ISSN: 2171-6315
Special Volume 1 - 2014
© National Museums Liverpool
Editors:
Kerry Massheder-Rigby & Dominic Walker
www.arqueologiapublica.es
AP:
Online Journal in Public Archaeology
Emerging Approaches
to Public Archaeology
AP: Online Journal in Public Archaeology is edited by JAS Arqueología S.L.U.
AP: Online Journal in Public Archaeology
Special Volume 1 - 2014 p. 21-44
Sustainability in community archaeology
Paul BELFORD
Clwyd-Powys Archaeological Trust
Abstract
This paper considers the rise of community archaeology in England and
Wales, its relationships with other branches of archaeology, and its longterm sustainability. Possible meanings of sustainability are discussed from
an international and interdisciplinary perspective, before questions of
social, intellectual and economic sustainability in community archaeology
are considered. It is argued that true sustainability for community
ctejcgqnqi{"yknn"qpn{"dg"rquukdng"kh"tgugctej"qwveqogu"cpf"rwdnke"dgpgÝv"
are considered as being of equal value.
Keywords
Community, Sustainability, Theory, Public Archaeology
Community archaeology in England and Wales has developed
rapidly in the last two decades—and particularly so in the last ten
years. In so doing it has moved beyond conventional outreach
to embrace radical approaches which attempt to empower nonprofessionals in all sorts of ways. The term ‘community archaeology’
is therefore itself problematic, since it is open to a wide range
qh"fgÝpkvkqpu0"Cnvjqwij"Ýpfkpi"c"fgÝpkvkqp"qh"vjg"vgto"ku"pqv"vjg"
primary aim of this paper, it is nevertheless necessary to consider
some of the issues at the outset. For many projects it is not
necessarily possible to identify a ‘community’, and in many cases
we are not doing what most people might consider ‘archaeology’.
The word ‘community’ often implies something that is derived
from place, and of course by their very nature all archaeology
projects are rooted in a particular location. However in many
cases the non-professional participants in these projects are not
actually from the place that is the subject of study. One popular
archaeological resource for community projects, for example, is
22 - Paul BELFORD - Sustainability in Community Archaeology
industrial housing which was demolished in the mid-twentieth
century during slum clearance. This sort of archaeology is relatively
straightforward, accessible and fun. Frequently, however, any
former local community has been dispersed, and perhaps even
died. The modern communities which may now surround these
former places, and which tend to get involved in the archaeology,
are composed of entirely different people. Rarely do the old and
new communities overlap (Figure 1). Former residents may visit
a site, but their engagement with the material evidence is more
limited. Instead for them the act of excavation is an observed
performance which acts as a springboard for memory. Such former
residents are much more interested in looking at old photographs,
uecppkpi"vjg"egpuwu"tgvwtpu"vq"Ýpf"fkon{/tgogodgtgf"pcogu."cpf"
vcnmkpi"vq"gcej"qvjgt"rgtjcru"hqt"vjg"Ýtuv"vkog"kp"qxgt"hqtv{"{gctu0"
Meanwhile another community, the majority of whom have moved
into an area rather than having been born there, are the ones
actually excavating the site.
Hkiwtg"30"Fkhhgtgpv"eqoowpkvkgu0"Dctdctc"Yjkvpg{"uvcpfu"qp"vjg"Þqqt"qh"
the laundry she had used as a child, during the excavation of industrial
housing at Hinkshay (Shropshire, UK). This is a rare example of the
overlap between different ‘heritage communities’. Most of the former
residents stayed off site looking at old photographs and reminiscing (right
background); excavation participants were all incomers (photograph by
Paul Belford, copyright).
Paul BELFORD - Sustainability in Community Archaeology - 23
Of course there are (and always have been) other communities
not rooted in a sense of place. Some of these might be seen as
elite groups, such as academics. Other communities might be
stakeholders such as funders, regulatory authorities and so on;
or people who have travelled long distances at their own expense
to become involved with the work as archaeology students or
volunteers. Yet other communities might engage with the project
through online content, such as social media or blogging. These
groups are still communities, even if they do not share a common
rj{ukecn"nqecvkqp0"Vjg"ÒHctq"EqpxgpvkqpÓ"*ugg"dgnqy+"kfgpvkÝgu"uwej"
groups as ‘heritage communities’. These consist “of people who
xcnwg"urgekÝe"curgevu"qh"ewnvwtcn"jgtkvcig"yjkej"vjg{"ykuj."ykvjkp"
the framework of public action, to sustain and transmit to future
generations” and recognises that such communities may consist
of experts and non-experts, professionals and non-professionals
(Council of Europe 2005: Articles 2, 12).
It is also the case that a lot of the work undertaken as part of
community projects is not what non-professionals might perceive
to be ‘archaeology’ (Kenny 2010; Simpson and Williams 2008).
Most archaeologists regard activities such as map regression
analysis, archive research and genealogy as components of the
archaeological toolbox, but many non-professionals will see these
as ‘local history’ or ‘family history’. However these can be much
more accessible activities for non-professionals—particularly for
vjqug"yjq"ctg"gzenwfgf"htqo"Ýgnfyqtm"d{"xctkqwu"rj{ukecn"hcevqtu0"
So community archaeology involves rather disparate groups of
people who may or may not share a geographical association, and
also involves a wide variety of techniques which may be more or
less ‘archaeological’. Thus in this paper the term will be used in its
broadest possible sense, to mean any archaeological endeavour
which engages non-professionals in some form.
