The Vedic Tradition
Cosmos, Connections, and Consciousness
Subhash Kak
SVYASA University
2022
Subhash Kak
Swami Vivekananda Yoga Anusandhana Samsthana, Bengaluru
©Subhash Kak, 2022
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The Vedic Tradition
Contents
Preface
5
Part 1: Overview
1.
2.
3.
4.
5.
6.
7.
The Secret of the Veda
Life and Yoga
Nanā Devi Ambā and the Zodiac
Early Many-Faced Viṣṇu and Śiva Images
The Śiva Sūtra: Play of Consciousness
The Buddha and the Veda
The Nine Darśanas
9
33
45
55
65
73
81
Part 2: Large Connections
8. Archaeoastronomy in India
9. Visions of the Cosmos
10. The Shaman’s Abode
11. Uttarakuru and the Slavs
12. Xinjiang as a Part of the Indic World
13. Space and order in Prambanan
14. Svetovid and Śiva
89
111
127
137
149
159
171
Part 3: Sanskrit and the World
15. On the Classification of Indic Languages
16. Language Families and Indo-European
17. Sanskrit and Ancient Migrations
18. The Notion of India
19. Racism, Eurocentrism, and Indology
20. Brāhmī on an Anthropomorphic Figure
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183
193
203
215
223
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Part 4: Inner and Outer Cosmoses
21. Time, Space and Structure in Ancient India
22. The Garbha Upanisad
23. Ritual, Masks, and Sacrifice
24. Gautama on Logic and Physics
25. Laws of Thought and Indian Logic
241
255
267
281
293
Part 5: Reality and Art
26. Early Indian Architecture and Art
27. Art and Cosmology in India
28. Pāṇini and Bharata on Grammar and Art
29. Goddess Lalitā and the Śrī Cakra
305
329
343
351
Part 6: Science and Consciousness
30. A Brief History of Indian Science
31. Indian Foundations of Modern Science
32. Indian Physical and Chemical Thought
33. Proof of the Existence of God
Index
363
375
385
419
423
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The Vedic Tradition
Foreword
The idea of this collection of essays was suggested to me recently by Chanceller H.R.
Nagendra of Swami Vivekananda Yoga Anusandhana Samsthana in Bengaluru that is
popularly known as S-VYASA University. The collection consists mostly of published
papers that have appeared in various journals, not all of which may be readily
accessible to the researcher or the interested layperson.
The essays have been divided into six parts to cover different aspects of this
tradition that presents its enduring influence not only on the intellectual and lived life
in India, but also on the rest of the world. These are: (i) Overview; (ii) Large
Connections; (iii) Sanskrit and the World; (iv) Inner and Outer Cosmoses; (v) Reality
and Art; and (vi) Science and Consciousness. Apart from essays on the earliest layers
of the Vedic tradition, there is material on its pervading influence on modern science.
Many will be intrigued by how quantum theory, the deepest theory of physics that we
know, is seen by scholars to be consistent with Vedanta, and may like to explore
primary sources for themselves. Each chapter comes with its own references.
The first part begins with essays on how to read the Vedas and the discovery
of its insights through different disciplines of Yoga, along with the translation of seven
hymns from the Ṛgveda. The other essays describe the Goddess in the Ṛgveda and in
neighboring civilizations, many-faced Viṣṇu and Śiva images, the Śiva Sūtras, how
the Buddha on his deathbed accepted the notion of the atman, and how the six darśanas
may be increased to nine.
The second part has two chapters on archaeoastronomy of Indian temples and
monuments, the practice of shamanism, and Vedic ideas beyond the Himalayas in
Central Asia, the Slavic world, and in Indonesia.
The third part has essays on the Indo-European language family and how it
was misused by European scholars to futher nineteenth-century colonial ends. It also
has a chapter on the notion of India within the Indian tradition and a reading of Brāhmī
letters on a figure that has implications for our understanding of the history of Indian
writing.
The essays of the fourth part are on the notions of space and the design of early
temples, the Garbha Upaniṣad, deeper connections between ritual, masks, and
sacrifice, and logic in Indian thought.
The fifth part begins with an essay on early architecture followed by material
on art and cosmology and idea of Pāṇini and Bharata Muni on grammar and art. There
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is an additional essay on the architecture of the inner cosmos as described by the Śrī
Cakra.
The last part of the book is devoted to science and consciousness. It begins
with a brief history of Indian science and how it has influenced moden science in
surprising ways. There is a chapter on the history of Indian physical and chemical
thought with focus on the Vaiśeṣika system. The very last essay is a proof of the
existence of Īśvara in the perspective of contemporary physics and computer science.
The original publication information is provided on the first page of each
essay. The published material has only been corrected for typographical errors and the
selection has been made to keep the overlap in the material to a minimum. The style
across the essays is not always consistent since the publication requirements of
different journals are often different.
Stillwater
May 2, 2022
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PART 1
OVERVIEW
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1
The Secret of the Veda*
INTRODUCTION
Most people are perplexed about the Vedas. Very few have read them, and those who have
find them difficult to understand. They can’t make sense of its many divinities, sacrifices,
rituals, riddles and paradoxes.
They are also confused by the praise showered on them by outsiders. Here’re just a
few quotes (from hundreds to be found in the literature):
Arthur Schopenhauer: “Vedas are the most rewarding and the most elevating book which can
be possible in the world.”
Henry David Thoreau: “Whenever I have read any part of the Vedas, I have felt that some
unearthly and unknown light illuminated me. In the great teaching of the Vedas, there is no
touch of sectarianism. It is of all ages, climes, and nationalities and is the royal road for the
attainment of the Great Knowledge. When I read it, I feel that I am under the spangled heavens
of a summer night.”
J. Robert Oppenheimer: “Access to the Vedas is the greatest privilege this century may claim
over all previous centuries.”
The reader of the Veda wonders why these (and other countless) luminaries say nice things
about the Vedas when they can’t see that in the translations of the texts or the interpretations
they learnt in school and college.
Writing nearly 80 years ago, the great scholar Ananda Coomaraswamy wrote this of
accounts of Hinduism by Western scholars and their Indian followers:
“[A]lthough the ancient and modern scriptures and practices of Hinduism have been examined
by European scholars for more than a century, it would be hardly an exaggeration to say that
a faithful account of Hinduism might well be given in the form of a categorical denial of most
of the statements that have been made about it, alike by European scholars and by Indians
trained in our modern skeptical and evolutionary modes of thought.” [emphasis added]
(Coomaraswamy, 1943)
Repeated countless times over the past eighty years, these translations and
interpretations form the foundation of instruction, public policy, and the practice of law.
Deracinated Indians have internalized it and sincerely believe it to be the truth.
Most dismiss such translations by believing that true meaning can only be attained
after a life time of sādhanā, or spiritual practice, under the guidance of a qualified Guru.
*
Oklahoma State University (2018) and Academia.edu (2021)
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Over a hundred years ago, Sri Aurobindo wrote essays interpreting the Vedas but when
asked to issue the material in 1949 in a book form he thought a revision was essential: “The
publication of the Secret of the Veda as it is does not enter into my intention. It was published
in a great hurry and at a time when I had not studied the Rig Veda as a whole as well as I have
since done. Whole chapters will have to be rewritten or written otherwise and a considerable
labour gone through; moreover, it was never finished and considerable additions in order to
make it complete are indispensable.”
He died the following year without attending to the revision, and the original material
was put together in the form of a book in 1956 under the title The Secret of the Vedas with
Selected Hymns, which has now been made freely available by the Ashram (Aurobindo,
1996). Meanwhile, popular translations and interpretations have continued to repeat old
incorrect theories.
The problem is that literally all academic translations of the Vedas are unsound. They
may be faithful in literal rendition but mostly the deeper and contextually correct meanings
elude them. The difficulties of interpretation were pointed out by Yāska in his Nirukta nearly
3,000 years ago:
Sanskrit: tat ko vṛtraḥ? — meghaḥ iti nairuktāḥ, tvāṣṭro ‘suraḥ ity aitihāsikāḥ (Nirukta 2.16)
English: “That (who) Vṛtra?” — “A cloud” says the narrator, “An asura, Tvaṣṭri’s [son]”
say the storytellers.
Generally, the cloud is not in the outer sky but in the inner one, and the asura is not a demon
but a certain cognitive agent. Academic translations present infantilizing narratives that Yāska
warned against because the authors don’t get it. These translations are like the map of a city
made by a blind mouse using odor alone, which may be accurate in the depiction of the many
pathways and the relationship between them, but totally missing the broader or deeper picture.
If the translators only paid attention to the interpretative mechanisms within the
tradition, they wouldn’t be so wrong. The tradition says that the understanding has three
layers: ādhibhautika आधिभौधिक (related to the body), ādhidaivika आधिदै धिक (related to
cognitions within the mind), and ādhyātmika आध्यात्मिक (related to the ātman, or
consciousness). The first is for children, the second for people focused on doing things and
making sense of change, and the third for the deep understanding of reality. The academic
translations present the Veda at the level of kindergarten stories.
Schoolbook narratives informed by a surface understanding meant for children have
misinformed several generations of students.
THE FIRST MANTRA
In order to explain the secret of the Veda, I take the very first mantra of the Ṛgveda:
अधिमीळे पुरोधििंयज्ञस्यदे िं ऋत्मिजं |
िोिारं रत्निािमम् | | (ṚV. 1.1.1)
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Here’s the translation people see on the Internet:
I laud Agni, the chosen Priest, God, minister of sacrifice,
The hotar, lavishest of wealth. (Translated by Ralph T.H. Griffith, 1896)
Agni is fire, but how can it be Priest, God, minister of sacrifice, and the rest that follows. And
why is it important to have a priest or minister of sacrifice? What is the meaning of sacrifice?
What is God, if we don’t see him anywhere? Why is Agni “God” and why is lauding him
important or relevant? Why speak of things that cannot be tested?
It is a jumble of words that takes you nowhere. You stop and give up.
DEEPER MEANING
We must first understand who Agni is. To the uninitiated, Agni is the physical fire that one
can see. The deeper meaning of Agni is the light (or spark) within that lifts the veil on the
lamp of consciousness; yet another meaning is Vāc or speech.
Agni and Vāc are two manifestations of the same deeper reality. This is expressed in
the poetic expression that Vāc and Agni both reside in the waters and in trees. The waters of
materiality hide the spark of Agni and the sounds of their waves; from trees comes fire as
well as the wood for flutes and other musical instruments. There is a deeper connection
between the elements of tejas (fire) and vāyu (air) that is explained by the Vaiśeṣika Sūtra
that has had a surprising influence on contemporary science. [Note 1]
Devam, translated by Griffith as “God”, is from the root div which means light, and
the devas are the cognitive centers in the mind. [Note 2]) The word “God” is meaningless
here excepting in its primary meaning of Light. The devas are the centers of agency that are
the constituents of our mind.
So here is the deeper meaning of words and the translation is:
I praise Agni, the priest [purohita] who is the light [devam] and the invoker [ṛtvij] of the
sacrifice, whose chants [hotṛ] bestow treasure.
Imagine that your habits and conditioning have thrown a veil on your consciousness, by
making you only see what you are familiar with. This veil can be penetrated by using the
human manifestation of fire (that is speech of Agni, the purohita in the chants as hotṛ) to
connect with the inner spark (devam), so that the covering is dissolved and one is in touch
with one’s true self.
The veil is only momentarily lifted just like one is only momentarily in the present
moment. Most of the time, we inhabit either our past (which is dead and gone) or make dreams
about the future (which doesn’t exist). The idea of spiritual practice is to make that dissolution
of the veil persist for ever longer period of time. How to do it is the practice of yoga.
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Agni as in Ṛgveda 4.58.3
The process of connecting from speech to inner light needs a bridge and that is the
mysterious role of Agni as invoker. Why mysterious? Because we are not talking of things,
but rather of the workings of consciousness, which is not a material entity. This process of
invocation requires a mastery of the processes that are symbolized by the Goddess.
It reeks of mystery since we use Agni (speech) to connect to the inner Fire in a process
that takes us beyond the act of sacrifice.
What about treasures that are bestowed? The journeying to the source is
transformative, and it is also punarjanman, the rebirth, the end of the yajñá, the sacrifice.
When connected to the source, capacities that lay latent, come alive. The treasures that one
comes by were within one’s reach all along, excepting one wasn’t aware of them, or one
didn’t know where to look for them.
The process also reveals the many levels at which one can connect to reality. These
are the various lokas, planes of existence or worlds (the English word look is a cognate),
whose knowledge and mutual relationships help one navigate through different aspects of
experience making it possible for one to master the world through saṅkalpa.
In physics, it is like the directing of evolution by observation. [Note 3]
What are the many divinities of the Ṛgveda? These are the lights at different points in
the inner space of the mind, the embodiments of various cognitive capacities.
If you use your senses at the deepest level to connect to the self, you are going from
the fire to the heart of the senses to the inner sun. If your focus is on the transformative
processes within the inner cosmos, then this energy is Devi. If your desire is to follow to the
root of your consciousness through a path of auspiciousness and equanimity, then the divinity
is Śiva. There are any number of points of light that one may name variously that take us to
the Source. These are not competing but complementary paths.
What is the origin of this desire? It is one’s innate temperament and the milieu in
which one is raised. There are different kinds of sādhanā to practice which are described in
the Vedic texts, which are truly a manual of universal spiritual science or ātma-vidyā.
One may even provide this free translation: I praise the spark [of insight], riding my
chant, that becomes light and invokes a transformation in me bringing me new powers.
The praise of Agni is to fortify oneself in one’s faith in this process of self12
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transformation. The rest of the hymn unpacks the attributes of Agni and speaks of how
invoking it has worked in the past and how it will bring well-being in the future.
Just the first mantra of the Ṛgveda opens up an entire world of wisdom and insight.
This is the doorway to the secret of the Veda. [Note 4]
AGNI, INDRA, SURYA
Each maṇḍala of the Ṛgveda (excepting 9, which is dedicated solely to Soma) begins with a
hymn to Agni. The spiritual practice takes stock of the body or the earth (whose presiding
deity is Agni, both in its fire and speech aspects), moves on to hymns invoking the prāṇa or
the atmosphere (with the deity Indra who represents the senses that we must use to navigate
through the mind), and finally to hymns that invoke the sun or the lamp of consciousness
(Sūrya in its external aspects which shines in any number of pots of water generating an
apparent multiplicity behind which lies a unity). In Vājasaneyi Saṃhitā 16.2, Agni has two
forms, the fierce Rudra and the auspicious Śiva.
This triplicate order views privileges movement and thus constitutes the sacred theatre
of the external ritual. When the ritual is done within the inner space, the three are mapped
into divinities with which the sādhaka can have a more personal relationship.
DEVI, ŚIVA, VIṢṆU
Agni, in its manifestation as speech, the Goddess Vāc, is transformative and since the body
is the ground, it interpenetrates into the higher fields or lokas. Indra, the lord of the senses —
the mind — viewed at a higher level of abstraction is assimilated into Śiva with many layers
of consciousness. The solar deity is invoked as Viṣṇu, whose upholding of the Moral Law is
represented by his three strides the span the world. The transformative energy manifests
together with Śiva and Viṣṇu as Pārvatī and Lakṣmī.
The exploration of the inner cosmos is Tantra that helps one discover the inner
architecture of one’s self and its relationship with the outer world.
SOMA
The entire ninth maṇḍala of the Ṛgveda is devoted to Sóma Pávamāna, “purifying Soma”,
that has mostly been seen as the pressing of the drink of the same name from a plant. Beyond
this, Soma represents the moon but also sometimes Viṣṇu or even Śiva (as Somanātha).
The moon is lit and nourished by the sun; it is the mind which is illumined by the lamp
of consciousness. Since the individual ‘s self-identification is with the mind, it is in the moon
where the divine nectar of immortality resides. The pressing of the Soma is the purification
of the mind, mirrored in the sacred theatre of the pressing of the herb that it makes it possible
to connect to the heart of one’s being.
With the above understanding of the purification of the mind, it is easy to see the logic
of the symbolic rebirth of the consecrated man at the beginning of the Soma rite that is
described in the Aitareya Brāhmaṇa 1.3. Both Suśruta and Caraka in their Ayurveda texts
speak of rejuvenation through Soma, hinting at both the use of the purification of the mind
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and the power of the herb.
THIRTY-THREE DIVINITIES
The Bṛhadāraṇyaka Upaniṣad has a dialog that deals with the question of the number of
divinities. The great sage Yājñavalkya is asked: “How many gods?” He answers: “Three
hundred and three, and three thousand and three”. This question is repeated and this time
Yājñavalkya says: “Thirty-three gods.” On further questioning, Yājñavalkya says that they
are six, and then three and then two and then one and a half, and finally one.
atha hainam vidagdhaḥ śākalyaḥ papraccha: katy devāḥ, yājñavalkya, iti. sa haitayaiva
nividā pratipede, yāvanto vaiśvadevasya nividy ucyante; trayaś ca trī ca śatā, trayaś ca trī ca
sahasreti. aum iti. hovāca, katy eva devāḥ, yājñavalkya, iti. trayaś triṁśad iti. aum iti. hovāca,
katy eva devāḥ, yājñavalkya, iti. ṣaḍ iti. aum iti. hovāca, katy eva devāḥ, yājñavalkya, iti.
traya iti. aum iti. hovāca, katy eva devāḥ, yājñavalkya, iti. drāv iti. aum iti. hovāca, katy eva
devāḥ, yājñavalkya, iti. adhyardha iti. aum iti. hovāca, katy eva devāḥ, yājñavalkya, iti. eka
iti, aum iti, hovāca katame te trayaś ca trī ca sahasreti.
Yājñavalkya explains it further by saying: “The three thousand and all that I mentioned —
they are not really gods. They are only manifestations of the thirty-three. “But what are these
thirty-three?” katame te trayas triṁśad iti. “The thirty-three gods are eight Vasus, eleven
Rudras, twelve Ādityas — they make thirty-one (ekatriṁśat) — then Indra and Prajāpati —
these make thirty-three gods.”
Eight Vasus (deities of material elements): The representations of the five elements, the stars,
the Sun, and the Moon.
Twelve Ādityas (personified deities): The names of the Sun for each of the twelve months.
These include Mitra and Varuṇa (mitrā́ váruṇā), the representatives of ṛta ऋि, the natural law,
who in context mean the beginning of summer and winter months.
Eleven Rudras (aspects of Consciousness): Five aspects of the mind: Ānanda “bliss”, Vijñāna
“knowledge”, Manas “thought”, Prāṇa “breath”, and Vāc “speech”, and five aspects of
Consciousness (Śiva) — Īśāna (Citta Śaktī, power of grace, unveiling), Tatpuruṣa (Ānanda
Śaktī, power of bliss, concealment), Aghora (Jñāna Śaktī, dissolution of false knowledge),
Vāmadeva (Citta Rūpa, the sky of memories), and Sadyojāta (Icchā Śaktī, power of will,
creation), and, finally, Ātman or “Self”. [Note 5]
YOGA
The practice that opens the doorways to intuition promised in the Veda is Yoga; they are the
two sides of the same understanding.
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युञ्जिे मन उि युञ्जिे धियो धिप्रा धिप्रस्य बृििो धिपधििः । Ṛgveda 5.81.1
The learned yoke the mind, also yoke the thoughts in wisdom’s vast inspiration.
Holding the thoughts is dhyāna, ध्यान. If one looks at the sequence of thoughts arising
out of intuition (paśyan पश्यन् , e.g. Ṛgveda 1.88.5c or 10.124.3a) that through an intermediate
stage मध्यमा is transformed to िैखरी words, then the process of going back to that intuition is
vipaśyana.
िां योगधमधि मन्यन्ते त्मथिराधमत्मियिारणाम् ।
अप्रमत्तस्तदा भिधि योगो धि प्रभिाप्ययौ ॥ ११ ॥ Kaṭha Up 2.3.11
Yoga is this firm holding back of the senses.
One is then calm, for Yoga is the source and the meeting.
THE FIRE RITUAL
The first hymn of the Ṛgveda is often chanted at the yajñá, the fire ritual. This is sacred theatre
whose aesthetics together with the engaging of the senses by the fire, the sound, the burning
incense, and the touch of air on the body facilitates going into an experience that is not
normally accessible. While watching the fire, the participant is one with the Agni-twin of the
fire, namely the chant, and thus become part of the performance.
The outer ritual is the beginning, the preparation for the inner ritual, at another
moment or place, where one may chant or be one with the prāṇas to actually course through
the mind’s sky to marvel at the vault and explore the caves that it covers.
In performing the ritual within, the fire is replaced by sound and then by thought alone.
One finds the points of power within and realizes that the deities are not abstractions. The
Brahmā, Viṣṇu and Rudra granthis or knots (ब्रह्मा, धिष्णु , रूद्र ग्रत्मि) are specific loci up the
spinal column concerning creation, harmony, and experience. To journey through this space
one must become one with the process, which is the working of the Goddess. The divinities
shine through in this journey.
AN IMAGE OF AGNI
The Pateshwar Temple in Maharashtra has an astonishing image of Agni in the mystical
description of Ṛgveda 4.58.3:
चिारर शृङ्गा त्रयो अस्य पादा द्वे शीर्षे सप्त िस्तासो अस्य ।
धत्रिा बद्धो िृर्षभो रोरिीधि मिो दे िो मर्ताय आ
ाँ धििेश ॥३॥
Four are his horns, three are the feet; two heads, and his hands are seven
Triply-bound, the Bull roars loudly, the God has entered into mortals.
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Agni at Pateshwar Temple (photography by Kevin Standage)
This extraordinary image can be seen either as a bull or as a cross-legged human.
Seven Short Ṛgvedic Hymns with Translation
These short sūktas are amongst the most popular ones in the Ṛgveda and will thus be of
interest to many readers. I also separately discuss the famed Gāyatrī mantra.
Ṛgveda 1.1
To Agni
॥ ऋग्वेद: सूक्तं १.१ ॥
ॐ अग्निमीळे पुरोग्नितं यज्ञस्य दे वम् ऋत्विजम् ।
िोतारं रत्नधातमम् ॥ १ ॥
अग्नििः पूवेग्निऋऋग्निग्निरीड्यो नू तनै रुत ।
स दे िााँ एि िक्षधि॥ २ ॥
अग्निना रग्नयमश्नवत पोिमे व धदिेधदिे ।
यशसं वीरवत्तमम् ॥ ३ ॥
अिे यं यज्ञमध्वरं ग्नवश्वतिः पररिूरग्नस ।
स इद्दे वेिु गच्छग्नत ॥ ४ ॥
अग्नििोता कग्नवक्रतुिः सत्यग्नित्रश्रवस्तमिः ।
दे वो दे वेग्निरा गमत् ॥ ५ ॥
यदङ्ग दाशुिे िमिे िद्रं कररष्यग्नस ।
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तवेत् तत् सत्यमग्नङ्गरिः ॥ ६ ॥
उप िािे धदिेधदिे दोिावस्तग्नधऋया वयम् ।
नमो िरन्त एमग्नस ॥ ७ ॥
राजन्तमध्वराणां गोपाम् ऋतस्य दीग्नदग्नवम् ।
वधऋमानं स्वे दमे ॥ ८ ॥
स निः ग्नपतेव सूनवेऽिे सूपायनो िव ।
सचस्वा निः स्वस्तये ॥ ९ ॥
Translation Rgveda 1.1
I praise Agni, the priest who is the light and the invoker of the sacrifice, whose chants bestow
treasure. 1
Agni, worshipped by former sages and new ones also,
conducts the devas here. 2
By Agni was brought wealth and prosperity day by day,
glory and great heroes. 3
Agni, what worship and sacrifice you pervade on every side,
that indeed goes to the devas. 4
May Agni, the invoker, poet’s power, truth, beauty, most fame,
come with the devas. 5
Whatever is praised by you, Agni, is made auspicious,
and, through you, Aṅgiras, it shall revert to you. 6
To you, Agni, we come day by day, by dusk and dawn,
bringing praises and homage. 7
To you, O King over sacrifices, shining protector of the laws,
growing in your own house. 8
To us, like father to son, Agni, be easy to find,
accompany us to our well-being. 9
Notes
1. Purohita, ṛtvij, and hotṛ are priests associated with the fire-ceremony. Formally, the
adhvaryu is the performer of the material part of the sacrifice; the udgātṛ is the chanter of
the hymns; and the hotṛ is the reciter of the sacrificial mantras; and the brahman is the
superintendent of the sacrifice. The hotṛ is associated with the Ṛgveda, the adhvaryu with
the Yajurveda, and the udgātṛ with the Sāmaveda, and they represent the earth (body),
17
Subhash Kak
2.
3.
4.
5.
6.
7.
8.
9.
atmosphere (prāṇas), and the heavens (inner sun), respectively. The terms purohita and
ṛtvij can represent any priest at the ceremony.
The first verse appears to invoke the priest in three functions that parallel the
tripartite nature of our objective and subjective worlds. It also indicates that, mystically,
the priests as well as the physical fire and the deity (agni) are the same during the
ceremony; īḷ means to praise or worship. The yajña need not be only the fire ceremony;
it represents any transformative process, or any act that leads to transcendence.
The worship of Agni is described as part of an old tradition; vakṣati is from vah, which is
“to lead, carry,” or from vakṣa, chest, that grows with the breath.
This repeats the promise of wealth and fame.
The ceremony is viewed as being essential to success.
The gods come with Agni; kavikratuḥ is the poet’s power.
Describes the auspicious power of Agni and equates him to the ancient Ṛṣi Aṅgiras, but
this is a play on the return of the gifts to the world for Aṅgiras represents the coals
(aṅgārāḥ) that support the fire.
Agni is compared with the sun; doṣā-vastar, dispeller of gloom or by dawn and dusk.
Described as the guardian of the laws (gopām ṛtasya).
Agni is approached as father and lord (pitā) by the supplicant, the son (sūnu), and asked
to bless the participants in the sacrifice.
Ṛgveda 3.62
To Indra and Varuṇa
॥ ऋग्वेद: सूक्तं ३.६२ ॥
इमा उ वां िृ मयो मन्यमाना युवावते न तुज्या अिू वन् ।
क्व र्तधदिािरुणा यशो िां येन स्मा धसनं भरिः सत्मखभ्यः ॥ १ ॥
अयमु वां पुरुतमो रयीयञ्छश्वत्तममवसे जोिवीग्नत ।
सजोिाग्नवन्द्रावरुणा मरुत्विग्नदऋवा पृग्निव्या शृणुतं ििं मे ॥ २ ॥
अस्मे िधदिािरुणा िसु ष्यादस्मे रधयमय रुिः सियिीरः ।
अस्मान्वरूत्रीः शरणैरिन्त्िस्मान्होत्रा भारिी दधक्षणाधभः ॥ ३ ॥
बृिस्पते जु िस्व नो िव्याग्नन ग्नवश्वदे व्य ।
रास्व रत्नाग्नन दाशु िे ॥ ४ ॥
शु ग्नचमकैबृिस्पग्नतमध्वरे िु नमस्यत ।
अनाम्योज आ चके ॥ ५ ॥
वृििं चिऋ णीनां ग्नवश्वरूपमदाभ्यम् ।
बृिस्पग्नतंवरे ण्यम् ॥ ६ ॥
इयं ते पूिन्नाघृणे सुष्टु ग्नतदे व नव्यसी ।
अस्माग्निस्तु भ्यं शस्यते ॥ ७ ॥
तां जु िस्व ग्नगरं मम वाजयन्तीमवा ग्नधयम् ।
18
The Vedic Tradition
वधूयुररव योिणाम् ॥ ८ ॥
यो ग्नवश्वाग्नि ग्नवपश्यग्नत िु वना सं च पश्यग्नत ।
स निः पूिाग्नवता िु वत् ॥ ९ ॥
तत सग्नवतुवऋरेण्यं िगो दे वस्य धीमग्नि ।
ग्नधयो यो निः प्रचोदयात् ॥ १० ॥
दे वस्य सग्नवतुवऋयं वाजयन्तिः पुरन्ध्या ।
िगस्य राग्नतमीमिे ॥ ११ ॥
दे वं नरिः सग्नवतारं ग्नवप्रा यज्ञै िः सुवृत्विग्नििः ।
नमस्यत्वन्त ग्नधयेग्नितािः ॥ १२ ॥
सोमो ग्नजगाग्नत गातुग्नवद दे वानामे ग्नत ग्ननष्कृतम् ।
ऋतस्य योग्ननमासदम् ॥ १३ ॥
सोमो अस्मभ्यं ग्निपदे चतुष्पदे च पशवे ।
अनमीवा इर्षस्करि् ॥ १४ ॥
अस्माकमायुवऋधऋयन्नग्निमातीिः सिमानिः ।
सोमिः सधस्िमासदत् ॥ १५ ॥
आ नो ग्नमत्रावरुणा घृतैगऋव्यूग्नतमुक्षतम् ।
मध्वा रजां ग्नस सुक्रतू ॥ १६ ॥
उरुशं सा नमोवृधा मह्ना दक्षस्य राजििः ।
द्राग्नघष्ठाग्नििः शुग्नचव्रता ॥ १७ ॥
गृणाना जमदग्निना योनािृिस्य सीदिम् ।
पातं सोमं ऋतावृधा ॥ १८ ॥
Translation Ṛgveda 3.62
Those wandering about were not pushed from their youthful course,
and with glory you, Indra-Varuṇa, empowered your friends. 1
This best man, seeking riches, constantly invokes your favor,
so, Indra-Varuṇa and the Maruts, with heaven and earth, hear you my invocation. 2
Let us have, Indra and Varuṇa, this treasure, and let us have, O Maruts, wealth and heroes,
may our shelter be with the goddess, and our language be our complete invocation. 3
Bṛhaspati, be pleased with our offerings, you loved of the gods,
and give jewels to one who brings you gifts. 4
The sacred sacrifices, O Bṛhaspati, with hymns we worship
I pray for unyielding power. 5
19
Subhash Kak
For the best people, trustworthy, the embracer of each form at will,
Is Bṛhaspati, most excellent. 6
Divine, resplendent Pūṣan, this our newest hymn of eulogy,
is chanted forth for you. 7
Accept with favor my song, be gracious to my thought,
as a bridegroom to his bride. 8
May he who sees all living things, see them all together,
may he, Pūṣan, be our protector. 9
That supreme light, divinity’s splendor, may we embrace,
so our minds are inspired.10
May divinity’s splendor make our understanding bountiful,
lead to our share of prosperity.11
People worship the creative light with rites and proper hymns,
inspired by the impulse of their thoughts.12
Soma goes forth to the gathering place of gods,
let us seat him at the source of law.13
To us and to our animals, may Soma give good energy,
to bipeds and to quadrupeds.14
Increasing our life, and conquering our foes,
may Soma, in our assembly take his seat.15
May Mitra-Varuṇa provide us meaning,
and honey for the regions of the air.16
Praised by many, O most powerful, dexterously you rule
with everlasting sacred laws.17
Praised by Jamadagni's song, sitting in the place of sacred law,
drink Soma, you who strengthens the law. 18
Notes
This hymn is for inspiration, for having faith in oneself. Indra and Varuṇa are the divine
powers of the breath and the waters that lie beyond breath within oneself.
3. Varūtrī (िरूत्री), a guardian goddess
20
The Vedic Tradition
Ṛgveda 7.103
To the Frogs
॥ ऋग्वेद: सूक्तं ७.१०३ ॥
संवत्सरं शशयाना ब्राह्मणा व्रिचाररणिः ।
वाचं पजऋ न्यग्नजत्वितां प्र मण्डूका अवाग्नदिु िः ॥ १ ॥
ग्नदव्या आपो अग्नि यदे नमायन् दृग्नतं न शुष्कं सरसी शयानम् ।
गवामि न मायुवऋत्वत्सनीनां मण्डूकानां विुरत्रा समे ग्नत ॥ २ ॥
यदीमे नााँ उशिो अभ्यिर्षीत्तृ ष्याििः प्रािृष्यागिायाम् ।
अख्खलीकृत्या ग्नपतरं न पुत्रो अन्यो अन्यमु प वदन्तमे ग्नत ॥ ३ ॥
अन्यो अन्यमनु गृभ्णार्तेनोरपां प्रसगे यदमत्मिर्षािाम् ।
मण्डूको यदधभिृष्टः कधनष्कन्पृ धनः सम्पृ ङ्क्ते िररिेन िाचम् ॥ ४ ॥
यदे िामन्यो अन्यस्य वाचं शािस्ये व वदग्नत ग्नशक्षमाणिः ।
सिं िदे र्षां समृ िेि पिय यत्सु िाचो िदिनाध्यप्सु ॥ ५ ॥
गोमायुरेको अजमायुरेकः पृधनरे को िररि एक एर्षाम् ।
समानं नाम धबभ्रिो धिरूपाः पुरुत्रा िाचं धपधपशु ियदन्तः ॥ ६ ॥
ब्राह्मणासो अधिरात्रे न सोमे सरो न पूणयमधभिो िदन्तः ।
संित्सरस्य िदिः परर ष्ठ यन्मण्डूकाः प्रािृर्षीणं बभू ि॥ ७ ॥
ब्राह्मणासः सोधमनो िाचमक्रि ब्रह्म कृण्वन्तः पररित्सरीणम् ।
अध्वययिो घधमय णः धसत्मिदाना आधिभय ित्मन्त गुह्या न के धचि् ॥ ८ ॥
दे िधिधिं जु गुपुद्वाय दशस्य ऋिुं नरो न प्र धमनन्त्ये िे ।
संित्सरे प्रािृष्यागिायां िप्ता घमाय अनु ििे धिसगयम्॥ ९ ॥
गोमायुरदादजमायुरदात्पृ धनरदाद्धररिो नो िसूधन ।
गिां मण्डूका ददिः शिाधन सिस्रसािे प्र धिरन्त आयुः ॥ १० ॥
Translation Ṛgveda 7.103
Having lain quiet for a year, like the Brāhmīns keeping their vow, the frogs have raised their
voice that Parjanya has inspired. 1
From the heavens the waters came down like the dried leather sheet on the pool, then the
croaking of the frogs join in unison like the lowing of cows with calves. 2
21
Subhash Kak
The rainy season having arrived, and water coming down on those who are waiting and
thirsting for it, one approaches another who calls to him with satisfaction, as a son approaches
his father. 3
The one greets the other as they revel in the waters that came forth, and frogs leap about under
the falling drops, the speckled joining his voice with the green. 4
As one repeats the words of the other, like a pupil of the teacher, they seem to expand, chanting
with fine sounds over the waters. 5
One lows like a cow, the other bleats like a goat; one is speckled, another green. They have
the same name but their forms differ much, and as they speak they modulate their voices in
diverse ways. 6
Like Brāhmīns at the overnight sacrifice who talk around the full bowl of Soma, so you frogs
around the pool celebrate the first day of the year of the coming of rain. 7
Brāhmīns with Soma speak loud, offering prayers for this year long rite; the Adhvaryus come
forth with their kettles, sweating, and nothing remains hidden. 8
Having kept the sacred order of the twelve month, these people do not overlook the season.
The period of the rains has come, after a year, and those with heated kettles gain freedom. 9
He who bellows like a cow has given, he who bleats like a goat has granted, the speckled one,
the green one has given us riches. By giving hundreds of insights, the frogs have added to our
life in a thousand Soma-pressings. 10
Notes
Parjanya: Name for Indra as deva of the rains. This hymn is not only an evocative description
of the scene at the pool with the croaking of the happy frogs on the first day of the rains after
the hot and long summer, it also describes recursion, one of the central insights of the Vedas.
The idea being stressed is that there is natural law, which is seen externally amongst the frogs
reveling in the rains, but also in the rites of the Brāhmīns.
10. The gavah that the play of the frogs provides us are not the “cows” as is usually translated
without making any sense, but rather the “insight” they provide about recursion.
Ṛgveda 10.90: The Puruṣa Sūkta
To Puruṣa
॥ ऋग्वेद: सूक्तं १०.९०॥
सिस्रशीिाऋ पुरुििः सिस्राक्षिः सिस्रपात् ।
22
The Vedic Tradition
सिू ग्नमं ग्नवश्वतो वृिात्यग्नतष्ठद दशाङ्गुलम् ॥ १ ॥
पुरुि एवेदं सवं यद िू तं यच्च िव्यम् ।
उतामृ तिस्ये शानो यदन्नेनाग्नतरोिग्नत ॥ २ ॥
एतावानस्य मग्निमातो ज्यायााँ ि पूरुर्षः ।
पादो अस्यग्नवश्वा िू ताग्नन धत्रपादस्यामृ िं धदधि ॥ ३ ॥
धत्रपादू ध्वय उदै त्पुरुर्षः पादो अस्ये िािवत पुनिः ।
ििो धििङ्क्यक्रामत्साशनानशने अग्नि ॥ ४ ॥
िस्माधद्वराळजायि धिराजो अधि पूरुर्षः ।
स जािो अर्तररच्यि पिाद् भू धममिो पुरः ॥ ५ ॥
यत्पु रुर्षे ण िधिर्षा दे िा यज्ञमिन्वि ।
िसन्तो अस्यासीदाज्यं ग्रीष्म इध्मः शरद्धधिः ॥ ६ ॥
िं यज्ञं बधिय धर्ष प्रौक्षन्पु रुर्षं जािमग्रिः ।
िेन दे िा अयजन्त साध्या ऋर्षयि ये ॥ ७ ॥
िस्माद्यज्ञात्सियहुिः सम्भृ िं पृर्षदाज्यम् ।
पशू न्तााँ िक्रे िाययानारण्यान्त्ग्राम्याि ये॥ ८ ॥
िस्माद्यज्ञात्सियहुि ऋचः सामाधन जधज्ञरे ।
छिां धस जधज्ञरे िस्माद्यजु स्तस्मादजायि ॥ ९ ॥
तस्मादश्वा अजायन्त ये के चोियादतिः ।
गावो िजग्नज्ञरे तस्मात तस्माज्जाता अजावयिः ॥ १० ॥
यत्पु रुर्षं यदिुः कधििा यकल्पयन् ।
मु खं ग्नकमस्य कौ बाहू का ऊरू पादा उच्येते ॥ ११ ॥
ब्राह्मणोऽस्य मु खमासीद्बाहू राजन्यः कृिः ।
ऊरू िदस्य यद्वै श्यः पद्भ्ां शूद्रो अजायि ॥ १२ ॥
चन्द्रमा मनसो जातिक्षोिः सूयो अजायत ।
मु खाधदििाधिि प्राणाद्वायुरजायि ॥ १३ ॥
नाभ्या आसीदन्तररक्षं शीष्णो द्यौः समिियि।
पद्भ्ां भू धमधदय शः श्रोत्रात्तिा लोकााँ अकल्पयन् ॥ १४ ॥
सप्तास्यासन्पररियत्मरः सप्त सधमिः कृिाः ।
दे िा यद्यज्ञं िन्वाना अबध्नन्पु रुर्षं पशु म् ॥ १५ ॥
यज्ञे न यज्ञमयजन्त दे िास्ताधन िमाय धण प्रिमान्यासन् ।
ते ि नाकं मग्निमानिः सचन्त यत्र पूवे साध्ािः सत्वन्त दे वािः ॥ १६ ॥
Translation Ṛgveda 10.90
Thousand heads has Puruṣa, thousand eyes, thousand feet,
he pervades the universe and ten fingers-wide beyond. 1
23
Subhash Kak
Puruṣa is this all, what is past and what is to be.
He is the lord of immortality, for he mounts beyond the world of food. 2
Such is his greatness, and yet greater is Puruṣa.
One-fourth of him is the beings, three-fourths immortals in the heavens. 3
Three-fourths of Puruṣa went above, but a quarter of him remained below.
From that he spread out everywhere, eating and fasting. 4
From that Virāj was born; from Virāj, Puruṣa.
When born, he extended beyond the earth, behind and in front. 5
When with Puruṣa as offering the gods made a sacrifice,
spring was its ghee, summer the fuel, autumn the offering. 6
In the sacrifice, the grass sprinkled, Puruṣa, born in the beginning,
with him the gods, the sādhyas and the rishis adored. 7
From that sacrifice an offering was brought together with ghee and milk;
it made the beasts, over whom Vayu presides, that are of the forest and the village. 8
From that sacrifice and offering, the hymns and chants were born;
the meters were created from it, and the yajus from it were born. 9
From it the horses were born and those with teeth in both jaws.
The cows were created from it; from it were born the goats and the sheep. 10
When they divided out Puruṣa, how many portions did they make?
What were his mouth, his arms, and what his thighs and feet were named? 11
His mouth was the brāhmaṇa, of his arms was made the rājanya,
his thighs became the vaiśya, from his feet the śūdra was born. 12
The moon from his mind arose, from his eye the sun was born;
from his mouth both Indra and Agni, from his breath Vāyu was born. 13
From his navel came the atmosphere, from his head the sky was fashioned;
earth from his feet, the directions from his ear. Thus they created the worlds. 14
Seven were the altar sticks; thrice seven fire sticks were made,
when the gods, offering the sacrifice, tied the Puruṣa. 15
The gods sacrificed with the sacrifice to the sacrifice; these were the first rites.
These reached the firmament, where the ancient sādhyas and the gods dwell. 16
24
The Vedic Tradition
Notes
1. Thousand implies uncountability, whereas ten-fingers width represents transcendence
beyond the physical universe.
2. This idea of transcendence does not only cover the physical space, but also time.
3. The four parts of Puruṣa are the four divisions of the universe: earth, atmosphere, heavens
that are paralleled in the body, prāṇa, and consciousness, together with the transcendent
principle beyond. It is also mirrored in the four kinds of language, which later texts call
vaikhari, madhyamā, paśyantī, and parā, that is, language without context (vaikhari),
increasing to higher levels with intermediate (madhyamā) and deeper context (paśyantī),
with transcendent speech (parā-vāk).
4. The significance of the proportion is clear from the previous verse.
5. This presents the location and birth of Puruṣa as an insoluble riddle.
6. Puruṣa as representing the universe recursively, since the ritual is played out also at the
cosmic scale.
7. This adds to the paradox of the gods who are already there invoking Puruṣa, their Source.
8. The universe as seen emerging out of cosmic ritual, which is recreated by the individual.
9. The paradox of creation in a universe with rules is stressed here.
10. Lists elements of the evolution, indicating that each of these animals –like others that are
not named – is perfect at its task.
11. The rhetorical question seeks answer to the extent of the universe both at the personal and
the physical levels.
12. This verse should be considered together with the earlier numbers 5 and 6. Although it
speaks of the four great classes (divided by function), it also implies that the four varṇa
attributes reside within each individual. Just like the dance of Śiva occurs both at the
universal or personal levels across time and space, so does the division of Puruṣa occur
repeatedly within the individual. Thus the four varṇas are four colors of mind, born out
of a mixing of the guṇas.
The Puruṣa is within each of us, and therefore this means that when I am learning or
teaching I am a brāhmaṇa, when I am fighting for my family or my nation I am a rājanya
(kṣatriya), when I am providing for family and society I am a vaiśya, and when I do
service at home or in society I am śūdra.
13. This indicates the correspondence between physiological and cosmic processes. Such
correspondence has recently been confirmed by the science of biological cycles.
14. A further description of the equivalence of microcosm and macrocosm.
15. Here is a further numerical equivalence made between cosmic processes and the details
of the altar ritual.
16. The phrase “the gods sacrificed with the sacrifice to the sacrifice” (yajñéna yajñám
ayajanta) returns us to the central mystical and paradoxical aspect of the ritual as well as
our reality.
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Ṛgveda 10.129: The Nāsadīya Sūkta
To Bhāvavṛttam
॥ ऋग्वेद: सूक्तं १०.१२९॥
नासदासीन् नो सदासीत् तदानीं नासीद् रजो नो व्योमापरो यत् ।
ग्नकमावरीविः कुि कस्य शमऋ न्नम्भिः ग्नकमासीद् गिनं गिीरम् ॥ १ ॥
न मृ त्युरासीदमृ तं न तग्निऋ न रात्र्या अह्न आसीत्प्रकेतिः ।
आनीदवातं स्वधया तदे कं तस्माद्धान्यन न परिः ग्नकं चनास ॥ २ ॥
तम आसीत् तमसा गूळ्िमग्रेअप्रकेतं सग्नललं सवऋमा इदम् ।
तुछ्येनाभ्वग्नपग्नितं यदासीत् तपसस्तन्मग्निनाजायतैकम् ॥ ३ ॥
कामस्तदग्रे समवतऋताग्नध मनसो रे तिः प्रिमं यदासीत् ।
सतो बन्धुमसग्नत ग्ननरग्नवन्दन् हृग्नद प्रतीष्याकवयो मनीिा ॥ ४ ॥
ग्नतरिीनो ग्नवततो रत्विरे िामधिः त्वस्वदासीद् उपरर त्वस्वदासीत् ।
रे तोधा आसन् मग्निमान आसन् स्वधा अवस्तात् प्रयग्नतिः परस्तात् ॥ ५ ॥
को अद्धा वेद क इि प्र वोचत् कुत आजाता कुत इयंग्नवसृग्नटिः ।
अवाऋ ग् दे वा अस्य ग्नवसजऋ नेनािा को वेद यताबिू व ॥ ६ ॥
इयं ग्नवसृग्नटयऋत आबिू व यग्नद वा दधे यग्नद वा न ।
यो अस्याध्क्षिः परमे व्योमन् सो अङ्ग वेद यग्नद वा नवेद ॥ ७ ॥
Translation Ṛgveda 10.129
Not non-existence was it nor existence was it then; there was no air nor the heavens beyond.
What covered it? Where? By who sheltered? Was water there, an abyss unfathomable? 1
Neither death was there nor immortality then, not of night or day was there distinction. That
alone breathed without air by its own power; apart from that there was none else. 2
Darkness it was, by darkness hidden in the beginning, an ocean without signs. Through the
seed of all things that was enveloped in void, through the force of meditation thought was
born. 3
Upon that in the beginning arose desire, which was the first impulse of that thought. This
desire the sages saw as the link between existence and non-existence, upon searching with the
intuition of their heart. 4
Transversely was their vision extended: what was above it, what was below? They were givers
of life, powers they were, linked to the above, with impulse for below. 5
Who this knows? Who here will declare whence it was born, whence this creation? Later are
the gods to the world’s creation. Who then knows whence it came into being? 6
This creation, whence it came into being, whether it was formed or whether not. He who is
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its lord in the highest heavens surely he knows, or perhaps he knows not. 7
Ṛgveda 10.135
To Yama
॥ ऋग्वेद: सूक्तं १०. १३५ ॥
यत्वस्मन वृक्षे सुपलाशे दे वैिः सत्विबते यमिः ।
अत्रा नोग्नवश्पग्नतिः ग्नपता पुराणान् अनु वेनग्नत ॥ १ ॥
पुराणााँ अनु िेनन्तं चरन्तं पापयामु या।
असूयन्नभ्यचाकशं िस्मा अस्पृियं पुनः ॥ २ ॥
यं कुमार नवं रिमचक्रं मनसाकृणोः ।
एकेिं ग्नवश्वतिः प्राञ्चमपश्यन्नधि ग्नतष्ठग्नस ॥ ३ ॥
यं कुमार प्राििययो रिं धिप्रेभ्यस्परर।
िं सामानु प्रािियि सधमिो नायाधििम् ॥ ४ ॥
कः कुमारमजनयद्रिं को धनरििययि्।
कः त्मित्तदद्य नो ब्रूयादनु देयी यिाभिि् ॥ ५ ॥
यिािवदनु देयी ततो अग्रमजायत ।
पुरस्ताद् बुध्नाततिः पिान ग्ननरयणं कृिम् ॥ ६ ॥
इदं यमस्य सादनं दे वमानं यदु च्यते ।
इयमस्य धम्यते नाळीरयं गीग्निऋिः पररष्कृतिः ॥ ७ ॥
Translation Ṛgveda 10.135
Yama.
[Boy:] At the leafy tree Yama drinks with the gods,
there the father, the lord of the house, invites us to join the men of old. 1
I looked sorrowfully at him for inviting me to join those of olden times
and walk with them, but then I yearned for it. 2
[Yama:] You climb, without seeing, O Boy, the new and wheel-less car
That you created in your mind, has one axle but it turns every way. 3
The car you have driven down in, O Boy, from the sages,
the Sāman followed close to return, and lay together as on a boat. 4
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Who was the father of the boy? Who made the car roll away?
Who will announce to us today how the gift was made? 5
Just as the originator has existed, so is the first one born
As the ancient expanded its base, a space was then created. 6
[All:] Here is Yama’s seat, that which is called the home of gods;
here musicians blow the flute for him, here he is glorified with songs. 7
Note
This hymn is a dialogue between Naciketā (of the Kaṭha Upaniṣad fame) and Yama.
Ṛgveda 10.191
To Agni
॥ ऋग्वेद: सूक्तं १०.१९१ ॥
संसधमद् युिसे िृर्षन्निे धिश्वान्ययय आ ।
इळस्पदे सधमध्यसे स नो िसून्या भर॥ १ ॥
सं गछध्वं सं वदध्वं सं वो मनां ग्नस जानताम् ।
दे वा िागं यिा पूवे संजानाना उपासते ॥ २ ॥
समानो मन्त्रिः सग्नमग्नतिः समानी समानं मनिः सि ग्नचत्तमे िाम् ।
समानं मन्त्रमग्नि मण्त्रये विः समाने न वोिग्नविा जु िोग्नम ॥ ३ ॥
समानी व आकूग्नतिः समाना हृदयाग्नन विः ।
समानमस्तु वोमनो यिा विः सुसिासग्नत ॥ ४ ॥
Translation Ṛgveda 10.191
Together and apart, mighty Agni, gather all that is good,
with the kindling of praises bring us treasures. 1
Walk together, speak together; let your minds know together;
the gods’ share, as in ancient times, may you know in right places. 2
Common be the prayer, together in mind, with common purpose,
I approach you with the common prayer, and together offer you a common pujā. 3
Let the intentions be joined, and your hearts be together,
Together be you in thoughts, so you may live well. 4
Notes
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1
2
3
4
yuvase, to separate; arya, good.
devāḥ bhāgam, the gods’ share
havis, offering, juhomi, from hu, worship.
ākūtiḥ, intention.
Gāyatrī Mantra गायत्री मन्त्र
ॐ िू िुऋवस्विः ।
तत् सग्नवतुवऋरेण्यं ।
िगो दे वस्य धीमग्नि ।
ग्नधयो यो निः प्रचोदयात् ॥ ऋग्वेद ३.६२.१० ॥
That supreme light,
divinity’s splendor, may we embrace,
so our minds are inspired. Ṛgveda 3.62.10
Line Translation:
(1) tát savitúr váreṇyam
That light supreme,
(2) bhárgo devásya dhīmahi
divinity’s splendour, may we embrace,
(3) dhíyo yó naḥ pracodáyāt
so our minds are inspired.
Notes:
The invocation of oṃ and bhūr bhuvaḥ svaḥ expresses the Vedic intuition related to the
recursive nature of reality. The syllable oṃ symbolically represents the cosmos as well
Brahman. Oṃ = a + u + m, where “a” is the earth or body (bhū), “u” is atmosphere or the
prāṇas (bhuvas), and “m” is the heavens or the inner lamp of consciousness (svar). This
juxtaposition is to emphasize the centrality of bandhu, the fundamental binding across
recursive layers of reality. The three bhūr bhuvaḥ and svaḥ are respectively being, becoming,
and transcendence.
It stresses the agency of the individual in choosing light instead of the implied
opposite, which is covering or darkness. But the very fact that such choice exists means that
the phenomenal reality is dual. It also means that we are fundamentally free to make choices,
and to create the world.
It is significant that light is described using three different words: savitar, bhargaḥ,
and devaḥ, which indicate its locus in the three domains of the sky, the atmosphere, and the
body (the devas shine in the inner sky), that reinforces once again the triple bandhu already
described in the invocation.
The inspiration of the mind and thoughts indicates transformation, stressing the
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becoming of our lives.
Vocabulary:
oṃ
the mystic sound.
bhū
earth or the body
bhuvas atmosphere, or the prāṇas, breaths
svar heavens, sky, or the inner light of consciousness.
tat
that
savitúḥ genitive of Savitar or Savitā, the sun (outer as well as inner), light.
vareṇyam desirable, supreme
bhargaḥ glory, light, splendor
devasya genitive of deva, deity, lord, or divinity (from div, to shine)
dhīmahi may we embrace (first person, plural optative of dhā, “establish, embrace,” which
indicates more agency than the commonly used translation “attain”)
dhíyaḥ thoughts, mind, being
yáḥ
that, so
naḥ
our
pracodáyāt inspired (pra-, prefix that means “everywhere,” cud, verb meaning “to impel” or
“send forth,” causative, third person); see Śrīmad Bhāgavatam 10.25.2 for
comparison, where it means “sent forth”.
GENERAL NOTES
1.
2.
3.
4.
5.
It is the deeper connection between tejas and vāyu that prompted Swami Vivekananda
to advice Nikola Tesla to look for an equation connecting matter and energy (Kak,
2017). Tejas as fire and vāyu as air (the others being earth, water and ākāśa) are not to
be understood in their ordinary association but rather as two states of matter.
See (Kak, 2000) and (Pande, 2008). The latter book also gives translations of selected
sūktas.
For Quantum Zeno Effect, see Misra and Sudarshan (1977) and Kak (2018).
With this paradoxical statements such as RV 1.164.50 become clear. One also sees the
parallel with the Gāyatrī Mantra (RV 3.62.10). For a deeper discussion of yajñá, see Kak
(2007).
The eleven Rudras find a systematic representation in the categories of Kashmir
Śaivism, by getting added to the 25 tattvas of Sāṅkhya for the total of 36. Thus we see
connections that go back to the Vedas.
REFERENCES
Aurobindo, Sri, 1996. The Secret of the Vedas with Selected Hymns. 1914 -16. The Aurobindo
Ashram, Auroville.
Coomaraswamy, A., 1943. Hinduism and Buddhism. Philosophical Library, New York.
Kak, S., 2000. The Gods Within. Munshiram Manoharlal, New Delhi.
Kak, S., 2007. The Prajñā Sūtra. DK Publishers, New Delhi.
Kak, S., 2017. Tesla, wireless energy transmission and Vivekananda. Current Science, 113:
30
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2207-2209, 2017.
Kak, S., 2018. Indian foundations of modern science. Oklahoma State University and
Medium.com.
Misra, B., Sudarshan, E. C. G., 1977. The Zeno's paradox in quantum theory. Journal of
Mathematical Physics. 18 (4): 756–763.
Pande, G.C., 2008. Ṛgveda (ऋग्वे द) Loka-bharati, Prayagraj.
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2
Life and Yoga*
INTRODUCTION
The earth is smaller than a speck of dust in the cosmos, so what do our lives mean? And while
our senses guide us, how much can we trust them?
The first big problem is that of the body, our own and that of the physical universe.
And what lies beyond the solar system and the stars?
The second big problem is that of change. Everything is in flux, so the images we
form of ourselves and that of the universe can best be a snapshot, a frozen moment of time.
There is the mystery of time. And then this: The brain is pitch dark; there is no light in it even
when we look at things. There is no evidence for the naïve idea that somehow the image
impinging on the retina is projected at the back of the head.
The third big problem is that of awareness and consciousness. We know we are
conscious and our self-knowledge rests in our consciousness, but we don’t know what it
means.
Trying to make sense of what our life means we must first confront the problems of
the body (B), transformation or change (T), and consciousness (C). We would like the
intuitions related to B, T, and C to be in harmony.
This is quite similar to good health where at each systemic level there is balance
between aggregation, change, and higher purpose. In Ayurveda these are the three doṣas of
kapha, pitta, and vāta, which map to the abstractions related to the elements water, fire, and
air.
We pull up memories from somewhere inside our heads. This is not an exact process
for remembering is a little different each time. Memories are not only rehashes of what was
experienced; more memories are generated in the mind. The sense of ownership of the
memories is the ego. Since memories are not precise, and there are others that are imagined,
we need intelligence to separate “good” memories from others that are made-up. All this
complicates our reasoning.
To find answers to these three existential problems we go to college, find teachers
and spiritual masters, or join a religious group for comfort.
THE ACADEMY
You rush off to college and enroll in this course or the other. You will find many brilliant
*
Medium.edu (2020)
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people there, and that’s the place to go to learn about the world through its many academic
disciplines.
But these disciplines exist in silos and as a rule academics lack an overarching
understanding of the nature of reality. Many professors can only speak discipline-related
jargon.
Everyone has heard the story of the elephant and six blind man. The one who feels
the trunk says it is thick snake, the second one who feels the ear says it is kind of a fan, the
third whose hand is on the leg calls it a tree-trunk, the fourth who is feeling its side says it is
a wall, the fifth who is holding the tail calls it a rope, and finally the one feeling the tusk says
it’s kind of a spear.
Imagine now that each of these is represented by an academic discipline with its
own peer-reviewed journals, where the professors mark their academic progress by the
number of citations of the papers by others in their discipline, and academic leadership is
measured by how aggressively you name-call holders of other views.
The chances you will find a professor who is able to teach you about the three big
questions is at best slim, and most likely impossible.
I know of many bright young people who went to the best colleges and emerged
from there with clouded minds, as angry individuals intolerant of views other than their
own.
WISDOM COMMUNITIES
If not the academy, what about a wisdom community? But where to turn for that? Religion?
But many religions are only about conceptions of the body in this world and life in
paradise, together with injunctions on what to wear, what to eat, who to socialize with and
even what to think and believe? In other words, they are mostly B (but only grudgingly,
because they reject much of academic science), with perhaps a dash of T, and literally no
C. They don’t address the big questions.
Philosophy? It was traditionally the study of general and fundamental questions
about existence, knowledge, values, reason, mind, and language. It dealt with big questions,
but no more. Western philosophy now is about the foundations of academic subjects related
to social, economic, scientific and logical problems, which are important in their own right
but barely scratch the surface as far as our inquiry is concerned.
Academic philosophy’s sub-disciplines relate to evolution of knowledge and mind,
but these approaches are essentially body-centric. An attempt to provide mechanical
explanations that appeal to randomness and complexity, these approaches don’t take one
very far.
MIND AND YOGA
The mind is the mirror in which we perceive the world. But it is an active mirror, in which
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the cognitive centers, that act like lights, appear to have agency. This is clear from syndromes
caused by injury that render the individual incapable of reading while retaining the capacity
to write (alexia without agraphia) [1]. It is as if the sky of the mind has an architecture that
becomes the foundation of our psychological being.
But how many lights? We can use the mind’s eye to count the lights that illuminate
the inner sky. The word yoga means union and scholars define it as the union of the mind
and one’s consciousness, which we may call the self (Sanskrit ātman).
The difference between the mind and the self is rather subtle. The mind is the
cognitions associated with judgement, language and memory that are mutually intertwined
and underpinned by ego, whereas the self is pure awareness that is not colored by prior
experience or emotional attachment to one’s personhood.
The mind is the instrument that, energized by the ego, assumes that it is the real
individual. In reality, there are many minds that show up in different situations, and each one
of them is a secondary presence, just like the moon that reflects the light of the sun and
waxes and wanes. The self is the inner sun (gold), whereas the mind is the moon (silver).
The dialogue of the Bhagavad Gītā (a central text of Yoga) is between Krishna (Kṛṣṇa) as
the sun and the Witness and Arjuna (the name means silver) who represents every person’s
mind.
By the union of the two one means the mind refashions itself so that, by techniques
based on knowledge of its own nature, it is able to become one with the inner sun. It is helpful
in this journey to prepare oneself by ethical behavior, truthfulness, compassion and
empathy.
This knowledge is Veda and, specifically, it means the science of consciousness.
The practice of Yoga requires the underpinning of the Veda, and, in turn, it leads to a deeper
intuition of the knowledge. The two are a complementary pair.
The practices of Veda, which are collectively the disciplines of Yoga, concern selfknowledge. What practice to do depends on the individual’s temperament and lifeexperience.
Yoga
Veda
The complementarity of Yoga and Veda
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But once the insight deepens, it is realized they are more than a pair of exclusive
categories and one transforms into the other. The have become like the two wings of the
bird: both need to be flapped to soar high in the sky.
The dualities we confront in life are concerning the body and it changes (B- T) at one
level, and transformations and their awareness (T-C) at another level. The practice of Yoga
is to learn to bridge these dualities in one’s experience and, doing so, obtain self-knowledge.
Yoga and Veda as two sides of the same thing
One begins by the purification of the elements that form the mind. This helps one
find inner balance. It becomes clear that the self transcends the individual and is not merely
an artifact that emerges from the electrical activity in the brain.
Now, of course, there are those in the academic world who say that the difference
between the mind and the self is illusory and they take it that mind = self. They add: Whatever
benefit accrues from Yoga is from its physical āsanas, and the changes in attitude and
behavior resulting from the self-discipline it fosters. They assert that Yoga’s analysis of the
way thinking happens and such self-examination is helpful in achieving focus.
Mathematics, music, dance or theatre may also facilitate a calm that leads to focus and
creativity.
But Yoga claims that it offers much more than intellectual, emotional or
psychological benefits, and the practitioner can also hope to access extraordinary
knowledge and intuition about reality. At Yoga’s end are answers about meaning of not just
one’s own life but the larger mystery of reality.
This possibility of this knowledge goes to the very heart of the difference between
Yoga and Western approaches to the mind. Within the Indian tradition, scholars and masters
are emphatic that the West doesn’t quite get what Yoga has to offer to the world.
Before one can obtain a measure of one’s mind, one needs to have a measure of one’s
body, therefore the Yogic practice includes āsanas (physical posture that facilitate
wellness). This is followed by prāṇāyāma (breath exercises), pratyāhāra (in-drawing one’s
awareness), dhāraṇā (concentration), dhyāna (meditation), and samādhi (meditative
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consciousness).
VEDIC VOCABULARY
To obtain mastery of Yoga, one needs an immersion in the Veda. Although most will warn
you that it is an esoteric and difficult subject, it turns out to be perfectly understandable if
approached correctly [2].
We mentioned before that the gods are the cognitive centers that define the
architecture of consciousness. The word for light in Sanskrit is div, which is the root from
which words such as divinity and deva emerge. The word “god” itself is from the Sanskrit
“sva-tava” (self-powered). [3]
When anthropomorphized, gods and the goddesses are shown as having four arms that
represent cardinal directions; there are other aspects that point to their cosmic forms, such
as the sun and the moon as eyes. Since the workings can only be through embodiment, both
Viṣṇu and Śiva each have a consort, the Goddess.
It speaks of the natural laws of the universe in the conception of Viṣṇu, who is
aggregation of not the physical and biological laws but also the moral ones that make the
world go (B).
Transformation and change caused by swirling energies is Śakti, who stands for
embodiments both at the personal and the cosmic levels (T).
And, finally, consciousness that is within us as awareness and which endows one
with freedom and will is (C).
Natural Law can be ascertained by studying Śakti. But it is a study where as more is
known, what remains is the shadow, and as one bends down to catch its end, it only gets
longer.
The complementarity of Śiva and Śakti
In symbolic form, Śiva is a pillar, an image inspired, no doubt, by the cosmic axis
around which all stars revolve (a reflection of the spinning of Earth), and the psychological
axis in our minds that lets us believe we are the same individual even as we change physically
and in our memories.
There are many practices that facilitate the search for the inner light. The individual
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body, and materiality in the large, is one way to find them. Śiva influences the world through
observation and exercise of freedom.
My own translation of Patañjali’s Yoga-sūtra discusses the relationship between
Śiva and Śakti at length and shows it plays a central role in advanced Yogic practices [4].
SOME HISTORY
The conception of the mind in Patañjali’s Yoga-sūtra is the same as that of the Ṛgveda
which describes two birds on the tree of whom one is eating the fruit and the other merely
watches. This resonates with the famous metaphor of the chariot in the Bhagavad Gītā,
where the chariot is the body and its horses are the senses. The immature and unwise person
is pulled by the horses; for the wise man it is not the senses that lead the chariot but rather
the witness within who is the self.
The Veda promises intuition from the practice of Yoga:
युञ्जिे मन उि युञ्जिे धियो धिप्रा धिप्रस्य बृििो धिपधििः । Ṛgveda 5.81.1
yuñjate mana uta yuñjate dhiyo viprā viprasya bṛhato vipaścitaḥ |
The learned yoke the mind, also yoke the thoughts in wisdom’s vast inspiration.
The mind acts in paradoxical ways: the unwise person feels he is free but isn’t; the wise one
appears to have no autonomy, but is free! The two birds of the Ṛgveda are the source of our
two voices. For the unwise the two voices are different, but for the wise, the one who has
practiced Yoga, the two merge into one and it is this union that was mentioned in the
beginning.
There are many descriptions of yoga in the Mahābhārata, which is by all accounts
anterior to Patañjali. In it, Sage Vasiṣṭha speaks of yoga as ekāgratā, one pointed
concentration, and Bhīṣma instructs Yudhiṣṭhira in four stages of dhyāna- yoga. The
Bhagavad Gītā speaks of four kinds of yoga: karma-yoga, the path of action, jñāna-yoga,
the path of knowledge, bhakti-yoga, the path of devotion, and dhyāna-yoga, the path of
meditation. The Kaṭha and the Śvetāśvatara Upaniṣads also speak of yoga.
In the Maitrī Upaniṣad, it is said that yoga has six aṅgas or limbs which are listed as
prāṇāyāma, breath control, pratyāhāra, sense-withdrawal, dhyāna, meditation, tarka,
logic, and samādhi, absorption. In the Bhagavad Gītā, there is much stress on Sāṅkhya-yoga
(the tattvas and their relationships) which is taken to be the same as the yoga of knowledge;
the Mokṣadharma Book of the Mahābhārata also says that Sāṅkhya and Yoga are one.
योगथि: कुरु कमाय धण सङ्गं र्तक्त्वा िनञ्जय |
धसद्ध्यधसद्ध्यो: समो भूिा समिं योग उच्यिे || BG 2.48||
yogasthaḥ kuru karmāṇi saṅgaṃ tyaktvā dhanañjaya
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The Vedic Tradition
siddhy-asiddhyoḥ samo bhūtvā samatvaṃ yoga ucyate
Steady in yoga, perform your actions, abandoning attachments, O Arjuna. To have
achieved equanimity in success and failure is mark of yoga
योग: कमयसु कौशलम् || BG 2.50||
yogaḥ karmasu kauśalam
Yoga is skill in action
As skill in action, yoga is a path of mastery in all fields.
VASIṢṬHA’S YOGA
The Yoga Vāsiṣṭha, another great classic of yoga that was put together most likely after the
Yoga-Sūtras, is a dialog between a despondent young Rāma and the sage Vasiṣṭha. Rāma
summarizes the sources of human suffering: impermanence, heartbreak, pain, illness,
disease, and mortality, and complains that one cannot find happiness in things for they are
like toys of which the child tires before long.
Vasiṣṭha’s teaching is to seek higher planes in which one is attuned to the universal
rhythms of life. In the universal frame, one is not different from others and, therefore, the
cause of suffering vanishes. Vasiṣṭha concludes: “Between this and that is the body of
consciousness: it is unity and diversity. Fullness expands in infinity; and then the infinite
alone exists as the world. Wherever consciousness conceives of creation, materiality
emerges. Indivisible consciousness exists everywhere, and all that is also this creation.”
He adds that the subject exists because of the object, and the object is but a reflection
of the subject. When real knowledge is gained, what remains is not expressible in words.
Of that it cannot be said that it is one or that it is many. It is neither seer nor seen, neither
subject nor object, neither this nor that.
YOGA AND HINDUISM
Yoga is the practice of Hinduism; it is the very heart of Sanātana Dharma. Some people
are worried by this, but that is only because of the misunderstanding about the nature of
Hinduism, which is a universal tradition of knowledge of the self.
What about the stuff that one reads on caste? “Caste” as a category was created by
the British for their colonial ends [5]; it’s not essential to Hinduism and it has been
disavowed countless times. Hinduism is about radical equality since all sentient beings have
the same Self (puruṣa).
Ritual is spiritual practice as sacred theatre that helps the participant in the process
of self-discovery, but it is not required if one doesn’t find its aesthetics in accord with one’s
temperament.
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Subhash Kak
Yoga is one of the six darśanas (philosophies) associated with the Veda, which are
the lenses through which one can make sense of reality. The Bhagavad Gītā, the central text
of Yoga, is considered the most accessible summary of the Veda.
योगयु तो धिशु द्धािा धिधजिािा धजिेत्मिय: |
सिय भूिािभूिािा कुिय न्नधप न धलप्यिे || BG 5.7||
yoga-yukto viśuddhātmā vijitātmā jitendriyaḥ
sarva-bhūtātma-bhūtātmā kurvann api na lipyate
Yogis endowed with purified intellect, who control the mind and senses, see
the Self in every living being. Actions don’t entangle them.
यत्रोपरमिे धचत्तं धनरुद्धं योगसे िया |
यत्र चै िािनािानं पश्यन्नािधन िु ष्यधि || BG 6.20||
yatroparamate cittaṃ niruddhaṃ yoga-sevayā
yatra caivātmanātmānaṃ paśyann ātmani tuṣyati
When the restrained mind becomes still by the practice of Yoga, then the yogi
is able to behold the Self through the purified mind, and rejoices in the inner
joy.
सिय भूिथिमािानं सिय भूिाधन चािधन |
ईक्षिे योगयु तािा सियत्र समदशय न: || BG 6.29||
sarva-bhūtastham ātmānaṃ sarva-bhūtāni cātmani
īkṣate yoga-yuktātmā sarvatra sama-darśanaḥ
Seeing the Self within all living beings, and all beings within the Self, he
who sees himself united with the Self, sees all with an equal vision.
अनन्याधिन्तयन्तो मां ये जना: पयुयपासिे |
िेर्षां धनर्ताधभयुतानां योगक्षेमं ििाम्यिम् || BG 9.22||
ananyāś cintayanto māṁ ye janāḥ paryupāsate
teṣāṃ nityābhiyuktānāṃ yoga-kṣemaṃ vahāmyaham
Those who always think of me and are engagedin full devotion. To those
absorbed in me, I provide a refuge in yoga.
According to the Vedic view, reality, which is unitary at the transcendental level, is
projected into experience which is characterized by duality and paradox. We thus have duality
associated with body and consciousness, being and becoming, greed and altruism, fate and
freedom. The gods bridge such duality in the field of imagination and also collectively in
society: Viṣṇu is the deity of moral law, whereas Śiva is Universal Consciousness. Conversely,
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The Vedic Tradition
the projection into processes of time and change is through the agency of the Goddess.
Consciousness (puruṣa) and Nature (prakṛti) are opposite sides of the same coin.
(a) upright tree and (b) inverted tree
Two views on how consciousness arises: (a) Materialism, where
cognitive capacities arise out of the body; (b)Vedic, reality is like an
inverted tree where the root of the tree is Universal consciousness
and the branches are various embodiments.
The magic cube of 6 darśanas: Mīmāṃsā is floor, Sāṅkhya is left side,
Nyāya front side, Yoga right side, Vaiśeṣika back, Vedānta ceiling.
The Vedic disciplines of the darśanas sharpen the mind and reveal the paradoxes that
lie at the end of logical thought.
KNOWING AND FORGETTING
In the consciousness-centered view of reality that the Vedas espouse, the seer is within us.
But then why don’t we know? What is the cause of our alienation and grief, and what is the
path forward?
सियस्य चािं हृधद सधन्नधिष्टो|
मत्त: स्मृधिज्ञाय नमपोिनं च ॥BG 15.15 ॥
sarvasya cāhaṃ hṛdi saṃniviṣṭo
mattaḥ smṛtirjñānamapohanaṃ ca
I am seated in everyone’s heart; from me come remembrance, knowledge and
forgetfulness.
We do not know because apohana, forgetting, is a part of our nature.
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Subhash Kak
अधिभूिं क्षरो भाि: पुरुर्षिाधिदै ििम् |
अधियज्ञोऽिमेिात्र दे िे दे िभृ िां िर ||BG 8.4||
adhibhūtaṃ kṣharo bhāvaḥ puruṣaś cādhidaivatam
adhiyajño ’ham evātra dehe deha-bhṛitāṃ vara
Materiality (adhibhūta) is my perishable nature and am puruṣa or
consciousness (adhidaiva); I alone am the transformation (adhiyajña) in this
body.
The self is manifested both in the inner and the outer (and these connections are called
bandhu), but forgetting of real meaning and wishing to see things in materiality alone
(apohana) leads to paradox (parokṣa). By transformations within (yajña), it becomes possible
to open the inner eye and get to know one’s true self.
AT THE THRESHOLD
Yoga is everywhere and it is practiced by hundreds of millions for health and wellness. The
āsanas and prāṇāyāma have proven medical benefits [6], and now increasing number of
practitioners are graduating to practices that control the mind with even greater promise for
health and strengthening of the immune system. Given Yoga’s general popularity, one hopes
that the medical establishment will integrate its therapy much more comprehensively in both
the training of doctors and treatment of patients.
The next phase in the spread of Yoga will be the use of its epistemology in the design
of the curriculum in schools and colleges and the teaching of its methods, philosophy, and
history.
NOTES
1. For more material on such phenomena, see any book on neuroscience. For popular accounts, see
Kak (2000) or Sacks (1994).
2. See Kak (2019) for an introduction to the Veda.
3. The word sva-tava became xwa-taw in Avestan and Khotanese and from that it takes us to Persian khoda (Sanskrit sv- becomes Persian kh- as in the word for Sun changing from svara to
khar) and then the German “Gott”.
4. Kak (2016); for further connections with epistemology, see Kak (2021) and Kak (2022).
5. See, for example, Kak (1993), Dirks (2001) and Fárek (2017).
6. There is huge clinical literature on the benefits of Yoga. See, for example, Link (2017), McCall
(2007), Stephens (2017).
REFERENCES
Dirks, N.B. (2001). Castes of Mind: Colonialism and the Making of Modern India. Princeton
University Press.
Fárek, M. et al. (2017). Western Foundations of the Caste System. Palgrave Macmillan.
42
The Vedic Tradition
Kak, S. (1993). Understanding caste in India. Mankind Quarterly
https://www.academia.edu/45150059/Understanding_Caste_in_India
34,
117-123;
Kak, S. (2000). The Gods Within. Munshiram Manoharlal. Kak, S. (2016). Mind
and Self. Mt. Meru.
Kak, S. (2019). The Secret of the Veda. Oklahoma State University & Medium;
https://www.academia.edu/47748909/The_Secret_of_the_Veda
Kak, S. (2021). The Śiva Sūtra: play of consciousness. Brahmavidyā: The Adyar Library Bulletin, vol.
85, pp. 273-292.
Kak, S. (2022). The limits to machine consciousness. Journal of Artificial Intelligence and
Consciousness 9, 59-72.
Link, R. (2017). 13 benefits of Yoga that are supported by science, Healthline.
https://www.healthline.com/nutrition/13-benefits-of-yoga
McCall, T. (2007). Benefits of practicing Yoga. Yoga Journal.
Sacks, O. (1994). An Anthropologist on Mars: Seven Paradoxical Tales. Knopf.
Stephens, I. (2017). Medical Yoga therapy. Children 4(2), 12.
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The Vedic Tradition
3
Nanā Devi Ambā and the Zodiac*
INTRODUCTION
Goddess Nanā was the main goddess of the Kushan emperors in Bactria and Northwest
India and also the presiding deity in temples and cities across Mesopotamia, Iran, and
Central Asia from third millennium BCE onwards. There is controversy about the origins
of her worship, in which she takes many forms: Western scholars generally believe that
her cult emerged in Mesopotamia and traveled eastward from there, but the Ṛgveda also
mentions her name and the Devīsūkta hymn of the Ṛgveda includes qualities like that of
the Mesopotamian Nanā.
There is evidence of the westward movement from India of the worship of the goddess
both prior to the Kushans and thereafter, and this indubitable westward movement
complicates the story of Nanā’s origins. There is also the question of the astral aspect of
the worship of the goddess, which is the union of the zodiac Leo sign with Virgo, and
present evidence from the Ṛgveda that supports this conception.
Scholars have argued that the study of goddess worship can contribute to a better
understanding of the ancients’ perception of the cosmos and the role of astronomy in its
development.1 Specifically, the investigation of the orientations of the altar and temples of
Artemis Orthia in Sparta indicate that in addition to sunrise the directivity to the Pleiades
and Orion may have been a part of the cult. We begin with this motivation to look at the
origins of the Mesopotamian goddess Nanā who later assimilated Artemis in the
Hellenized West Asia.
The goddess with the lion is an image that extends across time for more than 6,000
years and across a wide geographic region as far as Minoan Crete to the west, Anatolia
(Turkey) to the north, Egypt, Mesopotamia (Sumer, Babylon, modern Iraq), and India.
Included in the Mesopotamian pantheon is the Sumerian Inana who later became Ištar in
Akkad; she was the preeminent goddess of love and war. In her astral aspect, Inana/Ištar
is the planet Venus, the morning and the evening star; she is also shown with a lion and
the Sun (Figure 1). In Sumerian history, an enactment of a sacred marriage ceremony
between Inana (represented by her high priestess) and Dumuzi (represented by the ruler)
was celebrated during the New Year's festival to ensure prosperity and abundance.2
In a famous Sumero-Akkadian hymn, the Mesopotamian goddess Nanā proclaims
how she has different forms in different cities and temples, that range from her
manifestation as Inana, daughter of Sin and Ur, sister of Šamaš, slave in Uruk, lady with
*
Academia.edu (2021)
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Subhash Kak
heavy breasts in Daduni, and one with a beard in Babylon; and she is the queen of Ur.3
She was elevated to the supreme goddess in another Old Babylonian hymn and elsewhere
she combined the qualities of Inana with that of Ištar. In an Old Babylonian hymn, Nanā’s
father An, is said to have elevated her to the position of a supreme goddess.
