Chapter 12
Daoism and Human Rights: Integrating
the Incommensurable
David A. Palmer
Abstract There is practically no explicit discourse on human rights in the Daoist tradition or in contemporary Daoist scholarship and practice. This article begins by discussing the ontological incommensurability between Daoist notions of inner spontaneity
and self-transcendence, and the external frameworks of the state, agonistic legal systems, and contractual rights and obligations between self-interested individuals that
underpin human rights regimes. And yet, while Daoism and human rights may be
incommensurable, they are compatible. In an imaginary Daoist utopia, a legal regime of
human rights would be unnecessary, as all people would attain a spontaneous harmony
in which no person would infringe on another. But since, in the reality of the world of
common people and rulers, most people are unable to control their will to power over
others, human rights are thus necessary as a basic protection for each individual against
the interference of others and of the state. A Daoist, then, might see human rights as a
desirable foundation, that must be coupled with the supreme value of self-cultivation to
embody Dao, ultimately transcending the very need for human obligations and rights.
I’m neither a theologian nor a philosopher, nor am I a scholar of human rights; as an
anthropologist I’m interested in the “native point of view” – what might real, living
Daoists themselves say and do about human rights? Over two decades of interacting
with Daoists in China, I have hardly ever heard human rights mentioned in their
conversations with me or among themselves; nor am I aware of a single article or
publication by a Chinese Daoist practitioner on the topic of human rights.
The absence of an explicit Daoist discourse on human rights does not, however,
indicate the absence of conceptual elements in Daoist thought that can be correlated
with human rights, as shown by Bede Bidlack in his contribution to this volume.1
The discourse on human rights emerged from the European enlightenment out of a
1
So far, the literature directly addressing the relationship between Daoism and human rights seems
to be limited to two articles: “Preserving one’s Nature: Primitivist Daoism and Human Rights” by
the American-based Jung H. Lee, Journal of Chinese philosophy 34:4 (2007), 597–612; and
“Daoist thought and concepts of human rights” (Daojiao sixiang yu renquan guannian) by the
Chinese scholar Guo Wu, in the Hong Kong Daoist magazine Hongdao no. 2, 2001.
D.A. Palmer (*)
Department of Sociology, The University of Hong Kong, Pokfulam, Hong Kong
e-mail: palmer19@hku.hk
© Springer International Publishing AG 2017
J. Tham et al. (eds.), Religious Perspectives on Bioethics and Human Rights,
Advancing Global Bioethics 6, DOI 10.1007/978-3-319-58431-7_12
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culture matrix inflected by Christianity and Greek philosophy; through the spread of
Western civilization and institutions, it has now become part of the global normative
order. Most other cultural and religious traditions have, during this process, been
drawn into this discourse and forced to rethink and sometimes reform their teachings and practices in consequence.
Daoism is a latecomer to this conversation. In order to understand the reason for
this, a discourse on Daoism and human rights needs to consider the location of the
Daoist tradition in an embodied, social context. The focus of Daoist practice is the
body – the transformation of the individual body through techniques of “life cultivation” (yangsheng), meditation and inner alchemy; and the coordinated activity of
bodies through communal rituals. At a basic level both types of practice share the
common aim of promoting human flourishing through health, security, prosperity
and harmony, to which individual practices of the body add the ultimate aim of
spiritual transcendence. At either level, Daoism is primarily a trove of technical
knowledge, based on a common cosmology. Daoist “discourse” is primarily a means
to practical, embodied or mystical ends rather than conceptual debate. Thus, Daoist
religious specialists have traditionally been trained in technical and embodied
knowledge rather than intellectual discourse, working among the people, in local
communities. Daoist philosophical discourse or so-called “philosophical Daoism”
has primarily been the work of people located within discursive communities outside the living Daoist tradition – historically within the primarily Confucian social
elite or, in modern times, within academic departments that operate according to the
disembodied discursive practices of Western philosophy. A genuine conversation
between Daoism and human rights, however, requires not only an engagement
between different forms of discourse, but also between different ways of being in
the world.
Perhaps such a conversation could begin with the words of my main Daoist informant and teacher over the past decade, whom I will call Master Wen, in deference
to his pursuit of anonymity. A deeply devoted and highly accomplished practitioner,
he also has a high level of intellectual sophistication and is the most knowledgeable
Daoist I have met during my years of research. Master Wen was previously the
deputy director of the Daoist Association of a famous sacred mountain; but, weary
of monastic politics, he returned to secular life and now lives an anonymous life as
an obscure urban hermit. One day as we sat in a teahouse, he began a rant about the
“slave mentality” of Chinese people that, in his view, the Chinese state has nurtured
over 2500 years. When I mentioned to him that Daoism has been criticized for doing
nothing to restrain this authoritarian culture, Wen himself mentioned human rights,
emphatically stating that “Daoism absolutely upholds human rights because it is
opposed to asking the individual to sacrifice himself for others, for the collectivity.”