Participation and sustainability
Aside from its relationship to other branches of archaeology—
which will be addressed below—the theory and practice of community
archaeology must also be situated within other areas of intellectual
and public policy discourse. Two closely connected strands have
particular relevance here: philosophies of public participation, and
concepts of sustainability.
24 - Paul BELFORD - Sustainability in Community Archaeology
Scholarly consideration of how public participation actually
happens (and does not happen) began in the 1960s with the
emergence of civil rights movements in the United States and
gnugyjgtg0"Qpg"qh"vjg"oquv"kpÞwgpvkcn"rkgegu"qh"yqtm"ycu"Ujgtt{"
Arnstein’s (1969) ‘ladder of citizen participation’ (Figure 2).
There are eight ‘rungs’ on the ladder, representing three levels of
participation. Arnstein herself made the point that this is a very
ukornkÝgf" gzrtguukqp" qh" vjg" ukvwcvkqp0" Kp" jgt" vgtou." pgkvjgt" vjg"
‘powerless citizens’ nor the ‘power-holders’ are homogenous blocs:
dqvj"itqwru"eqpvckp"Ðc"jquv"qh"fkxgtigpv"rqkpvu"qh"xkgy."ukipkÝecpv"
cleavages, competing vested interests, and splintered subgroups”
(Arnstein 1969: 220). The extent to which any particular action
tends towards the top or the bottom of the ladder may also be a
function of the motives behind it.
Figure 2. Degrees of citizen participation, after Arnstein (1969) and EIPP
(2009).
Paul BELFORD - Sustainability in Community Archaeology - 25
Very few community archaeology projects or activities have
consciously set out to be ‘manipulative’ or ‘therapeutic’ in Arnstein’s
sense—although there may well be some aspects of heritage
interpretation that could be included in those areas. Certainly,
even well-intentioned work will not be successful when the heritage
professionals who design it make no allowances for their own
cultural background (McDavid 2007: 108). Some public heritage
projects aspire to be near the top of this ladder. Perhaps Sedgeford
is the most obvious example of this sort of aspiration, although it
has not always been consistently achieved there (Faulkner 2009:
53). However, the reality is that most public heritage tends to
hover around the ‘tokenistic middle’ of Arnstein’s ladder (Belford
2011: 53). In many cases, as discussed below, it may not even be
desirable to try and go beyond ‘partnership’.
CtpuvgkpÓu"yqtm"eqpvkpwgu"vq"dg"kpÞwgpvkcn"kp"iwkfkpi"fkuewuukqpu"
about public participation at a policy level. Archon Fung, Professor
of Public Policy at Harvard, has looked closely at the role of various
stakeholders in the operation of local political governance and
urban democracy. From this work he developed the apparently
oxymoronic theory of ‘accountable autonomy’ (Fung 2001, 2007).
This is “a conception of centralized action that counter-intuitively
bolsters local capability without improperly and destructively
encroaching upon it” (Fung 2004: 2). In application, ‘accountable
autonomy’ attempts to create civic structures that sit between
centralised ‘power-holders’ at the bottom of Arnstein’s ladder and
the ‘powerless citizens’ at the top. Following Fung, the European
Institute for Public Participation set out a three-tier model for
public participation in public policy- and decision-making. This they
fgÝpgf"cu"c"Òfgnkdgtcvkxg"rtqeguuÓ."pcogn{"c"rtqeguu"qh"vjqwijvhwn"
discussion based on the giving and receiving of reasons for choices;
thus “interested or affected citizens, civil society organisations, and
government actors are involved in policy-making before a political
decision is taken” (EIPP 2009: 6). Their three tiers were, from top
to bottom, ‘Information giving and receiving’, ‘Consultation’ and
‘Participation’ (Figure 2).
Tgvwtpkpi"urgekÝecnn{"vq"ewnvwtcn"jgtkvcig."Ncwtclcpg"Uokvj"jcu"
used the term ‘authorized heritage discourse’ to describe the ways
in which heritage is deployed by the dominant social, religious,
political or ethnic groups in any given society to reinforce their
position (Smith 2006). In Arnstein’s terms, these are the ‘power-
26 - Paul BELFORD - Sustainability in Community Archaeology
holders’. In apparent contrast to such hegemonic heritage (often,
but not always, sponsored by the state) is the idea of resistant,
or perhaps ‘unauthorized’, heritage—equating very loosely to
Arnstein’s ‘powerless citizens’. Tensions between authorized and
unauthorized heritage (both in the past and in the present) have
often been expressed in simple binary terms: colonizer versus
colonized, indigenous versus outsider, elite versus underclass,
professional versus amateur. However these relationships are
tctgn{"uvtckijvhqtyctf"fkejqvqokgu0"Vjku"dtqcfgt"yqtm"kp"vjg"Ýgnf"qh"
public policy is therefore very helpful in enabling us in the cultural
jgtkvcig" ugevqt" vq" fgxgnqr" u{uvgou" cpf" rtqeguugu" yjkej" tgÞgev"
the nuances inherent in society—nuances which we recognise from
vjg"ctejcgqnqikecn"tgeqtf."dwv"yjkej"yg"uqogvkogu"Ýpf"fkhÝewnv"vq"
translate into theoretical and methodological approaches.