Figure 1. Goddess Inana/ Ištar on an Akkadian seal
(notice her weapons and the lion at her foot)
The Mesopotamian story, with its many goddesses that are sometimes equated to one
single goddess, is widely known. The worship of Nanā together with the Greek Artemis is
seen later in the Hellenized world and Iran. In Susa, the worship of Artemis-Nanā
continued until the seventh century. Nanā's Iranian counterpart was the Avestan Spenta
Armaiti, also the Vedic Aramati, who was seen later as the daughter of the sky god Ahura.4
Scholars are generally agreed that the worship of Nanā spread eastward from Mesopotamia
to Bactria and Transoxiana where the goddess came to occupy a leading position in the
pantheon.5
For related goddesses in lands further off, note Nane (Armenian: Նանե, Nanė) is an
Armenian mother goddess who is also the goddess of war and wisdom. She was depicted
as a young beautiful woman dressed as warrior, with spear and shield in hand. This is quite
like the Greek Athena, with whom she identified in the Hellenic period. Babylonian Nanā
and Sumerian Nanai were most likely the same goddess.
An attempt was made by Mukherjee6 to see connections between Nanā and Durgā,
the Indian goddess with the lion, and this has been further added to in a recent study7, but
the focus of these studies were the Kushan and pre-Kushan periods. In the present paper,
we wish to examine the parallels between the Vedic goddess who proclaims her powers
boldly in the Devīsūkta and that of the Mesopotamian Nanā/Inana who is also supposed
to be all powerful and source of all knowledge.
This article has two objectives. First, it considers the astral aspect of the worship of
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The Vedic Tradition
Durgā, which is the union of the zodiac Leo sign with Virgo, and present evidence from
the Ṛgveda that supports this conception; this evidence is consistent with the statement in
Ṛgveda 1.164 that divides the ecliptic into twelve parts. Second, it shows that the
conception of Goddess Nanā of Bactria owed not only to Goddess Nanā/Inana of
Babylonia as has generally been accepted but also to Goddess Nanā/Durgā of India and
for this we present evidence of transmission of various cultural concepts from India to
Central Asia.
THE VEDIC GODDESS
It is not widely known that Nanā, which in Sanskrit stands for the goddess speech (Vāc),
mother, daughter, brother’s wife, also finds mention in the Ṛgveda, and this fact represents
an unknown angle to the goddess story. We argue below that the identity of the name is
more than a coincidence, and there are functions of the goddess described in the Ṛgveda
that correspond to the powers of Nanā. The goddess in the Vedas has many names that
include Ambikā or just Ambā (Mother), Aramati (Devotion), Durgā (Unassailability),
Sarasvatī (Knowledge), Lakṣmī (Success), and many others that represent different roles
of embodiment she plays in the world, and Nanā as Mother quite fits into it.
Ṛgveda 9.112.3, says kārurahaṃ tato bhiṣagupalaprakṣiṇī nanā कारुरिं ििो
धभर्षगुपलप्रधक्षणी नना, “A poet am I, my dad's a physician, Nanā scatters jewels.” Literally,
it means that Nanā does upalaprakṣiṇī, that is grinds with the millstones or scatters jewels
(“upala” means both stone and jewels, and “prakṣ” means both grind and scatter). Since
the immediately preceding mention is of the poet, and father as physician, it is more likely
that the goddess who dispenses fortune is meant. We propose that statement has an
astronomical basis and by father (bhiṣag) is meant the nakṣatra Śatabhiṣaj which is
opposite to the meeting of Maghā (मघा) and Pūrva Phālgunī (पूिय फाल्गुनी), which
correspond to Leo and Virgo, respectively.
The identification of nakṣatras as well as an implicit 12-way rāśi in RV 9.112 is not
surprising since such a division is explicitly stated in RV 1.164.8 It has been persuasively
argued by Achar9 that the nakṣatras are listed in the Ṛgveda; they are also listed in the
Taittirīya Saṃhitā and in the Vedāṅga Jyotiṣa.10
The Śrī Sūkta gives several other names of the goddess including Ārdrā (“of the
waters” in ŚS 13), and she is compared to the moon illumined by the sun. Indeed, it is the
light (the illuminating self behind the observation) that makes her auspicious (ŚS 8). The
Ārdrā reference is to creation emerging out of the womb of the primal waters.
Another hymn in the Ṛgveda 10.125 (Devīsūkta) has the goddess proclaim that she is
the sovereign queen of all existence, the ultimate object of all worship, and she issues out
forms to all the created worlds.
I go with the Rudras, with the Vasus, with the Ādityas and the Viśvedevas; I support
both Mitra and Varuṇa, Indra and Agni, and the two Aśvins. 1
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Subhash Kak
I support the foe-destroying Tvaśtṛ, Pūṣan and Bhaga; I bestow wealth upon the
institutor of the rite offering the oblation - (who is) pouring forth the libation and
deserving of careful protection. 2
I am the sovereign queen, the collector of treasures, all-knowing, the chief object of
worship; the gods have put me in many places, abiding in manifold conditions, entering
into numerous forms. 3
He who eats food (eats) through me; he who sees, who breathes, who hears what is
spoken, does so through me; those who are ignorant of me, perish; listen all who can
hear, I tell you that which is deserving of belief. 4
I myself declare this which is approved of by both gods and men; whomsoever I choose,
I render him an exalted one, make him a rishi, make him brahman or make him highly
intelligent. 5
I bend the bow for Rudra, to slay the tormenting, brahman-hating enemy. I wage war
against men; I pervade heaven and earth. 6
I bring forth the departed ones upon the crown of (this Supreme Being); my genesis is
from the waters from where I pervade through all beings and touch the heaven with my
body. 7
I truly myself breathe forth like the wind, issuing out form to all the created worlds;
beyond the heaven, beyond the world - so vast am I in my greatness. 8
Figure 2. Goddess Durgā panel (7th Century) at Mahābalipuram
(photograph by the author)
This breathtaking hymn, of soaring imagination, should convince us that the Vedic
rishis were quite clear in their understanding that the path of the goddess was the path of
power. Of these goddesses, it is Durgā who rides a lion (Figure 2). She represents both the
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The Vedic Tradition
free-wheeling Nature, which evolves by natural law (ṛta), as well as the control of it by
higher agency. In the domain of human life, Nature is the complex of the instincts that is
epitomized by the freedom of the mount. Yet, the Goddess assimilating the power of the
spirit, quite like the dṛṣṭi-sṛṣṭi of Vedanta in which consciousness controls the physical
world, commands the beast and make it do what she wants. The symbolism is thus
informed by deep Vedic insights.11
The astral aspect of the worship of Durgā is the union of the zodiac Leo with Virgo.
Now, after taking into account the precessional shifting of the zodiac, in the month of
Bhādrapada, the Sun is in Leo, and in the month of Āśvin, when Durgā is worshipped, it
enters Virgo (this conjunction of the Sun and the Lion is also seen in the seal of Figure 1).
The first nine nights of Āśvin are Navarātri, the great festival of the worship of the
goddess. The day of worship of Durgā is Friday, the day of the planet Venus, which shows
its continuity with Nanā of West Asia.
INDIA AND CENTRAL ASIA
The representation of Nanā in Central Asia is taken to be a syncretism of the conceptions
from the west and the east. This shouldn’t be surprising, given that the Mitanni of West
Asia worshiped Vedic divinities12 and there is considerable evidence that Central Asia was
the conduit through which many cultural elements of India diffused to the Slavic world.13
Indeed, it is logical to presume that the westward movement from India goes back to the
second millennium BCE and earlier.
Here’s a brief summary of India’s knowledge of this region which in the Mahābhārata
is called Uttarakuru and Uttaramadra, which provides a context for how Indian ideas could
have reached there. The Aitareya Brāhmaṇa (6th century BCE according to Keith14 but
perhaps older), says (in 8.14) that the kings of Uttarakuru and Uttaramadra, in regions
beyond the Himalayas in the north, had Vedic consecration.
We know that the regions of Kuru and Madra were roughly in the Ganga-Yamuna
doab and West Punjab, respectively. One may then infer that during the period of the
Aitareya Brāhmaṇa, Uttarakuru was the Tarim Basin and Uttaramadra the region beyond
Bactria (Bāhlīka).
Megasthenes and Strabo both mention the Uttarakuru as a land associated with the
Indians. Ptolemy (100 CE) spells Uttarakuru as Ottorokorrhas and describes it to be in the
mountains in Central Asia, but erroneously locates it further to the east. Since the Greeks
don’t mention Uttaramadra, it appears that by the time of Classical Greece the entire region
right up to Caspian Sea was called Uttarakuru (with the name Uttaramadra absorbed into
it). The Mahābhārata and the Dīgha Nikāya describe some social customs of Uttarakuru,
and these are similar to the descriptions by the Greeks.
India’s knowledge of the northern latitudes of the lands of Uttarakuru is in Vālmīki
Rāmāyaṇa (Crit. Ed. 42.57) in which Sugrīva tells his followers: “Don’t venture beyond
Uttara Kuru. The region beyond, where unending night broods, is unknown to us.” This
indicates knowledge of the unending night of the Siberian winter.
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Subhash Kak
The people that lived in Uttarakuru and Uttaramadra were the Śaka (Greek:
Σάκαι, Sákai) (Shaka, Scythians) and this is the name in Sanskrit for the nomads speaking
various Aryan languages. According to Herodotus in his Histories, the Achaemenid
Empire called all of Scythians as “Saka”. They most definitely were composed of many
groups (just as the term Indian means different languages and ethnicities) and they were
to be found from Tarim Basin to the Danube in Europe. An inscription dated to the reign
of Xerxes I (r. 486–465 BC) has them coupled with the Dahae (Dāsa) people of Central
Asia.
For more specificity within the Śaka, the Tocharians lived in the Tarim Basin to the
northeast of Kashmir. They spoke an Indo-European language and they are believed to be
the “Yuezhi” (Chinese 月氏) of Chinese texts. The region of the Tocharians constituted
the Buddhist missionary highway from India to China, and over 7000 texts in Indian-style
oblong poṭhī leaves of Buddhist material dating from 400 to 1200 CE have been found
there. Linguists have determined that the language of the Śaka in the Kingdom of Khotan
in the Tarim Basin has many borrowings from the Middle Indo-Aryan Prakrit. Elements
of Tocharian culture survived until the 7th century, but they were later absorbed by Turkic
people and have become the modern-day Uyghur ethnic group, and the word Uyghur itself
may be derived from Uttarakuru.
Two thousand years ago, we find the Kushans in Bactria and it is believed they had
moved there from the Tarim Basin. The genealogy of the Kushans until the time of
Emperor Kanishka is provided by the Rabatak inscription, made on a rock in the Bactrian
language, which was discovered in 1993 in Afghanistan. In this inscription, Kanishka calls
the language of the Kushans to be Arya. The Hunas (or the Hephthalites or Ebodalo
ηβοδαλο) who lived in the same region and became prominent sometime later also spoke
an Arya language.15
Herodotus (1.201, 1.204.1.) says that one tribe of the Śaka was Massagetae and it was
settled somewhere in the great plains to the east of the Caspian Sea. Ptolemy’s Geography
6.10.2 sees them much further south near Kashmir. The Sanskrit form of Massagetae
appears to be Mahājaṭa, and related tribes are the Getae (Jat, Skt.: Jaṭa) and Thyssagetae
(Skt. Tiṣyajaṭa). The 9th century Frankish Benedictine monk, Rabanus Maurus, stated:
“The Massagetae are in origin from the tribe of the Scythians, and are called Massagetae,
as if heavy, that is, strong Getae.”16
During Alexander’s campaign in western India in 329/28 BCE there were rebellions
of the Sogdians, Bactrians, and Massagetae. From this it may be concluded that they were
to the south of the Bactrians and thus situated squarely in Punjab. They are also seen as
neighbors of the Aśvakas, which is apparently the early form of the name Avagānā for the
Afghans used by the Indian astronomer Varāhamihira. When Arabs entered Sindh in the
seventh century, the Jats were the chief tribe they met and they called them Zatt. This
shows that the Jats were spread all the way from Sindh to Afghanistan and beyond.
The most famous Massagetae of ancient history is Queen Tomyris (with Sanskrit
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The Vedic Tradition
cognate Tahmirih, a daughter of Dakṣa). She defeated and killed Emperor Cyrus in 530
BCE. Herodotus describes the great victory of Tomyris thus (Herodotus, 2018). In Europe,
the Getae were considered similar or equivalent to Thracians, who, not surprisingly,
worshiped Dionysus (who many see as the Greek name for Śiva) and the goddess Bendis
(= Artemis = Nanā) who is seen as equivalent to Durgā.
NANᾹ IN SOGDIA AND IRAN
For a specific area in Central Asia, we consider Sogdia’s religious history for evidence of
Indian influence.17,18 Until the end of the first millennium CE, the religions of the region
included the dualistic Zurvanite Zoroastrianism and Manichaeism along with Buddhism,
Hinduism, and Nestorian Christianity. The currency of Hinduism is seen in the worship of
Brahmā, Indra, Mahādeva (Śiva), Nārāyaṇa and Vaiśravaṇa (Kubera).
It is remarkable that Sogdian Buddhist and Manichaean texts mimic the Vedic trinity
and use Hindu symbols. Zurvan (who symbolizes Time, Avestan zruuan from
Sanskrit śravaṇa) is depicted in the form of Brahmā, Adbag (Ādibhaga, the first god) is in
the form of Indra (Śakra), and Veśparkar (Vāyu) in the form of Śiva (Mahādeva). This use
of Hindu symbols by competing religions shows the influence of Hinduism in Central Asia
during that period. Since the Sogdian state was not strong, it became possible for the folk
religion to gain expression in uniquely new ways.
Hindu images indicate that the religion was popular in the general population, even
when the ruling class patronized others. The worship of the goddess is a central aspect of
lived Hinduism, because to reach the heart of awareness, one’s true self, one must use the
“shadows” of it in the inner sky of our mind. The false associations (represented by the
buffalo demon) are destroyed by the power and light of Durgā, and so the goddess
symbolizes the path of active search for knowledge that transcends sectarian worship.
Anāhitā is the Old Persian form of the name of a goddess who was earlier known as
Aredvi Sura (Ārdrāvī Śūrā), of the waters and mighty (Boyce, 2001).19 Anāhitā,
immaculate, is an appellation quite identical in meaning to Nirañjanā. Goddess Anāhitā
remained popular in Iran until her worship was suppressed by an iconoclastic movement
under the Sasanians (who ruled 224–651 CE). This indicates the influence of Devī Ambā
in lands further south and southwest of Sogdia.
In the very first line of the Rabatak Inscription, the Kushan emperor Kanishka
proclaims about himself: “the great deliverer, the righteous, the just, the autocrat, the god,
worthy of worship, who has obtained the kingship from Nanā and from all the gods, who
has laid down the year one as the gods pleased.”20 Nanā is attested by name on a coin of
Sapadbizes, a first-century BCE king of Bactria. She also appears on the coins and seals
of the Kushans.
A four-armed Goddess Nanā with lion as her vāhana (mount) is seen painted in a
palace in Panjikent near Samarkand.21 Indeed, the complete Sogdian name of Nanā in the
Sogdian script rendered in modern Latinized form is nnδβ’mbn nǝnǝ-δβāmbǝn: Nanā51
Subhash Kak
debi-amban or Nanā-Devī-Ambā, नना दे िी अम्बा, Nanā– Goddess–Mother.
Figure 3. Four-armed Goddess Nanā from Panjikent in Sogdia, holding Sun and Moon
(Seventh Century, after Whitfield22)
Since Ambā (Universal Mother) is the original name and Durgā just an appellation, it may
be concluded that Nanā Devī Ambā is indeed the same as Durgā.
It is significant that Durgā is called Nani in shrines as far as Balochistan and Naina
Devi in Himachal Pradesh. The latter variant means “Goddess with [Beautiful] eyes”
which stresses the “command from seeing aspect” of the deeper intuition. Goddess
Mīnākṣī, मीनाक्षी, “fish-eyed one”, also stresses the same insight.
Figure 4. Durgā killing the buffalo demon (early 18 th century, Guler style)
Sogdian is an Eastern Iranian language. However, the Eastern branch has much overlap
with Indo-Aryan23 that the academic classification obscures.24 To see this, note that
52
The Vedic Tradition
according to the standard view, Avestan is literally identical with Sanskrit, as in the
Sanskritized lines for Yasna 10.6:25
Avestan: tëm amavañtëm yazatëm, súrëm dámóhu sëvištëm, miθrëm yazái zaoθrábyó
Sanskrit: tam ámavantam yajatám, šúram dhámasu šávistam, mitrám yajái hótrábhyah
From this perspective, Avestan should be Indo-Aryan, or Indo-Iranian should be taken
to be the same as Vedic Sanskrit, with a division in time into various Prakrits that include
Indian and Iranian languages. This allows one to see the affinity of Śaka languages of
Central Asia are Prakrit languages and we do know that Gāndhārī of the Tarim Basin is a
Prakrit.26 We also know that Śaka languages have features in common with the Dardic
languages of the Indo-Aryan branch.27 In addition, the Śaka languages have other
assimilated aspects of Sanskrit that have led to the invention of the linguistic category of
Buddhist Hybrid Sanskrit (BHS).
These goddesses also went east from India. For example, Kishijoten and Benzaiten
are the names of Lakṣmī and Sarasvatī in Japan. At the other end, the Roma have clung to
the worship of Durgā in the form of Kālī, personification of Time, as Saint Sara.28
CONCLUSIONS
This paper pointed out that Ṛgveda 9.112.3 alludes to Nanā in astronomical terms with her
husband identified as the nakṣatra Śatabhiṣaj which is opposite on the ecliptic to the
meeting of Maghā (मघा) and Pūrva Phālgunī (पूिय फाल्गुनी), and this corresponds to Leo
and Virgo, associated with the worship of Durgā. This is consistent with the division of
the ecliptic in twelve parts as in Ṛgveda 1.164 supporting the view that Zodiacal signs
have a much older basis than the popular theory that they emerged in Babylonia in the first
half of the first millennium BCE.
Goddess Nanā was the presiding deity in temples and cities across Mesopotamia, Iran,
and Central Asia from third millennium BCE onwards, and she was the main goddess of
the Kushan emperors. Although the scholarly opinion is that her worship emerged in
Mesopotamia and traveled eastward from there to Bactria, we provided evidence for a
westward migration out of India of the worship of a similarly named goddess. This claim
should not be surprising since Bactria (Bāhlīka) was a borderland of the Vedic world in its
earliest phase and during the Mitanni period Vedic ideas extended all the way to West Asia.
NOTES
1. Boutsikas, E. and Ruggles, C. Temples, stars, and ritual landscapes: the potential for archaeoastronomy in ancient Greece. American Journal of Archaeology 115, 55-68 (2011)
2. Szarzyńska, K. Cult of the goddess Inana in archaic Uruk. Nin 1: 63-74 (2000)
3. Reiner, E. A Sumero-Akkadian hymn to Nanā, JNES 33, 221-236 (1975)
4. Kak, S. The Vedic elements in the ancient Iranian religion of Zarathushtra. Brahmavidyā:
Adyar Library Bulletin 67, 47-63 (2003)
53
Subhash Kak
5. Azarpay, G. Nanâ, the Sumero-Akkadian Goddess of Transoxiana. Journal of the American
Oriental Society 96, 536-542 (1976)
6. Mukherjee, B.N. Nanā on Lion: A Study in Kushana Numismatic Art. The Asiatic Society,
Calcutta (1969)
7. Ghose, M. Nana: the “original” goddess on the lion. Journal of Inner Asian Art and Archaeology 1, 97-112 (2006)
8. Kak, S. Babylonian and Indian astronomy: early connections. In History of Science, Philosophy & Culture in Indian Civilization, vol. 1, part 4 (A Golden Chain, G.C. Pande, ed.), 847869 (2005)
9. Achar, B.N.N. In search of the nakṣatras in Rgveda, Annals of the BORI, 83, 183-193 (2003)
10. Sastry, T.S.K. Vedāṅga Jyotiṣa of Lagadha. Indian National Science Academy, New Delhi
(1985)
11. Kak, S. The Great Goddess Lalitā and the Śrī Cakra. Brahmavidyā: The Adyar Library Bulletin
72–73, 155–172 (2008-2009)
12. Kak, S. Akhenaten, Sūrya, and the Ṛgveda. In The Golden Chain of Civilizations, G.C. Pande
(editor). Motilal Banarsidass (2007)
13. Kak, S. Uttarakuru and the Slavs. Itihasa Darpan 25, 59-66 (2020)
14. Keith, A.B. Ṛgveda Brahmanas: The Aitareya and Kausitaki Brahmanas of the Ṛgveda. Motilal Banarsidass (1920)
15. Mukherjee, B.N. The Great Kushana Testament. Indian Museum Bulletin, Calcutta (1995)
16. Dhillon, B.S., History and study of the Jats: with reference to Sikhs, Scythians, Alans, Sarmatians, Goths, and Jutes (illustrated ed.). Canada: Beta Publishers (1994)
17. Marshak, B. I. and Negmatov, N.N. Sughd and Adjacent Regions. History of Civilizations of
Central Asia: AD 256 to 750. UNESCO Publications (1996)
18. Arzhantseva, I. and Inevatkina, O. Afrasiab wall paintings revisited: new discoveries twentyfive years old. Royal Nauruz in Samarkand, edited by Matteo Compareti and Etienne de la
Vaissiere. Academia Editorale, Pisa, Rome (2006)
19. Boyce, M. Zoroastrians. Routledge, London (2001)
20. Mukherjee, B.N. The Great Kushana Testament. Indian Museum Bulletin, Calcutta (1995)
21. Marshak, B.I. Panjikant. Encyclopædia Iranica, online edition, 2016, available at
http://www.iranicaonline.org/articles/panjikant (accessed on 20 September 2016)
22. Whitfield, S. Life Along the Silk road. University of California Press, Berkeley (1999)
23. Kak, S. On the classification of Indic languages. Annals of the Bhandarkar Oriental Research
Institute 75, 185-195 (1994)
24. Kak, S. Indic language families and Indo-European. Yavanika. no. 6, 51-64 (1996)
25. Mallory, J.P. In Search of the Indo-Europeans: Language, Archaeology and Myth. London:
Thames & Hudson (1989)
26. Edgerton, F. Buddhist Hybrid Sanskrit Grammar and Dictionary. Motilal Banarsidass, Delhi
(1998)
27. Morgenstierne, G. Irano-Dardica. Wiesbaden (1973)
28. Lee, R. The Rom-Vlach Gypsies and the Kris-Romani, in: Walter Weyrauch (ed.), Gypsy Law:
Romani Legal Traditions and Culture. Berkeley: University of California Press (2001)
54
The Vedic Tradition
4
Early Many-Faced Viṣṇu and Śiva Images*
INTRODUCTION
The Harappan Era of Indian culture has representations of divinities. These include a male
figure seated in a yogic pose, surrounded by animals, that is reminiscent of Śiva-Paśupati
(dated to 2350-2000 BCE), as well as Goddesses and other heroic figures. This essay does
not cover this early phase of Indian culture because of contested interpretations; rather, it
presents images from a later period for which corresponding textual evidence exists.
Harappan Era images of divinities
There are references to images in the Ṛgveda, such as 4.24.10: क इ॒मं द॒ शधभ॒मयमेिं ं॑
क्रीणाधि िे॒नुधभःं॑ Who will buy this my Indra for ten cows, and 8.1.5 म॒िे च॒न िामं॑धद्रिः॒ परां॑ शु ल्कायं॑
॒
दे याम् O Indra, I shall not sell you for a might price.
There are some who don’t accept these obvious meanings due to the belief that images
emerged late in India. This belief hangs on the misunderstanding of important elements of
Vedic society,1 and the false notion of India advanced by European authors to suit nineteenth
century’s colonial project which, sadly, persists.2
Let us consider the great Agnicayana ritual of the Vedic period that is generally
assigned to late 2nd millennium BCE but could be much older since fire altars have been
discovered at Harappan sites and the astronomical dates in the Vedic texts overlap with the
Harappan period.3The golden image of Puruṣa was a part this ritual in which a five-layered
altar in the shape of a falcon was made of a total of 1,000 bricks.4
According to Śatapatha Brāhmaṇa 7.4.1, within the hollow brick in the navel of this
altar, a lotus-leaf is placed upon which is then placed a gold rukma (a disk, with 21 hangings),
which symbolizes the sun. The golden puruṣa (representing Prajāpati the Creator) is laid on
*
Academia.edu (2021)
55
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the back with the head towards the east on top the rukma. Thus the image of the golden puruṣa
goes back to the earliest phase of the Vedic period and we see that it includes components
that are normally assigned to the “post-Vedic” period.
The fire in the altar, Agni, represents speech in its various form and in its supreme
manifestation it is the transcendent Puruṣa.5 Agni has three forms: fire, lightning, and the Sun,
and so is shown with three heads sometimes. The meaning of speech here is two-fold: first,
it is the symbol of consciousness and second, it is the uttered mantras that are a means to
uncover the Puruṣa within, hidden by habit and chain of karma.
But just as fire has two aspects: heat that can scorch and burn, and light that helps one
see, consciousness has both a dangerous and an auspicious aspect. Light cannot be produced
without heat, and one cannot in one’s practice separate the two. The interplay of heat and
light is one of the many complementarities that constitute samudra manthana, the churning
of the ocean (the asuras represent materiality and the devas represent the senses). Indeed,
some heat is essential to wake one up from conventions that alienate one from one’s own self.
In the Ṛgveda, Agni is identified with Rudra and this is reiterated in the Nirukta.
According to Vājasaneyi Saṃhitā 16.2, Agni has two forms, the fierce Rudra and the
auspicious Śiva. During the building of the altar, Agni appears in its raudra manner, and to
propitiate it the Śatarudriya homa is performed.6 This propitiation of Agni-Rudra is done
literally by a stream of water that drops out of an earthen pot hung over the liṅga. In one of
the constructions of Nāciketa Agni, 21 golden bricks are placed one top of another to form
the liṅga (Taittirīya Brāhmaṇa 3.1.1.6).
Two representations of Agni
In the Vaiṣṇava tradition, the visualized golden puruṣa is Viṣṇu-Nārāyaṇa who
emerges from the navel of the lotus on the altar that represents the waters, and for this reason
is also called Padmanābha. The golden disk upon the lotus is then the sudarśana cakra of
Viṣṇu. The Vaiṣṇava view of divinity is the universal one outside-in, whereas the Śaiva view
is inside-out. They are complementary.
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The Vedic Tradition
Yāska (seventh or sixth century BCE) has a discussion of the representation of
divinities in human-like forms. Pāṇini (fifth century BCE), speaks of utsava mūrtis,7 the
images that were taken around in a procession. In Aṣṭādhyāyī 5.3.99, jīvikārthe cāpaṇye, the
injunction is against selling of certain kinds of images. The images that could be sold had the
suffix –ka attached to the name, as in Śivaka or Skandaka. Patañjali’s Mahābhāṣya (140 BCE)
mentions Śiva-bhāgavatas as those who worship Śiva as bhagavān, and in 5.3.99, he mentions
the images of Śiva and Skanda, and in 6.3.26, Śiva with Vaiśravaṇa. It is clear that temples to
Dhanapati, Rāma, Kṛṣṇa, Śiva, Skanda, Vaiśravaṇa, Vāsudeva, Keśava, and Viṣṇu existed.
The Gṛhyasūtras mentions temples of the gods by devagṛha, devāgāra, devakula, devāyatana,
and so on.
VIṢṆU, ŚIVA AND VIŚVA
To understand the conception behind the images, one needs to go to the very heart of knowing.
Our experience of reality is within the frame of space, time, and consciousness. The universe
interpenetrated by divinity is Viṣṇu (the one who penetrates all), and space and time are
intertwined because one can sense space only within the matrix of change. The finality that
time represents is Death; it is the dual to life, i.e. Yama, but it is also experienced as vibration,
as hearing or perception of change (Śravaṇa). As the foundation of life and reality, time is the
Goddess (Devī), or more explicitly Kālī. Consciousness transcends the material self and it is
Rudra-Śiva, Īśa or Īśvara.8 Another way to look at it is through the five faces of Śiva:
Sadyojāta, Aghora, Tatpuruṣa, Vāmadeva and Īśāna.9 Sadyojāta represents the beginning of
the movement of consciousness; Aghora is another name for Rudra (another is Bhairava);
Tatpuruṣa is the normal state where consciousness remains hidden, Vāmadeva is the
preserving side that is sometimes represented by Pārvatī; and Īśāna is the aspect that bestows
grace.
The one undivided reality is projected in space, time, and consciousness, and the three
are often seen in pairs as Harihara (Viṣṇu and Śiva), Śiva-Vaiśravaṇa as dual, and
Ardhanārīśvara (Śiva and Pārvatī).
Śravaṇa as Time became Zurvan in the Avesta. Both Śiva and Śravaṇa were
represented as the axis of reality.
Everyone knows that Sarva – All – is the name for both Viṣṇu and Rudra-Śiva, but the
fact that Viśva – the Universe – an epithet for Viṣṇu is also used for Śiva is less known.
This usage goes beyond the more commonly known Viśvanātha (lord of the universe),
Mahādeva, Maheśa, Maheśvara, and Parameśvara. There is a deep philosophical insight
behind this name for we apprehend reality in our consciousness. At the deepest level our
experience of reality as something consisting outside of us as well as consciousness of it are
identical, so we can proclaim with Skanda Purāṇa, 1.8.20–21:
Viṣṇu is no one but Śiva, and he who is called Śiva is but identical with Viṣṇu.
The naming of the projections of the transcendent is done recursively. If Viṣṇu as
57
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preserver and Rudra are a pair in the perspective from outside-in, Aghora (Bhairava) and
Vāmadeva, and Paśu and Paśupati are so from inside-out. This explains Śiva’s faces that
capture phases of his continuous dance are shown in various combinations.10 Agni and Śiva
in the form of Bhairava are shown with flaming hair.
As embodiment of change and movement, Śiva has contradictory aspects. He is both
a yogi who lives outside of society and a king who rules the world. He is a yogi and a
renunciate as be seen in the matted locks of hair and the cobra that girds his torso, yet he
wears a king’s crown. He grants freedom from fear with the gesture of his upraised right
hand.
The Upaniṣads speak of the three states of awareness: waking, dreaming, and deep
sleep, together with the transcending fourth, or turīya. In the Māṇḍūkya Upaniṣad, the
relationship between the object of experience and the experiencer appears in three-fold forms
(धत्रिा भोगं) as – धिश्व (Viśva) (gross), िैजस (Taijasa) (subtle) and प्राज्ञ (Prājña) (blissful). Our
sense of the identity or distinctness of Viṣṇu and Śiva depends on the state of our
consciousness.
The Mahābhārata has mention of four-headed Viṣṇu and the iconography is described
in later Pañcarātra text. According to the Viṣṇudharmottara Purāṇa11 3.85.1-42, the four
vyūhas of Nārāyaṇa, that is Vāsudeva, Saṅkarṣaṇa, Pradyumna, and Aniruddha can be
depicted in human form. These are generally four different images fused together partially or
fully. On the other hand, the image of Viṣṇu–Vaikuṇṭha is one image with eight (or four)
arms, four heads, including a boar- and a lion-face.12
Each face of Śiva represents a different state of awareness since our cognitions are a
dance between veiling and unveiling of consciousness, between reflexive behavior and
freedom. On the other hand, the multiple faces of Viṣṇu are a representation of the descent
(avataraṇa) in different world ages. Śiva’s faces represent near simultaneity (as Siva’s dance
occurs recursively at all scales and times), whereas Viṣṇu’s are across time, excepting in
Viṣṇu’s Viśvarūpa in which the whole universe is contained within him.
It appears that there was originally a three-faced Viṣṇu of the Mathura school of
sculpture from Gupta time onwards, that may be called Vaikuṇṭha Trimūrti which was later
enlarged with a fourth (kāpila/raudra) face on the back side that made it Vaikuṇṭha
Caturmūrti.
Brahmā is shown with four heads, Viśvakarmā with five, Skanda with six, Gāyatrī
with five, and so on, but that will not be considered any further. The representation of
Maheśvara with 3 or 4 heads that became quite popular in Central Asia13 and connections
with the Old Slavic Religion14 as is another story that we will not consider here.
Maheśvara became a divinity in Buddhism in Central Asia, China and Sogdia owing
to its enduring popularity and there are examples of Buddhist worship of Śiva and
Mahākāla.15 This identity was recognized in other regions as well and the Buddha and Śiva
are declared in Bhinneka Tunggal Ika, the national motto of Indonesia, as different yet one.
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The Vedic Tradition
EARLY IMAGES
Saṅkarṣaṇa-Balarāma and Vāsudeva Kṛṣṇa with chattra (parasol) on a coin of Agathocles of Bactria circa
180 BCE
The Balarāma and Kṛṣṇa coins from 180 BCE and Caturvyūha: The left hand of Balarāma is
halabhṛt (armed with plough) while the right hand holds the pestle (musala). Kṛṣṇa holds the
cakra in the left hand and the śaṅkha in the right. We mention these here for their early date
and also because they go into the Caturvyūha as emanations of Viṣṇu.
Caturvyūha emanations from Vasudeva (Mathura Museum)
The Mathura Museum has a second century CE Caturvyūha form with four-armed
Vāsudeva holding a śaṅkha, his elder brother Balarāma emanating behind to his right under
a serpent hood, his son Pradyumna to his left (this has been lost), and his grandson Aniruddha
59
Subhash Kak
on top.
Caturmūrti: The name Vaikuṇṭha for the form of Viṣṇu in the Viṣṇudharmottara Purāṇa16 is
four-faced (Caturmūrti), with the heads of a lion (right) and a boar (left), representing Viṣṇu’s
Narasiṃha and Varāha avatars, that flank the human head. This form is also called ParāVāsudeva. The fourth face in the rear is fierce (kāpila or raudra) and it faces the west. The
Cakrapuruṣa to the left personifies the cakra, which was balanced by Gadādevi, the
personification of the mace; Goddess Prithvi stands between Viṣṇu’s legs.
Caturmūrti: Vaikuṇṭha Viṣṇu, Kashmir. The Met. Seventh century.
Vaikuṇṭha Caturmūrti was the tutelary deity of Kashmir during the Kārkoṭa and Utpala
dynasties (625 – 1003 CE). This is the period of the flowering of the tradition of Kashmir
Śaivism, showing the error in the sectarian understanding of the relationship between Śiva
and Viṣṇu. The Utpala dynasty king Avantivarman (reigned 855-883) built in Avantipur
temples of Avantīśvara and Avantisvāmī dedicated to Śiva and Viṣṇu, respectively.
Abhinavagupta (c. 950 -1020), the great sage and philosopher, wrote not only numerous texts
on Śaivism and Tantra, he also did a commentary on the Bhagavad Gītā.
The Lakshmana Temple of Khajuraho is dedicated to Vaikuṇṭha Caturmūrti. Though
three-faced, an inscription declares that it should be considered four-faced for the rear face is
60
The Vedic Tradition
hidden.
Vaikuṇṭha Caturmūrti, 5th century, Mathura (left) and 9th century, Kashmir
MORE IMAGES
Kuṣāṇa coins (30 -350 CE) show Śiva four-armed, holding a trident, sometimes three-faced,
sometimes with the bull Nandī; the legend on all these coins reads Oesho, which is a Bactrian
spelling of Viśva or Īśa. Vima Kadphises (100 CE) declares that he is a worshiper of Śiva
calling him Sarvalokeśvara (Lord of All)
Śiva with three-faces and Nandi, coin of Vasudeva I (190-230)
Śiva, with a second fierce human face of Rudra, and the head of a horned animal, on
a coin of Vasudeva I is shown above.
61
Subhash Kak
Śiva as the Great God, Mahādeva, 8th century (Cleveland Museum of Art)
Śiva’s face shows sovereignty: his feminine side, the left face, emanates as Pārvatī,
and his right face is the fearsome Bhairava. His two sons, the elephant-headed Gaṇeśa and
the warrior Skanda, are at his feet and his vehicle, the bull Nandi, shows calm determination
in his eyes.
The Trimūrti: Brahmā, Śiva, Viṣṇu 8th–9th century, Kashmir. All three deities are in three-faced form:
with Brahmā attended by haṃsa, Śiva by the calf Vṛṣabha, and Viṣṇu by his puruṣas, who personify his
weapons (The Metropolitan Museum of Art)
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The Vedic Tradition
CONCLUSIONS
This brief review began with the Vedic representations of divinity in the Ṛgveda and the
Brāhmaṇas that speak of the golden Puruṣa in the great Agnicayana ritual. There are subtle
reasons related to the nature of awareness that prompted the image of two-faced Agni (heat
and light and the corresponding psychological states of suffering and grace).
Since Agni and Rudra are often seen to be identical, the two faces of Agni lead us to
the understanding of the two, three, four and five faces of Śiva. These faces are encountered
at all scales of reality almost simultaneously for time is represented by the dance of Śiva. The
multiple faces of Viṣṇu are normally a different conception related to the avatars, yet in the
Caturvyūha emanations they have a character that parallels that of Śiva.
NOTES
1. This was also responsible for the false notion that there were no proper houses due to the
misidentification of temporary sacrifice shed for a regular house (Kak, 2005a).
2. Adluri and Bagchee (2014); see also Kak (2021b).
3. Lal (2002), Lal (2015). For astronomical dates see Kak (2016) and the references therein.
4. The altars were a representation of the Vedic conception of the cosmos in three layers of earth,
atmosphere, and the heavens outside, and as prāṇa, and consciousness within the body. This
conception and its multifaceted implications are described at length in Kak (2016).
5. Kak (2005b) has details some of which are reproduced in the paragraphs that follow.
6. Sivaramamurti (1976)
7. Agrawala (1953)
8. Gallo (2013), Bopearachchi (2016), Kak (2019)
9. Kramrisch (1981)
10. Kramrisch (1981)
11. Kramrisch (1928)
12. Gail (1983)
13. Gallo (2013)
14. Kak (2020), Kak (2021a)
15. Granoff (1979)
16. Kramrisch (1928)
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Press (2014)
V.S. Agrawala, India as Known to Panini. University of Lucknow (1953)
O. Bopearachchi, Emergence of Viṣṇu and Śiva Images in India: Numismatic and Sculptural Evidence. Asian Art Museum, San Francisco (2016)
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A. Gail, On the symbolism of three- and four-faced Viṣṇu images: A reconsideration of evidence.
Artibus Asiae 44, 297-307 (1983)
R. Gallo, The Image of Maheśvara: An early example of the integration of Hindu Deities in the Chinese and Central Asian Buddhist Pantheon. SOAS, London (2013)
P. Granoff, Maheśvara/Mahākāla: A Unique Buddhist Image from Kaśmīr. Artibus Asiae 41, 64-82
(1979)
S. Kak, Early Indian architecture and art. Migration and Diffusion 6, 6-27 (2005a)
S. Kak, The axis and the perimeter of the temple. Kannada Vrinda Seminar Sangama at Loyola
Marymount University (2005b); https://arxiv.org/abs/0902.4850
S. Kak, The Astronomical Code of the Ṛgveda (Third Edition). Aditya (2016)
S. Kak, The secret of the Veda. OSU (2019)
S. Kak, Uttarakuru and the Slavs. Itihasa Darpan, vol. 25, 1-2, pp. 59-66, 2020
S. Kak, Svetovid and Śiva. Conference on Belarus and Cultural Legacy of Ancient Times and Middle Ages. (2021a); https://www.academia.edu/46950853/Svetovid_and_%C5%9Aiva
S. Kak, The notion of India. OSU (2021b);
https://www.academia.edu/49215115/The_Notion_of_India
S. Kramrisch, The Viṣṇudharmottara Part III: A Treatise On Indian Painting And Image-Making.
Calcutta University Press (1928)
S. Kramrisch, The Presence of Śiva. Princeton University Press (1981)
B.B. Lal, The Sarasvatī flows on: the continuity of Indian culture. Aryan Books International (2002)
B.B. Lal, The Rigvedic People: 'Invaders'?/'Immigrants'? or Indigenous?. Aryan Books International
(2015)
P. Pal, Bronzes of Kashmir: Their sources and influences. Journal of the Royal Society of Arts, 121
(1973)
C. Sivaramamurti, Śatarudrīya: Vibhūti of Śiva's Iconography. Abhinav (1976)
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5
The Śiva Sūtra: Play of Consciousness*
rūpam rūpam pratirūpo babhūva
tadasya rūpam praticakṣanāya
He became the original form of every form
It is his form that is everywhere to be seen.
-Ṛgveda 6.47.18
Who are we? Why are we here? Are we free? If yes, what is the source of our freedom?
Science tells us we are machines, and looking through this lens our freedom is an
illusion. In science there is no place for the spirit.
We are sure that there is something real to our inner world.
But ordinary science cannot reveal to us the nature of consciousness. This is because
science can only tell us of the laws of objects which are expressed in language.1
With language we can only speak of objects.
But Consciousness is not an object.2
It is the searchlight with which we see objects in our inner or outer spaces or through
the medium of the senses.
Consciousness is the perceiving subject.
Science, through its study of the brain in the search of the source of awareness can
only reveal its limitations. It can show that the brain is like a machine but it cannot create a
machine that is like the brain.
We face paradoxes; science has reached its limits.
That is where the 1200-year old Śiva Sūtra3 comes in. Vasugupta saw the Sūtra in a
dream. A great classic of the Trika Tantric tradition4, it speaks to the mystery of consciousness
in a manner that is consistent with the Vedas.
THE UNIVERSAL AND THE INDIVIDUAL
Our phenomenal knowledge can only be in terms of the associations of the outer world. But
the associations in themselves need something to bind them together.
The binding is the mātṛkā, the womb of elementary sounds or phonemes associated
with the resonances of the mind, which are components of the spoken language. It is the
*
Brahmavidyā: The Adyar Library Bulletin, 85, 273-292, 2021
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binding that makes it possible to understand words or symbols when they are strung together.
Since the mind is able to comprehend the whole, that is the sentence or larger
expressions, the phonemes themselves cannot be used for comprehension. Since they lack the
binding of the mātṛkā, computers cannot understand language.
Universal consciousness, as a unity, is Śiva or Bhairava. Śiva makes it possible for
the material associations of the physical world to have meaning. The domain of the union of
Śiva and the phenomenal world is a mystery that cannot be described in the aparā world of
ordinary language.
The Ṛgveda speaks of two birds are sitting on a tree where one of them eats the sweet
fruit and the other looks on without eating; one of the birds is the Universal Consciousness,
the other the Individual Consciousness. In truth, there is only one bird; the other is just the
image of the first as reflected in the fruit!
Although we cannot explain consciousness using science, we can intuitively grasp it.
Our root consciousness — Śiva, Prakāśa, Cit — is what makes it possible to comprehend
reality. It is the self-shining Light (Prakāśa) both creates the world and makes it
understandable.
Consciousness has free will (svātantrya) and its reflection on itself is vimarśa, which
represents the Goddess Śakti, or Creation. We can also say that the Light of Consciousness
illuminates the associations in the mind by the power of the will or icchā śakti. The process
of reflection is bliss (ānanda) and it is equivalent to vimarśa and svātantrya.
Awareness requires the idea of succession of cognitions or saṃvit (संधिि् ) that is
“awareness-reality”; so another name for consciousness is saṃvitti. The awareness (saṃvit)
occurs across the unfoldment of time (samaya) and, therefore, the mystery of Śiva can be
resolved through meditation on samaya, where Śiva (Prakāśa or Light) and Śakti (Vimarśa
or Knowledge) are one. Indeed, this forms the basis of a powerful spiritual practice called
Samayācāra समयाचार.
CREATIVITY
Given these are universal principles, why isn’t everyone a genius? Because the lamp of
consciousness is obscured by coverings created by habits and saṃskāras, by education and
culture. To obtain knowledge, one must remove these coverings of the mind. Sometimes,
some light streams in spontaneously through a crack into the mind, and that can be a lifechanging epiphany.
The creativity of the mind springs from direct light pratibhā, प्रधिभा, and although this
intuition springs from outside the mind, it is eventually manifested in terms of a sequence,
krama, associated with time and space. This sequence is represented in terms of conceptual
schema or sacred images.
The Self (Śiva) is shown as a dot, bindu, in the center of artistic maṇḍalas, where the
rest of the diagram denotes evolutes of Śaktī in expansion. But how does the process begin?
In the individual it starts with desire, which can operate at many different levels, not just the
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personal. In this unfolding, Śiva is addressed as Kāmeśvara, and together with Śaktī the
conjoined form is Kāmakalā.
The individual who wishes to be creative must become a yogi, and move the focus
away from the gross elements, that constitute the body, to pure sensations (tanmātra), then to
the senses, and finally to the source of awareness. The yogi endeavors to reach the fourth
state (turīya) beyond the ordinary states of waking, dreaming, and deep sleep; turīya is the
real source of creativity.
There is a paradox in yogic practice that people pay little attention to. While its
purpose is to unite one’s personal self with universal consciousness, the union promised by
yoga can only be achieved by disuniting oneself from the earlier self. It is the act (kriya) of
removing traces (vāsanā) of discrete perceptions (vikalpa) born out of misconceptions
(impurities, mala), which contract consciousness.
THE BOUND AND THE FREE
The cranial vault has no light: it’s totally dark and there is no projection of images in the
theatre of the mind. Yet the sensory information is bound (paś = to bind) in our perception,
and we can say that the binding, pāśa, is the working of Śiva.
Remember that paśu (domesticated animals) are bound, paśum aśvyam gavyam (RV
5.61.5), and can be pulled by even a child. Humans are paśu for they too are led by simple
stories like that of paradise or revolution or glory.
This explains why paśya is “to see” and Paśupati is another name of Śiva, for the
binding of sense-impressions comes from consciousness, which also provides capacity for
freedom.
Rudra-Śiva is called the ‘best of physicians’, bheṣaja śiromaṇi (धशरोमधण) or
Vaidyanātha (RV 2.33.4). The eight names of Śiva given in Śivapurāṇa 1.20 are Hara
(Destroyer), Maheśvara (Great Lord), Śambhu (Source of Bliss), Śūlapāṇi (carrier of Triśūla
धत्रशूल), Pinākin (Archer), Śiva, Paśupati (Lord of beings), and Mahādeva (Great God).
Of these, the triśūla signifies the overarching connections between the three aspects
of reality, that is body, mind, and consciousness, as well as the three guṇas. Śiva as Pinākin,
the archer, sends out the flaming arrow that shines light in the dark chamber of the mind.
Śiva must also be seen as the complement to Viṣṇu, the pervader. If Viṣṇu is the
universal order, then Śiva is dynamic change. Taken together, they are a unity called Harihara.
The great sage Yājñavalkya in the Bṛhadāraṇyaka Upaniṣad speaks of the eleven
Rudras as different aspects of consciousness. These eleven find systematic representation in
the categories of Kashmir Śaivism, by getting added to the 25 tattvas of Sāṅkhya for the total
of 36. In our perspective the system is an emanation of the categories in the Vedas.
ON LANGUAGE
Let us return to the mind. It can be in states that do not provide clarity. But if mind is the
problem, it is also the only instrument that one has. The practitioner must leverage the
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perceptions of the mind, which are recounted in language, to transcend its limitations. Also
since the mind is situated in the body, one must also address bodily states so as to be calm
and focused.
Innate knowledge emerges from the mind, which is the mantra. It leads to the knowledge of
the reality that lies beyond material associations.
Sound is made meaningful by strings of words. But what about the meaning of
elementary sounds? This meaning is grasped as one opens the crack between the universal
and the individual. The phonemes of the language are the womb, mātṛkā, that when joined
with insight helps one to go beyond surface associations.
The individual is transformed into a state where light of knowledge shows new
pathways.
Detachment from associations is the key to the knowledge of the Self or the Universal
Being. Be an outsider. By separating the senses from the source of consciousness, it becomes
possible to reach to the heart of the Self.
Could meditation on Consciousness have led the ṛṣis to insights that remain beyond
the pale of our current understanding of the nature of reality?
The Śiva Sūtra deals with questions such as: How do the senses emerge in the
emergence of the mind? Could there be more senses than we possess?
The stories of Śiva are a retelling of the astonishing insights of the science of
consciousness. We can enjoy the dance of Śiva.
The Śiva Sūtra has three movements:
The first movement is about universal consciousness (Śiva)
The second movement is about the emergence of innate knowledge (Śakti)
The third movement is about self-transformation (the individual)
These movements begin with the question of who we are.
We couldn’t be just our life-history, our memories, and our desires and aspirations. A
lot of that is the accident of our birth and our social experience.
When we strip off layer upon layer of the social self, we come to the essential being.
The process of the stripping of the social self is painful but it is liberating.
It is this process that transforms the individual. It is this process that is the greatest
sacrifice.
The Śiva Sūtra requires instruction by a master. Without that it is like talking of the
fast moving current in the middle of a raging river from a distance, when the only way to
experience the force of the current is to be in it.
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The Śiva Sūtra
1. Śāmbhavopāya, Śiva’s View or the Path of Śiva
1.1 Consciousness is the self. चैिन्यमािा॥१॥
1.2 (Ordinary) knowledge consists of associations. ज्ञानं बन्धः ॥२॥
1.3 Emanations of the source are embodied activity. योधनिगयः कलाशरीरम्॥३॥
1.4 The ground of knowledge is mātṛkā (the elemental sounds). ज्ञानाधिष्ठानं मािृका॥४॥
1.5 The upsurge (of consciousness) is Bhairava. उद्यमो भैरिः ॥५॥
1.6 By union with the energy centers one withdraws from the universe. शत्मतचक्रसन्धाने
धिश्वसंिारः ॥६॥
1.7 Even during waking, sleep, and deep sleep one can experience the fourth state
(transcending ordinary consciousness). जाग्रत्स्वप्नसुर्षुप्तभेदे िुयाय भोगसम्भिः ॥७॥
1.8 (Sensory) knowledge is obtained in the waking state. ज्ञानं जाग्रि् ॥८॥
1.9 Dreaming is free ranging of thoughts. िप्नो धिकल्पाः ॥९॥
1.10 Deep sleep is māyā, the (state of) delusion. अधििेको मायासौर्षुप्तम्॥१०॥
1.11 The experiencer of the three states is the lord of the senses. धत्रियभोता िीरे शः ॥११॥
1.12 The stages of the union are astonishing, vismaya. धिस्मयो योगभूधमकाः ॥१२॥
1.13 The power of the will is the playful Umā. इच्छाशत्मतरुमा कुमारी॥१३॥
1.14 The observed is embodied. दृश्यं शरीरम्॥१४॥
1.15 By fixing the mind on its core one can comprehend the perceivable and emptiness. हृदये
धचत्तसङ्घट्टाद् दृश्यिापदशयनम्॥१५॥
1.16 Or by contemplating the pure principle one is free of the power that binds animal
instincts. शुद्धित्त्वसन्धानाद्वापशुशत्मतः ॥१६॥
1.17 Right discernment is the knowledge of the self. धििकय आिज्ञानम्॥१७॥
1.18 The bliss of the sight is the joy of samādhi. लोकानिः समाधिसुखम्॥१८॥
1.19 The body emerges when the energies unite. शत्मतसन्धाने शरीरोत्पधत्तः ॥१९॥
1.20 Elements united and elements separated and the universe is assembled.
भूिसन्धानभूिपृिक्त्वधिश्वसङ्घट्टाः ॥२०॥
1.21 Pure knowledge leads to a mastery of the wheel (of energies).
शुद्धधिद्योदयाच्चक्रेशिधसत्मद्धः ॥२१॥
1.22 The great lake (of space-time) is experienced through the power of mantra.
मिाह्रदानुसन्धानान्मन्त्रिीयाय नुभिः ॥२२॥
2 Śāktopāya, the Process, the path of Śakti
2.1 The mind is a measure, mantra. धचत्तं मन्त्रः ॥१॥
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2.2 Effort leads to attainment. प्रयत्नः सािकः ॥२॥
2.3 The secret of mantra is the being of the body of knowledge. धिद्याशरीरसत्ता मन्त्ररिस्यम्॥३॥
2.4 The emergence of the mind in the womb is like a dream based on inferior knowledge. गभे
धचत्तधिकासोऽधिधशष्टधिद्यािप्नः ॥४॥
2.5 When the knowledge of one’s self arises, one moves in the Sky of Consciousness, Śiva’s
state. धिद्यासमुत्थाने िाभाधिके खेचरी धशिािथिा॥५॥
2.6 The guru is the means. गुरुरुपायः ॥६॥
2.7 The awakening of the wheel of mātṛkā (the elemental sounds). मािृकाचक्रसम्बोिः ॥७॥
2.8 The body is the oblation. शरीरं िधिः ॥८॥
2.9 The food is knowledge. ज्ञानमन्नम्॥९॥
2.10 With the extinction of knowledge emerges the vision of emptiness.
धिद्यासंिारे िदु त्थिप्नदशयनम्॥१०॥
3 Āṇavopāya, the Individual’s Means
3.1 The mind is the self. आिा धचत्तम्॥१॥
3.2 (Material) knowledge is bondage (association). ज्ञानं बन्धः ॥२॥
3.3 Māyā is the lack of discernment of the principles of transformation (kalā). कलादीनां
ित्त्वानामधििेको माया॥३॥
3.4 The transformation is stopped in the body. शरीरे संिारः कलानाम्॥४॥
3.5 The quieting of the vital channels, the mastery of the elements, the withdrawal from the
elements, and the separation of the elements. नाडीसंिारभूिजयभूिकैिल्यभूिपृिक्त्वाधन॥५॥
3.6 Perfection is through the veil of delusion. मोिािरणात्मत्सत्मद्धः ॥६॥
3.7 Overcoming delusion while enjoying the world innate knowledge is obtained.
मोिजयादनन्ताभोगात्सिजधिद्याजयः ॥७॥
3.8 Waking is the second ray (of consciousness). जाग्रद्द्धििीयकरः ॥८॥
3.9 The self is the actor. नियक आिा॥९॥
3.10 The inner self is the stage. रङ्गोऽन्तरािा॥१०॥
3.11 The senses are the spectators. प्रेक्षकाणीत्मियाधण॥११॥
3.12 The pure state is achieved by the power of the intellect. िीिशात्सत्त्वधसत्मद्धः ॥१२॥
3.13 Freedom (creativity) is achieved. धसद्धः ििन्त्रभािः ॥१३॥
3.14 As here so elsewhere. यिा ित्र ििान्यत्र॥१४॥
3.15 Emission (of consciousness) is the way of nature and so what is not external is seen as
external. धिसगयिाभायाद् अबधिः त्मथििेस्तत्मथिधिः ॥१५॥
3.16 Attention to the seed. बीजाििानम्॥१६॥
3.17 Seated one sinks effortlessly into the lake (of consciousness). आसनथिः सुखं ह्रदे
धनमज्जधि॥१७॥
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3.18 The measure of consciousness fashions the world. िमात्राधनमाय णमापादयधि॥१८॥
3.19 As (limited) knowledge is transcended, birth is transcended. धिद्याधिनाशे जन्मधिनाशः ॥१९॥
3.20 Māheśvarī and other mothers (sources) of beings reside in the “k” sound elements.
किगाय धदर्षु मािे श्वयाय द्याः पशु मािरः ॥२०॥
3.21 The fourth (state of consciousness) should be used to oil the (other) three (states of
consciousness). धत्रर्षु चिुिं िैलिदासेच्यम्॥२१॥
3.22 Absorbed (in his nature), one penetrates (the phonemes) with one’s mind. मिः िधचत्तेन
प्रधिशेि्॥२२॥
3.23 A balanced breathing leads to a balanced vision. प्राणसमाचारे समदशयनम्॥२३॥
3.24 The lower plane arises in the center (of the phoneme). मध्येऽिरप्रसिः ॥२४॥
3.25 What was destroyed rises again by the joining (sandhāne) of perceptions (svapratyaya)
with the objects (mātrā) of experience. मात्रािप्रर्तयसन्धाने नष्टस्य पुनरुत्थानम्॥२५॥
3.26 He becomes like Śiva. धशििुल्यो जायिे॥२६॥
3.27 The activity of the body is the vow. शरीरिृधत्तव्रयिम्॥२७॥
3.28 The recitation of the mantras is the discourse. किा जपः ॥२८॥
3.29 Self-knowledge is the gift. दानमािज्ञानम्॥२९॥
3.30 He who is established is the means and knowledge. योऽधिपथिो ज्ञािे िुि॥३०॥
3.31 The universe is the aggregate of his powers. िशत्मतप्रचयोऽस्य धिश्वम्॥३१॥
3.32 Persistence and absorption. त्मथिधिलयौ॥३२॥
3.33 Even when this (maintenance and dissolution) there is no break (anirāsaḥ, in awareness)
due to the perceiving subjectivity. ित्प्रिृत्तािप्यधनरासः संिेत्तृभािाि्॥३३॥
3.34 The feeling of pleasure and pain is external. सुखदु ः खयोबयधिमयननम् ॥३४॥
3.35 The one who is free of that is alone (with consciousness). िधद्वमुतस्तु केिली॥३५॥
3.36 A mass of delusion the mind is subject to activity. मोिप्रधिसंििस्तु कमाय िा॥३६॥
3.37
When
separateness
is
gone,
action
can
lead
to
creation.
भेदधिरस्कारे
सगाय न्तरकमयिम्॥३७॥
3.38 The power to create is based on one’s own experience. करणशत्मतः ििोऽनुभिाि्॥३८॥
3.39 That which precedes the three (states of consciousness) vitalizes them.
धत्रपदाद्यनुप्राणनम्॥३९॥
3.40 The same stability of mind (should permeate) the body, senses and external world.
धचत्तत्मथिधििच्छरीरकरणबाह्येर्षु॥४०॥
3.41 Craving leads to the extroversion of the inner process. अधभलार्षाद्बधिगयधिः संिाह्यस्य॥४१॥
3.42 When established in pure awareness, (the craving) is destroyed and the (empirical)
individual ceases to exist. िदारूढप्रधमिेस्तत्क्षयाज्जीिसङ्क्षयः ॥४२॥
3.43 Although cloaked in the elements that are not free, like the Lord, one is supreme.
भूिकञ्चुकी िदा धिमुतो भूयः पधिसमः परः ॥४३॥
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3.44 The link with the vital breath is natural. नै सधगयकः प्राणसम्बन्धः ॥४४॥
3.45 Concentrating on the center within the nose, what use are the left and the right channels
or suṣumnā? नाधसकान्तमयध्यसंयमाि् धकमत्र सयापसयसौर्षुम्नेर्षु॥४५॥
3.46 May (the individual) merge (in the Lord) once again. भूयः स्यात्प्रधिमीलनम्॥४६॥
ॐ िि् सि्
NOTES
1.
2.
3.
4.
For example, in Kak, 2004.
For example, Kak, 2008-2009.
For translations of the Śiva Sūtra, see example, Singh, 1979 and Lakshmanjoo, 2015.
Various commentaries in the Trika tradition of Kashmir Śaivism include Chatterji, 1914; Dyczkowski, 1987; Singh, 1988. Bhāskara’s Vārttika is in Vasugupta, 1992.
BIBLIOGRAPHY
Chatterji, J.C. Kashmir Shaivaism. SUNY Press, 1914.
Dyczkowski, Mark S. G., The Doctrine of Vibration: An Analysis of the Doctrines and Practices of
Kashmir Shaivism. SUNY Press, 1987.
Kak, S. The Architecture of Knowledge. Motilal Banarsidass, Delhi, 2004.
Kak, S. The Great Goddess Lalitā and the Śrī Cakra. Brahmavidyā: The Adyar Library Bulletin, 7273, 155-172, 2008-2009.
Lakshmanjoo, S. Śiva Sutras: The Supreme Awakening. Lakshmanjoo Academy, 2015.
Singh, J. Siva Sutras: The Yoga of Supreme Identity. Motilal Banarsidass, Delhi, 1979.
Singh, J. Parā-trīśikā-Vivaraṇa: The Secret of Tantric Mysticism. Motilal Banarsidass, Delhi, 1988.
Vasugupta, The Aphorisms of Siva: The Siva Sutra with Bhāskara's Commentary, the Vārttika. SUNY
Press, 1992.
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6
The Buddha and the Veda*
INTRODUCTION
The layperson believes that whereas the Veda accepts the idea of the ātman (translated into
English as “Self”), which is both immanent and transcendent, Buddhism does not. Indeed, in
the popular imagination the Buddha promoted the doctrine of anātman or anattā, and he took
the ground stuff of reality to be nothing, what came to be called śūnyatā or emptiness.
Generally speaking, the recognition of the three doctrines of anatta, the absence of self, anicca
(Skt. anitya, impermanence), and dukkha (suffering) as three characteristics of all existence
(tri-lakṣaṇa), constitute “right understanding” in Buddhism.
In reality, early Buddhist texts do discuss ātman as in Dīgha Nikāya, Samyutta Nikāya,
Vinaya, Majjhima Nikāya and Aṅguttara Nikāya. But for certain historical reasons, anattā
became a bedrock doctrine of Buddhism. Nagarjuna (~200 CE), explicitly rejected ātman
(self, soul), claiming in Mūlamadhyamakakārikā that “Buddha taught the doctrine of no-self.”
The Self/No-self dichotomy means that the philosophical foundations of Hinduism
and Buddhism are different. In Hinduism, consciousness (ātman) is primary and at the
analytical level it is different from matter. In Buddhism, on the other hand, consciousness is
a phenomenon that emerges on the ground of the body although it survives in the chain of
influences it engenders. As an aside, both these doctrines are under consideration in modern
science’s quest to define consciousness.1
The Aggi-Vacchagotta Sutta, presents an exchange between the Buddha and a
wandering ascetic named Śreṇika Vatsagotra (Pali: Senika Vacchagotta). The Buddha has
taught there is rebirth but anātman, or no eternal Self. Śreṇika disagrees and asks the Buddha
many questions, which the Buddha refuses to answer, calling his questions as indeterminate,
indicating that any further response to the questions would entangle him in indefensible
positions of Śāśvatavāda (eternalism) or Ucchedavāda (annihilationism). The Buddha uses
the metaphor of Agni, stating that just like a fire when extinguished no longer exists, in the
same way all skandha (aggregates) that constitute a person are extinguished upon death.
However, in another reference to the story in the Mahāyāna Mahāparinirvāṇa-sūtra2
(MPNS) (मिापररधनिाय णसू त्र), Śreṇika counters by comparing the physical body to a house
whose owner is the eternal Self (ātman) who is outside when the fire burns it down.
Therefore, it will surprise many that this dichotomy of ātman versus anātman was
declared false by the Buddha on his last day of life. He said:
The Self (ātman) is reality (tattva), the Self is permanent (nitya), the Self is virtue (guṇa),
the Self is eternal (śāśvatā), the Self is stable (dhruva), and the Self is auspiciousness
(śiva).
*
Medium (2020); Academia.edu (2021)
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Subhash Kak
Other adjectives used by the Buddha for the Self are “sovereign” (aiśvarya),
“unchanging” (avipariṇāma), and “true” (satya).
These are precisely the “attributes” associated with the Self (ātman) in the Vedas.3 The
attribute aiśvarya implies agency and brings to mind Īśvara, or Śiva. Īśvara is the free mind
who has access to “transcendental knowing” or lokkottara-jñāna, which explains how ŚivaMaheśvara was integrated into worship in many parts of the Buddhist world.4
Quite like the term āvaraṇa (covering) hiding the Self from the mind, the Buddha
speaks of many kleśas (mental and moral afflictions) preventing one from seeing the Self.
He suggests that the doctrine of No-self was advanced by him as an upāya to get his
followers off from attachment to old ideas. But now they were attached to impermanence and
emptiness, and so before he left the world he wished to reveal the secret doctrine of the Self.
He gave the Self or the ātman the name tathāgatagarbha, “thus-arrived-nature”
(svabhāva of beings), or the buddhadhātu, “ground-state-of-illumination”.5 Just as the Veda
speaks of a churning between avidyā (world as materiality) and vidyā (world as cognition) to
obtain deep knowledge of the Self, the Buddha spoke of a churning between emptiness and
non-emptiness.
The need for both avidyā and vidyā for knowledge is most beautifully expressed in
the Īśa Upaniṣad as follows:
धिद्यां चाधिद्यां च यस्तद्वे दोभयाँ सि |
अधिद्यया मृ र्तुं िीिाय धिद्ययाऽमृ िमनु िे ॥ ११॥ ईशोपधनर्षि्
vidyāṃ cāvidyāṃ ca yastadvedobhayaṃ saha |
avidyayā mṛtyuṃ tīrtvā vidyayā’mṛtamaśnute ||
He who knows both vidyā and avidyā together,
crosses death through avidyā and through vidyā attains immortality.
It is significant that both elements are essential. Elsewhere, I have described intuition
as the flight of the mind where the two wings are vidyā and avidyā.6
BUDDHA’S PARINIRVᾹṆA
The circumstances under which Śākyamuni Buddha died and his last sermon are described in
the Pali Mahāparinibbāna-suttanta and the Mahāyāna Mahāparinirvāṇa-sūtra (or just the
Nirvāṇa Sūtra), the latter of which is a much more substantial text in which the Buddha goes
into the very heart of the teachings that had been taught earlier by him.
We find the eighty-year old Buddha unwell. He and his entourage are in transit to the
town of Kuśinagara in the land of the Mallas, where in the outskirts he lays down between a
pair of sal trees, announcing his impending death. Hearing of this, throngs assemble. Amongst
them is Cunda, an artisan from the town. He and others get down on their right knees and
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address the Buddha entreating him to stay longer in this world. The Buddha reminds Cunda:7
All created things
Have impermanent nature
Having come into existence, they do not last
Tranquil extinction is bliss
But Cunda presents many arguments why the teaching of emptiness was not going to
give them comfort and words like nirvāṇa — or even the non-nirvāṇa — of the Tathāgata
seemed contradictory and difficult to understand. This prompts the Buddha to eventually
reveal the secret doctrine of the ātman.
The MPNS is one of the most important scriptures in the Buddhist canon and in the
fifth century two translations based on two different Sanskrit texts were produced, one by the
famed traveler Faxian (418CE); and the other longer “Northern version” by Dharmakṣema in
422 CE. There is also a later Tibetan version (c 790CE).
The Buddha had used emptiness to help his disciples separate themselves from earlier
attachments. He explains the supersession of the No-self doctrine by the Self doctrine with
this parable:7
Consider the story of mother whose infant son is ill. The physician gives her medicine for the
boy with the instruction “After the child takes the medicine, do not give him your milk until
he has fully digested the medicine.” The mother smears a bitter-tasting substance on her
breasts and tells her young child that the breasts have poison on them. Having heard this, the
child pulls away from her when he is hungry. But after the medicine has been ingested, the
mother washes her breasts and calls out to her son, “Come and I shall give you milk.”
The Veda is the mother’s milk that the Buddha did not allow his disciples to partake
until they had purified themselves with the austere message of emptiness.
MAHᾹPARINIRVᾹṆA–SŪTRA IN CHINA
The translator of MPNS into Chinese was Dharmakṣema, who was a great celebrity of his
times. He was born in Central India, and he received instruction from several teachers. This
was the golden age of transmission of Buddhist texts to China, and to seek fame and fortune
he went to Central Asia. At first he lived for several years in Dunhuang, busy with his work.
But the city was conquered by the Northern Liang king Juqu Mengxun, who took
Dharmakṣema with him to his capital Guzang in 421 and installed him as teacher, court
advisor and translator of Sanskrit sutras.
By the mid-twenties, Juqu’s overlord Tuoba Tao, the emperor of Wei, having heard of
Dharmakṣema’s fame wanted him, but Juqu resisted. To ease the pressure, Dharmakṣema was
sent to India to acquire more texts. But when he returned after a couple of years, Tuoba Tao
repeated his demand and threatened to invade Guzang.
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Subhash Kak
But Juqu Mengxun did not want to give up Dharmakṣema, so as a way to solve this
problem and appease his overlord Tuoba Tao, he decided to kill him. Dharmakṣema was
murdered in 433, when he was forty-eight years old.
LATER BUDDHIST TRADTION
The near identity of the Buddhist and the Vedic traditions is known to discerning scholars.
The two are identical in the worldly (laukika) sphere; there are differences in philosophical
emphasis that matter in the otherworldly (lokottara) sphere. This was known widely which
explains the spread of the Maheśvara image from India to Central Asia and China over 1,500
hundred years ago.8
Ananda Coomaraswamy compared the two thus:9 “The more superficially one studies
Buddhism, the more it seems to differ from the Brahmanism in which it originated; the more
profound our study, the more difficult it becomes to distinguish Buddhism from Brahmanism,
or to say in what respects, if any, Buddhism is really unorthodox.”
Coomaraswamy reminds that the Buddha claimed to be speaking of the Sanātana
dharma (akālika dharma).9 “[He] describes as a vile heresy the view that he is teaching a
‘philosophy of his own,’ thought out by himself. No true philosopher ever came to destroy,
but only to fulfill the Law. ‘I have seen,’ the Buddha says, ‘the ancient Way, the Old Road
that was taken by the formerly All-Awakened, and that is the path I follow’; and since he
elsewhere praises the Brāhmaṇs of old who remembered the Ancient Way that leads to
Brahma, there can be no doubt that the Buddha is alluding to ‘the ancient narrow path that
stretches far away, whereby the contemplatives, knowers of Brahma, ascend, set free’
(vimuktāḥ), mentioned in verses that were already old when Yājñavalkya cites them in the
earliest Upaniṣad.”
The influential Lotus Sūtra (Saddharma Puṇḍarīka Sūtra) maps the perennial nature
of Vedic knowledge into the ideas that there are several means (upāyakauśalya or upāya)
adapted to the needs of the disciple, and Buddha lives on amongst us in the forms of
bodhisattvas, who have attained enlightenment for the benefit of all beings.
The 25th chapter of the Lotus Sūtra describes Avalokiteśvara as a bodhisattva who
embodies the compassion of all Buddhas. But bodhisattvahood itself requires worship of the
Self within. The Nīlakaṇṭha Dhāraṇī is a chant popular all over East Asia said to have been
recited by Avalokiteśvara in praise of the compassion shown by Harihara (Viṣṇu and Śiva),
especially as Śiva who drank halāhala poison at the churning of the ocean to save the world,
which has made his neck blue (nīlakaṇṭha in Sanskrit):10
siddhāya svāhā | mahāsiddhāya svāhā | siddha-yogeśvarāya svāhā | Nīlakaṇṭhāya svāhā |
Vāraha-mukhāya svāhā | Narasiṃha-mukhāya svāhā | padma-hastāya svāhā | cakra-hastāya
svāhā | padma-hastāya? svāhā | Nīlakaṇṭha-vyāghrāya svāhā | Mahābali-Śankarāya svāhā ||
In the Kāraṇḍavyūha Sūtra, an adaptation of the Ṛgvedic Puruṣa Sūkta that most likely
originated in Kashmir in 4th or 5th century, the sun and moon are said to be born from
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Avalokiteśvara's eyes, Śiva from the brow, Brahmā from the shoulders, Nārāyaṇa from the
heart, and Sarasvatī from the teeth. The mantra Oṃ maṇi padme hūṃ (ॐ मधण पद्मे हूाँ ) about
the “jewel in the lotus” which is the heart of practice in many Asian traditions is to be found
here.11
Three- or four-faced Maheśvara images have been found in Chinese caves. It is
believed that philosophers Asaṅga and Ᾱryadeva tried to amalgamate Shaivism and
Vaishnavism with Buddhism.
The modern distance between Hinduism and Buddhism is the creation of Western
academic Buddhologists and Indologists, whereas in the past the wise had the two merge into
one as in Indonesia’s Śiva-Buddha-āgama, which was the royal tradition for a long time. The
Buddha realm is the realm of intelligence and thought, whereas the realm of Śiva is that of
pure awareness, in which the first is necessary step to ascend to the second.
Bhinneka Tunggal Ika, the national motto of Indonesia, literally means “different, yet
the same” referring to the Buddha and Śiva and it is usually rendered as “unity in diversity.”
The phrase is from the Kakawin Sutosoma, a fourteenth century poem in Old Javanese, by
Mpu Tantular12. The stanza is as follows:
Rwāneka dhātu winuwus Buddha Wiswa/
Bhinnêki rakwa ring apan kena parwanosen,
Mangka ng Jinatwa kalawan Śiwatatwa tunggal/
Bhinnêka tunggal ika tan hana dharma mangrwa.
The Buddha and the Universal (Śiva) are known as different realms/
They are different, but how to know this difference
For the truth of Jina (Buddha) and Śiva is one/
They are different, yet same, for truth knows no duality.
The Buddha and the Viśva (here the universal consciousness as Śiva) appear different, yet are
the same. This difference arises from the minds (ruled by emotions and the buddhi, or
intelligence) who are different individuals and disappears when one sees that behind all
experience lies the same consciousness, or Śiva.
The poet knew well that the heart of the Vedic insight is the place that lies beyond the
paradoxical, which opens the doorway to deep understanding. Scales fall away when
multiplicity and unity are understood as two sides of the same reality.
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Subhash Kak
NOTES
1. See Kak (2002), Kak, (2009), Kak, (2018) for the convergence between modern science and Vedic
thought; Buddhism offers a theory of emergence of mind from nothingness in seeming parallel
with the beliefs of those scientists who think that consciousness is to be traced as emerging from
complexity. See also Kak (2021b) for a view of the current research on consciousness from the
perspective of artificial intelligence.
2. Yamamoto (1973) for the standard translation; see also Page (2006)
3. See, for example, Kak (2019)
4. Kak (2020) and Kak (2021)
5. Jikidõ (2000)
6. Kak (2007)
7. Yamamoto (1973)
8. See Kak (2021a). Gallo (2013) summarizes iconographical evidence related to the integration of
Hinduism into Buddhism.
9. Coomaraswamy (1943)
10. Lokesh Chandra (1988)
11. Roberts (2012)
12. It is estimated to have been written between 1365 and 1389 during the golden age of the Majapahit
Empire.
REFERENCES
L. Chandra, The Thousand-armed Avalokiteśvara. Abhinav Publications, Indira Gandhi National
Centre for the Arts, New Delhi (1988)
A. Coomaraswamy, Hinduism and Buddhism. Philosophical Library, New York (1943) & Golden
Elixir Press (2011);
https://www.goldenelixir.com/files/Coomaraswamy_Hinduism_and_Buddhism_(Sample).pd
f
R. Gallo, The Image of Maheśvara: An early example of the integration of Hindu Deities in the
Chinese and Central Asian Buddhist Pantheon. Dissertation, SOAS, London (2013)
T. Jikidõ, The Tathāgatagarbha theory reconsidered: Reflections on some recent issues in Japanese
Buddhist studies. Japanese Journal of Religious Studies 27, 73–83 (2000)
S. Kak, The Gods Within: Mind, Consciousness and the Vedic Tradition. Munshiram Manoharlal,
New Delhi (2002)
S. Kak, The Prajñā Sutra: Aphorisms of Intuition. DK Printworld, New Delhi (2007)
S. Kak, The universe, quantum physics, and consciousness. Journal of Cosmology (2009)
S. Kak, Indian foundations of modern science. OSU (2018);
https://www.academia.edu/47750137/Indian_Foundations_of_Modern_Science
S. Kak, The secret of the Veda. OSU (2019)
S. Kak, Uttarakuru and the Slavs. Itihasa Darpan 25, 1-2, 59-66 (2020)
S. Kak, Svetovid and Śiva. Conference on Belarus and Cultural Legacy of Ancient Times and
Middle Ages. (2021a)
S. Kak, The limits to machine consciousness. Journal of Artificial Intelligence and Consciousness 8
(2021b)
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T. Page, The Nirvana Sutra. (2006); https://www.nirvanasutra.net/theselfatman.htm
P.A. Roberts, Translating Translation: An Encounter with the Ninth-Century Tibetan
Version of the Kāraṇḍavyūha-sūtra. JOCBS, 224-242 (2012)
K. Yamamoto (tr.), The Mahayana Mahāparinirvāṇa Sūtra from Dharmakshema’s Chinese version.
Taisho Tripitaka Vol. 12, No. 374 (1973)
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7
The Nine Darśanas*
The orthodox schools of Indian views of reality are called ṣaḍdarśana (“six systems”), but
this list is not as ancient as some schoolbooks suggest. These six analyze ritual (Mīmāṃsā),
logic (Nyāya), matter together with its atomic constituents (Vaiśeṣika), creation at the
personal and the cosmic levels (Sāṅkhya), synthesis (Yoga), and finally meaning of reality
(Vedānta). Each of these include the subject – the experiencing self -- within the larger
discussion. It is important to note that these six systems or views are universal and are not
connected with any devotional practice. But since they include the subject within the
framework, they provide a discipline that helps the individual to further his or her
understanding.1
Vidyāraṇya, the fourteenth century scholar, in Sarvadarśanasaṅgraha, lists sixteen
darśanas (schools) ranging from materialism (Cārvāka) to the Vedānta of Śaṅkara:2
चािाय कदशय नम् ,
बौद्धदशयनम् ,
अिय िदशय नम् ,
रामानुजदशय नम् ,
पूणयप्रज्ञदशय नम्,
नकुलीशपाशु पिदशयनम् , शै िदशय नम् , प्रर्तधभज्ञादशय नम् , रसेश्वरदशय नम् , औलूक्यदशय नम् ,
अक्षपाददशय नम् ,
जैधमधनदशयनम् ,
पाधणधनदशय नम् ,
सां ख्यदशय नम् ,
पािञ्जलदशय नम् ,
शां करदशय नम्
Since the Vedas speak of consciousness as transcendent and not a property of the
material ground (the brain), the number of ways it can be viewed by the pañca-mahābhūtas
based mind is limitless and Vidyāraṇya’s list is a snapshot representing traditions that were
popular at his time, and is not exhaustive. The last seven of this list include the ṣaḍdarśana
together with Pāṇini’s grammatical philosophy of language.
It is instructive to speculate on the origin of the ṣaḍdarśana. Six is a fundamental
count for it is the six different directions in space and thus it provides six orthogonal
perspectives. The complementary darśana pairs are on opposite sides.