He praised the philosopher Yang Zhu (440-360 BC) who famously said that he
would not pluck a hair from his body to benefit others, and Zhuangzi’s teaching that
we should model ourselves on the useless old tree. For Master Wen, notions of service to others are used as pretexts to sacrifice individual rights and freedoms for the
benefit of political power, in the name of the collective. “You take a few people who
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Daoism and Human Rights: Integrating the Incommensurable
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have sacrificed themselves, you make them into heroes, you say it is very good to
sacrifice yourself, and then you ask everyone to sacrifice themselves for the political
authority. Even if you offer yourself up in sacrifice, you are setting yourself up as an
example, and saying that either you are morally superior to others, or that others
should sacrifice themselves too. … You will expect others to follow you and obey
you in return. That's what so many saints and sages have done. They act so selfless,
but then they want you to worship them. And then those who don't sacrifice themselves, are labeled as evil; they will be oppressed and killed.”2
While Wen’s discourse is inflected by his lived experience in socialist China, in
which notions of sacrifice and “serving the people” have been deployed in the
service of political authoritarianism, it is consistent with both his explications of
Daoist spiritual cultivation and with a streak of libertarianism that can be traced
back to the Zhuangzi. Master Wen’s discourse was actually not about “rights”, but a
scathing critique of the notion of “duty”. And yet, he was equally critical of Western
appropriations of Daoism in the service of individual freedom: “Daoist cultivation
doesn’t mean that you can just be who you want – there is a work of self-transformation, to reach your true self (zhenwo) which is at one with all beings in the cosmos (tiandiwanwu). You can’t just take non-action (wuwei) and say it means that
you make no effort and can do whatever you want. Wuwei refers to non-interference,
to not imposing your self on others – but you still need to make an effort on your
self.”
Wen’s discourse on spiritual cultivation stresses self-transcendence, beginning
with “quiescence” (jing), letting go of the turbulence of mental and bodily desires,
leading to alignment with one’s “true self” or “heart-nature” (xinxing) that is at one
with the cosmos. He repeatedly emphasizes that morality is fundamental to this
process – but morality is not a “duty” to others, nor is it a set of norms derived from
an abstract principle – rather, it is a spontaneous expression of authentic being. True
morality is thus an expression of ziran or natural spontaneity. Immoral and selfish
behavior consists in the will to power of an individual who tries to impose himself
and his desires on others, in violation of his authentic spontaneity that is in line with
the organic harmony of all beings.
Under a condition of ziran, both rights and duties, understood as part of a binding
social contract, are thus unnecessary. Under ziran, people will find a natural harmony; they will not interfere with or harm each other. A “duty” to do anything
beyond ziran, or the “right” to do anything other than cultivate ziran, would be
contrary to cosmic harmony. When all are in spontaneity, all are in harmony; there
is no need for contractual rights and duties; there is no need for a state. A discourse
on human rights would thus seem to be irrelevant.
The Daoist vision, however, is a utopian one. Daoist spontaneity has never been
realized in a true polity (or is imagined to have existed only in a primitivist golden
age); ziran can only be attained through a regimen of self-cultivation that is only
accessible to a small number of people. And, as Master Wen concluded after he
reflected on his disappointment at the low level of spiritual cultivation of most
2
Interview recording, Chengdu, 20 June 2013.
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Daoist monks in China, it can only be so – since the principle of spontaneity also
militates against making strenuous effort to implement this utopian ideal and practice among a whole population. Human rights, on the other hand, address the reality
of morally imperfect states and individuals – what external laws and ethical principles can restrict the actions of rulers and individuals who do not spontaneously
restrict their will to power over others? Given that most people and states are not
ziran, and tend to impose their will on others, an external, legal framework is
required to define and enforce mutual rights and obligations, and the rights of individuals in relation to the state.
From this perspective, the project of human rights may well be entirely incommensurable with Daoism, since it presupposes accepting a social reality that Daoist
cultivation precisely strives to transcend. In practice, Daoist practitioners strive to
attain ziran and wuwei in a social context in which most people around them do not
engage in Daoist cultivation, are not spontaneously moral, and constantly try to
impose their will on others. Through practicing wuwei, although living among other
people, Daoist practitioners avoid entanglements in the mutual conflicts and negotiations among people, and try to exert a positive influence on others, again in a
spontaneous manner, without imposing their ideas and practices. Human rights
regimes, on the other hand, are not only theoretical constructs; they are social practices and institutions that have, historically, come into being only through protracted
struggles between people and states through social movements and revolutions; and
that are given flesh and substance through negotiations and struggles in the streets,
in the media and in the courtrooms over the application of general principles in
specific cases. Virtually every stage of human rights as social practice involves contests between different parties organizing themselves to impose their demands – a
far cry from Daoist spontaneity and non-interference! The practice of human rights
appears to be as alien to Daoist cultivation as its theory.