The connection between participation and sustainability has
been recognised for a long time. Indeed the 1972 United Nations
Conference on the Human Environment at Stockholm began to
consider the notion of what is now widely termed ‘sustainable
development’, although the phrase itself did not appear until the
Ýtuv"Wpkvgf"Pcvkqpu"ÒGctvj"UwookvÓ"cv"Tkq"vygpv{"{gctu"ncvgt"*WPGR"
1972, 1992). The ‘Rio Declaration’ recognises the importance of
public participation in sustainable development:
“Environmental issues are best handled with the
participation of all concerned citizens, at the relevant
level... each individual shall have... the opportunity
to participate in decision-making processes. States
shall facilitate and encourage public awareness and
participation by making information widely available...”
(UNEP 1992: Principle 10)
The 1998 ‘Aarhus Convention’ built on the ‘Rio Declaration’
and made an explicit link between environmental and human
rights: sustainable development can only be achieved through
the involvement of all stakeholders. This quite radical document
is structured on three ‘pillars’: public access to information about
the environment, civic participation in certain decisions with
environmental relevance, and access to courts of law or tribunals
(UNECE 1998). Although primarily framed with reference to the
natural environment, there is a great deal in these documents of
relevance to the historic environment. Indeed planning legislation
in force in England and Wales between 1990 and 2010 famously
Paul BELFORD - Sustainability in Community Archaeology - 27
fguetkdgf" ctejcgqnqi{" cu" Ðc" Ýpkvg" cpf" pqp/tgpgycdng" tguqwtegÑ"
(DoE 1990). This language is directly derived from the 1972
‘Stockholm Declaration’, which states that “non-renewable
resources... must be employed in such a way as to guard against
vjg"fcpigt"qh"vjgkt"hwvwtg"gzjcwuvkqp"cpf"vq"gpuwtg"vjcv"dgpgÝvu"
from such employment are shared by all mankind” (UNEP 1972:
Principle 5).
Cu" pqvgf" cdqxg." ewnvwtcn" jgtkvcig" ku" urgekÝecnn{" cfftguugf" d{"
the ‘Faro Convention’, drafted by the Council of Europe in 2005.
Public participation and sustainability are closely bound together
by this document. For example in Section II, Article 7 deals with
‘cultural heritage and dialogue’, Article 8 with ‘environment,
heritage and quality of life’, and Article 9 addresses ‘sustainable
use of the cultural heritage’ (Council of Europe 2005). Section
III deals with the ‘shared responsibility for cultural heritage and
rwdnke"rctvkekrcvkqpÓ="vjg"fgÝpkvkqp"qh"Òjgtkvcig"eqoowpkvkguÓ"ku"xgt{"
broad, as noted above, and literally ‘everyone’ is encouraged to
Ðrctvkekrcvg"kp000"vjg"rtqeguu"qh"kfgpvkÝecvkqp."uvwf{."kpvgtrtgvcvkqp."
protection, conservation and presentation of the cultural heritage”
(Council of Europe 2005: Article 12). It goes on to make particular
mention of voluntary organisations and the improvement of public
access. The ‘Faro Convention’ is a tremendously useful document
which engages with the different cultural values which are applied to
heritage, and essentially democratises production and dissemination
qh" kphqtocvkqp0" Tgitgvvcdn{" vjg" WM" jcu" uvknn" pqv" tcvkÝgf" vjg" ÒHctq"
Convention’. Nevertheless, the theoretical desirability of widening
public participation is enshrined in international agreements and
treaties which concern themselves in very concrete ways with
sustainability in various forms.
In terms of community archaeology—or public heritage—
sustainability can be regarded as a mechanism by which a sometimes
rather vague and diffuse local enthusiasm for ‘heritage’ can be
transformed into a really solid and focused local understanding of,
and care for, the historic environment. Community archaeology
must achieve social sustainability, intellectual sustainability and
economic sustainability if it is to be of lasting value both within
the archaeological profession and outside it. All three types of
sustainability are interdependent.
28 - Paul BELFORD - Sustainability in Community Archaeology
Social sustainability
Social sustainability in its widest sense is an interesting
eqpegrv."yjkej"ku"uvknn"xgt{"owej"cp"gogtikpi"Ýgnf."kp"eqpvtcuv"vq"
environmental or economic sustainability. Social sustainability can
dg"fgÝpgf"cu<"
“Development (and/or growth) that is compatible with
harmonious evolution of civil society, fostering an
environment conductive to the compatible cohabitation
of culturally and socially diverse groups while at the same
time encouraging social integration, with improvements
in the quality of life for all segments of the population.”