The ṣaḍdarśana
The Jain scholar Haribhadra Sūri (eighth century CE) in his Ṣaḍdarśanasamuccaya
(summary of the six darśanas) presents six where Yoga and Vedānta are replaced by
*
Academia.edu (201)
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Subhash Kak
Buddhism and Jainism, and this indicates that the orthodox six mentioned earlier were already
canonical in his time.
In reality, all small numbers are fundamental in the Indian tradition. For example, two
is puruṣa and prakṛti (materiality and consciousness or any of the three complementary
binaries such as Nyāya-Vaiśeṣika, Mīmāṃsā - Vedānta, Sāṅkhya-Yoga), three is trayī-vidyā
or Tridevi, or Trimurti, four is the cardinal directions, five is the mahābhūtas, seven is svaras
or colors), eight is siddhis or directions (four main and four diagonal), nine is rasa or treasures
(Navanidhi), and so on.
Of these, nine is a special count for it alludes to new beginnings (nava also means
new); the Latin cognate novem also connotes newness and “to the nines” in English means
“perfection”.
The darśanas are at the intersection of puruṣa and prakṛti and they represent the lens
through which the mind which is constituted of prakṛti experiences the light of puruṣa. The
nature of the interface between the two depends on the training of the mind and given that
pervasive technology has transformed our experience in our times, it is good to enrich the
view by using additional lenses of new darśanas.
INDRA’S VAJRA
Nine is 3 × 3 that represents the fundamental trichotomy of reality three times over. If one
wishes to engage with the world strongly, one must come out of the security of the cube. What
comes to mind is the vajra shape and, in particular, Indra’s Vajra, that is reputed to have
immense power.
Vajra in Newark (New Jersey) Museum (left), and one from Tibet (right)
Indra on his elephant Airāvata holding vajra.
Painted in Thanjavur, early 19th century. British Museum
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The vajra’s geometry is a three-sided prism capped by tetrahedrons on either side.
Each of its surfaces represents a darśana; the ṣaḍdarśana are on the prism and one cap and
the three new darśanas are on the opposite cap. The original complementary pairs of the
ṣaḍdarśana are next to each other.
The nine darśanas as Indra’s vajra
I propose that the additional three darśanas are Spanda, Kāla, and Śaiva, which
analyze reality as vibration (frequency and number), time (change and transformation), and
Consciousness. Their position in relation to existing darśanas: Śaiva is next to Vedānta (for it
is a form of it), Kāla is next to Nyāya (for all logic presupposes time), and Spanda is next to
Mīmāṃsā (for it is the pulsating movement of Consciousness that drives ritual).
Frequency and number, time and consciousness are fundamental to our experience of
reality and they also represent the frontier of many disciplines of science such as physics,
neuroscience, psychology, computer science. They need more focused attention than
provided by the six darśanas.
SPANDA DARŚANA
Spanda darśana is the analysis of the universe as motion and vibration. In the 9th century, the
Śaivite sage Vasugupta or his student Bhaṭṭa Kallaṭa wrote the Spanda-kārikā, and we know
that the commentary on it, Spanda-vṛtti, was written by Bhaṭṭa Kallaṭa.3
The flow of the power of consciousness occurs as a consequence of the interplay
between subject, object and the means of the interaction that leads to cognition that ebbs and
flows. There is also vibration associated with all outer reality. Prakāśa, as light, may also be
viewed from the perspective of frequency and this opens up aspect of modern science as
subject of inquiry within the ambit of Spanda darśana.
KᾹLA DARŚANA
Atharvaveda 19.53 (Śaunaka) has a hymn on Kāla (Time) where the bhúvanāni are the beings, or the worlds; the following hymn 19.54 echoes it.
AV 19. 53
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kāló áśvo vahati saptáraśmiḥ sahasrākṣó ajáro bhū́ riretāḥ /
tám ā́ rohanti kaváyo vipaścítas tásya cakrā́ bhúvanāni víśvā //1//
saptá cakrā́ n vahati kālá eṣá saptā́ sya nā́ bhīr amŕ̥taṃ nv ákṣaḥ /
sá imā́ víśvā bhúvanāny añjat kāláḥ sá īyate prathamó nú deváḥ //2//
pūrṇáḥ kumbhó 'dhi kālá ā́ hitas táṃ vaí páśyāmo bahudhā́ nú sántam /
sá imā́ víśvā bhúvanāni pratyáṅ kāláṃ tám āhúḥ paramé vyòman //3//
sá evá sáṃ bhúvanāny ā́ bharat sá evá sáṃ bhúvanāni páry ait /
pitā́ sánn abhavat putrá eṣāṃ tásmād vaí nā́ nyát páram asti téjaḥ //4//
kāló 'mū́ ṃ dívam ajanayat kālá imā́ ḥ pr̥thivī́ r utá /
kālé ha bhūtáṃ bhávyaṃ ceṣitáṃ ha ví tiṣṭhate //5//
kāló bhūtím asr̥jata kālé tápati sū́ ryaḥ /
kālé ha víśvā bhūtā́ ni kālé cákṣur ví paśyati //6//
kālé mánaḥ kālé prāṇáḥ kālé nā́ ma samā́ hitam /
kāléna sárvā nandanty ā́ gatena prajā́ imā́ ḥ //7//
kālé tápaḥ kālé jyéṣṭham kālé bráhma samā́ hitam /
kāló ha sárvasyeśvaró yáḥ pitā́ sīt prajā́ pateḥ //8//
téneṣitáṃ téna jātáṃ tád u tásmin prátiṣṭhitam /
kāló ha bráhma bhūtvā́ bíbharti parameṣṭhínam //9//
kāláḥ prajā́ asr̥jata kāló ágre prajā́ patim /
svayaṃbhū́ ḥ kaśyápaḥ kālā́ t tápaḥ kālā́ d ajāyata //10//
1. Kāla, the steed, runs with seven reins (rays), thousand-eyed, ageless, rich in seed. The
learned seers mount him; all the beings (worlds) are his wheels.
2. With seven wheels does this Kāla flow, he has seven naves, and immortality is his axle.
He carries here all these worlds. Kāla, the first divinity, now hastens onward.
3. A full jar has been placed upon Kāla; him, truly, we see existing in many forms. He
carries away all these worlds; they call him Kāla in the highest heaven.
4. He surely brought here all the worlds, he surely encompasses all the worlds. Although
their father, he became the son; there is, truly, no other force, higher than he.
5. Kāla created the heavens, Kāla also created this earth. That which is past, and that
which shall be, driven by Kāla, spreads out.
6. Kāla created the earth, in Kāla the sun burns. In Kāla are all beings, in Kāla the eye
looks out.
7. In Kāla the mind, in Kāla the breath, in Kāla the names are fixed; when Kāla has arrived, all the creatures rejoice.
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8. In Kāla the tapas, in Kāla the highest, in Kāla brahma is fixed; Kāla is the lord of everything, he was the father of Prajāpati.
9. By him this (universe) was ordered, by him it was born, and upon him this was founded.
Kāla, truly, having become the brahma (spiritual exaltation), supports Parameṣṭhin (the
highest lord).
10. Kāla created the creatures (prajā), and Kāla in the beginning was Prajāpati; the selfexisting Kaśyapa and the tapas were born from Kāla.
Time is the greatest mystery. In Bhagavad Gītā 11.32, Krishna says of Kāla:
कालो ऽत्मस्म लोकक्षयकृि् प्रिृद्धो लोकान् समाििुयम् इि ।
kālo ’smi loka-kṣhaya-kṛit pravṛiddho lokān samāhartum iha
I am mighty Time (Kāla), the source of destruction that comes forth to annihilate
the worlds.
The Ṛgveda 6.47.18 says that the Puruṣa is the original form (Rūpa) of all forms, and
it is that form that we see everywhere (that has been transformed by time):
रूपं-रूपं परधिरूपो बभू ि िदस्य रूपं प्रधिचक्षणाय | RV 6.47.18
rūpam rūpam pratirūpo babhūva, tadasya rūpam praticakṣaṇāya
The Kaṭha Upaniṣad provides an explanation:
िायुययिैको भु िनं प्रधिष्टो
रूपं रूपं प्रधिरूपो बभू ि ।
एकस्तिा सियभूिान्तरािा
रूपं रूपं प्रधिरूपो बधिि ॥ १०॥Kaṭha Up. 2.2.10
vāyuryathaiko bhuvanaṃ praviṣṭo
rūpaṃ rūpaṃ pratirūpo babhūva.
ekastathā sarvabhūtāntarātmā
rūpaṃ rūpaṃ pratirūpo bahiśca
As wind, though one, having entered the world, assumes forms that correspond to
each form, so the inner atman of all living things, though one, assumes forms that
correspond to every form and is outside them all.
In the Bhagavad Gītā, the Viśvarūpa form is a mapping of time into space for the transcendent
is beyond these distinctions.
So how do these forms emerge and how are they related to each other in their
embodiments? This darśana should deal with the tattvas underlying all living forms, and
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should include exposition on how they emerged for the first time in the past.
ŚAIVA DARŚANA
This is seeing reality as contained in consciousness as in the Pratyabhijñā that goes back to
the Īśvara-pratyabhijñā-kārikā by Utpaladeva (10th century) and which was listed as a
separate darśana by Vidyāraṇya. This is the view that a person can by shifting one’s
perspective find himself or herself as Śiva.
NOTES
1. For background to earlier work, see Kak (2007) which deals with change and transformation and
Kak (2016) that develops this theme further. Kak (2018) is an introduction to the Vedas.
2. For a translation of Vidyāraṇya’s text, see Cowell (1882).
3. Dyczkowski (1987).
4. Singh (2008).
REFERENCES
Cowell, E.B., Gough, A.E. (tr.) 1882. The Sarva-Darśana-Saṃgraha of Mādhava Ᾱchārya. Sri Satguru
Publications, New Delhi.
Dyczkowski, Mark S. G. 1987. The Doctrine of Vibration: An Analysis of the Doctrines and Practices
of Kashmir Shaivism. State University of New York Press, Albany.
Kak, S. 2007. The Prajñā Sūtra. DK Publishers, New Delhi.
Kak, S. 2016. The Loom of Time. DK Printworld, New Delhi.
Kak, S. 2018. The secret of the Veda. OSU; this collection.
Singh, Jaideva. 2008. Pratyãbhijñahṛdayam: The Secret of Self-Recognition, Motilal Banarsidass,
Delhi.
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PART 2
LARGE CONNECTIONS
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8
Archaeoastronomy in India*
Our understanding of archaeoastronomical sites in India is based not only on a rich
archaeological record and texts that go back thousands of years, but also on a living
tradition that is connected to the past. Conversely, India has much cultural diversity and
a tangled history of interactions with neighboring regions that make the story complex.
The texts reveal to us the cosmological ideas that lay behind astronomical sites in the
historical period and it is generally accepted that the same ideas also apply to the
Harappan era of the third millennium BCE (Kenoyer, 1998: 52-53).
In the historical period, astronomical observatories were part of temple complexes
where the king was consecrated. Such consecration served to confirm the king as foremost
devotee of the chosen deity, who was taken to be the embodiment of time and the universe
(Kak, 2002a: 58). For example, Udayagiri is an astronomical site connected with the
Classical age of the Gupta dynasty (320-500 CE), which is located a few kilometers from
Vidisha in central India (Willis, 2001; Dass and Willis, 2002). The imperial Guptas
enlarged the site, an ancient hilly observatory going back at least to the 2nd century BCE
at which observations were facilitated by the geographical features of the hill, into a
sacred landscape to draw royal authority.
Indian astronomy is characterized by the concept of ages of successive larger
durations, which is an example of the pervasive idea of recursion, or repetition of patterns
across space, scale and time. An example of this is the division of the ecliptic into 27 star
segments (nakṣatras), with which the moon is conjoined in its monthly circuit, each of
which is further sub-divided into 27 sub-segments (upa-nakṣatras), and the successive
divisions of the day into smaller measures of 30 units. The idea of recursion underlies the
concept of the sacred landscape and it is embodied in Indian art, providing an
archaeoastronomical window on sacred and monumental architecture. It appears that this
was an old idea because intricate spiral patterns, indicating recursion, are also found in
the paintings of the Mesolithic period. Tyagi (1992) has claimed that they are unique to
Indian rock art.
According to the Vāstu Śāstra, the structure of the building mirrors the emergence
of cosmic order out of primordial chaos through the act of measurement. The universe is
symbolically mapped into a square that emphasizes the four cardinal directions. It is
represented by the square vāstu-maṇḍala, which in its various forms is the basic plan for
the house and the city. There exist further elaborations of this plan, some of which are
rectangular.
It is significant that yantric buildings in the form of mandalas have been
discovered in North Afghanistan that belong to a period that corresponds to the late stage
*
arXiv.edu (2010)
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of the Harappan tradition (Kak, 2000a; Kak, 2005b), providing architectural evidence in
support of the idea of recursion at this time. Although these building are a part of the
Bactria-Margiana Archaeological Complex (BMAC), their affinity with ideas that are also
present in the Harappan system shows that these ideas were widely spread.
Contents
1.
2.
3.
4.
5.
6.
7.
8.
Chronology and Overview
Prehistoric and Harappan Period
Neolithic and Megalithic Sites
The Plan of the Temple
Observatory in Udayagiri
Pilgrimage Complexes
Sacred Cities
Conclusions
1. CHRONOLOGY AND OVERVIEW
India’s archaeological record in the northwest has unbroken continuity going back to
about 7500 BCE at Mehrgarh (Kenoyer, 1998; Lal, 2002), and it has a rock art tradition,
next only to that of Australia and Africa in abundance, that is much older (Pandey, 1993;
Bednarik, 2000). Some rock art has been assigned to the Upper Paleolithic period. There
is surprising uniformity, both in style and content, in the rock art paintings of the
Mesolithic period (10,000 – 2500 BCE) (Tyagi, 1992; Wakankar, 1992).
The archaeological phases of the Indus (or Sindhu-Sarasvati) tradition have been
divided into four eras: early food-producing era (c. 6500- 5000 BCE), regionalization era
(5000 – 2600 BCE), integration era (2600 – 1900 BCE), and localization era (1900 –
1300 BCE) (Shaffer, 1992). The early food-producing era lacked elaborate ceramic
technology. The regionalization era was characterized by styles in ceramics, lapidary arts,
glazed faience and seal making that varied across regions. In the integration era, there is
significant homogeneity in material culture over a large geographical area and the use of
the so-called Indus script, which is not yet deciphered. In the localization era, patterns of
the integration era are blended with regional ceramic styles, indicating decentralization
and restructuring of the interaction networks. The localization era of the Sindhu-Sarasvati
tradition is the regionalization era of the Ganga-Yamuna tradition which transforms into
the integration era of the Magadha and the Mauryan dynasties. There is also continuity in
the system of weights and lengths between the Harappan period and the later historic
period (Mainkar, 1984).
The cultural mosaic in the third millennium BCE is characterized by the
integration phase of the Harappan civilization of northwest India, copper and
copper/bronze age cultures or central and north India, and Neolithic cultures of south and
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east India (Lal, 1997). Five large cities of the integration phase are Mohenjo-Daro,
Harappa, Ganweriwala, Rakhigarhi, and Dholavira. Other important sites of this period
are Kalibangan, Rehman Dheri, Nausharo, Kot Diji, and Lothal.
A majority of the towns and settlements of the Harappan period were in the
Sarasvati valley region. Hydrological changes, extended period of drought, and the drying
up of the Sarasvatī River due to its major tributaries being captured by the Sindh and
Ganga Rivers after an earthquake in 1900 BCE led to the abandonment of large areas of
the Sarasvati valley (Kak, 1992). The Harappan phase went through various stages of
decline during the second millennium BCE. A second urbanization began in the Ganga
and Yamuna valleys around 900 BCE. The earliest surviving records of this culture are in
Brāhmī script. This second urbanization is generally seen at the end of the Painted Gray
Ware (PGW) phase (1200- 800 BCE) and with the use of the Northern Black Polished
Ware (NBP) pottery. Late Harappan was partially contemporary with the PGW phase. In
other words, a continuous series of cultural developments link the two early urbanizations
of India.
The setting for the hymns of the Ṛgveda, which is India’s most ancient literary
text, is the area of Sapta Saindhava, the region of north India bounded by the Sindh and
the Ganga rivers although regions around this heartland are also mentioned. The Ṛgveda
describes the Sarasvatī River to be the greatest of the rivers and going from the mountains
to the sea. The archaeological record, suggesting that this river had turned dry by1900
BCE, indicates that the Ṛgveda is prior to this epoch. The Ṛgveda and other early Vedic
literature have astronomical references related to the shifting astronomical frame that
indicate epochs of the fourth and third millennium BCE which is consistent with the
hydrological evidence. The nakṣatra lists are found in the Vedas, either directly or listed
under their presiding deities, and one may conclude that their names have not changed.
Vedic astronomy used a luni-solar year in which an intercalary month was employed as
adjustment with solar year.
The shifting of seasons through the year and the shifting of the northern axis allow
us to date several statements in the Vedic books (Sastry, 1985). Thus the Śatapatha
Brāhmaṇa (2.1.2.3) has a statement that points to an earlier epoch where it is stated that
the Kṛttikā (Pleiades) never swerve from the east. This corresponds to 2950 BCE. The
Maitrāyaṇīya Brāhmaṇa Upaniṣad (6.14) refers to the winter solstice being at the midpoint of the Śraviṣṭhā segment and the summer solstice at the beginning of Maghā. This
indicates 1660 BCE. The Vedāṅga Jyotiṣa mentions that winter solstice was at the
beginning of Śraviṣṭhā and the summer solstice at the mid-point of Āśleṣā. This
corresponds to about 1300 BCE.
The nakṣatras in the Vedāṅga Jyotiṣa are defined to be 27 equal parts of the
ecliptic. The nakṣatra list of the late Vedic period begin with Kṛttikā (Pleiades) whereas
that of the astronomy texts after 200 CE begin with Ashvini (α and β Arietis), indicating
a transition through 2 nakṣatras, or a time span of about 2,000 years.
The foundation of Vedic cosmology is the notions of bandhu (homologies or
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binding between the outer and the inner). In the Āyurveda, medical system associated
with the Vedas, the 360 days of the year were taken to be mapped to the 360 bones of the
developing fetus, which later fuse into the 206 bones of the person. It was estimated
correctly that the sun and the moon were approximately 108 times their respective
diameters from the earth (perhaps from the discovery that the angular size of a pole
removed 108 times its height is the same as that of the sun and the moon), and this number
was used in sacred architecture. The distance to the sanctum sanctorum of the temple from
the gate and the perimeter of the temple were taken to be 54 and 180 units, which are onehalf each of 108 and 360 (Kak, 2005a). Homologies at many levels are at the basis of the
idea of recursion, or repetition in scale and time. The astronomical basis of the Vedic
ritual was the reconciliation of the lunar and solar years (Kak, 2000a; Kak, 2000b).
Texts of the Vedic and succeeding periods provide us crucial understanding of the
astronomy and the archaeoastronomy of the historical period throughout India. The
medieval period was characterized by pilgrimage centers that created sacred space
mirroring conceptions of the cosmos. Sacred temple architecture served religious and
political ends.
The instruments that were used in Indian astronomy include the water clock (ghaṭi
yantra), gnomon (śaṅku), cross-staff (yaṣṭi yantra), armillary sphere (gola-yantra), board
for sun’s altitude (phalaka yantra), sundial (kapāla yantra), and astrolabe (Gangooly,
1880). In early 18th century, Maharaja Sawai Jai Singh II of Jaipur (r. 1699-1743) built
five masonry observatories called Jantar Mantar in Delhi, Jaipur, Ujjain, Mathura, and
Varanasi. The Jantar Mantar consists of the Rāma Yantra (a cylindrical structure with an
open top and a pillar in its center to measure the altitude of the sun), the Rāśivalaya Yantra
(a group of twelve instruments to determine celestial latitude and longitude), the Jaya
Prakāśa (a concave hemisphere), the Laghu Samrāṭ Yantra (small sundial), the Samrāṭ
Yantra (a huge equinoctial dial), the Cakra Yantra (upright metal circles to find the right
ascension and declination of a planet), the Digaṃśa Yantra (a pillar surrounded by two
circular walls), the Kapāla Yantra (two sunken hemispheres to determine the position of
the sun relative to the planets and the zodiac), the Ṣaṣṭāṃśa Yantra (to display a pinhole
image of the Sun over a sixty-degree meridian scale), and the Nāḍīvalaya Yantra (a
cylindrical dial).
2. PREHISTORIC AND HARAPPAN PERIODS
The city of Mohenjo-Daro (2500 BCE), like most other Harappan cities (with the
exception of Dholavira as far as we know at this time) was divided into two parts: the
acropolis and the lower city. The Mohenjo-Daro acropolis, a cultural and administrative
centre, had as its foundation a 12 meter high platform of 400 m 200 m. The lower city
had streets oriented according to the cardinal directions and provided with a network of
covered drains. Its houses had bathrooms. The city’s wells were so well constructed with
tapering bricks that they have not collapsed in 5000 years. The Great Bath (12 m 7 m)
was built using finely fitted bricks laid on with gypsum plaster and made watertight with
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bitumen. A high corbelled outlet allowed it to be emptied easily. Massive walls protected
the city against flood water.
The absence of monumental buildings such as palaces and temples makes the
Harappan city strikingly different from its counterparts of Mesopotamia and Egypt,
suggesting that the polity of the Harappan state was de-centralized and based on a balance
between the political, the mercantile, and the religious elites. The presence of civic
amenities such as wells and drains attests to considerable social equality. The power of
the mercantile guilds is clear in the standardization of weights of carefully cut and
polished chart cubes that form a combined binary and decimal system.
Mohenjo-Daro and other sites show slight divergence of 1° to 2° clockwise of the
axes from the cardinal directions (Wanzke, 1984). It is thought that this might have been
due to the orientation of Aldebaran (Rohiṇi in Sanskrit) and the Pleiades (Kṛttikā in
Sanskrit) that rose in the east during 3000 BCE to 2000 BCE at the spring equinox; the
word “rohiṇi” literally means rising. Furthermore, the slight difference in the orientations
amongst the buildings in Mohenjo-Daro indicates different construction periods using the
same traditional sighting points that had shifted in this interval (Kenoyer, 1998).
Mohenjo-Daro’s astronomy used both the motions of the moon and the sun
(Maula, 1984). This is attested by the use of great calendar stones, in the shape of ring,
which served to mark the beginning and end of the solar year.
Dholavira
Dholavira is located on an island just north of the large island of Kutch in Gujarat. Its
strategic importance lay in its control of shipping between Gujarat and the delta of the
Sindh and Sarasvati rivers.
The layout of Dholavira is unique in that it comprises of three “towns,” which is
in accord with Vedic ideas (Bisht, 1997; Bisht, 1999a; Bisht, 1999b). The feature of
recursion in the three towns, or repeating ratios at different scales, is significant.
Specifically, the design is characterized by the nesting proportion of 9:4 across the lower
and the middle towns and the castle. The proportions of 5/4, 7/6, and 5/4 for the lower
town, the middle town, and the castle may reflect the measures related to the royal city,
the commander’s quarter, and the king’s quarter, respectively, which was also true of
Classical India (Bhat, 1995).
A Dholavira length, D, has been determined by finding the largest measure which
leads to integer dimensions for the various parts of the city. This measure turns out be the
same as the Arthaśāstra (300 BCE) measure of dhanus (bow) that equals 108 aṅgulas
(fingers). This scale is confirmed by a terracotta scale from Kalibangan and the ivory
scale found in Lothal. The Kalibangan scale (Joshi, 2007; Balasubramaniam and Joshi,
2008) corresponds to units of 17.5 cm, which is substantially the same as the Lothal scale
and the small discrepancy may be a consequence of shrinkage upon firing.
The analysis of the unit of length at Dholavira is in accord with the unit from the
historical period (Danino, 2005; Danino, 2008). The unit that best fits the Dholavira
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dimensions is 190.4 cm, which when divided by 108 gives the Dholavira aṅgula of 1.763
cm. The subunit of aṅgula is confirmed when one considers that the bricks in Harappa
follow ratios of 1:2:4 with the dominating size being 7 14 28 cm (Kenoyer, 1998).
These dimensions can be elegantly expressed as 4 8 16 aṅgulas, with the unit of
aṅgula taken as 1.763 cm. It is significant that the ivory scale at Lothal has 27 graduations
in 46 mm, or each graduation is 1.76 mm.
Figure 1. Map of Dholavira (Bisht, 1997)
With the new Dholavira unit of D, the dimensions of Mohenjo-Daro’s acropolis
turn out to be 210 105 D; Kalibangan’s acropolis turn out to be 126 63 D. The
dimensions of the lower town of Dholavira are 405 324 D; the width of the middle
town is 180 D; and the inner dimensions of the castle are 60 48 D. The sum of the
width and length of the lower town comes to 729 which is astronomically significant since
it is 27 27, and the width 324 equals the nakshatra year 27 12.
Continuity has been found between the grid and modular measures in the town
planning of Harappa and historical India, including that of Kathmandu Valley (Pant and
Funo, 2005). The measure of 19.2 meters is the unit in quarter-blocks of Kathmandu; this
is nearly the same as the unit characteristic of the dimensions of Dholavira. It shows that
the traditional architects and town planners have continued the use of the same units over
this long time span.
Rehman Dheri
A 3rd millennium seal from Rehman Dheri, showing a pair of scorpions on one side and
two antelopes on the other, that suggests knowledge of Vedic themes. It has been
suggested that this seal represents the opposition of the Orion (Mṛgaśiras, or antelope
head) and the Scorpio (Rohiṇi of the southern hemisphere which is 14 nakṣatras from the
Rohiṇi of the northern hemisphere) nakṣatras. The arrow near the head of one of the
antelopes could represent the decapitation of Orion. It is generally accepted that the myth
of Prajāpati being killed by Rudra represents the shifting of the beginning of the year
away from Orion, placing the astronomical event in the fourth millennium BCE (Kak,
2000a).
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Figure 2. Astronomical seal from Rehman Dheri
3. NEOLITHIC AND MEGALITHIC SITES
Interesting sites of archaeoastronomical interest include the Neolithic site of Burzahom
from Kashmir in North India, and megalithic sites from Brahmagiri and Hanamsagar from
Karnataka in South India.
Burzahom, Kashmir
This Neolithic site is located about 10 km northeast of Srinagar in the Kashmir Valley on
a terrace of Late Pleistocene-Holocene deposits. Dated to around 3000 - 1500 BCE, its
deep pit dwellings are associated with ground stone axes, bone tools, and gray burnished
pottery. A stone slab of 48 cm 27 cm, obtained from a phase dated to 2125 BCE shows
two bright objects in the sky with a hunting scene in the foreground. These have been
assumed to be a depiction of a double star system (Kameshwar Rao, 2005).
Figure 3. Burzahom sky scene
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Brahmagiri, Karnataka
The megalithic stone circles of Brahmagiri in the Chitradurga district of Karnataka in
South India, which have been dated to 900 BCE, show astronomical orientations. This
site is close to Siddapur where two minor Aśokan rock edicts were found in 1891.
Kameswara Rao (1993) has argued that site lines from the centre of a circle to an outer
tangent of another circle point to the directions of the sunrise and full moon rise at the
time of the solar and lunar solstices and equinox.
Figure 4. Megalithic stone circles of Brahmagiri
Hanamsagar, Karnataka
Hanamsagar is a megalithic site with stone alignments pointing to cardinal directions. It
is located on a flat area between hills about 6 km north of the Kṛṣṇā river at latitude 16o
19’ 18” and longitude 76o 27’ 10”. The stones, which are smooth granite, are arranged in
a square of side that is about 600 meters with 50 rows and 50 columns (for a total of 2,500
stones), with a separation between stones of about 12 m. The stones are between 1 to 2.5
m in height with a maximum diameter of 2 to 3 m. The lines are oriented in cardinal
directions. There is a squarish central structure known as cakri kaṭṭi.
It has been argued that the directions of summer and winter solstice can be fixed
in relation to the outer and the inner squares. Kameswara Rao (2005) suggests that it could
have been used for several other kind of astronomical observations such as use of shadows
to tell the time of the day, the prediction of months, seasons and passage of the year.
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Figure 5. Alignments at Hanamsagar
4. THE PLAN OF THE TEMPLE
The sacred ground for Vedic ritual is the precursor to the temple. The Vedic observances
were connected with the circuits of the sun and the moon (Kak, 1993; Kak, 1995; Kak,
1996). The altar ritual was associated with the east-west axis and we can trace its origins
to priests who maintained different day counts with respect to the solstices and the
equinoxes. Specific days were marked with ritual observances that were done at different
times of the day.
In the ritual at home, the householder employed three altars that are circular
(earth), half-moon (atmosphere), and square (sky), which are like the head, the heart, and
the body of the Cosmic Man (Puruṣa). In the Agnicayana, the great ritual of the Vedic
times that forms a major portion of the narrative of the Yajurveda, the atmosphere and the
sky altars are built afresh in a great ceremony to the east. This ritual is based upon the
Vedic division of the universe into three parts of earth, atmosphere, and sky that are
assigned numbers 21, 78, and 261, respectively. The numerical mapping is maintained by
placement of 21 pebbles around the earth altar, sets of 13 pebbles around each of 6
intermediate (136=78) altars, and 261 pebbles around the great new sky altar called the
Uttara-vedi, which is built in the shape of a falcon; these numbers add up to 360, which
is symbolic representation of the year. The proportions related to these three numbers,
and others related to the motions of the planets, and angles related to the sightings of
specific stars are reflected in the plans of the temples of the historical period (Kak, 2002b;
Kak, 2006a; Kak, 2009; Kaulācara, 1966).
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Figure 6. The three altars of the Vedic house: circular (earth, body), half-moon (atmosphere,
prāṇa), square (sky, consciousness)
Figure 7. The falcon altar of the Agnichayana altar
The Agnicayana altar is the prototype of the temple and of the tradition of
architecture (Vāstu). The altar is first built of 1,000 bricks in five layers (that symbolically
represent the five divisions of the year, the five physical elements, as well as five senses)
to specific designs. The altar is constructed in a sequence of 95 years, whose details are
matched to the reconciliation of the lunar and solar years by means of intercalary months.
In the ritual ground related to the Agnicayana ceremony, the Uttara-vedi is 54 units
from the entrance in the west and the perimeter of the ritual ground is 180 units (Kak,
2005a). These proportions characterize many later temples. The connection of the
nakṣatras to the solar months is provided in Figure 8 for which we have textual evidence
in the Ṛgveda.
The Temple Complex at Khajuraho
The town of Khajuraho extends between 79° 54’ 30” to 79° 56’ 30” East and 24° 50’ 20”
to 24° 51’ 40” North, in Chhatarpur district, in Madhya Pradesh. The temples of
Khajuraho were built in 9th -12th century CE by the Chandela kings. Originally there
were 84 temples, of which 23 have survived. Of the surviving temples, 6 are associated
with Śiva, 8 with Viṣṇu, and 5 with the goddess (Singh, 2009b).
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Figure 8. Mapping of the nakṣatras to the solar months
At the eastern edge of the temple complex are the Dantla hills, with a peak of 390
m at which is located a shrine to Śiva, which is a reference point for the temple entrances.
All the temples excepting the Caturbhuja face the east. The southeastern edge has the
Lāvanya hill that is separated from the Dantla hills by the eastward flowing river Khudar.
At the foothills of the Lāvanya hill at a height of 244m is the shrine of goddess Durgā as
Mahiṣāsurmardini.
The shrines to Śiva and Durgā on the Dantla and Lāvanya hills span the polarities
of spirit (Puruṣa) and matter (Prakṛti), which are bridged by the river between the hills.
The temples of Khajuraho are popular pilgrimage centers during two spring festivals:
Śivarātri that falls on the new moon of Phālguna (February/March), and Holi, which falls
on the full moon of Caitra (March/April).
The Lakṣmaṇa temple, one of the oldest of the complex, is considered the axis
mundi of the site. It was built by the king Yaśovarman (925-950) as symbol of the
Chandela victory over the Pratihāras and a record of supremacy of their power. This
temple is oriented to the sunrise on Holi.
The groups of temples form three overlapping mandalas, with centers at the
Lakṣmaṇa (Viṣṇu), the Javeri (Śiva), and the Dulādeva (Śiva) temples. Their deviation
from true cardinality is believed to be due to the direction of sunrise on the day of
consecration (Singh, 2009).
The temple, as a representation of the cosmos and its order, balances the asuras
(demons) and the devas (gods), as well as inheres in itself other polarities of existence. In
the Lakṣmaṇa Temple, Viṣṇu is depicted in a composite form with the usual calm face
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Subhash Kak
bracketed by the faces of lion and boar. The conception of the sanctum is as a mandala
(Desai, 2004).
The planetary deities, the grahas, encircle the temple in the following
arrangement:
Surya (Sun)
Soma (Moon)
Bṛhaspati (Jupiter)
Śani (Saturn)
Gaṇeśa
Maṅgala (Mars)
Budha (Mercury)
Śukra (Venus)
Durgā
Gaṇeśa and Durgā are the deities of the ascending and the descending nodes of the
moon, respectively. The temple is envisioned like Mount Meru, the axis of the universe,
and the planets move around it.
5. THE UDAYAGIRI OBSERVATORY
Udayagiri (“hill of [sun]-rise’’] is one of the principal ancient astronomical observatories
of India. It is located at 23o31’ N latitude on the Tropic of Cancer in Madhya Pradesh,
about 50 kilometers from Bhopal, near Vidisha, Besnagar and Sānchi. An ancient site that
goes back to at least the second century BCE, it was substantially enlarged during the
reign of the Gupta Emperor Candragupta II Vikramāditya (r. 375-414). This site is
associated with 20 cave temples that have been cut into rock; nineteen of these temples
are from the period of Candragupta’s reign (Dass and Willis, 2002).
Figure 9. Udayagiri layout (Balasubramaniam, 2008)
It appears that the ancient name of Udayagiri was Viṣṇupādagiri, or the “hill of
the footprint of Viṣṇu,” and the name Udayagiri is after the Paramāra ruler Udayāditya
(c. 1070-93). The hill is shaped like a foot. A saddle connects the northern and southern
hills, and a passageway is located at the place where the northern hill meets the saddle.
The Gupta period additions and embellishments at Udayagiri were concentrated around
this passage. Most of the cave temples are located around the passageway.
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On the summer solstice day, there was an alignment of the sun’s movement with
the passageway. The day mentioned in the dated Chandragupta II Vikramāditya period
inscription in cave 6 has been calculated to be very close to the summer solstice of the
year 402 CE. On this day, the shadow of the Iron Pillar of Delhi, which was originally
located at the entrance of the passageway, fell in the direction of the reclining Viṣṇu panel
(Balasubramaniam, 2008).
On the northern hilltop, there exists a flat platform commanding a majestic view of
the sky. Several astronomical marks have been identified at this platform, indicating that
this was the site of the ancient astronomical observatory.
6. MEDIEVAL PILGRIMAGE COMPLEXES
Medieval pilgrimage centers fulfilled many functions including that of trade and business.
They were important to the jyotiṣi (astrologer) who would make and read the pilgrims’
horoscope. The better astrologers were also interested in astronomy and this knowledge
was essential for the alignment of temples and palaces.
Every region of India has important pilgrimage centers, some of which are
regional and others pan-Indic. The most famous of the pan-Indic centers are associated
with Śiva (Varanasi), Kṛṣṇa (Mathura, Dwarka), Rāma (Ayodhya), Viṣṇu (Tirupati), and
the 12-yearly rotation of the Kumbha Mela at Prayag, Haridwar, Ujjain, and Nashik. For
pilgrimage centers such as Chitrakut, Gaya, Madurai, Varanasi, Vindhyāchal, and
Khajuraho, the question of alignments of temples to cardinal directions or to direction of
the sun on major festivals has been studied by scholars (Singh, 2009b). Here we will
consider the sun temples of Varanasi (Malville, 1985; Singh, 2009a and 2009b).
The Sun Temples of Varanasi
Varanasi is an ancient city dating from the beginning of the first millennium BCE, whose
Vedic name is Kāśi (Sanskrit for “radiance”), a name that continues to be used together
with Banaras. Of its many temples, the most important is Kāśi Viśvanātha Temple, or
“Golden Temple,” dedicated to Lord Śiva, the presiding deity of the city. Because of
repeated destruction by the sultans and later by Aurangzeb, the current Viśvanātha is a
relatively modern building. It was built in 1777 by Maharani Ahilyabai of Indore, and its
śikhara (spire) and ceilings were plated with of gold in 1839, which was a gift from
Maharaja Ranjit Singh (Singh, 2009a and 2009b).
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Subhash Kak
Figure 10. Khajuraho: Landscape geometry and topography (Singh, 2009b)
Śiva represents both the axis of the universe as well as that of one’s inner being.
One of the great festivals celebrated in Varanasi is Śivarātri which is celebrated on the
13th day of the dark fortnight of the Phalguna month (February-March). On that day you
can see the sun rise in the east with the new moon just above it, which is represented
iconographically by Śiva (as the sun) wearing the moon on his head.
There are several pilgrimage circuits in Varanasi for circumambulating the city.
The Pañakrośi circuit has 108 shrines on it, and the four inner circuits have a total of 324
shrines. It is also known for the circuit of the Āditya shrines. The Ādityas are the 7 or 8
celestial gods, although their number is counted to 12 in later books. In Puranic India,
they are taken to be the deities of the twelve solar months. The Āditya temples were also
razed during the centuries of Muslim rule, but have been re-established at the same sites
and are now part of the active ritualscapes (Singh, 2009a).
Several Āditya shrines have been located with the aid of descriptions in the Kāśi
Khaṇḍa and pilgrimage guides (Singh and Malville, 1995; Singh, 2009a and 2009b). Six
of these lie along one sides of an isosceles triangle with a base of 2.5km. The triangle
surrounds the former temple of Madhyameśvara, which was the original center of Kashi.
Pilgrims walking along the triangle are symbolically circumambulating the cosmos.
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Figure 11. Sun Shrines: Cosmic order and cyclic orientation of time (Singh, 2009a)
7 SACRED CITIES
There are numerous sacred cities in the Indian sub-continent that were either built to an
archetypal master plan or grew organically by virtue of being connected to a specific
celestial deity. Some of the important sacred cities are:
1.
2.
3.
4.
5.
6.
Varanasi
Vijayanagara
Ayodhya
Mathura
Bhaktapur
Tirupati
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Subhash Kak
7. Kanchipuram
8. Dwarka
9. Ujjain
Robert Levy viewed the Indian sacred city as a structured “mesocosm”, situated
between the microcosm of the individual and the macrocosm of the culturally conceived
larger universe (Levy, 1991). Such a city is constructed of spatial connected mandalas,
each of which is sustained by its own culture and performance. The movements of the
festival year and rites of passage constitute a “civic dance”, which defines the experience
of its citizens.
The life-cycle passages and festivals dedicated to the gods affirm the householders’
moral compass, identities and relationships. But there also exist other deities, represented
generally by goddesses, who point to the forces of nature outside of moral order. These
are brought into the larger order through tantric invocations and amoral propitiatory
offerings. Performances invoking the goddess are the responsibility of the king and the
merchants.
Sacrality and Royal Power at Vijayanagara
The city of Vijayanagara (also known as Hampi) was founded in the 14th century and
sacked in 1565. The best known kings associated with Vijayanagara are Harihara I and II
and Bukka Raya I (ca. 1336-1404), and Kṛṣṇadevarāya and his half-brother
Acyutadevarāya (1509-42). From the mid-14th century to 1565, the city was the capital
of the Vijayanagara Empire. According to the Persian ambassador Abdur Razaaq (1442
CE): “The City of Vijayanagara is such that the pupil of the eye has never seen such a
place like it, and the ear of intelligence has never been informed that there existed
anything to equal it in the world.”
Hampi had for centuries been an important pilgrimage city due to its mythic
association with river Goddess Pampā and her consort Virupakṣa, or Pampāpati. An
inscription dated 1163 CE records a mahādāna, a religious offering in the presence of
Lord Virupakṣa of Hampi by the Kalacuri King Bijjala. The region was part of the
kingdom of Kampiladeva until 1326 when the armies of Mohammed Bin Tughlaq
defeated the king and imprisoned the two sons of Sangama, Hukka and Bukka. Some
years later the Sultan sent the two as governors of the province. In 1336 they broke free
from Tughlaq allegiance and established the Sangama dynasty with its capital at
Vijayanagara.
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Figure 12. Vijayanagara City
The destruction of Vijayanagara in 1565 was captured vividly in the account of
Robert Sewell (1900): “They slaughtered the people without mercy; broke down the
temples and palaces; and wreaked such savage vengeance on the abode of the kings that,
with the exception of a few great stone built temples and walls, nothing now remains but
a heap of ruins to mark the spot where once the stately buildings stood… They lit huge
fires in the magnificently decorated buildings forming the temple of Viṭṭhalaswami near
the river, and smashed its exquisite stone sculptures. With fire and sword, crowbars and
axes they carried on day after day their work of destruction. Never perhaps in the history
of the world has such havoc been wrought so suddenly on so splendid a city; teeming with
a wealthy and industrious population in the full plenitude of prosperity one day and on
the next seized, pillaged and reduced to ruins amid scenes of savage massacre and horrors
beggaring description.”
Hampi has a strong association with the Ramayana and the names of many sites
in the area bear names mentioned in the epic. These include Rishimukha, Malyavanta hill
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Subhash Kak
and Mātanga hill along with a cave where Sugrīva is said to have kept the jewels of Sītā.
The site of Anegundi is associated with the kingdom of Angad, son of Vali. The Anjaneya
Parvata, a hill to the west of Anegundi, is the fabled birthplace of Hanumān.
Hampi is also linked with the river goddess Pampā and the legend of her marriage
to Lord Virupakṣa or Śiva. Each year, in the month of Caitra (March-April), this marriage
is re-enacted, with the priests of Virupakṣa temple devoutly performing every ritual from
Phalapūjā (betrothal) to Kalyānotsava (marriage) in the temple.
The Sacred Center of the city lies south of the Tungabhadra River, and it is
dominated by four large complexes of the Virupaksha, Kṛṣṇa, Tiruvengalanātha
(Acyutarāya) and Viṭṭhala temples. The major temples are either close to cardinality,
departing by an average of 10’, or are oriented to major features of the sacred landscape.
Further south of the Sacred Center is the Royal Center, which is divided into the
public and private realms. The division is achieved by a north-south axis, which passes
almost precisely between the king's 100-column audience hall in the east and the queen's
large palace in the west. The Rāmacandra temple pierces the axis by connecting the
private and the public domains. In the homology of the king and the deity, the king is able
to inhere in him the royalty and divinity of Rama.
The Vīrabhadra temple is on the summit of Matanga hill, which is the center of
the vāstu-mandala and the symbolic source of protection that extended outward from it
along radial lines. As viewed from a point midway between the audience hall and the
queen’s palace, the shikhara of the Vīrabhadra lies only 4 minutes of arc (4’) from true
north. The ceremonial gateway in the corridor west of Rāmacandra temple joined with
the summit of Matanga hill departs from true north by 0.6 minutes of arc (0.6’) (Malville,
2000).
The orientations of the major axes of the small temples, shrines, and palaces of
the urban core are in marked contrast to those. The smaller structures are rotated away
o
from cardinality for the four directions by 17 , suggesting that they were influenced by
the position of the rising sun on the morning when it crosses the zenith.
The bazaar streets of the Virupakṣa, Viṭṭhala and Kṛṣṇa temples are set between
13 and 15 degrees south of east. Malville (2000) speculates that there may be some link
between these orientations and the rising point of the star Sirius.
7 CONCLUSIONS
Interest in archaeoastronomy and art, as connected to temples and ancient monuments,
has increased in India as the country’s prosperity has increased. This increase is also
owing to the major archaeological discoveries that have been made in the past few
decades and the importance of temple tourism.
The principal authority over significant sites is the Indian Archaeological Survey
of India (ASI) and its sister institutions that function at the state level as Departments of
Archaeology and Museums. In 1976, the Indian Government initiated projects to excavate
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three great medieval cities: Fatehpur Sikri in Uttar Pradesh, Champaner in Gujarat, and
Vijayanagara in Karnataka, which are UNESCO World Heritage sites. The wealth of
discoveries made in these cities is strengthening the movement to expose and preserve
other sites in the country. The efforts at excavation, conservation, and research can only
be expected to increase. In particular, greater attention will be given to the
archaeoastronomical aspects of the monuments.
Acknowledgements. I am thankful to R. Balasubramaniam, Michel Danino, McKim
Malville, and Rana P.B. Singh for their advice. The essay is dedicated to the memory of
R. Balasubramaniam who passed away in December 2009.
This article is the unabridged version of an essay written for the International
Council on Monuments and Sites (ICOMOS).
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Publication Information: An abridged version appeared as a chapter titled “India” on pages 101110 in the book “Heritage Sites of Astronomy and Archaeoastronomy in the context of the
UNESCO World Heritage Convention: A Thematic Study” edited by Clive Ruggles and Michel
Cotte that was published jointly by ICOMOS and IAU, Paris, in 2010. The unabridged version of
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Printworld, New Delhi, 2014, pp. 103-132.
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9
Visions of the Cosmos: Archaeoastronomy in Ancient India*
1 INTRODUCTION
Archaeoastronomy in India has the benefit of ancient texts that describe cosmological ideas,
their basis in astronomy, and their representation in architecture. These texts provide us
crucial understanding of the astronomy and cosmology of the historical period.
In the Indian view, the cosmos is seen as being tripartite and recursive (see Kak, 2000a
and Kak, 2008 for review and additional references). The universe is viewed as three regions
of earth, space, and sky (Dumézil, 1988) which in the human being are mirrored in the
physical body, the breath (prāṇa), and mind. The processes in the sky, on earth, and within
the mind are taken to be connected.
Indian narratives about the cosmos are characterized by the central role of the
observer. The cosmos is seen both as real and arising out of the phenomenal contents of the
mind. At a practical level, agreement on the phenomenal contents of many minds is taken to
imply real existence, and the question of the nature of the qualities of the objects is raised.
The question that is asked in the Indian narrative is: Do these attributes or concepts have a
real existence or do they arise from the intuition of the observers?
The examination of this and related questions leads to theories of the cosmos, both at
the universal and personal levels, that form part of the philosophical systems of Sāṅkhya and
Vaiśeṣika. The Vedic view of India (spanning a long period that goes back to at least 2000
BCE) classifies knowledge in two categories: the higher or unified and the lower or dual.
Higher knowledge concerns the perceiving subject (consciousness), whereas the lower
knowledge concerns objects. Higher knowledge can be arrived at indirectly through intuition
and contemplation on the paradoxes of the outer world. Lower knowledge is analytical and it
represents standard science with its many branches. There is a complementarity between the
higher and the lower, each being necessary to define the other. This complementarity mirrors
the one between mind and matter.
The Vedic thinkers were aware that formal descriptions of the universe lead to logical
paradox. The one category transcending all oppositions is Brahman. Figure 1 represents this
world-view schematically. In this figure, logic is shown as a subset of the capacities of the
mind, and likewise models of reality (which are based on logic) do not capture all aspects of
the material world. Machines have been grouped together with logic in the figure since they
must be constructed according to a logical framework. This figure may be viewed as a
representation of the incompleteness of formal systems of knowledge. Vedic ritual is a
symbolic retelling of this conception. Notable features of this world view that are relevant
here are (Basham, 2004):
*
Journal of Cosmology, vol. 9, 2063-2077, 2010
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Subhash Kak
An Extremely Old and Large Cyclic Universe: The Vedic texts speak of an
infinite universe with ages of very large time periods, or yugas. The recursive
Vedic world-view requires that the universe itself go through cycles of creation
and destruction. The encyclopedic Purāṇas speak of the universe going
through a current cycle of 8.64 billion years, and the period of the largest cycle
is stated to be 311 trillion years.
An Atomic World: According to the atomic doctrine of Kaṇāda, there are nine
classes of substances: ether, space, and time that are continuous; four
elementary substances (or particles) called earth, air, water, and fire that are
atomic; and two kinds of mind, one omnipresent (the universal self) and
another that is the individual mind.
Relativity of Time and Space: That space and time need not flow at the same
rate for different observers is encountered in the late Vedic and Purāṇic stories,
and in the Mahābhārata and the Yoga Vāsiṣṭha (Dimmitt and van Buitenen,
1978; Kak, 2008).
Many Solar Systems: Indian mythology assumes an uncountable number of
worlds (solar systems) (Dimmitt and van Buitenen, 1978). In Purāṇic texts,
the diameter of our own solar system is taken to be about 500 million yojanas
which is about 7.5 billion kilometers (Kak, 1999; Rao and Kak, 2000).
Figure 1. Universe as projection of a transcendent principle
With the above as background to the general ideas regarding the cosmos current in
ancient India, we come to the discussion of archaeoastronomy in ancient India. A considerable
part of the archaeoastronomy of this period is based on the author’s research (see, e.g., Kak,
1992, 1993, 2000a, 2000b, 2005a, 2009). Due to the importance given in Indian culture to
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the abstract and the symbolic, many of the archaeoastronomical sites are temples. The king
was consecrated at the temple. The consecration served to confirm the king as foremost
devotee of the chosen deity, who was taken to be the embodiment of time and the universe
(Kak, 2002).
The Indian sacred city has been viewed as a structured mesocosm, situated between
the microcosm of the individual and the macrocosm of the culturally conceived larger
universe (Levy, 1991). Such a city is constructed of spatially connected and recursively
layered circles, each of which is sustained by its own culture and performance. Although
Levy’s city is not very ancient, it is built according to an old tradition (Volwahsen, 2001).
The Harappan city of Dholavira (Bisht, 1997) is also recursively structured. Furthermore,
temples were taken to be define the meeting ground between the macrocosm and the
microcosm, and, therefore, they provide much information on the relationship between
astronomy and cosmology.
India’s archaeological record has unbroken continuity going back to about 7500 BCE
at Mehrgarh (Kenoyer, 1998; Lal, 2002), and it has a rock art tradition, next only to that of
Australia and Africa in abundance, that is much older (Pandey, 1993; Bednarik, 2000). Some
rock art has been assigned to the Upper Paleolithic period. There is surprising uniformity,
both in style and content, in the rock art paintings of the Mesolithic period (10,000 – 2500
BCE) (Wakankar, 1992).
The setting for the hymns of the Ṛgveda, which is India’s most ancient literary text,
is the area of Sapta Saindhava, the region of north India bounded by the Sindh and the Ganga
rivers although regions around this heartland are also mentioned. The Ṛgveda describes the
Sarasvatī River to be the greatest of the rivers and going from the mountains to the sea. The
archaeological record, suggesting that this river had turned dry by1900 BCE, indicates that
the Ṛgveda is prior to this epoch.
The Ṛgveda and other early Vedic literature have astronomical references related to
the shifting astronomical frame that indicate epochs of the fourth and third millennium BCE
which is consistent with the hydrological evidence. The nakshatra lists are found in the Vedas,
either directly or listed under their presiding deities, and it one may conclude that their names
have not changed. Vedic astronomy used a luni-solar year in which an intercalary month was
employed as adjustment with solar year.
The foundation of Vedic cosmology is the notion of bandhu (homology or binding
between the outer and the inner). It was estimated correctly that the sun and the moon were
approximately 108 times their respective diameters from the earth (perhaps from the
discovery that the angular size of a pole removed 108 times its height is the same as that of
the sun and the moon), and this number was used in sacred architecture. The distance to the
sanctum sanctorum of the temple from the gate and the perimeter of the temple were taken to
be 54 and 180 units, which are one-half each of 108 and 360 (e.g. Kak, 2005a). Homologies
at many levels are at the basis of the idea of recursion, or repetition in scale and time. The
astronomical basis of the Vedic ritual was the reconciliation of the lunar and solar years.
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Subhash Kak
2 THE COSMOLOGICAL PLAN OF THE CITY AND THE TEMPLE
According to the Vāstu Śāstra, manual of sacred architecture, the structure of the building
mirrors the emergence of cosmic order out of primordial chaos through the act of
measurement. The universe is symbolically mapped into a square that emphasizes the four
cardinal directions. It is represented by the square vāstupuruṣamaṇḍala, which in its various
forms is the basic plan for the temple, the house, and the city. There exist further elaborations
of this plan, some of which are rectangular.
Yantric buildings in the form of mandalas, dated to about 2000 BCE, have been
discovered in North Afghanistan that belong to a period that corresponds to the late stage of
the Harappan tradition (Kak, 2005b, 2010) providing architectural evidence in support of the
idea of recursion at this time. Although these building are a part of the Bactria-Margiana
Archaeological Complex (BMAC), their affinity with ideas that are also present in the
Harappan system shows that these ideas were widely spread.
Recent studies haves shown that the unit of dhanus has been used consistently in India
in town planning and architecture for over 4,000 years, going back to the Harappan period.
By considering the largest measure which leads to integer dimensions for the various parts of
the Harappan age city of Dholavira, which was excavated in the 1990s (Bisht, 1997; Bisht,
1999), it was found that this measure is the same as the Arthaśāstra (300 BCE) measure of
dhanus (bow) that equals 108 angulas (fingers) (see Kak, 2009, 2010, for details).
The measure of dhanus is seen to apply not only to the Mauryan and Gupta era structures,
but even to more recent grid and modular measures in the town planning of Kathmandu
Valley. The measures used in ancient India are summarized in the table below.
Measure
angula
vitasti
(tāla)
pāda
aratni,
P-hasta
C-hasta
F-hasta
daṇḍa
dhanus
angulas
1
12
centimeters
1.763
21.156
14
24
24.682
42.312
28
54
96
108
49.364
95.202
169.248
190.404
The three different hasta measures have been called the Prājāpatya (P-hasta),
commercial (C-hasta), and forest (F-hasta) by Balasubramaniam (2008), and used variously
in different situations. Here we are concerned primarily with dhanus, although we will also
encounter pāda and aratni.
With the measure of dhanus (D) of 1.9404 m, the dimensions of Mohenjo-Daro’s
acropolis turn out to be 210 105 D; Kalibangan’s acropolis turn out to be 126 63 D. The
dimensions of the lower town of Dholavira are 405 324 D; the width of the middle town
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The Vedic Tradition
is 180 D; and the inner dimensions of the castle are 60 48 D (Danino, 2008). The sum of
the width and length of the lower town comes to 729 which is astronomically significant since
it is 27 27, and the width 324 equals the nakshatra year 27 12 (Kak, 2009).
The layout of Dholavira is unique in that it comprises of three “towns,” which is in
accord with Vedic ideas (Bisht, 1997; Bisht, 1999). The feature of recursion in the three
towns, or repeating ratios at different scales, is significant. Specifically, the design is
characterized by the nesting proportion of 9:4 across the lower and the middle towns and the
castle. The proportions of 5/4, 7/6, and 5/4 for the lower town, the middle town, and the castle
may reflect the measures related to the royal city, the commander’s quarter, and the king’s
quarter, respectively, which was also true of Classical India (Bhat, 1995).
Figure 2. Map of Dholavira (Bisht, 1997)
The Somapura Mahāvihāra of Pāhārpur has dimensions of 280×281 m, which when
converted to dhanus become nearly 147×147 D, or 49×49 with the units of three times
dhanus, which would be a natural plan for a vāstupuruṣamaṇḍala. The base of the temple
was generally in a square grid of 8 or 9 units (64 or 81 squares) in the Bṛhat Saṃhitā (Bhat,
1995), but according to other texts it could range from one to 1024 square divisions. Another
text gives special importance to the 7×7 plan.
The Bṛhadīśvara temple (which was completed in 1010 CE), has a sanctum tower of
30.2×30.2×66 and it is within an enclosure of 240×120 m. In dhanus units, this amounts to
16×16 D plan in an enclosure of 126×63 D, where the error is less than one percent in the
sanctum and almost zero for the enclosure. This indicates that the sanctum used a
vāstupuruṣamaṇḍala of 64 squares where each square had a length of one-fourth dhanus. The
dhanus unit also explains the chosen dimensions of Angkor Wat and Prambanan temples in
Southeast Asia.
3 MORE ON HARAPPAN AND VEDIC RECORDS
In this section we consider additional evidence from Harappan and Vedic periods. The
absence of monumental buildings such as palaces and temples makes the Harappan city
strikingly different from its counterparts of Mesopotamia and Egypt, suggesting that the
polity of the Harappan state was de-centralized and based on a balance between the political,
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Subhash Kak
the mercantile, and the religious elites. The presence of civic amenities such as wells and
drains attests to considerable social equality. The power of the mercantile guilds is clear in
the standardization of weights of carefully cut and polished chert cubes that form a combined
binary and decimal system.
Mohenjo-Daro and other sites show slight divergence of 1° to 2° clockwise of the axes
from the cardinal directions (Wanzke, 1984). It is thought that this might have been due to
the orientation of Aldebaran (Rohiṇī in Sanskrit) and the Pleiades (Kṛttikā in Sanskrit) that
rose in the east during 3000 BCE to 2000 BCE at the spring equinox; the word “rohiṇī”
literally means rising. Furthermore, the slight difference in the orientations amongst the
buildings in Mohenjo-Daro indicates different construction periods using the same traditional
sighting points that had shifted in this interval due to precession of the equinoxes (Kenoyer,
1998).
Mohenjo-Daro’s astronomy used both the motions of the moon and the sun (Maula,
1984). This is attested by the use of great calendar stones, in the shape of ring, which served
to mark the beginning and end of the solar year.
Figure 3. Astronomical seal from the Harappan era (left: picture; right: sketch of same)
The seal of Figure 3 has been viewed by many as representing the Pleiades. The
conjunction of this constellation with the sun at the vernal equinox marked the New Year
around 2400 BCE. The Pleiades, the wives of the seven sages, are important in Vedic
mythology as representing the seven mothers who nurse the war-god Skanda.
Figure 4. A 3rd millennium seal from Rehman Dheri.
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The Vedic Tradition
The seal of Figure 4 is taken to represent the opposition of the Orion (Mṛgaśiras, or antelope
head) and the Scorpio (Rohiṇī of the southern hemisphere which is 14 nakṣatras from the
Rohiṇī of the northern hemisphere) nakshatras. The arrow near the head of one of the
antelopes could represent the decapitation of Orion. It is generally accepted that the myth of
Prajāpati being killed by Rudra represents the shifting of the beginning of the year away from
Orion and it places the astronomical event in the fourth millennium BCE (Kak, 1996, 2000a).
Figure 5. Mapping of the nakṣatras to the solar months
Figure 5 presents the 27 nakṣatras of the Indian astronomy together with the 12 solar segments
(rāśis). It is significant that the 27 nakshatras contain 24 names together with three which are
further subdivided. This indicates that the 24 divisions may have preceded the 27 divisions
of the Vedic astronomy.
Fire altars, with astronomical basis, have been found in the third millennium cities of
India. Vedic texts describe the design and ritual of the fire altars which were oriented towards
the east and whose design, using bricks laid in five layers, coded astronomical knowledge of
its times (Kak, 2000a). The best known of the fire altars is the falcon altar of Figure 6. Texts
that describe fire altar designs are conservatively dated to the first millennium BCE, but their
contents appear to be much older.
Vedic ritual was based on the times for the full and the new moons, the solstices and
the equinoxes. There were two years: the ritual year started with the winter solstice
(mahāvrata), and the civil one started with the spring equinox (viṣuva). The passage of the
rising of the sun in its northward course from the winter solstice to the summer solstice
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Subhash Kak
(viṣuvant) was called gavām ayana, or the sun’s walk. The solar year was divided into two
ayanas: in the uttarāyana the sun travels north; in the dakṣiṇāyana it travels south. The
movement of the moon was marked by its nightly conjunction with one of the 27 or 28
nakshatras. The Ṛgveda 1.164 also speaks of another tradition of dividing the zodiac into
twelve equal parts. It appears that these divisions were called the Ādityas.
Figure 6. Fire altar designed as falcon
The incommensurability between the lunar and the solar reckonings led to the search for
ever-increasing cycles to synchronize the motions of the sun and the moon. This is how the
yuga astronomical model was born. In the lunar month, there were separate traditions of
counting the beginning of the month by the full-moon day and the new-moon day.
4 NEOLITHIC AND MEGALITHIC SITES
Sites of archaeoastronomical interest include the Neolithic site of Burzahom from Kashmir
in North India, and megalithic sites from Brahmagiri and Hanamsagar from Karnataka in
South India. The dates for these specific sites are provided in the text. The importance of
these sites arises from the fact that they present astronomical knowledge that was most likely
outside the literary tradition.
Figure 7. Burzahom sky scene
Burzahom, Kashmir. The Burzahom site is located about 10 km northeast of Srinagar in the
Kashmir Valley on a terrace of Late Pleistocene-Holocene deposits. Dated to around 3000 1500 BCE, its deep pit dwellings are associated with ground stone axes, bone tools, and gray
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The Vedic Tradition
burnished pottery. A stone slab of 48 cm 27 cm, obtained from a phase dated to 2125 BCE
shows two bright objects in the sky with a hunting scene in the foreground. These have been
assumed to be a depiction of a double star system (Rao, 2005).
Brahmagiri, Karnataka. The megalithic stone circles of Brahmagiri in the Chitradurga district of Karnataka in South India, which have been dated to 900 BCE, show astronomical
orientations. This site is close to Siddapur where two minor Aśokan rock edicts were found
in 1891. Rao (1993) has argued that site lines from the center of a circle to an outer tangent
of another circle point to the directions of the sunrise and full moon rise at the time of the
solar and lunar solstices and equinox.
Figure 8. Megalithic stone circles of Brahmagiri
Hanamsagar, Karnataka. Hanamsagar is a megalithic site with stone alignments pointing to
cardinal directions. Since the megalithic period of Karnataka is believed to belong to the first
millennium BCE, it may be assumed that this is the period of the site. The site is located on
a flat area between hills about 6 km north of the Krishna river at latitude 16 o 19’ 18” and
longitude 76o 27’ 10”. The stones, which are smooth granite, are arranged in a square of side
that is about 600 meters with 50 rows and 50 column (for a total of 2,500 stones), with a
separation between stones of about 12 m. The stones are between 1 to 2.5 m in height with a
maximum diameter of 2 to 3 m. The lines are oriented in cardinal directions. There is a
squarish central structure known as chakri katti.
It has been argued that the directions of summer and winter solstice can be fixed in
relation to the outer and the inner squares. Rao (2005) suggests that it could have been used
for several other kind of astronomical observations such as use of shadows to tell the time of
the day, the prediction of months, seasons and passage of the year.
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Subhash Kak
Figure 9. Alignments at Hanamsagar (Rao, 2005)
5 THE SANCHI STUPAS
The Sanchi Stupa, a hemispherical domed structure with a flattened top meant to contain the
relics of the Buddha, is believed to have been built by King Aśoka in around 250 BCE; an
enlargement to double the size was done by the Śungas (this dynasty ruled between 185 and
73 BCE). It is surrounded by a balustrade that represents the sun’s circuit. The Buddha did
on full moon day of the lunar month Vaiśākha, and this day is observed as the Buddha
pūrṇimā day. At full moon the moonrise and sunset are observed in the eastern and western
horizons.
It is likely that the astronomical basis of the Stupa was inspired by the Vedic altar that
represented the circuit of the sun. It has been shown elsewhere (Millar and Kak, 1999) how
this representation of the sun’s motion remained common knowledge and it was used in
Angkor Wat.
Two further Stupas were built by the Śunga kings and it is believed that they fixed the
orientation of the Stupa. G.M. Ballabh and K.D. Abhyankar found that the Buddha pūrnimā
occurred at Sanchi on April 28, 109 BCE with the sunset and moonrise of the full moon to
the east-west orientation of the Stupa (azimuth of the Sun and Moon equal to 285.2 and 105
degrees, respectively, with an altitude of about 1 degree). This also corresponds to the setting
and rising of the Pleiades (Krittikā) and δ Scorpii (Anurādhā) (Rao, 1992).
Figure 10. A Vedic fire altar representing the circuit of the sun
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The Vedic Tradition
There is further astronomical significance to the design of the outer balustrade in the Stupas.
Great Stupa. The outer balustrade has 120 posts arranged in 4 quadrants and they are joined
by three rows of 29 horizontal crossbars. Starting with the 30 posts in the first quadrant, 29
crossbars of the second quadrant, 30 posts of the third quadrant, and 29 crossbars of the fourth
quadrant, we have a count of 118. Three such rounds correspond to the number of days in the
lunar year. Rao (1992) adds that to arrive at an undistorted full circle it would require 108
(i.e. 120-16+4) posts, where the 16 entrance posts have been subtracted and 4 missing posts
at each entrance required have been added for reasons of symmetry. We have already
mentioned the significance of the count of 108 in Indian astronomy.
Figure 11. The Sanchi Great Stupa (Rao, 1992)
Rao (1992) speculates that the total number of outer balustrade posts (120) and slabs (115)
gives a count of 235 corresponds to the lunations of the Metonic cycle. The harmika
balustrade at the top has 28 posts, which equals the number of nakṣatras.
Figure 12. The Sanchi Great Stupa from Eastern Gate
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Subhash Kak
Stupa 2. The count according to Rao (1992) for the posts and the crossbars is also 354, the
number of days in the lunar year.
Rao further speculates that the location of Sanchi may have astronomical significance
since its latitude is close to the declination of the sun on the summer solstice day.
6 CONCLUDING REMARKS
This paper presents a broad overview to the archaeoastronomy of ancient India. Indian
archaeoastronomy provides unique insights into the nature of ancient science and society in
India for this region has vast number of texts belonging to different ages. The assumed
homologies between the outer and the inner cosmoses meant that the same vocabulary was
used to speak of their respective structures. While this becomes an obstacle for those who do
not understand the system, it has within it the potential to explain many attitudes in Indian
mythology, religious practice, science, and art.
In concluding, there was continuity between the archaeoastronomy of the early period
covered in this essay and that of the medieval period where pilgrimage and temple centers
mirrored conceptions of the cosmos. Medieval sites of archaeoastronomical significance
include Sisupalgarh, Chitrakut, Vijayanagara, Gaya, Konarak, Khajuraho, and the Suryapuja
temples in Tamil Nadu (e.g. Malville, 1989; Malville and Gujral, 2000; Malville and
Swaminathan, 2005; Singh, 2009). For example, the temple complex of Khajuraho in Madhya
Pradesh, built in 9th -12th century CE by the Chandela kings, form three overlapping circles,
with centers at the Lakshmana (Viṣṇu), the Javeri (Śiva), and the Duladeva (Śiva) temples.
Their deviation from true cardinality is believed to be due to the direction of sunrise on the
day of consecration (Singh, 2009). The Lakshmana temple, one of the oldest of the complex,
is considered the axis mundi of the site and it is oriented to the sunrise on Holi.
The sun temples of Varanasi (Malville, 1985; Singh, 2009) are interesting in that six
of these lie along one side of an isosceles triangle with a base of 2.5km. The triangle surrounds
the former temple of Madhyameshavara, which was the original center of the city. Pilgrims
walking along the triangle are symbolically circumambulating the cosmos.
The subject of the medieval temples forms an important and fascinating chapter in India’s
archaeoastronomy that is beyond the scope of this paper.
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10
The Shaman’s Abode*
INTRODUCTION
The shaman heals by mask, trance, dance, drum, silence, chant, rhythm, and touch. Some
view the shaman’s function as somewhat like that of the psychotherapist, where the idea is
that certain illness is caused when our familiar reality is overwhelmed by another inner reality
(the unconscious) that exists alongside. The therapist heals by offering companionship in
shared consciousness by means of a creative dialogue (e.g. Löben Sels, 2020), whereas the
shaman does so by the ritual and drama of the performance.
The shaman’s view of the mind is as a balance between different polarities such as
flow and stagnation, insight and obsession, or light and dark in which the individual with
insight has the capacity to change the mix, but the one lacking insight can feel lost. Freedom
is central in this view and this is different from the materialistic position where if logic were
to be pushed, we are machines and don’t have free will.
The shaman’s performance is to create an atmosphere that will help the patient get out
of despondency and regain agency. The nine rasas (essences) that underlie theatrical
encounters as given by Indian aesthetics theory are:
śṛṅgāra (शृङ्गार): romance, love, attraction; hāsya (िास्य): laughter, comedy; raudra (रौद्र):
fury; kāruṇya (कारुण्य): compassion; bībhatsa (बीभत्स): disgust, aversion; bhayānaka
(भयानक): terror; vīra (िीर): heroism; adbhuta (अद् भु ि): wonder, amazement; and śānta
(शान्त): tranquility.
Out of these, the shaman’s performance primarily uses kāruṇya (compassion) and
bhayānaka (terror). It is noteworthy that the presiding deity of these two rasas is Yama
(Death); the deities of the others rasas are Śiva, Viṣṇu, Indra, and Brahmā. Compassion helps
the shaman establish an empathic bond with the patient and this is achieved through the
shaman’s own apparent suffering, whereas terror forces the subject to awaken from the statis
of the pathological condition.
This happens in the domain of consciousness, which is the unknown frontier of science. This is a subject I have been interested in for a long time, and I’ve researched it from
the perspectives of physics and computation (e.g. Kak, 2021), and the intersection between
theory and neuroscience (e.g. Kak, 2002). The brief essay here addresses the origins of the
term “shaman” and relates it to the logical framework within which the shaman operates. It
also shows that certain concepts from the Vedic tradition related to symbolic death and the
process of spiritual rebirth help us understand the rationale of the shaman’s healing.
*
Academia.edu (2021)
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Subhash Kak
SHAMAN’S PUJA
Let me begin with a personal story about the time we lived in Anantnag, a large town in South
Kashmir. I was twelve or so and being difficult as boys of that age are wont to be my parents
were concerned. It wasn’t anything significant: perhaps I was keeping up nights reading, or
perhaps I was not eating well. My parents brought it up with the pandit, Lambodara Guruji
(in Kashmiri, Lambudar Gor), who made regular rounds about once a month, and it was
decided that he would perform a śamana puja (in Sanskrit शमन).
I was amused for I had some idea what this might mean for we had come to Anantnag
after living in Leh, a place associated with esoteric ritual in which the shaman (lhaba for male
and lhamo for female) goes into trance and slipping into the spirit world gets possessed by
the invoked spirit. Even before Ladakh, when we lived in the hills of Jammu, we heard stories
of possession and exorcism by shamanic healers.
In Leh, I had seen masked dances and was fascinated by the dungchen, the long
trumpet-horn with an extraordinarily deep sound that has been compared to the singing of
elephants. I knew this music and dance, drums and bells, were used to invoke spirits, but
before things got truly scary at the Royal Palace up the hill where free public performances
were staged, I would run off home.
Kashmir has its own unique tradition of “mad” or crazy saints and we had heard of
the encounters my parents had with two famed saints named Kashkak and Nandabab, who
spoke in riddles. In Kashmiri, the “mad” saints are called “mott”, which is almost definitely
the tadbhava of the Sanskrit “matta”, meaning crazy, intoxicated, or simply mad. In my mind,
the shaman was simply a kind of mott.
On the appointed day, Guruji arrived with his paraphernalia. He was a small man,
perhaps in late fifties or early sixties, with an open smile. Having observed him many times
officiating at pujas, I wasn’t sure if he knew Sanskrit well for he would begin with a line
clearly spoken and then slur through the chant in a manner that made it hard to determine
what he was saying. He was in his usual attire of grey pheran and narrow pajamas. After he
prepared the corner of the room where the ceremony was to be done and spread out his
implements and other materials including a pot with water and a lamp, he asked for me to be
brought in.
Pretending that the entire show hurt my feelings, I refused to go in for a while. Finally,
my mother pleaded with me and taking me by the arm, sat me before the Guruji. My little
sisters and brother were watching with great amusement and broad smiles, happy that it was
me and not them on the hot seat.
The shaman began with his incantation “sham, sham kare, dushman gale ...” as the
ceremony began. Lighting a smoky lamp, chanting non-stop, he worked himself up into quite
a performance while I observed the entire process with detachment and amusement.
I have a hazy recollection of the details, but at long last, it was over. He sprinkled
water over my face and declared that I was cured of my wayward ways. My siblings had had
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the greatest time and they teased me about the thing for weeks.
Was the śamana puja I was a part of a mock-trance to arouse awe, or was it a
performance just to please my parents? We do know that various kinds of śamana puja are
done to get relief from the malefic effects of astrological signs. The karga puja of the Tamang
shamans in Nepal has been used for treating “major indigenous categories of mental illness,
that is, soul loss and spirit possession, when they occur simultaneously in a patient.” (Peters,
1995) The term that is used for the shaman in Nepal is “jhākri”, and it is practiced by many
ethnic groups.
Jhakri, a Nepalese shaman (from Independent, Jan 3, 2020)
A variety of performances that include trances, drums, dance, and puja are used by the
shaman in various parts of India (Rahmann, 1959; Sidky, 2009). The details of the actual
performance vary and depend, no doubt, on the cultural milieu, but there is certain
commonality whose basis is universal human experience and is not to be seen as resulting
from cultural diffusion.
SHAMANS OF SIBERIA
According to scholars, the word shaman is from the Tungusic word šaman, meaning “one
who knows”. The Tungusic people are native to Siberia and northeast Asia. Turkic,
Mongolian and Tungusic languages have been viewed by some scholars as belonging to one
family and others have even added Korean and Japanese to this group. The earliest records in
the Turkic languages go only to the eighth century, and the Tungusic language was assimilated
into the Turkic Sakha language by the seventeenth century. A substantial part of the Sakha
people still practices Tengrism (the religion of Chinggis Khan whereTengri is a sky deity)
and traditional Shamanism.
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A Siberian shaman as pictured by Witsen (1692)
The word “shaman” came to Europe in the late 17th century through the account of
the Dutch traveler Nicolaes Witsen reporting on his journeys among the native people of
Siberia in his book Noord en Oost Tatarye (1692).
Some have suggested that the Sanskrit word śramaṇa, for Vedic or Buddhist ascetic,
could be the ultimate origin of the Tungusic word since Buddhism did penetrate into the
Tungusic regions in early times (Eliade, 2004). This proposal has not found scholarly
acceptance as the shaman is not an ascetic and his or her role very different from that of the
Buddhist priest. I concur with the view that there is no strong evidence in favor of this
derivation.
A shaman hammers his drum in Tuva Republic, in southern Siberia (Chapple, 2016)
My Sakha (Yakut) informant, Svetlana Koltovskaia, has this to say about shamans in
the federal Russian Republic of Sakha:
Sakha (Yakut) people do not use the word “shaman” in their language. We have both female
and male shamans. Male shaman is called oyuun (ойуун) and female shaman is called udagan
(удаган). The word's etymology is still not known. Some researchers believe that it comes
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from the word “oy” which means “jump” for Sakha shamans jump during their ritual which
symbolizes their leaving the “middle” world to go to the spirit world.
In Sakha, White shamans are called aiyy oyuuna (айыы ойууна). They do not have
to wear a special outfit to do their ritual, and they only deal with good spirits. They are sort
of regular people, and they have their own community and practice their thing to these days.
Dark shamans are called abaahy ayuuna (абааhы ойууна). They serve as mediators
between people and evil spirits. There are many types of dark shamans with different status.
The fact that the word “shaman” of the Tungusic people, who are now largely
assimilated into the Sakha, is no longer in use indicates that it was most likely a borrowed
term.
My Sakha informant, Svetlana Koltovskaia
The scholar Sergei Filatov has stated: “Shamanism was the basic form of religiosity
among Yakuts before 1917… According to ancient beliefs, the first Yakuts - Sakha Saaryn
Toon and Saby Vaai Khotun - were gods who had come down to Earth from the Highest
Heaven with the great mission to create the Sakha nation. The Yakuts also had several beliefs
which contemporary neopagans have interpreted as monotheism, including the belief in a
supreme god, the Sun (fire), Aiyy (Tengri), which has its roots in pan-Turkic religious myth.
However, in everyday religious practice little attention was paid to this supreme god.” (Filatov, 2000)
Sakha belongs to the Northern group of the Siberian branch of the Turkic language
family. The lexicon of Sakha consists of native Turkic words, but it has many borrowings
from the surrounding Mongolic and Tungusic languages, numerous loan-words from Russian,
as well as words of unknown origin. (Forsyth, 1994; Pakendorf and Novgorodov, 2009).
The ancient cultural interaction between India and northern Asia is attested by the
presence not only of Buddhism, which is well documented, but also the Vedic tradition as in
the worship of Śiva (Kak, 2021a). Sanskritic languages were established in Central Asia for
a long time (Kak, 2020). Some have even proposed a Sanskrit etymology for Tengri as
“taṅgiri” िधङ्गरर, expanding mountain. Goddess Umai is wife of Sky God Tengri. Kuk-Tengri
(Blue Sky) and Goddess Umai have parallels with the blue-throated Śiva and Goddess Umā.
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A consequence of the long interaction is the penetration of Sanskrit vocabulary into
Mongolian. Some examples of Sanskrit loan words in Mongolian are listed in Table 1.
Table 1. Some Sanskrit loan words in Mongolian
Sanskrit
Mongolian
Vinaya
Śāsana
Vajra
Mahārāja
Ᾱdya
Somya
Aṅgāraka
Saṃsāra
Abhyāsa
Puṇya
Kṣaṇa
Dvīpa
Graha
Gṛha
Jātaka
Śloka
Pragātha
Rasāyana
Ᾱrya
Ᾱditya
Vajrāvalī
Dharma
Candra
Ratna
Utpala
Vinai
Śasin
Včir
Mharača
Adya (Sunday, Sun)
Sumya (Monday, Moon)
Angaraq (Tuesday, Mars)
Sansar (space)
Avyas (talent)
Buyan (good deeds)
Agshin (instant)
Tiv (continent)
Garig (planet)
Ger (house)
Tsadig (tales, stories)
Shuleg (poems, verses)
Badag (strophe)
Arshan (nectar)
Arya
Adya
Ochirbal
Darma
Zandra
Radna
Udval
These are words that relate to important concepts related to ritual, geography, and
astronomy and, therefore, it is possible that other concepts could have similarly penetrated
the Turko-Mongol-Tungusic worlds.
