A detailed stability analysis should therefore take into
account the effect of surface tension. For disturbances in the form of normal modes
proportional to exp(at+iky), the growth rate of the instability is found to be (Chouke,
Meurs & Poel 1959)
Here T denotes the surface tension coefficient between the two fluids and k is the
wavenumber of the instability. The dispersion relation (1.2) shows that the effect
of surface tension (second term) is to stabilize short-wavelength perturbations. The
competition between the viscous instability and the surface tension leads to a most
unstable mode (figure 2).
In many situations, there is a continuous gradient of viscosity in the intermediate
region between the two fluids, resulting from a certain degree of miscibility. Although
in this case there are no interfaces, since molecular diffusion and dispersion will
lead to a smooth variation of the viscosity, instability can still occur (Paterson 1985;
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The formation of drops through viscous instability
353
Manickam & Homsy 1993). The mathematical analysis of these miscible displacement
problems is often complicated because of the time-dependent nature of the base state.
Usually various approximations are made which lead to simpler problems.
The phenomenon of viscous fingering in porous media is important in many
natural and industrial situations. An example of the former arises in the geological
context. Sequential batches of magmas with different chemical compositions, and
hence different viscosities, often rise from depth along fissures in the Earth's crust,
leading to magmatic intrusions. The extent of mixing occurring during such ascent
has a key role in controlling the composition of the magma, which is an issue of
central importance in petrology (McBirney 1984). In the industrial context, viscous
fingering occurs, for example, in oil recovery processes, fixed bed regeneration in
chemical processes and underground storage of gas (Homsy 1987). In many of these
applications the instability is not desired and there have been a number of attempts to
suppress it. These usually involve the reduction of the unfavourable viscosity gradient
by the addition of a third fluid, of variable viscosity, at the boundary between the host
and displacing fluids. Mungan (1971) showed experimentally that a spatially varying
viscosity in this intermediate layer can stabilize the interface and these observations
have been confirmed by a theoretical analysis of Gore11 & Homsy (1983).
However, the stability of the immiscible displacement of an intermediate layer of
fluid, bounded by two other fluids of different viscosities, has not been analysed in
detail. The purpose of the present work is to investigate the stability of such flow,
both theoretically and experimentally. A linear theoretical model is developed and
quantitatively compared with new laboratory experiments. This simplified model
allows a deeper understanding of some of the processes present in the more complex
variable-viscosity problems. We analyse the interaction between the two interfaces
and the effect of the thickness of the intermediate layer, in both rectilinear and
circular geometries. The latter case is particularly interesting since surface tension can
stabilize a single interface at small radii (Paterson 1981). However, here we identify a
new mechanism of stabilization of a circularly spreading annulus which operates at
large radii. Finally, we examine situations in which the intermediate layer is unstable
and may break up to form drops.
In 0 2, the rectilinear flow of an immiscible layer of fluid is analysed. In 6 3, we
review and extend previous work on the linear stability of the radial displacement of
a single interface. Since the base state is evolving with time, the most unstable mode
also changes as the interface moves outward. New experimental results are presented
which confirm this theoretical approach. Combining the results of &j2 and 3, we then
consider the linear instability of a radially spreading annulus of fluid. A theoretical
model is developed and a quantitative comparison with experimental observations is
presented. In 0 5, we consider the stabilization of the flow by suitable variation of the
displacement velocity. Finally, in 0 6, we draw some conclusions.
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2. Rectilinear displacement
We begin by analysing the stability of the rectilinear displacement of a layer of fluid
in order to gain fundamental insight on the behaviour of a three-fluid system. Later
in the paper, we shall build upon these results when we analyse the more complex
problem of a spreading annulus. Consider the displacement in a porous medium of
an intermediate layer of fluid, bounded by two other fluids, as sketched in figure 3.
The three fluids are assumed to have different viscosities and to be immiscible. The
motion of the fluids is described by Darcy's law (cf. (Ll)), which may be written in
354
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S. S. S. Cardoso and A. FK Woods
1(3
1(2
't
X
D
FIGURE
3. Rectilinear displacement of an intermediate layer of fluid.
terms of a velocity potential
4 = Mp as
u=
-v+
(2.1)
and mass conservation
v*u=o.
(2.2)
The velocity potential therefore satisfies Laplace's equation
v24 = 0.
(2.3)
Across each interface the velocity is continuous and the pressure changes by an
amount corresponding to the effect of surface tension. For a planar interface, these
equations admit the steady state solution
4; = -Ux
+ cj,
j = 1,2,3,
(2.4)
where the subscripts 1, 2 and 3 refer to the trailing, intermediate and leading
fluids respectively (figure 3). The constants c j may be determined by specifying the
magnitude of the pressure at some point in the flow.
In order to examine the stability of the interfaces, we consider a wavelike perturbation a = Aexp(iky a t ) at the interface between fluids 1 and 2, and a similar
perturbation b = Bexp(iky a t ) at the interface between fluids 2 and 3, where (r is
the growth rate of the instability and k its wavenumber. The solution of (2.3) has the
form 4, = 4; 4;, with
+
+
+
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(2.5a)
(2.5b)
(2%)
where a, p, y and E are constants to be determined. The continuity of velocity
and pressure across the interface between fluids 1 and 2 (at x = U t ) are expressed,
respectively, by
- u21 -- at
ul1
and
($)
4l
(2.6)
a+--Tu,,.
4;
(2.7)
M1
X
M2
Note that the last term in (2.7) arises from the surface tension at the interface.