(Polese and Stren 2000: 15–16)
Thus, social sustainability is about managing the tensions that
gogtig" dgvyggp" geqpqoke" ghÝekgpe{" cpf" uqekcn" kpvgitcvkqp0" Vjg"
concept of social sustainability has mostly been applied to urban
design and the physical environment—trying to enhance civil society,
cultural diversity and social integration. This is where archaeology
ku"cntgcf{"ocmkpi"c"ukipkÝecpv"eqpvtkdwvkqp0"
Indeed there is a long history in the UK of engagement with the
historic environment by people who are not historic environment
professionals. The amateur archaeological society has proved an
enduring element since the nineteenth century, and many continue
vq"ocmg"ukipkÝecpv"eqpvtkdwvkqpu"dqvj"vq"tgugctej"cpf"vq"qwvtgcej0"
For example in England, the Society of Antiquaries of Newcastle
upon Tyne (established 1813), the Dorset Natural History and
Archaeological Society (established 1846), and the Sussex
Archaeological Society (established 1846) each have a lengthy
record of producing academic journals and monographs, and also
have impressive portfolios of historic properties and museums.
Archaeology’s popular appeal further developed in the mid-twentieth
century by those who had a determination to make archaeology
interesting and accessible to a wide audience, such as Sir Mortimer
Wheeler and Glyn Daniel. A strong extra-mural teaching tradition
in British universities peaked during the post-war period, and early
‘rescue’ excavations during urban redevelopment in the 1960s and
1970s were often reliant on amateur expertise. Two things happened
in the late 1980s and early 1990s which changed the formerly
close relationship between professionalised heritage and public
jgtkvcig0"Vjg"Ýtuv"ycu"vjg"kpenwukqp"qh"ctejcgqnqi{"cpf"vjg"jkuvqtke"
Paul BELFORD - Sustainability in Community Archaeology - 29
environment in the planning process, which has led to the increasing
professionalisation of archaeology (Aitchison 2012). The second was
the widening gulf between academic archaeology and other branches
of the discipline. This partly resulted from structural changes to the
Higher Education sector which substantially reduced opportunities for
mature part-time students and extra-mural teaching.
Despite these obstacles, the role of the non-professional in British
ctejcgqnqi{"jcu"tgockpgf"c"ukipkÝecpv"qpg0"Kpfggf"vjg"ncuv"fgecfg"
has seen something of a resurgence, as community archaeology has
boldly expanded into new areas with an agenda of social inclusion
and personal development. This agenda has sometimes developed
as projects themselves have evolved. Rachael Kiddey’s homeless
heritage projects in Bristol and York are a case in point; this work
has achieved some quite remarkable transformations in the lives of
the project participants precisely because there was no formalised
set of objectives and outcomes, and because the project allowed
itself to be shaped by the non-professional colleagues who were
kpxqnxgf" *UejqÝgnf" cpf" Mkffg{" 4233+0" Qh" cnn" tgegpv" eqoowpkv{"
archaeology projects in the UK, Rachael’s are arguably nearest the
top of Arnstein’s ladder.
Other more formally-designed projects may appear to be further
down Arnstein’s ladder as a result of the complexities surrounding
the involvement of certain groups; nevertheless these have
also achieved some remarkable personal and social outcomes.
Operation Nightingale and its associated projects were designed
Ðvq"wvknkug"dqvj"vjg"vgejpkecn"cpf"uqekcn"curgevu"qh"Ýgnf"ctejcgqnqi{"
in the recovery and skill development” of injured soldiers, and have
delivered impressive results (DAG 2012; Hilts 2012). In Wales,
separate projects by the Clwyd-Powys Archaeological Trust and
Cadw have worked with young offenders both inside and outside
prison, in partnership with the Wales Probation Trust (Britnell 2013;
Pudney 2013). Also based in Wales, but ranging widely across the
UK, the ‘Guerilla Archaeology’ team have successfully engaged
festival audiences with a unique blend of shamanism and science.
These sorts of projects have certainly broadened the scope of
community archaeology, and it must be remembered that more
conventional projects continue to have an important social role.
However achieving sustainability is another matter. This point can
be illustrated by three projects in England and Wales, all on slightly
different points on a spectrum of sustainability.
30 - Paul BELFORD - Sustainability in Community Archaeology
West Bromwich is a socially and economically deprived part of
the West Midlands. A project here was commissioned and funded by
Sandwell Metropolitan Borough Council, and undertaken by Nexus
Heritage. This provided a programme of community archaeology at
the former Manor House, which included the training of local nonprofessional volunteers, the provision of archaeological experiences
for schools, and public open days. At the same time the project had
engct"ugv"qh"tgugctej"ckou0"Vjku"ycu"Ýton{"Òvqr"fqypÓ0"Pgxgtvjgnguu"
a structured programme of archaeological training produced
positive results on several levels. The adult volunteers were able to
gswkr"vjgougnxgu"ykvj"c"tcpig"qh"pgy"umknnu"kp"Ýgnfyqtm"cpf"rquv/
excavation, and were then able to deploy those skills in working with
school groups. The school groups themselves undertook a range
of activities including map regression, historic building analysis,
ncpfuecrg" uwtxg{." Ýpfu" rtqeguukpi" cpf" ecvcnqiwkpi." cpfÏqh"
course—excavation (Figure 3). Excavation also included recording,
with some success in introducing nine year olds to context sheets
and the principles of stratigraphy. This wide range of tasks meant
that those less inclined to get muddy also experienced aspects
of the archaeological repertoire, and became aware of the great
variety of activities that the discipline consists of. These activities
provoked discussions of the meaning of place, the nature of change
vjtqwij"vkog."cpf"cp"cyctgpguu"qh"vjg"ukipkÝecpeg"qh"cnn"uqtvu"qh"
heritage. However there was no capacity in either organisation to
develop follow-up projects, and there has been no opportunity to
sustain that community’s engagement with heritage.