The shaman’s ger in Mongolia (Baxendale, 2014)
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With this as background, we now propose the Sanskrit word śamana = shaman as the
likely origin of the Tungusic šaman. Note that this is very different from the word śramaṇa
that scholars debated for a long time and eventually dismissed. Whereas śramaṇa is from
śram-, “to exert” or “to perform work or austerities”, śamana is from śam-, “to appease”, “to
kill”, or “make tranquil”.
Also, note that śamanaḥ = yamaḥ = Death.
शमन a. (-नी f.) N. of Yama, the god of death
Śamana m. name of Yamaśāman शामन् n. appeasing, conciliation.
śāmanaḥ शामनः N. of Yama. –नम्; killing, slaughter; tranquility, peace; end; sedation.
In the above proposal for the origin of the term “shaman”, the idea of death is
significant. The Vedic tradition claims that healing is achieved by symbolic death associated
with tapas, heat, generated by the ritual. Maitri Upaniṣad 4.3 notes: “Without the practice of
tapas, there is no success in [attaining] the knowledge of the ātman,” i.e. self-knowledge.
Note, that the yajñá, sacrifice, is ritual where one ceases to be who one was and is
born again (Kak, 2007). The sacrificer, seen as equivalent with Prajāpati and the sacrifice,
generates himself as embryo from himself in a state of tapas, thus achieving spiritual rebirth
(e.g. Taittirīya Saṃhitā 3.1.1.1). The shaman’s exertions may be seen within the complex of
sacrifice described by Vedic ṛṣis.
The healer’s task is to make the patient “whole” again. The shaman takes the broken
patient and mends his inner world through his intervention. This recalls the Japanese art of
Kintsugi in which broken pottery shards are joined together with gold, embracing flaws and
imperfections, that creates a stronger and more beautiful piece of art. “In today’s language,
while unconscious suffering indeed leads to feeling ‘broken’, conscious suffering can render
us feeling ‘whole’” (Löben Sels, 2020).
The sense of being healed is the sense of being born again and been made whole. The
shaman, in his or her life, must have had a deep experience of dying and out of that experience
gained this ability to slip in and out of non-being. The shaman’s wisdom comes from the
encounter with the non-being. The shaman has to have been twice-born.
William James, in his book The Varieties of Religious Experience drew a contrast
between what he called “once born” and the “twice born” people. He described Tolstoy’s
suffering and subsequent transformation thus: “The process is one of redemption, not of mere
reversion to natural health, and the sufferer, when saved, is saved by what seems to him a
second birth, a deeper kind of conscious being than he could enjoy before.” (James, 1982)
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Willam James (1842 – 1910)
The death and the rebirth of the person while alive is the familiar spiritual birth
described in Vedic texts. The initiatory Upanayana rite was the way to secret knowledge of
the self. Śatapatha Brāhmaṇa 11.5.4.16 notes that “he who enters on a term of studentship
becomes an embryo.” Atharvaveda 11.5.3 says: “When the teacher receives the brahmacārin
as a disciple, he places him [symbolically] as a fetus inside. He carries him for three nights
in his belly.” These three nights find resonance in the story of Yama as teacher that’s given in
the next section.
DEATH AS TEACHER
The Vedic tradition sees two polar manifestations of the spirit: calm and fearsome. From the
perspective of consciousness, they correspond to light and heat, and are represented in the
forms of Śiva and Rudra (Kak, 2021b). In the understanding of change and process, they are
manifested as the goddesses Sarasvatī and Lakṣmī (calm) and Durgā and Kālī (fearsome).
Śiva in his manifestations is Śaṅkara (śaṃ-kara, one creates auspiciousness) and
Śaṃbhu (śaṃ-bhu, one who becomes auspiciousness) as well as Bhairava (frightful) that
represent fullness and emptiness. The dance of Śiva is an ongoing movement through these
manifestations.
The Vedic way is about self-knowledge through different forms of Yoga. If the yogic
sādhanā is mainly related to devotion and ritual, it is the orthodox way. If it about exploring
the very nature of one’s consciousness, then it is called Tantra. Within Tantra itself, if the
sādhanā is normative, it is called the right-hand path; if, on the other hand, it follows the
domain of danger and ways of overcoming fear, it is the left-hand way.
The most fearsome teacher is Death itself. It is the dual of life (Yama in Sanskrit
actually means “dual”) and in many ways, education and creative insight depend on moving
away from the personal to the universal (in which the individual self doesn’t exist).
The Kaṭha Upaniṣad has the electrifying story of one Vājaśravasa who is to give away
his valued possessions to the priests in a certain ritual. His young son Naciketā (Sanskrit:
नधचकेिा) is ashamed to see that the father is giving away useless cows and animals by sticking
to the letter of the ritual and not its spirit. He asks his father if he, the son, will also be given
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away. The father ignores him two times, but angered by his son’s repeating his impudent
question a third time he says in anger that he is given to Death (Yama).
Naciketā doesn’t want his father’s words to be false so he visits the abode of Yama,
who is away which makes Naciketā wait for three nights (the significance of three nights in
initiatory ritual has already been mentioned). When Yama arrives, he offers Naciketā three
wishes to atone for the dishonor to him as guest.
Naciketā’s first wish is that Yama should discharge him from the abode of death, back
to his family, and that his father be calm, well-disposed and same as he was before. His second
wish is to know the specific fire ritual that enables a human being to secure heaven.
His third wish is to know “what happens after a person dies? Does one continue to
exist in another form?” Yama tries to dissuade him from asking this question but eventually
gives instruction about the nature of life and death and how the Self (Atman) is the same for
all sentient beings and also instructs him in the nature of the mind and subjective
consciousness and how doing Yoga one can go beyond fear and obtain bliss and know the
meaning of one’s personal life.
The parable of Naciketā and Yama is that the deepest learning is obtained when one
confronts death, even if only symbolically.
Yama in ritual or self-knowledge works as flow that counters the pathological static
states.
The centrality of Yama as teacher in this very significant Upaniṣad and the fact that
Yama is the presiding deity of two rasas that are significant in the Shamanic performance
indicates that such ritual was already present in India in ancient times. We can suppose that
this ritual complemented the orthodox ritual just as is true for the present times.
THE SHAMAN WITHIN
Living life wisely is to live with the Yama or Shaman who resides within each one of us.
Suffering is a consequence of attachment (of being too much within one’s own body) and
Yama is the guide who helps us with the counter impulse of detachment and sacrifice. Life is
not only about wanting and possessing: it is a dance between the opposites of taking and then
giving it up, a movement between being and non-being. Doing this dance takes one to deeper
levels of experience carried ultimately to the point of illumination within each person.
The drama of the shaman’s performance is to free the individual from the shackles
placed on the imagination by his or her own mind. One needs to go for help to the outer
shaman only when one is alienated from the shaman within. The shaman’s performance is
universal in its attempt to lead the subject to one’s atavistic fears and impulses so as to
overcome them but the manner in which it is expressed depends on the culture.
Shamanism appears to have been practiced in all corners of the ancient world, but it
is likely the origin of the word is the Sanskrit śamana (shaman) which was carried into
northern Asia along with many other cultural terms that are listed in this essay.
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REFERENCES
Baxendale, D. 2014. Mongolia's lost secrets in pictures: the last Tuvan shaman.
https://www.lonelyplanet.com/articles/mongolias-lost-secrets-in-pictures-the-last-tuvanshaman
Chapple, A. 2016. The shamans of Siberia. https://www.rferl.org/a/shaman-of-siberia/27992537.html
Eliade, M. 2004. Shamanism: Archaic Techniques of Ecstasy, Princeton University Press, Princeton.
Filatov, S. 2000. Yakutia (Sakha) faces a religious choice: Shamanism or Christianity. Religion, State
& Society, Vol. 28, No. 1.
Forsyth, J. 1992. A History of the Peoples of Siberia: Russia’s North Asian Colony 1581–1990.
Cambridge: Cambridge University Press.
James, W. 1982. The Varieties of Religious Experience. Penguin Books, 1902.
Kak, S. 2002. The Gods Within: Mind, Consciousness and the Vedic Tradition. Munshiram
Manoharlal, New Delhi.
Kak, S. 2007.The Prajñā Sutra: Aphorisms of Intuition. DK Printworld, New Delhi.
Kak, S. 2020. Uttarakuru and the Slavs. Itihasa Darpan 25, 59-66.
Kak, S. 2021a. Svetovid and Śiva. Conference on Belarus and Cultural Legacy of Ancient Times and
Middle Ages. Minsk, April 15-16.
Kak, S. 2021b. Early many-faced Viṣṇu and Śiva Images. shorturl.at/mGIJ8
Kak, S. 2021c. The limits to machine consciousness. Journal of Artificial Intelligence and
Consciousness 8.
Löben Sels, Robin van. 2020. Shamanic Dimensions of Psychotherapy. Routledge.
Pakendorf, B., Novgorodov, I. 2009. Loanwords in Sakha (Yakut), a Turkic language of Siberia. In
Martin Haspelmath, Uri Tadmor. Loanwords in the World’s Languages: A Comparative
Handbook, de Gruyter Mouton, pp.496-524, 2009.
Peters, L.G. 1995. Karga puja: A transpersonal ritual of healing in Tamang Shamanism.
Altern Ther Health Med1(5):53-61.
Rahmann, R. 1959. Shamanistic and related phenomena in Northern and Middle India. Anthropos
54, 681-760.
Sidky, H. 2009. A Shaman's cure: The relationship between altered states of consciousness and
Shamanic healing. Anthropology of Consciousness 20, 171 – 197.
Witsen, N. 1692. Noord en Oost Tartarye. Amsterdam.
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11
Uttarakuru and the Slavs*
INTRODUCTION
In Sanskrit texts, ancient India’s northern lands beyond the Himalayas are called Uttarakuru
(in the east) and Uttaramadra (in the west). These lands do not figure in the earliest Vedic
books. The name “Kuru” is found just once in Ṛgveda 10.33.4 where there is a reference to
Kuruśravaṇa Trasadasyu, who is a king of the Pūrus. The Kurus are mentioned in late books
such as the Aitareya Brāhmaṇa and the Mahābhārata. Later another name Śākadvīpa is used
for this entire region.
The Purāṇas speak of four regions of Jambudvīpa, Ketumāla, Bhadrāśva and
Uttarakuru. Jambudvīpa is India proper, Ketumāla represents the Oxus region, Bhadrāśva is
the Jaxartes region and Uttarakuru denotes the country beyond it. In the Mahābhārata,
Uttarakuru is paired with Dakṣiṇakuru to the south of the Himalayas. The distance between
these regions can be estimated from the military campaign of Arjuna described in the
Sabhāparvan सभापिय . After crossing the White Mountain (Śvetaparvata), Arjuna marches
through Haimavata and reaches the Mānasarovara Lake in the country of the Hāṭakas,
dominated by the Gandharvas. From there he enters the region called Harivarṣa, beyond
which lies Uttarakuru. Clearly, by this time the name Uttarakuru had subsumed Uttaramadra.
As described in the Ṛgveda, the region of Dṛṣadvatī, Sarasvatī and Āpayā was where the
Bharata kings ruled. In the Āprī hymns, Sarasvatī River is Bhāratī, the glory of the Bhāratas.
This region became known as Kurukṣetra later, when the Kurus became its rulers.
In the Aitareya Brāhmaṇa (8. 14), it is stated that the Uttarakurus consecrate their
kings by Vedic rites. Later, in the same text (8. 23), Vāsiṣṭha Sātyahavya anoints Jānaṃtapi
Atyarāti according to the ritual of Aindra Mahābhiṣeka, who, in consequence goes out to
conquer the world.
Some scholars see the Kurus sweep further into Persia and later into Sogdia, Anatolia
and beyond. Another section of the Kurus, called Prātipeyas, are known as Bāhlikas since one
of the sons of Pratīpa was called Bāhlika, indicating association with Bactria.
A passage in the Bhīṣmaparvan of the Mahābhārata, explains that Śākadvīpa, a land
that includes Uttarakuru and Uttaramadra, is organized in classes just like India: “In that
region are four countries, Maga, Maśaka, Mānasa and Mandaga. Maga is mainly inhabited
by Brāhmīns who love their tasks; in Maśaka there are virtuous Kṣatriyas who are generous;
in Mānasa the Vaiśyas are brave, devoted to the wishes of all, bent on dharma and artha; and
the Śūdras in Mandaga, for their part, are constantly pious.”
In Vāyu Purāṇa 45.116–7, Vāhlīkas, Vatadhanas, Ābhīras, Aparītas, Madras,
Pahlavas, Gāndhāras, Yavanas, Sindhus, Sauvīras, Bhadrakas, Śaka are called Kṣatriyas and
thus part of Indic people.
*
Itihasa Darpan, vol. 25, 1-2, pp. 59-66, 2020
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According to the Sāmba Purāṇa, the Maga Brāhmīns, also called Bhojaka or
Śākadvīpīya, came to India from Śākadvīpa.
EXPANSION OF THE VEDIC PEOPLE WESTWARDS
The languages and the vocabularies of the Śākadvīpa tell us some about their connections
with India, and they also illuminate the history of Sanskrit and Prakrit languages. For this one
must check material in Avestan, Pahlavi, Gāndhāri, Sogdian, and Śāka languages.
A Puranic legend provides another important clue. It tells us that Vaivasvata Manu
had nine sons, including Ikṣvāku, and a daughter, Iḷā or Ilā. The descendants of Ikṣvāku are
members of the Sūryavaṃśī solar dynasty and Rāma of Rāmāyaṇa fame was born in this line.
Budha, the son of Candra, and Ilā had a son named Purūravas (also in Ṛgveda 10.95.18).
Subsequently, thanks to a boon Ilā became a man named Sudyumna. The descendants of
Ilā/Sudyumna are thus called Aila or Candravaṃśī (lunar dynasty). According to Puranic
accounts, Purūravas ruled Uttarakuru as part of the Kuru Empire. The famous story of
Purūravas falling in love with Urvaśī is found in the Ṛgveda (10.95.1–18) and the Śatapatha
Brāhmaṇa (11.5.1).
Purūravas’s great-grandson was Yayāti who had five sons: Yadu and Turvasu/Turvaṣa,
sons by his wife Devayānī, and Druhyu, Anu and Pūru, sons by his wife Śarmiṣṭhā. The Pūrus
ruled around Kurukṣetra, the Anus to their north, the Druhyus to the west, the Yadus to their
south, and the Turvasus to the east of the Yadus.
At the end of the Ten-kings (dāśarājña) battle of the Ṛgveda, the Pūrus expand
westwards and Anus push outwards into Afghanistan leading to a further northwards push to
the Druhyus who went out into Central Asia. The migration of these tribes westward from
India is to be found in Vāyu P. 99.11‐12, Brahmāṇḍa P. 3.74.11‐12, Matsya P. 48.9, Viṣṇu P.
4.17.5, Bhāgavata 9.23.15‐16.
Shrikant Talageri has adduced much evidence [1] from the Ṛgveda in support of such
movement out of India’s western borders. According to him, the Anu are the ancestors of the
Iranians and the Druhyu are the ancestors of Greek and European peoples and of the Druids.
Ptolemy’s Geography refers to Ottorokorai (Uttarakuru) tribe, Ottorokora as a city, and
Ottorokoras as a river. Other scholars believe that the Tokhari (Tukharas) are the same as the
Rishikas (Ṛṣika), who are mentioned in Sanskrit texts.
LANGUAGE IN THE NORTHERN LANDS
I have written elsewhere on the languages of East Śākadvīpa, that is Khotan and Xinjiang so
I will only provide a brief summary here. Many people in this region spoke Sanskritic
languages such as Gāndhārī, which has Dardic features that it shares with Kashmiri, and the
closely related Khotanese Saka.
Khotanese kings were Mahāyāna Buddhist but we know this sect incorporates Vedic
and Tantric systems, with all the devas such as Indra, Śiva, Viṣṇu and Sarasvatī, and just
places the Buddha at the head of the system (as in Vidyākara’s Treasury). There was also
Krishna worship in Khotan and we find the Rāma story in Khotanese language, of which
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there is also a Tibetan version.
West Śākadvīpa, that is Bactria and lands beyond, also used Aryan languages. This
includes not only Avestan and Pahlavi but also the language of the Kushan Emperor Kanishka
in his Rabatak Inscription. Further north, in the vast region with cities like Samarkand and
Bukhara, the Sogdian language was most influential.
I am in the middle of compiling a dictionary of Sogdian words and here’re some
randomly chosen words from the list:
[Sogdian]: [Sanskrit]
1=ēw: one ईि, एक
ēw-žwānē: one life ईि-जीिनी
3 ǝѳrē: three धत्र
12 = δǝwātǝs: dawātas, twelve द्वादस, द्वादश
100 stu: a hundred शि
āγǝt: āgat, to bring आगि
āγund- āγust: to cover, आगुि, Hindi गूंिना
āstǝnē: initial, first आस्तीन
ātar-: fire आिर, आििय
āwart-: to turn hither आििय
ǝβžirēnē: made of diamonds; अिधिधन from िि
ǝδu (ǝδǝw): two धद्व
āfrīn- āfrīt: bless आप्री
ǝftǝmi: first, first of all, prathami, प्रिमी
ǝftǝmīk: first, 1st prathamik, प्रिधमक
ēžǝndē: worthy एजंदे. यजि yajanta, यजन्त
ǝktānē: sin akartva अकिय
ǝktǝspās: obliging अत
ǝktē, ǝktč: done कर्तय
ǝkǝtyā: act, deed कर्तय
ǝkut, plur. ǝkutīšt: dog अकुि (कुत्ता)
ambēr-: to fill अम्भर
anwēž: to gather अन्वेर्ष
anxǝr: star, constellation नक्षत्र
anxǝrkǝsē: astrologer अं खरकसी
anxǝstē: goaded ankushta, अंकुश
aryān wēžǝn: The Aryan Expanse आययन धिशान
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ǝstǝkanǰǝl: of bone अधष्टकञ्जर
ǝškamb: world (~ loka) अस्कम्भ
šm’r-(ǝ)šmārt: to think स्मर स्मृधि
ǝšmārā: thought अस्मार
ōsuγd: to be purified ओर्षधि
xšēѳ: ruler क्षत्र
ēžǝn: worthy यजन
βǝγpǝšē: son of gods bhagapashi भगपुत्र
βǝγistān: place of gods भधगथिान
čǝxr: wheel चक्र
δβǝr: door, gate दबर द्वार
δβyš δβēš: harm दबीश द्वे श
δβyšny δβēšenē: harmful द्वे शनी
δrjy’wr žyāwǝr: heart ह्रदयिार
friy: dear धप्रय
frītāt: love, charity धप्रयिाि
frī-rǝwān: soul-loving, धप्रय उियन
fǝsāč-: to teach प्रशात्मस्त
γandāk: bad, foul गि
γandā(k)kǝrē: evil-doer गिकरी
γǝr: mountain गर. धगरर
γǝrāmē: wealth गराधम, गररमा
γǝrān: heavy गराम, गुरु
žǝnā: knowledge जे ना, ज्ञान
žǝw-: to live धजि
žǝwān fem.: life जीिन
žūkyā: (good) health सु ख्य. सुख
žwandē: living जीिन्त
kōtǝr: family कोिर (Skt gotra) गोत्र
kutsār: where(to)
kōtī: (zillion) कोधि
zrγwny zǝrγōnē, fem. zǝrγōnǝč: green िररगुणी
zrw’βγ zǝrwā-βǝγ: God Zurwān, ज़ुिाय -भग
smyrγr sǝmīrγǝr: Mt. Sumeru सुमेरु
stβt stǝβd: hard, harsh, fierce स्तब्ध
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stryc, plur. stryšt strīč, strīšt: female, woman री
swβtγwš suβd-γōš: whose ears are pierced, having pierced ears सुधिद्ध => सुब्ध; श्रोत्र
=> गोश=> सुब्ध-गोश
rwxšn’γrδmn ruxšnāγǝrǝδmǝn fem.: The Light Paradise रुच-सान गियम् => रुखसान
गियमन
sm’n smān: heaven अश्मन, आसमान
sm’nxšyδ smānxšēδ: Ruler of Heaven, Rex Honoris अश्मन-क्षत्र
smwtr sǝmutr: ocean (Skt samudra) समुद्र
nǝnǝ-δβāmbǝn: Goddess Nana नना दे िी अम्बा
Nanā, नना, is the name for goddess (as in Ṛgveda 9.112.3 कारुरिं ििो धभर्षगुपलप्रधक्षणी
नना), speech (Vāc), and daughter in Sanskrit.
Some interesting words. Given that the Sogdian words have much connections with Sanskrit
and Prakrit, here is the hidden history of a few words.
Farsi Khorasan (or Khurasan) ( خراسانXorâsân), which we know from earlier usages
in the area to be from earlier ( خوراسانxwarâsân), from Middle Persian hwlʾsʾn’ (xwarāsān,
literally “sunrise; east”). The Sassanian and post-Islamic Persian name for the region of
Parthia located in north east of Iran, sometimes covering also parts of Central Asia and
Afghanistan is Khorasan.
We know that Sanskrit svar िर् means the “sun” and the “heaven of light” as early as
in the Ṛgveda. The word svara िर literally means “going” and it normally stands for sound
or voice and it also means a vowel, the number seven, an accent and so on. In Avesta, the
Sanskrit svar became modified by sound change to xwara or even khar, as we see in that last
name. Thus svar-sthāna, िरथिान, the place of the sun (or sunrise) became in the Avestan
pronunciation of the word as खोरसान and खुरासान.
The word धिम hima means cold and we see hemaka stands for gold. We have another
word for beings called यक्ष Yakṣa who live in cold climates. The chief Yakṣa is Kubera कुबेर,
the god of wealth; he is represented as having three legs and eight teeth. There are two
tadbhava forms of yakṣa: yakh (cold) and yaccha (Kashmiri for Yakṣa, just like Lakṣmī in its
tadbhav forms become either Lakhmi or Lacchmi). From there to Avestan (aēxa-, “frost, ice”),
Persian ( یخyakh).
Farsi Khurshed = Sun. History of its derivation: Sanskrit svara िर (Sun) => hvare
(Avestan) kṣaita क्षैि (m. radiant, prince) => xshaeta hvarexshaêtahe [hvare-xshaêta]= radiant
sun in Avestan => Khwarshēd (in Middle Persian) => Khurshēd/Khorshīd in Modern Persian.
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THE SLAVS
The Slavs reside in all directions to the west of Uttarakuru. The East Slavs are those living in
Belarus, Russia, and Ukraine, the West Slavs live in Czechia, Poland, and Slovakia, and the
South Slavs live in Bosnia & Herzegovina, Bulgaria, Croatia, Macedonia, Montenegro,
Serbia, and Slovenia. According to many reports, the youth in the Slavic nations are turning
to “pagan” traditions to seek meaning in their lives and to connect to their ancient religion.
A formal revival of Slavic deities, under the name Rodnovery (invoking Rod, a name
for God) is underway in Eastern Europe. But it is not only the Slavs who wish to connect to
the past and it includes the Mari, who speak a Finno-Ugric language and other people.
Many followers of Rodnoverie prefer the name Vedic Faith (vedizm, vedicheskaia
vera) [2]. Mirroring Sanātana Dharma, they speak of spirituality (dukhovnost’), wisdom
(mudrost’), or philosophy and worldview (mirovozzrenie).
Not many know that Ukraine and Russia were Christianized rather violently only
about a thousand years ago, and the process in the countryside was completed only in the
seventeenth century.
In the 12th-century, the German missionary Helmold of Bosau wrote in Chronica
Slavorum that the Slavs believed in an impersonal God, quite like the Vedic Brahman. Around
the same time, the Kiev Chronicle (Povest vremennykh let) speaks of the following principal
Slavic deities Perun, Volos, Khors, Dazhbog, Stribog, Simargl and Mokosh [4]. The generic
name for God in the Slavic world is Bog, or भग.
Other ancient deities, whose worship was widespread and known from even earlier
documents, are Svarog and the trinity of Triglav (like Trimūrti) as a fusion of Svarog, Perun,
and Dazhbog. There is also another four-headed divinity (like Brahmā) named Svetovid and
a deity named Živa.
Scholars know that Slavic Gods are no other than Vedic Gods, although they see the
historical relationship between the two variously. The connection shouldn’t be surprising
since the Slavs (who include the Śaka or the Scythians) lived just northwest of India in the
wide expanse of Central Asia and beyond.
Although the earliest Vedic texts do not appear to know a region beyond the Sapta
Sindhu, by the time of the later texts Uttarakuru was recognized as a frontier land of the Vedic
world. Later texts that were most likely written in 2nd millennium BCE do make a reference
to this region. The Rājasūya Sacrifice performed by King Yudhiṣṭhira was attended by kings
from Uttarakuru.
The plains of Central Asia have had many shifts in demography and we are informed
by the recently excavated Rabatak Inscription of Emperor Kanishka, that the language of his
ancestors in Central Asia was what he calls Aryan (or Sanskritic), even though the later
Chinese chronicles call them as the Yuezhi, scholars now accept the Kushans were a Śaka
tribe.
The astronomical references in the earliest Vedic texts take us to at least the 3rd
millennium BCE [5]. At the same time, new research indicates that European languages are
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rather late arrivals in Europe, and may be as late as 2500 BCE.
It becomes important, therefore, to note the genetic relationship between the Vedic
tradition and the remembered Slavic gods. Here I am only going to touch upon the deities
mentioned in the Kiev Chronicle.
Rod, the Faith, from “rodno” meaning “of birth” (родит — to birth), which means the
native (natal/birth) faith. A more esoteric connection is to Rudra, which is from the root rud
रुद् meaning “to cry” or “lament” (as the new-born baby does) that alludes to how normal
consciousness is of helplessness unless countered by grace from Śiva.
Bog, Skt. Bhaga भग or भगिान्
Perun, Skt. Parjanya पजय न्य
RV 5.83
áchā vada tavásaṃ gīrbhír ābhí stuhí parjányaṃ námasâ vivāsa
kánikradad vṛṣabhó jīrádānū réto dadhāty óṣadhīṣu gárbham
I address the mighty Parjanya and praise him with this adoration and with reverence
He is the thunderer, the showerer, the bountiful, who germinates the plants with rain
Parjanya, is the aspect of Indra associated with the transforming agency in the mind’s
inner space that makes it possible to generate new ideas.
Two important symbols of the Slavs are kolovrat, the wheel (चक्रिि् ) and swastika,
sun symbol (ित्मस्तक).
Symbols: kolovrat, the wheel (चक्रिि् ) and swastika, sun symbol (ित्मस्तक)
Volos, Skt. Vala, िल. Somewhat like Vṛtra, Vala is a stone cave, split by Indra
(strengthened by Soma, identified with Brhaspati in 4.50 and 10.68 or Trita in 1.52, aided by
the Angirasas in 2.11), to liberate the cows and Ushas, hidden there by the Panis.
Khors, Sun, Skt. Surya, सूयय, िर् and from the latter comes Persian Khor as in
Khorshid, or Khar as name of lord.
Dazhbog, Skt. दक्ष-भग
Stribog, Wind-god, Skt. स्तृि-भग
Simargl, Skt. श्येन मृग, śyena-bird, from which comes Persian Simurgh سیمرغ.
For those who know Vedic ritual, the great altar was built in the form of the falcon,
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śyena.
Mokosh, Goddess, Skt. मोक्ष
Svarog, Goddess, Skt. िगय
It seems reasonable to see the Slavic religion as part of the Vedic tradition, to be
viewed here as a universal way of spiritual knowledge, or Sanātana Dharma सनािन िमय.
Christianity was violently imposed on the Slavs, but it still had to make some
concessions to people who remained devoted to old practices. In Christianity ritual movement
is withershins, that is against the movement of the sun as was true of Roman religion, but
eventually Slavic Christianity was forced to adopt sunwise movement (that is clockwise,
प्रदधक्षणा, which is the way of the Vedic tradition). Likewise, Slavic festivals are a continuation
of their old festivals, that were assimilated into Christianity.
According to Saxo Grammaticus (c. 1160–1220), the Slavic temples displayed three, four- or many-headed images, which were wooden or carved in stone, or covered in metal,
that were decorated with solar symbols. As an even further parallel with India, the temples
were built on upraised platforms, on hills, and at the confluences of rivers. The Slavs saw the
temples as the houses of gods, continae, or kṣiti धक्षधि. They were wooden buildings with the
god’s image in the sanctum sanctorum गभयगृि.
Ritual banquets were known variously in Russia as bratchina (from brat, भ्रािृ ), mol’ba
(entreaty, manman मन्मन् ) and kanun (religious service, from Greek kanōn, “rule” कानून); in
Serbia as slava (glorification, śravas श्रिस् ); and in Burlgaria as sobor (assembly, sabhā सभा)
and kurban (sacrifice, karman, कमयन्, or Arabic kurban).
Russia has been the West’s great adversary during the last hundred years. First, as
Soviet Union — before its collapse in 1991 — it battled Western capitalism throughout the
world using the ideology of communism. Now its appeal is to nationalism and support of
movements that wish to weaken and break up the European Union.
The Russian tradition is fraught with complexity. Although the Church serves as a
convenient institution to rally around, there is a strong undercurrent amongst many Slavs to
be reconnected to the ancient Slavic religion. Furthermore, the practiced religion is not easily
disentangled from the ancient ways.
The Christianization of the Slavs was a slow process that was resisted for a long time,
and eventually Christianity became a largely superficial over-structure which in the words of
Church Slavonic vocabulary is a “double faith” (dvoeverie in Russian). Dvoeverie is also
used to characterize the revival of Slavic Native Faith (Rodnovery) and Vedism.
The Slavic rulers swore regularly by their god Perun (Skt. Parjanya). The conversion
of the Kievan ruler, Vladimir, which marks the major shift in the history of the Slavs, took
place in 988 and The Primary Chronicle, compiled about 1111, informs us that after his
baptism, Vladimir directed that the idol of Perun “be bound to a horse’s tail and pulled from
the hill. He appointed twelve men to beat the idol with sticks. While it was being dragged
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along the stream to the Dnieper, the unbelievers wept over it.” Historically, the popular
resistance to Christianity was led by priests, and it persisted for centuries with the Slavs
regularly re-embracing their original religion (relapsi sunt denuo ad paganismus).
The Germans used both violence and tithing to induce the Slavs to convert. In the 8th
century, when the missionary Boniface asked Pope Zachary about Slav serfs working on
church lands, he received the reply that “if they pay tribute, they will think the land is theirs.
But made to pay tithes they will know who is the lord of the land.”
The American historian James Westfall Thompson wrote in 1916 on the conversion
of the Baltic Slavs by the German Church. He believed the treatment meted out to the Slavs
by the Germans had a parallel in how Spanish America treated Peru in “the spoliation of a
weaker people by an avaricious priest class backed up by the sword of a powerful
government.”
Thompson added [6]: “[The Slavs] accepted Christianity as they accepted German
domination, superficially and morosely.” There were many revolts by the Slavs against the
tyranny of the Germans. But although the Church eventually triumphed, the faith as practiced
remained deeply mystical, and quite different from the dogma of the Church. Fyodor
Dostoyevsky wrote about the religion of the sadness and suffering of Russia as fundamental
to the Russian spirit.
The historian George Richards wrote in 1918 [7]: “[T]he religion of Russia is broader
and deeper than the creed, polity, cultus, and precepts of the Church of Russia. The life of the
spirit defies definition… It consists, not of temples and sacraments, priests and monks,
dogmas and canons, but of moods and motives... and ideals-all welling up from the soul’s
depth.”
He added: “Her literature, art, music, philosophy, religion, theater, and dancing are
something intrinsically Russian. Her dominant spirit is not the product of Byzantine
Christianity. It is rooted in the Slavic nature, and in oriental mysticism. The remote past with
its passions, dreams, fears, and hopes throbs in the living present.”
It is recognized by scholars that the main deities listed in the Kiev Chronicle are Vedic
deities with some evolution in meaning that somewhat parallels the changes that occurred in
India. The linguist Roman Jakobson listed many key Slavic terms and the corresponding
Sanskrit and Iranian ones; these are correctly seen as Vedic since there is no evidence that the
Slavs ever embraced the Zoroastrian religion.
I have written elsewhere on the major parallels between Slavic and Vedic traditions.
Here is some additional information. As in India, divinity for Slavs is nebo (Skt. नभ nabha,
sky; Kashmiri nab, sky), and div is a point of light that can be used variously. The generic
name of God is bog (Skt bhag भग or भगिान् ). Some important Slavic religious notions are
faith, vera (Skt. parā, परा, going beyond, which signifies faith), holy and sacred, svet (Skt.
śveta श्वेि् for bright), peace and agreement, mir (Skt. maitri मैधत्र) and paradise, rai (Skt. rayi).
Some terms in Slavic are closer to Iranian forms of Sanskrit words, but that is to be expected
since the Iranians were the immediate neighbors of the Slavs. We see this most strikingly in
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the Slavic divinity Simargl, which is clearly close in linguistic terms to the Iranian winged
monster, Sīmorg (Skt. Śyena-mṛga, श्येन मृग, falcon bird). But its usage amongst the Slavs as
divinity is quite like in the great Vedic Agnicayana fire altar, where it symbolizes time [8].
Apart from the usage of Vedic terms for a variety of philosophical and religious
concepts, the Slavic conception of divinity as impersonal is identical to the Vedic. The Slavic
religion must be seen as representing a description of the inner space of the mind, which is
consistent with its conception as a mystical tradition based on contemplation.
The One Reality in the Vedic religion has an expression in triplicate in various sets of
polarities together with the process between the two, as in examples of light, activity, and
darkness and God, Goddess, and attributes.
The common Slavic polarities are:
Rod-Rozanica like Skt. Rudra-Rudrāṇī रुद्र-रुद्राणी (Rod, by itself, could also be Ṛta,
the Law)
Sud-Sudenica like Skt. Siddha, धसद्ध् (Kashmiri sĕd, for Śiva)
Belobog-Chernbog (white god- black god, Skt. bhadra-bhaga and cherun-bhaga, भद्रभग छे रुन-भग, auspicious and inauspicious gods (Kashmiri cherun छे रुन् means Skt.
मधलधनि)
Zhibog-Zhiva (Skt. Śivabhaga-Śivā, धशिभग, धशिा)
Khors Dazhbog and Jutrobog. This is Skt. Svar (िर् Sun or Light), Dakṣabhag दक्षभग
for the Sun and Candrabhag चिभग for the Moon.
The triplicateness of reality is represented by Triglav, Tribog (Skt. tribhaga, धत्रभग).
The three-headed divinity encompassing the three divisions of the universe into heaven,
movement, and earth, or past, present, and future, and so on. Triglav is interpreted as the
equivalent of Skt. Trimurti.
Svarog (Skt. svarga िगय) represnting heaven, which is where heroes go.
Svetovid (Skt. Śvetavid, श्वेिधिद् , Lord of Light) is viewed as four-headed, with each
representing a direction of space. In some traditions, the white northward head is
Svarog, the red westward head is Perun, the black southward head is Lada (Earth
Goddess), and the green eastward head is Mokosh (Goddess of Waters as Skt. Mokṣa,
who is also seen as a form of Aredvi Sura Anahita, or Śurā Sarasvatī); two are male
and two female.
Ognebog (Skt. Agnibhaga, अधिभग, Fire God.) He is equated with Simargl, since the
fire ritual took place on the Falcon altar.
The above list represents just some of the symbols of the Vedic system, which the
tradition claims is a “science of consciousness”. The tradition takes the outside world to be
mirrored in the inner space of the mind and it believes that “true knowledge” is possible.
I should also add that the Vedic symbols are also used beyond the Slavic lands to the west,
especially in Lithuania.
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THE BALTICS
Like the Slavs, the Lithuanians resisted the Northern Crusades for a long time, but eventually
the sacred fire (Ugnė, Skt. Agni अधि) was extinguished in Eastern Lithuania in 1387 and in
Western Lithuania in 1413. These changes affected the nobility the most, and the conservative
Lithuanian population secretly worshiped their gods for several centuries more. Lithuanians
now call their old religion Romuva, a name chosen in honor of the famous Baltic Prussian
sanctuary Romuva which was destroyed by Christians. The name Romuva (from the Baltic
rām-, ‘calm, serene, quiet’, which is identical to Skt. Rām राम) goes back to the deepest
resonances in Indo-European beliefs.
Baltic culture is properly called the Darna, which means “harmony” as does the word
“derme”. In this, its meaning is identical to the Sanskrit “Dharma” िमय. Just as every role in
the Vedic world has its dharma, so does it in the Lithuanian world. The collection of the
individual dharmas goes on to define harmony at the cosmic level.
An important symbol of the Romuva is the Austras Koks, “tree of dawn,” or “tree of
life,” Skt. Auśas kakṣa और्षस् कक्ष, which is another name for Kalpataru, the tree of life.
The Romuva cosmology sees Perkūnas (Skt. Parjanya, पजयन्य) and Žemė as father and
mother of all beings, which is identical to the characterization of Parjanya and Pṛthvī/Kṣamā
(Earth goddess) in the Atharvaveda (12.1.12 and 12.1.29).
Žemė, Žemyna, (Skt. Kṣamā, क्षमा, Earth). The Earth Goddess. Skt. क्ष also means field
and from this we get क्षेत्र; from it also came Avestan zā̊ which led to Persian zamin
زمین. Zemes Māte is the Earth Mother (Skt. Kṣamā Mātā क्षमा मािा). We find Dyukṣam
in RV 10.185.1 as a pairing of Heaven and Earth and also as that of Parjanya and
Kṣamā.
Ašvieniai, Skt. Aśvinau अधश्वनौ. They are the horsemen to the gods who symbolize the
morning and the evening lights.
Aušra, Skt. Uśā उर्षा. Dawn. She represents spiritual intuition.
Laima, Sk. Lakṣmī, लक्ष्मी? She is responsible for luck and happiness.
Saulė, Skt. Sūryā सूयाय . She is the Sun goddess who marries the Moon. The Ṛgvedic
hymn 10.85 describes the iconic wedding between Sūryā (daughter of Sūrya) and
Soma = Māsā (Moon). Sūryā-Māsā is mentioned five times in the Ṛgveda, and an
additional three times as Sūryā-Candramāsā.
Medeinė, Skt. Medini मेधदधन, is another aspect of Earth as protector of forest, trees,
and animals (AV 12.1.33)
Veju Māte (Skt. Vāyu Mātā िायु मािा) is the Wind Mother.
Veles (Skt. Vala िल). In Baltic mythology, Veles is a malevolent spirit of the dead. In
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the Vedas, Vala is a demon who takes the form of a stone cave which is split by Indra
to liberate the cows and Uṣas; mentioned 23 times in the Ṛgveda and also in the
Atharvaveda,
Indraja, इिज, born of Indra, is the name for Jupiter.
CONCLUSIONS
Given the richness of the trans-Himalayan Vedic tradition and its new relevance in the Age
of Machines where humans, who are alienated from the Spirit, wish to know this mystery
more than ever before, it will become increasingly attractive to new seekers, which will lead
to further faultlines in the Slavic lands and beyond.
The Bolshevik Revolution of 1917 was a rebellion similar to those that had occurred earlier
against the Germans; likewise, the throwing off the yoke of Communism in 1991 expressed
a yearning for a mythic past. The Slavs, or the Baltics haven’t yet made peace with this past,
and so one would expect that their angst will persist for much more time.
REFERENCES
[1]. S. Talageri, The Ṛgveda: A Historical Analysis. Aditya, 2000.
[2] S. Simpson and M. Filip, Selected Words for Modern Pagan and Native Faith Movements in
Central and Eastern Europe. In Kaarina Aitamurto, Scott Simpson (eds.). Modern Pagan and Native
Faith Movements in Central and Eastern Europe. Durham: Acumen. pp. 27–43, 2013
[3] E. Christiansen, The Northern Crusades. Penguin Books, 1997.
[4] N.K. Chadwick, The Beginnings of Russian History: An Enquiry into Sources. Cambridge
University Press, 1946.
[5] S. Kak, The Astronomical Code of the Ṛgveda (3rd edition). Aditya, 2016.
[6] J.W. Thompson, The German Church and the Conversion of the Baltic Slavs. The Journal of
Religion, 20, 1916.
[7] G.W. Richards, The Church and the Religion of Russia. The American Journal of Theology, 22,
541-566, 1918.
[8] S. Kak, The Wishing Tree: Presence and Promise of India (3rd edition). Aditya, 2015.
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12
When Xinjiang Was a Part of the Indic World*
The recent standoff between the forces of China and India in Ladakh has brought attention to
the entire region. Although the recent political history of the area is well-known, what is of
particular significance for China’s view of seeing itself as successor to the historical Chinese
empire is that Ladakh as well as Xinjiang, known in Sanskrit texts as Uttarakuru, were part
of the Indic cultural world for centuries.
The region was included in the Kushan Empire of Kaniṣka of second century CE. The
first millennium CE became the golden age of the Tarim Basin (northwest of Tibet below the
Tian Shin Mountains) after the Kushans, and various Indic city-states thrived along the Silk
Road, and these included Kashgar, Khotan, Turfan, Kucha, Niya, and Loulan.
Cities of Taklamakan and Gobi deserts in Xinjiang were conquered by Kashmir during
the reign of the Kārkoṭa king Lalitāditya Muktāpīḍa in the eighth century as mentioned in the
Rājataraṅgiṇī and accepted by the historian André Wink in his book Al-Hind, the Making of
the Indo-Islamic World.
The name Xinjiang ("new frontier") is of recent vintage; it was chosen in 1884 by
Qing China to replace old names such as Eastern Turkestan and Altisheher (= Six Cities). The
people of this region are called Uyghurs and their preferred name for the region is
"Uyghuristan". The Turks or the Chinese have no proper etymology for Uighur or Uyghur (
维吾尔) which is written in Arabic script as ‘’ئۇیغۇر. According to one theory, Uyghur is
derived from Uttarakuru.
The lands beyond the Himalayas - Uttarakuru (in the east) and Uttaramadra (in the
west) - do not figure in the earliest Vedic books. In the Mahābhārata, Uttarakuru is paired
with Dakṣiṇakuru to the south of the Himalayas. The distance between these regions can be
estimated from the military campaign of Arjuna described in the Sabhāparvan. After crossing
the White Mountain (Śvetaparvata), Arjuna marches through Haimavata and reaches the
Mānasarovara Lake in the country of the Hāṭakas. From there he enters the region called
Harivarṣa, beyond which lies Uttarakuru.
In the Aitareya Brāhmaṇa (8. 14), it is stated that the Uttarakurus consecrate their
kings by Vedic rites. Later, in the same text (8. 23), Vāsiṣṭha Sātyahavya anoints Jānaṃtapi
Atyarāti according to the ritual of Aindra Mahābhiṣeka, who, in consequence goes out to
conquer the world. Some scholars see the Kurus sweep further into Persia and later into
Sogdia, Anatolia and beyond. Another section of the Kurus, called Prātipeyas, are known as
Bāhlikas since one of the sons of Pratīpa was called Bāhlika, indicating association with
Bactria.
*
Chapter in Shakti Sinha (Ed.), One Mountain Two Tigers: India, China and the High Himalayas. Pentagon
Press, 2020.
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EXPANSION OF THE VEDIC PEOPLE
A Puranic legend says that Vaivasvata Manu had nine sons, including Ikṣvāku, and a daughter,
Iḷā or Ilā. The descendants of Ikṣvāku are members of the Sūryavaṃśī solar dynasty and Rāma
of Rāmāyaṇa fame was born in this line.
Budha, the son of Candra, and Ilā had a son named Purūravas (also in Ṛgveda
10.95.18). Purūravas’s great-grandson was Yayāti who had five sons: Yadu and
Turvasu/Turvaṣa, sons by his wife Devayānī, and Druhyu, Anu and Pūru, sons by his wife
Śarmiṣṭhā. The Pūrus ruled around Kurukṣetra, the Anus to their north, the Druhyus to the
west, the Yadus to their south, and the Turvasus to the east of the Yadus.
At the end of the Ten-kings (dāśarājña) battle of the Ṛgveda, the Pūrus expand
westwards and Anus push outwards into Afghanistan leading to a further northwards push to
the Druhyus who went out into Central Asia. The migration of these tribes westward from
India is to be found in Vāyu P. 99.11‐12, Brahmāṇḍa P. 3.74.11‐12, Matsya P. 48.9, Viṣṇu P.
4.17.5, Bhāgavata 9.23.15‐16.
Ptolemy’s Geography refers to Ottorokorai (Uttarakuru) tribe, Ottorokora as a city,
and Ottorokoras as a river. Other scholars believe that the Tokhari (Tukharas) are the same as
the Rishikas (Ṛṣika), who are mentioned in Sanskrit texts.
Kushan Empire (2nd century CE)
LANGUAGES IN UTTARAKURU
Many people in the Tarim Basin spoke Sanskritic languages such as Gāndhārī, which has
Dardic features that it shares with Kashmiri, and the closely related Khotanese Saka. West to
this region in Bactria and lands beyond, Aryan languages used include not only Avestan and
Pahlavi but also the language of the Kushan Emperor Kaniṣka in his Rabatak Inscription.
History tells us of the presence of Jats to the west of the Tarim Basin who ranged all
the way from Central Asia to Danube in Europe. Their language was most likely Indo-Aryan
because if it were different then the large communities of Jats in India (as large as 30 percent
in some states) would have been able to maintain their linguistic apartness. The historian
Arnold J. Toynbee wrote thus: “It may not be fantastic to conjecture that the Teutonic150
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speaking Goths and Gauts of Scandinavia may have been descended from a fragment of the
same Indo-European-speaking tribe as the homonymous Getae and Thyssagetae and
Massagetae of the Eurasian Steppe who are represented today by the Jats of the Panjab.”
According to the standard view, Avestan is literally identical with Sanskrit. If that is
true, Avestan should be Indo-Aryan. Or, Indo-Iranian should be taken to be the same as
Sanskrit, with a division in time into various Prakrits that include Indian and Iranian
languages. From this perspective, the Śaka languages of Central Asia are Prakrit languages.
But even if we don’t go this far, we know that Gāndhārī of the Tarim Basin is an Indo-Aryan
Prakrit.
There is also evidence of Indic deities in the Śaka regions. These include ŚivaMaheśvara, Skanda, Gaṇeśa, Nārāyaṇa, Umā and others as, for example, in the Mogao
Grottoes. The Zoroastrian Sogdians even went to the extent of fusing Maheśvara with their
own divinity.
TARIM BASIN AND KHOTAN
Perhaps the region to most compare the Tarim Basin is Kashmir. Kaniṣka called the Fourth
Buddhist Council in Kashmir, and subsequent to that there was much interaction between the
two regions with many scholars traveling from there to Khotan and beyond.
Gāndhārī inscriptions have been found as far east as Luoyang and Anyang in Henan
province in Eastern China which attests to the vastness of the influence of Sanskrit. Europeans
in recent centuries called the whole region Serindia, indicating the meeting place of China
and India.
Khotanese kings were Mahāyāna Buddhist but we know this sect incorporates Vedic
and Tantric systems, with all the divinities such as Indra, Śiva, Viṣṇu and Sarasvatī, and just
places the Buddha at the head of the system (as in Vidyākara’s Treasury). There was also
Krishna worship in Khotan and we find the Rāma story in Khotanese language, of which
there is also a Tibetan version.
The Buddhists put a characteristic spin on the Rāma story, which has had immense
power on the imagination of the people all over Asia. The Khotanese Rāmāyaṇa is not the
standard Rāma story. In it Daśaratha, who is called Sahasrabāhu (“thousand-armed”), fights
with Paraśurāma and gets killed, and his sons Rāma and Lakṣmaṇa are saved by a queen.
When they grow older they slay Paraśurāma in revenge and become masters of all
Jambudvīpa.
Meanwhile, the Rākṣasas are ruled by Rāvaṇa (Daśagrīva). A daughter is born to his
chief queen and it is prophesied that she will be the cause of his ruin. So he orders the girl,
Sītā, to be cast upon the great river in a box. A ṛṣi chances upon the box and raises the girl
lovingly. This is of course somewhat similar to the account in Adbhuta Rāmāyaṇa.
Later in the story, Rāma, Lakṣmaṇa and Sītā are in the forest and as the brothers leave
to hunt, Lakṣmaṇa draws the magic circle around Sītā for protection. Daśagrīva sees this
lovely woman from the air, and not knowing she is his own daughter, approaches her and
persuades her to step out of the circle to abduct her.
There is war and Daśagrīva is defeated. But in the end Rāma doesn’t kill him. At the
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end of the story, the Buddha Śākyamuni is identified with Rāma and Maitreya with Lakṣmaṇa.
Daśagrīva comes to the Buddha and receives instruction in the Dharma as in the
Laṅkāvatārasūtra.
The traditional date for the founding of Khotan, on the southern and the more ancient
branch of the Silk Road, is the reign of Aśoka Maurya (3rd century BCE) and these accounts
inform us that it was settled by Indians from northwest India. It was ruled by Buddhist kings
until it was conquered by the Muslims in 1006. Some of the kings mentioned in the “Prophecy
of the Li Country”, composed in 746 CE, dealing with events of the recent past are Vijaya
Kīrti, Vijaya Saṅgrāma, Vijaya Dharma, Vijaya Saṃbhava, and Vijaya Vāhana.
Many Khotanese cities had Sanskrit names. For example, Khotan in Sanskrit was
Gaustana गौस्तन (or Gosthāna गोथिान) and the modern city of Kashi (Kashgar) was called
Śrīkrīrāti (in Sanskrit Śrī+krī+rāti, श्रीक्रीराधि, ‘Glorious Hospitality’). Kashgar itself appears
to be the popular name from Sanskrit Kāśa+giri (काशधगरर, bright mountain). The Khotanese
called their language hvatanai ह्विनै which later became hvaṃnai ह्वं नै; this is equivalent to the
name deśī that is used for language in India (vatan, from svatana = deśa).
The liturgical texts in the region were written in Buddhist Hybrid Sanskrit, whereas
those in the region of Krorän (Chinese Loulan), an important oasis further east of Khotan,
used Prakrit in administration. A third language called Tocharian was also used both to
translate Buddhist texts and as an administrative language. Many Sanskrit texts of India
remember the general region as Tuṣāra or Tukhāra, and it retains currency as a popular proper
name.
That Khotanese Saka was principally an Indo-Aryan Prakrit is reinforced by the fact
that the texts are in Indian scripts of Brāhmī and Kharoṣṭhī. Many of these documents were
collected in archaeological explorations to Chinese Turkestan by Aurel Stein, who is also
known for his translation of Kalhaṇa’s Rājataraṅginī. Stein came across tens of thousands of
manuscripts from 5th to 11th centuries in various sites including the Caves of the Thousand
Buddhas in the Kansu (Gansu) province. One of the principal scholars who edited and
translated many of these texts was H.W. Bailey and this literature remains a popular field of
study for scholars.
Aurel Stein says in his celebrated Ancient Khotan: “There was little to prepare us for
such overwhelming evidence ... on the large place which Indian language and culture must
have occupied in the administration and daily life of this region during the early centuries of
our era. That Sanskrit Buddhist literature was studied in Khotan down to the end of the eighth
century A.D. has been proved beyond all doubt by the texts in Brāhmī script which I
excavated.”
THE MUMMIES OF THE TARIM BASIN
The discovery of the Tarim mummies that go back to 1800 BCE strengthen the view that the
region was Sanskritic. The earliest mummies in the Basin are exclusively Caucasoid, and the
American Sinologist Victor H. Mair has said: “Because the Tarim Basin Caucasoid corpses
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are almost certainly the most easterly representatives of the Indo-European family and
because they date from a time period that is early enough to have a bearing on the expansion
of the Indo-European people from their homeland, it is thought they will play a crucial role
in determining just where that might have been.”
Some have suggested Europoid identification to explain the blonds and red-heads
among the mummies, but there is no need to travel thousands of miles to Western Europe to
explain this; Kashmir, just south of the Basin has plenty of red-heads and blonds.
One of the DNA studies notes that the population had “relatively close relationships
with the modern populations of South Central Asia and Indus Valley, as well as with the
ancient population of Chawuhu.” This is perfectly reasonable if the original inhabitants of the
region were from Indus Valley [code for India] and they left a genetic trace in the region.
THE END OF A CIVILIZATION
Protected by the Taklamakan Desert, the Tarim Basin world survived attacks from steppe
nomads for a long time. There was a break in the tradition of Buddhist learning during the
social and political turmoil under Tibetan rule from after 790 to the mid-9th century. Things
began to change with the arrival of Turkic immigrants, who included Buddhist Uyghurs and
Muslim Karluks, from the collapsing Uyghur Khaganate of modern-day Mongolia in 840.
The Islamic attacks and conquest of the Buddhist cities east of Kashgar was started
by the Turkic Karakhanid Satuq Bughra Khan who converted to Islam and killed his stepfather and uncle Oghulchak Khan who was the last Tengric ruler. Islamic Kashgar launched
many jihads which eventually ended in the conquest in 1006 of Khotan by the Karakhanid
khan Yusuf Qadir.
The end of civilization makes one question assumptions about life. Going beyond
ephemeral loves and heartbreaks, does one see it as parikalpa (false assumption) and śūnyatā,
as scholars had argued? There was no time for philosophizing, and fearing the worst, monks
during the reigns of Khotanese kings Viśa Śūra (r. 966–977) and Viśa Dharma (r. from 978)
began to copy texts which were sealed in caves to be preserved for posterity. What followed
was a period of destruction and vandalism equaling the worst elsewhere in the world.
At the end of it, the populace retained no memory of their collective past and until the
discovery of the mummies and the literature they did not know that their ancestors spoke
Indian Prakrits.
The end of the earlier civilization was commemorated by the Karakhanid scholar and
lexicographer Mahmud al-Kashgari (11th century) in a short poem:
kãlñizlãyũ aqtimiz
kãndlãr õzã čiqtimiz
furxan ãwin yiqtimiz
burxan ũzã sičtimiz
“We came down on them like a flood,
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We went out among their cities,
We tore down the idol-temples,
We shat on the Buddha’s head!”
Kashgari confirms that the people of Khotan did not originally speak Turkic. This is
what he says of Tibet and Khotan: “Tubut [Tibet] have a language of their own. Khotan also
have both a script and a language of their own. Both of these do not know Turkic well.” As
mentioned before, these people now call themselves Uyghurs.
Buddhism survived in certain parts of Xinjiang for some more time. The Kingdom of
Kocho and Turfan was attacked by the Chagatai ruler Khizr Khwaja in 1390s, but Buddhism
maintained its presence there until the 1450s. The Kingdom of Kara Del were subjected to a
holy war by Chagatai Khan Mansur as late as 1516, which is around the time Babur was
making plans to conquer North India.
Perhaps this forgetting of their own history has been responsible for the unsettled
conditions that have persisted in Xinjiang and neighboring regions. For example, the conflict
called the Dungan Revolts of the late 19th century resulted in a population loss of nearly 20
million people in Shaanxi and Gansu provinces due to massacres, war-related deaths and
migration.
The past history of the Uyghurs came to light after documents was discovered in 1900
in the Mogao Caves, which had been walled-up in the 11th century.
KASHMIR AND KHOTAN
In India of two thousand years ago, there were powerful intellectual currents not unlike what
is happening in the world now. The Buddha’s doctrine of anatta (anātmā), “no-self,” or the
teaching that the sense of a permanent, autonomous self is an illusion, led to questions such
as: What is it that gives an individual a sense of continuity? Is there free will? In a similar
vein, modern science, which is based on reductionism and materialism, cannot explain free
will, which is driving increasing scientific interest in the phenomenon of consciousness.
The theory of anatta arose within the context of the Vedic tradition, which does not
suffer from the problem of free will for it postulates ātman, or self or consciousness, as the
ground-stuff of reality, further speaking of two kinds of knowledge, higher relating to the
experiencing self, and lower relating to objects of observation. The Vedic tradition enjoins
the use of different lenses (darśanas) that provide complementary cognitions to further
understanding of reality. Of course, it leads to other kinds of questions and paradoxes, such
as how does the individual forget his or her true nature. But the Vedic tradition
requires postulation of a category that goes beyond ordinary rationality, which is what the
Buddha was trying to avoid.
A school called Sarvāstivāda arose to provide a logical basis to Buddha’s idea
of anatta. The name of the school is from Sanskrit sarvam asti, that is “everything exists/all
is.” It assumed that dharmas, universal entities that combine momentarily to form a person’s
life flux, were eternal. In spite of its limitations, this view became the most favored in the
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famous council in Kashmir during the reign of the Emperor Kaniṣka and remained highly
influential for centuries not only in India but also in Central Asia.
The doctrine of Sarvāstivāda had to compete with Nāgārjuna’s Madhyamaka, the
Middle Way, according to which reality at the deepest level is śūnyatā, or emptiness. Since
the self is predicated on emptiness, phenomena take existence only as they relate to other
phenomena and it is incorrect to say if something exists or does not exist. The middle way
stands between affirmation and negation.
Mahāyāna also came up with the idea of Buddha Nature, which is taken to be the
fundamental nature of all beings. To its critics, Mahāyāna brought in “ātman” through the
back door, but it did so only in a half-hearted way for it does not admit the possibility of self
by itself.
We know that Mahāyāna eventually triumphed in China. Perhaps, the individual most
behind this triumph was Kumārajīva, who is known primarily as a translator of fundamental
religious texts from Sanskrit to Chinese. Much of the material on his life comes from
the Lives of Eminent Monks, Gaoseng Zhuan, which was compiled in 530.
KUMARAJIVA
Kumārajīva’s father, Kumārāyana, who was from a prominent Kashmiri family, renounced
his home to become a monk to seek fortune in far lands. His path took him to Kucha, on the
northern rim of the Tarim Basin of Xinjiang, where the king, knowing of his name, persuaded
him to stop his journey and appointed him the state preceptor.
While in Kucha, Kumārāyana fell in love with the King’s sister, princess Jīva, who
was a scholar in her own right. They married and in due course (344) they had a son, whom
they named Kumārajīva. The boy showed signs of exceptional promise, and he had much
interest in subtle argumentation.
But Jīva’s marriage didn’t go as well as she had hoped and she became a nun and
joined a monastery together with her seven-year-old son. Two years later they traveled to
Kashmir to study under the famed Buddhist teacher, Bandhudatta. In addition to the texts of
the Sarvāstivāda School, the boy also learnt the Vedas, the darśanas, Ayurveda, astronomy
and other sciences.
After three years of study, they began their return journey, but as they passed through
Kashgar (Kāśagiri, the Mountain of Light, also known as Kashi), the local king, who had
heard of the precocious boy, asked the mother and son to stay on for some time. While in
Kashgar, Kumārajīva’s Sarvāstivāda position was challenged by a teacher named Sūryasoma,
a prince of Yarkand, who was instructing him in Mahāyāna texts. Kumārajīva, having studied
the Veda, and aware of the basic problem of the self in his earlier position, accepted the
Mahāyāna position and was to become its most articulate votary. In the Mahāyāna view, all
dharmas are themselves unreal; ontologically, dharmas are like empty space and assume
distinct existence only in their ephemeral combinations.
Kumārajīva was so impressed by his new understanding that he invited Bandhudatta,
his first teacher in India, to come to Kashgar and soon converted him to his new position. He
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became adept in debates on Madhyamaka, and scholars and monks came from all over to
learn from him.
Knowing that her son had established himself as a teacher and convinced that he was
going to do great things, Jīva decided it was best for her to return to Kashmir to continue her
own studies; mother and son never saw each other again.
GENERAL’S PRISONER
Buddhism had already made much headway in China, but given its many competing sects,
its exact trajectory wasn’t clear. The sutra texts were not well understood because of literal
translations, and so in 379, the Qin Emperor Fu Jiān brought the scholar Dao’an to his capital
at Chang’an to establish a center for the translation of the texts. Dao’an, aware of
Kumārajīva’s reputation as a scholar, urged Fu Jiān to invite him to join the effort.
The emperor, in 383, sent his general Lu Guang with an army of 100,000 infantry
soldiers and 5,000 cavalry to march on the western states to extend his domain and also to
get Kumārajīva. Kucha resisted, was put under siege and eventually submitted in 384.
Meanwhile, in 385, Dao’an died and Fu Jiān was decisively defeated and killed by the
numerically inferior army of Eastern Jin.
When Lu Guang heard of the defeat of his emperor, he halted his return, declared
himself independent, and set up a state now known as Later Liang at Guzang. He held
Kumārajīva under virtual house arrest for sixteen years until he died in 400. Eventually Yao
Xing, second ruler of the new dynasty at Chang’an, sent in his army and conquered Guzang.
Kumarajiva was rescued unharmed, and in 402 he was welcomed into Chang’an.
TRANSLATION CENTER IN CHANG’AN
When Kumārajīva arrived in Chang’an, Emperor Yao Xing bestowed upon him the
title Teacher of the Nation. Now began the most productive phase of his life, which resulted
in works that have profoundly influenced Chinese Buddhist tradition to the present day. In a
short period that was to last barely a decade, he translated almost fifty works including the
Prajñāpāramitā प्रज्ञापारधमिा literature such as the Vajracchedikā Prajñāpāramitā Sūtra
(Diamond Sutra) ििच्छे धदका प्रज्ञापारधमिासूत्र, the Vimalakīrti Sūtra धिमलकीधिय सूत्र , the Lotus
Sūtra, and the Śūraṅgama Sūtra शूरङ्गम सूत्र, that add up to nearly three hundred volumes.
Chang’an had at this time many international scholars who enlivened its intellectual
atmosphere, and these included people such as Buddhabhadra, Buddhayaśas, Dharmayaśas,
and Dharmagupta.
Kumārajīva’s main contribution to the translation enterprise was to abandon the old
style of literal translation that had proven ineffective in previous centuries. He chose to be
guided by the intuition of an independent ontological position for consciousness, which made
him give greater importance to the communication of deeper meaning.
He and his colleagues produced texts which were readable and inspiring, and after a
millennium and a half his translations are still read and admired. Kumārajīva’s most famous
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and enduring work is the rendition of the Lotus Sūtra, known in Sanskrit as सद्धमयपुण्डरीक
सूत्र, the Saddharma Puṇḍarīka Sūtra, “Sūtra on the White Lotus of the Sublime Dharma.” In
part due to the excellent quality of the translation, devout Buddhists in East Asia believe that
the Lotus Sūtra contains the final teaching of the Buddha, and that it is complete and sufficient
for salvation. The world’s oldest datable printed book is his Diamond Sutra of 868 CE that
was found in the Dunhuang Caves.
His translation of the Pañcaviṃśatisāhasrikā-prajñāpāramitā Sūtra shows that he
advanced an interpretation that appears to be consistent with Vedanta. Thus speaking of
śūnyatā, emptiness, he says: “What is seen does not differ from what is empty, what is empty
does not differ from what is seen. Form is emptiness, emptiness is form. It is the same for
feeling, perception, intention and consciousness.”
Scholars normally take śūnyatā to be the central theme of Prajñāpāramitā Sūtras.
Kumārajīva gave it a twist so that one could take fullness of form to be equivalent to it, quite
like how the Upaniṣads speak of reality in its two conceptions. This explains why lived
Buddhism in the East is different from what is taught in the academy.
Many scholars believe that Kumārajīva’s extraordinary skills as a translator and his
passion for the Middle Way helped define the direction that China’s culture took in the
succeeding centuries. It is possible that if he had remained a believer in the Sarvāstivāda
doctrine, the nature of Chinese religion would have turned out to be different even if he had
translated the same texts.
INDIAN INFLUENCE BEYOND KUMARAJIVA
Indian influence on the intellectual and cultural life of China continued for centuries after
Kumārajīva. It was so pervasive that Hu Shih (胡適), one of the most influential figures of
modern China, a founder of the May Fourth Movement and president of Peking University,
proclaimed in an essay titled Indianization of China that “India conquered and dominated
China culturally for twenty centuries without ever having to send a single soldier across her
border.”
Hu Shih was an astute observer and he realized that India under the British was a
ruined nation, partly because of the dominating role of English in India’s public life. He began
the New Literature Movement to replace Classical Chinese with written Mandarin, or
“baihua”, as the standard written language. In this reform he sought inspiration from
traditional Chinese culture rather than borrowing from the West and his renaissance program
was perfectly consistent with what Kumārajīva had done in his emphasis on readability of the
texts.
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13
Space and Order in Prambanan*
INTRODUCTION
This essay presents new ideas regarding the plan of the 9th century Prambanan complex and
the number of its subsidiary shrines (candi perwara). Sometimes viewed as derived from the
Somapura Mahāvihāra of Bengal which was built by Dharmapāla (r. 770-810) of the Pāla
Dynasty (Rowland 1953), Prambanan is a sarvatobhadra temple with a terraced plan and a
unique maṇḍala layout.
The historiography of Candi Prambanan is well summarized by Jordaan (1996, 2003).
The largest temple compound dedicated to Śiva in Indonesia, the main complex has a size of
220×220 m which encloses the inner complex of size 110×110 m. The outer yard has 224
Candi Perwara temples (of size 6×6×14 m) in four descending terraces and within the inner
yard is the Śiva temple which is flanked by temples to Viṣṇu at the north and to Brahmā at
the south. Facing the Śiva temple is a subsidiary temple dedicated to Nandi, as is common
for Śiva temples. Similar subsidiary temples face the Viṣṇu and Brahmā temples also, and
although it is not certain what deities were originally installed there, they appear to have been
Śiva and a Mahāyogi. The Śiva temple is 34×34×47 m in size, whereas its companion temples
are 20×20×33 m.
Figure 1. The Prambanan complex
Within the Śiva temple stands the image of Agastya to the south, Gaṇeśa to the west,
Durgā Mahiṣāsuramardinī to the north, and images of Mahākāla and Nandīśvara to the east
as doorkeepers. Durgā here is also called Loro Jonggrang, Slender Virgin. The temple is
*
Chapter in From Beyond the Eastern Horizon, ed Manju Shree, 2011
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named after the Goddess by the local population, namely Candi Loro Jonggrang.
The Purāṇas explain Durgā (“Unassailable”) as emerging from the collective powers
of the gods to fight Mahiṣāsura, the asura who has repeatedly defeated them. When seen as
the consort of Śiva, she is the fierce aspect of Pārvatī. Since Durgā represents victory, her
image commemorates a victory of the builder of the temple. The jar-born Agastya, who is
also the star Canopus, is the teacher who planted the Vedic wisdom in a southern land.
The Śiva temple is on top of a terraced and richly decorated plinth, with stairs leading
to the main entrance and those of side chapels. The terrace below is surrounded by another
richly sculptured balustrade, with reliefs illustrating stories from the Rāmāyaṇa that continue
on the terraces of the Brahmā and Viṣṇu temples. The details include Rāma slaying Bāli, the
abduction of Sītā, the tender affection of Rāma and Sītā, Hanumān speaking to Sītā in the
Aśoka garden, Rāma’s crossing to Laṅkā. The prominence to the Rāmāyaṇa indicates that
Prambanan may also be taken to be dedicated to Rāma as the ideal king, and Śiva, Agastya,
and Durgā, connected to Rāma in the Rāmāyaṇa and the Purāṇas, are glorified for having
brought him victory.
In the Devi Bhāgavata Purāṇa, when Rāma is despondent of reaching Laṅkā and
defeating Rāvaṇa, the sage Nārada advises him to call on Durgā for help and instructs him on
how to worship her, and this story is also found in the Bṛhaddharma Purāṇa and the
Rāmāyaṇa by Kṛttivāsa (fifteenth century). According to Vālmīki, during the battle with
Rāvaṇa when Rāma was exhausted, Agastya inspires him by reciting the Āditya-hṛdayam
hymn. After Laṅkā has been defeated, Rāma worships Śiva in the form of a sand śivaliṅga at
Rāmeśvaram to seek his forgiveness for having killed Rāvaṇa.
There are also Kṛṣṇa reliefs on the balustrade that surrounds the Viṣṇu shrine. The
exterior to the first sub-basement of the Śiva temple has reliefs that show the karaṇas (dance
poses) from Bharata’s Nāṭyaśāstra.
Jordaan (1996) sees the temple as a representation of Mount Mandara, or Meru,
suggesting that the surrounding terrace was flooded to represent the milky ocean during
ceremonies. As support he cites passages, put in the mouth of Hanumān, that seem to describe
this temple in the Kakawin Rāmāyaṇa.
This essay addresses questions related to the dimensions of the complex and the nature of
its maṇḍala plan. It is shown that the sizes of the main temples are related to integer multiples
of the standard measure of dhanus in India. We propose that the four terraces of the candi
perwara shrines are the four concentric circles of deities around the central region in the Śri
Yantra (also called Śri Cakra) and their number equals the emanations associated with further
Tantric ideas that were popular around the time the temple was built.
THE BASIC MEASURE AND PRAMBANAN DIMENSIONS
Both proportion and size, seen most clearly in the prescriptions related to the images, are
important the design of the Hindu temple (Kramrisch 1946). Recent studies haves shown that
the unit of dhanus has been used consistently in India in town planning and architecture for
over 4,000 years, going back to the Harappan period. By considering the largest measure
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which leads to integer dimensions for the various parts of the Harappan age city of Dholavira,
which was excavated in the 1990s (Bisht 1997, 1999), it was found that this measure is the
same as the Arthaśāstra (300 BCE) measure of dhanus (bow) that equals 108 aṅgulas
(fingers) (Kangle 1986; Danino 2008).
The measure of dhanus is seen to apply not only to the Mauryan and Gupta era
structures (Balasubramaniam 2008), but even to more recent grid and modular measures in
the town planning of Kathmandu Valley (Pant and Funo 2005). The measures used in ancient
India are summarized in the table below.
Measure
aṅgula
vitasti
(tāla)
pāda
aratni,
P-hasta
aṅgulas
1
12
centimeters
1.763
21.156
14
24
24.682
42.312
C-hasta
F-hasta
daṇḍa
dhanus
28
54
96
108
49.364
95.202
169.248
190.404
The three different hasta measures have been called the Prājāpatya (P-hasta), commercial
(C-hasta), and forest (F-hasta) by Balasubramaniam (2009), and used variously in different
situations. Here we are concerned primarily with dhanus, although we will also encounter
pāda and aratni.
DHANUS MEASURE IN TOWN PLANNING AND ARCHITECTURE
With the measure of dhanus (D) of 1.9404 m, the dimensions of Mohenjo-Daro’s acropolis
turn out to be 210 105 D; Kalibangan’s acropolis turn out to be 126 63 D. The
dimensions of the lower town of Dholavira are 405 324 D; the width of the middle town
is 180 D; and the inner dimensions of the castle are 60 48 D (Danino, 2008). The sum of
the width and length of the lower town comes to 729 which is astronomically significant since
it is 27 27, and the width 324 equals the nakṣatra year 27 12 (Kak 2009).
When considering temples and sacred buildings of historical times, we note that Vāstu
Śāstra claims that the structure of the building mirrors the emergence of cosmic order out of
primordial chaos through the act of measurement. The universe is symbolically mapped into
a square that emphasizes the four cardinal directions. It is represented by the square
vāstupuruṣamaṇḍala, which in its various forms is the basic plan for the house and the city.
There exist further elaborations of this plan, some of which are rectangular.
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The Somapura Mahāvihāra of Pāhārpur has dimensions of 280×281 m, which when
converted to dhanus become nearly 147×147 D, or 49×49 with the units of three times
dhanus, which would be a natural plan for a vāstupuruṣamaṇḍala. The base of the temple
was generally in a square grid of 8 or 9 units (64 or 81 squares) in the Bṛhat Saṃhitā (Bhat
1995), but according to other texts it could range from one to 1024 square divisions
(Kramrisch 1946:58). The Vaikhānasāgama gives special importance to the 7×7 plan.
The Brihadīśvara temple (which was completed in 1010), has a sanctum tower of
30.2×30.2×66 and it is within an enclosure of 240×120 m. In dhanus units, this amounts to
16×16 D plan in an enclosure of 126×63 D, where the error is less than one percent in the
sanctum and almost zero for the enclosure. This indicates that the sanctum used a
vāstupuruṣamaṇḍala of 64 squares where each square had a side of one-fourth dhanus.
Considering the dhanus unit outside of India, let us look at the Angkor Wat complex,
where we use the dimensions given by Mannikka (1996).
Outer perimeter: 1024 × 802 m = 540 × 420 dhanus (error less than 0.4 percent); sum
of the sides is 960 dhanus
Outer gallery:
187× 215 m = 97 × 113 dhanus (error less than 1 percent); sum of
the sides is 210 which is one half the width of the outer parameter
Middle gallery:
100 × 115 m = 53 × 60 dhanus; sum of the sides is 113, which is
the length of the outer gallery; it is also one-third the atmosphere + sky number of the
Vedic altars (Kak 1993, 2000a, 2000b)
Inner gallery:
60 × 60 m = 32 × 32 dhanus; the inner gallery is a 64 × 64
vāstupuruṣamaṇḍala in half-dhanus units.
The number 113 is attested as an important number of Vedic ritual, and the representation
of the inner gallery as a 64 × 64 vāstupuruṣamaṇḍala in half-dhanus units validates the use
of the measure.
THE PRAMBANAN DIMENSIONS IN DHANUS
We now consider the Prambanan dimensions. In terms of dhanus units, the outer two
perimeter sides are 116×116 D, and 58×58 D, respectively, with less than one per cent error.
The Śiva temple becomes 18×18 D, with less than half-percent error. The dimensions of the
Śiva temple mean a vāstupuruṣamaṇḍala of 9×9 = 81 squares where each side of the square
is 2 dhanus long. This choice had a bearing on the ultimate dimensions of the temple. As we
have seen in the later Angkor Wat dimensions as well, the squares of the vāstupuruṣamaṇḍala
are either multiples of the dhanus unit or its simple divisors.
The side of the Viṣṇu and Brahmā temples becomes 81 pāda, which admits a
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vāstupuruṣamaṇḍala of 9×9 pāda. Likewise, the perwara temples have sides nearly 25 pāda
long, implying a vāstupuruṣamaṇḍala of 5×5.
The sum of the heights of the Viṣṇu or Brahmā temples (33 m) and the perwara temple
(14 m) equals that of the Śiva temple (47 m). These heights are almost exactly equal to 78,
33, and 111 aratni, but we are not sure if these numbers had a special symbolism.
THE TANTRIC CONTEXT
The evolution of the temples of the larger Hindu world was shaped by Tantric ideas that were
shared by Hindus and Buddhists. The Tantras are a map of the inner cosmos for the discerning
and ritual for the layperson, in which theological differences related to names do not matter
(Goudrian and Gupta 1981). This explains how the eleventh-century Buddhist abbot
Vidyākara in his anthology of Sanskrit poetry has 29 verses on the Buddha (together with the
Bodhisattvas Lokeśvara and Mañjughoṣa), when he has many more on Hindu divinities, that
is 74 verses on Śiva and his household (Pārvatī, Kumāra, Gaṇeśa, Nandī), 44 on Viṣṇu
(including Lakṣmī, Rāma, Krṣṇa, Rādhā), and an additional 4 on Sūrya (Ingalls 1965). The
same attitude was behind the building of both Hindu and Buddhist temples by kings, as in the
example of Lalitāditya of Kashmir (Huntington 1985:360).
The idea of Tantra, inherent in the Upaniṣadic homology of the Ātman and Brahman,
is the equivalence of the body and the universe (piṇḍa and brahmāṇḍa), which suggests
recursion or repetition of patterns across space, scale and time. The Atharvaveda speaks of
the city of gods, Ayodhyā, which is the body itself, and the Chāndogya Upaniṣad echoes this
in describing the body to be the city of Brahman. A yantra, a representation of the inner
cosmos, is described in the Śvetāśvatara Upaniṣad. Early Vedic ritual had some balance
between the outer and inner elements but as the Hindu temple evolved, the representation of
the inner cosmos became the predominant element, and the temple plan came to be based on
maṇḍalas (Kak 2002, 2006).
It is significant that yantric buildings in the form of maṇḍalas have been discovered
in North Afghanistan that belong to a period that corresponds to the late stage of the Harappan
tradition around 2000 BCE (Kak 2000a, 2005b). Apart from orientation in the cardinal
directions for temples or other monumental buildings, additional astronomical alignments
were used. For example, in cave 6 of the Udayagiri complex on the summer solstice of the
year 402 CE, the shadow of the Iron Pillar of Delhi (which was originally located at the
entrance of the passageway) fell in the direction of the reclining Viṣṇu panel
(Balasubramaniam 2008).
Tantric ideas were at the basis of much temple building activity in India in late first
millennium by both Hindus and Buddhists. As mentioned before, the very basis of the temple
plan is the vāstupuruṣamaṇḍala in which deities are mapped to different squares of the
temple. But now in a further evolution of this idea a three-dimensional maṇḍala was used in
the Somapura Mahāvihāra in Pāhārpur, and the Śri Yantra was installed in many Śakti temples
such as the Kāmākṣī Amman Temple in Kanchipuram.
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VEDIC COSMOLOGY AND TEMPLE CONSTRUCTION
Here I wish to show that Vedic texts are helpful in knowing the grammar that lies behind the
constructions of the śilpin who consulted not only the śilpaśāstras but also texts like the
Śatapatha Brāhmaṇa (ŚB) on how to synthesize the basic elements of the temple into new
forms. The foundation of Vedic cosmology is the notions of bandhu, homologies or binding
between the outer and the inner, each of which is viewed as having a tripartite structure. For
example, in the Āyurveda medical system, the 360 days of the year are taken to be mapped
to the 360 bones of the developing fetus, which later fuse into the 206 bones of the person.
The sacred ground for Vedic ritual is the precursor to the temple. The Vedic
observances were connected with the circuits of the sun and the moon (Kak 1993, 2000a).
The altar ritual was associated with the east-west axis and it maintained different day counts
with respect to the solstices and the equinoxes. Specific days were marked with ritual
observances that were done at different times of the day.