We adopt here the simple formulation of Chouke et al. (1959) for this effect. Later
in the paper, we shall discuss the inclusion of a more precise model for the surface
tension. Similar velocity and pressure conditions may be written for the interface
between fluids 2 and 3 (at x = Ut D). The resulting system of equations may be
X
+
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355
The formation of drops through viscous instability
solved for the growth rate of the instability, a, and for the ratio of the amplitudes of
the perturbations at the two interfaces, A / B . The solution is
zyxwv
a0
($)2
+ U l ( 5 ) + u2 = 0
where ao, a1 and a2 are given by
a0
=
(1
+ M1
M2 %)
M2 sinh(kD) +
a1 =
((2 - 2)+ (2+ 2),,(kD)’)
TM2
a2
(-
=
(1 -
2)+
%(kD)’)
((1
sinh(kD),
-
2)+
,(kD)’)
TM2
UD
sinh(kD)
and
alUk
A
--
sinh(kD)
+
sinh(kD)
+ cosh(kD)
(2.9)
We have assumed here that the surface tension coefficient, T , is the same at both
interfaces.
Depending upon the relative magnitudes of the mobilities of the fluids, each
interface may be either locally stable or locally unstable. For example, if M1 > M2
then the interface between fluids 1 and 2 will be locally unstable. The global stability
is determined by the relative viscosity of the bounding fluids. Thus, in the absence
of the intermediate layer, if M I < M3, the displacement would be stable. Figure 4
shows a plot of the dispersion relation for a case in which both interfaces are locally
unstable, M1 > M2 and M2 > M3, (and hence, the flow is also globally unstable).
The configuration of the intermediate layer, obtained from the ratio of amplitudes
A / B , has been sketched beside each curve. It may be seen that there are two different
modes, namely a sinuous mode in which the instabilities at the two interfaces grow in
phase (solid curve), and a varicose mode in which the instabilities grow in antiphase
(dashed curve). Both modes are unstable to perturbations of long wavelengths, with
the most unstable mode being that for which the interfaces are in phase; short
wavelengths are stabilized by surface tension.
In figure 5, the dispersion relation for a case in which only the leading interface is
unstable is represented; the flow is globally stable since M1 < M3. The varicose mode
is now stable for all wavelengths. The sinuous mode is unstable for long wavelengths,
but stabilized by surface tension for short wavelengths. Similar results are obtained
for a globally unstable flow with only one unstable interface: only one of the modes
is unstable.
The limit of a thin intermediate layer
We now consider the limit of a thin intermediate layer, as this will enable a
simplification of equations (2.8) and (2.9) and a fuller understanding of the dynamics
of the different modes.
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S . S . S . Cardoso and A. u/: Woods
4
2
(TD
- 0
U
-2
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\
-4
5
10
zyxwvu
15
20
kD
FIGURE
4.Dispersion relation when the two interfaces are locally unstable, Ml/M2
MZ/M3 = 2.5.
=2
and
When kD << 1, we obtain
(2.10a)
(2.10b)
and
($)
(;)2
= 1-
2 T M1M3
(-UD2
Mi M3
(1-$)2+
_
M 2- 1
.~M3
=1-- M2
M1
(2.1la)
-
($4)2
(2-2)(1-2)(2
- 1)
$(kD)2)
.
(2.11b)
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The formation of drops through viscous instability
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41
2
-4
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1
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!
I
I
0
5
10
i
15
kD
FIGURE
5. Dispersion relation when only the leading interface is unstable, M2/M3 = 2 ; the flow is
globally stable, Mi/M3 = 0.5.
FIGURE
6. Breakup of the intermediate layer into drops. The eventual separation of the drops will
occur owing to the effect of surface tension, which tends to smooth the pointing edges at the rear
at the moment of rupture.
Equation ( 2 . 1 0 ~describes
)
the stability of a mode with a behaviour similar to the
Saffman-Taylor mode (compare with (1.2)). It is determined only by the properties
of the bounding fluids, 1 and 3, and when unstable, is the dominant mode (figure 4).
The other solution, given by (2.10b), has a smaller growth rate and represents an
internal mode. The distortion of the interfaces corresponding to the Saffman-Taylor
mode is always sinuous (in phase, A / B > 0). In contrast, the internal mode leads
to a varicose deformation (antiphase) of the intermediate layer when both interfaces
are locally unstable ( M I > M2 > M3), whereas a sinuous deformation is observed
when one of the interfaces is highly stable (figure 5). The results in figure 5 suggest
that even when the flow is globally stable, so that the Saffman-Taylor mode (GI)is
stable, the internal mode remains unstable because of the local instability at one of
the interfaces. This result suggests why the intermediate layer may eventually break
up into drops. A sketch of the expected evolution of this layer is shown in figure 6.
The linear displacement problem, described above, is of fundamental interest in that
it illustrates in a simple way the interaction between the local and global stabilities and
358
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S. S. S. Cardoso and A . W Woods
FIGURE
7. Radial displacement of a fluid by another of different viscosity.
their contribution to the resulting flow pattern. However, in some practical situations
the fluid may spread radially from a relatively small localized area (Paterson 1981).
In the following sections of this paper, we generalize the analysis to consider such
radial displacements.
3. The dynamics of the radial displacement of a single interface
3.1. Theoretical description
Before extending the analysis of 5 2, by considering the radial spreading of an annulus
of fluid, we first examine the behaviour of a single interface in radial source flow. This
will identify some of the differences between the rectilinear and radial displacement
problems, which arise because the base state evolves with time in the latter case. We
will also test a simple method of determining how this time dependence influences
the wavelength of the instability by comparison with experimental observations.
The linear stability of a circular interface spreading in a Hele-Shaw cell was
modelled by Wilson (1975), and thereafter by Paterson (1981). Figure 7 depicts the
immiscible displacement of fluid 2 by fluid 1. The flow is described by Laplace’s
equation (cf. (2.3)), which in planar polar coordinates reads
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The radial velocity component is u = -& For a point source with volume flow rate
per unit depth Q, the velocity potential of the steady flow satisfying (3.1) is
Q 1nr + c j ,
j = 1,2.