The Telford Town Park project began similarly as a formal ‘top
down’ piece of work in 2010; commissioned and partly funded by
Telford and Wrekin Council, as part of the lottery-funded ‘Parks
for People’ project and again undertaken by Nexus Heritage.
A week-long excavation provided a participatory experienced
designed by heritage professionals (Belford 2011). However, with
vjg"uwrrqtv"qh"vjg"nqecn"cwvjqtkv{."uwdugswgpv"rjcugu"qh"Ýgnfyqtm"
evolved a more equal relationship between professional and nonprofessional participants. Despite limited resources, a series of
events enabled a wide range of archaeological sites and landscapes
to be investigated and recorded, and in conjunction with the local
archaeological society (Wrekin Historical Group) volunteers began
to get involved with research, post-excavation and publication.
The project also began to develop an independence which initially
seemed very promising; however without the ongoing support of
Paul BELFORD - Sustainability in Community Archaeology - 31
the local authority, and continuing professional engagement, there
was a hiatus in activity before further funding was obtained for
another stage of the project in 2013 (Gerry Wait, pers. comm.).
Figure 3. Social sustainability. Scenes from the community archaeology
project in West Bromwich (West Midlands, UK). Adults and school children
alike became aware of the range of activities which comprise archaeology,
and began to develop a sense of place (photographs by Paul Belford,
reproduced courtesy of Nexus Heritage).
Figure 4. Social and intellectual sustainability. Participants in the Telford
Town Park project (Shropshire, UK), undertaking recording and survey as
well as excavation (photographs by Paul Belford, reproduced courtesy of
Nexus Heritage).
32 - Paul BELFORD - Sustainability in Community Archaeology
Closer still to developing a sustainable approach was a project
undertaken at undertaken at Tomen y Rhoddwyd, an earthwork
motte-and-bailey castle in mid- Wales. This privately-owned site
was under threat from vegetation growth and animal burrowing;
with funding from Cadw, the Clwyd-Powys Archaeological Trust
developed a wide-ranging community-based project which included
training in environmental conservation, archaeological survey
and heritage interpretation for over 100 people representing 18
different groups and organisations (Figure 5). As well as Cadw and
the Clwyd-Powys Archaeological Trust, key project stakeholders
included half a dozen local archaeology societies and the local
cwvjqtkv{0"Rgtjcru"oqtg"ukipkÝecpvn{"hqt"ykfgt"rwdnke"gpicigogpv."
the conservation work was tied into training provided by the local
agricultural college (Llysfasi), and members of the local Young
Farmers’ Club were also involved (Grant et al. 2014). The majority
of Welsh Scheduled Ancient Monuments lie on agricultural land, the
communities that own, work on and around these monuments being
vital partners in the management of the archaeological resource.
This project was particularly successful in engaging with the local
agricultural community who are now keen to extend this approach
to other sites.
Social sustainability in community archaeology can only be
achieved by non- professionals; and is probably most likely to be
successful when the participants are not drawn from the margins, but
from the mainstream majority of property-owning, tax-paying and
law-abiding citizens. This is not to say that community archaeology
should only involve such people, but for projects to be sustainable
over the long term they need to be at the core. They have a
itgcv" fgcn" qh" rqvgpvkcn" rqygt" cpf" kpÞwgpeg" qp" jgtkvcigÏoc{dg"
not individually, but certainly collectively. Social sustainability can
vjgp"vtcpuhqto"rctvkekrcpvuÓ"gpvjwukcuo"hqt"urgekÝe"nqecn"jgtkvcig"
into a broader understanding and concern for national and even
international heritage. They can then become advocates to help
professionals sustain other aspects of the discipline.
Paul BELFORD - Sustainability in Community Archaeology - 33
Figure 5. Economic sustainability. Crowdfunding is one possible route for
developing projects independently of public- or private-sector bodies;
the Netherlands-based CommonSites is an organisation with an ethical
approach to connecting projects, funders and communities.
Intellectual sustainability
Intellectual sustainability is the reason why it is probably
never going to be possible, or even desirable, for community
archaeology to reach the top of Arnstein’s ladder. Broadly,
kpvgnngevwcn" uwuvckpcdknkv{" ecp" dg" fgÝpgf" cu" vjg" cdknkv{" vq" cevwcnn{"
do archaeology properly. If community projects do not do this,
vjgp" ctejcgqnqikuvu" ctg" hcknkpi" kp" vjgkt" fwv{" vq" rtqvgev" vjg" ÒÝpkvg"
and non-renewable resource’. Some professionals and academics
still perceive community archaeology as having limited research
value and lacking theoretical rigour in day-to-day practice; others
see it as a threat to an already precarious profession. (Indeed
during discussion at the TAG conference at which this paper was
rtgugpvgf." rtgekugn{" vjgug" rqkpvu" ygtg" ctvkewncvgf" htqo" vjg" Þqqt"
by one member of the audience). There are two main areas in
which intellectual sustainability needs to be achieved: practice and
theory.