It was estimated correctly that the sun and the moon are approximately 108 times their
respective diameters from the earth (perhaps from the discovery that the angular size of a pole
removed 108 times its height is the same as that of the sun and the moon), and this number
was used in sacred architecture. The distance to the sanctum sanctorum of the temple from
the gate and the perimeter of the temple were taken to be 54 and 180 units, which are onehalf each of 108 and 360 (Kak 2005a). This represents a ratio of 10 to 3 between the perimeter
and the axis.
In the ritual at home, the householder employed three altars that are circular (earth),
half-moon (atmosphere), and square (sky), which are like the head, the heart, and the body of
the Cosmic Man (Puruṣa). In the Agnicayana, the great ritual of the Vedic times that forms a
major portion of the narrative of the Yajurveda, the atmosphere and the sky altars are built
afresh in a great ceremony to the east. This ritual is described at great length in the Brāhmaṇas.
This ritual is based upon the Vedic division of the universe into three parts of earth,
atmosphere, and sky that are assigned numbers 21, 78, and 261, respectively.
The numerical mapping is maintained by placement of 21 pebbles around the earth
altar, sets of 13 pebbles around each of 6 intermediate (136=78) altars, and 261 pebbles
around the great new sky altar called the Uttara-vedi, which is built in the shape of a falcon;
these numbers add up to 360, which is symbolic representation of the year. The proportions
related to these three numbers, and others related to the motions of the planets, and angles
related to the sightings of specific stars are reflected in the plans of the temples of the
historical period (Kak 2009; Kaulācara 1966).
The Agnicayana altar is the prototype of the temple. The altar is first built of 1,000
bricks in five layers (that symbolically represent the five divisions of the year, the five
physical elements, as well as five senses) to specific designs. To represent two more layers of
reality beyond the purely objective, a sixth layer of bricks that includes the hollow
svayamātṛṇṇā brick with an image of the golden Puruṣa inside is made, some gold chips
scattered and the fire placed, which constitutes the seventh layer (ŚB 10.1.3.7). The five
layers are taken to be equivalent to the Soma, the Rājasūya, the Vājapeya, the Aśvamedha,
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and the Agnisava rites. The two layers beyond denote completion, since seven is a measure
of the whole. The meaning of this is that the ceremonies of the great altar subsume all ritual.
According to ŚB 7.4.1, within the hollow brick in the navel of the Uttara-vedi, a lotusleaf is placed upon which is then placed a gold rukma (a disk, with 21 hangings), which
symbolizes the sun. The golden Puruṣa (representing Prajāpati as well as the Yajamāna himself) is laid on the back with the head towards the east on top the rukma.
On the sides of the golden Puruṣa are two offering spoons, like two arms. Upon this
image is placed the already mentioned svayamātṛṇṇā (self-perforated) brick. In total, there
are three such bricks, in the centre of the first, the third, and the fifth layers. There are seven
more bricks placed to the east of the svayamātṛṇṇā brick in the fifth layer. Next is a wooden
mortar placed and on top of the mortar is placed the ukhā, the fire-pan which becomes the
focus of the fire ceremony. The “sixth layer is the heavenly world, and the seventh layer is
immortality” (ŚB 8.7.4.17-18).
The stūpa is easily seen as derived directly from the piled altar, with the relics of the
Buddha replacing the golden Puruṣa within the hollow brick. The garbhagṛha of the Hindu
temple likewise is an enlargement of the hollow space of the svayamātṛṇṇā (self-perforated)
brick.
The worship of Śiva, Viṣṇu, and Śakti may be seen to have emerged from Agnicayana.
The temple is not merely the buildings, the deity, but also the complex of the yajña, pūjā, or
ceremonies performed there, so that in totality it represents both the being as well as the
becoming. The becoming, or the transformation, requires the use of a special vocabulary related to inner processes. Briefly, Rudra is one of the names of Agni. According to Vājasaneyi
S. 16.2, Agni has two forms, the auspicious Śiva and the fierce Rudra. During the building of
the altar, Agni appears in its raudra manner, and to propitiate it the Śatarudriya homa is performed. This propitiation of Agni-Rudra is also done literally by a stream of water that drops
out of an earthen pot hung over the liṅga. In one of the constructions of Nāciketa Agni, 21
golden bricks are placed one top of another to form the liṅga (Taittirīya Brāhmaṇa 3.1.1.6).
In the Vaiṣṇava tradition, the visualized golden Puruṣa is Viṣṇu-Nārāyaṇa who
emerges from the navel of the lotus on the Uttara-vedi that represents the waters, and for this
reason is also called Padmanābha. The golden disk upon the lotus is then the sudarśana cakra
of Viṣṇu.
These ideas became the foundation for temple construction in later texts. According
to Tantrasamuccaya I, ch 1 74-89 and Śilparatna 63, a treasure jar (nidhikalaśa) made of
stone or copper is placed on the foundation stone (ādhāraśilā), on which a stone lotus is
placed, upon which are successively placed stone tortoise, silver lotus, silver tortoise, gold
lotus, and gold tortoise, which represents Viṣṇu upon whom the world rests. From there a
funnel shaped tube, the Yoganāla, made of copper leads up to the plinth or to the lowermost
molding (Kramrisch 1946:110).
The garbhādhāna ceremony, done in the Vedic times to steady the womb, is performed to the earth. The garbha vessel is made of copper, but it may be made of silver or
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gold also. The vessel is lowered into the ground on an auspicious night. On its floor the serpent Ananta is drawn and it is placed on the hood of Ananta. On the lid of the casket, the
maṇḍala of the earth is drawn (Kramrisch 1946:126).
It is not surprising that in the pits dug below the Śiva and Viṣṇu temples at Prambanan,
gold plates and gold foil figures of a turtle, wheel, and serpent were found. Although some
of the gold foil figures, such as the turtle, the spoked wheel, and the serpent are associated
with the churning of the milky ocean, they cannot be taken as proof that this temple was a
representation of the churning of the milky ocean.
THE PERWARA TEMPLES
Several theories have been advanced for the choice of the count 224 for the perwara temples.
According to Lokesh Chandra (1967) these temples represent the worlds of the cosmological
system of the Śaiva Siddhānta, but the specific reference to this system was not indicated
(Jordaan 1996:47).
I would like to propose that this count is related to Tantric ideas that were popular in
th
the 9 century. The Śaivite philosopher Śaṅkara (788-820) speaks of the Goddess of the Śri
Yantra in the Saundaryalaharī (SL). In SL11, the description of the Śri Yantra in terms of its
4 Śrikaṇṭha (upward pointing) and 5 Śivayuvatī (downward pointing) triangles, creating a
total of 43 triangles is provided.
The Śri Yantra is the tripartite division of earth, atmosphere, and the sun, which is
mirrored in the individual by the body, the breath, and the inner lamp of consciousness; it also
represents the three parts of the body: neck to head, neck to navel, and navel to the bottom of
the trunk. Its basic form is that of three triangles. Second, within each triangle are lower
hierarchical levels of two other triangles, of alternating opposing polarity that represents male
and female principles. All together, this adds up to 9 interpenetrating triangles (5 downward
pointing Śakti principle and 4 upward pointing Śiva principle), which through their overlaps
constitute a total of 43 small triangles. Right through the middle of this is the dot, the bindu
that is the transcending union of the Goddess and Śiva, the Witness, or Consciousness.
The 42 outer triangles, each of which is associated with a deity, are arranged in four
circles around the middle triangle, with counts of 8, 10, 10, and 14 in the four arrays.
According to SL 14:
Fifty-six for earth (mūlādhāra); for water fifty-two (maṇi-pūraka),
Sixty- two for fire (svādhiṣṭhāna); for air fifty- four (anāhata),
Seventy-two for ether (viśuddhi); for mind sixty-four (ājña cakra)
Are the rays; even beyond these are your twin feet.
These rays are the emanations from the body (of the Śri Yantra as well as that of the
worshiper), and the verse claims that the transcendent Goddess remains beyond the domain
of these rays. The six cakras are classified in granthis (knots) of two. The lowest two cakras
correspond to 108 rays, the middle two to 116, and highest two to 136 rays. I suggest that the
emanations of the lower two granthis, which add up to 224, are represented by the perwara
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The Vedic Tradition
temples, as they are built out of earth, water, fire, and air. The additional rays of the highest
granthi are mapped into worship and ceremony that corresponds to ether and mind.
Śaṅkara’s influence on Indian thought and religion during his life was meteoric and it
is likely to have resonated in Indonesia as well. Since Prambanan was completed only in midninth century, it is reasonable to assume that the centrality of the Śrī Yantra in Śaṅkara’s lived
religion, as contrasted to philosophy and debate, influenced adepts and temple architects in
Java. The four terraced round shrines of the candi perwara mirror the four circles of deities
around the central triangle which is the place of the union of Śiva and Śakti and the similar
count of 224 indicates that the Śrī Yantra was a model for the Prambanan temple.
Figure 2. Śri Yantra, which represents the cosmos recursively
The Devi Māhātmya, which is a part of the Mārkaṇḍeya Purāṇa (c. 400), is the textual
source for the worship of Śrī Yantra. It is significant that Ṛṣi Mārkaṇḍeya is believed to have
brought Hinduism to Java and Bali. This no doubt represents the fact that the main form of
Hinduism in Indonesia was Śaktism, in which one of the iconic images is that of Durgā as the
vanquisher of Mahiśāsura, who is celebrated on the day after Navarātri (“festival of nine
nights”). Durgā in this form is Caṇḍī, and it is appropriate that the temple in Indonesia came
to have this name.
I would also like to propose that numbers related to the Ṛgveda explain the additional 10
temples within the complex. The number 43, central to the Śri Yantra, is the count of hymns
in the second maṇḍala of the Ṛgveda. The first two maṇḍalas, which are the base of the 5layered altar of mantras (Kak 2000a), have a total of 191+43= 234 hymns, which is equal to
the count of the 224 temples in the outer yard together with the two candi apit and the 8 turretlike candi kelir temples inside the surrounding wall of the inner yard.
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Subhash Kak
CONCLUSION
This essay has found an answer to the puzzle of the dimensions of the Prambanan complex
in its use of integer multiples of the dhanus measure. We have suggested that the 224 Candi
Perwara are the emanations associated with the Goddess in the Śrī Yantra system. The four
terraced sets of candi perwara shrines are like the four concentric sets of triangles in the Śrī
Yantra.
The proposed ideas in this essay make the Goddess central to the complex, which is
consistent with the traditional view of the Javanese in which it is famous as Candi Loro
Jonggrang and not Candi Śiva. It may be assumed that the King-commissioner constructed
the temple with multiple dedications to Rāma as the ideal ruler, Śiva as the Great God, and
Durgā as the goddess who guides one to inner and outer victory.
Acknowledgements. I am thankful to Roy Jordaan for comments on an earlier version of this
essay.
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14
Svetovid and Śiva*
INTRODUCTION
The parallels in art and mythology in Indo-European societies for widely separated regions
that do not belong to the same sub-family are normally seen through the lens of linguistics
and the supposed ancient shared past for the entire family (Kak, 1994). In the case of the
Slavic world and India, the Balto-Slavic and Indo-Iranian language families are
geographically next to each other and therefore for cultural factors not shared with Germanic,
Italic or Celtic families, one should look for evidence of cultural transmission. We have
considerable evidence of interaction via the Śaka (Scythian) (Greek: Σάκαι, Sákai)
intermediaries who inhabited the Eurasian Steppe called Uttarakuru both by Indians and the
Greeks. Indian texts remember Uttarakuru as a borderland of their cultural world (Kak, 2020)
and Megasthenes and Strabo both mention the Uttarakuru as a land associated with the
Indians.
The Śaka were multi-ethnic. Herodotus (1.201, 1.204.1) says that one tribe of the Śaka
consisted of the Getae and Massagetae (cognate with Skt.: Jaṭa and Mahājaṭa) and it was
settled somewhere in the great plains to the east of the Caspian Sea. Ptolemy’s Geography
6.10.2 sees them much further south near Kashmir. Many scholars believe that the Getae
mentioned amongst the Śaka are the Jaṭs who are found in very large concentration in India’s
northwestern states. There is no linguistic evidence suggesting they are an intrusive group in
India.
The Śaka could have carried different cultural innovations in either direction. A most
striking example of this are the figures on the Gundestrup Cauldron found in a bog in
Denmark and dated to about 150 BCE that are clearly of an Indic origin: the Goddess being
adored by two elephants (which is out of place in Europe), and the meditating figure in a pose
that is nearly identical to the famed Paśupati seal of the Harappan culture (Taylor, 1992). It is
generally believed that Thracian silversmiths most likely connected to the Śaka (and therefore
plausibly in knowledge of the Indian art tradition) were responsible for its creation.
Multifaced images and multiple hands of divinities are a unique characteristic of
Indian art (Mitter, 2001; Vatsyayan, 1995). This multiplicity serves the function of
communicating abstract qualities and also marks them apart from humans. The qualities in
the Vedic tradition often come as triads (the Vedas call themselves trayī-vidyā, triple
knowledge) and pentads (to generalize to elements and senses). Multiple faces denote
transcendent divinity as in Brahmā’s four heads, or Krishna’s innumerable heads in the
universal form that is revealed in the Bhagavad Gītā. There are also images of the fusing of
Śiva and Viṣṇu (Harihara) and Śiva and the Goddess (Ardhanāriśvara). In Atharvaveda 10.7,
*
Conference on "Belarus and Cultural Legacy of Ancient Times and Middle Ages";
https://elib.bsu.by/handle/123456789/270314, 2021
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Subhash Kak
the cosmic pillar Skambha, without beginning or end, reaches into the heavens. The liṅga of
Śiva is the iconic form of this Skambha. A Shaivite legend speaks of both Viṣṇu and Brahmā
going in search of the ends of this column of fire. As Consciousness in which we perceive
reality, Śiva is the Axis Mundi of the Universe. His symbolic abode is in Kailās, a mountain
peak in the Himalayas.
Path to Kailas (Путь на Кайлас), painting by Nicholas Roerich, 1931
State Museum of Oriental Art, Moscow, Russia; https://www.wikiart.org/en/nicholas-roerich/path-to-kailas1931-1
Śiva’s symbol is Triśūla, trident, that represents trinities such as creation,
maintenance, and destruction; past, present, and future; body, mind and atman. In an
expansion beyond the three, Śiva is associated with five heads and they are 1) Sadyojāta, 2)
Vāmadeva, 3) Aghora, 4) Tatpuruṣa and 5) Īśāna that refer to specific powers of Śiva
(Pañcabrahmas) corresponding the five elements (earth, water, fire, air, and ākāśa) and other
pentads (Table 1). It should be noted that pentads are also expressed in other Indian traditions:
in the Śākta tradition they are: 1) Brahmā, 2) Viṣṇu, 3) Rudra, 4) Īśvara, and 5) Sadāśiva, and
the Great Goddess Lalitā is called Pañcabrahma-svarūpiṇī; in the Vaishnava Āgamas
(Pāñcarātra), they are named: 1) Vāsudeva, 2) Saṅkarṣaṇa, 3) Pradyumna, 4) Aniruddha and
5) Nārāyaṇa.
Figure 1. Five faces of Śiva (Īśāna, points upwards)
A common representation of these five heads is as separate faces in the cardinal
directions with the fifth above them pointing upwards. The mukhaliṅga representation has
four faces on the liṅga with the fifth assumed to be the shaft itself.
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Turning to the Slavs, we note that there is no first-hand account of their religion or
mythology. The earliest reference is by the 6th century Byzantine historian Procopius,
according to whom the Slavs worshipped a deity of lightning and thunder that may be
deduced to be Perun (Skt. Parjanya). Later accounts include the Slavic Primary Chronicle
compiled at the beginning of the 12th century when the Western Slavs were forcibly
converted to Christianity. The Chronica Slavorum, written in the late 12th century by
Helmold, a Saxon priest and historian, mentions Zerneboh (Chernobog), goddess Živa, god
Porenut, and other unnamed gods whose images had multiple heads. The three-headed Triglav
(Dynda, 2014) and, the four-headed Svetovid (Jones and Pennick, 2013) were the most
important of the Slavic deities. Like Śiva, both Triglav and Svetovid were seen as
conceptualization of the axis mundi, and Helmold described Svetovid as deus deorum (god
of gods).
In this article, we present evidence that the four-faced mukhaliṅga image was the
prototype of the four-faced Svetovid image. Several parallels are adduced that include the
sequence of the divinities on the images, and the way Svetovid was worshiped in its sanctuary.
It is also noted that the Slavic color for Svetovid’s eastern face is green, whereas for Śiva the
corresponding color is golden, as is appropriate for the dawning golden Sun. It is proposed
that this switch occurred since Sanskrit uses a single word hari for green and golden (yellow).
ŚIVA-MAHEŚAMŪRTI
There is simplification of the five-headed Śiva in three-headed Maheśamūrti, where most
often either Sadyojāta or Tatpuruṣa is assumed to be behind the image (Collins, 1988). In this
representation, the middle head most often is that of Tatpuruṣa as the form in which Śiva is
concealed, flanked by Vāmadeva on the left, and Aghora (in a frightening form) on the right.
Sadyojāta or Tatpuruṣa and the other two Vāmadeva, and Aghora are thus a form of the
Puranic trinity of Brahmā, Viṣṇu, and Maheśa.
Table 1. The five faces of Śiva
Sadyojāta
West
white
pṛthvi, earth
creation
Direction
Color
Element
pañcakṛtyas,
five-fold acts
Śiva’s form
Brahmā
Aghora
South
black
tejas, fire
dissolution
Vāmadeva
North
red
āpaḥ, waters
maintenance
Rudra
Viṣṇu
Tatpuruṣa
East
gold
vāyu, air
delusion,
concealment
Maheśvara
Īśāna
Upwards
crystal
ākāśa
grace,
unveiling
Sadāśiva
The four faces may be listed in a cyclic manner which deviates from the listing of the
first four mahābhūtas in that fire and waters are switched (Table 2). This switching may be
seen as caused by the working of the higher tattvas. In the Maheśamūrti, fire and water flank
earth or air.
Table 2. The four faces in a cycle
Sadyojāta Aghora Vāmadeva Tatpuruṣa
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The spread of Śiva-Maheśamūrti of three heads from its Indian origin into Central
Asia and China is well documented (e.g. Banerjee, 1992; Gallo, 2013), and scholars link this
to the popularity of the Lakulīśa-Pāśupata sect. Perhaps the spread was also facilitated by the
creativity of thought in the Shaivite tradition that led to the flowering of diverse arts and
sciences (Kak, 2021). Indeed, Shaivism, as a theory of consciousness, continues to exercise
powerful influence in contemporary thought.
The Maheśamūrti images is seen in the Elephanta and Ellora caves and in sculpture
all across India (Banerjea, 1955). Beyond the borders of India, the image went to Khotan, and
finally reached eastern China (Gallo, 2013). The first representations of it are found at
Yungang (5th century CE), and Khotan (6th-8th century CE). Maheśvara was assimilated in
Buddhism in Tarim Basin, China and in Sogdia presumably to deal with its popularity
(Kumar, 1975), and this was happening back in India as well. Thus in the Kāraṇḍavyūha
Sūtra, the sun and moon are said to be born from Avalokiteśvara's eyes, Śiva from the brow,
Brahmā from the shoulders, Nārāyaṇa from the heart, and Sarasvatī from the teeth. Three- or
four-faced Maheśvara images have been found in Chinese caves. It is believed that
philosophers Asaṅga and Ᾱryadeva tried to amalgamate Shaivism and Vaishnavism with
Buddhism.
The Kuṣāṇa coin (2nd century CE) shown below provides an early example of the
Maheśamūrti image in which the bull Nandi is included.
Figure 1. Kuṣāṇa coin with the Maheśamūrti image (2nd century). British Museum.
Figure 2 presents a standing Maheśamūrti image (9th century) with feet missing from
Kashmir made of green stone from the British Museum.
Śiva-Maheśamūrti sculptures are found in India from the beginning of the Kuṣāṇa
dynasty until the 10th century CE. They are analogous to the Trimūrti, the Puranic Triad
comprised of Brahmā, Viṣṇu and Śiva. They represent a fully manifested Supreme Śiva
endowed with the powers of creation, protection and destruction; the five-headed Śiva image
is Sadāśiva, while the three-headed one is Maheśamūrti.
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Figure 2. Maheśamūrti image from Kashmir in which the Aghora and the Vāmadeva faces are clearly seen. British
Museum.
Figure 3. Śiva-Maheśamūrti in China (Gallo, 2013)
In the Maheśamūrti image, Sadyojāta, the generative aspect of Śiva, and Tatpuruṣa,
the concealed form within beings, are always portrayed with a meditating expression,
Vāmadeva has the role of sustenance and may be shown in a feminine appearance, while
Aghora represents the concept of destruction and is usually depicted in the form of a ferocious
Yakṣa (e.g. Figure 2). The disposition of the faces changes according to the sect, or varies
depending on the ritual. It could be either Tatpuruṣa (center), Vāmadeva (left) and Aghora
(right), or Sadyojāta (center), Aghora (left), and Vāmadeva (right). The arms of the figure
may be holding objects such as a skull, a snake, a pomegranate, a rosary, a lotus and a mirror.
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MUKHALIṄGA
The iconography and making of the mukhaliṅga is prescribed in the Ᾱgamas and the Tantras.
The shaft of the mukhaliṅga has three equal parts: the lowest part of the liṅga, which is a
square platform, is called the Brahmā-bhaga, the middle section with a pedestal or pītha is
called the Viṣṇu-bhaga, and the topmost part with a rounded tip is called the Rudra-bhaga.
This is quite consistent with the inner and outer cosmoses of the Vedic conception with the
three levels of the earth, atmosphere, and the heavens, which is mirrored in the Tantric
conception of Brahmā, Viṣṇu, and Rudra granthis (knots) that are to be seen in the body from
bottom up.
If the garbhagṛha has only one door, then the liṅga should have only one face on the
front (eka-mukhaliṅga), in case of two doors, it should have two faces - front and back facing the doors in the east and the west; In case of three doors, the liṅga should have three
faces, except in the west. When the shrine has four doors, the liṅga may have four or five
faces.
Figure 4. Four-faced mukhaliṅga from Nepal. Asian Art Museum, San Francisco.
The eka-mukhaliṅga has hair piled on the head like a bun, and longer hair flow over
his shoulders, earrings and a necklace and the crescent moon on his head and the third eye on
the forehead. The faces of Śiva are carved generally from the ear onwards, emerging from
the liṅga.
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Figure 5. Caturmukha Mahādeva Temple, Madhya Pradesh. Caturmukha Liṅga. 8th century. ANU.
SLAVIC DEITIES
According to historians, the supreme divinity amongst the Slavs was known as Deivos
(cognate with Sanskrit Dyaus), and later it was represented as Rod (Sanskrit Rudra (?)). From
this One, emerged Belobog (White God, Sanskrit Bala-bhag) and Chernobog (Black God,
Sanskrit Kṛṣṇa-bhag (?)) from which arise the heavenly-masculine and the earthly-feminine
deities.
The Slavs held on tenaciously to their beliefs until Christianity was violently imposed
on them through the Northern Crusades. Christian chroniclers report that they regularly
relapsed into their original religion (relapsi sunt denuo ad paganismus), and popular
resistance was led by volkhvs, the priests of the old religion. This resistance gave rise to what
has been called whimsical syncretism and dvoeverie, “double faith”. Since the early 20th
century, Slavic Old Religion has reorganized into the movement of Slavic Native Faith
(Rodnovery).
The cosmology of Old Slavic religion is visualized as a three-tiered vertical structure,
quite like the tripartite division of Vedic cosmology. The figures of Triglav and Svetovid are
three-headed and four-headed representations of the same axis mundi, of the same supreme
God. Triglav represents the vertical interconnection of the three worlds, reflected by the triads
of the physical and the psychological universes.
Besides Triglav and Svetovid, other deities were represented with many heads, and
Rugievit was shown with seven faces that converged at the top in a single crown. These
images that were wooden or carved in stone, some covered in metal, were kept in temples
that were regarded as the houses of the gods as is the case in the Hindu temple. They were
wooden buildings with an inner cell with the god’s image that parallels the garbhagṛha of the
Hindu temple.
SVETOVID
Svetovid, the four-headed highest divinity, is known under various names: Światowid,
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Svantovit, Swiatowid, Световид (Rybakov, 1987) and translated variously as “Holy Light”,
“Sacred Knowledge”, or “Dawning One”. Various sites dedicated to him have been found in
Pomerania and there was a famous shrine to him on the island of Rügen at Cape Arkona,
before it was destroyed in the 12th century by the Danish King Valdemar I and his adviser
Absalon, Bishop of Roskilde. The image was wooden statue that showed Svetovid with four
faces and a horn filled with wine. The statue was in a square, column-supported temple. Some
consider Svetovid a local Rugian variant of the Slavic god Perun.
Figure 6. Bishop Absalon topples the god Svantevit at Arkona, as imagined by Laurits Tuxen (1853-1927). The Museum
of National History, Denmark.
The temple to Svetovid was highly decorated with carvings and paintings. The size of
temple was 20×20m and in inner part of building was the image of the deity, 8m height, also
made of wood. In his right hand he held horn made of different kinds of metals. This horn
was filled with wine or nectar. In his arms he held a bow and a sword made of silver. The
body of statue was with carvings divided in three parts. The upper part symbolized the
spiritual world, middle was material and the lower part symbolized the netherworld.
It is natural to ask if the name has anything to do with Sanskrit Śvetavid, श्वेिधिद् ,
Knower of Light. To make sense of the name, remember that Śiva is also called Prakāśa
(Light). Svetovid’s nickname is Beli (or Byali) -Vid (beli = white, bright, shining; Skt. bala
is white in balakṣa बलक्ष = white-beamed = moon).
Svetovid’s north head is Svarog (Skt. Svarga, heavens); the red west face is Perun
(Skt. Parjanya, a name of Indra); the black south face is Lada (cognate with Skt. Laḍaha,
meaning beautiful); and the green east face is Mokosh (Skt. Mokṣa, a form of Aredvi Sura
Anahita, or Śurā Sarasvatī). The description by Saxo Grammaticus that states that entry into
the inside of the temple was severely restricted is similar to the restriction on entry to the
Garbhagṛha in Hindu temples.
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Figure 7. The Zbruch idol, a four-sided column made of limestone, appears to be the representation of Svetovid. Kraków
Archaeological Museum.
Svetovid, is a four-sided column made of limestone from the 9th or 10th century. It
was found in 1848 in the river Sbruch near the village Lychkivtsi in what was then Eastern
Galicia, now Ukraine, and is now in the Archaeological Museum in Krakow.
Figure 8. The lower part of the Zbruch image (Wikipedia)
Going from left to right, the female with the ring is Lada (Earth), the female with the
horn of plenty is Mokosh, the male deity with the horse and sword is Perun, and the last on
the right is the Sun. The two middle ones that concern lived life are enclosed by the Earth
and the Sun. This representation can be reconciled with the four-faced representation of Śiva
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Subhash Kak
in the following manner.
Table 3. The four faces in a cycle
Sadyojāta Aghora Vāmadeva Tatpuruṣa
Lada
Mokosh Perun
Sun
This correspondence is compelling. Lada, the Earth, represents birth which is
naturally associated with Sadyojāta. Mokosh is plenty obtained out of freedom and this
freedom is given by Aghora that is another name for Rudra. Perun sustains as does Vāmadeva,
and Tatpuruṣa (the Self within) can be taken to represent the Inner Sun.
Rybakov (1987) claimed that the phallic shape at the bottom of the second figure
represented the deity Rod and that seems fine for it is in correspondence with Rudra, the
Vedic name for Śiva.
DISCUSSION
We have listed broad parallels between the Vedic and the Old Slavic religions related to
divinities with multiple heads. We cannot see these as emerging at a time when the Slavic and
the Aryan (Indo-Iranian) societies were in close proximity because multiple faces for
divinities are absent in the Iranian sub-branch. They could not have come from the Slavic
lands to India at a late stage - such as the time of the Kuṣāṇas -- because the history of such
representation in India goes back to the Vedas itself (as in the image of the four-faced Brahmā)
and the idea of the cosmic pillar from which everything emerges is in the Atharvaveda.
We have sourced the impetus for such representation to the great ferment in Kashmir
related to Shaivism that began in early centuries CE, leading to extraordinary creativity in
many fields (e.g. Kak, 2018; Kak, 2021), that motivated scholars to travel beyond the borders
of India to spread these ideas. We have evidence that the idea of 3- and 4-faced representations
of Śiva traveled to Central Asia and China, and it is plausible and almost certain that it went
further beyond Sogdia to the Slavic world.
The conception of the goddess in the Śāradā Māhātmya speaks of Śāradā, Kashmir’s
version of Sarasvatī, as having three colors of Śveta (white), Rakta (red), and Śyāmā (black).
One can propose that the image of Svetovid represents a fusion of the three colors of the
Goddess with the fourth that is Light (Prakāśa, Śiva). The mystery of the green color
associated with it comes from the fact that Sanskrit uses the same word hari for both green
and golden, and this double use is from the fact that the plants in the field turn from green to
golden when they ripen. That the names are all identical in Sanskrit and the color that got
associated with Mokṣa in the popular imagination indicates that the synthesis original
occurred in a Sanskritic land. The visualization with multiple faces with a count that agrees
with the three colors for the Goddess and the golden color for Śiva, who represents freedom
in the inner world and the sun in the outer, is consistent with the Indian conception.
If indeed the above sketch view is correct, one should add that the basic idea was
given its full form within the existing old Slavic cultural tradition, which explains the details
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of the iconography.
REFERENCES
Banerjea, J.N. (1955). The so-called Trimurti of Elephanta. Arts Asiatiques, 2, 120-126.
Banerjee, P. (1992). New Light on Central Asian Art and Iconography. Abha Prakashan.
Collins, C.D. (1988). The Iconography and Ritual of Śiva at Elephanta. SUNY Press.
Dynda, J. (2014). The three-headed one at the crossroad: a comparative study of the Slavic god Triglav. Studia
Mythologica Slavica 17: 57–82
Gallo, R. (2013). The Image of Maheśvara: An early example of the integration of Hindu Deities in the Chinese
and Central Asian Buddhist Pantheon. Dissertation, SOAS, London.
Jones, P. and Pennick, N. (2013). A History of Pagan Europe. Taylor and francis.
Kak, S. (1994). On the classification of Indic languages. Annals of the Bhandarkar Oriental Research Institute,
vol. 75, pp.185-195.
Kak, S. (2009). Time, space, and structure in ancient India. Conference on Sindhu-Sarasvati Valley Civilization:
A Reappraisal, Loyola Marymount University, Los Angeles. arXiv:0903.3252
Kak, S. (2018). The Buddha and the Veda. https://www.academia.edu/49004983/The_Buddha_and_the_Veda
Kak, S. (2020). Uttarakuru and the Slavs. Itihasa Darpan, vol. 25, 1-2, pp. 59-66.
Kak, S. (2021). The Wonder That Was Kashmir. Oklahoma State University, Stillwater.
Kumar, K. (1975). A Dhyāna-Yoga Maheśamūrti, and Some Reflections on the Iconography of the
Maheśamūrti-Images. Artibus Asiae, 37, 105-120.
Mitter, P. (2001). Indian Art. Oxford University Press.
Rybakov, B. (1987). Святилища, идолы и игрища. Язычество Древней Руси [Paganism of Ancient Rus] (in
Russian). Moscow: Nauka.
Taylor, T. (1992). The Gundestrup cauldron. Scientific American, 266, 3, 84-89.
Vatsyayan, K. (1995). The Indian Arts, Their Ideational Background and Principles of Form. Affiliated EastWest Press.
Conference on “Беларусь і культурная спадчына старажытнасці і сярэднявечча”
«Belarus and Cultural Legacy of Ancient Times and Middle Ages», Minsk, April 15-16, 2021
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PART 3
SANSKRIT AND THE WORLD
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15
On the Classification of Indic Languages*
INTRODUCTION
Language, as part of human expression, may be viewed in analogy with genetic expression.
Evolution of language is a result of complex temporal and spatial processes where, if one
could aggregate the processes, one may speak in terms of parent traits and the resultant
descendent traits. Insights from the theory of non-linear dynamics indicate that the multitude
of interactions amongst speakers would lead to the formation of just a few languages.
Strongly interacting systems of very many components, like assemblies of neurons or human
speakers, have only a few stable interaction states, called attractors, associated with their
behaviour,1and these, for speakers, are the various languages. In evolving systems, the nature
of these stable states will also change. This is how isolated languages can be seen to change.
But more significant than this process is the change due to interaction with other languages.
With this background it is clear that a correct view of language evolution is within the
framework of other interacting languages.
But for about one and a half centuries, language evolution has been studied using
models inspired by early, mechanistic physics. Like a physical system that evolves due to
radiation and other incident forces, languages were taken to change spontaneously. The
spread of languages was explained by another mechanistic metaphor, namely, that of transfer
of populations and invasions. This led to models of language families. The German
philologist August Schleicher pioneered the tree approach in the 1860’s which assumes that
when populations are isolated their speech get increasingly differentiated until they become
distinct languages; this assumption allows one to set up a family tree of languages.
Representation of language families is predicated on an assumed chronology of
evolution. Soon after Schleicher, another German linguist, Johannes Schmidt, theorized that
linguistic changes spread in “waves” leading thereby to a convergence amongst languages
that might have been dissimilar to begin with. In 1939 the Soviet linguist N.S. Trubetskoy
suggested that the similarities among the Indo-European languages were due to the wave
model of Schmidt. Scholarly opinion has generally dismissed “wave advance” theories and
languages are generally characterized in terms of family trees.
ON LANGUAGE FAMILIES
But language family representation that does not consider the previous history of interactions
cannot be reliable; even in the case of an isolated population it is too simplistic. Using the
*
Annals of the Bhandarkar Oriental Research Institute, vol. 75, pp. 185-195, 1994
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Subhash Kak
analogy of biological family trees, the daughter language must carry characteristics of the
parent languages, where the parents aggregate the influence of all dissimilar languages and
dialects.
If language grammar and vocabulary is likened to the genes of a biological organism,
the daughter language picks up genes from both the parents. But since a language is defined
by the interaction and behavior of diverse speakers across space and time, the actual
inheritance in the daughter language is a chance phenomenon. Nevertheless, genetic
classification of languages implicitly describes a single parent language. For example,
Spanish, Catalan, French, Italian are seen to be the daughter languages of Latin without
defining the other parents.
Theories of language evolution arose in the heyday of mechanistic physics, before the
laws of genetics and quantum mechanics had come to be known. Since the discovery of these
laws, no successful attempt has been made to establish a rational basis for inheritance of
characteristics in languages.2 Recent theories do claim to provide “genetic” classification, but
the term “genetic” is used in an unscientific manner. It is used in a meaning equivalent to the
old tree classification diagrams or in the operative sense of “random mutations”. However,
random mutations in biological evolution are supposed to represent the cumulative effect of
complex interactions. Furthermore, significant mutations are seen only after many, many
generations. The historical records related to languages exist over a time span that is relatively
very brief and no convincing evidence exists that defines processes, over such a brief period,
that are truly analogous to biological random mutations.
The current state of linguistics is due, in part, to the central place the study of IndoEuropean languages has had on the subject. Implicit in such a study has been the Eurocentric
notion of the special place of the hypothesized Proto-Indo-European (PIE) language and
thereby its homeland.
Circular arguments were used to postulate IE forms and then the words in the various
IE languages were derived from it. The languages were related in terms of tree diagrams
without considering the history of their interactions with other languages. Another recent
tendency is to derive all languages from the same ancestor. Here the motivation is to use
models that describe the genetic diversity of human populations. But I believe that we simply
do not have the data at this point to determine whether language arose before the postulated
early human migrations from the original single homeland of the humans. Neither do we
know if there was a single such homeland.
The comparative method that has been used to reconstruct features of ancestral
languages may be compared to a sieve. Using a sieve of a certain size to find diamonds in
dirt, one may theorize that such diamonds have a certain minimum size. But such a theory
does nothing more than declare the limitations of the sieve! This is not to say that languages
are not related, but that the relatedness is much more complex than the techniques used in
historical linguistics indicate. No wonder then that linguists have reached seemingly
contradictory conclusions: (i) There is such typological commonality between the IndoAryan, Munda, and the Dravidian languages that these languages should be considered a
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single super-group and India considered a “linguistic area,”3 (ii) Sanskrit and Old-Indo-Aryan
are strikingly similar to Old Iranian, a language taken not to have been influenced by
Dravidian, so that the Avestan texts can almost be read as Vedic Sanskrit.4
With the backdrop of the above points, we take up the question of the classification
of the Indic languages to illustrate the pitfalls of current theories. We argue that based on
genetic classification, both the Indo-Aryan and Dravidian languages have had common
parents and these languages share many typological categories.
INDO-EUROPEAN AND DRAVIDIAN
We first consider the wider question of the relationship between Indo-European and
Dravidian. Three decades ago the Soviet linguists Vladislav M. Illich Svitych and Aron
Dolgopolsky proposed that a number of Eurasian language families including Indo-European,
Dravidian, and Afro-Asiatic belong to a superfamily which they called Nostratic,5 derived
from the Latin for “our (language)”. Although the notion of the superfamily is sometimes
taken to imply a common ancestor, it appears that a more reasonable assumption is that in the
remote past the speakers of these languages interacted strongly resulting in many shared
characteristics amongst the languages.
The idea of the superfamily has been increasingly accepted in recent years. The spread
of these languages has been ascribed to various mechanisms. One mechanism is the “wave
of advance” model of Ammerman and Cavalli-Sforza,6 according to which the surplus
produced by agriculture led to rapid increase of population density over earlier huntergatherer communities. The second popular model is that of elite-dominance; here the spread
is generally ascribed to invasions.
It has been suggested that the ancestors of these three families may have lived in some
proximity in Western Asia around 7000 B.C. Colin Renfrew sees the ancestors of the IndoEuropeans in Anatolia, those of the AfroAsiatics in Jericho, and those of the Dravidians in
the Zagros.7 If one postulates that early farming arose in these regions of Western Asia then
the spread of farming by the “wave of advance” mechanism took their languages and genes
into other areas. Although, the presence of Indo-European languages in Iran and India is
explained by Renfrew as a later expansion by an elite that forced its language on the Elamite
and the Dravidian speaking people, this is not convincing. This is a restatement of the theory
articulated earlier by Childe8and others which has no archaeological evidence to support it.9
There is no explanation for why suddenly hordes from Anatolia decided to push in the
southeast direction and how they were able to impose their language on an area which was
already heavily populated.10
There are other theories for the spread of the Indo-European languages, amongst
which the most prominent is the “kurgan” theory of Marija Gimbutas11 which is, however,
concerned mainly with Europe. According to this theory kurgan warrior from north of the
Black Sea invaded Europe in waves over the period 4300 to 2800 B.C. and imposed their
languages on the indigenous Europeans. The expansion into Iran and India in the Gimbutas
scheme is taken to be the old intrusive model as has been described by Mallory.12
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Subhash Kak
The spread of the Indo-European languages is thus related to the problem of the
location of their original homeland. But as J.P. Mallory summarizes:
Since the 19th century, attempts to resolve the problem of IndoEuropean origins have
included evidence drawn from physical anthropology. This may be broadly divided
into four traditions— pigmentation, cranial index, the correlation of physical types
(based on multivariate analysis) and archaeological cultures, and genetics. None of
these have satisfactorily determined the location of the Indo-European homeland.13
The various choices for the homeland of the different language groups is quite arbitrary. It is
foolhardy to associate a language to a reconstruction of an ethnic type based on archaeological
records.
If one considers the astronomical references in the Vedic literature, then one can
postulate the presence of Indo-Europeans in Northwest India in the fourth millennium B.C.
and earlier.14 The priority of the Indic literature makes Northwestern India as another
candidate for the homeland of the Indo-Europeans. But the question of the location of the
homeland is in many ways an inappropriate question to ask with the current state of
knowledge. The choice of the homeland and the original physical type is strongly correlated
with the nationality of the proponent! Many North European scholars thus argued that the
original Indo-Europeans were blond. It is not surprising then that most Western scholars did
not consider Northwestern India as a viable candidate.
Whatever model one might choose, the relationship amongst the Nostratic languages
is ascribed to proximity about eight thousand years ago. In turn these languages are taken to
be derived from a yet earlier parent or to have picked up their shared characteristics from
their early interaction.
The characterization of the Nostratic superfamily is based on the assumption that the
relationship was defined at the pre-expansion phase. Such an assumption is inherent in a tree
classification.
The search for a single superfamily of all languages is driven by the assumption that
language arose only at one place. This hypothesis cannot be proved or disproved, so its
discussion falls outside the purview of science. Since there do not exist any isolated
populations there is no way to determine if the commonality being seen now is a result of
historical interaction or is to be explained as a remembrance of the common origins.
In reality a tree classification is a misnomer. There is a further implicit assumption
that the languages diverge from each other because their speakers are in societies undergoing
different changes and are interacting with speakers of different languages.
ON LANGUAGE IDENTITY AND SOCIETAL PROCESSES
Societal processes and organization determine how long a language will maintain its identity
as the speech of a minority group. Thus Murray Emeneau reminds us that Saurashtran
weavers in Tamil Nadu appear to have preserved their language for a period that could be
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more than a thousand years.
After a period of at least fifteen centuries of migrations, Saurashtran still survives as
the domestic language of the immigrant silk weavers of Madura. The historical events
of their migrations were certainly very complex. The sequence, partly known from
their traditions, brings them from Saurāṣṭra (Lāṭa-viṣaya) to Mandasor in Rajasthan
prior to the fifth century A.D. (inscriptions there record the building of a temple in
A.D. 437-438 and its repair in 473-474), then to Devagiri of the Maharashtran
Yādavas (fl. thirteenth century), to Vijayanagar (Telugu-speaking; fl. fourteenthsixteenth centuries), and finally to Madura. Whatever degree of exactness may be
attributed to this tradition and history, the language certainly has traits that point to all
the linguistic areas involved, but yet has been preserved over these many centuries of
sojourn away from its place of origin. In every place the weavers were probably lower
in the social structure than at least some of the neighboring communities (in spite of
their present brahmanical pretensions), but there was no American-like pressure for
total linguistic conformity with these neighbors.15
There are other examples that can be given from India. In contrast, minority groups
have tended to lose their language within a generation or two in the United States. Language
stability in India has been ascribed to stratification of society according to caste.
Nevertheless, languages will influence each other. The question to ask is: How might
the encounter between two languages take place? The answer to this would depend on
whether the two languages come face to face suddenly as would happen if invaders brought
a different language or if two languages grow together in vicinity. In other words, the nature
of the encounter depends on whether the languages meet as equals or if it is one-sided. For
example, the interaction between Spanish and the American Indian languages has been onesided. In a one-sided encounter the language of the conquering invaders is likely to be
influenced little by the second language.
The similarities between Indo-Aryan and Dravidian are well known. It is interesting
that one of these similarities, namely reduplication of words which is generally assumed to
have been borrowed by Indo-Aryan from Dravidian, is also to be found in the European
languages. Thus in English we have words such as pooh-pooh, choo-choo that have identical
reduplication; examples of a different type are chitchat, chiffchaff, knickknack, riffraff,
ticktack, zigzag, hodge-podge, and thingy-wingy. Reduplication in the Indian languages is
much more common than in the European languages.
Considering the borrowings between Indo-Aryan and Dravidian, Emeneau says:
[T]he languages of the two families, Indo-Aryan and Dravidian, seem in many
respects more akin to one another than Indo-Aryan does to the other Indo-European
languages.16
For this reason, India is considered a linguistic area with “languages belonging to
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Subhash Kak
more than one family but showing traits in common which are found not to belong to the
other members of (at least) one of the families”.17 This indicates that the encounter between
Indo-Aryan and Dravidian must have been a long and an equal one.
Nevertheless, the limitations of the philological approach are apparent if one considers
that this analysis has led to the conclusion that the conservative caste system was adopted by
the Indo-Aryans from the Dravidians. Emeneau says:
We are almost forced to a hypothesis that the Dravidians whom the Indo-Aryan
invaders met in the riverine plains of North India had a caste system with linguistic
traits mirroring it, which they shared with the Dravidians of the plains of the south.18
This raises a thorny question. If the caste system and social stratification are to be
invoked for the persistence of the Saurashtran language in South India for more than a
millennium, and if the Dravidians had a caste system in the north before the arrival of the
Indo-Aryans, then why was there no trace of the Dravidian language in the centuries before
Christ in North India which was not too long after the supposed Aryan invasion?
At the same time scholars have argued that all ancient Indo-European societies had
classes that might have been the forerunner to the caste system.19
But if the caste system was adopted by the Indo-Europeans from the Dravidians, then
the original homeland of the two groups must have in proximity and they must have interacted
amongst each other. Emeneau proposes that the North Indians themselves were originally
Dravidian speaking and they adopted Indo-Aryan after a long period of bilingualism. But
Emeneau’s proposal does not have facts to back it. There are social practices and other
features that show that Marathi speakers represent a region where bilingualism of Indo-Aryan
and Dravidian was once prevalent. But such features are not to be found in the region of the
Indus, Sarasvati, and the Ganga valleys.
The only way out is to question the traditional classification of the Indic languages
and the models of their evolution.
A SCENARIO BASED ON CURRENT ARCHAEOLOGICAL EVIDENCE
The difficulty with most language classification models is that they do not do justice to the
linguistic and archaeological evidence from the Indian suBCEontinent. To get over the
contradictions where the current models lead us, one may propose the following scenario:
Around 7000 B.C. the Indo-Europeans were located in the Indus-Sarasvati valleys, northern
Iran, and southern Russia; the Afro-Asiatics were in West Asia; and the Dravidians were
located just south of the Indo-Europeans in a belt stretching from South India to southern
Iran. Their existed many trading links between the groups. The Vedic period is to be seen as
following a long interactive era between the Indo-Aryans and the Dravidians.20 The proof of
this comes in many Dravidian features of the Vedic language.
This scenario does not address or answer the question as to the original homeland of
the Indo-Europeans or the Indo-Aryans. It has the virtue of explaining the astronomical
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evidence from the Vedic literature as well as explaining the deep structural commonality
shared not only between Indo-Aryan and Dravidian but also between European languages
and Dravidian.
This scenario also explains the striking resemblance between Vedic form and a head
unearthed at Nevali Cori in Anatolia by Harald Hauptmann.21 The site of Nevali Cori dates
to about 7500 BCEE. The striking thing about the head is that it is clean shaven except for a
long tuft at the top that looks strikingly similar in style to the śikhā that a student wore in the
Vedic times.
B.G. Sidharth22 has taken this similarity to mean that this Anatolian civilization was
Vedic. Our model, that considers the Indo-Europeans to be already spread from Anatolia to
Northwest India at the time of Nevali Cori, is consistent with such an identification.
An important implication of our model is that there is no need to force the placement
of events of the Vedic texts and the epics Rāmāyaṇa. and Mahābhārata, that are clearly defined
by their contexts in Indian locales, to places outside India where they cannot be reconciled to
other evidence.
CONCLUSIONS
The structural relationships amongst the Indo-European family of languages are well
known. Not equally well known are the structural connections
between the Indo-Aryan, the Dravidian and the Munda languages. These languages may be
said to belong to the Prakrit family of languages. We use the label “Prakrit” since it has been
traditionally used to describe all Indian languages.
In other words, we argue that in general one might speak of membership of a language
to more than one family. We believe such a usage is more accurate than the term “linguistic
area” used earlier by Emeneau.
In recent years, studies have been made to correlate genetic background of populations
with languages.23 These studies have had some success in describing the spread of languages.
It is significant that on many counts the vast majority of the Indian population, in North as
well as South India, is classed as a single group.
The evolution of the Prakrit family over millennia through prolonged interaction of
the populations explains structural as well as biological commonality. The attested migrations
of the Indo-Iranians into Europe explains the presence of several Dravidian features in the
European languages.
NOTES
1. See for example Kak (1993).
2. See reviews such as Baldi (1983) and Ruhlen (1987).
3. Emeneau (1980).
4. See, for example, Baldi (1983), page 63.
5. Kaiser and Shevoroshkin (1988).
6. Ammerman and Cavalli-Sforza (1984).
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Subhash Kak
7. Renfrew (1989).
8. Childe (1926).
9. For example see Shaffer (1992), Kak (1994a,b).
10. Kak (1987).
11. Gimbutas (1985).
12. Mallory (1992).
13. Mallory (1989).
14. Kak (1992, 1994a,b).
15. Emeneau (1980), p. 43.
16. Emeneau (1980), pp. 119-120.
17. Emeneau (1980), p. 1.
18. Emeneau (1980), pp. 237.
19. See for example Dum´ezil (1988).
20. See Kak (1994b) for details.
21. Hauptmann (1993).
22. Sidharth (1992).
23. See for example Cavalli-Sforza (1991), Sokal et al (1992).
REFERENCES
A.J. Ammerman and L.L. Cavalli-Sforza. 1984. The Neolithic Transition and the Genetics of
Populations in Europe. Princeton: Princeton University Press.
P. Baldi. 1983. An Introduction to the Indo-European Languages. Carbondale: Southern Illinois
University Press.
L.L. Cavalli-Sforza. 1991. “Genes, Peoples and Languages.” Scientific American, November, pp.
104-110.
V.G. Childe. 1926. The Aryans. London.
G. Dum´ezil. 1988. Mitra-Varuna. New York: Zone Books.
M.B. Emeneau. 1980. Language and Linguistic Area. Stanford: Stanford University Press.
M. Gimbutas. 1985. “Primary and secondary homeland of the Indo-Europeans.”
Journal of Indo-European Studies, 13, pp. 185-202.
H. Hauptmann. 1993. “Ein kultgeb¨aude in Nevali C¸ori.” In Archaeologica Anatolica et
Mesopotamica Alba Palmieri dedicata, M. Frangipane, H. Hauptmann, M. Liverani, P.
Matthiae, M. Mellink (eds.).
S.C. Kak. 1987. “On the chronology of ancient India.” Indian Journal of History of Science, 22, pp.
222-234.
S.C. Kak. 1992. “The Indus tradition and the Indo-Aryans.” Mankind Quarterly, 32, pp. 195-213.
S.C. Kak. 1993. “Feedback neural networks: new characteristics and a generalization.” Circuits,
Systems and Signal Processing, 12, pp. 263-278.
S.C. Kak. 1994a. India at Century’s End. New Delhi: Voice of India Publications.
S.C. Kak. 1994b. The Astronomical Code of the Ṛgveda. New Delhi: Aditya.
M. Kaiser and V. Shevoroshkin. 1988. Annual Review of Anthropology 17. 309-329.
J.P. Mallory. 1989. In Search of the Indo-Europeans. London: Thames and Hudson.
J.P. Mallory. 1992. “Human populations and the Indo-European problem.” Mankind Quarterly, 33,
pp. 131-154.
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C. Renfrew. 1989. “The origin of Indo-European languages.” Scientific American, October. 106-114.
M. Ruhlen. 1987. A Guide to World’s Languages. Stanford: Stanford University Press.
J.G. Shaffer. 1992. “The Indus valley, Baluchistan, and Helmand traditions: neolithic through bronze
age”, In J. Ehrlich (ed.), Chronologies in Old World Archaeology (3rd Edition). Chicago.
B.G. Sidharth. 1992. “A Lost Anatolian Civilization—Is It Vedic?” Research communication, Birla
Science Centre, Hyderabad.
R.R. Sokal, N.L. Oden and B.A. Thomson. 1992. “Origins of the Indo-Europeans: Genetic evidence.”
Proc. Natl. Acad. Sci. USA, 89, pp. 7669-7673.
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16
Indic Language Families and Indo-European*
As the science of language, historical linguistics in the early 19th century saw itself as
providing a framework for studying the history and relationships of languages in the same
manner as biology describes the animal world. But whereas biology has been revolutionized
by the discovery of the genetic code, no similar breakthrough has brought new illumination
to linguistics. Over the protestations of its many critics, mainstream historical linguistics has
remained within the parameters of 19th century thinking. In the meanwhile, archaeological
discoveries have altered our understanding of ancient Eurasia (e.g. Renfrew 1987, Feuerstein
et al 1995). The Indo-Europeans are seen to be present in Europe a few thousand years earlier
than was supposed before. The Indian evidence, based on archaeology as well as the
discovery of an astronomy in the Vedas, indicates that Vedic Sanskrit is to be assigned to the
4th and the 3rd millennia BCE, if not earlier. The Indian cultural area is seen as an integral
whole. The Vedic texts are being interpreted as a record of the complex transformations taking
place in the pre-2000 BCE Indian society (Shaffer and Lichtenstein 1995).
But the whole edifice of historical linguistics related to the IndoEuropean family is
based on the assumption that Hittite around 2000 BCE is the earliest member of the family
and Vedic Sanskrit belongs to the period 1200-1000 BCE. A major effort is needed to put
together a new framework to understand the pre-history of the Indo-European language
family. In this note, I consider a few random linguistic questions of interest to the readers of
Yavanikā that demand fresh examination.
LANGUAGE OF PARADISE
We all understand how the 19th century construction of the Orient by the West satisfied its
needs of self-definition in relation to the Other. To justify its ascendancy, the Other was
defined to be racially mixed and inferior; irrational and primitive; despotic and feudal. This
definition was facilitated by a selective use of the texts and rejecting traditional
interpretations, an approach that is now called Orientalism. The terms in the construction
were not properly defined. Now we know that to speak of a “pure” race is meaningless since
all external characteristics of humans are defined in a continuum. In the 19th century
atmosphere of European triumphalism, what obtained in Europe was taken to be normative.
With hindsight it is hard to believe that these ideas were not contested more vigorously.
Although this was the age which marked the true beginnings of modern science, old
myths continued to exercise great power. When it was found that the languages of India and
Europe were related in structure and vocabulary, the West responded with “a tissue of
scholarly myths. These myths were steeped in erudition, informed by profound knowledge of
*
Yavanika, Number 6, 1996, pp. 51-64
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Subhash Kak
Hebrew and Sanskrit, fortified by comparative study of linguistic data, mythology, and
religion, and shaped by the effort to relate linguistic structures, forms of thought, and features
of civilization. Yet they were also myths, fantasies of the social imagination, at every level.
The comparative philology of the most ancient languages was a quest for origins, an attempt
to return to a privileged moment in time when God, man, and natural forces still lived in
mutual transparency. The plunge into the distant past in search of ‘roots’ went hand in hand
with a never forgotten faith in a meaningful history, whose course, guided by the Providence
of the one God, could be understood only in the light of Christian revelation. As scholars
established the disciplines of Semitic and Indo-European studies, they also invented the
mythical figures of the Hebrew and the Aryan, a providential pair which, by revealing to the
people of the Christianized West the secret of their identity, also bestowed upon them the
patent of nobility that justified their spiritual, religious, and political domination of the
world.” (Vernant 1992)
Although the term Aryan never had a racial connotation in the Indian texts, the
scholars insisted that this was the sense in which the term ought to be understood. It was
further assumed that Aryan meant European by race. By doing so Europe claimed for itself
all of the “Aryan” texts as a part of its own forgotten past.
The West considered itself the inheritor of the imagination and the mythic past of the
Aryan and the idea of the monotheism of the Hebrew. This dual inheritance was the mark of
the imperial destiny of the West. Despite his monotheism, the poor Jew, since he lacked Aryan
blood, should have seen “the dark silhouette of the death camps and the rising smoke of the
ovens.” (Vernant 1992).
On the other hand, the Asiatic mixed-blood Aryan had no future but that of the serf.
He could somewhat redeem himself if he rejected all but the earliest core of his inheritance,
that existed when the Aryans in India were a pure race. For scholars such as Max Müller this
became ultimately a religious issue. Echoing Augustine, Müller saw in his own religious faith
a way for progress of the Asiatic. We would smile at it now but he said, “Christianity was
simply the name ‘of the true religion,’ a religion that was already known to the ancients and
indeed had been around ‘since the beginning of the human race.”’ (see Olender, 1992) But
ideas– bad and good– never die. Müller’s idea has recently been resurrected in the guise that
Christianity is the fulfillment of Vedic revelation! (e.g. Panikkar, 1977).
A linguistic “Garden of Eden” called the proto-Indo-European (PIE) language was
postulated. Europe was taken to be the homeland of this language for which several wonderful
qualities were assumed. This was a theory of race linking the Europeans to the inhabitants of
the original homeland and declaring them to the original speakers of the PIE. By
appropriating the origins, the Europeans also appropriated the oldest literature of the Indians
and of other IE speakers. Without a past how could the nations of the empire ever aspire to
equality with the West?
Indian literature was seen to belong to two distinct layers. At the deepest level were
the Vedas that represented the outpourings of the nature-worshiping pure Aryans. At the next
level, weakened by an admixture with the indigenous tribes, the literature became a narrative
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on irrational ritual.
SCIENCE AND PSEUDOSCIENCE
In scientific or rational discourse, the empirical data can, in principle, falsify a theory. This is
why creationism, which explains the fossil record as well as evolution by assuming that it
was placed there along with everything else by God when he created the universe in 4004
BCE, is not a scientific theory: creationism is unfalsifiable. Building a scientific theory one
must also use the Occam’s razor, according to which the most economical hypothesis that
explains the data is to be accepted.
Bad intent should not turn anyone away from good science. Why isn’t PIE good
science? It looks reasonable enough: If there are biological origins then there should be
linguistic origins as well. And why don’t we believe that the nature of language tells us
something about culture? If Europeans have been dominant in recent history, then why don’t
we accept it as a characteristic of the European? If Europe was dominant in ancient times
then the origin of the PIE must be in the European sphere from where the energy of its early
speakers carried them to the far corners of Asia and allowed them to impose their language
on the native speakers.
There are several problems with the idea of PIE. It is based on the hypothesis that
languages are defined as fixed entities and they evolve in a biological sense. In reality, a
language area is a complex, graded system of several languages and dialects of a family. The
degree of homogeneity in a language area is a reflection of the linkages, or interaction within
the area. For a language distributed widely in the ancient world, one would expect several
dialects. There would be no standard proto-language.
It is clear that language families belong to overlapping groups (Figure 1), because
such a view allows us to represent better the complex history of the interactions amongst their
ancestor languages. Such an overlap need not imply that the speakers of either group intruded
into the overlapping region.
Figure 1: Overlapping language families
We note further the warning by N.S. Trubetskoy (1939) that the presence of the same
word in a number of languages need not suggest that these languages descended from a
common parent:
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Subhash Kak
There is, then, no powerful ground for the assumption of a unitary Indogerman
protolanguage, from which the individual Indogerman language groups would derive.
It is just as plausible that the ancestors of the Indogerman language groups were
originally quite dissimilar, and that through continuing contact, mutual influence and
word borrowing became significantly closer to each other, without however going so
far as to become identical.
The evolution of a language with time is a process governed by context-sensitive rules
that express the complex history of interactions with different groups over centuries. The
changes in each region will reflect the interaction of the speakers with the speakers of other
languages (most of which are now extinct) and various patterns of bilingualism.
There is no evidence that can prove or disprove an original language such as PIE. We
cannot infer it with certainty since the historically attested relationship between different
languages could have emerged from one of many competing models. If one considers the
situation that prevailed in the New World when Europeans arrived as typical, the ancient Old
World had a multitude of languages. It is from this great language diversity that a process
akin to biological extinction led to the currently much smaller family of languages. The
metaphor of something perfect or pure leading to large diversity must be replaced by the
metaphor of a web (Robb, 1993). This becomes clear when we consider biological
inheritance: as we go back in time we have more and more ancestors.
The postulation of PIE together with a specific homeland in Europe or Turkey does
violence to facts. There is no evidence that the natives of India for the past 8,000 years or so
have looked any different from what they look now. The internal evidence of this literature
points to events that are as early as 7000 years ago (Kramrisch, 1981) and its geography is
squarely in the Indian region.
If there was no single PIE, there was no single homeland either. The postulation of an
“original home”, without anchoring it to a definite time-period is to fall in the same logical
trap as in the search for invasions and immigration. Tree or animal name evidence cannot fix
a homeland. In a web of languages, different geographical areas will indicate tree or animal
names that are specific to these areas. When the European side of the IE languages are
examined, the tree or animal names will favour those found in its climate and when the Indian
side of the languages are examined, the reference now will be to its flora and fauna.
Colin Renfrew (1987) has pointed out how a circular logic has been used by linguists
to justify what has already been implicit in their assumptions. Speaking of the work by Paul
Friedrich (1970) on “Proto-Indo-European trees”, Renfrew reminds us that the starting
assumption there is that PIE was current in western Caspian and the Carpathians during the
fourth millennium and the first centuries of the third millennium and then Friedrich proves
that this was the PIE homeland! Reminds Renfrew:
[Friedrich’s] assumption is highly questionable. So complete an adoption of one
specific solution to the question of Indo-European origins is bound to have a
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considerable impact upon his analysis of the origins of tree-names, and the historical
conclusions he reaches. It is scarcely surprising if his theory harmonizes with the
historical reconstruction upon which it is based. It is perhaps reasonable that the
historical linguistics should be based upon the archaeology, but that the archaeological
interpretation should simultaneously be based upon the linguistic analysis gives
serious cause for concern. Each discipline assumes that the other can offer conclusions
based upon sound independent evidence, but in reality one begins where the other
ends. They are both relying on each other to prop up their mutual thesis.
ARYAN AND DRAVIDIAN
It was Bishop Caldwell (1875) who suggested that the South Indian languages of Tamil,
Malayalam, Kannada, and Telugu formed the separate Dravidian family of languages. He
further suggested that the speakers of the proto-Dravidian language entered India from the
northwest. Other scholars argued against this Dravidian invasion theory. Scholars have argued
that this attempt to see both the North and the South Indian languages coming to the
subcontinent from outside (West Asia) as another example of the preoccupation with the
notion of the “Garden of Eden”. In reality, the problem of what constitutes an Aryan or a
Dravidian, in the biological or cultural sense in which it is generally posed, is insoluble.
The problem of Aryan and Dravidian is a conflation of many categories. Indian texts
do not use the term Arya or Aryan in a linguistic sense, only in terms of culture. There is
reference in the Manu Smr.ti where even the Chinese are termed Aryan, proving that it is not
the language that defines this term. The South Indian kings called themselves Aryan as did
the South Indian travelers who took the Indian civilization to Southeast Asia.
One may have posed the problem in terms of the anthropological ‘distinction’ between
the speaker of the North and the South Indian languages. But the anthropologists tell us that
there is no difference.
When linguists in the last century insisted that the term “Aryan” be reserved for the
North Indian languages alone, it was inevitable confusion would emerge (Kak, 1994). The
definition of Aryan and Dravidian are extrapolated from the culture of the speakers of the
North and the South Indian languages. But the cultures of the North and the South are the
same as far back as we can go. (There is some minor difference in kinship rules.) There is
even a mirroring of the sacred geography. The North has Kashi and Mathura; the South has
Kanchi and Madurai. Who is to say what was the original? If there is no cultural difference,
then the use of the term “Aryan” as defining the culture of just the speakers of the North
Indian languages is misleading.
This following example puts the absurdity of the terminology in focus. There exist
texts that state that Tamilian Hindus came and settled in Kashmir in the early 15th century in
the liberal reign of Bada Shah. We don’t know how many people came, but that is the nature
of such textual evidence anyway. Now what does that make a Kashmiri? An Aryan or a
Dravidian?
Some scholars have claimed a Dravidian substratum for Marathi, but how do we know
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Subhash Kak
that prior that Dravidian substratum there was not some other language that was spoken there?
And maybe there has been more than one shift back and forth.
Let’s imagine that everyone in India originally spoke Dravidian and then due to some
process of “elite dominance” most people in the North started speaking Indo-Aryan and they
kept their old traditions and legends. The new speakers will still be culturally Dravidian and
certainly they would be so “biologically”, if that could ever mean anything. If this is what
happened in India then are the Aryans actually Dravidians and, by implication, are the
Dravidians also Aryans? There could be two groups of people speaking two different
languages who culturally belong to the same tradition like the modern-day Hungarians and
Czechs.
We don’t know who were the authors of the Vedas. They could have been bilinguals
who knew ‘Dravidian’ and ‘Vedic’; maybe their first language was really Dravidian even
though they had Sanskrit names as has been true in South India for much of historical times;
or they were purely Sanskrit speaking. No rhetoric or ideology can resolve this question.
The use of a language in literature does not even mean that the speakers are a dominant
elite. Let’s consider the use of Urdu in Pakistan. The Punjabi speaking Punjabis are the
dominant group but Urdu is used for official work purely due to some historical factors. In
fact, the only Urdu-speaking ethnic group in Pakistan, the Mohajirs, feel they are at the
bottom of the totem pole.
Figure 2: Indo-European and Indic families. The Indic family has the sub-families of North
Indian and Dravidian
The texts cannot reveal the ethnic background just as Indians in the US who have adopted
American names cannot be identified as ethnically Indian from their writing. The lesson is
that the term “Aryan”, misused by so many different parties, should be retired from academic
discourse.
SEVERAL KINDS OF FAMILIES
The Indian linguistic evidence requires the postulation of two kinds of classification. The first
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is the traditional Indian classification where the whole of India is a single linguistic area of
what used to be traditionally called the Prakrit family. Linguists agree that based on certain
structural relationships the North and the South Indian languages are closer than Sanskrit and
Greek (Emeneau, 1980).
Second, we have a division between the North Indian languages that should really be
called North Prakrit (called Indo-Aryan by the linguists) and the South Indian languages that
may be called South Prakrit (or Dravidian) (Figure 2).
There is also the Indo-European family to which the North Prakrit languages belong.
Likewise, Dravidian has been assumed to belong to a larger family of agglutinative
languages.
This classification will allow us to get rid of the term Aryan in the classification of
languages which is a good thing because of the racist connotation behind its 19th century use.
Its further virtue is that it recognizes that language families cannot be exclusive systems and
they should be perceived as overlapping circles that expand and shrink with time.
BACK TO ANCIENT INDIA
Some Indologists driven by the old race paradigm have stood facts upside down to force them
to fit their theory. We know that the internal evidence of the Indian texts shows that the Vedas
precede the Puranas. But since the Puranic themes are shown in the iconography of the
Harappan times (2600-1900 BCE), the Puranic material is taken to precede the Vedas so that
the Vedas could be placed in the second millennium BCE.
I think the only logical resolution of all the archaeological and textual evidence is to
assume that the Indic area became a single cultural area at least around 5000 BCE. The Indian
civilization was created by the speakers of many languages but the language of the earliest
surviving literary expression was Vedic Sanskrit, that is itself connected to both the North
and the South Prakrit languages.
This idea is supported not only by the internal evidence that shows that the Indic
tradition from 7000 BCE onwards is an indigenous affair, but also from the new analysis of
ancient art (Kak, in press). For example, David Napier (in press) shows how the forehead
markings of the Gorgon and the single-eye of the cyclops in Greek art are Indian elements.
Although he suggests that this may have been a byproduct of the interaction with the Indian
foot soldiers who fought for the Persian armies, he doesn’t fail to mention the more likely
possibility that the influence was through the 2nd millennium BCE South Indian traders in
Greece. This is supported by the fact that the name of the Mycenaean Greek city Tiryns —
the place where the most ancient monuments of Greece are to be found— is the same as that
of the most powerful Tamilian sea-faring people called the Tirayans.
GREECE AND INDIA
Since the 2nd millennium interaction between Greece and India is becoming clear only now,
it is appropriate to ask if their languages were frozen into fixed categories wrongly by the
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19th century historical linguists.
Consider the centum/satem divide in which Greek belongs to the centum group and
the North Indian languages belong to the satem group. The old tree model is used to divide
the PIE into these two sub-classes with the centum group representing the western branch and
the satem group representing the eastern branch. The discovery of Tocharian as a centum
language was seen as an example of heroic a movement of centum-speaking people from the
west. But now the discovery of Bangani, a centum language in India itself has make the whole
idea of a tree-like division suspect.
Consider also the question of our knowledge of the vocabulary of various languages.
For some languages, this knowledge was primarily obtained in quick field-work done decades
ago by scholars who were not native speakers. Could it be that they missed out on vital
evidence?
Mallory (1989, page 114) informs us that the word *mori “seems originally to have
meant swamp, marsh land or lake, rather than a large body of open water. [I]t is found only
in European languages and not in Indo-Iranian other than Ossetic – an Iranian language
contiguous to Europe although originating further to the east.” This “fact” has lent itself to
endless theorizing. But this “fact” is a result of incomplete surveys. The word mär, a cognate,
is a common Kashmiri term for a swamp or even a lake. We see this word in the formation of
Kashyapmär from which the word Kashmir is derived. Even Kannada has a cognate.
Also, many Hindi speakers pronounce the word for “hundred” as sainkarā rather than
saikarā, which the field studies tell us. Does that make Hindi a centum language?
Certain assumptions regarding provenance and chronology were used to devise the
vocabulary of PIE. The assumptions regarding chronology were shown wrong by the
discovery that the Ṛgveda should be dated prior to at least 1900 BCE.
CONCLUDING REMARKS
The archaeological findings from India and the discovery of the astronomy of the Vedic
period are fatal for the constructions of historical linguistics that arose in the 19th century and
are still being followed in schoolbooks in India although textbooks in the West have begun to
present the new picture. While the general language categories seem reasonable, the concept
of overlapping families seems
essential to obtain better conceptual clarity. The Indic family is an example of such
overlapping families.
The breakdown of the old paradigm calls for considerable effort to create a new one
to take its place. In particular, the emerging chronological framework can be used to examine
the relationships between Sanskrit and other ancient Indo-European languages. Etymological
dictionaries should be revised to take note of the antiquity of Vedic Sanskrit. If PIE did not
exist, can we extrapolate from the earliest layer of Vedic Sanskrit for correlations with life in
prehistoric Harappan India?
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NOTES AND REFERENCES
Caldwell, R. 1875. A Comparative Grammar of the Dravidian Languages. 2nd edition. London.
Emeneau, M.B. 1980. Language and Linguistic Area. Stanford University Press.
Feuerstein, G. Kak, S. and Frawley, D. 1995. In Search of the Cradle of Civilization. Wheaton.
Friedrich, P. 1970. Proto-Indo-European Trees. Chicago.
Kak, S. 1994. On the classification of Indic languages. Annals of the Bhandarkar Oriental Institute,
75, 185-195.
Kak, S. in press. Indic ideas in the Graeco-Roman world. Indian Historical Review, in press.
Kramrisch, S. 1981. The Presence of Siva. Princeton University Press.
Mallory, J.P. 1989. In Search of the Indo-Europeans. London: Thames and Hudson.
Napier, D. in press. “Masks and metaphysics in the ancient world: an anthropological view.” To be
presented at the International Seminar on Mind, Man and Mask, Indira Gandhi National
Centre for the Arts, New Delhi, Feb 24-28, 1998.
Olender, M. 1992. The Languages of Paradise: Race, Religion, and Philology in the Nineteenth
Century. Cambridge: Harvard University Press.
Panikkar, R. 1977. The Vedic Experience. Berkeley.
Renfrew, C. 1987. Archaeology and Language: The Puzzle of IndoEuropean Origins. London:
Jonathan Cape.
Robb, J. 1993. A social prehistory of European languages. Antiquity, 67, 747-760.
Shaffer, J.G. and Lichtenstein, D.A. 1995. “The concept of ‘cultural tradition’ and ‘palaeoethnicity’
in South Asian archaeology.” In The Indo-Aryans of Ancient South Asia., G. Erdosy (ed.).
126-154. Berlin.
Trubetskoy, N.S. 1939. In Renfrew (1987) page 108.
Vernant, J.-P. 1992. In Olender (1992).
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17
Sanskrit and Ancient Migrations*
INTRODUCTION
This essay is on connections between the languages of India and Europe, which are far apart
geographically but belong to the same family. Recently, people have begun to use ancient
DNA to see how India was populated by outside migrants and settlers.
It is quite fair to assume that people traveled in different directions in the ancient world
but to effectively assume that a small number of migrants were able to change the language
of India makes little sense, especially if this is proposed to have occurred as recently as 2000
BCE or thereabouts.
Why? Because we have literary evidence from India that speaks of continuity going
back to about as early as 4th millennium BCE and these texts remember no other region but
north and northwest India. We have astronomical references, datable geological events, king
lists and lists of rishis that span several thousand years. One may dismiss one or two of these
as myth, but one can’t do so if the pieces are independent and connected with facts on the
ground. Here’s a summary (e.g. Kak, 2015):
1. Astronomical events in the Ṛgveda and later books are consistent and provide
references to events that occurred in late 4th millennium BCE and subsequently in
third and second millennia BCE. This is not only in terms of solstice and equinox
information but also the very listing of the nakṣatras, which has a spread of several
thousand years.
2. The memory of the Sarasvati River flowing once from the mountain to the sea,
which was true latest around 1900 BCE and perhaps a thousand years prior.
3. When the Greeks came to India, they wrote about an Indian tradition of king-lists
that went back several thousand years.
4. The acknowledgement in later books such as the Aitareya Brāhmaṇa that the Vedic
people had moved beyond to the region west and northwest of India across the
Himalayas to what is called Uttara Kuru, which is Bactria and the region of the Central
Asian steppes and West Asia.
In the 19th century some scholars came up with the idea that the Indo-European
languages were spread by the invasion of the Aryans by horse-riding warriors to India about
1500 BCE. This theory has been debunked time and time again but it takes on new forms. In
*
Itihas Darpan (2021)
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a new incarnation known as the “Steppe Hypothesis,” horse-riding pastoralists from the Black
and Caspian Seas migrated west into Europe and east into Central Asia and India around 3000
BCE.
It is most amusing that population theories take India to be a vast empty space, a big
zero. Doing so may make a sensational news story for a day or two but it cannot square with
hard facts. Even if we forget the texts, we have the archaeological evidence related to the
nearly 10,000-year-old Sindhu-Sarasvati Tradition that shows India to have been the most
densely populated region of the ancient world.
The density of the population makes it impossible to come up with a model where
people from the sparsely populated steppes or the Iranian highlands will be able to change
the language of the region.
A widely spoken language of a region is like an attraction basin in a complex system.
The theory tells us that after any small perturbations the system returns to its old state. Even
if one could think of a process that suddenly made a lot of people in the steppes decide to ride
thousands of miles into the hot, baking plains of north India, they would, in a generation or
two, lose their language unless they lived in small enclaves as isolated groups. If they did not
even bring their women, as is claimed in one bizarre theory, their language, if different from
the host language, would not survive a single generation.
Further ascribing successful replacement of language to superior technology of the
chariot or the advantage of horsemanship does not change the argument.
Now it is quite possible that significant movement of people into India prior to 3000
or 4000 BCE, when the population of the Harappan settlements was not as large as it came to
be later on, may have brought about change of the language. But this time-span is not
convenient to many for whom the central issue appears to be the ownership of the Vedic
literature and, even more importantly, its sciences.
Migration at such an early period will also have to explain why the injection of a large
new population with a different language did not change the basic nature of the SindhuSarasvati archaeological and cultural tradition. And where did these people come from?
If one takes ancient India to be effectively zero in population and uses ancient DNA
only from regions outside of it, one can “explain” anything about later populations. This is a
circular argument that is impossible to sustain in the light of the remembered history of the
region.
Mathematical and physical arguments are easy to check for basic errors than those in
the social sciences and history. You may not divide by zero, because if you did then you could
show, for example, that 2 = 3 (because 2/0 = 3/0); likewise, any system that delivers more
work than the energy it takes in is a logically impossible perpetual motion machine. Authors
in the social sciences sometimes get carried away by ideas that are unfalsifiable or logically
inconsistent and since these ideas are repeated in the echo chambers of the academia, it can
take a generation or two, or even longer, to realize this.
Ancient bones hide as much as they reveal and they may not be representative of the
populations of the region. This is especially true of India where most have traditionally
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cremated the dead.
People hold on to ridiculous theories for they are not consistently rational and even
Newton believed in the silly chronology that the world will end in 2016 or 2060. Irrational
beliefs may be demanded for membership in academic, religious or political clubs.
The understanding of earliest India offered by the Indology community is based on
flimsy philosophical and methodological foundations and a deep misunderstanding of the
texts. Worse, it is a racist enterprise in which the stated objective is to teach Indians what their
books mean. Its premise is that Indians are culturally backward, they never developed
scientific or critical thinking, and they lack access to the “true” meaning of their texts. It is
further implied that the original authors of the ur-texts, which over the millennia have
expanded into voluminous tomes with what they say have internal contradictions, were
outsiders like the Indologists themselves, and the current confusing state of the texts reflects
cultural shortcomings of Indians as a consequence of the intermingling of the original IndoEuropeans with the lesser races of India! (Adluri and Bagchee, 2014)
In private conversations with academics who work on India, there is
acknowledgement that there is a cabal that consists of racists, European supremacists, leftists
and others who might be sincere but so marinated in an obviously wrong paradigm that they
don’t even know they are wrong. And then, of course, there are the thick-headed ones who
just don’t get it; one of those once wrote me an email saying that only “philologists have the
authority to interpret ancient India.”
PIE AND ITS HOMELAND
In the 19th century, linguists came up with the idea that nearly all modern European languages
are descended from an ancestor language called Proto-Indo-European (PIE), which they
proposed was spoken prior to about 3500 BCE. The idea of PIE was to play a powerful role
in recent world history.
Inspired perhaps by the Biblical notion of an original language of the Garden of Eden,
linguists labored to reconstruct the vocabulary and grammar of PIE, and for this they used
theories related to sound shifts and certain ideas about the antiquity of languages. A lot of
“analysis” went into finding the original homeland of PIE, and it was usually located in
Ukraine or Southern Russia.
A linguist named August Schleicher even created a fable called The Sheep and the
Horses in imagined PIE to amuse himself and future generations of students.
The philologist Arthur de Gobineau argued that the languages of Europe were closest
to PIE, marking the Europeans for superior character and access to scientific knowledge.
From there the special role ordained for the Europeans in maintaining colonies in Asia, Africa
and the Americas was not a big jump. British historians saw the British Empire as historic
fulfillment of a divine mission.