We cannot, however, draw the conclusion that Daoism is necessarily opposed to,
or indifferent to human rights. Daoism is not a monopolistic ideology that rejects
any system of thought and practice that cannot be logically derived from its own
first principles. On the contrary, human rights can be incorporated into Daoism, following the logic of what I would call “polyontological complementarity” – the
pragmatic integration of incommensurable ontologies. To illustrate this dynamic, let
us consider how Daoism has integrated other systems of thought, using the example
of Confucianism as well as Buddhism. In chapter 38 of the Daodejing, we read:
When Dao is lost, we have Virtue (de)
When Virtue is lost, we have benevolence (ren)
When benevolence is lost, we have righteousness (yi)
When righteousness is lost, we have ritual propriety (li).
This passage is one of the most polemically anti-Confucian of the Daodejing.
And yet, as a community of practice, Daoism has gladly incorporated Confucianism
into its own system. This does not necessarily reflect a random eclecticism or syncretism, as is often assumed. Rather, Daoism has constructed a systemic hierarchy.
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Daoism and Human Rights: Integrating the Incommensurable
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For example, in the passage quoted above, the highest and most preferable state is
described as being in Dao. But not all people have reached that state, and so the next
best thing for them is Virtue. But not all people have Virtue, so the next best thing is
(Confucian) benevolence, righteousness and ritual propriety. In this structure,
Daoist concepts and practices are considered to be the superior ones, but Confucian
morality and propriety are taken to be inferior but necessary foundations for the
Daoist spiritual path. For example, according to Wang Chongyang (1113-1170), the
founder of the order of Complete Perfection, wrote in his Instructions on the Gold
Pass and Jade Lock that Buddhist precepts and compassion, and Confucian filial
piety and loyalty, are essential prerequisites for advanced Daoist cultivation:
Perfected Chongyang instructed, “First, you must observe the precepts and develop clarity,
stillness, forbearance, compassion, genuineness, and goodness. You must abstain from the
ten evils, practice expedient means, and strive to save all sentient beings. You must also be
loyal to the ruler and king, and be filial and reverent to parents and teachers. This is the
method of cultivation. Then and only then can you practice the exercises of [Daoist] perfection (zhengong).3
The Daoist integration of Daoism, Confucianism and Buddhism (which has a radically different ontology from the former two teachings) in what is often called the
“Union of the Three Teachings” (sanjiao heyi) does not paper over the philosophical
and practical differences between the three, but places them in a complementary
hierarchy. In this structure, the independence of the three teachings is recognized
and preserved. All three are understood to be different but compatible on a pragmatic level.
Following the same logic, it is possible to consider a complementary integration
between the “two teachings” of Daoism and human rights. On the one hand, as I
have argued in this paper, Daoism and human rights come from radically different
historical and cultural genealogies, and are incommensurable on an ontological
level. It may be impossible to derive one from the other, as argued by Chia in his
contribution to this volume. On the other hand, one can argue that Daoism is compatible with human rights and, as demonstrated by Lee4 and by Bidlack, one can
correlate aspects of Daoist teachings and practices with aspects of human rights
discourse. A genuine Daoist practicing wuwei and spontaneity would spontaneously
respect the human rights of others. And, as claimed by American Daoist practitioners I have interviewed,5 it can be argued that human rights and freedoms provide a
better foundation for Daoist cultivation than Confucian patriarchy. Thus, while
essentially distinct, Daoism and human rights are complementary, and are potentially mutually reinforcing. Indeed, it could be argued that without Daoist spirituality, the philosophical “baggage” of the discourse and practice of human rights – strong
3
Quoted in Louis Komjathy, Cultivating Perfection: Mysticism and Self-Transformation in Early
Quanzhen Daoism. Leiden: Brill, 2007, p. 151.
4
Lee, “Preserving one’s Nature”, op. cit.
5
See David A. Palmer and Elijah Siegler, Dream Trippers: Global Daoism and the Predicament of
Modern Spirituality. Chicago: University of Chicago Press, 2017
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commitments to competitive self-interest, radical autonomy and disengaged freedom6 – risks placing too much emphasis on what is little more than the unfettered
desires and willful imposition of the individual ego. On the other hand, without
human rights, it can be argued that Daoist spontaneity and non-interference are too
easily co-opted by forms of authoritarian and patriarchal oppression that are antithetical to Daoist cultivation.
From a Daoist perspective, such a combination should be a hierarchical one, in
which human rights would provide a lower-level social foundation, while Daoist
cultivation is a path to higher-level spiritual progress. Since, in the reality of the
world of common people and rulers, most people are unable to control their desires
and their will to power over others, human rights are thus necessary as a basic protection for each individual against the interference of others and of the state. But
unlike for many in the West and elsewhere who see human rights and freedoms as
the supreme value and the end goal of history, a Daoist might see human rights as
simply a desirable foundation, that must be coupled with the supreme value of union
with Dao, ultimately transcending the very need for human obligations and rights.
6
Lee, “Preserving one’s Nature”, 599.