271
This solution satisfies the continuity of velocity at each interface. The constants cj
may be determined by prescribing both the pressure discontinuity which results from
the surface tension at the interface and the magnitude of the pressure at some point
in the flow.
Assuming a quasi-steady flow, in which the velocity at a certain radius is locally
constant, and examining the stability of the interface to wavelike perturbations of the
form A,(t) exp(inO), Paterson (1981) found that the growth rate of these perturbations
is given by
+? = --
’
where A , denotes the amplitude of the sinusoidal mode with discrete azimuthal
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The formation of drops through viscous instability
25
359
20
15
10
5
10
5
0
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w
15
20
25
FIGURE8. Growth rate of each mode as a function of the radial position of the interface.
wavenumber n and R is the radial position of the interface. If the mobility of the
inner fluid is much larger than that of the outer fluid, M I >> M2, the interface is very
unstable and (3.3) may be simplified to the form
A,,
n-1
R2
An
n(n
+R
.
(3.4)
The relation above shows that for sufficiently small radius, all modes are stabilized
by surface tension. However, as the interface progresses outward, the different modes
become unstable at different radial positions. We may define the critical radius at
which instability first occurs, &, as the radius where mode two begins to grow (since
mode one corresponds only to a displacement of the circle of inner fluid relative to
the point source, with no change of shape). From (3.4), & is given by
12nM2T
&=
(3.5)
Q
and (3.4) may be rewritten as
In figure 8, we show the variation of the growth rate of each mode as a function of
the non-dimensional radial position 9 = R/&. The minimum radius for instability,
for each mode n, is R = n(n 1)&/6. As the radial position of the interface increases,
the growth rate of each mode increases to a maximum value
+
+
at R = n(n 1)&/4. The growth rate of this mode subsequently decays, although
remaining positive. Therefore, as R increases, the most unstable mode n gradually
increases. Analysis of second-order terms shows that the linear theory remains valid
360
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S . S. S . Cardoso and A. u! Woods
lo4
10-2
1
1
I
1
10
9
,
zy
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8
1
100
1000
FIGURE
9. Amplitude of each mode as a function of the radial position of the interface, for an
instantaneous disturbance of amplitude A0 at the critical radius (model A).
while the amplitude of the perturbation remains small compared to its wavelength,
nA,/R << 1. As a result, if the initial disturbance is sufficiently small, there may be
a cascade through several modes before the amplitude of the disturbance has grown
sufficiently for nonlinear effects to dominate. In this case, the development of the
linear instability may be described by integrating the growth rate of each mode as a
function of time (or interface radius). If we assume that owing to random noise in
the system, the nth mode is perturbed with an amplitude A0 at the radial position
90,= &,/&, then since Rt = Q/2nR, we have for each mode from (3.6),
The evolution of the system thus depends critically upon the initial disturbance. We
may envisage two different model situations. Firstly, one may consider a situation
in which all modes are perturbed instantaneously with the same amplitude A0 at a
particular radius l70 - model A. Figure 9 shows the predicted magnitude for each of
the modes as a function of 9 when & is taken to coincide with the critical radius &
(equation (3.5)), that is 90"= 1 for all n. The higher modes are initially stable and
hence A, initially decays for n 2 3; these modes then become unstable at larger R
and A , begins to grow. As the radius increases, each mode in turn becomes dominant
for a range of radii, and hence there is a cascade to higher modes. The precise details
of this cascade depend upon the magnitude of &. The cascade predicted by linear
theory only continues while nonlinear effects are negligible.
As an alternative initial condition, one may consider a constant low level of noise
in the system throughout the experiment - model B. Each mode n is assumed to
be perturbed with an amplitude A0 until the radius where it first becomes unstable,
gon= n(n 1)/6; subsquently, A , begins to grow. The magnitude of each mode as a
function of the radius, as predicted for this initial condition, is graphed in figure 10.
+
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The formation of drops through viscous instability
104
103
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102
10'
100
1
10
9
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100
FIGURE
10. Amplitude of each mode as a function of the radial position of the the interface, for a
constant disturbance of amplitude A0 (model B).
Comparison of figures 9 and 10 shows that model B leads to a faster cascade to
higher modes as 9 increases.
Note that, as A , increases, nonlinear effects become increasingly important and the
linear theory developed here ceases to apply. However, we may compare our linear
theory, in particular the prediction of a cascade to higher modes, with experimental
observations. We first describe the experimental method.
3.2. Experimental method
Two-dimensional flow in a porous medium may be modelled in the laboratory using
a Hele-Shaw cell. This consists of two closely spaced parallel plates. The analogue
mobility of the fluid in this system is related to this gap thickness, b, by M = b2/12p
(Saffman & Taylor 1958). The Hele-Shaw cell used here was made of two 13 mm thick
perspex disks, 420 mm in diameter. The disks were screwed together and separated
by washers to maintain a uniform gap spacing. Most experiments were conducted
with a plate spacing of 0.75 mm. The fluids were injected through a nozzle 10 mm in
diameter, at the centre of the top disk.
The rate of addition of the fluid was controlled with a high-precision needle valve.
The pressure difference across this valve was set to approximately 2 atm by applying
air pressure ; this was sufficiently large that the increasing pressure difference across
the Hele-Shaw cell during an experiment was negligble. Therefore, the flow rate was
virtually constant.
The experiment involved the injection of air into the cell previously filled with
glycerine. The flow rate of air was measured with a soap film meter (Isenberg 1978).