Trying to outdo the English and the French who had shut them out of the closed
markets of their colonies, the Nazis in Germany declared that they were the master race,
inhabiting a region not far from the homeland of the PIE. Academics with minds marinated
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in 19th century racism continue to spin the most fanciful derivations of PIE words (Renfrew,
1987).
All right, it is sad history. Shall we say it was a good idea that was put to evil ends by
unworthy people? That doesn’t make the theory wrong, or give us license to announce the
death of PIE.
PIE as generally understood considered the original homeland to be somewhere in
Europe, north of the Caucasus, and it assumes a certain time span, considerably before the
time for which we have records.
The first substantive records in any IE language are in Sanskrit. The earliest period
from which we have these records is conservatively taken to be 2000 BCE and in fact could
be half a millennium older if we consider the astronomical evidence within the Vedic books,
which has become properly understood only in the recent decades.
Furthermore, the conservative date for the drying of the Sarasvati River, the
preeminent river of the Ṛgveda, extolled as going from the mountain to the sea (RV 7.95.2),
is seen as 2000 BCE. There is much additional evidence related to the continuity in the arts
and culture and the remembered tradition. The idea of PIE requires antiquity much greater
than that of the Vedas.
New research calls into question both the elements on which the idea of PIE stands.
In one recently reported research, bones of 45 ancient humans from the Caucasus region,
from a period some of which are as late as 2500 BCE to 1200 BCE, were analyzed for their
DNA. The research showed that these ancient people moved predominantly from the south
to the north. This indicates that the IE languages perhaps arose south of the Caucasus
Mountains, spreading to other parts of Europe as people migrated north from this region.
If PIE lay south of the Caucasus and Indo-European (IE) languages in Europe are
much younger than presumed before (and as late as 2000 BCE) then there is no period that
can be assigned to a hypothesized parent language, and PIE is dead.
MORE ON PIE AND ARCHAEOLOGY
If the periods necessary for the evolution of modern IE languages from PIE are no longer
supported by the evidence, and if there was no PIE, we must accept some other process,
perhaps an amalgam of diffusion with movement of people as the lesser vehicle that led to
the spread of IE languages.
PIE is based on analogies and models from the hard sciences that do not apply to
language. Contrary to what is assumed in PIE, the scientific study of genetics (a field that
arose after the naïve genetic notions of philology had become frozen) tells us that diversity
arises out of the complex relationship between the genes of a large host population and not
from a family of uniform characteristics.
The diversity of the languages around 4000 or 5000 BCE, the period when the PIE
speakers are supposed to have lived in their homeland, is likely to have been much greater
than the subsequent period, just as was seen in America when the Europeans arrived.
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The identification of the PIE homeland was based on a selective use of words of the
supposed common vocabulary of the IE languages. It was suggested that since there are
common words for many blood relatives, and not the same number for in-laws, therefore in
the original society the relationship with the in-laws was not close. Going by this method, the
people in the homeland knew butter but not milk, and snow and feet but not rain and hands.
This is not all. A certain chronology was assigned to the oral texts, and then certain
changes were postulated that agreed with the assumed model. In circular reasoning, these
changes were now taken as the proof that the model was correct. The logic was somewhat
like a fisherman using a net of a certain cross-wire size and then arriving at the inference that
the lake has no fish below that size.
An attempt to connect archaeology to PIE was made by Marija Gimbutas in her kurgan
hypothesis. She traced the language back to the Yamnaya people, herders from the southern
grasslands of modern-day Ukraine, who domesticated the horse.
But new research suggests that around 2500 BCE, Yamnaya genes replaced about
seventy-five percent of the existing human gene pool in Europe. This is very late, and it leaves
no room for the development of a PIE within Europe.
EVIDENCE FROM INDIA
The evidence from India provides a picture quite consistent with the facts that have emerged.
The earliest geography known to the Ṛgveda is the region of the Seven Rivers in
Northwest India, but this does not rule out the presence of related languages beyond the
borders of India. Our knowledge of Vedic astronomy shows that the earliest remembered
period in the hymns comes from late 4th millennium or early 3rd millennium BCE, which is
prior to the supposed entry of the IE languages into Europe.
Later books, such as the Aitareya Brāhmaṇa, which belong to the 2nd millennium
BCE, speak of the expansion of the Vedic religion into regions called Uttarakuru and
Uttaramadra beyond the Himalayas to the northwest. Aitareya Br. 8.14 says Uttarakuru had
Vedic consecration for their kings. Ptolemy knows of these regions as Ottorokorrha and
describes them lying between the Aral and the Caspian Seas and Megasthenes and Strabo are
emphatic that the Uttarakuruvah [Hyperboreans] are connected with the Indians.
In a recent essay, I provided evidence of the connections between India and the Slavic
world through the mediating agency of Uttarakuru (Kak, 2020), and it is likely that from them
certain ideas were passed further on to the languages of north and south Europe.
There is also evidence of the interaction between the Vedic people and West Asians
through the Mitanni Empire, which, in turn, explains many commonalities between the
Sanskritic and the Semitic worlds.
A reasonable way to understand the spread of IE languages is through the process of
diffusion together with some movement of people in a manner that is not so different from
the spread of Indian culture in Southeast Asia.
PIE was based on many fanciful assumptions. From a logical point of view, its
proponents forgot that it is not enough to show that a reconstructed (and imagined) PIE, A*,
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leads to languages B, C, and D, but that the derivation excludes all other reconstructed
languages. One must be able to exclude reconstructions such as L*=> C => B => D or M*
=> D => C => B and any number of permutations thereof.
This simply cannot be done, and so the PIE reconstruction is simply worthless, and
just one of any number of similar reconstructions one can develop.
In retrospect, we cannot say that the labors of the linguists who created it were no
worse than that of the scholiasts in the Middle Ages who determined how many angels can
be accommodated on the tip of a pin. Because of the wars and violence that PIE has
engendered, it should be compared to the similarly sloppy reasoning that led Europe, over the
course of a century and a half, to try 80,000 people for witchcraft, half of whom were
executed, and often burned alive. It is easy to make logical errors when implicit assumptions
are not examined. Grief ensues when such errors form the basis of a polity or a state. Just
think of the vast suffering unleashed by the communist ideology, which is based on simplistic
ideas about human nature.
DIVERSITY
Nikolai Vavilov (1987–1943) was a brilliant agronomist and geneticist whose ideas helped
identify geographical areas where specific modern plants developed their distinctive
properties. The areas where domestication occurred first have generally continued to have the
most diversity. Examining the diversity now helps us confirm that the origin of potato is Peru,
that of sugarcane is India, and that of soybean is China.
Although Vavilov’s work was exceptional, his life was tragic. He was on the wrong
side of the scientific orthodoxy of Communist Russia as articulated by Stalin’s favorite
biologist Trofim Lysenko. For opposition to this incorrect scientific creed, Vavilov was
arrested and sentenced to death in July 1941. The sentence was later commuted to twenty
years’ imprisonment, but he died of starvation in prison in 1943.
The idea of domestication of a plant is similar to the first development of a literary
language. We would expect that the area in which a language came to have its distinctive
form will have the most diversity of names.
Sanskrit is exceptional in that it has many, many synonyms for common words and in
that it is quite different from other languages that belong to its family. Here is just an example
of diversity for a few notable words compared between Sanskrit and various European
languages.
House
आिास, āvāsa — haus (German)
दम्, dam — дом or dom (Russian), domus (Latin) => domicile, domestic, democracy
गृि, gṛha — kaha => casa (Latin), casa (Spanish) => Casanova, Kasaba (town)
खाधन, khāni mine (enclosed space) — khane ( خانهPersian); िसुखाधन, Vasukhāni, the
home of wealth was capital of the Mitanni Empire
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Amarakośa has over twenty names for house. One of these even throws light on the
word harem (Arabic: حريمḥarīm, “a sacred inviolable place”). With exactly the same
meaning, the word harmyam िम्ययम् appears 12 places in the Ṛgveda (including RV
1.166, RV 7.55, and RV 7.66). It is the secure and pleasant part of the palace that
consists of many rooms where women and children reside. The root of the word is √hṛ
which means captivating.
Water
क:, kah — aqua (Latin) => agua (Spanish)
िारर, vāri — water (Dutch)
उदक, उद, uda — voda (Slovak)
आपः , āp — آبāb (Farsi), apă (Romanian)
नीर, nīra — νερό (neró) (Greek), dŵr (Welsh)
The words पानी, पेय (pānī, peya) and variants mean “drink”; जल, jala means fluid.
The range of names for water and how it appears to cover the entire European
continent is simply mind-boggling.
Mountain
फधलक, phalika — berg (German) from a transposition of consonants in their class
labial (ph -> b), semivowel (l -> r) and velar (k -> g) as is common (for example in
raghu -> laghu)
बलािक, balāhaka — berg (German) (another derivation)
शैल, śaila — fjell (Norwegian)
मिर, mandara — मन्त् , mant => munte (Romanian) => mountain (English)
धगरर, giri — gora (Russian)
मस्तक, mastaka — summit as in Sagaramastaka => Sagarmāthā सगरमािा, the Nepali
name for Mt Everest.
Earth
अिय, ardha (region) — erde (German)
िरा, dharā — terra (Italian)
क्षमा, kṣamā — ziemia (Polish), zeme (Czech)
गो, go, gauh — gaia (Greek)
भूधम, पृधििी, मिी, मेधदनी and over fifty other names.
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Sky
ख, kha, सगर, sagara— sky (English)
नभ, nabha — nebo (Croatian, Russian), nebe (Czech)
अश्मन् , aśman (sky vault) — āsmān (Farsi), sama (Arabic) => hama => himmel
(German)
केधल, keli (heaven as pleasure place) — caelum (Latin), cielo (Spanish), ciel (French)
िरुण, varuṇa (from vṛ, to surround) — ouranos (Greek)
आकाश, ākāśa — gökyüzü (Turkish)
Divinity
दे ि, deva (point of light) — dio (Italian), theos (Greek), dios (Spanish)
ििि, sva-tava (self-powered) — xwatāw (Avesta), xudā, to Khudā (Farsi), and via
Iranians to German Gott and English God.
Note: tavas ििस् (a. strong, great. -n. strength, power) (बल). In the Ṛgveda सोमस्य मा
ििसं िक्ष्यिे RV.3.1.1. tavasya ििस्य a. increasing strength (as an oblation). -स्यम्
strength; िस्मै ििस्यमनु दाधय सत्रा RV.2.2.8. svatavas: inherently powerful, self-strong.
Some see हुि, huta -> God, but I don’t find that plausible.
भग, bhaga (blessed one) — bog (Russian), boh (Ukrainian)
इष्ट, iṣṭa — isten (Hungarian)
इला, ilā — Allā (Maltese)
िनुगृधिन् , tanugṛhin (the lord of the first lunar mansion) — tanugri => tengri (Turkish).
Note: The term for the lord of the first lunar mansion in the sky was equated with the
sky.
िन + धगरर = expanding mountain from √tan = expand has also been proposed for
Tengri. The Indic and the Turkic and Mongolic languages were in contact through the
post-Vedic regions of Uttara Kuru and Uttara Madra in Central Asia.
Sanskrit श्वेि “śveta” => Slavic root “svet (Cyrillic: свет) = light, shining, bright, or
holy.
The Chief Slavic divinity was the four-headed Svetovid (the knower of light) श्वेिधिद् ,
with its four faces: Northward is Svarog िगय, westward is Perun पजयन्य, southward is
Lada, Laḍaha लडि (Earth Goddess), and eastward is Mokosh मोक्ष (Kak, 2020).
Sanskrit has dozens of additional names for divinity that include ईश्वर, Īśvara.
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Hero
िीर, vīra — eroe (Italian), geroy (Russian), held (German)
भगपुत्र, bhagaputra (son of divinity, brave) — bag̲h̲pūr (Sogdian), Баатар Bātar
(Mongolian), Bağatur, Baghatur Batur, Bahadır (Turkish), Bogatyr (Russian); Bohater
(Polish); Bátor (Hungarian); Bahador (Farsi); ( بهادرArabic), बिादु र (Hindi)
युिक, yuvaka — junak (Slovenian)
क्रोिमन्त, krodhamanta (krodhamantra is attested)— could be the origin of kahraman
(Farsi); another possibility is गिन gahana -> gahara (attested) -> kahara -> kaharman.
शूर, धिक्रान्त and many more.
Caesar and Kesarī
Indian kings used the title Kesarin केसररन् or Kesarī (for lion), and a dynasty that ruled in
east India for three centuries was called Kesarī. The title Kesarī was used in India in the same
manner as the Roman Caesar (Latin pronunciation = ˈkae̯sar) from which Kaiser (German)
and Tsar or Czar (Russian) are derived. There is no evidence that the usage in India was a
borrowing from Rome.
Pliny derives Caesar from caesaries or “full head of hair”, because the future ruler was
born thus. The word was elevated to a title after Caius Julius Caesar (100 BCE — 44 BCE)
became dictator and later it was used by emperors down to Hadrian (138 CE).
In Sanskrit, the word kesarin (having a mane) comes from the word kesara, one of
whose meanings is hair. Male lions, horses and some monkeys have mane, so each of them
can be called by this word. In passing, Sanskrit śravas श्रिस् , swift, could very well be the
origin for “horse”. Incidentally, Indra’s horse is named Uccaiḥśravas, “exceedingly swift”.
In the plant kingdom, kesara refers to filament of any flower and thus to saffron. But
mostly Kesarī केसरी means a lion. An equivalent title in India that was used by kings is that
of Siṃha धसंि, which is familiar to all in the spelling “Singh”. In the Rāmāyaṇa, the father of
the hero Hanuman is Kesarī.
The correspondence between Sanskrit and Latin for this word is quite striking. Is it
just the word derived from the non-existent mother language or obtained through diffusion?
We know that there was commerce between ancient India and Rome so the idea of diffusion
in both directions cannot be ruled out.
The city and the land
Now we come to the names of the city in Sanskrit, which could also be a place, a fort, an
enclosure, and so on.
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उम, uma (town) — Umā (of the Mountain [City])
उरु, uru (wide protected space) — var (fort, Iranian); oras (name of town in Romania
and Moldova)
कीला, kīlā (stake) — the basis of धकला, kilā (fort)?
कियि, karvaṭa (capital of 200 to 400 villages, city, that needs common law) — civitus
(Latin) pronunciation: kiːwɪtaːs), was the social body of the cives, or citizens, united
by law (concilium coetusque hominum jure sociati); citta (Italian); city (English)
कोि, koṭa (fortress) — as in Rajkot. Kot ( )کوتis a district in the northern Nangarhar
Province of Afghanistan. A kot is a type of privately rented rooms during the academic
or school year in Belgium.
ग्राम, grāma (village) — Gurugram.
क्षा, kṣā(abode) — kṣatra क्षत्र (power) => Khotanese, kṣāra => shahar (Persian), shire
(English)
गिय, garta (high enclosed place) — गढ, gaḍha (fort) — gorod (Russian)
दे श, deśa (region from diś, direction) — Bangladesh
दु गय, durga (fort) — Ilādurga (name of a place), Durg district
नगर, nagara (city) — Srinagar in Kashmir
पट्टी, paṭṭī (town) — पट्टधनिसन (a town-dweller)
पत्तनम्, pattanam (town, city) — Vishakhapatnam in Andhra Pradesh
पत्मि, palli (town, city) –Tiruchirappalli, Maṇipalli
पुर, pura (fortified city, citadel) — polis (Greek), Heliopolis in Egypt, Persepolis in
Iran, Sevastopol in Crimea, Indianapolis in USA
पाद, pāda (quarter; as in Viṣṇupāda) — -bād or -ābād ()آباد, meaning cultivated place
(Farsi), Ashgabat in Turkmenistan, Abbottabad in Pakistan
धबल, bila (cave) — ville (Latin) for farm and later village, as in Louisville in
Kentucky; byr (farm, town) in Norwegian
भगय, bharga (bright place)– borgh (Old Swedish). Borg is a German village in the
municipality of Perl, Saarland
राण्ड्य, rāṇḍya(agreeable [country]) — RV 6.23.6, we know of the transposition
between “l” and “r” as in lekhā and rekhā=> lāṇḍya=> land (English)
िाि, vāṭa (enclosure) — As in Angkor Wat (Cambodia)
िेष्टन, veṣṭana (enclosed) — (also note the “v” to “m” transposition in Sanskrit as in
varma and marma) — mesto (Czech, Slovak, Slovenian), Staré Město in Czech
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Republic
थिान, sthāna (place, land, city) — stāna (Hindi) as in Londonistan or Gamlastan in
Stockholm, Stanmore in UK; -ston => -ton as in Paddington (UK)
थिल, sthala (land) — -ster, as in Lybster in UK
थिात्र, sthātra (station, land) — stadt (German), Hampstead in UK
ििन, svatana (own land) — hvatana (Khotanese) => vatan (Kashmiri, Turkish)
and there are many more words for town and city in Sanskrit.
The above list, which is by no means exhaustive, show that many different words were
used for the city in different languages of Europe. That this diversity is subsumed in Sanskrit
goes counter to the standard picture of the Indo-European family in which just one group
went from its Urheimat towards India.
TWO HYPOTHESES
To explain this diversity of names in Sanskrit the following two hypotheses may be advanced.
The first hypothesis is like that of Creationism according to which God created Earth
in 4004 BCE together with all fossil record. Different European tribes at different times
managed to lend their words to the Indians. They did so by invading India and then making
sure that the ancient Indians, who are notoriously conservative, dutifully used these diverse
words in their hymns and texts so that none was forgotten. Even though the invaders were
few, the native Indians submitted to the superior European language and religion. Clearly this
hypothesis is unfalsifiable and lies outside the domain of scholarly discussion.
The second hypothesis is that Sanskritic languages went out from Greater India via
Central Asia to Europe and also by the sea route. This out movement, which was primarily a
process of cultural diffusion, continued over centuries and in this process different tribes held
on to the words that were more common at their time of dispersal. The migration is hinted in
the Puranic texts and the record exists not only in the Central Asian languages but also Slavic,
Lithuanian, and other European languages. Since cultural diffusion was a big element of this
dispersal there need not be a direct correlation between ancient DNA and language.
REFERENCES
V. Adluri and J. Bagchi. The Nay Science: A History of German Indology. Oxford University Press,
2014.
S. Kak, Uttarakuru and the Slavs. Itihasa Darpan, vol. 25, 1-2, pp. 59-66, 2020
S. Kak, The Wishing Tree: Presence and Promise of India (3rd edition). Aditya, 2015.
C. Renfrew, Archaeology and Language: The Puzzle of Indo-European Origins. Cambridge
University Press, 1987.
213
Subhash Kak
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18
The Notion of India*
The moon in the water, broken and broken again, still it is there. ― Ueda Chōshū
INTRODUCTION
What is the notion of India? In its remembered geography, it is north of the sea and south of
the Himalayas, as in the Viṣṇu Purāṇa:
उत्तरं यत्समु द्रस्य धिमाद्रे िैि दधक्षणम् ।
िर्षं िद् भारिं नाम भारिी यत्र संिधिः ॥
uttaraṃ yat samudrasya himādreścaiva dakṣiṇaṃ/
varṣaṃ tat bhārataṃ nāma bhāratī yatra santatiḥ//
North of the great ocean, and to the south of the Himalaya, is [the land of] Bhāratavarṣa where
the descendants of Bharata live. --Viṣṇu Purāṇa, 2. 3. 1
While heartland Bhāratavarṣa (= Bhārata) lay below the Himalayas, ancient rishis
considered Uttarakuru to the north also a part of the Vedic world, and Aitareya Brāhmaṇa
8.14 says that this region had Vedic consecration for their kings.1
But let’s return to the statement in the Viṣṇu Purāṇa that in Bhāratavarṣa, the land
south of the Himalayas, live the Bhāratas. Are we to take the Bhāratas to mean the
descendants of the legendary Bharata, who the Mahābhārata tells us was Bhārata’s first
emperor? The Bhāratas are a prominent clan in the Ṛgveda as a sub-clan to the Purus, but
there is no mention of Emperor Bharata there. He is first mentioned in the Ᾱdi Parva of the
Mahābhārata, where he is the son to King Duṣyanta and Śakuntalā.
There are many other Bharatas in Sanskrit literature. According to the Varāha Purāṇa
chapter 74, Bharata is a descendant of Svayambhū Manu; it is also the name of the author of
the Nāṭya Śāstra; and there is a Bharata who is ancestor of King Rāma, whose own younger
brother has the same name.
Bharata is a name of Agni, of Rudra, and of one of the Ādityas. Speaking of Agni, we
must remember that it is symbol of speech2 (that codes knowledge), and so it is not surprising
that Bharata is the “actor” who must maintain (bhṛ-) the act, or is absorbed (-rata) in the light
(bhā-) of the role. According to some scholars, the actors and singers (Bhāratas) spread
Vyāsa’s epic to the far corners of the land so that it became the Mahābhārata.
Whatever the origins of the usage of the name, Bhārata as bhā + rata, “[people who
are] absorbed in light, or wisdom” seems to be the best fit for how others see India. Whether
*
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Subhash Kak
united or divided into warring kingdoms, the land was seen as storehouse of spiritual and
scientific knowledge. Even now, when outsiders travel to India, they do so to learn from
yogis, musicians, artists, and modern rishis.
Presently, there is a contest between two views of India which plays out daily in the
media and Indian politics. This contest springs from India’s colonial history and drive for
freedom. It is a contest between two different experiences and visions.
Take up the White Man’s burden–
Send forth the best ye breed–
Go, bind your sons to exile
To serve your captives’ need;
On fluttered folk and wild–
Your new-caught sullen peoples,
Half devil and half child.
– Kipling, The White Man’s Burden
On the one side, are those who believe in the old British idea of the White Man’s
burden of saving India from its backward culture. Kipling, like most other British, saw the
Raj as essential to maintain order and peace amongst the “heathens”. Oblivious to the
ruination their policies had caused,3 the British believed they were helping relieve famine,
bring order and laying the physical and the psychological groundwork for civilization. Their
ideas mirrored prevailing Western political, racial, moral, and religious beliefs and they saw
their own culture to be superior with a moral responsibility to the uncivilized world.
The Indian inheritors to the mantle of Kipling and the officials of the Raj are in general
agreement with the above excepting that the narrative is expressed in a coded way. They want
to jettison Indian culture, and they mock Indian festivals, the practice of pilgrimage to rivers,
and the reverence of nature. Most of all, they hate Sanskrit for they believe it represents a
connection to the past that needs to be severed as soon as possible. Their disdain extends to
other Indian languages, whose use, they contend, should not be for anything beyond what is
needed to communicate with illiterate folks engaged in menial work. These people speak in
English with other Indians, even if they don’t know the language well. Hilariously, most
Bollywood actors respond in English on TV interviews when the question is put in Hindi.
They believe there is nothing worthwhile in India’s own culture and they take their cues from
opinion makers in the West. They accept the colonial construction of India as a regressive
place that must be redeemed with the help of the West.
On the other side are those who also swear by modern science and technology while
maintaining that Yoga, spirituality, Indian literature, sciences and music are of continuing
relevance, consistent with the notion of India as Bhārata, a land devoted to knowledge. They
believe that the knowledge in India’s own intellectual tradition is too valuable to be ignored.
They also believe that abandoning Indian languages in sciences and other societal work is
only going to slow down development and progress.
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The Vedic Tradition
THE COLONIAL IDEA OF INDIA
The old idea of India emerged from the work of British colonial administrators and European
scholars motivated by the demands of the Raj, pseudoscience and racial prejudice. The British
dismantled India’s schools4 and created a new system of colleges and universities using
English as the medium of research and instruction. Their understanding of India was
imperfect quite like someone claiming to know Britain while ignorant of Shakespeare and
Shelley, Austen and Dickens, or Darwin and Dirac. The British ruled the narrative; Indian
classics were thrown out, and Indians could enter the academy only on the terms set by them.
The British destroyed India’s economy in the name of reformation that dispossessed
nearly every class.5 They saw imperialism not as disruption, exploitation, or subjugation, but
as economic development and moral enlightenment for India. They viewed India as mirror
image of what is inferior and alien to the West. This Indian was a single image, a sweeping
generalization, and a stereotype that erased all diversity.
To provide justification for colonial rule, the British declared that Indian society was
pre-rational and it needed guidance by Western ideas. Depicted thus in textbooks at all levels,
Indians slowly came to believe this characterization, and this included many nationalist
politicians and intellectuals who came to positions of power after Independence.
There were two main elements to this idea of India:
One: India is a land divided by rigid caste and hierarchy and its social and intellectual
history must be seen within this framework and as an encounter between different
races.
Two: Indian society is deeply conservative and religious and it has no real tradition of
science, arts and innovation. There may have been some innovation in mathematics,
architecture, and philosophy, but it was done by outsiders who were descendants of
invading or migrating groups. India has received most of its worthy ideas from the
west and the north, and this includes writing.6
After the British departed, the education, administrative, and political ecosystem
remained tethered to this idea. There was challenge to it from scholars who knew Indian texts
and by subaltern groups, but they were mocked and ridiculed. Scholars are aware that the idea
of India conjured up by during the British Raj is false, but they are opposed by others in the
academy who are driven by Eurocentrism7 and prejudice. Astonishingly, some have even
resorted to fabrication of evidence in support of the old view.8
Spring is passing, the birds cry, and the fishes fill with tears on their eyes.
— Matsuo Bashō
CASTE IN INDIA
Many will be shocked to discover that the modern idea of caste is a colonialist construct.9
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Subhash Kak
There is no synonym for caste in any Indian language. The word ‘caste’ comes from the
Portuguese casta, a word that was meant to describe the jāti system that is composed of clan
or occupation based communities, but slowly it has come to have a much broader
connotation.10 The term was conflated with varṇa, which is a theoretical classification based
on social class.
India’s jātis represented a fluid system, not too dissimilar from that of other cultures.
As people migrated from one region to another, they often changed occupation or were
identified with a different class. There was also powerful religious sanction to the idea that
varṇa, as representative of the class one fitted in best, was based on temperament rather than
birth.
To get context for what was happening to the jātis, one should remember that the
British destroyed India’s economy by crushing taxation and preventing investments in India
just as the industrial revolution took off in Europe. India rapidly became deindustrialized and
turned into a destination for British goods. This was great for the Empire but a disaster for
India. The horror of that period may be guessed from the estimate that India’s share of the
world manufacturing fell from 20% to about 1.4% during the British rule11 (the estimate is
for 1750 -1914).
The dynamics between the jātis was influenced a great deal by historical and political
factors. During the periods of economic growth, the jātis have been relatively open-ended;
during periods of hardships the jātis have tended to draw in for the sake of survival.12
Colonial anthropologists failed to understand the complexities and fluidity of the jātis.
The classification in terms of these castes was used to categorize people in the census forms
in 1872. Most jātis were not aware of the specific varṇa class they were supposed to belong
(for no such mapping existed) but were squeezed into the varṇa system by the British
administrators.13
Based on his understanding of the 1872 Census, the British administrator Denzil
Ibbetson argued14 that jātis were a social rather than a religious mechanism for those who had
converted to Islam also had it. He insisted that varṇa categories of Brāhmīn, Kshatriya,
Vaishya and Shudra did not correspond to reality. He thought that the Kshatriya likely no
longer existed and Vaishya certainly did not. There were classes of Brāhmīns who were
viewed as outcastes even by the lowest ritual rank, the Shudra, and that the latter term was
primarily used as a form of abuse rather than in any categorical sense.
But the ideas of racism were very strong and the perfect fit for the colonial project in
India. Missionaries, anthropologists, and government officials set about identifying and
classifying Indians into different castes.15 They used head measurements, skin color,
physique, and occupation to develop a racial theory of Indian civilization.
The British Superintendent of the 1921 census summarized what they had done over
the previous half-century:16 “We pigeon-holed everyone by caste and if we could not find a
true caste for them, labelled them with the name of hereditary occupation. We deplore the
caste system and its effect on social and economic problems, but we are largely responsible
for the system we deplore.”
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The Vedic Tradition
Some jātis were declared to be martial and therefore fit to serve in the army, others
were left with menial jobs, and yet others were labeled criminal. The British created a system
of institutionalized discrimination. Slowly, the jātis that came out on the top in this
classification began to believe in the myth of their superiority since immemorial time. These
false ideas have poisoned politics for over a century in the entire Indian subcontinent.
Think about this: H. H. Risley hoped to demonstrate that the social status “varies in
inverse ration to the mean relative width of the nose” and that “intelligence is in inverse
proportion to the breadth of the nose.”17 People were discouraged to apply for clerical jobs if
their nasal index exceeded a certain number.
The historian Thomas Trautmann considers H.H. Risley, who became Census
Commissioner in 1899, along with the philologist Max Müller, to have most aggressively
pushed the idea18 “that the constitutive event for Indian civilization, the Big Bang through
which it came into being, was the clash between invading, fair-skinned, civilized Sanskritspeaking Aryans and dark-skinned, barbarous aborigines.” Their influence is not entirely
gone. Some of the most racist scholars are to be found in the Indology and Sanskrit
departments of the West.
INDIA AND SCIENCE
Writing in 1068, the Spanish-Arab scholar Said al-Andalusi declared in his book Ṭabaqāt alʼUmam (Categories of Nations) comparing the science of the leading nations that Indians
were the most advanced:19 “The Indians are the essence of wisdom, source of fairness and
objectivity. They are the peoples of sublime pensiveness, universal apologues, and useful and
rare inventions.”
The British administrators in the education system were generally ignorant of India’s
history of science so they did not accept this characterization,20 even if they acknowledged
that the Indian schools were able to impart basic education to broad segments of society,
irrespective of their jāti. Macaulay famously stated that Indian knowledge was worthless and
reason enough to separate Indians from their traditions and books, and this became a
cornerstone of their education policy.
It is now well accepted that India has been one of the leading scientific nations of the
21
world, and it has supplied the foundational bases of modern science.22 Nevertheless, this
material is generally unknown to the layperson (especially in India where the curriculum is
still controlled by the colonialist vision) and therefore old myths persist.
An aside on why I ever got into the study of the history of Indian science. In the
eighties, I happened to see a paper which argued that if there was something in Indian
scientific texts that was not to be found in Greek or Babylonian texts, then it should be taken
as an example of lost Greek or Babylonian knowledge. The fact that such an illogical
hypothesis was taken seriously in the academy got me hooked into investigating this field.23
My barn burnt down, I can now see the moon.
— Mizuta Masahide
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Subhash Kak
CONTEST BETWEEN TWO IDEAS
The notion of India is being contested on the social media, in newspapers and magazines, in
school and college curricula, and in the political arena.
One may call the contest as between the “Positivists” and the “Left”. Some prefer to
use the term nationalists and internationalists but that is false, since the positivists also seek
increased engagement with the rest of the world. Also the Left is not the historic
internationalist left that was against imperialism; the new Left is aligned with the Big Tech
global companies that want hegemonic power. The Left is opposed to the Positivists for
giving more space to India’s own cultural symbols for that makes the world a bit more
complicated place.
One may be surprised that so much of passion is going into this fight over the past.
But as George Orwell famously said: “Those who control the present, control the past, and
those who control the past control the future.” The Left still owns the official version of
India’s past and it doesn’t want to give it up without serious fight.
The Positivists say that Indian culture is humanistic and universal; it has no dichotomy
of believer and non-believer, and due to its tradition of inner sciences, it has the capacity to
deal with the challenges and disruptions that AI will cause everywhere. They wish to integrate
with the world system of education and science and want India to play a greater role in world
affairs. The Left dismisses this saying that the Positivists are seeking to foist false history. It
wants to be the gatekeeper to media narratives on India to ensure that only interpretations that
it considers valid are passed on.
Not surprisingly, the Left is aligned with the British Raj view24 that India needs the
West to help govern itself. More than anything else, it hates the idea that India was a land
devoted to knowledge (Bhārata) for that would mean it has the capacity to be truly
independent, and have agency. The Westernized Indian has a deep sense of inferiority and is
afraid to make products, intellectual or physical, to compete on the world stage, and is quite
happy to play the understudy and work in the back-office. Privately, the Westerner laughs at
the shallowness of these mimic men and women,25 but finds it easy to do business with them.
NOTES
1.
2.
3.
4.
5.
6.
7.
8.
9.
Kak (2020)
Kak (2018b)
Davis (2000)
Dharampal (1983)
Clingingsmith et al (2005)
Kak (2021b)
Adluri and Bagchee (2014)
Danino (2018)
Fárek et al. (2017); Raheja (1988)
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The Vedic Tradition
Kak (1993)
Clingingsmith et al (2005)
Kak (1993)
Indian Census of 1881.
Robb (1997)
Bayly (1999)
Dosanj (2014)
Berg and Wendt (2014)
Trautmann (2005)
al-Andalusi (1991)
Dharampal (1983)
Kak (2018a)
Kak (2021a)
Kak (2015)
Kipling (1920): “[The British] did establish and maintain reasonable security and peace among
simple folk in very many parts of the world, and that, too, without overmuch murder, robbery,
oppression or torture.” Behind this lay the idea that India should let the English with their superior civilization to govern them.
25. V.S. Naipaul coined this memorable term in his novel The Mimic Men (1967).
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
REFERENCES
Adluri, V. and Bagchee, J. The Nay Science: A History of German Indology. Oxford University
Press (2014)
al-Andalusi, S. Science in the Medieval World. Translated and edited by Sema`an I. Salem and Alok
Kumar. University of Texas Press (1991)
Bayly, S. Caste, Society and Politics in India from the Eighteenth Century to the Modern Age.
Cambridge University Press (2008)
Berg, M. and Wendt, S. Racism in the Modern World: Historical Perspectives on Cultural Transfer
and Adaptation. Berghahn Books (2014)
Clingingsmith, D., Williamson, J.G. India’s Deindustrialization in the 18th and 19th Centuries.
(2005); https://www.tcd.ie/Economics/staff/orourkek/Istanbul/JGWGEHNIndianDeind.pdf
Danino, M. Fabricating Evidence in Support of the Aryan Invasion / Migration Theory. (2018)
Davis, M. Late Victorian Holocausts. Verso (2000)
Dharampal, The Beautiful Tree. Indigenous Indian Education in the Eighteenth Century. Biblia
Impex (1983)
Dosanj, A., Caste as a colonial creation. OpenDemocracy (2014)
Fárek, M. et al., Western Foundations of the Caste System. Palgrave Macmillan (2017).
221
Subhash Kak
Kak, S. Understanding caste in India. Mankind Quarterly 34 (1993)
Kak, S. The Wishing Tree (third edition). Aditya Prakashan (2015)
Kak, S. Indian foundations of modern science. OSU (2018a);
https://www.academia.edu/47750137/Indian_Foundations_of_Modern_Science
Kak, S. The secret of the Veda. OSU (2018b); also in this collection.
Kak, S. Uttarakuru and the Slavs. Itihasa Darpan 25, 59-66 (2020)
Kak, S. A brief history of Indian science. OSU (2021a)
Kak, S. Indology and prejudice. OSU (2021b)
Kipling, R. England and the English. (1920)
Raheja, G.G. India: Caste, kingship, and dominance reconsidered. Ann. Rev. Anthropology 17, 497522 (1988)
Robb, P. (ed.) The Concept of Race in South Asia. Oxford University Press (1997)
Trautmann, T.R. Aryans and British India. Yoda Press (2005)
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19
Racism, Eurocentrism, and Indology*
INTRODUCTION
Imagine this: While traveling through a foreign land, you find an announcement of a public
lecture about your country at the hotel. Being free that afternoon and feeling nostalgic for
home, you and your spouse go to the lecture and discover that while the speaker knows the
broad elements of the history of your country, his understanding is so shallow that it borders
on nonsense.
What can you do? You can’t just say, “Excuse me, but you have it all wrong.” No,
because you’re in a foreign country, and your spouse will never forgive you for creating a
commotion. Not wanting to be rude or be accused of grandstanding for attention, you hold
your tongue and walk out at the first opportunity. Later, you speak privately with the speaker
and find it is not just him, he was taught wrong stuff at his college; it is pervasive.
This is the big scandal of Indology:1 Almost all you have in academic textbooks about
ancient India is either superficial, banal, half-truths or plain wrong. The understanding of
earliest India offered by the Indology community is based on flimsy philosophical and
methodological foundations and a deep misunderstanding of the texts.
Here’s what the great scholar Ananda Coomaraswamy in his book Hinduism and
Buddhism (1943) said of the accounts of Hinduism by Western scholars and their Indian
followers:
[A]lthough the ancient and modern scriptures and practices of Hinduism have been examined
by European scholars for more than a century, it would be hardly an exaggeration to say that
a faithful account of Hinduism might well be given in the form of a categorical denial of most
of the statements that have been made about it, alike by European scholars and by Indians
trained in our modern skeptical and evolutionary modes of thought.
Worse, it is a racist2 enterprise in which the stated objective is to teach Indians what
their books mean. Its premise is that Indians are culturally backward, they never developed
scientific or critical thinking, and they lack access to the “true” meaning of their texts. It is
further implied that the original authors of the ur-texts, which over the millennia have
expanded into voluminous tomes with what they say have internal contradictions, were
outsiders like the Indologists themselves, and the current confusing state of the texts reflects
cultural shortcomings of Indians as a consequence of the intermingling of the original IndoEuropeans with the lesser races of India!
Hold it, you say! Isn’t it stupid to believe this? India is one of the cradles of world
science3 that includes logic, grammar, rhetoric, mathematics, medicine, astronomy,
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Subhash Kak
aesthetics, moral and political discourse4, not to mention stories and fables5. Modern science
itself has much that is based on Indian contributions6 and Indians are in the vanguard of
contemporary science. The Indologists are generally ignorant about science so they respond
by saying that these are contributions to Western enterprises and besides, they add, what they
are pointing to are Indian cultural deficiencies (although they mean race but they are savvy
enough to know that it is not politically correct to mention it).
You say that couldn’t be true, for Indians are amongst the most successful
entrepreneurs in the West and the wealthiest ethnic group7 in the United States, where there
is a level playing-field. They say, maybe “yes”, but it’s only because Indians are mimicking
the Westerners. And then they change the subject and say that when it comes to the old texts,
Indians carry so much of emotional baggage that only they (the Western Indologists) can
interpret them correctly.
But how can people in the academy believe in such racist stuff? Why haven’t these
folks been drummed out of their jobs for stupidity, if nothing else?
FIRST HUBRIS, THEN SCANDAL
The answer is a complicated story. But first, the calling attention to this scandal is not a
reaction of Indians to the painful memory of their colonized past. Scholars both in the West
and India have for decades pointed to the hollowness of the assumptions of Indology and the
absurdity of their conclusions.
Neither does the scandal have anything to do with the national origin of the professors
or whether they belong to one tradition or the other. Many Westerners have done wonderful
work on India and paralleling that many Indian “scholars” have done shoddy work. To get
true insight in any field, one needs to approach it with humility and pure heart, and suspend
the lens of one’s own tradition, whatever that might be. In the world of wisdom and insight,
class, nationality or race do not matter: we are all equal.
In private conversations with academics who work on India, there is
acknowledgement that there is a cabal that consists of racists, European supremacists, leftists
and others who might be sincere but so marinated in an obviously wrong paradigm that they
don’t even know they are wrong. And then, of course, there are the thick-headed ones who
just don’t get it; one of them once wrote me an email saying that only “philologists have the
authority to interpret ancient India.”
One of the most astonishingly stupid statements I ever read is the one by Frits Staal
who in the preface of his book Discovering the Vedas: Origins, Mantras, Rituals, Insights
says: “The Ṛgveda is composed in a language so distant even from classical Sanskrit, that
only Europeans who were familiar with their own classical languages could have begun to
crack its forms and codes.” I knew Frtis Staal a bit and before he left to live in Thailand upon
retirement he gifted me his book on stamps of Jammu and Kashmir; in his earlier career he
had done some nice work on the Agnicayana ritual and Indian grammatical tradition. The
only explanation for the quoted statement is that in the isolation of his retirement he reverted
to atavistic European views.
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Unbiased editors, themselves academics, are aware that many Indology professors are
so fanatical and politicized so as to have lost contact with the truth. This explains how I came
to be invited to write several dozen encyclopedia articles on ancient India: if you look, for
example, at Stanley Wolpert’s authoritative Encyclopedia of India (2005), you will see I have
the second-most number of contributions, eighteen, next only to Wolpert’s own nineteen.
To be fair, the Indologists made useful contributions in lexicography, manuscript
preservation and collation in the 19th century. If one may use Bhartṛhari’s categories, it was
good work at the vaikharī and the madhyamā levels but quite wrong at the paśyantī.
The Indologists missed the larger meaning that provides coherence to the Indian
8
texts ; this is why their mistakes have continued generation after generation. Sri Aurobindo
was right to point out that the European interpretations of the Vedas are essentially worthless.
To make sure that there is no misunderstanding, what I mean by the enterprise of the
Indologists are narratives on ancient India and to the extent they affect understanding of the
later periods. I acknowledge the useful contributions scholars from the West have made to the
study of the classical period and more recent periods.
ACADEMIC INDOLOGY
Historically, the universities in Germany began the academic study of India and this serves
as basis for western interpretations of ancient Indian history and traditions. In The Nay
Science: A History of German Indology, Vishwa Adluri and Joydeep Bagchee chart the
history of the discipline to show its questionable philosophical assumptions, anti-Semitic and
anti-Brahmanic attitudes, and racial prejudice.
English administrators dismantled India’s education system and Indians became
progressively alienated from their tradition as they were compelled to do higher education in
English and sciences formed a very small part of its curriculum. The main objective of the
higher education was to convert the people of India to Christianity as, for example, in the
case of Boden professorship of Sanskrit at Oxford University. Monier Williams (1819–1899)
who occupied this professorship for many years said in his book Modern India and Indians:
“When the walls of the mighty fortress of Brahmanism are encircled, undermined & finally
stormed by the soldiers of the cross, the victory of Christianity must be signal and complete.”
In an interview9, Adluri calls the racism of Indology insidious. “The Indologists had
for so long told themselves that Indians lacked access to the “true” meaning of their texts that
they no longer considered it a prejudice but a methodological principle and a necessary one
at that.” The Indologists declared that the texts were not to be read as Indians understand them
for they lack scientific and critical thinking; they [Indologists] are the final judge of what
India’s culture and civilization was and is and only they can change India by intervening in
its history by teaching Indians to understand their past that will give them the agency to make
change.
Hermann Oldenberg, a 19th century leader of academic Indology, said that Indians are
under the tyranny of “the misshapen, wild, cruel, [and] lascivious Hindu Gods, at their head
Śiva and Viṣṇu.” The Indologists saw themselves as revolutionaries who want to save the
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Hindus quite in the same spirit as the Christian missionaries and the Tablighi Jamaat want to
save Hindus.
Indologists saw Indian art as grotesque. John Ruskin, the English art historian of the
Victorian era decreed that Indian architecture was systemless for it sprang from an irrational
religion.10 The attempt to fit Indian art to Western rationality sprang from the same impulse
that led to iconoclasm in Christian Europe. But the 19th century belonged to the Age of
Reason so they didn’t want to physically destroy the art, they wished to control thought about
it so that the only natural place for it would be the museum.
Images mediate abstract thought as is clear from the wealth of stories and cosmologies
connected with the images of, say, Viṣṇu or Śiva, Durgā or the Buddha in India, or Athena,
Apollo, and Dionysius in ancient Europe. Behind each image lies an entire epistemology, a
knowledge system regarding lived reality. Idol-breaking is a projection of power over
thought.
Boaventura de Sousa Santos speaks of epistemicide11, that is, the extermination of
knowledge and ways of knowing, as a key component of the drive in Europe and later in the
Arab/Turkic worlds to power and domination. Its operation varied from burning books to
extermination of people. Catherine Nixey12 in her book The Darkening Age describes how
most of the artwork and literature of European antiquity was destroyed by zealots. Faces,
arms and genitalia of statues were mutilated, if not entirely broken. According to one estimate
only about 10% of European literature survived. Similar destruction occurred in Arabia, Iran,
Central Asia, and India.
Enrique Dussel’s argument13 is that centuries of “I conquer, therefor I am” (ego
conquiro) was accompanied by the genocide/epistemicide of the “I exterminate, therefore I
am” (ego extermino). It is from there that Descartes’ slogan “I think; therefore, I am” (ego
cogito) emerged. It was not a call to free thought, for here “I” represented the European, and
everything outside of Europe was deemed inferior. Ramón Grosfoguel argues that the Western
university has continued this process of epistemicide in the social sciences.
The drive by the Indologists to define India on their terms is entirely consistent with
the larger European project of epistemicide.
The academic scholar is also fascinated by the Indian material for it doesn’t quite fit
the colonists mission. For example, Monier Williams, whom we encountered before, says:14
“Indeed . . . the Hindus were Spinozaites more than two thousand years before the existence
of Spinoza, and Darwinians centuries before Darwin, and evolutionists many centuries before
the doctrine of evolution had been accepted by the scientists of our time, and before any word
like ‘evolution’ existed in any language of the world.”
ACADEMIC CONTROL
Christopher Minkowski, at his Inaugural Lecture for Boden Professorship at Oxford
University is very transparent about the need to control Sanskrit studies. Lamenting that the
Indian claim to Sanskrit’s authority has not withered in spite of continual assault by the
Indologists, he claims15 that “if they accepted that claim, it would put them into a rivalry with
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the language’s traditionally trained, hereditary “native” experts.”
Minkowski adds: “Modern scholars, then, sought a method for containing Sanskrit’s
potential to activate its cultural politics, by subjecting the study of Sanskrit to scholarly
protocols which were antithetical to the language’s genius and charisma. They opted for a
decidedly unromantic array of curatorial and antiquarian forms of scholarship: philologizing,
cataloguing, typologizing, organizing into chronologies, and so on; eminently useful
practices, no doubt, but none of them glamorous.”
In other words, the protocols are to deny Indian scholars of Sanskrit [an euphemism
for India’s own self-understanding of its culture] a place at the academic table. The origins
of such academic control go back to James Mill, author of the highly influential History of
British India (1817), who wrote this about the entire populations of China and India:16
Both nations are to nearly an equal degree tainted with the vices of insincerity; dissembling,
treacherous, mendacious, to an excess which surpasses even the usual measure of uncultivated
society. Both are disposed to excessive exaggeration with regard to every thing relating to
themselves. Both are cowardly and unfeeling. Both are in the highest degree conceited of
themselves, and full of affected contempt for others. Both are, in the physical sense,
disgustingly unclean in their persons and houses.
Mill condemned Indian culture as “barren, perverse and objectionable.” And he wrote
of Indians: “under the glosing exterior of the Hindu, lies a general disposition to deceit and
perfidy. [And] the same insincerity, mendacity, and perfidy; the same indifference to the
feelings of others; the same prostitution and venality are conspicuous in both [Hindus and
Muslims].”
These ideas were to shape British policy in India directly as a high official of the East
India Company, and indirectly through Thomas Babington Macaulay who devised a system
of English education for the Indian elite.
Okay, Mill was a racist twit, but why should we care? He has been dead a long, long
time. Mill’s ideas matter for they remain powerful. Macaulay called Mill’s book “the greatest
historical work which has appeared since that of Gibbon.” It was to become the text-book for
the candidates for the Indian Civil Service and English educated Indians for several
generations. Worst of all, its larger premise was adopted by the left in India and by academic
control this view underlies school and college curricula in India, and Indians continue to be
exposed to the propaganda underlying this work.
In his book, Mill set out to attack the history, character, religion, literature, arts, and
laws of India. He justified the colonization of India and the rapine of its resources as a byproduct of bringing civilization to the country.
Mill’s ideas provided the rationale for colonial rule that was described by Kipling as
“The White Man’s Burden.” It has been estimated that British colonial rule, with its destruction of Indian industry and education, cost India $45 trillion in today’s dollars. But worse,
India’s Anglophone elites swallowed the colonial nostrums about Britain’s civilizing role and
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embraced what the American historian Thomas Trautmann has called “British Indophobia”17
[another name for Hinduphobia].
China dealt with attitudes such as that of James Mill with the slogan to end “The
century of humiliation” and in the past half-century has striven to match the glory of its imperial past. China was able to rediscover its spirit of excellence because, unlike India, its elites
are not alienated from its own culture and history.
Seventy years ago, India’s education bureaucrats decided to keep out India’s own sciences and other scholarly traditions from school and college curricula on the false pretense
that they are part of religion.
Kapila Vatsyayan, modern India’s eminent scholar of art and a good friend, who
passed away just a few months ago, once told me that colleges Britain founded in India served
their own needs for clerks and soldiers to help in the extraction of Indian wealth and to protect
the Raj, with some effort thrown in to understand India’s past so that they could control it
better.
The fields that they left alone — art, music, dance and yoga — are the only ones that
have any vitality left. Indeed, people from all over the world travel to India to learn these
fields. Behind these fields lies Indian philosophy, that remains sidelined in Indian academia
as something provincial, fit only for those who are stuck in the past.
DELUSION AND ᾹTMAVIDYᾹ
One reason that the Indologists are befuddled is because of incorrect assumptions about the
nature of Indian society. In my view, India was not fundamentally different from the rest of
the world, and jātis are very much like communities elsewhere in the world. The caste system
as we see it was created by the British for the jātis “were not aware of the specific varṇa class
they belonged to but were squeezed into the varṇa system by the British administrators.”
Likewise, the Brāhmīns were not unlike priestly communities world over and their
class was not closed. We know from modern times that communities can just declare
themselves to be one varṇa or another and the same process doubtlessly occurred in the past.
Even if one were to excuse their self-confessed bias, why did the Indologists turn out
to be so totally wrong in their understanding of the texts? Many of them were competent and
patient scholars who were trying their best to make sense of what they had in front of them.
The answer is that the Indian texts have traps for the uninitiated. If the process of
understanding involves many steps in a ladder, there is much in the texts that will let you
believe you have reached the top at whatever step, if that is where you want to be. Thus, there
is room in the texts both for those who believe that the ritual is only outer, and others who
believe it is symbolic.
When it comes to moral precepts, the Dharmaśāstras present material that might be
contradictory in details because different subsets of these precepts were embraced by different
communities. It was a system perfected for diversity.
Most significantly, if ātmavidyā, the central science of the Vedas, cannot be described
in the usual categories of language as Muṇḍaka Upaniṣad instructs us, then the description
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through different lenses (not just the six main darśanas but many more that can be imagined)
will have elements that are in contradiction. It is indeed a case of the six blind men feeling an
elephant and coming up with different descriptions. The contradictions are both at the
philosophical and the ritual levels and part of the instruction is to reach these contradictions
(as crises of faith) to prepare oneself for intuitive insight that takes one to a deeper
understanding.
Indian texts require navigating through their own protocols. This is where the guru or
the teacher comes in, and oral instruction is extolled. The Indologist reads this somewhere
and gets lost and thinks this means that there is no written stuff anywhere! They don’t get that
the context is everything and the declarations within the tradition are not to be taken literally.
I have been surprised how many Western acolytes interpret stories of a spiritual
master’s presence at two places at the same time as the literal truth. Growing up in the
company of sadhus and other spiritual people, one learnt to separate the word from the image.
The Indologists are using concepts from their society to look at India, concepts that
are too limiting. They don’t get India for they misunderstand the foundations of its culture.
This will explain the strange books and articles being churned out on how there was no
writing in India no matter if Pāṇini says he knew writing, how the Brāhmīns cunningly
converted most of Asia to their ideology, and how through yoga, which in their view has
nothing to do with Hinduism even though it is the heart of the Bhagavad Gītā and one of the
six darśanas, they are spreading their ideas around the world.
One might ask how did the Indologists prosper for this long? First there were the
imperatives of empire and conversion.18 In more recent decades, there has been a convergence
in the program of the Indian political left (to save India from the clutches of tradition) and
that of the Indologists. Due to centralization of the academic system in India and its control
by the left for decades, the alliance had patronage.
If Indian ideas are spreading, it is only because the Indian tradition speaks to the
problem of consciousness, which is also the frontier of modern science; it is a problem that
the Western traditions have largely ignored.
The Indian system does not depend on the machinations and cunning of any specific
class of people. It offers a universal message open to all in which each person is equal for the
same puruṣa (consciousness) resides within each, and it is more than high talk for it offers
practices related to self-discovery. That is something that the professional Indologist does not
appear to understand.
NOTES
1. Adluri and Bagchee (2014); see also Kak (2015) for a broader look at Western representations of
India.
2. The distinguished British anthropologist Edmund Leach (1990) calls it a “racist framework”; see
also Adluri and Bagchee (2018).
3. Kak (2021) for an overview of Indian science.
4. Heesterman (1991).
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Subhash Kak
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
See, for example, Winternitz (1907).
Kak (2018a)
American Community Survey (2018)
Coomaraswamy (1943); also see Kak (2018b) and the references therein.
Adluri (2017)
Mitter (1992)
Santos (2016)
Nixey (2018)
Dussel (2014)
Monier-Williams (1891). An amusing sidelight: Monier Williams changed his name to Monier
Monier-Williams in 1887, when he was 68 years old; he was Boden professor 1860-1899.
Minkowski (2006)
Mill (1817)
Trautmann (1997)
Max Muller in his letter to his wife: “I hope I shall finish that work (translation of Ṛgveda), and I
feel convinced, though I shall not live to see it, that this edition of mine and the translation of the
Veda will hereafter tell to a great extent on the fate of India, and on the growth of millions of souls
in that country. It is the root of their religion, and to show them what that root is, I feel sure, is the
only way of uprooting all that has sprung up from it during the last 3000 years”. “…The missionaries have done far more than they themselves seem to be aware of, nay, much of the work which
is theirs they would probably disclaim. The Christianity of our nineteenth century will hardly be
the Christianity of India. But the ancient religion of India is doomed- and if Christianity does not
step in, whose fault it be?”
(The Life and Letters of Max Müller, vol.1, pages 328 and 357-358)
REFERENCES
Adluri, V. Against Occidentalism. The New School Research Matters. (2017)
Adluri, V. and Bagchee, J. The Nay Science: A History of German Indology. Oxford University
Press (2014)
Adluri, V. and Bagchee, J. Indology: The origins of racism in the humanities. Indic Today (2018)
American Community Survey, S0201: Selected Population Profile in the United States. American
Community Survey 2018. United States Census Bureau. (2018)
Coomaraswamy, A. Hinduism and Buddhism. Philosophical Library, New York (1943); Golden
Elixir Press (2011)
Dussel, E. Anti-Cartesian meditations. JCRT 13 (2014)
Heesterman, J.C. Hinduism and Vedic ritual. History of Religions 30, 296-305 (1991)
Kak, S. The Wishing Tree (third edition). Aditya Prakashan (2015)
Kak, S. Indian foundations of modern science. OSU (2018a)
Kak, S. The secret of the Veda. OSU (2018b)
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Kak, S. A brief history of Indian science. OSU (2021)
Leach, E. Aryan Invasions Over Four Millennia. In Culture Through Time (edited by Emiko
Ohnuki-Tierney, Stanford University Press (1990)
Mill, J. The History of British India. 1817.
Minkowski, C. King David in Oudh: a Bible story in Sanskrit and the Just King at an Afghan court.
Inaugural Lecture, Oxford University. (2006)
Mitter, P. Much Maligned Monsters: A History of European Reactions to Indian Art. University of
Chicago Press (1992)
Monier-Williams, M. Brahmanism and Hinduism. Macmillan & Co. (1891)
Nixey, C. The Darkening Age. Houghton Mifflin Harcourt (2018)
Santos, Boaventura de Sousa, Epistemologies of the South and the future. From the European south
1, 17-29 (2016)
Trautmann, T.R. Aryans and British India. (1997), Yoda Press (2006)
Winternitz, M. A History of Indian Literature. Oriental books, New Delhi, 1927 (1907)
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20
A Reading of the Brāhmī Letters on an Anthropomorphic Figure*
harappa.com
INTRODUCTION
Just over a decade ago, Sanjay Kumar Munjal and Arvin Munjal published in Prāgdhārā the
image of a copper anthropomorphic figure of Varāha (boar) that was found in the foundation
of a house in a village called Kheri Gujar in Sonepat District in Haryana. The house itself
rests on an ancient mound that has been variously dated to Late Harappan. The object is about
2 kg., and has dimensions of 30×28.5 cm.
The object is a significant find since it has the image of the Harappan unicorn
inscribed on it as well as Brāhmī letters and, therefore, it represents a bridge between these
two phases of Indian culture. The idea of the unicorn (ekaśṛṅga, एकशृङ्ग) appears in the
Purāṇas, and in the Śānti-Parva (chapter 343) of the Mahābhārata; it is the one-tusked boar
(Varāha) who saves the earth as Viṣṇu’s incarnation.
*
OSU (2018)
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Subhash Kak
Figure 1. The copper object and the text together with the reading in [1]
The Brāhmī letters on the copper object were read by the Munjals [1] rather hurriedly
(as we show in this paper) without any further analysis. Here we wish to provide further
analysis of the text and show that we must change the earlier reading for 3 letters. This
correction opens up the possibility of a deeper understanding of the object as the text appears
to be formulaic in a standard manner.
THE TEXT ON THE OBJECT
The reading of the Munjals is reproduced below:
sa thi ga
ki ma jhi tha
sha (?) da ya
The letters are standard Brāhmī syllabic letters with 3 exceptions. For background
information on this script and its possible connections with the so-called Indus (also called
Sarasvatī) script, see [2]. In my view, the strongest argument in favor of Indus-Brāhmī
continuity is that the 10 most likely letters in the two scripts are virtually unchanged while
maintaining their rank order [3], the numerals for 5 and 10 look similar, and the text endings
have a form that is consistent with Sanskrit grammar [4],[5].
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Figure 2. Close ups of the unicorn figure and the Brāhmī letters.
Brāhmī vowels and diacritics as well as the consonants are described below and as is
clear that for many letters the Devanāgarī forms are small modifications or rotations of the
Brāhmī ones. For many letters the Devanagari letters append a vertical line, and of course the
horizontal line at the top.
Table 1. Brāhmī vowels (left) and consonants (right)
For easier comparison, we provide the Devanāgarī and the Brāhmī letters side by side in
Table 2.
Table 2. Devanāgarī and Brāhmī varṇamālā
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Subhash Kak
Some variants of the Brāhmī letters were also in circulation as shown in Table 3.
Table 3. Variants of Brāhmī varṇamālā
BRĀHMĪ LETTERS WITH VARIANTS
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The Vedic Tradition
As we can see from Figure 2 and Table 1, most of the letters on the figure are clear, but there
is a little ambiguity about the second letter in the first row and the first letter in the third row.
The Munjals read the very first letter as “sa” but that is incorrect, even though the
letter is quite clear. The first letter is the upward pointing arrow, together with a dot on the
right, which represents “śam” or शं. This is significant since शं is the beginning of several
invocatory Vedic formulas.
The second letter in the first row is wide at the top and has a line to the bottom. The
only letter that could conceivably satisfy this property is “ña” and so I propose this reading
instead of “thi”. The smearing of the text at the top could be later damage or a scribal error.
The third letter in the first row is an unambiguous “ga”.
In the second row, the third letter may not be “jhi” as its second hook to the right is
bigger than what is appropriate for the diacritic for “i”. Could it be an erroneously inscribed
“gha”? We can’t tell and so, tentatively for this article, I shall stick with “jhi”. But this reading
needs further examination.
The first letter in the third row is nowhere “sha” and indeed it is closest to “ta”.
We now read the letters as:
śam ña ga
kī ma jhi tha
ta ḍa ya
शं ञ ग
की म धि ि
िडय
The beginning appears to be similar to the invocation in the Taittirīya Upaniṣad.
om śam no mitraḥ śam varuṇaḥ
śam no bhavatvaryamā
śam no indro bṛhaspatiḥ
śam no viṣṇu rurukramaḥ
ॐ शं नो धमत्रः शं िरुणः ।
शं नो भििययमा ।
शं नो इिो बृिस्पधिः ।
शं नो धिष्णु रुरुक्रमः ।
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Subhash Kak
FURTHER INTERPRETATION
The “ga” of the first line could stand for Gaṇapati, a post-Vedic deity. If it is so, this is
consistent with the identification of the Harappan period to be identical to early Vedic.
The second line could invoke different deities.
The taḍaya of the third line may suggest punishment to inimical agents.
CONCLUSIONS
The occurrence of शं as the first letter is significant for it connects the text to the post-Vedic
period. It is also significant that the letters are written from left to right, which is the standard
way for Sanskrit. The reading favors the view that Brāhmī is derived from the Indus script,
which is something I have argued in several papers. The figure below (from [5], where I use
the name Sarasvati for Indus) shows how the 10 most frequently occurring signs of Indus and
Brāhmī have surprising similarity. The frequencies of the Brāhmī letters are from our
knowledge of Sanskrit letter frequencies, and those of Indus are from the records on seals and
tablets that have come to us. Since the Indus letters cannot be fully representative of the
corresponding language, the degree of overlap is quite impressive.
Table 4. Ten most frequent Indus (Sarasvatī) and Brāhmī signs
Some will be surprised at this evidence of Indus-Brāhmī continuity for it goes against
the 19th century theory that Brāhmī was devised during the time of King Aśoka (ruled 268–
232 BCE) based on influences from the West that came in with the Achaemenid empire. But
this view was challenged by many scholars right from the time that the Indus texts were
discovered. The discovery of Brāhmī writing in Sri Lanka that has been dated to as early as
450 BCE [6] also disproves the theory of the foreign origin of Brāhmī.
The uncritical acceptance of the old theory was driven by colonialism and
Eurocentrism that insisted on tracing all innovations in India to the West. Some have gone so
far as to fabricate evidence [7] in support of this theory; others simply ignore any evidence
that goes against the entrenched model.
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REFERENCES
[1] Munjal, S.K. and Munjal, A. Composite anthropomorphic figure from Haryana: a solitary example
of copper hoard. Prāgdhārā (Number 17) (2007)
[2] Patel, P., Pandey, P., Rajgor, D. The Indic Scripts: Paleographic and Linguistic Perspectives. D.K.
Printworld (2007)
[3] Kak, S. A frequency analysis of the Indus script. Cryptologia 12, 129–143 (1988)
[4] Kak, S. Indus and Brāhmī: further connections. Cryptologia 14, 169–183 (1990)
[5] Kak, S. Evolution of early writing in India. Indian Journal of History of Science, 28, 375–388
(1994)
[6] Coningham, R., Allchin, F., Batt, C., & Lucy, D. Passage to India? AnuRādhāpura and the Early
Use of the Brāhmī Script. Cambridge Archaeological Journal, 6(1), 73–97 (1996)
[7] Danino, M. Fabricating Evidence in Support of the Aryan Invasion / Migration Theory. Indian
Council of Historical Research (2018)
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Subhash Kak
PART 4
INNER AND OUTER COSMOSES
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The Vedic Tradition
21
Time, Space and Structure in Ancient India*
Abstract. This essay uses Vedic and classical sources to describe the recursive model of the
universe of ancient India that delineated connections between time, space and structure. This
model was based on an assumed equivalence of the outer and the inner cosmoses and it is
embodied in Indian architecture, music, and art. Early evidence for it comes from the very
organization of the Ṛgveda and in the details of the great Agnicayana ritual of the Vedic
period. We suggest that the same cosmic vision characterizes the Sindhu-Sarasvati
(Harappan) civilization as evidenced by the use of astronomical alignments, specific
proportions and recursion. We summarize evidence on the use of the same unit of length
(dhanus) with its 108 parts both in the Sindhu-Sarasvati and the historic periods. The use of
a scale with 108 divisions is significant because it reflects fundamental ideas related to the
nature of the cosmos. This parallel, by itself, could be a coincidence, but when viewed
together with the continuity in religion, art, and architecture, it demonstrates a shared vision
of the universe. It is further shown how a similar tripartite and recursive basis describes the
Śri Cakra.
INTRODUCTION
The ancient world did not have a split between the sacred and the temporal. The temple served
as the place where time-bound ritual was conducted and keeping time was one of its functions.
The English word temple is derived from the Latin templum, which is sacred space, facing
west, that was marked out by the augurs. In the east-west orientation of the axis of the temple
that is strictly true only on the two equinoxes is the acknowledgement of concern with time
and the seasons. In India, the temple is likewise associated with the east-west axis and we can
trace its origins to priests who maintained different day counts with respect to the solstices
and the equinoxes. Specific days were marked with ritual observances (Caland, 1931). Some
ritual included construction of altars that coded knowledge related to the motions of the sun
and the moon and supposed correspondences with the inner cosmos.
The Agnicayana altar, the centre of the great ritual of the Vedic times that forms a
major portion of the narrative of the Yajurveda, is seen as the prototype of the temple and of
the Indian tradition of architecture (Vāstu). The altar is first built of 1,000 bricks in five
layers (that symbolically represent the five divisions of the year, the five physical elements,
as well as five senses) to specific designs (Kak, 2005a). The Agnicayana ritual is based upon
the Vedic division of the universe into three parts of earth, atmosphere, and sky, which are
assigned numbers 21, 78, and 261, respectively; these numbers add up to 360, which is
symbolic representation of the year. These triples are seen in all reality, and they enlarge to
five elements and five senses in further emanation.
*
Conference on Sindhu-Sarasvati Valley Civilization: A Reappraisal. Loyola Marymount University, Los
Angeles, 2009
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Subhash Kak
In the ritual at home, the householder employed three altars that are circular (earth),
half-moon (atmosphere), and square (sky) (Figure 1), which are like the head, the heart, and
the body of the Cosmic Man (Puruṣa). In the Agnicayana ritual, the atmosphere and the sky
altars are built afresh in a great ceremony to the east. The numerical mapping is maintained
by placement of 21 pebbles around the earth altar, sets of 13 pebbles around each of 6
intermediate (13×6=78) altars, and 261 pebbles around the great new sky altar called the
Uttara-vedi. The Uttara-vedi is the precursor to the temple structure. It also symbolizes the
patron in whose name the ritual is being performed.
Figure 1. The three altars of the Vedic house: circular (earth, body),
half-moon (atmosphere, prāna), square (sky, consciousness)
The foundations of Vedic representation and ceremony are the notions of bandhu(equivalence or binding between the outer and the inner), yajña (transformation), and parokṣa
(paradox). The five layers of the altar represent the physical world, and the number of
consecrated bricks in the five layers is related to numbers derived from the year count of 360.
To represent two more layers of reality beyond the purely objective, a sixth layer of bricks
that includes a hollow brick with an image of the golden Purusha inside is made, some gold
chips scattered and the fire placed, which constitutes the seventh layer (ŚB 10.1.3.7). The two
layers beyond denote completion, for seven was taken as a measure of the whole. The
symbolic meaning of this is that the ceremonies of the great altar subsume all ritual (Kak,
2008).
RECURSION
The central idea of this scheme is that of recursion, or repetition in scale and time. The
universe is taken to be mapped into the individual; it is also symbolically represented in the
creative arts, as in music, dance, sculpture, and sacred architecture (Kak, 2002; Kak, 2006).
In literature, we see recursion in the story within story genre that is to be found in the Vedic
hymns, the Epics, the Yoga Vāsiṣṭha, and the Purāṇic texts.
Not only is the temple a symbolic representation of the cosmos, the Ṛgveda itself was
planned as a five-layered altar by stacking up the 10 books in pairs, two books to a layer, as
shown in Figure 2. These hymn numbers have several symmetries, such as pairs of hymn
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numbers differing by 12, 17 and 29, and the numbers have an astronomical basis that is
described at length in The Astronomical Code of the Ṛgveda (Kak, 2000).
191
114
Book 10
Book 9
104
92
Book 7
Book 8
87
75
Book 5
Book 6
62
58
Book 3
Book 4
43
191
Book 2
Book 1
Figure 2. The Ṛgveda as an altar
The separations diagonally across the two columns are 29 each for Book 4 to Book 5
and Book 6 to Book 7, and they are 17 each for the second column for Book 4 to Book 6 and
Book 6 to Book 8. Books 5 and 7 in the first column are also separated by 17; Books 5 and 6
as well as 7 and 8 are separated by 12; Books 5 and 7 add up to the total for either Book 1 or
Book 10. Another regularity is that the middle three layers are indexed by order from left to
right whereas the bottom and the top layers are in the opposite sequence.
75
29
12
104
87
17
12
29
17
17
92
58
34
Figure 3. The Ṛgveda books 4-8 as a graph
The relationship between the hymn numbers for the books 4-8 looks particularly
striking when viewed through the graph of Figure 3, where the numbers on the edges
represent the difference between the corresponding node numbers.
The total number of hymns, 1017, is 3339, where 339 is the number of sun-disks
from sunrise to sunset on a typical day (or similarly of moon-disks). The origin of the number
339 becomes evident if the sun were to be approximately 108 times its diameter away from
the earth (which is astronomically true) as 108 π ≈ 339. Note also that the sum of the sky
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Subhash Kak
and the atmosphere numbers is 261+78 = 339, indicating that the choice of the three numbers
had an observational basis.
With the temple viewed as a map of the universe, the main altar corresponds to the
sun and the door at the west corresponds to the earth. The origin in India of the measure of
108 as the distance in sun-diameters from the earth to the sun may be the discovery that a
pole of a certain height removed to a distance of 108 times its height has the same angular
size as the sun or the moon. It led to a conceptual framework for the sun-earth-moon system
that became a part of Indian cosmology. It was further assumed that beyond our system
existed other worlds.
Owing to assumed recursion, the number 108 characterizing the cosmos is associated
with the gods and the activities of humans. It shows up as the number of beads in the Indian
rosary (telling of beads is to make a symbolic journey across the worlds), the number of dance
movements of the Nāṭya Śāstra, the names of the God and the Goddess, the number of
pilgrimages, the number of spiritual masters, and so on. There are also 108 divisions of the
zodiac and 108 rhythmical patterns (tālas) of music. With the human body described by a
measure of 108, the weak points of the body are counted in the Āyurveda system to be 107.
Each of the 27 nakṣatra divisions of the zodiac is further divided into 27 upa-nakṣatras
(ŚB 10.5.4.5). The time measures are defined in a sequence with multiples of 30.
RITUAL AND PLAN OF THE TEMPLE
We now briefly summarize our work on the axis and the perimeter of the sacred ground as
available to us in the Śatapatha Brāhmaṇa, which validates the astronomical interpretation of
108. The Agnicayana ritual, as sacred theatre, was performed in a special area where the three
fires of the yajamāna are established in the west in an area called Prācīnavaṃśa, “Old Hall”
whose dimensions are in the canonical ratio of 1:2.
The Prācīnavaṃśa has dimensions of 20×10. Three steps from it to the east (ŚB
3.5.1.1) is the Mahāvedi, which is an isosceles trapezoid of spine 36 and the two sides of 30
and 24 units, representing the ratio of 5/4. To see the significance of the plan, we now draw
the sacred ground within a rectangular area (Figure 4).
To obtain accord with the measures which are multiples of 6, the left area is increased
by an additional one step to the west to become 24×30 as in Figure 4, which is described as
an appropriate proportion for a house in later texts such as Varāhamihira’s Bṛhat Saṃhitā
(53.4) (Bhat, 1995). The Prācīnavaṃśa’s contribution to the perimeter is 24+30+24=78,
which is the atmosphere number that was mentioned earlier. This is also in accord with the
notion that the Prācīnavaṃśa is tripled in size in the completion of the Mahāvedi, going from
10×20 to 30×60. The distance to the high altar on the extreme right (with dimensions of 66)
from the axis at the left is 54 units. The high altar is where the main ritual is performed and,
symbolically, it represents the sun. The separation of the high altar from the doorway to the
left is representative of the distance to the sun and the perimeter is representative of the circuit
of the sun.
Thus the basic temple plan contains two significant numbers, 180 and 54, which, when
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doubled, correspond to astronomical knowledge related to the 360 days of the year (attested
in the Ṛgveda) and the number 108 (distance to the sun in sun-diameters).
Figure 4: The temple plan: The perimeter is 180 units and the
axis is 54 units to the high altar
The proportion of 1:2 for the altar ground is attested in later texts such as the Bṛhat
Saṃhitā and Śilpa Prakāśa (Kaulacāra, 1966). The altar ground is also associated with ratios
of 5/4, 3/2, and so on, which emerge out of the interplay of numbers such as 30 days of the
month, 180 days of the half-year, 12 months of the year, and so on. It must be remembered
that astronomical numbers are also associated with the ratios of the seven notes of the octave
(Kak, 2003).
The temple itself, in its three-dimensional form, codes several rhythms of the cosmos
and specific alignments related to the geography of the place and the presumed linkages of
the deity and the patron. The architecture may also incorporate themes related to royal power
if it was built at the behest of a king.
As mentioned before, in the Vedic system the earth was assigned the form of circle
and the sky the form of square. The main altar in the temple has a square form because it
represents the sky, with the four corners standing for the four cardinal directions or the set of
two equinoxes and two solstices.
Buildings to be used by humans are to depart from the perfect, square form. The
breaking of the symmetry is to connote energy and change. According to the Bṛhat Saṃhitā
(chapter 53), the length of a king’s palace is greater than the width by a quarter (1 + ¼ = 5/4),
or in other words the proportions are 5:4. Likewise, the length of the general’s palace exceeds
the width by a sixth (1 + 1/6 = 7/6), or has proportions 7:6; the proportions for the houses of
ministers and princes are 9:8 and 4:3, respectively. For lesser officials as well as citizens,
other proportions are prescribed.
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RECURSION AND THE ŚRI CAKRA
Yantras have been used in India to represent esoteric knowledge, and the basis of this esoteric
knowledge is cosmology. The Śri Cakra or Śri Yantra (Figure 5) is the tripartite division of
the universe into earth, atmosphere, and the sun mirrored in the individual by the body, the
breath, and the inner lamp of consciousness. It may also be seen as the three main divisions
of the body into the head, the chest, and the lower trunk. Its basic form is that of three
triangles, two pointing downwards and one upwards. Within each triangle are two other
triangles, of alternating opposing polarity in terms of the direction of pointing that represents
male and female principles. All together, this adds up to 9 interpenetrating triangles (5
downward pointing Śakti principle and 4 upward pointing Śiva principle), which through
their overlaps constitute a total of 43 small triangles. Right through the middle of this is the
dot, the bindu, who is Śiva, the witness, or consciousness.
Figure 5. The Śri Cakra
These triangles formed by the intersection of the nine triangles are surrounded by a
circle of 8 petals that, in turn, is surrounded by a 16-petalled circle (petals not shown in the
figure above). At the outermost are lines, which are called the bhūpura (the city of the earth,
or the body). The yantra is also categorized into 9 coverings (āvaraṇas), where the bhūpura
is the outer covering. These 9 coverings have 108 presiding Goddesses. In the Sri Cakra pūjā
they are systematically worshipped one by one with their names and mantras.
The presiding deity of Sri Cakra is Lalitā Tripura Sundarī, who is the Goddess in her
playful aspect as the transcendent beauty of the three worlds. These three worlds are the three
gunas of sattva, rajas and tamas; or sun (heavens), moon (atmosphere), and fire (earth); will
(icchā), knowledge (jñāna) and action (kriyā); intellect, feelings, and sensation; subject
(mātā), instrument (māna), and object (meya) of all things; or waking (jāgrat), dreaming
(svapna) and dreamless sleep (suṣupti) states. Her five triangles represent the pañca bhūtas
(five elements). She holds five flowery arrows, noose, goad and bow. The noose
is attachment, the goad is revulsion, the bow is the mind and the flowery arrows are the five
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sense objects.
The Śri Cakra ritual infuses the design of the yantra with chant, representing the union
of space and sound. Its closed, concentric circuits correspond to the nine planes of
consciousness of the spiritual seeker. Each plane is a stage on the ascent of one’s being toward
the inner self.
COSMIC VISION IN THE SINDHU-SARASVATI WORLD
Does a cosmic vision characterize the Sindhu-Sarasvati (Harappan) civilization also? For this
we need evidence of astronomical alignments, use of specific proportions, and that of the
important concept of recursion.
Archaeologists agree that there is continuity in religion, art, and culture (Rao, 1991;
Kak, 1992; Bisht, 1999; Kenoyer, 1998; Lal, 2005) between the Sindhu-Sarasvati period of
the third millennium BC and the later historical period. We saw that the number 108 is central
to Indian cosmology; it is also an essential component of the Indian system of length units
going back to the Harappan period. Although this in itself does not establish that the Harappan
cosmology is identical to the Vedic (for the use of the number 108 could be a coincidence),
but other cultural correspondences suggests that it was so. The evidence from Dholavira, as
described later in this section, suggests that the idea of recursion was part of the worldview
of the Harappans.
Maula (1984) presents evidence on the use of great calendar stones, in the shape of
ring, which served to mark the beginning and end of the solar year in Mohenjo-Daro
indicating that astronomy had moved beyond marking the motions of moon. For comparison,
note that the astronomical basis of the Vedic ritual was the reconciliation of the lunar and
solar years.
Wanzke (1984) argues that Mohenjo-Daro and other sites show slight divergence of
°
°
1 to 2 clockwise of the axes from the cardinal directions. He suggests that this might have
been due to the orientation of Procyon and Aldebaran, two bright stars that were prominent
in the direction of the setting sun during 2500 BC to 1500 BC, indicating once again
astronomical reasoning of the kind to be found in the design of Hindu temples.
It is significant that yantric buildings have been discovered in North Afghanistan that
belong to a period that corresponds to the late stage of the Sindhu-Sarasvati civilization (Kak,
2005b) providing architectural evidence in support of the idea of recursion at this time.
Although these building are a part of the Bactria-Margiana Archaeological Complex
(BMAC), their affinity with ideas that are also present in the Sindhu-Sarasvati system shows
that these ideas were widely spread.
Some Harappan seals are generally accepted to have an astronomical basis, and the
beginnings of the Vedic nakshatra system are seen in the third millennium BC. There is also
continuity in the system of weights and lengths between the Harappan period and the later
historic period (Mainkar, 1984).