34 - Paul BELFORD - Sustainability in Community Archaeology
In practical terms, data collection needs to be rigorous, and it
needs to comply with professional standards and guidance. Project
planning and execution needs to be informed by current research
questions—both locally and nationally, and indeed internationally.
Projects need to have access to appropriate specialist input where
necessary; they need to collate, publish and disseminate their
Ýpfkpiu"kp"c"eqjgtgpv"cpf"kpvgnnkikdng"hqto0"Oqtgqxgt"vjku"pggfu"vq"
be accessible to all of the communities noted above—not just the
‘local’ community (whoever they are), but stakeholders, funders
and the wider archaeological community—in the language of Faro,
the various ‘heritage communities’.
Critics of community archaeology (or indeed any non-professional
engagement with archaeology) argue that it is not able to do many
of these things. In this author’s experience some of these criticisms
can be valid, and particularly for the more ‘bottom up’ projects
where individuals may not always listen to professional or academic
advice, and in some cases actively avoid doing so. Many volunteers
prefer ‘digging’ and are often reluctant—or ill-equipped—to engage
with other aspects of the archaeological process, such as context
sheets or report-writing. Finds go unreported and archiving can
leave something to be desired. Professional archaeologists therefore
have a responsibility to ensure that this does not happen. People
need to be equipped with the right skills; most of the volunteers
encountered by this author are extremely enthusiastic about learning
those skills, and respond well to structured training programmes.
Again, such training is only successful over the longer-term—a twoweek excavation where a professional organisation is ‘parachuted
in’ is unlikely to achieve sustainability.
In addition, what we might call the ‘community sector’ needs
to engage in robust and open debate with the other sectors of
the discipline. British archaeology is often characterised as being
polarised between ‘professionals’ and ‘academics’ (Bradley 2006;
Fulford 2011). Community archaeology sits somewhere in between;
kv"ku"c"pkeg"dkv"qh"rwdnke"tgncvkqpu"hqt"vjg"Ýgnf"wpkv"cpf"vjgkt"enkgpv."qt"c"
means of achieving ‘impact’ in the Research Excellence Framework.
Conversely, professionals or academics provide a mechanism
for peer review of community projects. However community
archaeology can only be sustainable if it acts as an equal partner
to the professional and academic elements of the discipline. In
other words, there is an ‘archaeological triangle’—an equilateral
Paul BELFORD - Sustainability in Community Archaeology - 35
triangle—of professional, academic and community archaeology.
The three sides of the triangle need to work much more closely
than they perhaps do in some cases at the moment. Community
archaeology needs to be much more proactive in demonstrating
that it does actually achieve meaningful research outputs, and can
make contributions to archaeological theory. The two things go
hand-in-hand: the practice of public heritage requires continuous
cpf"tgÞgzkxg"vjgqtgvkecn"kprwv"cv"cnn"uvcigu"cpf"cv"cnn"ngxgnu."cpf"cu"
c"tguwnv"ecp"igpgtcvg"wughwn"tgugctejÏcu"ygnn"cu"vjg"uqekcn"dgpgÝvu"
which one might expect.
Gpuwtkpi" vjcv" vjgtg" ctg" uwhÝekgpv" tguqwtegu" vq" ectt{" vjtqwij"
projects to post- excavation and proper publication is an important
consideration, but relatively straightforward. Engaging nonprofessionals with archaeological theory, and enabling community
archaeology to make a valid contribution to theoretical debate,
is more challenging. Certainly non-professional participants in
public heritage projects may not be familiar with the canon of
archaeological theory. Nevertheless, in this author’s experience
they do bring a number of interesting philosophical positions to
bear on the work being undertaken. There is continuous dialogue
on- and off-site about the rationale behind archaeological method
and the role of the past in the present. Different perspectives open
up as a result—something which can sometimes only happen by
‘doing’ rather than ‘thinking’.
In this setting the notion of ‘grounded theory’ is a useful one.
Grounded theory describes ‘the discovery of theory from data
systematically obtained from... research’ (Glaser and Strauss 1967:
2). The two originators of the theory—Barney Glaser and Anselm
Strauss—later diverged in their views on what the theory was,
and, following this schism a more nuanced version, ‘Constructivist
Grounded Theory’ emerged. Thus:
“...by adopting a constructivist grounded theory approach,
the researcher can move grounded theory methods
further into the realm of interpretive social science...
without assuming the existence of a unidimensional
external reality.” (Charmaz 2006: 521)
This is quite a useful development, since it creates a middle way
which allows both inductive and deductive approaches to theory
and data. It allows for the fact that both data collection and theory
36 - Paul BELFORD - Sustainability in Community Archaeology
hqtowncvkqp" oc{" dg" kpÞwgpegf" d{" vjg" dcemitqwpf." rgturgevkxgu"
and values of the researchers; moreover it allows simultaneous
consideration of singular and multiple realities, as well as multiple
perspectives on these realities.