The range of flow rates (per unit depth) covered was 0.73 to 3.2 cm2 s-l. The
kinematic viscosity of the liquid was measured with a U-tube, direct flow, capillary
viscometer (see table 1).
362
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S. S. S. Cardoso and A. W Woods
Fluid
glycerine
diluted glycerine
cooking oil
natrosol solution
silicone oil DClOOO
silicone oil DC12500
Viscosity, p (g cm-' s-l)
7.81
1.27
0.65
93.8
11.0
128
Surface tension, T (g sp2)
63 (with air)'
16 (with silicone oil DC1000)
32 (with air)'
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16 (with diluted glycerine)
TABLE1. Properties of the fluids. * Tennent (1971)
3.3. Comparison with experiments
Paterson (1981) observed the rapid growth of eight fingers, as air was blown at a
relatively large flow rate, Q = 9.3 cm2 s-l, into glycerine in a circular Hele-Shaw cell.
That author suggested that the most unstable mode at onset of the instability grew
very rapidly and therefore determined the number of fingers. Here, we present new
experimental results where much smaller flow rates were used. As a result, the growth
rate of the instability is sufficiently small so that the linear theory remains valid over
a considerable range of radial positions. This enables the observation of a cascade to
higher modes.
In figure 11, a sequence of photographs of an experiment with a very low rate
of injection of air is shown. The glycerine has been dyed for visualization. The
mobilities of air and glycerine were, respectively, M1=2.6 cm3 s g-' and M2 =
6.0 x
cm3 s g-l. These values satisfy our earlier theoretical assumption that
M1 >> M2. Here Q = 0.73 cm2 s-', so that R, = 0.20 cm (see table 1 and equation
(3.5)). The range of 98 in this experiment is approximately 1 through to 50. The
transition from mode four to mode five is clearly visible. It is difficult to say if mode
three dominates at an earlier stage. These observations are in excellent accord with the
theoretical predictions of model B, shown in figure 10. It seems that the perturbation
cannot be seen for A,/& smaller than approximately 10. Model A (figure 9) clearly
underpredicts the observed wavenumbers.
In figure 12, a sequence of photographs of an experiment with a larger flow rate
of air is presented. The critical radius is now R, = 0.045 cm (Q = 3.2 cm2 s-l).
The range of
in the photographs is approximately 1 to 133. Mode six appears
to dominate from the moment the perturbation becomes visible until the end of
the experiment. This is again in good agreement with the predictions of model B
(figure 10). However, the rate of growth of the fingers is now quite large, and so at the
later stages (photographs ( d ) and ( e ) )the linear theory is no longer valid. The results
above support model B, that is, the initial disturbance was of constant magnitude
resulting, for example, from irregularities on the perspex surface ; this is in contrast
to model A, of an instantaneous disturbance.
In all our experiments, the capillary number Ca = pRJT was, approximately, in
the range 10-3-10-1. These relatively small values of Ca allow us to use the simple
formulation in (2.7) and (4.4) for the pressure jump resulting from the surface tension
at the interface between the two fluids (Saffman & Taylor 1958; Chouke et al. 1959).
Indeed, as shown by Maxworthy (1989), more detailed theories which include both
the curvature of the interface in the thin gap of a Hele-Shaw cell (Park & Homsy
1984) and the effect of the viscous film left behind on the plate as the interface moves
- wetting effect (Schwartz 1986; Reinelt 1988) lead to differences in the wavenumber
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The formation of drops through viscous instability
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FIGURE
11. Displacement of glycerine by air at a flow rate Q = 0.73 cm2 s-l:
( a ) 9 = 8.5, ( b ) 9 = 15, (c) W = 21, ( d ) W = 23 and (e) W = 44. The scale is 1 cm.
and the growth rate of the most unstable mode of the order of the precision of
the current experimental techniques. Also, for the range of C a in this study, the
correction of the radial displacement velocity for the plate wetting effect is small, less
than 10% (Saffman 1986; Maxworthy 1989), and we have therefore neglected it. The
good agreement between our theoretical predictions and experimental observations
supports this simple approach.
4. The dynamics of the radial displacement of an annulus of fluid
4.1. Stability analysis
We now combine the methods and results of § 5 2 and 3 to consider the stability of a
spreading annulus of fluid, as shown in figure 13. As described previously in 0 3, the
flow is governed by Laplace’s equation (cf. (3.1)). The steady state velocity potential
is
$?=--I Q
j = 1,2,3
(4.1)
2n nr + cj,
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S . S. S . Cardoso and A. u/: Woods
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FIGURE
12. Displacement of glycerine by air at a flow rate Q = 3.2 cm2 s-l
( a ) W = 38, ( b ) W = 56, (c) 9 = 78, ( d ) W = 89 and ( e ) 9 = 133.
where subscripts 1, 2 and 3 refer to the inner, annulus and outer fluids, respectively.
The constants c j may be determined by prescribing both the pressure difference due
to surface tension at each interface and the magnitude of the pressure at some point
in the flow.
Suppose that at some time the positions of the inner and outer interfaces are,
respectively, r = R1 and r = R2 (figure 13) and that both interfaces are perturbed
from the steady state circular configuration. We assume that the interface at r = R1
undergoes a wavelike perturbation a = A,(t)exp(inO) and the interface at r = R2 a
perturbation b = B,(t)exp(inO). The amplitudes A , and B, are functions of time, t,
and n = 1,2,3.. . is the quantized azimuthal wavenumber.
The solution of (3.1) corresponding to this linear perturbation has the form 6 j =
47 6; with
zyxwv
+
(4.2a)
zyxwv
zyxwvut
zyx
The formation of drops through viscous instability
365
zyxwvuts
FIGURE
13. Radial displacement of an annulus of fluid.
(4.2b)
zyxwvuts
zyx
(4.2~)
The functions of time in the equations above may be determined by the boundary
conditions at each interface. The continuity of radial velocity at the interface between
fluids 1 and 2 (at r = R1) requires that
+
vyra v: = v;ra
+ ui = a,.