Danino provides an analysis of the unit of length at Dholavira that is in accord with
unit from the historical period (Danino, 2008). He shows that the unit that best fits the
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Subhash Kak
Dholavira dimensions is 190.4 cm, which when divided by 108 gives the Dholavira aṅgula
of 1.763 cm. The subunit of aṅgula is confirmed when one considers that the bricks in SindhuSarasvati follow ratios of 1:2:4 with the dominating size being 7 14 28 cm (Kenoyer,
1998, page 57). These dimensions can be elegantly expressed as 4 8 16 aṅgulas, with
the unit of aṅgula taken as 1.763 cm. The ivory scale at Lothal has 27 graduations in 46 mm,
or each graduation is 1.76 mm.
Figure 6 is the general plan of Dholavira, which consists of three “towns” in accord
with Vedic ideas (Bisht, 1999). Figure 7 presents the proportions for the three towns of
Dholavira and shows how they are related. The Dholavira system of units, due to Danino, is
clearly shown in Figure 8. It was found by using units that led to integer counts for lengths
with a small margin of error.
The feature of recursion in the three towns, or repeating ratios at different scales, is
significant because we have already noted it in the Vedic world view. Specifically, the design
is characterized by the nesting proportion of 9:4 across the lower and the middle towns and
the castle. The proportions of 5/4, 7/6, and 5/4 for the lower town, the middle town, and the
castle may reflect the measures related to the royal city, the commander’s quarter, and the
king’s quarter, respectively. We don’t know if the choice of the other proportions in Figure 8
had similar underlying logic.
Figure 6. Map of Dholavira (Bisht, 1997)
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The Vedic Tradition
Figure 7. Proportions from Dholavira (Danino)
Danino’s analysis of the Dholavira length unit D shows that it corresponds to the
Arthaśāstra 2.20.19 measure of dhanus that equals 108 aṅgulas. This scale is confirmed by a
terracotta scale from Kalibangan and the ivory scale found in Lothal. The Kalibangan scale
(Balasubramaniam and Joshi, 2008) corresponds to units of 17.5 cm, which is substantially
the same as the Lothal scale and the small discrepancy may be a consequence of shrinkage
upon firing.
Figure 8. The dimensions of Dholavira in terms of dhanus (Danino)
Pant and Funo (2005) find continuity between the grid and modular measures in the
town planning of Mohenjodaro and Kathmandu Valley. They find the measure of 19.2 meters
as a unit in quarter-blocks of the town; this is nearly the same as the unit characteristic of the
dimensions of Dholavira. It shows that the traditional architects and town planners have
continued the use of the same units over this long time span.
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Subhash Kak
HISTORIC PERIOD
Balasubramaniam has found new evidence supporting the continuing use in the historical
period of the 108-sub-unit based measurement scheme in a variety of monumental
architecture. He found (Balasubramaniam, 2008) confirmation of the use of the unit of dhanus
(D) in the Delhi iron pillar (Figure 9), and he showed that its dimensions are elegantly related
to D.
Underground base:
Height of main pillar:
Capital:
Diameter at foundation:
Diameter at ground:
Diameter at the top:
4/5 D
12/5 D
4/5 D
3/9 D
2/9 D
1/9 D
Figure 9. The Delhi Iron Pillar
The division of D into 108 parts is established by the fact that the diameter at the top,
at the ground and the base are multiples of 12 aṅgulas.
RECURSION IN THE DEOGARH TEMPLE
The Daśavatāra Viṣṇu temple at Deogarh (Vats, 1952) is one of the oldest surviving temples
from India, and it is dated to about 500 AD (Figures 10 and 11). It is significant that this
temple is modular with the basic shape repeated to different scales. Lubotsky (1996) has
identified it with the Sarvatobhadra temple described in the Viṣṇudharmottara Purana. The
Bṛhat Saṃhitā 53.31 calls a building with a verandah running all around as “sarvatobhadra”.
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The Vedic Tradition
Figure 10. The Deogarh temple
Figure 11. Reconstruction of Deogarh temple by Vats
Lubotsky identifies the overall system of the temple with the Pāñcarātra doctrine and
shows that it incorporates the four emanations of Viṣṇu. Meister (1988) shows how this
temple creates a model that makes symbolic substitutions in stone of complicated
architectural forms. At the overarching level, the central structure is repeated to a lesser scale
in the four directions. This idea is to be found in the architecture of other temples as well.
The idea of recursion underpins Indian arts (Vatsyayan, 1997), as it does cosmology
and medicine (Kak, 2005c) in the historic period.
CONCLUSIONS
The aim of this essay is to show continuity from the Sindhu-Sarasvati phase of the third
millennium BC to the historic period in the ideas of tripartite division and of recursion.
Dholavira presents a general plan of the city in terms of its three divisions where the
proportions are defined recursively and in ratios that are also to be found in the Vedic temple.
We argue that the notion of the equivalence of the microcosm and the macrocosm, which is
at the heart of the tripartite division and recursion in the Vedic period, had currency in the
Sindhu-Sarasvati phase.
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Subhash Kak
More specifically, we find the use of the same unit of length (dhanus) with its 108
parts both in the Sindhu-Sarasvati and the historic periods. The use of a scale with 108
divisions is significant because it reflects fundamental ideas related to the nature of the
cosmos. This parallel, by itself, could be a coincidence, but when viewed together with the
continuity in religion, art, and architecture, it demonstrates a common vision of the universe.
Acknowledgement. I would like to thank M. Danino and the late R. Balasubramaniam for
comments on earlier versions of this paper.
BIBLIOGRAPHY
Balasubramaniam, R. 2008. On the mathematical significance of the dimensions of the Delhi Iron
Pillar. Current Science, vol. 95, pp. 766-770.
Balasubramaniam, R. and Joshi, J.P. 2008. Analysis of Terracotta Scale of Harappan Civilization from
Kalibangan. Current Science, vol. 95, pp. 588-589.
Bhat, M.R. 1995. Varāhamihira’s Brhat Samhitā. Delhi: Motilal Banarsidass.
Bisht, R.S. 1997. Dholavira Excavations: 1990-94. in Facets of Indian Civilization Essays in Honour
of Prof. B. B. Lal, ed. J. P. Joshi. New Delhi: Aryan Books International, vol. I, pp. 107-120.
Bisht, R.S. 1999. Harappans and the Rgveda: Points of convergence. In The Dawn of Indian
Civilization, edited by G.C. Pande. Centre for Studies in Civilizations, Delhi, pp. 393-442.
Caland, W. (ed.). 1931/1982. Pancavimsa-Brahmana: The Brahmana of Twenty Five Chapters.
Calcutta: Asiatic Society.
Danino, M. 2008. New insights into Harappan town-planning, proportions and units, with special
reference to Dholavira, Man and Environment, vol. 33, No. 1, pp. 66-79.
Kak, S. 1992. The Indus tradition and the Indo-Aryans. Mankind Quarterly, vol. 32, 195-213.
Kak, S. 2000. The Astronomical Code of the Rgveda. New Delhi: Munshiram Manoharlal.
Kak, S. 2002. The Aśvamedha: The Rite and its Logic. Delhi: Motilal Banarsidass.
Kak, S. 2003. Early Indian music. In A Search in Asia for a New Theory of Music. In J.S. Buenconsejo
(ed.). University of the Philippines, Center for Ethnomusicology Publication, Quezon City.
Kak, S. 2005a. The axis and the perimeter of the temple. Presented at the Kannada Vrinda Seminar
Sangama 2005 held at Loyola Marymount University, Los Angeles.
Kak, S. 2005b. Early Indian architecture and art. Migration and Diffusion, vol. 6, Number 23, pp. 627.
Kak, S. 2005c. Greek and Indian cosmology: Review of early history. In History of Science,
Philosophy & Culture in Indian Civilization, vol. 1, part 4 (A Golden Chain, G.C. Pande, ed.), pp.
871-894.
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Kak, S. 2006. Art and cosmology in India. Patanjali Lecture, Univ of Massachusetts, Dartmouth, May
5.
Kak, S. 2008. The Wishing Tree. New York: iUniverse; New Delhi: Munshiram Manoharlal, 2001.
Kaulacāra, R. 1966. Śilpa Prakāśa. Boner, A. and Rath Sarma, S. (eds.). Leiden: E.J. Brill.
Kenoyer, M. 1998. Ancient Cities of the Indus Valley Civilization. Oxford: Oxford University Press.
Lal, B.B. 2005. The Homeland of the Aryans. Evidence of Rigvedic Flora and Fauna & Archaeology.
New Delhi: Aryan Books International.
Lubotsky, A. 1996. The iconography of the Viṣṇu temple at Deogarh and the Viṣṇudharmottarapurana.
Ars Orientalia, vo. 26, pp. 65-80.
Mainkar, V.B. 1984. Metrology in the Indus Civilization. In Frontiers of the Indus Civilization. B.B.
Lal and S.P. Gupta (eds.). New Delhi: Books and Books.
Maula, E. 1984. The calendar stones from Moenjo-Daro. In Interim Reports on Fieldwork Carried
out at Mohenjo-Daro 1982-83, vol. 1, eds. M. Jansen and G. Urban. Aachen and Roma, pp. 159-170.
Meister, M.W. 1988-89. Prasada as palace: Kutina origins of the Nagara temple. Artibus Asiae, vol.
49, No. ¾, pp. 254-280.
Pant, M. and Funo, S. 2005. The grid and modular measures in the town planning of Mohenjodaro
and Kathmandu Valley, Journal of Asian Architecture and Building Engineering, vol. 4, No. 1, pp. 5159.
Rao, S.R. 1991. Dawn and Devolution of the Indus Civilization. Delhi: Aditya Prakashan.
Vats, M.S. 1952. The Gupta Temple at Deogarh. Delhi: Memoirs of the Archaeological Survey of
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Vatsyayan, K. 1997. The Square and the Circle of Indian Arts. New Delhi: Abhinav Publications.
Wanzke, H. 1984. Axis systems and orientation at Mohenjo-Daro. In Interim Reports on Fieldwork
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33-44.
Conference on SINDHU-SARASVATI VALLEY CIVILIZATION: A REAPPRAISAL, Loyola Marymount
University, Los Angeles, February 21 & 22, 2009.
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22
The Garbha Upaniṣad: How Life Begins*
Mother Goddess and Child 600 CE/ Simon Norton Museum
॥ गभोपधनर्षि् ॥
यद्गभोपधनर्षद्वे द्यं गभयस्य िािबोिकम् ।
शरीरापह्निात्मत्सद्धं िमात्रं कलये िररम् ॥
WHENCE ARE LIVING BEINGS BORN?
What is life and how does it begin? How does awareness dawn in the developing fetus? These
are questions that Sage Pippalāda asks in this astonishing text of the Garbha Upaniṣad1.
Pippalāda is also credited with the answers in the Praśna Upaniṣad, which is one of the
primary UpaniṣadS and one of the oldest. The six questions in the Praśna Upaniṣad are:
1. Whence are living beings born?
*
LSU (2019)
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Subhash Kak
2. How many devas (powers) uphold and illumine a living being?
3. Whence does life come into the body? How does it abide? How does it go out of
the body? How does life interface with the external world? How is it connected with
the Self?
4. What powers are quiescent when one sleeps, and what powers are awake? Who
sees the dreams? Who experiences happiness? In whom are all these established?
5. If one were to meditate on the symbol “Om” until death, what would one obtain by
doing so?
6. Who is the person with sixteen parts? (This is a question about the different modes
of the Self.)
These are the deepest questions of life and remain as urgent now as they were three
or four thousand years ago. My objective is not to revisit these questions but only to focus on
Pippalāda’s answers provided in the Garbha Upaniṣad, which is a companion text with deeper
responses to some of these questions.
There is no unanimity about the date of the Garbha Upaniṣad. Since it is ascribed to
Pippalāda, we need to determine this sage’s place in the Vedic tradition, although it is believed
that the text may not be as old as the sage. Pippalāda is also the author of the Atharvaveda
śākhā named after him (Paippalāda śākhā). If the Ṛgveda is to be taken to be no later than
2000 BCE as suggested by hydrological evidence related to the drying up of the Sarasvatī
River that the Ṛgveda celebrates as flowing from the mountains to the sea2, then as a principal
arranger of the Atharvaveda, Pippalāda should be assigned to at least the middle of the second
millennium BCE. But there are some Western scholars who believe these dates are a thousand
years too long and the Garbha Upaniṣad should be assigned to 600 BCE or so.
According to the Purāṇas, Pippalāda was the disciple of the Ṛṣi Vedasparśa, and he
instructed Yudhiṣṭhira in the significance of the Aṅgāravrata, which is based on a dialogue
between Śukra and Virocana.
The physiological knowledge in the Garbha Upaniṣad is consistent with that found in
the oldest Upaniṣads. Like the other texts, it speaks of recursion, but it doesn’t list as many
channels (veins and nerves) as some other texts do. This indicates that this Upaniṣad may be
older than has been assumed.
Pippalāda’s six questions in the Praśna Upaniṣad are reminiscent of the six darśanas
that touch upon six different aspects of reality: logic and structure of speech (nyāya), structure
of matter (vaiśesika); creation at the cosmic and personal levels (sāṅkhya), synthesis of matter
and mind (yoga); analysis of lived life (mīmāṃsā), and understanding of overarching reality
(vedānta). This is not an argument for the lateness of the Praśna Upaniṣad, but rather for the
remote antiquity of six bases to reality, which mirror the six directions3.
For a proper understanding of the Garbha Upaniṣad it is essential to understand the
subtle ideas of recursion4, physiology and consciousness, channels in the body, and causal
chain and birth.
Like other sages of the Upaniṣads, Pippalāda is systematic and rational. The physical
basis of life, and the sequence following the development of the embryo, is clearly defined.
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He describes the basis of life mystically in categories that go, in sequence, from 2 to 7. In the
body emerge 8 natures and in it arise 16 modifications that are similar to the tattvas of
Sāṅkhya and the modes indicated in Praśna Upaniṣad 6.4.
The embryo is taken to have become jīva (conscious self) in the seventh month, and
in the eighth month, it becomes complete in every sense. This gives the time the fetus
becomes a person, with attendant legal rights. It is not explained how the jīva comes to be
attached to the body.
Although other passages indicate that the jīva resides in the heart’s recess, it also
suffuses the entire body; furthermore, its identity with the Puruṣa means that, mysteriously,
it is one with the entire universe. The distinction also implies the existence of the subtle body
(liṅgam). In the Sarvasāra Upaniṣad 7, the subtle body is defined as created out of the mind
and other subtle elements that reside in the knot of the heart. The consciousness within this
subtle body is called the “knower of the field” (kṣetrajña).
The body is an instrument of the heart, but for it to be able to do what it can, the
kṣetrajña must be free: this is mokṣa or mukti.
RECURSION
Recursion, the mirroring of the cosmos at several levels, including at the level of the body, is
one of the central ideas of the Upaniṣads. It is clearly stated, for example, in the Chāndogya
Up. 8.1.1 and 3, where we are told that within the heart is this small place with the heaven,
earth, sun, moon, and stars where the lights of the universe shine.
अि यधददमत्मस्मन्त्ब्रह्मपुरे दिरं पुण्डरीकं िेश्म दिरोऽत्मस्मन्नन्तराकाशस्तत्मस्मन्यदन्तस्तदन्वेष्टयं
िद्वाि धिधजज्ञाधसियधमधि ॥ ८. १. १ ॥
यािान्वा अयमाकाशस्तािानेर्षोऽन्तहृय दय अकाश उभे अत्मस्मन्त्द्यािापृधििी अन्तरे ि समाधििे
उभािधिि
िायुि
सूयाय चिमसािुभौधिद् युन्नक्षत्राधण
यच्चास्येिात्मस्त
यच्च
नात्मस्त
सिं
िदत्मस्मन्समाधििधमधि ॥ छािोग्योपधनर्षद् ॥ ८. १. ३ ॥
There is in this city of Brahman (the body) the mansion in the shape of a lotus and in
it the small inner ākāśa (sky). What lies there that should be sought, which one should seek
to understand?’
As large indeed as is this ākāśa, so large is that ākāśa in the heart. Within it are
contained both heaven and earth, both fire and air, both sun and moon, lightning and stars;
whatever there is of him (asya) in this world and whatever is not, all that is contained within
it. (Chāndogya Up. 8.1.1 and 8.1.3)
This recursion is also expressed across time, and it leads to a variety of paradoxes that,
the Vedas tell us, cannot be explained away by language. It is described most clearly in the
last (fifth) section of the Garbha Upaniṣad in which the body itself is seen as the ground of
the sacrifice.
Speaking of recursion, one must also mention hiraṇyagarbha, the golden womb out of
which, the Veda tells us, the universe emerged. In an abstract sense, creation at the cosmic
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level is to be understood in a sense similar to that at the individual level.
PHYSIOLOGY AND CONSCIOUSNESS
Now we consider the most interesting assertion that the body consists of 107 marmas (weak
spots), 180 sutures or junction points, 109 snāyu (sinews), 700 veins, 500 majjā (muscle),
360 bones, and forty-five million hairs.
The numbers 180 and 360 are obviously astronomical and related to the number of
days in the civil year. Their occurrence is the assertion of the mirroring of the cosmos in the
body.
The numbers 107 and 109 are also, but less obviously, astronomically related. I have
shown elsewhere (see References 1 and 2) that the Vedic Ṛṣis characterized the universe by
the measure of 108, for it represents the distance to the sun and the moon from the earth, in
multiples of their respective diameters. If the body mirrors the universe, it will have 108 parts,
with 107 vulnerable joints (marmas), and 109 lashes to hold them together (snāyu).
Other Upaniṣads (e.g. Aitareya 3.3) speak of four kinds of life: born alive, born from
egg, born from moisture (insects), and born from germ (plants).
बीजानीिराधण चेिराधण चाण्डजाधन च जारुजाधन च िेदजाधन चोत्मिज्जाधन चाश्वा गािः पुरुर्षा
ित्मस्तनो यत्मिञ्चेदं प्राधण जङ्गमं चपिधत्र च यच्च थिािरं सिं ित्प्रज्ञानेत्रं प्रज्ञाने प्रधिधष्ठिं प्रज्ञानेत्रो
लोकः प्रज्ञा प्रधिष्ठा प्रज्ञानं ब्रह्म ॥ ऐिरे य उधपनर्षि् ३.३ ॥
[These all] are born of eggs, of wombs, of moisture, and of sprouts, namely horses,
cattle, men, elephants, and all creatures that there are that move or fly and those that do not
move. All these are guided by consciousness and supported by consciousness; the basis is
consciousness. Consciousness is Brahman. (Aitareya Up. 3.3)
Consciousness is taken to exist not only in the human, but in all life.
CHANNELS IN THE BODY
The count of 700 channels does not go to the usual details that are to be found in other
Upaniṣads. Thus Pippalāda instructs Āślavāyana in Praśna Upaniṣad 3.6:
अत्रैिदे कशिं नाडीनं िासां शिं शिमेकैकस्या द्वासप्तधिद्वाय सप्तधिः प्रधिशाखानाडीसिस्राधण
भिन्त्यासु यानिरधि ॥ प्रनोपधनर्षि् /िृिीयः प्रनः ३.६ ॥
Here there are one hundred and one channels;
each of these has one hundred more;
each further has seventy-two thousand branching channels;
through which the vyāna (breath) courses. (Praśna Up. 3.6)
This means that the total number of channels (veins, nerves) equals: 101 + 101×100
+ 101×100×72,000 = 727,210,201. Of these, the most significant channel is the suṣumnā.
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Bṛhadāraṇyaka Upaniṣad 2.1.19 speaks of how the Self returns to the body along the
72,000 hitā channels, which branch off from the heart to all parts of the body. This together
with a further description of these nerves of four colors is described well in the Kauṣītaki
Brāhmaṇa Upaniṣad:
िं िोिाचाजािशत्रुययत्रैर्ष एिद्बालाके पुरुर्षोऽशधयष्ट यत्रैिदभूद्यि एिदागात्मद्धिा नाम हृदयस्य
नायो हृदयात्पुरीििमधभप्रिन्वत्मन्त िद्यिासिस्रिा केशो धिपाधििस्तािदण्ड्यः धपङ्गलस्याधणम्ना
धिष्ठत्मन्त । शु क्लस्य कृष्णस्य पीिस्य लोधििस्येधि िासु िदा भिधि । यदा सु प्तः िप्नं न कञ्चन
पश्यर्तत्मस्मन्प्राण एिैकिा भिधि ििैनं िाक्सिैनाय मधभः सिाप्येधि चक्षुः सिै रूपैः सिाप्येधि श्रोत्रं
सिैः शब्ै ः सिाप्येधिमनः सिैध्याय िैः सिाप्येधि स यदा प्रधिबुध्यिे यिािेर्ज्यलिो सिाय धदशो
धिस्फुधलङ्गा धिप्रधिष्ठे रन्नेिमेिैिस्मादािनः प्राणा यिायिनंधिप्रधिष्ठन्ते प्राणेभ्यो दे िा दे िेभ्यो
लोकास्तद्यिा
क्षुरः
क्षुरध्यानेऽिधििः
स्याधद्वश्वंभरो िा
धिश्वंभरकुलाय
एिमेिैर्ष
प्राज्ञ
आिेदंशरीरमािानमनुप्रधिष्ट आ लोमभ्य आ नखेभ्यः ॥ १९ ॥
िमेिमािानमेिमािनोऽन्विस्यधि यिा श्रेधष्ठनं िास्तद्यिा श्रेष्ठैः िैभुयङ्क्ते यिा िा श्रेधष्ठनं िा
भुञ्जन्त्येिमेिैर्षप्राज्ञािैिैरािधभभुयङ्क्ते । एिं िै िमािानमेि आिानो भुञ्जत्मन्त । स यािद्ध िा
इि एिमािानं न धिजज्ञे िािदे नमसुरा अधभबभूिुः । सयदा धिजज्ञेऽि ििासुरात्मन्वधजर्त सिेर्षां
दे िानां श्रैष्ठ्यं िाराज्यमाधिपर्तं परीयाय एिैिं धिद्वान्सिाय न्पाप्मनोऽपिर्त सिेर्षां भूिानां
श्रैष्ठ्यंिाराज्यमाधिपर्तं पये धि य एिं िेद य एिं िेद ॥ कौर्षीिधकब्राह्मणोपधनर्षि् ४. २० ॥
The nerves of the heart named hitā extend from the heart of the person towards the
surrounding body. Fine as a hair divided a thousand-fold, they stand full of thin
essence of various colors, white, black, yellow, and red. In these one remains when
sleeping and sees no dream, becoming one with the prāṇa alone. Then speech with all
names goes to it, the eye with all forms goes to it, the ear with all sounds goes to it,
and the mind with all thoughts goes to it. And when he awakes, then as from a blazing
fire sparks proceed in all directions, thus from that self the prāṇas proceed, each
towards its place, from the prāṇas the gods (the senses), from the gods the worlds.
And as a razor might be placed in a razor-case, or as fire in the fire-place, even so this
conscious self enters the body to the very hairs and nails.
On that self depend other selves, as the men follow the chief, or as his own people are
of service to the chief, even so these other selves are of service to that self. So long
Indra did not understand this self, the Asuras defeated him. When he understood this,
striking down and conquering the Asuras, he attained pre-eminence among all gods
and all beings, sovereignty and supremacy. And thus also he who knows this obtains
pre-eminence among all beings, sovereignty, supremacy — he who knows this, yes,
he who knows this. (Kauṣītaki Brāhmaṇa Upaniṣad 4.19–20)
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CAUSAL CHAIN AND BIRTH
In Section 4, the Upaniṣad speaks of how the newborn forgets the causal chain at the moment
of birth. This echoes the Bhagavad Gītā:
इच्छाद्वे र्षसमुत्थेन द्वन्त्द्वमोिे न भारि ।
सियभूिाधन सम्मोिं सगे यात्मन्त परन्तप ।। ७.२७ ।।
By the rising together of desire and envy from the confusion of duality, all beings,
when born, fall into the state of forgetting. (Bhagavad Gītā 7.27)
By doing this, it is able to fit the individual’s embodiment in the womb that is
consistent with the idea of rebirth.
THE TEXT OF THE GARBHA UPANISAD
ॐ सि नािििु ।
सि नौ भुनतु ।
सि िीयं करिाििै ।
िेजत्मि नाििीिमस्तु मा धिधद्वर्षाििै ।
ॐ शात्मन्तः शात्मन्तः शात्मन्तः ॥
Om! May we be protected; may we be nourished; may we act together with energy;
may our study be vigorous and effective; may we not mutually dispute. Om! śāntiḥ,
śāntiḥ, śāntiḥ.
ॐ पञ्चािकं पञ्चसु िियमानं र्षडाश्रयं
र्षड् गुणयोगयुतम् ।
ित्सप्तिािु धत्रमलं धद्वयोधन
चिुधियिािारमयं शरीरं भिधि ॥
The body is fivefold in nature (the five elements), existing in the five, depending on
the six supports (tastes of food), connected with the six qualities, [consisting of] seven
dhātus (tissues), three impurities, having two yonis (sexes), and [nourished by] four
kinds of food.
पञ्चािकधमधि कस्माि् पृधियापस्तेजोिायुराकाशधमधि ।
अत्मस्मन्पञ्चािके
शरीरे का पृधििी का आपः धकं िेजः को िायुः धकमाकाशम् ।
ित्र यिधिनं सा पृधििी यद् द्रिं िा आपो यदु ष्णं
ित्तेजो यत्सञ्चरधि स िायुः यत्सुधर्षरं िदाकाशधमर्तुच्यिे ॥
How is it pancātmakam (five-fold)? Because of the five: earth, water, fire, air and
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ether. In this five-fold body, what is earth, what is water, what is fire, what is air, and
what is ether? It is said that what is hard is earth, what is fluid is water, what is warm
is fire, what moves is air, and what is space is ether.
ित्र पृधििी िारणे आपः धपण्डीकरणे िेजः प्रकाशने
िायुगयमने आकाशमिकाशप्रदाने । पृिक् श्रोत्रे
शब्ोपलब्धौ िक् स्पशे चक्षुर्षी रूपे धजह्वा रसने
नाधसकाऽऽघ्राणे उपथििानिनेऽपानमुत्सगे बुद्ध्या
बुद्ध्यधि मनसा सङ्कल्पयधि िाचा िदधि ।
There the earth is to support, water is to consolidate, fire is for light, air is for
movement, and ether is to provide space. Separately, ears are to receive words, the
skin for touch, eyes to see form, tongue for taste, and nose for smell. The genitalia are
for pleasure and apāna for evacuation. One cognizes with the intellect (buddhi),
envisions with the mind (manas), and speaks with words (vāk).
र्षडाश्रयधमधि
कस्माि् मिुराम्ललिणधितकिु कर्षायरसात्मन्वििे ।
र्षड् जर्षयभगान्धारमध्यमपञ्चमिैििधनर्षादािेधि ।
इष्टाधनष्टशब्संज्ञाः प्रधिधििाः सप्तधििा भित्मन्त ॥ १॥
How is the six-fold support? It is said to be the six tastes [of food]: sweet, acid, salty,
pungent, bitter, and astringent. And ṣaḍja, ṛṣabha, gāndhāra, pancama, madhyama,
dhaivata, niṣāda, together with agreeable and disagreeable sounds and prayer, make
seven categories (or ten categories, प्रधणिानाद्दशधििा भित्मन्त, which is a variant
reading).
शुक्लो रतः कृष्णो िूम्रः पीिः कधपलः पाण्डु र इधि ।
सप्तिािुधमधि कस्माि् यदा दे िदत्तस्य द्रयाधदधिर्षया
जायन्ते ॥ परस्परं सौम्यगुणिाि् र्षड् धििो रसो
रसाच्छोधणिं शोधणिान्मां सं मां सान्मेदो मेदसः
स्नािा स्नाव्नोऽथिीन्यत्मथिभ्यो मज्जा मज्ज्ञः शुक्रं
शुक्रशोधणिसंयोगादािियिे गभो हृधद यिथिां
नयधि । हृदयेऽन्तराधिः अधिथिाने धपत्तं धपत्तथिाने
िायुः िायुथिाने हृदयं प्राजापर्तात्क्रमाि् ॥ २॥
It has white, red, black, smoky gray, yellow, tawny and pale as the colors. What are
the seven dhātus (tissues) when Devadatta (any person) desires enjoyment of objects?
From the proper combination of qualities, six types of chyle (rasa) emerge. From
relish of food, blood is created, from it flesh, thence fat, bones, marrow, semen. By
the combination of semen and blood the embryo (garbha) is born, and its growth is
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regulated by the heart (mother’s heartbeat as well as the embryo’s).
[The seven dhātus] are in the heart where there’s inner fire; at the place of the fire is
pitta (bile); at the pitta-organs is movement (vāyu); and at the vāyu-place is the heart,
all growing in order according to the law (Prajāpati).
ऋिुकाले सम्प्रयोगादे करात्रोधर्षिं कधललं भिधि
सप्तरात्रोधर्षिं बुद्बुदं भिधि अियमासाभ्यन्तरे ण धपण्डो
भिधि मासाभ्यन्तरे ण कधिनो भिधि मासद्वयेन धशरः
सम्पद्यिे मासत्रयेण पादप्रिे शो भिधि ।
When ready, on the joining [of the male and female], [the embryo] after [a day] and
night is in a mixed (semi-fluid) state; after seven days it becomes a bubble; after a
fortnight, a solid mass, and in a month, it hardens. In two months, it develops the head;
in three months, the feet grow.
अि चिुिे मासे
जिरकधिप्रदे शो भिधि । पञ्चमे मासे पृष्ठिंशो भिधि ।
र्षष्ठे मासे मुखनाधसकाधक्षश्रोत्राधण भित्मन्त ।
In the fourth month, belly and hip are formed; in the fifth month, the backbone is
formed; in the sixth month, nose, eyes and ears are formed.
सप्तमे मासे जीिेन संयुतो भिधि ।
अष्टमे मासे सियसम्पूणो भिधि ।
In the seventh month, [the embryo] comes to have the jīva (conscious self), and in the
eighth month, it becomes complete in every sense.
धपिू रे िोऽधिररताि् पुरुर्षो भिधि । मािुः
रे िोऽधिररतात्मथियो भिन्त्युभयोबीजिुल्यिान्नपुंसको भिधि ।
If the father’s seed is more potent, it becomes male; if the mother’s seed is stronger,
it becomes female. If the seeds are equal, it becomes an intersexual (napuṃsaka,
neither male, nor female).
याकुधलिमनसोऽन्धाः खञ्जाः कुब्जा िामना
भित्मन्त । अन्योन्यिायुपररपीधडिशु क्रद्वै ध्याद्द्धििा
िनुः स्यात्तिो युग्ाः प्रजायन्ते ॥
If [at the time of impregnation] the parents are aGītāted [that is the seeds of the parents
are not in a normal or healthy state], the child will be blind, crippled, hunch-backed
or stunted. If the vital air moves around, the seed enters in two parts, resulting in twins.
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पञ्चािकः समियः
पञ्चािकिेजसेद्धरसि सम्यग्ज्ज्ञानाि् ध्यानाि्
अक्षरमोङ्कारं धचन्तयधि । िदे िदे काक्षरं ज्ञािाऽष्टौ
प्रकृियः र्षोडश धिकाराः शरीरे िस्यैिे दे धिनाम् ।
Enabled by the five-fold self, the intelligence of the five elements emerges, and he
meditates on the imperishable syllable Om. With the knowledge of the syllable, he
understands the eight natures [five sense organs, the mind, intellect and ego] and their
sixteen modifications belong to the self-residing in the body.
अि मात्राऽधशिपीिनाडीसू त्रगिेन प्राण आप्यायिे । अि
निमे माधस सियलक्षणसम्पूणो भिधि पूियजािीः स्मरधि
कृिाकृिं च कमय धिभाधि शु भाशुभं च कमय धििधि ॥ ३॥
Whatever is consumed or drunk by the mother passes through the nerves and vessels
to the child, becoming the source of his satisfaction. During the ninth month, all outer
signs attain completeness. And he is reminded of his previous birth, and recounts the
good and bad deeds committed.
नानायोधनसिस्राधण दृष्ठ्वा चैि ििो मया ।
आिारा धिधििा भुताः पीिाि धिधििाः स्तनाः ॥
जािस्यैि मृिस्यैि जन्म चैि पुनः पुनः ।
अिो दु ः खोदिौ मिः न पश्याधम प्रधिधक्रयाम् ॥
यन्मया पररजनस्यािे कृिं कमय शुभाशुभम् ।
एकाकी िेन दह्याधम गिास्ते फलभोधगनः ॥
He thinks: I have seen thousands of wombs, eaten several kinds of food and sucked
many breasts. Born and dead again and again, I am immersed in grief but see no
remedy. Thinking of my good and bad deeds, I am suffering alone, although the bodies
that enjoyed the fruits are gone.
यधद योन्यां प्रमुञ्चाधम सां ख्यं योगं समाश्रये ।
अशुभक्षयकिाय रं फलमुत्मतप्रदायकम् ॥
यधद योन्यां प्रमुञ्चाधम िं प्रपद्ये मिे श्वरम् ।
अशुभक्षयकिाय रं फलमुत्मतप्रदायकम् ॥
When I get out of this womb, I will take refuge in Sāṅkhya-Yoga, which destroys
misery and yields liberation; when I get out of this womb, I will take refuge in
Maheśvara, who destroys misery and grants liberation.
यधद योन्यां प्रमुञ्चाधम िं प्रपद्ये
भगिन्तं नारायणं दे िम् ।
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अशुभक्षयकिाय रं फलमुत्मतप्रदायकम् ।
यधद योन्यां प्रमुञ्चाधम ध्याये ब्रह्म सनािनम् ॥
When I get out of this womb, I will take refuge in Nārāyaṇa, who destroys misery and
grants liberation. When I get out of this womb, I will meditate on the eternal Brahman.
अि जन्तुः रीयोधनशिं योधनद्वारर
सम्प्राप्तो यन्त्रेणापीयमानो मििा दु ः खेन जािमात्रस्तु
िैष्णिेन िायुना संस्पृश्यिे िदा न स्मरधि जन्ममरणं
न च कमय शुभाशुभम् ॥ ४॥
When he reaches the birth canal and comes out of it with great difficulty, he is touched
by an all-pervading movement [Māyā] that causes him to forget previous births and
the good and the bad deeds performed therein.
शरीरधमधि कस्माि्
साक्षादियो ह्यत्र धश्रयन्ते ज्ञानाधिदय शयनाधिः
कोष्ठाधिररधि । ित्र कोष्ठाधिनाय माधशिपीिलेह्यचोष्यं
पचिीधि । दशयनािी रूपादीनां दशयनं करोधि ।
ज्ञानाधिः शुभाशुभं च कमय धििधि ।
Why the body is called śarīram. It has three fires — namely, jñānāgni, darśanāgni and
koṣṭhāgni. Of these, koṣṭhāgni is that fire which enables the digestion of what is eaten;
darśanāgni is the fire that gives the power of seeing forms; jñānāgni is that fire of
knowledge which enables one to distinguish between good and bad actions.
ित्र त्रीधण
थिानाधन भित्मन्त हृदये दधक्षणाधिरुदरे गािय पर्तं
मुखमाििनीयमािा यजमानो बुत्मद्धं पत्नीं धनिाय
मनो ब्रह्मा लोभादयः पशिो िृधिदीक्षा सन्तोर्षि
बुद्धीत्मियाधण यज्ञपात्राधण कमेत्मियाधण ििींधर्ष धशरः
कपालं केशा दभाय मुखमन्तिेधदः चिुष्कपालं
धशरः र्षोडश पाश्वयदन्तोष्ठपिलाधन ।
They have three places. At the heart is the dakṣiṇāgni, in the belly is the gārhapatya,
in the mouth is the āhavanīya. The ātman is the yajamāna (sacrificer); intelligence is
the mistress; the mind is the Brahmā (the doer); greed and so on [anger, jealousy] are
animals [of sacrifice]; mental strength is the vow; contentment and the organs of
intellect are the instruments of the yajña (sacrifice); the action organs are the sacrificial
objects (comparable to the havis or the rice); the head or the skull is the utensil; the
hair thereon is the darbha (the dried grass used in homa); the mouth is the inner altar,
the head are the four cups, and the two rows of teeth are the sixteen cups (kapāla) [of
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the sacrifice].
सप्तोत्तरं ममयशिं साशीधिकं सत्मन्धशिं सनिकं स्नायुशिं
सप्त धशरासिाधन पञ्च मज्जाशिाधन अथिीधन च ि
िै त्रीधण शिाधन र्षधष्टिाियचिस्रो रोमाधण कोट्यो
हृदयं पलान्यष्टौ द्वादश पलाधन धजह्वा धपत्तप्रथिं
कफस्याढकं शु क्लं कुडिं मेदः प्रथिौ द्वािधनयिं
मूत्रपुरीर्षमािारपररमाणाि् ।
[The human body] consists of 107 marmas (weak or sensitive spots), 180 sutures or
junction points, 109 snāyu (sinews), 700 channels, 500 majjā (muscle), 360 bones,
and forty-five million hairs. The heart weighs 8 palas and the tongue weights 12 palas.
It has one prastha of pitta (bile), one āḍhaka of kapha, one kuḍava of śukra, and two
prasthas of fat. The measure of the urinary or solid excretions is dependent on the
intake. [1 pala = 45.5 grammes; 1 prastham = 728 grammes; 1 āḍhakam = 2,912
grammes; 1 kuḍava = 182 grammes].5
पैप्पलादं मोक्षशारं
पररसमाप्तं पैप्पलादं मोक्षशारं पररसमाप्तधमधि ॥
This Mokṣaśāstra was enunciated by the sage Pippalāda. This Mokṣaśāstra was
enunciated by the sage Pippalāda.
ॐ
सि नािित्मिधि शात्मन्तः ॥
इधि गभोपधनर्षत्समाप्ता ॥
1.
2.
3.
4.
5.
NOTES
Deussen, Bedekar and Palsule (1997).
Kak, The Astronomical Code (2016).
Kak, Mind and Self (2016)
Kak, The Loom of Time (2016).
The conversion ratios are from Deussen’s The Philosophy of the Upanishads, page 285.
BIBLIOGRAPHY
Deussen, P. The Philosophy of the Upanishads. Dover, 1966.
Deussen, P., Bedekar, V.M., Palsule, G.B., Sixty Upanishads of the Veda. Motilal Banarsidass,
1997.
Kak, S. The Astronomical Code of the Ṛgveda (3rd edition). Aditya Prakashan, New Delhi,
2016.
Kak, S. Mind and Self. Mt. Meru, Mississauga, Canada, 2016.
Kak, S. The Loom of Time. DK Publishers, New Delhi, 2016.
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23
Ritual, Masks, and Sacrifice*
INTRODUCTION
Ritual is intimately connected with the mask, either in the wearing that hides the true face, or
in the adoption of a public face. The mask makes the disengagement from ordinary time and
the connection to the ancient and repetitive, which is the heart of ritual, psychologically
acceptable. Together, ritual and mask facilitate the apprehension of identity and its
connections with paradox by placing the mystery of change outside of life’s ordinary
reasonableness into the domain of magic and power. This change and transformation is
enacted by the sacrifice of the ritual.
The question of transformation is also related to cognitive categories, sexual identity,
and violence. There is not only aggression and violence in Nature (as in the matsyanyāya of
the big fish eating the smaller fish), but also within the human soul. It is in the human nature
to own and command, and this sets up a struggle with other individuals. Rousseau’s idea that
man is fundamentally good as in his famous slogan “Man is born free, and everywhere he is
in chains”, led to the naïve view that violence is a consequence of social ills alone. But society
only embodies that already exists as potential in each individual, and violence is a
fundamental impulse of life. Hobbes and Sade represent ancient psychological views more
accurately than Locke, Rousseau, or contemporary liberals.
Ritual recreates the universe in a symbolic mirroring whose structure depends on
the cosmology underlying the culture. It helps shift perspective from the outer to the inner.
Reconciliation to loss may be easier if one acknowledges that subjective facts are
constructions of the mind. The creation of internal reality by the mind is confirmed by the
consideration of altered states of consciousness. It is for these reasons that masks help one to
confront the questions of identity and personhood.
Visions of the end of the world flavour the grammar for much ritual and sacrifice.
There exist two main views, centered about permanence and change, respectively. In the first,
the end leads to the resurrection of the body; in the second, the spirit goes through cycles of
change. Conflicting body-centric visions of the end of the world are at the root of the ongoing
war in the Middle East. The vision of a permanent body maps to a word-centric tradition,
whereas those who consider change as part of natural law use images, since the image is a
snapshot of a dynamic sequence.
Sacrifice, as recreation of the order in the universe, can be of two kinds: either literal,
in a mirroring of the idea of a permanent life after death; or symbolic, where it is sacred
theatre to represent the larger play of the gods in the universe. Sacrifice and killings continue
*
Studies in Humanities and Social Sciences, Volume 11, 2004
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as part of human society and one can see it most clearly in the relationship between man and
animals.
In this essay, I consider themes related to ritual, masks, and sacrifice to illuminate
aspects of culture in the past and in our own times. This consideration includes the
contemporary treatment of animals, the traditional victims of sacrifice.
PERSON AND MASK IN THE WEST
In Rome, the term persona applied to individuals who had full citizenship, determined by
membership of recognized descent lines or lineages. Such families had to demonstrate
possession of simulacra and imagines, which were death-masks of the ancestors, cast in wax,
though in a wider sense they were also the ghosts of the dead. As representations of ancestral
faces, the simulacra and imagines were kept in the lararium, the family shrine in cupboards
or hung from the wall. It was in their watchful presence that initiation ceremonies of the youth
were performed. At funerals, the masks were worn by professional actors who publicly
performed the deeds of their lives. Sometimes ancestral imagines were hung at the four
corners of the funeral bier. The persona therefore represented the individual who could
validate his social identity through the lineage, and this contained in it ideas such as that of
reincarnation and serial succession.
Masks were used by actors for dramatic effect to convey danger, mystery, and to
facilitate the sense of transformation in the viewer's mind. The actor could take the persona
of gods, demons, or of animals. It also made it possible to show killing in symbolic terms,
with great power.
With the rise of Christianity, its underlying duality brought the notion of possession
to the fore. In addition to the good people who waited patiently for the Day of Judgment to
enjoy their everlasting life, bad people became larvae, who could return to possess and
torment living people. In 643, there is declaration by the King of the Lombards that killing
witches was justified. The term masca became synonymous with witches. Before this, the
Church Councils had already condemned the practice of masking, especially as cervuli
(horned animals) and vetulae (old women). Masking represented the power of alteration of
identity, which was especially reprehensible if it transformed into animals or women. Cesare
Poppi summarizes:1 “The Middle Ages believed in miracles, but only in those transformations
of the order imposed by God on Creation that could be related, one way or another, to that
original transformatio that was the Eucharist, i.e. the mystery of the death and resurrection
of Christ. The rest, any other ‘masking’ of the divine imprint on Creation, was diabolical. And
not only the Devil was himself ‘a mutant’, but he was a mask, a false appearance in need of
constant re-masking due to the as many exposures he had to undergo. In this respect, he was
the non-identical, the confounder, the Great Liar – and he lied first of all about himself and
his appearance.”
The agency within, if it was in conflict with the plan of the Church, became a sign
of the devil. Consequently, art and sciences suffered serious circumscription and Europe was
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plunged into the Dark Age. According to David Napier:2 “[W]hat distinguished medieval
visual representations was the conviction that all ambiguous personifications save the Trinity
were both morally unacceptable and categorically harmful... For Christians, an all-knowing
god cannot be moved by mimesis; transformation through visual performance and
supernatural omniscience must remain antithetical. For the Middle Ages, the body itself
became a persona---a mask that its wearer only escaped at death.”
With the breakdown of materialism as the basis of science and the rediscovery of the
inner world of the mind, the modern man's sensibility has become receptive to ancient artistic
expression, making ritual more accessible. But this increased accessibility has not always
been accompanied by greater understanding, which explains the ambivalence towards it on
the one hand and the passionate embrace of the irrational on the other. From this perspective
we find that the current religious strife is not unrelated to the attitudes springing out of the
paradoxical in science.
SEX, VIOLENCE AND ART
First time visitors to America can't fail to be struck by the prominence that sex and violence
have in the arts, the media, and popular culture. Some see in this signs of decadence; others
view it as birth pangs of a new, more humane culture of knowledge, the necessary evil that
heralds a new golden age.
A myth popularized by modern-day utopians is that if only oppressive, paternalistic
institutions were dismantled, an ideal and perfect society would be created. The left holds
capitalistic organizations responsible not only for social ills but even decadence and violence.
The establishment feminists believe that if the young were to be properly raised, all problems
related to gender will be eliminated. The reduction of the power of paternalistic institutions
is seen behind the advancement of the previous century toward equal rights for women,
spread of education, and reduction of poverty and hunger. Other advancements adduced are
the freeing of women from ‘male-encouraged’ practices such as binding of feet (China),
wearing of corsets (West), and the veil.
But the progress that has occurred is not only a result of cultural change, but also of
industrial revolution. Machines at home freed up women to work in the marketplace. In the
service industry, women could work as equal to men, empowering them in the process. But
women may have been freed from corsets, only now they wear five-inch high stiletto heels.
Acknowledging violence as a part of the human condition helps a culture to devise
ways to confine it to the theatre of the mind. Ignoring the individual's propensity for violence
we run the risk of continuing the mistakes that made the last century one of the most bloody
in history.
In rich societies, violence has taken new forms. There are massacres by schoolboys,
violence to oneself through drugs and self-mutilation, even cannibalism. At colleges, young
people pierce their tongues, eyebrows and other organs, not because paternalistic institutions
demand it but because it is ‘cool’ to do so. Then there is violence arising out of despair, greed,
and envy.
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More traditional societies have their own gallery of horrors. Consider the terror of
the last decade in Afghanistan, Pakistan, the Balkans, Rwanda, and Algeria, where throats
have been slashed, people burnt to death, and women raped on a wide scale. Entire
communities have been massacred.
Violence arises out ignorance, by a misidentification with the animal self within.
Nature transcends the dichotomy of good and evil. Beauty softens the horror of this, taking
our minds into imagination and the domain of divinity. Art, as representation of beauty,
intimates transcendence beyond the humdrum.
Modern life alienates us from Nature, even our own. Culture is a structure that keeps
the animal instincts of man at bay, by appealing to reason and higher meaning. But modern
education does not prepare the young to understand differences in gender and culture.
Biological cycles confirm the primacy of Nature over self. The menstruation cycle, in accord
with the motions of the moon, is the most dramatic example of this, but there are other cycles
too. We are tossed about by forces within us over which we have very little control. Since the
woman gives birth, the primacy of Nature was celebrated in the ancient world through the
symbol of the Goddess.
Greek plays were staged to celebrate and honor Dionysus (paralleling this, Indian
plays invoke Shiva), who holds in him both the fearful powers of the mind and creativity and
freedom. In contrast to him stands Apollo, the personification of order, tradition and culture.
The Dionysian creative energy requires a structuring by the Apollonian form for the
Apollonian, in itself, is mechanical.
If Apollo is the god of the moral universe and the law, Dionysus is the patron of
music, dance, and the creative arts. But moral law must be grounded in freedom which, in
turn, has to be given shape by reason, and thus the two gods need each other. There is also
the further polarity between them and the goddess, who nourishes and protects.
Those who accept the primacy and mystery of Nature are Dionysians, others for
whom law and moral order are central are the Apollonians. These complementary views, after
the Greek gods Dionysus and Apollo, are akin to those of Shiva and Vishnu. Shiva’s dance
creates and destroys the world whereas Vishnu by his moral law sustains it. This
complementarity was recognized by the Greeks who came to India with Alexander (who
believed that Indian religion was essentially identical to the Greek), and it is explicitly
recognized in the conception of Harihara, a fusing of Vishnu and Shiva, that became popular
in Southeast Asia.
The further complementarity of the God and the Goddess is through the idea of the
God's consort and the divinity who is half-male, half-female, Ardhanārīśvara. The God
provides the framework for moral order and deepest intuition, whereas the Goddess provides
the inspiration that makes transformation possible. In a recursive playing out of structure,
within each sect there are the right-hand and left-hand ways.
Divinity in the pagan world is hierarchical. The gods stand above the titans just as
the devas are above the asuras. The world of Apollo is a projection of the mysteries of
Dionysus. Reality is the dance of Shiva on the cosmic body of Vishnu; this dance is produced
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by the power of māyā.
The pagans of the West also understood this complementarity, but with the defeat of
Old Religions in Europe, Egypt, and the Near East began a rejection of Nature and of the
Goddess as a symbol of Nature. Society went from a glorification of now and here to that of
hereafter and death, from a glorification of knowledge to the idea of everlasting life in
paradise.
Religious beliefs can be put in three classes: (1) Vedic or pagan, where the
complementarity of Vishnu and Shiva or Apollo and Dionysus is understood; (2) Sky
religions, which decry earth and the Goddess, where ultimate meaning is to be found in
paradise after death; (3) Earth religions, where there is no moral counterbalance of Nature.
The Vedic and pagan religions give weight both to the aesthetic of the word and the eye, the
Sky religions value just the word, and the Earth religions worship the image alone. It is the
interplay between these religions and aesthetics that leads to the development of art in
different styles. It will also be clear that great religions have many diverse currents.
Camille Paglia equates classical antiquity with the visual aesthetic which she calls
paganism. During the Middle Ages in Europe (Dark Ages) when strict Christianity ruled,
images were outlawed in favour of the word. Slowly Catholicism, with its own florid images,
became increasingly pagan. Protestantism was a reaction to Catholicism, an attempt to return
to the primacy of the word. Modernity is the swing back to paganism and its visual mode. By
now Judaism and Christianity have come to terms with images.
The history of Western art, literature, and popular culture may be viewed as a struggle
between the two poles of word image. Paglia says:3 “The most ancient conflict in western
culture, between Jew and Egyptian, continues today: Hebrew word-worship versus pagan
imagism, the great unseen versus the glorified thing.”
In word-cultures Nature is the other, to be controlled and exploited. This is mirrored
in a subordination of women, a rejection of graphic and representational art, and a rejection
of mythology. In societies where the aesthetic of the word is taken to an extreme, women are
completely segregated and even relatives may be ‘killed for honour’; there is a rejection of
words outside of the sacred circle and, consequently, a rejection of history of other circles.
Religious war is a war between two different aesthetics. The Mughal emperor
Jahangir in his Jahāngīrnāmā calls4 “Vedanta the science of Sufism”, yet he has no
compunction in destroying the image of the Varāha in the important pilgrimage centre at
Pushkar5 to show his disapproval of that artistic representation of divinity.
Paglia summarizes6, “Paganism is pictorialism plus the will-to-power. It is ritualism,
grandiosity, colossalism, sensationalism. All theater is pagan showiness, the brazen pomp of
sexual personae. Judaism's campaign to make divinity invisible has never fully succeeded.
Images are always eluding moral control, creating the brilliant western art tradition. Idolatry
is fascism of the eye. The western eye will be served, with or without the consent of
conscience. Images are archaic projection, earlier than words and morals. Greco-Roman
personality is itself a visual image, shapely and concrete. The sexual and psychological
deficiencies of Judeo-Christianity have become blatant in our own time. Popular culture is
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the new Babylon, into which so much art and intellect now flow. It is our imperial sex theater,
supreme temple of the western eye. We live in the age of idols. The pagan past, never dead,
flames again in our mystic hierarchies of stardom.”
The Taliban regime in Afghanistan may have been the last stand of the word-only
idea that rejected all images. In the pursuit of its goal, it was compelled to ban TV and destroy
the images of the Buddha in Bāmiyan. Other Islamic countries, like Saudi Arabia and
Pakistan, have been unable to stop the assault of the eye-aesthetic through books, magazines,
TV and the Internet. They may not acknowledge it, but they are becoming increasingly pagan
in the sense of imagism.
RITUAL AND PARADOX IN INDIA
Indian ritual also involves a specialized vocabulary with layers of meaning and a deliberate
use of paradox. Here words serve as masks. Vedic texts are replete with paradoxical images
for the communication of a transcendent understanding. We see the continuation of such
usage in the poetry of the medieval saints of India, where this language was called sandhyābhāṣā.
The earliest Indian rock art that predates the Harappan civilization has figures
wearing masks. Terracotta masks have been found in Harappa; these include a goat mask. In
the Nāṭya Śāstra, colored paste (mukharāga) was applied by the actor on the face to
communicate the emotion and identity required for the performance. Identity had a social
component, which is why it was defined by the reaction it evoked. This set it partly as a choice
made by the individual within the circumstances of his social situation. Identity also had a
temporal component related to the continuing changes within. These changes, if deliberate,
were termed sacrifice, and they were set in terms of various grand stages of life, and also
smaller stages represented by various saṃskāras.
The term sacrifice, with its common meaning of “killing to offer to God or gods”, is
cause of much misunderstanding of the Vedic ritual. Vedic yajña (sacrifice) need not involve
any killing of animals. It is a highly symbolic performance, and the animals of the sacrifice
may be clay images or grains; or they may just be specific utterances. The Chāndogya
Upaniṣad, speaking of Revati Sāmans says, “The hiṅkāra is goats, the prastāva sheep, the
udgītha cows, the pratihāra horses, and the nidhana puruṣa” (CU 2.6.1; 2.18.1). In other
words, the different parts of the song are compared to different sacrificial animals.
When an animal is sacrificed in the ritual, we are speaking of mock killing in sacred
theatre. The word “killing” is described in the texts to apply equally to the pressing of the
soma stalks and the grinding of the grain (TS 6.6.9.2, SB 2.2.2.1-2, 4.3.4.1-2, 11.1.2.1). The
normative meaning of the term is symbolic. I recently analyzed7 the basis of Aśvamedha ritual
for its theological, psychological and astronomical basis.
The Vedic view acknowledges that all creation is interdependent. Just as the self
(ātman) is mystically equivalent to the universe (Brahman), the body has within it all
creatures. Of the principal animals conceived within the body, the horse represents time. The
horse-sacrifice is then the most mystical and powerful, because it touches upon the mystery
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of time, which carries within it the secret of immortality.
The sacrifice of the animals is the enactment of the killing of the mortal lower self
for a transformation into the immortal higher self. Since the higher self cannot manifest itself
without the lower one, one must settle for something less, a ritual rebirth of the individual. In
other words, sacrifice deals with mastery of time.
There have been several modern scholarly studies of the concept of sacrifice.
According to one view, sacrifice provides a means to the community to redirect feelings of
violence and aggression, saving it from collapse. Sacrifice is then a social construct of great
use, and it has elements of competition and gift-giving woven into it. The victim is both
outcast and saviour, and being separate from others, the king is often the ideal (but not real)
victim. This may explain elements of sacrifice in many societies, but it does not explain Vedic
sacrifice.
The distinctiveness of Vedic sacrifice comes from many reasons of which the
following two are the main ones: (i) Its ambiguities are deep, and it operates at several levels,
including the spiritual; and more uniquely, (ii) it posits an identity of the sacrificer and the
universe. This latter idea is perhaps why the “knowledge” central to the sacrifice becomes, in
the end, the purpose of the sacrifice and the vehicle of the transformation of the participants.
The “theatre” aspect of the ritual is, therefore, considerably accentuated.
SACRIFICE AND SACRED THEATRE
The central idea behind the Vedic system is the notion of bandhu (bindings or connections)
between the astronomical, the terrestrial, the physiological, and the spiritual8. These
connections are described in terms of number of characteristics, such as the 360 bones of the
infant (which later fuse into the 206 bones of the adult) and the 360 days of the year. In a
similar vein, the Garbha Upanisad says that the body has 180 sutures, 900 sinews. The
Bṛhadaraṇyaka Upaṇisad takes the number of nāḍis to be 72,000. All these numbers are
related to 360, the nominal day count of the year.
Another central Vedic number is 108. Its astronomical basis is that the sun and the
moon are approximately 108 times their respective diameters away from the earth.
Furthermore, the diameter of the sun is approximately 108 times the diameter of the earth.
The number 108 is also taken to represent the ‘distance’ from the body of the devotee to the
Īśvara within. The chain of 108 ‘links’ is held together by 107 joints, which is the number of
marmas, or weak spots, of the body in Ayurveda. . The Nāṭya Śāstra speaks of the 108 karaṇas
-- combined movements of hand and feet -- of dance.
We can understand that the 108 beads of the rosary (japamālā) must map the steps
between the body and the inner sun. The devotee, while saying beads, is making a symbolic
journey from the physical body to the heavens or getting a measure of Īśvara through his own
self. This explains the tradition of the 108 names of divinity. The number 108 appears in many
other settings in the tradition, including temple architecture.
One can see a plausible basis behind the equivalences between the microcosm and the
macrocosm. Modern research has shown that all life comes with its inner clocks. Living
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organisms have rhythms that are matched to the periods of the Sun or the Moon. There are
quite precise biological clocks of 24-hour (according to the day), 24 hour 50 minutes
(according to the lunar day since the Moon rises roughly 50 minutes later every day) or its
half representing the tides, 29.5 days (the period from one new Moon to the next), and the
year. Monthly rhythms, averaging 29.5 days, are reflected in the reproductive cycles of many
marine plants and those of animals. The menstrual period is a synodic month and the average
duration of pregnancy is nine synodic months.
It is reasonable to assume that the Vedic thinkers were aware of these connections,
as were the ancient people in other cultures. The uniqueness of the Vedic vision was the
extension of the bindings to the body to those in the inner landscape of the spirit. The Vedic
rites were meant to help the participant transform themselves through sacrifice. The rishis
saw the universe as going through unceasing change in a cycle of birth and death, potentially
free yet, paradoxically, governed by order. This order was reflected in the bandhu between
the planets, the elements of the body, and the mind. At the deepest level, the whole universe
was bound to, and reflected in, the individual consciousness.
Vedic ritual is a highly systematized performance of various elements that include
manipulations, formulas, liturgy, exchanges, where some of these elements are varied
according to the specific rite. These elements have symbolic significance. The basic pattern
is that of the preparation or offering of one or more cakes or bowls of porridge.
The place of sacrifice represents the cosmos. Three fires are used, which stand for
the three divisions of space. The course of the sacrifice represents the year, and all such ritual
forms part of continuing annual performances. The rite culminates in the ritual rebirth of the
yajamāna, which signifies the regeneration of his universe. It is sacred theatre, built upon
paradoxes of reality, where symbolic deaths of animals and humans, including the yajamāna
himself, may be enacted.
The mystery of the sacrifice, with its suspension between life and death, reality and
magic, logic and mystical experience is communicated in a language which is full of riddles.
For example, it is stated that Prajāpati is Agni's father, but he is also Agni's son (SB 6.1.2.26);
also, the gods sacrificed to the sacrifice with the sacrifice (RV 1.164.50).
The sacrifice is not the drama associated with it, but rather the transformation
accruing from it. Says Kena Upanisad 2.3: “He by whom Brahman is not known, knows it;
he by whom it is known, knows it not. It is not known by those who know it; it is known by
those who do not know it.”
Vedic ritual is also related to the ongoing struggle between the devas and the asuras,
where the devas represent the higher cognitive centers in man, and the asuras represent the
lower centers that are associated with the body. Viewed as independent agents, the asuras are
materialists, content with the identity of the body with their self; this is described aptly in the
dialogue between Prajāpati, Virocana, and Indra (CU 8.7-14). The devas need to subdue the
asuras to establish order. The asuras are older because the body comes first; the devas are the
younger descendants of Prajāpati (BU 1.3.1).
The prototypical sacrifice is that of Vṛtra, who represents the covering that separates
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the individual self from the inner Sun (SB 1.1.3.4). Indra, as the deity of the atmosphere, must
make this sacrifice. Indra kills Vṛtra by the offering of a cake (SB 5.2.3.7). We must be
cautious and not read the descriptions of ritual literally. The ritual books have enough
warnings about the paradoxical aspects of the performance.
Sacrifice allows the participant to bridge the divide of the body and the spirit and be
transformed. But to the outsider the performance can be viewed in asuric terms, or correctly
(daivika). The asuric reading is literal; the correct one transcends simple dichotomies.
This is stressed most clearly in the Īśa Upaniṣad. One is enjoined not to consider
either the material or the abstract spiritual reading the correct reading. Ritual requires
performance and that is the material or the avidya part of it, but that, in turn, becomes the
ground for the transcendent meaning: “He who knows at the same time both the spirit
(sambhūti) and the destruction (vināśa), overcomes death by destruction and obtains
immortality through the spirit.” (IU 14)
Unfortunately, to a beginner trying to understand the Vedic system, the asuric
position appears most natural. This is responsible for much misunderstanding of Vedic rites
and their meaning in the West.
SACRIFICE AND MASSACRE SOCIETIES
We shift our focus from India to the New World where the paradigm is that of permanence.
With the fear of dying behind notions of bodily ascension to paradise, the blood sacrifice is a
grand
gesture
to
impress
upon
the
Unknown
to
fulfill
wishes.
In a study of the conquest of America by Spaniards, Tzevetan Todorov felt the need to
postulate two kinds of society9. Noting the allegation that 80,400 persons were sacrificed in
Mexico by King Ahuitzotl during the inauguration of a single temple, and that there was
widespread genocide of the native Indians so that in Mexico their population is estimated to
have gone down in the century after the arrival of the Spaniards from 25 million to one
million, Todorov called them sacrifice-society (Mexicans) and massacre-society (Spaniards).
The identity of the victim of religious murder in a sacrifice-society is determined by
strict rules. He is not too alien, and he speaks the same language but, politically and socially,
he is part of an autonomous group. His sacrifice testifies to the inferiority of his clan or
religious belief. In Europe, the killing at the stakes by the Inquisition was sacrifice.
On the other hand, massacre is linked to alien individuals far from one’s country.
The individual identity of the victims does not matter. The victims are treated as less than
human. Indeed, the Indians in the New World were not given legal human status by the Pope
until 1530. The massacres are dissimulated and denied. Wars of colonialism, away from the
metropolitan country, are wars of massacre.
Todorov also spoke of the modern totalitarian state that has elements of both
sacrifice and massacre. Here, the killing is done on the home ground, but there is no ritual
associated with it. There is no vision of everlasting life in heavenly paradise; rather, a vision
of a paradise on earth where the facilitators of the regime will be forever remembered. The
Nazi and the Communist regimes belong to this category.
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MAN AND BEAST
I shift to the question of the relationship between man and beast –the traditional victim of
sacrifice -- in modern society, and I will do this by means of an impressionistic account of a
visit to a high-security prison rodeo in Louisiana. It was organized as a fundraiser for
prisoners so that they could continue to ride horses and run their workshops. The prison itself
is situated on high ground and the prison property is so large that you can see the skies to the
horizon in all four directions.
After entering the main gate the road slopes gently upwards for miles, as if this were
the navel of the earth. The vastness of the grounds, very little tree cover, high watchtowers
and a razor-topped wire fence around must make the inmates feel that they are at the end of
the world.
We didn't get to see the actual accommodations of the inmates, but from the
documentaries I have seen on such facilities, it is clear that the idea is to cage them and
compel the beast in them to submit to the stronger will of society. The reward for good
behaviour is permission to work in the workshops.
Some may not like the characterization of the beast within, but I believe that not only
the criminal but the rest of us also have an animal lurking within who is kept in check by fear
of retribution and the civilizing force of culture and habit. The rate of incarceration is different
from nation to nation and it seems to set the tone for civil behaviour. Currently, there are
about 800 prisoners per 100,000 people in America and about 35 per 100,000 in India.
The notion of the animal within is acknowledged in Indian thought in the idea of the
asuras who precede the gods. The asuras take the body to be everything, whereas the gods
seek higher meaning. Without culture and self-discipline, we are paśu (animals). When our
habits (pāśa) that bind us down to our animal nature are broken, we become truly human
(paśupati).
To come back to the rodeo, the stands were packed with visitors from far and wide.
One section was separated by a chain link fence from the others; this is where the prisonerspectators sat. Other prisoners in striped shirt uniforms were helping in the supervision of the
show, some others were participants in the rodeo competitions for pride and good points.
There were stalls where one could buy handicrafts including leatherwork, clocks,
and woodwork made by the prisoners. Food and drink stalls sold hot-dogs, hamburgers,
funnel-cakes, cotton candy, ice cream and other treats to entice young and old. It felt
somewhat like a village fair, but not quite so.
The difference was perhaps the nature of the contests -- the rough rides, and the
riders being thrown, trampled upon, and gored. In one contest, four ‘poker players’ sat a table
in the arena and a frightened bull was let loose, the victor being the person who moved last.
The bull was goaded to attack the players and he tossed the players, one by one, several feet
into the air with his horns. There was something in the air reminiscent of the contests of
ancient Rome.
Many participants were limping or walked stiffly, a few were carried away in
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stretchers. Some, in spite of obvious injuries, kept on returning, driven by jailhouse bravado.
The rodeo is one of the few places in modern living where we see animals and men interact
on somewhat of an equal basis. The zoo does not achieve this because of the asymmetry of
its situation. These apart, the modern man knows animals from TV shows or as pets, or from
their packaged body parts in grocery stores.
Jeffrey Masson has reviewed10 scientific research that shows that animals in the wild
or in captivity experience emotions of love and anger, suffering and loneliness, jealousy and
disappointment. Animals are curious, they worry, they hate, and they anticipate happiness. I
have personally seen a bull separated from its long-time companion shed big tears in obvious
grief.
If we don't interact with animals, how would we know if there is an ethical way of
treating them? Granted that all life is part of a food chain; don't we still need to ensure that
there is no unnecessary cruelty and violence in our interactions with them?
I am not one to argue for absolute non-violence as even farming requires the killing
of worms and pests. Nor am I arguing for vegetarianism. (As an aside, a case for
vegetarianism could be made based on production efficiency and on compassion for life. But
not everyone has the same sensibility and, therefore, there should be no compulsion in dietary
matters.)
One could base the treatment of animals on the principle that each species should be
allowed to live in conditions as natural as possible. It is only in such conditions that we could
hope for the animal to realize its biological purpose. There may be important lessons to be
learnt about nature of mind, behaviour, and biology that could be invaluable to man's own
survival. Being compassionate to animals is not entirely altruistic. On the other hand, treating
animals with cruelty not only dulls our own sensibility but may also lead to dangerous
diseases. Giving cows feed made out of dead cows led to the incurable mad-cow disease.
Until recently, man and animal lived in some kind of equilibrium. Everyone saw
death, either of one's own kind, or of animals in ritual slaughter and in hunting. The
mechanization of raising and killing animals has destroyed this equilibrium.
Animals are raised in factories, in most unnatural conditions. Their diet is unnatural.
Beef cattle in the United States are raised at feedlots after they have turned six months old.
Here, in further eight months, they are fattened to over twelve hundred pounds and then
slaughtered.
The feedlots are like enormous cities of cattle with tens of thousands of residents.
They are taken off hay and grasses, and fed corn, antibiotics, steroids, and vitamins (which
may be animal in origin). The sanitation is shocking. The animals wallow in their own refuse
and a cloud of fecal dust hangs around. The digestive system of the animals is not suited to
the corn feed and it leads to several diseases which are kept suppressed by the steady feed of
antibiotics. American houses and cities might be clean but where the animals are grown is
horribly unclean.
Similar animal factories are being used to raise chicken, pigs, catfish where these
animals hardly ever move once they are born, because of the crowding. Peter Singer in his
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Animal Liberation argues11 that those who oppose human suffering must also oppose
inflicting pain on animals. But animals in military, scientific, and commercial enterprises are
often put through unnecessary pain.
The treatment of beef cattle in meat factories is ethically indefensible and it has
arisen out of a system of subsidized corn production and relentless and mindless pursuit of
profit. It has been calculated that to fatten a steer in eight months of stay at a feedlot requires
corn grown with the help of fertilizer made out of about 280 gallons of oil. Since oil is
extremely cheap in the US compared to Russia and Argentina, the meat produced in those
countries cannot compete in price. Fossil fuel based agriculture in the US may have
contributed to the collapse of the Soviet Union and the continuing crisis in Argentina.
Singer tells us that during pregnancies sows are confined in stalls that do not permit
them to turn around and walk to and fro. The veal calf will spend its whole life constrained
to a pen so its anemic muscles will remain tender when butchered. This calf is not even
provided enough space to lie down.
The workings of American meat factories warn us of a new danger of globalization.
Logic of efficiency taken to extreme limits without regard to humaneness and compassion
will create conditions that deaden the soul.
CONCLUSIONS
The study of the cognitive categories of the past has lessons for the understanding of the
present. The more we have been changed by science and technology, the more we have
remained the same. Our ancestors grappled with the paradox of reality in two different ways:
either by postulating a permanent self that made the consideration of images and masks illegal
or dangerous, or by the consideration of a self that is forever going through the process of
change. They knew these two sides represent complementary aspects of reality.
Modern societies may have largely abandoned old ritual. The new ritual that has
taken its place is not organized by the priesthood of a religion; it is amorphous and everchanging, disseminated through movies and music. Its Dionysian elements are provided by
alcohol and drug parties; its Apollonian elements are the framework of the life ethic and the
new movies that launch myths and stars. The violence going on in the wars being fought at
numerous places around the globe offers the sacrifice and massacres of the blood offerings.
The new masks of the times are the airbrushed faces of the models on TV and
billboards. These images present a constructed reality that is now the standard that people in
real life try to emulate. The ritual of ordinary life is to conform to the rhythms of the machines
around and engagement with pop-culture. Meanwhile, killing of animals is not to be seen in
real life, although upon it is based the entire food industry.
NOTES
1
C. Poppi, “Persona, larva, masca: masks, identity and cognition in the cultures of Europe.” In S.C.
Malik (ed.), Rupa-Pratirupa: Mind, Man and Mask. IGNCA/Aryan Books International, New Delhi,
2001, p. 148.
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2
A.D. Napier, Masks, Transformations, and Paradox. University of California Press, Berkeley, 198,
p. 12.
3
C. Paglia, Sexual Personae: Art and Decadence from Nefertiti to Emily Dickinson. Vintage Books,
New York, 1991, p. 61.
4
W. Thackston (tr.), The Jahangirnama: Memoirs of Jahangir, Emperor of India. Oxford University
Press, 1999, p. 209.
5
Ibid., p. 153.
6
Paglia, Sexual Personae, p. 139.
7
S. Kak, The Asvamedha: The Rite and its Logic. Motilal Banarsidass, Delhi, 2002.
8
S. Kak, The Architecture of Knowledge. Centre for Studies in Civilizations/Motilal Banarsidass,
Delhi, 2004; S. Kak, The Wishing Tree. Munshiram Manoharlal, New Delhi, 2001.
9
T. Todorov, The Conquest of America. Harper Colophon Books, New York, 1985, p. 143.
10
J.M. Masson, When Elephants Weep. Delacorte Press, New York, 1995.
11
P. Singer, Animal Liberation. Ecco, New York, 2001.
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24
Gautama on Logic and Physics*
INTRODUCTION
Physics as part of natural science and philosophy explicitly or implicitly uses logic, and from
this point of view all cultures that studied nature [e.g. 1-4] must have had logic. But the
question of the origins of logic as a formal discipline is of special interest to the historian of
physics since it represents a turning inward to examine the very nature of reasoning and the
relationship between thought and reality. In the West, Aristotle (384-322 BCE) is generally
credited with the formalization of the tradition of logic and also with the development of early
physics. In India, the Ṛgveda itself in the hymn 10.129 suggests the beginnings of the
representation of reality in terms of various logical divisions that were later represented
formally as the four circles of catuṣkoṭi: “A”, “not A”, “A and not A”, and “not A and not not
A” [5]. Causality as the basis of change was enshrined in the early philosophical system of
the Sāṅkhya. According to Purāṇic accounts, Medhātithi Gautama and Akṣapāda Gautama
(or Gotama), which are perhaps two variant names for the same author of the early formal
text on Indian logic, belonged to about 550 BCE.
The Greek and the Indian traditions seem to provide the earliest formal representations
of logic, and in this article we ask if they influenced each other. We are also interested in the
scope of early logic, since this givesan idea to us of the way early thinkers thought about
nature and change. We will show that Greek and Indian logical traditions have much that is
distinctive and unique.
Philosophy and physics were considered part of the same intellectual en-terprise until
comparatively recent times. Thomas McEvilley’s The Shape of Ancient Thought does an
excellent comparative analysis of Greek and Indian philosophy [6], stressing how there
existed much interaction between the two cultural areas in very early times, but he argued
that they evolved independently. Some scholars believe that the five part syllogism of Indian
logic was derived from the three-part Aristotelian logic. On the other hand, there is an old
tradition preserved by the Greeks and the Persians which presents the opposite view.
According to it, Alexander was the intermediary who brought Indian logic to the Greeks and
it was under this influence that the later Greek tradition emerged. In this article, I review the
evidence afresh and conclude that although the Greeks may have been aware of Indian logic,
there is no reason to suppose that it influenced their own development of the subject in any
fundamental way. I argue that the five-part Indian syllogism is likely to have been an earlier
invention than Aristotle’s work. These conclusions can assist us in finding the chronological
framework for the development of logic within India.
*
ArXiv (2005)
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BACKGROUND
My interest in the question of the connections between Indian and Greek logic was triggered
several years ago by a letter from Andrei Heilper of the IBM Research Laboratory in Haifa,
Israel. Heilper felt that Western logic might be indebted to Indian logic but this feeling was
based on secondary evidence, and he wanted to know if I could help him reach a more
definitive conclusion. Heilper’s interest in Indian logic was born out of a passage in the book
The World as Will and Representation [7] by the German philosopher Arthur Schopenhauer
(1788-1860), who was commenting on the reference by the Indologist William Jones (17461794) on this matter.
William Jones has the following account on the question of the relationship between
Indian and Greek logic (it appears in the 11th discourse):2
Here I cannot refrain from introducing a singular tradition, which prevailed,
according to the well-informed author of the “Dabistan”, in the Panjab and in
several Persian provinces, that, “among other Indian curiosities, which
CALLISTHENES transmitted to his uncle, was a technical system of logick,
which the Brahmens had communicated to the inquisitive Greek,” and which the
Mohammedan writer supposes to have been the groundwork of the famous
Aristotelean method: if this be true, it is one of the most interesting facts, that I
have met with in Asia; and if it be false, it is very extraordinary, that such a story
should have been fabricated either by the candid MOHSAN Fani; or by the simple
Parsis Pundits, with whom he had conversed; but, not having had leisure to study
the Nyaya Sastra, I can only assure you, that I have frequently seen perfect
syllogisms in the philosophical writings of the Brahmens, and have often heard
them used in their verbal controversies.
Kallisthenes (370-327 BCE), a relative of the philosopher Aristotle, was the court
historian to Alexander who was a member of the campaign. He was executed by Alexander
in 327 BCE. There exists credible evidence that Kallisthenes was asked by Aristotle to bring
texts to Greece. Since his bringing back of the astronomical observations of the Babylonians
is attested by several sources, it is reasonable to assume that the story about his having
brought back Indian logic is also credible. But this cannot be taken to mean that the texts of
Indian logic directly or indirectly influenced Aristotle.
The relevant passage from the Dabistan-i Madhahib (School of Sects), a 17th century
text by Mohsan Fani, a Kashmiri scholar of Persian ancestrywho lived during 1615 - 1670
(?) [8, pages 270-273]:
Tark sastra is the science of dialectics; ... These are the sixteen parts of the Tarka.
The followers of this doctrine judge and affirm that, as this world is created, there
must be a Creator; the mukt, or “emancipation,” in their opinion means striving
to approach the origin of beings, not uniting like the warp and the web, the threads
of which, although near, are nevertheless separate from each other. This was
related to me by the Imam Arastu [Aristotle], who was a chief of the learned and
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said to me thathe had derived it from an old treatise upon logic, the precepts of
which were without explanation, and to have bestowed on it that arrangement
under which it now exists among the learned: he meant, probably, that the maxims
are the same as those extracted from the Tarka. The same doctrine was taught in
Greece; in confirmation of this, the Persians say, that the science of logic which
was diffused among them was, with other sciences, translated into the language
of Yonia and Rumi, by order of king Secander [Alexander], the worshiper of
science, in the time of his conquest, and sent to Rumi.
The similarity in the reasoning of pre-Christian Greece and India was noted
repeatedly by al-Biruni (1030 CE) in his book on India [9]. The Indian system takes the
material processes to be governed by laws in the ancient philosophical framework of
Sāṅkhya, which takes the evolution and changein the world to be entirely materialistic
while acknowledging the existence of consciousness as a separate category.
ARISTOTLE’S LOGIC
In the West, Aristotle’s theory of the syllogism has had enormous influence. At one time
in Greece, Stoic logic was more influential until Aristotle’s ideas became dominant, and
they were subsequently adopted by the Arabic and the Latin medieval traditions. The
commentators grouped Aristotle’s works on logic under the title Organon (Instrument),
which comprised of:
1.
2.
3.
4.
5.
6.
Categories
On Interpretation
Prior Analytics
Posterior Analytics
Topics
On Sophistical Refutations
The central notion in Aristotle’s logic is that of deduction involving premise of
the argument, and the conclusion. It also recognizes induction, which is an argument
from the particular to the universal. In Aristotle’s syllogism, the primary premise is
always universal, and it may be positive or negative. The secondary premise may also be
universal or particular so that from these premises it is possible to deduce a valid conclusion. An example is :“All men are mortal; Socrates is a man; therefore, Socrates is
mortal.” Another:
Everything that lives, moves (primary premise)
No mountain moves (secondary premise)
No mountain lives (conclusion)
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Aristotle supposed that this scheme accurately represents the true nature of
thought. If we take thought, language, and reality to be isomorphic, consideration of our
reasoning will help us understand reality.
In Categories, Aristotle makes a distinction among three ways in which the
meaning of different uses of a predicate may be related to each other: homonymy,
synonymy, and paronymy (“equivocal,” “univocal,” and “derivative”). For any such use,
he proposed descriptions in ten attributes: substance, quantity, quality, relative, where,
when, being in a position, having, acting on, and being affected by. The most important
of these is substance, which is the individual thing itself; secondary substances include
the species and genera to which the individual thing belongs. The other categories distinguish this individual substance from others of the same kind.