In application, one of the key aspects of grounded theory is that
it requires the ‘literature review’ stage of research to be undertaken
after the data collection. Of course the project has a broad idea of
what we are looking for and where it is, but detailed historical
research, map regression and so on does not begin until after the
Ýgnfyqtm" jcu" vcmgp" rnceg0" Vjku" crrtqcej" yqtmu" xgt{" ygnn" ykvj"
non-professional participants: the bulk of primary and secondary
tgugctej"jcu"dggp"wpfgtvcmgp"chvgt"vjg"xctkqwu"Ýgnfyqtm"rjcuguÏ
and much of that by the volunteers themselves. Inspired by their
Ýgnfyqtm"gzrgtkgpeg"vjg{"oc{"urgpf"ocp{"fc{u"kp"vjg"ctejkxgu."qt"
searching other resources, at a level of detail and with a degree of
persistence that is beyond the time and patience of the professional
archaeologist. The result is that the project accumulates a vast
range of unpublished and privately published research material
which would otherwise be completely unobtainable.
Taking up the notion from grounded theory of multidimensional
realities, community archaeology is a fascinating medium
through which to explore ‘symmetrical archaeology’. Symmetrical
archaeology represents something of a swinging back of the
pendulum from extreme post-processualism. Its promoters have
argued that archaeology has moved too far from things; thus:
“...symmetrical archaeology attends, not to how
‘individuals’ get on in the world, but rather to how a
distributed collective, an entanglement of humans and
things, negotiates a complex web of interactions with a
diversity of other entities (whether materials, things, or
our fellow creatures).” (Witmore 2007: 547)
Symmetrical archaeology therefore recognises that “thought and
action, ideas and materials, past and present are thoroughly mixed
ontologically” (Olsen 2003: 90). Thus things are actors as much as
humans. This is a particularly important concept for the practice of
community archaeology, and perhaps the most interesting aspect
of this is the ontological mixture of past and present. Several
authors have been making the point for some time that the past
exists today (Latour 1996; Lucas 2008; Olivier 2004; Olsen 2003;
Paul BELFORD - Sustainability in Community Archaeology - 37
Shanks 2012; Witmore 2007). The present contains a residual
past, or rather multiple residual pasts, which provide the material
with which archaeologists engage. In other words:
“...historic time should not be viewed as the “empty and
homogenous” time of historicism—the time of dates,
chronologies and periods—but on the contrary as the full
and heterogeneous time of the fusion between present
and the past.” (Olivier 2004: 204)
Indeed Olivier has taken this a step further by proposing the
abandonment of linear time—or what he calls ‘historicist time’—
by arguing that archaeology is a form of memory, rather than
history. This memory is a material memory, which is continuously
involved in modern life and is given new meanings according to new
circumstances (Olivier 2004). Thus the past exists in the present,
and researching the past is actually nothing more than studying
the materiality of the present. Moreover, the past is ephemeral—
the act of doing archaeology creates ‘events’ (Lucas 2008). These
events transform the material remains of the past, thus keeping
them alive. Precisely these concepts are routinely discussed by
participants on community archaeology projects. Admittedly, such
discussions are not informed by reference to the works cited here;
pgxgtvjgnguu" vjg" ukipkÝecpeg" qh" vjg" rtqlgev" cu" c" vtcpuhqtocvkxg"
event, the ephemerality of the remains of the past in the present,
and the importance of material memory are at the forefront of
participants’ minds.
It is also the case that these sorts of discussions—as well as
much more basic questions, such as ‘why?’—are challenges to the
ctejcgqnqikecn" qtvjqfqz{0" Uqogvkogu." yg" oc{" Ýpf" vjcv" yg" jcxg"
been doing things or thinking about things as archaeologists without
always understanding ‘why’. Thus there is the potential—as yet
nctign{"wptgcnkugfÏhqt"eqoowpkv{"ctejcgqnqi{"vq"ocmg"ukipkÝecpv"
theoretical impact on the other two sides of the archaeological
triangle. Certainly, if community archaeology cannot deliver
intellectual sustainability, then its social role becomes its primary
function—and if its primary function is its social role then fewer
people will want to join in.
38 - Paul BELFORD - Sustainability in Community Archaeology
Economic sustainability
Geqpqoke" uwuvckpcdknkv{" ku" rgtjcru" vjg" oquv" fkhÝewnv" v{rg" qh"
sustainability for community archaeology to attain. Community
archaeology is more expensive than other forms of archaeology.
Social and intellectual sustainability must be paid for. It is essential
to explain to potential funders why training volunteers is important,
and why professional post-excavation and reporting to professional
standards is essential. Hitherto most community archaeology
projects have relied on public funding of one sort or another—local
authorities or state agencies, grants from Research Councils, and
of course the marvellous Heritage Lottery Fund. So far this has
been sustainable—although again, such funding will only continue
kp"vjg"hwvwtg"kh"dqvj"vjg"uqekcn"cpf"kpvgnngevwcn"dgpgÝvu"qh"yjcv"yg"
do are made clear to the various stakeholders. Nevertheless, the
community archaeology sector needs to increase the diversity of its
funding sources.