(4.3)
The pressure condition at this interface is expressed by
Similar continuity conditions may be written for the interface between fluids 2 and
3 (at r = R2). The resulting system of equations may be solved for the growth rate
of the instabilities of the two interfaces, A,, and Brit. As found previously for the
rectilinear displacement problem (see 4 2), there is an internal mode associated with
the local stability of each of the two interfaces, and a global mode determined by the
properties of only fluids 1 and 3. The general solution for this situation is complex.
Generally, if the global mode is unstable, then fingers of the less viscous, trailing fluid
will penetrate into the fluid ahead, as in the single interface problem. If the global
mode is stable, but the internal mode is unstable, then the annulus may break up into
a series of drops. It is this novel latter situation which we investigate in more detail.
We consider the limit in which the viscosity of the displacing fluid (fluid 1) is very
large, so that its mobility is very small, M I + 0, and hence A,, A,, -+ 0. Physically,
this means that the inner interface is nearly rigid and so it remains almost circular
as it moves outward with time. The growth rate of the instability of mode n at the
366
zyxwvut
zyxwv
zyxwvutsr
S. S. S. Cardoso and A. W Woods
outer interface is then given approximately by
zyxwvut
If we assume that M2 >> M3 and also that the annulus of fluid 2 is thin compared to
the wavelength of the instability (n6 << l), we have
M?
B,.
where 6 = (R2- R 1 ) / R 1is a non-dimensional thickness of the annulus. The first term
on the right-hand side of the expression above represents the opposing effects of the
viscosity difference between fluids 2 and 3 (destabilizing effect) and of the surface tension at this interface (stabilizing effect). The numerator of this term is similar to that
found for the single interface in radial source flow (cf. (3.4)). The last term in (4.6) represents a new stabilizing effect which results from the thinning of the intermediate layer
as the radial position increases. There is no analogous term in the single interface case,
equation (3.4). A decrease in the magnitude of 6 tends to stabilize any particular perturbation to the interface between fluids 2 and 3. We deduce that at small radii, a perturbation of given wavenumber may be stabilized by surface tension, whereas at very
large radius, the same mode may be stabilized by the rapid thinning of the annulus.
As a result, for each mode there may only be a range of radii over which it is unstable.
As the system evolves with time, the thickness of the intermediate layer, 6, decreases.
However, the total volume of annulus fluid is fixed. Let us therefore define the nondimensional variable
zy
zyxwvu
zyxwv
where I/ = 2nR56 is the volume per unit depth of the annulus fluid and R, =
1 2 n M 3 T / Q ; A is thus a volume ratio, that of annulus fluid to the volume enclosed
by the critical radius. Equation (4.6) may be written in terms of the non-dimensional
variables A and 92 = R2/& as
+
- A g 3 / n ( n - 1 ) g - in(n2 - 1)
2~R,2
9 2 3 (1 A92'2/n)
Q
B,, - B,
+
(4.8)
We have seen that there is a range of radii for which each mode is unstable, B,,/B, > 0
(n = 1,2,3...), for prescribed input conditions. Since n can only take integer values, the
envelope of the unstable domain is given as a sequence of the arcs of the neutral curves
B,, = 0,
n = 1,2,3 ...
(4.9)
Bn
with the end points of each arc defined by the condition Bn+l,/Bn+l= B,,/B,. In the
limit of large n, this may be approximated by the solution of
;(2)
=O
coupled with equation (4.9).
(4.10)
zy
zyxwv
zyx
zyxwvutsrq
zyxwvuts
367
The formation of drops through viscous instability
0.6 -
M 3 / M 2= 0. I
0.01
0.4
-
Stable
n=2
:
A
0.2
I
I
n
I
..,
'.
'.'..
,,
....
"..
. .... .
zyxwvuts
zyxwvutsrqpo
zyxwvutsrqponmlkjihgfe
I
I
8
0I
'
'.
-<
I
............
._
- _...._,"*.............
#
...... I
v.. .
I
--__
' . . I
7 - _ _
---.1';.:.;
....... ............. I........
L
I
"'
-- - - -
-..s.A..:.:.2..2
.-..
...................i'.................................................................
I
0
----__
------- _ _ _ _ _ _
.................
I
2
6
4
8
~
..c.*.I.I."I%
7
10
L%
FIGURE
14. Stability diagram for the radial displacement of an annulus of fluid.
These equations reduce, respectively, to
933 -
n(n - 1)
1
(4.11)
zyxwvutsrqponmlkjihgfedcbaZYXWVUTSRQPONMLKJIHGFEDCB
9 -n2 (n2 - 1) = 0,
A
6A
~
+
2n
(4.12)
(2n - 1)g- - (2n2 - I) = 0.
6
The solution of this system of equations in A-93 space is shown as a solid curve in
figure 14. The dashed lines define the stability domain for each mode (cf. (4.9)). It
may be seen that for A greater than approximately 0.3, the system will always be
stable, independent of 93. This corresponds to a relatively small volume of annulus
fluid or small rate of injection, for a particular system of fluids. Physically, it means
that stabilization at small radii by surface tension overlaps with the stabilization at
higher radii caused by the thinning of the annulus . For lower values of A , there
is a window of instability for a certain range of intermediate radial positions. For
such values of A, as the radius increases, the most unstable mode may increase in
wavenumber. While the perturbations remain small so that the linear theory applies,
there may be a cascade to higher modes. Ultimately, at sufficiently large 9,the
system becomes totally stable. Furthermore, for some values of A , a certain mode
may grow and actually start decaying before the subsquent higher mode begins to
grow and dominate.
In the asymptotic limit of very large radius 9,
total stabilization is predicted to
occur for
3
(4.13)
9 2 9 --.
- 24
The highest unstable mode has wavenumber given by
(4.14)
368
zyxwvuts
zyxwv
zyxw
zyxwvu
zyxwv
S. S. S. Cardoso and A. W Woods
and hence this is the maximum number of drops which may form.
The dotted curves in figure 14 represent a lower bound on the region of validity
of the thin annulus approximation (cf. (4.5) and (4.6)). As seen, this is not a very
restrictive simplification, particularly at small mobility ratio M3 /M2.
Integrated linear growth rates
As before (see 0 3.1), for very small initial perturbations, the most unstable mode
may evolve owing to the change in radius of the base state. The growth rate of
the perturbation should thus take into account the change in radial position of the
interface with time. Including this displacement, the amplitude of the perturbation
has the time-integrated form
BO
(4.15)
zyxw
zyxw
Figure 15 shows the predicted evolution of the system for two different values of A .
We have assumed here that noise in the system perturbs all modes with an initial
disturbance of fixed amplitude Bo when they become unstable (equivalent to model
B of 0 3). In figure 15(a), the magnitude of A is relatively large, and hence the system
is unstable only over a very narrow range of 9.The transition from mode two to
mode three occurs at small 9,
but then the system rapidly becomes totally stable at
larger B. The amplitude of the perturbation remains very small throughout.
For a smaller value of A , the window of instability is wider, figure 15(b). A cascade
of modes from two to three, then four and eventually five is predicted. The largest
amplitude of the instability occurs for mode three, after which there is a gradual
decay until complete stabilization at larger B. The amplitude of the perturbation
is larger than in the previous case, but still very small in comparison with those
observed in the single interface problem (see figure 10).
In the limit of very small A, corresponding to a large volume of annulus fluid or a
large injection rate, the behaviour of the system will approximate that of the single
interface, analysed in 0 3. The quantitative criterion for this asymptotic limit may be
derived by comparing (3.8) and (4.15) and is found to be A B 2 / n << 1.
A further interesting result concerns the breakup of the intermediate layer and
the consequent formation of drops. If the initial disturbance grows sufficiently for
nonlinear interaction to become significant, then the perturbation will lead to the
formation of a number of droplets. However, particularly for small n, there is a
relatively large range of radii over which each linear mode is dominant, and the
linear theory gives a good estimate of the number of drops: it corresponds to the
dominant linear mode when nonlinear effects become important. These drops then
gradually move and separate from each other as they are pushed outward by the
radial flow.
In 0 4.3, we compare these theoretical predictions on (i) total stabilization and (ii)
drop formation with some experimental observations.
The formation of drops through viscous instability
3
O !
1
zyx
369
zyxwvuts
zyxwvutsrqponmlk
zyxwvutsrqpon
zy
zyxwvuts
zyxwvu
I
I
10
100
w
FIGURE
15. Amplitude of each mode as a function of the radial position of the annulus
for ( a ) A = 0.2 and ( b ) A = 0.05.
4.2. Experiments
A set of experiments involving three fluids was performed. The Hele-Shaw cell (see
0 3.2) was initially filled with a viscous fluid. A less viscous fluid was then slowly
injected, so that it formed a small circular drop. Finally, the third highly viscous
fluid was injected at a prescribed flow rate. Two different systems were used. The
first consisted of very viscous natrosol solution as inner fluid, air as intermediate and
cooking oil as outer fluid. The second system was silicone oil DC12500 as inner
fluid, diluted glycerine as intermediate and silicone oil DClOOO as outer fluid (the
370
zyxwvutsr
zyxwvuts
zyxwv
zyx
S . S . S . Cardoso and A. W Woods
numbers refer to nominal viscosity in centistokes). The fluids were dyed with different
colourings so that the developing interfacial patterns could be observed.
The relevant physical properties of the fluids used are given in table 1. The
surface tension coefficient between the diluted glycerine solution and silicone oil was
measured by the sessile drop method (Isenberg 1978). These different systems and the
magnitude of the flow rates were selected so that different dynamical regimes could
be observed.
4.3. Comparison with experiments
4.3.1. Suppression of the instability by annulus thinning
Figure 16 shows a sequence of photographs of the displacement of an annulus of
diluted glycerine by very viscous silicone oil, DC12500. The outer fluid is a less viscous
silicone oil, DC1000, with mobility M3 = 4.28 x
cm3 s g-’ (see table 1); this
is approximately nine times smaller than that of the diluted glycerine, and an order
of magnitude larger than the displacing silicone oil, so that our earlier theoretical
simplifications are valid. The outer interface has therefore an unstable viscosity jump,
while the inner interface is highly stable. The injection rate is Q = 1.38 cm2 s-l, the
critical radius is R, = 0.019 cm and A = 3.2 x
It may be seen that during the outward flow, there is a continuous thinning of
the annulus of glycerine. The outer interface is apparently stable and no growing
perturbation is visible. Let us compare this situation with the behaviour of a single
diluted glycerine-silicone oil DClOOO interface. This is shown in figure 17; the flow
rate is the same as in the experiment in figure 16. The difference in the dynamics is
remarkable. The displacement is clearly unstable, and twelve fingers develop, growing
to a length of approximately 2 cm.