This paper is written during a period of Coalition government
(elected 2010). Its policies are shaped by two closely linked forces:
a natural ideological inclination to reduce the role of the state,
and an ‘austerity’ approach to public spending intended to reduce
national debt as a proportion of GDP (HM Government 2010). Some
areas such as health and education have been protected from the
most serious reductions in funding, which inevitably means that
other areas have been subject to greater pressures. Heritage and
the arts have seen particular reductions (DCMS 2011). This has
already affected state heritage agencies and local authorities, and
the depletion of public-sector historic environment services will
also continue to have an impact on commercial archaeology, which
is itself suffering as a consequence of the economic downturn.
However, the notion of sustainability is actually a key component
of current planning policy and guidance. The National Planning Policy
Framework (NPPF) was introduced in 2012 and replaced previous
legislation; its ethos of ‘sustainable development’ initially caused
concern within the historic environment professions (DCLG 2012).
However—in part thanks to extensive lobbying during the drafting
stage—NPPF is considerably more benign than initially feared, and
contains much that is encouraging for community archaeology.
Thus it makes clear that planners should take into account “the
ykfgt" uqekcn." ewnvwtcn." geqpqoke" cpf" gpxktqpogpvcn" dgpgÝvu" vjcv"
conservation of the historic environment can bring”, and stresses the
Paul BELFORD - Sustainability in Community Archaeology - 39
“positive contribution that conservation of heritage assets can make
to sustainable communities” (DCLG 2012: paragraphs 126, 131).
Public archaeology doesn’t mean ‘public-sector’ archaeology. We
are all ‘the public’—individual archaeologists, the organisations we
work for, the developers who pay our fees, the banks who pay the
developers, the pension funds who invest in the banks. Certainly
there have been some very successful community archaeology
projects which have been privately funded. One prominent recent
example is that of Hungate—a substantial developer-funded
excavation undertaken by the York Archaeological Trust. This had
c"ukipkÝecpv"eqoowpkv{"ctejcgqnqi{"eqorqpgpv"dwknv"kp."kpenwfkpi"
work with disadvantaged and socially excluded groups. Clearly
Hungate is an exceptional case. However there is considerable
potential to develop more projects along these sorts of lines.
There is also scope to work back up the chain. Indeed this author
has been fortunate enough to deliver a community archaeology
project that was funded by a bank (Belford 2007). Corporate Social
Responsibility is certainly an avenue to explore for supporting
community archaeology in the future. Heritage needs to be central
to everyone’s understanding of the world, and that will not happen
if we stay on the margins by relying on public funding.
At the other end of the scale, it is also possible to seek funding
from individuals. Some community archaeology projects charge their
rctvkekrcpvu0"Jqygxgt"vjku"ku"xgt{"fkhÝewnv"hqt"uocnn/uecng"rtqlgevu="
vjg" hggu" ecp" pgxgt" tgÞgev" vjg" hwnn" equv." cpf" uq" uqog" wpfgtn{kpi"
uwdukf{"ku"tgswktgf0"Kv"ku"rquukdng"vq"dgpgÝv"htqo"uqog"uwrrqtv"kp"
kind. There is also the possibility of crowdfunding. For example
the Telford Town Park project was undertaken in partnership with
a social enterprise based in the Netherlands called CommonSites
(Figure 5). Their ambition is “to stimulate creative, ethical and
sustainable heritage practices” (CommonSites 2014); they provide
a web-based platform to encourage open relationships between
their partners doing the archaeology, the communities they are
working with, and potential funders.
Conclusion
Community archaeology is about enabling non-professionals to
meaningfully engage with archaeology. This works both ways. Nonprofessional participants gain a great deal from their involvement
40 - Paul BELFORD - Sustainability in Community Archaeology
in archaeological projects—not just knowledge about a particular
time and place, but also a wide range of skills, improvements in
physical and mental health, the development of social networks,
and the ability to look at the world in different ways. Moreover,
non-professional participants have real potential to enhance the
archaeological ‘product’ and change the way professionals think
about heritage.
Vjg" uqekcn" dgpgÝvu" qh" ctejcgqnqi{" ctg" kpetgcukpin{" ykfgn{"
recognised. However to achieve sustainability community
archaeology must stand up and be counted as an equal partner to
academic and commercial archaeology. Indeed, neither academic
nor commercial archaeology are themselves sustainable without
community archaeology, for community archaeology nurtures
public support for heritage in its widest sense—and it is only with
public support that any form of archaeology will continue.
Acknowledgements
I am extremely grateful to Cara Jones and Kerry MasshederRigby for the opportunity to participate in the TAG session from
which this paper is derived. I would also like to thank Menna Bell,
Viviana Culshaw, Ian Grant, Edward James, Sohail Kahn, Rachael
Kiddey, Anthony Martin, Sarah May, Carol McDavid, Geoff Morley,
Malcolm Peel, Sefryn Penrose, Brian Savage, Tara-Jane Sutcliffe,
Gerry Wait, Roger White and others for helpful discussions over
many years about community archaeology. Many thanks to Gerry
Wait for permission to use images from Nexus Heritage projects.
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