In figure 18, we present the theoretical predictions for the growth of the instabilities
for the experiments in figures 16 (dashed lines) and 17 (solid lines). A permanent
initial disturbance of amplitude Bo is assumed. The range of 9 shown corresponds to
that where an instability is visible in the single interface experiment in figure 17. The
observation of mode twelve throughout the experiment in 17 is well predicted by our
calculations. These suggest that mode thirteen might become visible during the last
frames, but this was not observed, possibly owing to nonlinear effects; these effects
may also cause the amplitude to grow to 2 cm more rapidly. The dashed curves
predict that the outer interface of the spreading annulus (figure 16) is not totally
stabilized by the presence of the nearby inner stable interface. There is still a growing
instability; however, the theory suggests that it grows much more slowly than in the
single interface experiment. Indeed, there is almost an order of magnitude difference
in the amplitudes of the instabilities (during the stage in which the instability is visible
in figure 17); and this large difference accounts for the fact that a growing instability
was not clearly seen in figure 16.
We should mention that it is very difficult to achieve total stabilization experimentally. This would require a very large value of A, which we were unable to get with
common immiscible fluids and feasible flow rates. Nevertheless, the results above
show an O(1) effect of the thinning of the annulus on the growth of the instability,
which results in the suppression of the instability on the scale of our experiments.
zyx
4.3.2. Drop formation
A further interesting experimental observation concerns the formation of drops. The
eventual breakup of the intermediate layer of glycerine in the silicone oil DC12500,
diluted glycerine, silicone oil DClOOO system would require a larger Hele-Shaw cell
zyxwv
zyxwvut
zyx
The formation of drops through viscous instability
371
zyxwvu
zyxwv
zy
FIGURE
16. Displacement of silicone oil DC12500 (inner fluid), diluted glycerine (annulus fluid) and
silicone oil DClOOO (outer fluid) at a flow rate Q = 1.38 cm2 s-’: ( a ) &? = 116, ( b ) 9 = 168, ( c )
92 = 232, ( d ) W = 289 and ( e ) &? = 405.
than the one used here. We have therefore used a system of fluids for which A is
much smaller to show this effect.
Figure 19 shows the displacement of an annulus of air by a very viscous natrosol
solution. The outer fluid is cooking oil. It may be seen that a wavelike pattern
develops at the unstable air-oil interface. The instability grows until its amplitude
reaches the thickness of the air annulus; at this moment, the troughs of the outer
fluid merge with the inner viscous fluid, and small bubbles of air form and separate.
The breakup of the annulus of air results in the formation of fourteen bubbles which
are then displaced by the outward radial flow.
and R, = 0.033 cm ( Q = 27 cm2 s-l). Since 11%’ << 1,
In this experiment, A
the inner stable interface has only a secondary effect on the dynamics of the outer
interface. The evolution of the air-oil interface should therefore be well described
by the integrated growth rate for a single interface, equation (3.8) which is the
limiting form of equation (4.15). The corresponding theoretical predictions are shown
in figure 20. A constant noise level of amplitude A0 is assumed to trigger each
-
zyx
372
zyxwvu
zyxwv
S. S. S. Cardoso and A. W Woods
zyxwvutsr
zyxwvutsrq
zyxwvut
zyxwvu
zyxwvut
zyxw
FIGURE17. Displacement of silicone oil DClOOO by diluted glycerine at a flow rate
Q = 1.38 cm2 SKI:
(a)9
2 = 84, ( b ) 92 = 163, ( c ) 92 = 221, ( d ) 92 = 279 and (e) B
! = 400.
mode. The experiment began at W i= 61 (Ri= 2 cm) and hence the integration
was performed for 90,
> Bi.Our calculations suggest that mode 14 or 15 should
dominate at the observed moment of rupture of the annulus. This is in excellent
agreement with the laboratory observations above. The initial annulus of air in this
experiment seems to be sufficiently thin for rupture to occur still within the linear
growth regime.
5. Stabilization by controlling the rate of injection
5.1. Single interface
We have seen that surface tension between the two fluids has a stabilizing effect on
the viscous instability. In the case of a radial displacement, if the velocity of the
interface is sufficiently small, the effect of surface tension is dominant and there is
total stabilization. The interface may therefore be stable, even at large radial positions,
by controlling the rate of injection of fluid. The upper bound on the flow rate such
that the flow is stable may be calculated by requiring that the radial position of the
The formation of drops through viscous instability
105
zyx
z
373
zyxwvutsrqp
zyxwvu
zy
I
200
250
zyxwvu
300
I
I
350
400
9
FIGURE18. Amplitude of the dominant mode as a function of the radial position, for a constant
disturbance of amplitude Bo for 2 > 1. Dashed line - theoretical prediction of (4.15) for the
experiment in figure 16; solid line - theoretical prediction of (3.8) for the experiment in figure 17.
interface is equal to the critical radius for instability (see 0 3). Using equation (33,
we have
12~M2T
Q=
.
For small radii, the flow rate can be relatively large whilst the interface is stable. This
is because of the large curvature of the interface and hence a large stabilization effect
by surface tension. However, as the radial position of the interface increases, the flow
rate must decrease for the flow to remain stable.
The variation of this critical flow rate with time, from the moment injection was
initiated, may be obtained by integrating (5.1), where Q = ~ z R Rand
, R = 0 at t = 0.
We have
Q = ( l 2 7 ~ M 2 T )(~&/ ~
t)-ll3.
The injection rate should therefore decrease as t-'l3 for the flow to be stable.
5.2. Spreading annulus
We have seen that in the case of a spreading annulus, there are two stabilizing
mechanisms: surface tension operates at small radii and the continual thinning of
the annulus at large radii. The requirement that at each radial position all modes
are stable is expressed by equations (4.9) and (4.10). The numerical solution to these
equations, represented in A-$2 space in figure 14, determines the maximum flow rate
for which the flow is still stable. It is convenient to define the new non-dimensional
variables
zy
374
zyxwvu
zyxwv
S. S. S. Cardoso and A. W Woods
zyxwvutsrq
zyxwvuts
zyxwvu
zyxwvu
FIGURE
19. Displacement of very viscous natrosol (inner fluid), air (annulus fluid) and cooking oil
(outer fluid) at a flow rate Q = 27 cm2 s-l: ( a ) 92 = 61, ( b ) 92 = 115, ( c ) 3 = 161, ( d ) 92 = 173 and
( e ) 92 = 211.
Figure 21 shows the variation of the maximum injection rate Q' with radial position
R'. As in the case of the displacement of a single interface, at small radii, the large
stabilizing effect of surface tension allows the injection rate to be relatively large.
Then, as the radius increases, the flow rate must decrease. However, at still larger
radii, the flow rate may increase again. This is because the stabilization caused by the
thinning of the annulus becomes increasingly important.
The allowed variation of the flow rate with time, from the moment injection was
initiated, is shown in figure 22, where
zyxwv
zyxw
(--)
t* = M3 271
M2 v
3/2
(1271M3T)t.
( 5.5)
The formation of drops through viscous instability
zyx
zyx
375
15
zyxwv
zyx
zyxwvuts
zyxwvuts
61
111
161
21 1
9
FIGURE
20. Amplitude of the dominant mode as a function of the radial position, for a constant
disturbance of amplitude A0 for W > 61. Theoretical prediction of (3.8) for the experiment in
figure 19.
I
0.1
I
1
10
R'
zyxw
FIGURE
21. Maximum injection rate for a stable flow as a function of the radial position.
The limit of small radial positions
At sufficiently small radial positions, the requirement that all modes are stable
is equivalent to that of mode two being stable, since all higher modes are stable
independently of the magnitude of the flow rate. It is then possible to determine
376
zyxwvutsr
zyxwvuts
zyx
S . S. S. Cardoso and A. LK Woods
10-3
zyxwvutsrq
zyxwvut
10-1
10-2
100
10'
t*
FIGURE
22. Maximum injection rate for a stable flow as a function of time.
analytically the critical flow rate by solving (4.9) with n = 2. For R' << 1, we have
Q. = -1
R'
'
The time dependency is given by
-113
Q'= ($t*)
.
(5.7)
As expected, these solutions are similar to the corresponding ones for a single
interface, (5.1) and (5.2). Solutions (5.6) and (5.7) are represented as dotted curves in
figures 21 and 22, respectively. It may be seen that this asymptotic solution is a good
approximation to the full solution for R' < 0.2, t' < 0.01.
zyxwv
The limit of large radial positions
Our asymptotic analysis in 5 4.1 showed that for sufficiently large radial position,
the stability domain is defined by equation (4.13). In terms of our new starred
variables, we have in this limit
Q * =-R'
2
(5.8)
3
The integration in time leads to
(5.9)
Solutions (5.8) and (5.9) are represented as dashed curves in figures 21 and 22,
respectively. The asymptotic solution is a good approximation for R' > 10, t' > 50.
The flow rate may therefore increase linearly with time for the flow to be stable.
zyxwvuts
zyxwvu
zyx
z
The formation of drops through viscous instability
377
6. Conclusions
We have investigated the stability of the immiscible displacement of an intermediate
layer of fluid, bounded by two other fluids of different viscosities. The linear stability
analyses for a thin intermediate layer shows that there are two different modes: a
global mode which is determined by the viscosities of only the bounding fluids and
an internal mode associated with the local stability of the two interfaces. When
the displacement is globally unstable, viscous fingers of the rear, less viscous fluid
eventually penetrate across the intermediate layer and into the more viscous leading
fluid; this process is shown to be similar to the classical Saffman-Taylor instability
described in many previous studies on viscous fingering (Homsy 1987).
In this paper, we have focussed on the the dynamics of the new internal mode. A
globally stable flow but with a locally unstable leading interface was investigated. It
was found that in a rectilinear geometry, this displacement is always unstable and,
as a result, the intermediate layer will eventually break up. However, in a radial
source flow, there are two stabilizing mechanisms. For small radii, surface tension
stabilizes the flow (as in the displacement of a single interface, Paterson 1981) and for
large radii, the continual thinning of the annulus suppresses the instability of each
mode, leading eventually to stability. In this case, there is a window of instability at
intermediate radii for a constant rate of injection of fluid. As the radius increases,
each of these modes is stabilized in turn; hence, a cascade to higher-order modes is
observed, as the annulus moves outward. If the growth of the instability during this
stage is sufficiently large, nonlinear effects become important and the annulus of fluid
will rupture to form a number of drops; this number is given by the dominant linear
mode at that time. In contrast, if the instability remains sufficiently small, then it may
be totally stabilized once the radius becomes sufficiently large, 9 2 3/(2A), where A
is inversely proportional to the volume of annulus fluid (see equation (4.7)). We also
show that by suitably varying the magnitude of the rate of injection of fluid, the flow
may remain stable for all radial positions.
A series of experiments was carried out, using a circular Hele-Shaw cell. The different qualitative behaviours of a three-fluid system described above were confirmed.
Quantitative comparison between the experimental results and the theoretical predictions for the cascade of modes and the number of drops formed shows remarkable
agreement.
zyx
This work was begun while the authors were at the 1993 GFD summer program
at the Woods Hole Oceanographic Institution. We would like to thank Professor J.
Keller for helpful suggestions on the instability calculations, Dr J. R. Lister for useful
discussion, and Dr J. Whitehead and Mr R. Frazel for use of the GFD laboratory at
WHOI. The financial support of the EEC Science Program, WHOI and NERC are
gratefully acknowledged.
zyxwvutsrq
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378
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zyxwv
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