In Interpretation, Aristotle considers the use of predicates in combination with
subjects to form propositions or assertions, each of which is either true or false. But he
recognizes that certain difficulties arise when speaking of the future. He suggests that it
is necessary that either tomorrow’s event will occur or it will not, but it is neither
necessary that it will occur nor necessary that it will not occur.
In Prior Analytics, Aristotle used mathematics as a model to show that knowledge
must be derived from what is already known. The process of reasoning by syllogism
formalizes the the deduction of new truths from established principles. He offered a
distinction between the non-living and the living in terms of things that move only when
moved by something else and those that are capable of moving themselves. He also
distinguished between the basic material and the form and purpose which jointly define
the individual thing.
He suggested four different explanatory principles or causes in his Physics: (i) the
material cause is the basic substance out of which the thing is made (like the building
materials for a house); (ii) the formal cause is the pattern in conformity with which these
materials are assembled (like the builder’s plan of the house); (iii) the efficient cause is
the agent or force immediately responsible for the production of the thing (builders of
the house); and (iv) the final cause is the end purpose for which a thing exists (shelter to
the resident of the house). Aristotle believed that the four causes are essential in the
existence and nature of all things.
The four causes apply clearly to machines built by man. As for things that appear
to arise by pure chance, Aristotle believed that there must likewise be four causes of
which we may not be unaware.
Aristotle’s logic has been the basis of theology in the West. Modern science
rejects the notion of final causes. Creationism and theories of Intelligent Design are an
attempt to bring in final causes into biology.
THE INDIAN TRADITION
Logic (anvīkṣikī, nyāya, or tarka in Sanskrit) is one of the six classical schools of Indian
philosophy. These six schools are the different complementary perspectives on reality,
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that may be visualized as the views from the windows in the six walls of a cube within
which the subject is enclosed. The base is the system of the traditional rites and
ceremonies (Pūrva Mīmāṃsā), and the ceiling is reality that includes the objective world
and the subject (Uttara Mīmāṃsā or Vedānta); one side is analysis of linguistic particles
(Nyāya), with the opposite side being the analysis of material particles (Vaiśeṣika);
another side is enumerative categories in evolution at the cosmic and individual levels
(Sāṅkhya), with the opposite side representing the synthesis of the material and cognitive
systems in the experiencing individual (Yoga). Clearly, the use of systematic view of
nature had been taken to a very advanced level. Logic is described in Kauṭilya’s
Arthaśāstra (c. 350 BCE) as an independent field of inquiry ānvīkṣikī [10]. The epic
Mahābhārata, which is mostlikely prior to 500 BCE because it is not aware of Buddhism
in its long descriptions of religion [11], declares (Mahābhārata 12.173.45) that ānvīkṣikī
is equivalent to the discipline of tarka. Clearly, there were several equivalent terms in use
in India for logic in 500 BCE.
The canonical text on the Nyāya is the Nyāya Sūtra of Akṣapāda Gautama. The
most important early commentary on this text is the Nyāya Bhāṣya of Vātsyāyana which
is estimated to belong to 5th century CE. Satisa Chandra Vidyabhusana, the wellregarded authority on Indian logic, assigned Akṣapāda Gautama the date of
approximately 550 BCE. He based this onthe reference in the Kāṇva recension of the
Śatapatha Brāhmaṇa, in which Gautama (or Gotama) is shown to be contemporary of
Jātukarṇya Vyāsa, who was a student of Ᾱsurāyaṇa. This and other evidence from the
Gṛhya Sūtras, the Vāyu Purāṇa, and the Buddhist Sanskrit text the Divyāvadāna is
summarized in the introduction of Vidyabhusana’s edition of the Nyāya Sūtra [12].
In his “History of Indian Logic”, Vidyabhusana modified his views [13] under
the influence of the then current ideas of history of science and the now-discredited Aryan
invasion theory. He now argued that the texts speak of two Gautamas who are both
associated with logic. He declared that Medhātithi Gautama (was) the founder of
ānvīkṣikī (circ 550 BCE), and Akṣapāda Gautama came much later, perhaps 150 CE or
so.
Indian science and chronology has come in for a major revision in recent years.
Archaeologists have found no evidence for any large migration into India subsequent to
4500 BCE, and found that Indian art, iconography, social organization, and cultural
motifs can be traced to a tradition that began in 7000 BCE [14-17]. There is also new
textual analysis that pushes back the origins of Indian astronomy and mathematics
considerably [18-21]. We see Indian scientific ideas develop in a systematic manner over
a period of several centuries going back to the second millennium BCE, if not earlier
[22-29]. This development is an enlargement in different fields of the recursive system
of Vedic cosmology [5]. We also know that ancient India and West Asia had considerable
interaction much before the time of Alexander [30].
Parenthetically, we note that genetic evidence related to mitochondrial DNA and
the Y chromosome has allowed the reconstruction of the movements of ancient peoples.
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According to the highly regarded synthesis of this evidence by Stephen Oppenheimer
[31], India was populated by people who left Africa about 90,000 years ago, and that in
India over the next tens of thousands of years, both the Mongoloid and the Caucasoid
types evolved, migrating to the northeast and northwest regions about 50,000 years ago.
The earlier chronology of Indian texts was coloured first by the then popular
Biblical chronology that took the origin of mankind to go back to only 4004 BCE, and
later by the theory of Aryan invasions for which archaeologists have found no support
[15-17]. According to Stephen Oppenheimer, genetic evidence also goes counter to the
Aryan invasion theory. One must, therefore, question Vidyabhusana’s revision of the
chronology of Indian logic, especially in light of the new understanding of the literary
tradition and the evidence related to the presence of Indian kingdoms in West Asia in the
second millennium BCE that provides a late material basis for the cultural continuity
between India and the West.
GAUTAMA’S NYᾹYA SUTRA
The Nyāya calls itself pramāṇa śāstra, or the science of correct knowledge. Knowing is based
on four conditions: (i) The subject or the pramatṛ; (ii) The object or the prameya to which
the process of cognition is directed; (iii) The cognition or the pramiti; and (iv) the nature of
knowledge, or the pramāṇa. The four pramāṇas through which correct knowledge is acquired
are: pratyakṣa or direct perception, anumāna or inference, upamāna or analogy, and śabda
or verbal testimony.
The function of definition in the Nyāya is to state essential nature (svarūpa) that
distinguishes the object from others. Three fallacies of definition are described: ativyāpti, or
the definition being too broad as in defining a cow as a horned animal; avyāpti, or too narrow;
and asambhava, or impossible.
Gautama mentions that four factors are involved in direct perception: the senses
(indriyas), their objects (artha), the contact of the senses and the objects (sannikarṣa), and
the cognition produced by this contact (jñāna). The five sense organs, eye, ear, nose, tongue,
and skin have the five elements light, ākāśa, earth, water, and air as their field, with
corresponding qualitiesof color, sound, smell, taste and touch.
Manas or mind mediates between the self and the senses. When the manas is in contact
with one sense-organ, it cannot be so with another. Itis therefore said to be atomic in
dimension. It is due to the nature of the mind that our experiences are essentially linear,
although quick succession of impressions may give the appearance of simultaneity.
Objects have qualities which do not have existence of their own. The color and class
associated with an object are secondary to the substance. According to Gautama, direct
perception is inexpressible. Things are not perceived as bearing a name. The conception of
an object on hearing a name is not direct perception but verbal cognition.
Not all perceptions are valid. Normal perception is subject to the existence of (i) the
object of perception, (ii) the external medium such as light in the case of seeing, (iii) the
sense-organ, (iv) the mind, without which the sense-organs cannot come in conjunction with
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their objects, and (v) the Self. If any of these should function improperly, the perception
would be erroneous. The causes of illusion may be doṣa (defect in the sense-organ),
samprayoga (presentation of only part of an object), or saṃskāra (habit based on irrelevant
recollection).
Anumāna (inference) is knowledge from the perceived about the unperceived. The
relation between the two may be of three kinds: the element to be inferred may be the cause
or the effect of the element perceived, or the two may be the joint effects of something else.
The Nyāya syllogism is expressed in five parts:
1.
2.
3.
4.
5.
pratijñā, or the proposition: the house is on fire;
hetu, or the reason: the smoke;
dṛṣṭānta, the example: fire is accompanied by smoke, as in the kitchen;
upanaya, the application: as in kitchen so for the house;
nigamana, the conclusion: therefore, the house is on fire.
This recognizes that the inference derives from the knowledge of the universal relation
(vyāpti) and its application to the specific case (pakṣadharmatā). There can be no inference
unless there is expectation (ākāṅkṣā) about the hypothesis which is expressed in terms of the
proposition.
The minor premise (pakṣadharmatā) is a consequence of perception, whereas the
major premise (vyāpti) results from induction. But the universal proposition cannot be arrived
at by reasoning alone. Frequency of the observation increases the probability of the universal,
but does not make it certain. Gaṅgeśa, a later logician, suggested that the apprehension of the
universal requires alaukika pratyakṣa (or nonsensory apprehension).
The Nyāya system lays stress on antecedence in its view of causality. But both cause
and effect are viewed as passing events. Cause has no meaningapart from change; when
analyzed, it leads to a chain that continues without end. Causality is useful within the limits
of experience, but it cannot be regarded as of absolute validity. Causality is only a form of
experience.
The advancement of knowledge is from upamāna, or comparison, with something else
already well-known. The leads us back to induction through alaukika pratyakṣa as the basis
of the understanding.
Śabda, or verbal testimony, is a chief source of knowledge. The meaning of words is
by convention. The word might mean an individual, a form, or a type, or all three. A sentence,
as a collection of words, is cognized from the trace (saṃskāra) left at the end of the sentence.
Knowledge is divided into cognitions which are not reproductions of former states of
consciousness (anubhava) and those which are recollections (smṛti). The Nyāya speaks of
errors and fallacies arising by interfering with the process of correct reasoning. The Nyāya
attacks the Buddhist idea that no knowledge is certain by pointing out that this statement itself
contradicts the claim by its certainty. Whether cognitions apply to reality must be checked by
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determining if they lead to successful action. Pramā, or valid knowledge, leads to successful
action unlike erroneous knowledge (viparyāya).
MORE ON GAUTAMA’S LOGIC AND PHYSICS
Gautama’s propositions assume a dichotomy between object and subject. The objective world
is open to logical analysis since it maps to linguistic categories; the subjective world can
suffer from invalid perception for a variety of reasons. This is consistent with the Vedic view
that the although the inner world maps the outer, the mind can be clouded by habits or wrong
deductions owing to incorrect assumptions.
The Sāṅkhya, attributed to the legendary rishi Kapila, is the first philosophy of science
that arose centuries before the Buddha and it is the background to be considered when
speaking of Indian logic. In Sāṅkhya, evolution occurs due to changing balance and
proportion both in the objective and the subjective worlds. The three guṇas or fundamental
modalities are sattva, tamas and rajas, and they operate both at the large scale as well as in
local transformation. The normative “thing” behind this ceaseless change is the witness, or
Self, who is viewed in the singular for the entire universe.
At the objective level, tamas is inertia, rajas is action or transformation and sattva is
the relative balance or equilibrium between tamas and rajas, which is obtained through selfknowledge. The interplay between the three sets up oscillations in the objective and the
mental levels. In Yoga, the objective is to achieve the cessation of the fluctuations of the mind.
Consciousness or pure awareness is by definition not an object and therefore it does
not have attributes. It must for the same reason be beyond the categories of the living or dead.
It must be beyond inertia, or change or fluctuations. It is extraordinary that in this analysis
the qualities that are associated with objects become describable by an internal order.
The guṇas do not admit of any further breakdown. This defines a position that is
deeper and different from that of Aristotelian physics. The three guṇas are present in all
objects and we can isolate one only in terms of the momentary strength of one in relation to
the other in a process. Their fluctuations mark the universal “internal clock” of worldly
processes.
In the Sāṅkhya, the effect is the cause in a new form, and this is why the system is
also called pariṇāmavāda, or theory of transformation. Between the cause and effect is a
relation of identity-and-difference, that is identity of stuff but difference of form
(bhedābheda). The method at the basis of the Sāṅkhya and the Nyāya Sūtra may be seen in
the Yoga Sūtra as well. In Yoga Sūtra 3.13 three aspects of change are identified:
transformation of a thing (dharmi) into a property (dharma), transformation of a property into
a mark (lakṣaṇa), and the transformation of a mark into a condition (avasthā). This is then
the basis of the “unreasonable effectiveness” of mathematics in the description of the world.
THE FORM OF THE NYᾹYA SYLLOGISM
The five parts of the Nyāya syllogism spring from the idea of bandhu that is fundamental to
Vedic thought. The bandhu is the equivalence between two different systems, which
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ordinarily are the microworld, the macroworld, and the individual’s cognitive system.
The Nyāya syllogism first sets up the propositional system with its two components
(two parts) and then identifies another well known system to which the first is supposed to
have a bandhu-like relationship (third and fourth parts). The conclusion (fifth part) can be
made only after the preliminarieshave been formally defined. As we see, this takes five steps.
The appeal to the bandhu in the syllogism is to acknowledge the agency of the subject
who can be, without such knowledge, open to invalid perception. One can see how in systems
that do not accept transcendental reality (such as Aristotle’s or Buddhist), a simplification
from the five-part to the three-part syllogism would be most natural.
It was pointed out in a 1930 article by the French Indologist Rene Guenon [32,33],
that some later Indian texts on logic present two abridged forms of the five-membered
syllogism of the Nyāya Sūtra, in which either the first three or the last three parts appear
alone. The first version is similar to the 6th century Nyāyapraveśa of India (which had much
influence on Chinese Buddhism and on Jain thought), and the latter version resembles the
syllogism of Aristotle. It appears then that the Nyāya Sūtra syllogism was only the most
comrehensive way of establishing the chain of reasoning consistent with Vedic ideas of
bandhu, and since two different simplifications arose out of it, it is likely to have been the
older tradition.
CONCLUDING REMARKS
We find that as anvīkṣikī Indian logic goes back to at least the 6th century BCE based on the
textual evidence that has been universally accepted. The syllogism used in the Nyāya Sūtra
has five parts, as against the three-part syllogism of Aristotle’s logic. But we know that
simplification of the five-part logic into one similar to Aristotle’s was also known in India.
It seems that although the Greek and Persian stories related to Kallisthenes having
brought Indian logic to Greece may have a historical basis, they are not to be taken as the
literal truth. At best, Indian logic provided inspiration in the sense of the need for a formal
text on the subject by the Greeks. The focus in the two logical traditions is quite different,
and either one is unlikely to have borrowed from the other.
Regarding the transmission of the Indian texts, this could have occurred only at the
tail-end of Alexander’s campaign of conquest. It is quite likely that Aristotle’s logical texts
were already in place by that time. It is more likely that the Greek and Persian traditions
merely acknowledge a different system of logic in a civilization that existed far away. The
Nyāya Sūtra and Aristotle’s texts are two different perspectives that tie in with the
cosmologies of the two civilizations. The Nyāya Sūtra, like other Indian philosophical texts,
maintains the centrality of the subject, whereas in Aristotle’s logic the emphasis is on the
design of the world as a machine. This also corresponds to the difference in the Indian system
which considers the universe to be composed of five elements, as against the four of Aristotle.
The fifth element (ākāśa) of the Indian system concerns the field of sentience.
Diogenes Laertius in his Lives of the Eminent Philosophers [34] says this of
Democritus: “According to Demetrius in his book on Men of the Same Name and Antisthenes
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in his Successions of Philosophers, he [Democritus] traveled into Egypt to learn geometry
from the priests, and he also went into Persia to visit the Chaldaeans as well as to the Red
Sea. Some say that he associated with the Gymnosophists in India and went to Aethiopia”
[page 445]. Judging from the rest of the biographical material in Diogenes’ account, a visit to
India is not entirely implausible. Diogenes represents Democritus as a “student of the Magi”
from boyhood, and an enthusiastic and well funded traveler. This is evidence of the interaction
between India and Greece that goes back much before Aristotle. The legend that Indian logic
was taken by Alexander to Greece is just the acknowledgement that Indians had a fully
flowered system of logic before the time of Aristotle, who himself perhaps only reworked an
earlier Greek tradition.
Acknowledgement. I am thankful to Andre Heilper for asking me about the relationship
between Greek and Indian logic, and to Linda Johnsen for discussion and drawing my
attention to the book by Diogenes Laertius.
NOTES
1. “Aristotle collected, arranged, and corrected all that had been discovered before his time, and
brought it to an incomparably greater stateof perfection. If we thus observe how the course of
Greek culture hadprepared the way for, and led up to the work of Aristotle, we shallbe little
inclined to believe the assertion of the Persian author, quotedby Sir William Jones with much
approval, that Callisthenes found acomplete system of logic among the Indians, and sent it to his
uncle Aristotle” [7].
2. Quoted in the note by Heilper.
BIBLIOGRAPHY
S. Kak, “Indian physics: outline of early history.” ArXiv: physics/0310001.
A. Pannekoek, A History of Astronomy. Allen and Unwin, London, 1961.
O. Neugebauer, The Exact Sciences in Antiquity. Brown University Press, Providence, 1957.
J. Needham, Science and Civilization in China. Cambridge UniversityPress, Cambridge, 1954.
S. Kak, The Architecture of Knowledge. CSC, Delhi, 2004.
T. McEvilley, The Shape of Ancient Thought: Comparative Studies in Greek and Indian
Philosophies. Allworth Press, New York, 2002.
7. A. Schopenhauer, The World as Will and Representation, E.F.J. Payne(tr.). Dover, New York,
1969; page 48.
8. D. Shea and A. Troyer, The Dabistan or School of Manners. M. WalterDunne, Washington and
London, 1901.
9. E.C. Sachau, Alberuni’s India. Low Price Publications, Delhi, 1989 (1910).
10. R.P. Kangle, The Kauṭilīya Arthaśāstra. Motilal Banarsidass, 1986. See, section 1.2.11.
11. K.M. Ganguly, The Mahabharata. Munshiram Manoharlal, 1991.
12. S.C. Vidyabhusana, The Nyāya Sūtras of Gotama, revised and edited by Nandalal Sinha. Motilal
Banarsidass, Delhi, 1990.
13. S.C. Vidyabhusana, A History of Indian Logic. University of Calcutta, Calcutta, 1921; page 49.
14. G. Feuerstein, S. Kak, D. Frawley, In Search of the Cradle of Civilization: New Light on Ancient
India. Quest Books, Wheaton, 2001 (1995).
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2.
3.
4.
5.
6.
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15. B.B. Lal, The Earliest Civilization of South Asia. Aryan Books International, New Delhi, 1997.
16. J.M. Kenoyer, Ancient Cities of the Indus Valley Civilization. OxfordUniversity Press, 1998.
17. B.B. Lal, The Sarasvati Flows On. Aryan Books International, NewDelhi, 2002.; S. Kak, “Early
theories on the distance to the sun.” Indian Journal of History of Science, vol. 33, 1998, pp. 93100.
18. A. Seidenberg, “The origin of geometry.” Archive for History of Exact Sciences. 1: 488-527,
1962.
19. A. Seidenberg, “The origin of mathematics.” Archive for History of Exact Sciences. 18: 301-342,
1978.
20. S. Kak, “Birth and early development of Indian astronomy.” In a book on Astronomy Across
Cultures: The History of Non-Western Astronomy, Helaine Selin (editor), Kluwer Academic,
Boston, 2000, pp. 303-340.
21. S. Kak, The Astronomical Code of the Rgveda. Munshiram Manoharlal, New Delhi, 2000.
22. S. Kak, “Concepts of space, time, and consciousness in ancient India.” In S. Kak, The Wishing
Tree, Munshiram Manoharlal, 2002.
23. S. Kak, “Physical concepts in Samkhya and Vaisesika.” In Life, Thought and Culture in India
(from c 600 BC to c AD 300) , edited by G.C.Pande, ICPR/Centre for Studies in Civilizations,
New Delhi, 2001, pp.413-437.
24. S. Kak, “Greek and Indian cosmology: review of early history.” In The Golden Chain. G.C. Pande
(ed.). CSC, New Delhi, 2005 (in press).
25. S. Kak, “Babylonian and Indian astronomy: early connections.” In The Golden Chain. G.C. Pande
(ed.). CSC, New Delhi, 2005 (in press)
26. S. Kak, “Yajnavalkya and the origins of Puranic cosmology.” Adyar Library Bulletin, vol 65, pp.
145-156, 2001.
27. S. Kak, “On Aryabhata’s planetary constants.” Annals Bhandarkar Oriental Research Istitute, vol.
84, pp. 127-133, 2003.
28. S. Kak, “The speed of light and Puranic cosmology.” In Computing Science in Ancient India,
T.R.N. Rao and S. Kak (eds.), Munshiram Manoharlal, New Delhi, 2000
29. S. Kak, “Early theories on the distance to the sun.” Indian Journal of History of Science, vol. 33,
93-100, 1998.
30. S. Kak, “Akhenaten, Surya, and the Rgveda.” In The Golden Chain.G.C. Pande (ed.). CSC, New
Delhi, 2005.
31. S. Oppenheimer, The Real Eve: Modern Man’s Journey Out of Africa. Carroll & Graf Publishers,
New York, 2003.
32. R. Lance Factor, “What is the ‘logic’ in Buddhist logic?” Philosophy East and West, Volume 33,
no.2, April, 1983, pp. 183-188.
33. Rene Guenon, Introduction generale a l’etude des doctrines hindous. Paris:1930, pp. 226-227.
34. Diogenes Laertius, Lives of the Eminent Philosophers, Vol. 2. R.D. Hicks(tr.), Harvard University
Press, Cambridge, 1950.
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25
Laws of Thought and Indian Logic*
Abstract. This article explores an important problem of history of science, namely the
influence of Indian logic on George Boole’s The Laws of Thought. The theories that have
been proposed to explain the origins of his algebra have ignored his wife Mary Boole’s claim
that he was deeply influenced by Indian logic. This paper investigates this claim and argues
that Boole’s focus was more than a framework for propositions and that he was trying to
mathematize cognitions as is done in Indian logic and to achieve this he believed an algebraic
approach was the most reasonable. By exploring parallels between his work and Indian logic,
we are able to explain several peculiarities of his algebraic system.
INTRODUCTION
There is continuing interest in the antecedents to George Boole’s The Laws of Thought1 and
much discussion on how he created a system in which the algebraic and logical calculi are
not in perfect accord2. The sum and difference operations that Boole denotes by + and − are
neither the standard set-theoretical union (between arbitrary sets) nor the set-theoretical
difference.
The discrepancy between algebra and logic seen in Boole’s system is problematic
given that it was a period where these questions were much in discussion and his friend
Augustus De Morgan (1806-1871) had also presented a formal framework for logic3,4. Boole
(1815-1864) was the younger colleague of De Morgan, and the two of them carried on an
extensive correspondence for years that was published in 19825. However, this
correspondence shows they ignored each other’s work suggesting that they were still in the
process of developing their ideas and they saw their work as somewhat tentative.
Another interesting perspective related to Boole’s work is provided by his wife Mary
Boole (1832-1916), who, during her times, was a well-known writer on mathematical
subjects. She claims6 that her husband as well as De Morgan and Charles Babbage were
influenced deeply by Indian logic and her uncle George Everest (1790-1866), who lived for
a long time in India and whose name was eventually given to the world’s highest peak, was
the intermediary of these ideas. She says6: “Think what must have been the effect of the
intense Hinduizing of three such men as Babbage, De Morgan, and George Boole on the
mathematical atmosphere of 1830–65,” further speculating that these ideas also influenced
the development of vector analysis and modern mathematics. Although this statement of
Mary Boole is well known, I know of no scholarly study that has attempted to explore the
question of the Influence of Indian logic on Boole’s work.
Let’s follow the line of thought that arises from Mary Boole’s claim. An account of
*
Current Science, 114, 2570-2573, 2018
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Indian logic was presented by the Sanskritist H.T. Colebrooke at a public meeting of the
Royal Asiatic Society 1824 and widely discussed in the scholarly world. Robert Blakely had
a chapter on “Eastern and Indian Logic” in his 1851 book titled Historical Sketch of Logic in
which he suggested that this knowledge has “been brought prominently forward among
European literati”7. De Morgan admitted to the significance of Indian logic in his book
published in 1860: “The two races which have founded the mathematics, those of the Sanscrit
and Greek languages, have been the two which have independently formed systems of
logic”8. One must therefore accept the correctness of Mary Boole’s statement that De
Morgan, George Boole and Babbage were cognizant of Indian logic even though George
Boole does not mention Indian logic texts or the larger tradition in his book. We must ascribe
this to the fact that while per Mary Boole’s claim, George Boole and others knew of Indian
logic, they were apparently not knowledgeable of its details since only a few of the Sanskrit
logic texts had by then been translated into English.
This paper examines the question of Indian influence and tries to estimate what
aspects of Indian logic are likely to have played a role in the ideas of George Boole. Although
scholars are agreed that Indian logic had reached full elaboration, it was expressed in a special
technical language that is not easily converted into the modern symbolic form. One can
assume that Boole most definitely was aware of the general scope of Indian logic and knew
that its focus was the cognition underlying the logical operation and this is something he
aimed in his own work. He was trying to mathematize the role of the cognition and he
believed that algebra would be effective for this purpose. To the extent he was attempting to
go beyond what he knew of Indian logic, he thought he could do so by using mathematics.
BOOLE’S ALGEBRA
Boole’s starting point was algebra with variables like x and y, and algebraic operations such
as addition and multiplication. He wished to show that algebra had in it the potential to extend
the applicability of logic as well as the capacity to handle an arbitrary number of propositions.
This is how he put it in his Laws of Thought1:
There is not only a close analogy between the operations of the mind in general
reasoning and its operations in the particular science of Algebra, but there is to a
considerable extent an exact agreement in the laws by which the two classes of
operations are conducted. Of course the laws must in both cases be determined
independently; any formal agreement between them can only be established a
posteriori by actual comparison. To borrow the notation of the science of Number,
and then assume that in its new application the laws by which its use is governed will
remain unchanged, would be mere hypothesis. There exist, indeed, certain general
principles founded in the very nature of language, by which the use of symbols, which
are but the elements of scientific language, is determined. [Section 6 of Chapter 1]
Boole’s algebra is about classes. He says: “That the business of Logic is with the
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relations of classes, and with the modes in which the mind contemplates those relations.”9 He
represents the universe of conceivable objects by 1 or unity. Given the objects which are Xs,
he calls the class by the same symbol X, and he means by the variable x “an elective symbol,
which represents the mental operation of selecting [my emphasis] from that group all the Xs
which it contains, or of fixing the attention upon the Xs to the exclusion of all which are not
Xs”9.
In my view, this emphasis on the “mental operation of selection” is the key to his
scheme for it enlarges the setting to a much bigger system than the “universe of discourse” (a
concept generally attributed to De Morgan but used as a phrase for the first time in The Laws
of Thought).
Given two classes X and Y, Boole wrote:
x = the class X,
y = the class Y,
xy = the class each member of which is both X and Y, and so on.
Since selecting objects from the same class leaves the class unchanged, one can
write:
xx =x2=x
In like manner he took
1 - x = the class not-X
1 - y = the class not-Y
x(1 - y) = the class whose members are Xs but not-Ys
(1 - x)(1 - y) = the class whose members are neither Xs nor Ys
(1)
(2)
(3)
(4)
Furthermore, from consideration of the nature of the mental operation involved, he
showed that the following laws are satisfied:
(5)
(6)
(7)
𝑥(𝑦 + 𝑧) = 𝑥𝑦 + 𝑥𝑧
𝑥𝑦 = 𝑦𝑥
𝑥𝑛 = 𝑥
From the first of these it is seen that elective symbols are distributive in their
operation; from the second that they are commutative. The third he termed the index law, the
heart of his system, which he believed deals with the election (or choice) that constitutes the
process of logical inference.
He concluded: “The truth of these laws does not at all depend upon the nature, or the
number, or the mutual relations, of the individuals included in the different classes. There
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may be but one individual in a class, or there may be a thousand. There may be individuals
common to different classes, or the classes may be mutually exclusive. All elective symbols
are distributive, and commutative, and all elective symbols satisfy the law expressed by (7).”9
Given n classes x, y, z, … the universe can be partitioned into 2n regions where the
classes come together in different ways.
With a single class, you have only two sets the class X and its complement, the class
“not X” which was represented by Boole as (1-x).
1 = x + (1 − x)
(8)
For two classes, X and Y, we have the situation in equation (9) or, equivalently, in
Figure 1:
1 = xy + x(1 − y) + (1 − x)y + (1 − x)(1 − y)
(9)
Figure 1. Four exclusive sets generated by classes X and Y (eqn. 9)
For three classes, X,Y, and Z, the situation is given by equation (10):
1 = xyz + xy(1 − z) + x(1 − y)z + (1 − x)yz + x(1 − y)(1 − z) + (1 − x)y(1 − z) +
(1 − x)(1 − y)z + (1 − x)(1 − y)(1 − x)
(10)
This is shown in Figure 2 below, where the region 1 is xyz; region 2 is xy(1-z) and
so on.
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Figure 2. Division of the universe into 3 classes
Boole's system does not constitute what we know now as Boolean algebra, being
different in fundamental ways. Boole's algebra X+Y cannot be interpreted by set union
because (X+Y)2 is not equal to (X+Y) as required by the condition (7):
(𝑥 + 𝑦)2 = 𝑥 2 + 𝑦 2 + 2𝑥𝑦 = 𝑥 + 𝑦 + 2𝑥𝑦
This is equal to (x+y) only under the restrictive condition that x and y are mutually
exclusive.
Likewise, (x-y) is not a proper set since
(𝑥 − 𝑦)2 = 𝑥 2 + 𝑦 2 − 2𝑥𝑦 = 𝑥 + 𝑦 − 2𝑥𝑦
This is equal to (x-y) only under the condition that y is a subset of x, or xy =y. These
two restrictive conditions are not consistent so Boole’s algebra cannot be used in an effective
manner for classes except to define subclasses as in (8) though (10).
What we now know as Boolean algebra is different from Boole’s algebra, and why it
works to the extent it does including division by 0 is now well understood10; Boolean algebra
as we know was developed by Boole's successors11,12.
Boole speaks to the deeper foundations of logic in the concluding chapter of The Laws
of Thought:
[A]n evidence that the particular principle or formula in question is founded upon
some general law or laws of the mind, and an illustration of the doctrine that the
perception of such general truths is not derived from an induction from many
instances, but is involved in the clear apprehension of a single instance. .. As in the
pure abstractions of Geometry, so in the domain of Logic it is seen, that the empire of
Truth is, in a certain sense, larger than that of Imagination. And as there are many
special departments of knowledge which can only be completely surveyed from an
external point, so the theory of the intellectual processes, as applied only to finite
objects, seems to involve the recognition of a sphere of thought from which all limits
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are withdrawn.1
By this he means that a study of logic is likely to bring one closer to the domain of the
mind that is informed by a deeper “infinite” truth. This is where intuitions of number and
consequently of algebra were to be the bedrock of higher structures. This is why he was
willing to use variables that were not immediately meaningful, for he believed they had the
capacity to go beyond standard syllogisms.
INDIAN LOGIC: NYᾹYA AND NAVYA NYᾹYA
Let’s now talk briefly of Indian logic (Nyāya), which has a long history13,14 that goes back to
about 500 BCE. The stated goal in Nyāya is to describe essential nature (svarūpa) that
distinguishes the object from others. The fallacies of definition are that it is too broad, too
narrow, or just impossible. There is also an old tradition that Greek and Indian logics are
related15 and Kallisthenes, who was in Alexander's party, took logic texts from India and the
beginning of the Greek tradition of logic must be seen in this material, but this is an issue that
doesn’t concern us here.
In Indian logic, minds are not empty slates; the very constitution of the mind provides
some knowledge of the nature of the world. The four pramāṇas through which correct
knowledge is acquired are perception (pratyakṣa), inference (anumāna), analogy (upamāna),
and testimony (śabda).
Navya-Nyāya is a medieval elaboration of Indian logic16,17. It was founded by
Udayana (c. 1050 CE), and further developed by Gaṅgeśa (c. 1200 CE), reaching its
culmination in the works of Raghunātha (c. 1500 CE), Jagadīśa (c. 1600 CE) and Gadādhara
(c. 1650 CE). The school developed a highly technical language. Its most famous text is
Gaṅgeśa's Tattvacintāmaṇi (“Thought-Jewel of Reality”) that deals with questions that cover
logic, set theory, and epistemology.
Navya-Nyāya is concerned with describing the cognition of concern to the logician
and its expression in language18. The cognition is supposed to be based on three facts: (i) two
acts cannot be simultaneous; (ii) if introspection is to be possible, then the introspective act
must follow immediately upon the object act, and that is must not be more than one jump
behind; (iii) the succeeding act constantly chases the preceding act. In other words, there is
an attempt to analyze the very act of logical analysis.
The Nyāya technical language is not as elegant as a pure symbolic language and to
process its claims is tedious19,20. In principle, this language can be converted into symbolic
form. The syntax of the language consists of relational abstract expressions, different kinds
of term expressions —primitive, relational, abstract, and negative— and a negation particle.
A property with an empty domain was taken to be fictitious or unreal and nonnegatable. Negation was considered a valid operation only on real properties. This could be
considered to generate a three-valued table. If P, N, and U represent “positive”, “negative”,
and “unnegatable”, then we have the truth table21:
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w
not-w
P
N
N
P
U
U
Knowledge was taken to be analyzed into three kinds of epistemological entities in
their interrelations: “qualifier” (prakāra); “qualificand”, or that which must be qualified
(viśeṣya); and “relatedness” (saṃsarga). For each of these there was a corresponding abstract
entity. Various relations were introduced, such as direct and indirect temporal relations,
paryāpti relation (in which a property resides in sets rather than in individual members of
those sets), svarūpa relation (which holds, for example, between an absence and its locus),
and relation between the cognition of a knowledge and its object.
The concept of “limiterness" was used to put limits on time, property, and relations.
The notion of negation was developed beyond specifying it with references to its limiting
counterpositive limiting relation, and limiting locus. The power of the technical language
becomes clear when it is noted that questions such as the following were asked: Is one to
recognize, as a significant negation, the absence of a thing A so that the limiter of the
counterpositive A is not A-ness but B-ness? Gaṅgeśa said that the answer to these three
questions was in the negative but he thought that the absence of an absence itself could lead
to a new property suggesting consideration of higher abstractions.
According to Chakrabarti19, Navya Nyāya anticipated several aspects of modern set
theory. He explains:
Udayana says that there can be no universal of which every universal is a member;
for if we had any such universal, then, by hypothesis, we have got a given totality of
all universals that exist and all of them belong to this big universal. But this universal
is itself a universal and hence (since it cannot be a member of itself, because in
Udayana's view no universal can be a member of itself) this universal too along with
other universals must belong to a bigger universal and so on ad infinitum. What
Udayana says here has interesting analogues in modern set theory in which it is held
that a set of all sets (i.e., a set to which every set belongs) does not exist.
An overall summary is provided by Staal22, “The representation of logical structures
by means of Sanskrit expressions in Indian logic constitutes a formalization which is similar
to the formalization adopted by Western symbolic logic. The various technical terms, the
formation of compounds, the morphological means of expression (e.g. suffixes and case
endings) and the syntactical means of expression (e.g. appositional clauses) in the technical
Sanskrit of Navya-Nyāya are analogous to the terms, the formulas and the rules of modern
Western logic.”
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Subhash Kak
In passing, we must add that Nyāya complements other approaches to reality through
consideration of physical entities and the interaction of the observer and the observed23,24,25,
that have much affinity with quantum logics26,27. In the Indian physics tradition of Vaiśeṣika,
the interaction between matter and mind was viewed through the idea of samavāya28, which
opens up several points of conceptual overlap with post-classical conceptions of reality23,29.
This is relevant because of Boole’s claim quoted earlier in which he expresses the belief that
intellectual processes constitute a “sphere of thought from which all limits are withdrawn.”
This willingness to confront “infinity” shows up in the details of Boole’s algebra as described
next.
BOOLE’S INTERPRETATION PROCEDURE
Boole considered his algebraic methods for doing logic to be sound so long as he could
interpret the end formula correctly. However, the expressions in the derivation had terms that
could not have the usual meaning associated with the variables. For example, what does the
equation xw = y mean about the class w? Boole solves this equation for w, obtaining w=y/x,
and then expands it out.
In order to show how it was done, he took the algebraic function f(x) to be given by
what he called the Expansion Theorem30:
f(x) = f(1) x + f(0) (1-x)
(11)
He claimed this was an identity by taking f(x) = a x + b (1-x), where a and b can be
computed by putting x=0 and x=1, respectively by what he called the Elimination Theorem31.
Using x’ as abbreviation for (1-x), he now wrote
f(x,y) = f(1,1) xy + f(1,0) xy’ + f(0,1) x’y + f(0,0) x’y’
(12)
Thus if f(x,y) = y/x, he wrote this out without worrying about division by zero:
y/x = 1. xy + 0. xy’ + 0/0 x y + 1/0 x’y
(13)
The term 0/0 contributes an indeterminate component to y/x as shown for v can be
any subset of x’y’ and the 1/0 term is to be solved separately by the side-condition that x’y
= 0.
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Figure 3. Division of the universe into 3 classes, where v is indeterminate
This keeps open the possibility that there are unknown other sets that can be part of
the inference. The fact that an additional set outside of x and y can be associated with the
problem must have been a point of attraction to Boole, although we know now that it does
not provide any benefits and muddles up the analysis.
Perhaps the logic of going beyond x and y and consideration of the indeterminate
component paralleled the idea of catuṣkoṭi, which has long been part of Indian logic. It has
four components: P stands for any proposition and Not-P stands for its complement; both P
and Not-P represents the usual universe; but the fourth part here is neither P nor Not-P. The
fourth part represents going beyond the domain of P and Not-P.
DISCUSSION
This article suggests explanations for George Boole’s development of his algebra for logic
and the origins of its inadequacies. We have suggested parallels between his ideas and certain
aspects of Indian logic that support his wife Mary Boole’s assertion that he was deeply
influenced by it. We argue that Boole’s focus was more than a framework for propositions
and that he was trying to mathematize cognitions in the tradition of Indian logic and this is
consistent with his own assertion that laws of thought should not be constrained by finitude.
This may explain why he was happy to use operations in his algebra that allowed division by
zero, which required further side-rules to eliminate infinities so that the final results were
correct.
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REFERENCES
1. Boole, G., An Investigation of the Laws of Thought on which are founded the Mathematical
Theories of Logic and Probabilities. Dover Publications Inc., New York, 1854 (reprint, 1958).
2. Corsi, G. and Gherardi, G., The basis of Boole’s logical theory. arXiv:1710.01542, 2017
3. De Morgan, A., Formal Logic or The Calculus of Inference, Necessary and Probable. London:
Taylor & Walton, 1847.
4. De Morgan, A., Trigonometry and Double Algebra. London: Taylor, Walton & Malbery, 1849.
5. Smith, G.C. (ed.), The Boole-De Morgan Correspondence, 1842-1864. Oxford University Press,
1982.
6. Boole, M., Indian Thought and Western Science in the Nineteenth Century, 1901. In Boole,
Mary Everest Collected Works eds. E. M. Cobham and E. S. Dummer, London, Daniel 1931,
pp. 947–967.
7. Blakely, R., Historical Sketch of Logic. London: H. Baillière, 1851.
8. De Morgan, A., Syllabus of a Proposed System of Logic. London: Walton & Malbery, 1860.
9. Boole, G., The Calculus of Logic. Cambridge and Dublin Mathematical Journal 3: 183–98,
1848.
10. Hailperin, T., Boole’s algebra isn’t Boolean algebra. Mathematics Magazine 54: 172–184, 1981.
11. Jevons, W.S., The Substitution of Similars, The True Principle of Reasoning. Macmillan & Co,
1869.
12. Peirce, C.S., On the Algebra of Logic: A Contribution to the Philosophy of Notation. American
Journal of Mathematics 7, 1885.
13. Vidyabhusana, S.C., A History of Indian Logic. Calcutta: University of Calcutta, 1921.
14. Potter, K.H. (ed.), Indian Metaphysics and Epistemology: The Tradition of Nyaya-Vaisesika Up
to Gaṅgeśa. Delhi: Motilal Banarsidass and Princeton: Princeton University Press, 1977.
15. Kak, S., Aristotle and Gautam on Logic and Physics. arXiv:physics/0505172, 2005.
16. Matilal, B.K., The Word and the World. Oxford University Press, 1990.
17. Potter, K.H. and Bhattacharyya, S. (eds.), Indian Philosophical Analysis: Nyaya-Vaisesika from
Gangesa to Raghunatha Siromani. Delhi: Motilal Banarsidass and Princeton: Princeton University Press, 1993.
18. Bhattacharyya, S., Some Features of Navya-Nyāya Logic. Philosophy East and West, 24: 329342, 1974.
19. Chakrabarti, K.K., Some Comparisons Between Frege's Logic and Navya-Nyāya Logic. Philosophy and Phenomenological Research 36: 554-563, 1976.
20. Ganeri, J., Towards a formal regimentation of the Navya-Nyāya technical language I & II. In M.
Chakraborti, B. Lowe, M. N. Mitra, & S. Sarukkai (Eds.), Logic, Navya-Nyāya & applications
homage to Bimal Krishna Matilal, Studies in Logic vol 15 (pp. 105–138). London: College Publications, 2008.
21. Kak, S., Logic in Indian thought, In Andrew Schumann (editor), Logic in Religious Discourse.
Ontos Verlag, Frankfurt and Paris, pp. 20-33, 2009.
22. Staal, F., Universals: Studies in Indian Logic and Linguistics. University of Chicago Press,
1988.
23. Kak, S., The three languages of the brain: quantum, reorganizational, and associative. In Learning
as Self-Organization, K. Pribram and J. King (editors). Lawrence Erlbaum Associates, Mahwah,
NJ, 185-219, 1996.
24. Kak, S., The Nature of Physical Reality. Mt. Meru Publishing, 2016.
25. Schrödinger, E., What is Life? and Mind and Matter. Cambridge University Press, Cambridge,
1967.
26. Kak, S., The initialization problem in quantum computing. Foundations of Physics 29: 267-279,
1999.
27. Kak, S., Quantum information and entropy. Int. Journal of Theoretical Physics 46: 860-876, 2007.
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28. Kak, S., Matter and Mind. Mt. Meru Publishing, 2016.
29. Heisenberg, W., Physics and Philosophy: The Revolution in Modern Science. George Allen &
Unwin, London, 1971.
30. Boole, G., A Mathematical Analysis of Logic. Dover Publications Inc., New York, 1847.
31. Sheffer, H.M., A set of five independent postulates for Boolean algebras, with application to logical constants. Trans. Amer. Math. Soc. 14: 481–488, 1913.
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PART 5
REALITY AND ART
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26
Early Indian Architecture and Art*
Abstract: This article deals with architecture, temple design, and art in ancient India and also
with continuity between Harappan and historical art and writing. It fills in the gap in the postHarappan, pre-Buddhist art of India by calling attention to the structures of northwest India
(c. 2000 BCE) that are reminiscent of Late-Vedic themes, and by showing that there is
preponderant evidence in support of the identity of the Harappan and the Vedic periods. Vedic
ideas of sacred geometry and their transformation into the classical Hindu temple form are
described. It is shown that the analysis of the “Vedic house” by Coomaraswamy and Renou,
which has guided generations of Indologists and art historians, is incorrect. This structure that
was taken by them to be the typical Vedic house actually deals with the temporary shed that
is established in the courtyard of the house in connection with householder’s ritual. The
temple form and its iconography are shown as natural expansion of Vedic ideology related to
recursion, change and equivalence. The centrality of recursion in Indian art is discussed.
INTRODUCTION
Two noteworthy attempts to synthesize ideas about early Indian architecture, which have
exercised great scholarly influence, are Ananda Coomaraswamy’s essays on the subject that
appeared in 1930 and 1931 in the annual journal Eastern Art and Louis Renou’s article called
“La maison védique” (The Vedic house) that appeared in Journal Asiatique in 1939.1
Coomaraswamy’s essays provided a textual connections for architectural forms and
iconography of the period starting with the Mauryas, and Renou used the descriptions of the
constructions accompanying Vedic ritual to visualize the form of the house in an earlier
period.
Both Coomaraswamy and Renou start with the assumption that the beginnings of
Indian architecture are to be traced to the early Sūtra texts that speak of primitive structures.
For Coomaraswamy, the Jātakas and the Epics provide textual evidence of the plans of cities
and city-gates, palaces, and huts and temples, but glosses over the contradiction in his starting
point when he acknowledges that while “the Vedas make occasional reference to the ‘cities
of the Dasyus,’ it is to be observed that in the Brahmanical law books, which are very nearly,
if not quite contemporary with the architectural period to be discussed below, cities are
despised, and there are no ceremonies for urban life; the Baudhāyana Dharma Sūtra,
II.3.6.33, says ‘It is impossible for one to obtain salvation, who lives in a town covered with
dust.’”2
The assumption is that the Sūtra texts belong to the period of the Dasyu cities, but
these cities are outside the Vedic culture. If the Dasyus are themselves an Indo-Iranian people
*
Migration & Diffusion, Vol.6, Nr.23, 6-27, 2005
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Subhash Kak
who show up as “dahyu” in the Iranian literature, the opposition between the Vedic people
and the Dasyus is a conflict between groups with kinship relations. On the other hand, the
first millennium, pre-Buddhist period of the early Mahābhārata with its description of cities
does not have any account of inimical Dasyu kings. The only way to reconcile this seemingly
contradictory situation is to suppose that the Vedic ritual texts describe events from the
perspective of the priest families committed to an ideology of simplicity and renunciation,
which is an ideology that continued in subsequent times. The Vedic world was like the age
that followed, with its own complexity revealed in texts that do not deal with ritual.
Renou was acutely aware of the limitations of his study. He concluded his essay by
remarking,3 “If we rely on Vedic texts, we are in the presence of a type of a house that is
extremely rudimentary, composed of an armature of posts, connected at the summit by
transverse beams onto which a thatched covering is attached. The walls are woven mats.
Neither stone nor brick is used.” But acknowledging that bricks were an essential part of the
Vedic ritual as in the building of the Agnicayana fire altar, he was forced to express doubt at
his own conclusions by adding, “Nothing obliges us to consider that the shelters described
above were the normal type of private residence; a significant amount of the details that assist
us in their reconstruction are provided by descriptions of ritual “huts,” the intended use of
which is entirely different. And yet no other process of construction is mentioned in these
sources. This appears particularly singular today, when we are able to measure [through
recently discovered archaeological sources] the degree to which architectural technologies
were known to certain prehistoric civilizations of northwest of India.”
Renou’s sources from the sūtra literature described temporary structures that were part
of the ritual and, therefore, he had erred in taking that to represent the normal residence. The
error is made particularly clear in Atharvaveda 9.3 where several verses speak of dismantling
the rather flimsy structure, of which ritual we know from other sources (Kauśikasūtra) as
well. Constituting a practice that continues to this day, the ritual-house is given to the priest
who had officiated at the rite as part of his fee. To take this structure as an example of the
typical residence is an obvious mistake, especially since such an interpretation is at variance
with other evidence from the texts regarding the size and scale of the house that will be
recounted shortly.
Renou also failed to address properly the question of why would a people not use
bricks in their residence when the same bricks were a very important part of their lives in
their ritual. This is especially strange given that this ritual is assigned a time when use of brick
houses was very common in this geographical area.
SACRED GEOMETRY IN THE HARAPPAN PERIOD
Important new evidence has emerged in the period since the Coomaraswamy and Renou
essays were written that demands revisiting both the early historic period and the Vedic period
for their architecture. In particular, we have evidence of archaeological forms from the
Harappan period that appear to be according to Vedic norms. A significant building has been
found in Mohenjo-Daro (Figure 1i) that has a central courtyard and a symmetric arrangement
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of rooms.4 Every other room has a low brick platform that was apparently used for ritual. It
also appears that a fire altar was placed in the courtyard. More evidence regarding fire altars
comes from Lothal (Figure 1ii). Both these cases represent apparent Vedic ritual in an urban
setting.
Figure 1. (i) Fire temple from Mohenjo-Daro; (ii) Fire-altar from Lothal
This evidence may however not be considered conclusive regarding its relationship
with the ritual described in the Sūtra texts. But our objective is not to furnish proof for such
a relationship; it is only to demonstrate that continuity exists between the Harappan culture
and the period of the Sūtra texts. As they claim themselves, the authors of these texts were
aware of cities.
There is additional evidence from the palace in Dashli-3 in North Afghanistan of 2000
BCE (Figures 2 and 3) that uses yantric forms that have traditionally been considered to be
late.5 Since these forms are obviously in the Vedic tradition (although they would be correctly
called post-Vedic), it is clear that palace building was a part of the tradition as early as 2000
BCE, if not earlier.
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Subhash Kak
Figure 2. The yantric palace at Dashli-3 in North Afghanistan, 2000 BCE
Figure 3. Another view of the Dashli-3 palace
If one were to claim that these structures are the footprints of the immigrating Vedic
people into India, one is confronted by the paradox that whereas the Vedic people knew
palaces and presumably cities on their way to India, they have no memory of it when they
actually arrive there. Since this is impossible, one is left with the alternative that these
represent the culture of the Vedic people at a later period in their history.
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Figure 4. Building plan at Kutlug Tepe, Bactria c 1st millennium BCE
Figure 4 presents the building plan of a palace in Bactria dated to 1st millennium BCE.
Its open central courtyard and the altar in the middle are remarkably similar to the plan for
sacred and royal structure as provided in the Vāstu texts as shown in Figure 5, confirming
continuity with older ideas separated in time and space.
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Figure 5. Plan for a sacred structure or house according to Vāstu texts
THE VEDIC HOUSE
The Ṛgveda speaks of settled space as grāma in opposition to the forest as araṇya (RV 10.90).
But within the grāma could be a fort or high town (pur). The pur made of stone is mentioned
in RV 4.30.20. Puras made of metal (iron) are mentioned several places such as 1.58.8, 7.3.7,
7.95.1, 10.101.8.
The place of residence of the individual or joint family was gṛha, and grāma was a
collection of gṛhas. The devatā presiding over each house was called vāstoṣpati. Among the
many names for residence are gṛha, gaya, pastya, duroṇa, durya, dama, okah, yoni, dhāma,
niveśa, chardis, vartis, veśman, śaraṇam, vāstu, śarman, sadana, sadas, harmya, guhā,
kṣaya, amā, ajman, chāyā, and so on. From a cognitive point of view, the fact of so many
different names being used for a dwelling indicates a wide variety of styles and sizes.
An ordinary house with roof was chardis (RV 6.15.3); a mansion was called harmyam,
which would have several rooms, parents, many women, and even a guard dog at the door
(RV 1.166.4, 7.55.6, 10.55.6); and a multi-residence complex, together with halls for animals,
was called gotra. The description of harmyam suggests that it had an open courtyard in the
middle and quarters for women at the back. This indicates that the form was similar to the
recommended plan of the later vāstu śāstra texts. Sāyaṇa took the description in 7.55.6 to
stand for a prāsāda (palace).
Palaces with a thousand doors and a thousand pillars are also mentioned. Renou took
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a similar description in RV 10.18.12 to be a metaphor, arguing,6 “in one passage of a funerary
hymn…the poet supplicates the Earth to allow a thousand pillars to be raised in the cavity
where the dead repose, so that her weight will not crush those who take refuge in her breast.”
However, such a plausible explanation does not work for the reference to such large palaces
in RV 2.41.5, 5.62.6, 7.88.5.
To consider the poetic description of a dwelling, we look at RV 7.55, addressed to
Vāstoṣpati:
Ṛgveda 7.55
Evil-dispelling Vāstoṣpati, who takes every form,
be an auspicious friend to us. (1)
O shining son of Saramā, reddened, you show your teeth,
which gleam like lances' points in your mouth when you bite. Go to sleep. (2)
Saramā's son, retrace your way: bark at the robber and the thief.
Why do you bark at Indra's singers? Why do you terrify us? Go to sleep. (3)
Be on guard against the boar, and let the boar beware of you.
Why do you bark at Indra's singers? Why do you terrify us? Go to sleep. (4)
Sleep mother, sleep father, sleep dog, sleep master of the house.
Sleep all kinsmen; sleep all the people who are around. (5)
He who sits, he who walks, and he who sees the people,
we closely shut their eyes; so we shut this house (harmyam). (6)
The thousand horned bull, which rises up from out the sea,
by his strength we lull and make the people sleep. (7)
Girls sleeping in the court or stretched on beds,
sweet-scented women, these, one and all, we lull to sleep. (8)
This hymn clearly refers to a house which is substantial, where several families reside
and which has a dog guarding it.
One may also look at the question of the residence from the point of view of
complexity. The Vedic society has many specialized professions, as evidenced from the
Yajurveda 30, the Puruṣamedha hymn, which lists a variety of secular professions. The
professions include dancer, courtier, comedian, judge, wainwright, carpenter, potter,
craftsman, jeweler, bowmaker, ropemaker, dog-rearer, gambler, hunter, fisherman, physician,
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astronomer (nakṣatra-darśā), philosopher, moral law questioner. Further are listed elephantkeeper, horse-keeper, cowherd, shepherd, goatherd, ploughman, distiller, watchman, and the
wealthy. Further still, wood-gatherer, wood-carver, water-sprinkler, washer-woman and dyer,
servant, courier, snob, pharmacist, fisherman, tank-keeper, cleaner of river-beds, boatman,
goldsmith, merchant, and a rhetorician; a cow-slaughterer, speaker, lute-player, forest-guard,
a flutist; a prostitute, watchman, musician, hand-clapper. A listing of such diverse professions
can only reflect a corresponding complexity in social organization, which would be
characterized by different kinds of dwellings.
In two hymns from the Atharvaveda, there is a clear reference to the house as a
building. AV 3.12 is a hymn meant to accompany the construction of the house, whereas 9.3
concerns the gifting of the structure built for the ritual to the priest. This latter hymn has been
cause of much misunderstanding amongst scholars who are not familiar with the actual
practice of ritual, who have taken such a temporary structure to be the prototype of the house
in the Vedic village.
Atharvaveda 3.12: TO THE HOUSE (At Its Consecration); Ṛṣi: Brahman
Here I fix my house (śālā). May it stand in safety, flowing with prosperity. My we
approach you, O House, with all our heroes, our fine heroes, our unharmed heroes.
(1)
Stand firm on this spot, O House. Possessed of horses and cattle, and of sweet
voices,
rich in food, rich in butter and milk, rise up for great good fortune. (2)
With your lofty roof, O House, and your clean barn, you are a sanctuary for
everything. May there come to you in the evening the calf and the boy, and cattle
streaming along. (3)
May Savitar, Vāyu, Indra, and Bŗhaspati who knows all, establish this house. May
Maruts sprinkle it with water and ghee, and King Bhaga deepen our ploughing. (4)
Lady of the mansion, our shelter, kind Goddess you were first fixed by the devās:
May you, robed in grass, be gracious to us, and give us heroes and wealth. (5)
Rise on the post, O beam (vamśa), with due order; shine brightly and scare away
the foe. Let not those who live in the house suffer. May we live a hundred autumns
with our sons. (6)
To it may the little boy, the calf and the cattle come; to it the overflowing pitchers
with jars of curds have come. (7)
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Lady, bring this full pitcher and the streams of ghee mixed with nectar; and with
the nectar anoint the drinkers well. Let what has been offered preserve this
house. (8)
I bring this water; free from disease, disease-destroying. I enter this house with
immortal fire. (9)
Atharvaveda 9.3: Removal of the structure that has been presented to a priest as
sacrificial reward.
We loosen the fastenings of the props, the supports, and the connections of the
house (śālā) that abounds in treasures. (1)
O (house) rich in all treasures, the fetter and the knot which has been fastened
upon you, that with my word do I undo, as Bṛhaspati (undid) Bala. (2)
(The builder) stretched, combined and made your joints firm. With Indra we undo
these parts as the butcher separates the joints. (3)
From your beams, ties and bindings, and your thatch; from your wings, (O house)
abounding in treasures, we unfasten the joints. (4)
The fastenings of the dove-tailed (joints), of the reed (-covering), of the framework, we loosen here from the Lady House. (5)
The hanging vessels within which were set up for enjoyment we loosen from you.
Be propitious to us, O Lady House, when you are again set up. (6)
You are an oblation-holder, a fire-altar room, seat for the ladies, seat for the devās,
O Lady House. (7)
Your covering of thousand-holed net, stretched out upon your crown, fastened
down and put on, we loosen with (this) mantra. (8)
He who receives you as gift, O house, and he by whom you were built, both these,
O Lady House, shall attain old age. (9)
Return to him in the other world, firmly bound, ornamented, which we loosen limb
by limb, and joint by joint. (10)
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He who built you, O house, brought together your timbers, he, a Prajāpati, constructed you, O house, for his progeny. (11)
We pay homage to him (the builder); homage to the giver, the lord of the house;
homage to the flowing Agni; and homage to Lord (puruṣa). (12)
Homage to the cattle and the horses and to those born in the house. You are rich in
births, rich in offspring, and your fetters we loosen. (13)
You cover within the Agni men and animals. You are rich in births, rich in offspring, and your fetters we loosen. (14)
The expanse which is between heaven and earth, with that I receive as gift this
house of yours; the middle region which is stretched out from the sky, that I make
into a receptacle for treasures; with that I receive the house for this man. (15)
Full of nurture, rich in milk, fixed and built upon the earth, bearing food for all, O
house, do not injure those that receive you as gift. (16)
Wrapped in grass, clothed in reeds, the house, place of rest of living creatures, like
the night, erected you stand upon the earth, like a she-elephant, firm of foot. (17)
The part of you that was covered with mats unfolding I loosen. You are now enfolded by Varuṇa, may Mitra uncover in the morning. (18)
The house fixed with mantra, fixed, built by seers -- may Indra and Agni, the immortals, protect the house, the seat of Soma. (19)
A nest upon a nest, a vessel pressed together in a vessel, a mortal man is born,
from whom all things spring. (20)
Built with two wings, four wings, six wings; in the house with eight wings, with
ten wings, in the Lady House, Agni rests as if in the womb. (21)
Turning towards you who are turned towards me, uninjuring, O house, I come to
you facing the west. Within are Agni and the waters, the first door to divine order.
(22)
These waters, free from disease, destructive of disease, I bring here. I set forth into
the house in company with the immortal Agni. (23)
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Do not fasten a fetter upon us; though a heavy load, become you light. Like a bride
we carry you, O house, where we please. (24)
From the eastern quarter, homage to the greatness of the house. Hail to the gods
who are to be hailed. (25)
From the southern quarter, homage to the house… (26)
From the western quarter, homage to the house… (27)
From the northern quarter, homage to the house… (28)
From the firm quarter, homage to the house… (29)
From the upward quarter, homage to the house… (30)
From every quarter, homage to the greatness of the house. Hail to the gods who are
to be hailed. (31)
We see that the house could be of many sizes, with two, four, six, eight, or ten wings.
(9.3.21). The dwelling is said to be built by the poets, kavi (9.3.19), indicating high regard in
the society for both builders and designers. The house is said to be the home of Soma (9.3.19);
it adjusts itself to all just like a new bride adjusts to the members of the [the large] family.
The Vedic poets viewed a house not merely as an inanimate block of sand and grass, but as a
living entity. The divinity associated with the house is addressed in (3.12.5), “Lady of the
mansion, our shelter, kind Goddess you were first fixed by the devas: May you, robed in
grass, be gracious to us, and give us heroes and wealth.” The house consecration ceremony
described in this hymn is similar to the one done even today in Hindu families on entering a
new home.
THE GODDESS
There is continuity in the worship of the goddess that goes back to the Harappan times and
even earlier in the older rock art that has been found at many places in India.7 The next few
figures give examples of the goddess theme in the third millennium India.
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Figure 6. Two sides of a molded tablet showing the goddess battling tiger-demons and killing the
buffalo demon as “Paśupati” looks on (Harappa)
Figure 7. Hero/Heroine and the beasts (Mohenjo-Daro)
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The Vedic Tradition
Figure 8. A cylinder seal from Kalibangan showing the goddess doing battle
From these representations to the images of the Maurya and the Śunga periods represents a
transformation whose details are not known. It is noteworthy that Indian themes are seen
sometimes in the expatriate communities of Indian artisans and craftsmen before their attested
forms within India, pointing to the work that remains to be done within India.
We do not have evidence showing how worship was performed in the Harappan
archaeological period. But we have reference to images that were apparently worshiped in
the Aṣṭādhyāyī of Pāṇini, the great grammarian of the 5th/4th century BCE. Its terse sutras
are written in a technical language in which changes would alter meaning, and its
commentaries are attested back to the 4th century. From this text we learn that ordinary
images were called pratikṛti and the images for worship were called arca (see As. 5.3.96100). Patañjali, the 2nd century BCE author of the Mahābhāṣya commentary on the
Aṣṭādhyāyī, tells us more about pratikṛti and arca.
Amongst other things we are told that a toy horse is called aśvaka. (This means that
the queen who lay down with the aśvaka in the Aśvamedha did not sleep with the dead horse.8)
Deity images for sale were called Śivaka etc, but an arca of Śiva (Rudra of the earlier times)
was just called Śiva. Patañjali mentions Śiva and Skanda deities. There is also mention of the
worship of Vāsudeva (Kṛṣṇa). We are also told that some images could be moved and some
were immoveable. Pānini also says that an arca was not to be sold and that there were people
(priests) who obtained their livelihood by taking care of it.
Pāṇini and Patañjali mention temples which were called prāsādas. The earlier
Śatapatha Brāhmaṇa which is late in the period of the Vedas informs us of an image in the
shape of Puruṣa which was placed within the altar.
There is further evidence from the Mahābhārata which is relevant. Although it is
generally assigned the period of 400 BCE-400 CE, and the Rāmāyaṇa is assigned a narrower
200
BCE-200
CE,
there
are
grounds
to
date
it
much
earlier.
The Mahābhārata tradition itself claims that the text was originally 8,800 verses by Kṛṣṇa
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Subhash Kak
Dvaipāyana Vyāsa when it was called the Jaya. Later, it was enlarged to 24,000 verses and it
came to be called the Bhārata. It was transmitted by Vyāsa to Vaiśampāyana and finally
recited by Ugraśravas as the Mahābhārata of the 100,000 verses; the two latter rishis appear
thus to be responsible for its enlargements.
The Upanisads speak of texts called Itihāsa-Purāna and although the Mahābhārata is
called Itihāsa, there is no certainty that this was the only such Itihāsa text that has ever existed.
It is generally conceded that there may have been an old kernel of the story going back to the
Mahābhārata War. This is where Dāksiputra Pānini has something very important to say. He
speaks of the Bhārata and the Mahābhārata in one of his sūtras (6.2.38). This means that the
epic was substantially complete by 500 BCE, although it may have undergone further
modifications and interpolations in subsequent centuries.
The Mahābhārata was an encyclopaedia of its times. One of the most revolutionary
things happenings in the religious life of the people during 400 BCE to 400 CE was the rise
of Buddhism. But examine the hundreds of pages of the epic on religion and there is no
mention of it. The only religions mentioned in the text are: Vedic, Sāṅkhya, Yoga, Pāśupata,
and Bhāgavata. We cannot argue that the rishis who wrote the Mahābhārata kept one of the
most important religious ideas of their times out of the story just because they knew this
would become controversial in the 20th century.
Even the political life described in the Mahābhārata does not correspond to the
imperial phase of the 400 BCE - 400 CE. Cattle raids are the big thing in it, not imperial
conquest. There are also no references in the epic to the Saiśunāga kings, the Mauryas, the
Śungas, or the later dynasties. The Buddhist Jātakas that were written during these royal
dynasties, on the other hand, are aware of the characters of the epic. One Jātaka, for example,
speaks disparagingly of Draupadi for having had five husbands.
Next is the matter of the unicorn of the Harappan iconography, which is a composite
animal whose neck and snout resemble those of the horse or camel, while the legs are equine.
The body and the tail are that of the bull. The Mahābhārata speaks of the unicorn, which
points to further continuity with the Harappan period. The Purānas call Viṣṇu and Śiva by the
name of Ekaśṛṅga, the “one-horned one.” The Śānti-Parva (chapter 343) of the Mahābhārata
speaks of the one-tusked boar (Varāha) who saves the earth as Viṣṇu's incarnation. Here
Varāha is described as being triple-humped, a figure that we see in the Harappan iconography.
In some engravings, the Harappan unicorn's horn appears to be coming out from a side. In
the Sanskrit texts, we have the figure of Śaṅkukarṇa, “one whose ear is like a nail.” The
Mahābhārata (Vana Parva) informs that there is a temple to Śiva in the name of Śaṅkukarṇa
Mahādeva at the point where the river Sindhu meets the sea.
The Matsya Purāṇa tells us that this Varāha is the same as the Vṛṣākapi of the Ṛgveda.
The lexicographer Amarasiṃha asserts that Vṛṣākapi represents both Viṣṇu and Śiva.
Varāha, the heavenly boar-unicorn, is described in the Purāṇas as having muscular,
round and long shoulders, a high waist, and shape of a bull. The different parts of this animal
are pictured as representing the Vedas, the altar and so on. It has been suggested that Varāha
originally meant this composite unicorn and it was only later that the meaning was transferred
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to that of boar.
CONTINUITY AND EVOLUTION
The continuity between Harappan reliefs and the Buddhist art, as well as between the Paśupati
form of Śiva in Harappa and its representation in later Yoga systems was noted by Kramrisch9
and other scholars. But there is continuity in the concern with repetition and infinite extension
that goes back to the much earlier rock art (Figure 9).
Figure 9. Tesselations in ancient Indian rock art
VEDIC METAPHORS IN INDIAN ART
Kapila Vatsyayan has described seven metaphors for Indian art:10
1. The seed (bīja) to represent the beginnings. From the Ṛgveda to the Nāṭyaśāstra to
the Tantrasamuccya. The fruit of āmalaka seen as the finial in temple architecture.
2. The vṛkṣa (tree) that rises from the bīja (seed). The vṛkṣa is the vertical pole uniting
the earth and heaven. The yūpa of the yajña is the skambha or the stambha (pillar),
the axis mundi of the universe. The purusa as primal man is superimposed on the
vṛkṣa or the stambha.
3. The centre of the purusa is the nābhi (navel) or the garbha (womb). It is distinct
from verticality and brings together the concepts of the unmanifest (avyakta) and
manifest (vyakta).
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4. The bindu (point or dot) as the reference, or metaphorical centre, around which by
drawing geometrical shapes, notions of time and space are apprehended.
5. The śūnya (void) as a symbol of fullness and emptiness. From its arūpa (formless)
nature arises rūpa (form) and the beyond form (parirūpa).
6. The equivalence of śūnya with pūrṇa. The paradox that the void has within it the
whole.
7. The relationship of the subject to the creation through light (jyoti), which represents
illumination, tejas, sūrya and cit. This light is represented by agni bindu or sūrya
bindu which brings us back to the bindu of the bīja.
WRITING
It is generally known that modern Indian scripts, such as Devanāgarī, Telugu, Tamil, Bengali,
are less than two thousand years old and that they sprang from Brāhmī, which, in turn, is at
least 2,500 years old. Early writings of Brāhmī, discovered in Sri Lanka, have been dated
tentatively to about 500 BC; the more commonly known Brāhmī records belong to the reign
of the Mauryan King Aśoka (250 BC). According to B.B. Lal11, some marks that are
apparently in Brāhmī on pottery in India go back to about 800 or 900 BCE. The Indus script
(also called Harappan or Sarasvatī) was used widely during 2600-1900 BCE. Its starting has
been traced back to 3300 BCE and its use continued sporadically into the late centuries of the
second millennium BCE.
We know that writing was used in India prior to 500 BCE. Written characters are mentioned
in the Chāndogya and the Taittirīya Upaniṣad, and the Aitareya Āraṇyaka refers to the
distinction between the various consonant classes. The voluminous Vedic texts also contain
hints of writing in them. For example, Ṛgveda 10.71.4 says:
uta tvaḥ paśyan na dadarśa vācam uta tvaḥ śṛṇvan na śṛṇoty enām
One man has never seen Vāk, yet he sees; one man has hearing but has never heard
her.
Since Vāk is personified speech, it suggests knowledge or writing. Another verse (RV
10.62.7) mentions cows being marked by the sign of “8”. The Atharvaveda (19.72) speaks of
taking the Veda out of a chest (kośa), and although it may be a metaphor for knowledge
coming out of a treasure-house, it could equally have been meant in a literal sense.
The traditional date for the Ṛgveda is about 3000 BCE, with the later Vedic texts and the
Brāhmaṇas coming a few centuries later. The Āranyakas, Upaniṣads and the Sūtras are, in
this view, dated to the 2nd and early 1st millennia. The astronomical evidence in the texts is in
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accord with this view. Furthermore, the currently accepted date of 1900 BCE for the drying
up of the Sarasvatī river, hailed as the mightiest river of the Vedic age with its course ranging
from the mountain to the sea, implies that the Vedas are definitely prior to this date. It is also
significant that the Brāhmaṇa texts speak of the drying up of the Sarasvatī as a recent event.
This brings the Vedas to the period of the use of the Indus script in India. It is also
significant that the geography of the Harappan region corresponds to the geography of the
Ṛgveda.
Even if one accepted the colonial chronology of ancient India, the period of the
Ṛgveda corresponds to the later period of the Harappan culture. This means that the Indus
script is likely to have been used to write Sanskrit and other languages spoken in the 3 rd
millennium India just as Brāhmī was used to represent north and south Indian languages 2,500
years ago.
There are many competing theories about the nature of the Indus script. The main
difficulty with “proving” any decipherment is that the texts are very short.
Some historians believe that Brāhmī is derived from one of the West Asian scripts
and, indeed, there are interesting similarities between their characters for several sounds. On
the other hand, there is a remarkable continuity between the structures of Indus and Brāhmī.
Since a script can be used to write a variety of languages—even unrelated--, the question of
structural relationship is particularly interesting.
Indus and Brāhmī connections become evident when one considers the most
commonly occurring letters of the two scripts. In a series of articles12 in Cryptologia, I
examined these connections for similarity in form, case-endings for inscriptions, and the sign
for “ten”. The parallels are extraordinary and the probability that they arose by chance is
extremely small.
Since the technical arguments related to the relationship between the two scripts are
beyond the scope of this article, let me only reproduce the ten most likely letters from the two
scripts (Tables 1 and 2).
Notice that the three most commonly occurring letters in both the scripts are the “jar”,
the “fish”, and the “man”. The number of matches in the ten signs is 7; the probability of this
happening by chance is less than 10-12.
It is also remarkable that the “fish” sign is used as a symbol for “10” in the Indus (used
without the gills; its use was determined by a statistical analysis) and the Brāhmī scripts,
although the Brāhmī “fish” for “10” is shown sideways.
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Subhash Kak
Regarding the similarities between Brāhmī and early Semitic scripts, it should be
noted that Indic kingdoms, in which Sanskrit names were used, were prominent in West Asia
in the second millennium BC. Just as in the Vedic system, the Ugaritics, a people closely
related to the Phoenicians and the Hebrews, have 33 gods. More importantly, Yahvah, the
name of God in the Judaic tradition, occurs as an epithet for Agni in the Ṛgveda a total of 21
times (yahva in RV 10.110; yahvah in RV 3.1, 3.5, 4.5, 4.7, 4.58, 5.1, 7.6, 7.8, 9.75, 10.11; yahvam
in RV 1.36; 3.3; 4.5; 5.16; 8.13; 10.92; yahvasya in RV 3.2 and 3.28). Indian ideas on writing may
thus have, through the agency of the powerful Mitanni kingdom of Syria, influenced the
various Semitic traditions of the second and first millennia BCE.
TEMPLES AND IMAGES
The temple (devālaya) is the house for the God or Goddess. The Vāstu texts present the
temple plan as homological to a human body. The human body serves as the plan for all
creation as in the Purusa-sūkta. The temple structure is homologous to the standing purusa as
the śilpa-pañjara. At a lower level, a similar measure informs the proportions of the sculpted
form, that may be standing or seated, and also of painted figures. This body at its deepest
level is a body of knowledge. The structure of music is also to be conceived as such a body;
hence one can speak of the saṅgīta-puruṣa, where there exist precise relationships between
ascending and descending notes. According to Śārṅgadeva, the musical composition is
endowed by the composer with eyes, hands, and feet: it must have balance between opposites:
symmetry and asymmetry, movement and pause, recurrence and variation.
The focus of the devālaya is the sanctuary, garbhagṛha, which is typically a dark,
unadorned cell, with a single doorway facing the east. Only the priest is permitted to enter
the garbhagṛha to perform rituals on behalf of the devotee or the community.
In the words of Stella Kramrisch,13 “The temple is the concrete shape (mūrti) of the
Essence; as such it is the residence and vesture of God. The masonry is the sheath (kośa) and
body. The temple is the monument of manifestation [p. 165].” The expansion may be seen
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either as proceeding from the central point of the garbhagṛha in all the directions of space,
reaching to the bindu above the finial of the temple and beyond, or as a manifestation held
together by a tension between the bindu and the garbhagṛha, with the axis joining the two
being the world axis.
The Indian temple tradition falls into two broad categories,14 the Nāgara and the
Drāvida, whose separation from the earlier tradition is traced back to the middle centuries of
the first millennium. In addition, the texts speak of a hybrid category, called Vesara, which in
Sanskrit means “mule” that emphasizes this hybridicty.
The mūrti in the garbhagṛha stands on its pedestal (pīṭha). A Vaisnava temple has an
image of Viṣṇu, a Śaiva temple has a lingam, and a Devi temple has the image of the Goddess.
The garbhagṛha is enclosed by a superstructure, and the nature of this superstructure
makes the distinction between the Nāgara and the Drāviḍa type. The Nāgara temple, the
mūlaprāsāda, is enclosed by a curved spire (śikhara), while the Drāviḍa temple has a tiered
pyramid form with a crowning top which is called the vimāna. The temple is the embodiment
or manifestation of the deity, therefore the names of certain temple parts, as given in Sanskrit,
are anthropomorphic: grīva = neck, skandha = shoulder, ūru= thigh, jaṅgha = lower leg. The
cakras visualised in the practice of yoga are analogous to the stages up the vertical axis of the
temple tower in the South Indian temple and it is marked by corresponding levels in the
exterior.
Typically, the temple has a stone or brick structure, which is in the image of a wooden
building. Where it is too difficult or expensive to construct a stone or masonry temple, it may
be built of wood or any other available material. The idea behind use of stone, but in the
image of wood -- normally the building material for the residential house -- is to project that
the wooden, or human, nature of the conception is to find expression in the much more
permanent stone just as the transcendent category of divinity is given the iconic expression
derived from the human world.15
There is also the question of the details of the superstructure, and we see repeated
forms and motifs, to different scales. This represents the fundamental Vedic idea of recursion
in reality. The recursion is also seen in exterior decoration and composition and its basic
compositional elements and grammar related to the joining of these elements has been
described in the texts. Adam Hardy sees these elements as shrine-images or aedicules,
conceived three-dimensionally and embedded in the body of the temple and on the
superstructure.
The temple, together with its images, represents movement and change. This is
achieved by the use of projection, extension and repetition across different scales. An
extension at the centre of the body of the form is a bhadra; when located at the corner, it is a
karṇa; located between the bhadra and the corner, it is a pratibhadra. Their use in different
ways creates unique representations out of the basic Vāstu puruṣamaṇḍala.
Movement is also expressed by increasingly concrete representation of an image, from
niṣkala to sakala. To illustrate the last idea, the emanations of Śiva are in the form of a
formless linga as the axis of materiality and consciousness (niṣkala), to the intermediate
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niṣkala-sakala mukha-linga which has faces in cardinal directions (Sadāśiva), to the sakala
Maheśa (the anthropomorphic Śiva).
There are also other variations: Śiva with one face and two hands, or with four hands;
Śiva with four, five, eight, or twelve faces; Śiva with bull, lion, or elephant; Śiva and Parvatī;
Ardhnārīśvara, Harihara, Dakṣiṇāmūrti, and Aja-Ekapad. The faces emerging out of the plain
liṅga, along the cardinal directions with Sadyojāta, Aghora, Tatpuruṣa, and Vāmadeva with
Īśāna pointing upwards. For Maheśa, the corresponding emanations are Śiva, Viṣṇu, Sūrya,
and Brahmā.
Śiva inheres in himself all contradictions, just as is the case with our reality. He grants
wealth and prosperity but is himself clad in elephant hide and he is a beggar; he is
personification of asceticism, yet half of his body is that of his consort. Śiva manifests in
different forms: as viśva-rūpa or the universe, as liṅga-śarīra in the hearts of beings, and as
the omnipresent antar-ātman in the heart of all beings.
Śiva is also known as Maheśvara, the great Lord, Mahādeva, the great God, and
Mṛtyuñjaya, conqueror of death. He is the spouse of Śakti, the Goddess. His usual mantra is
om namah śivāya. He is a yogin. When symbolized as the Sun at dawn in conjunction with
the moon, he is shown with matted locks with the crescent moon, from which streams the
river Gaṅgā, symbolic of the Milky Way. He is smeared with ash, symbolizing all that remains
at the dissolution of the universe. This dissolution occurs when his third eye opens, which
refers to one’s symbolic death and renewal with the realization of one's consciousness, which
is Śiva. His right hand shows the mudrā dispelling fear, while in his left he holds the trident,
symbol of the three worlds, on which is bound the ḍamaru.
Viṣṇu is most famous for trivikram, the three steps that measure out the universe.
These three steps represent the order in change (vikrama) that binds the three worlds of the
outer, the inner, and the elements. Viṣṇu is God in its moral embodiment, represented by word
and form, whereas Śiva is the inner core of reality. Viṣṇu is the universe, Śiva is its axis.
The dichotomy of the phenomenal world may be seen through the lens of ongoing
change associated with Nature, or prakrti. According to the Tantras, transcendent reality
manifests itself in to the pair Śiva and Śakti. Śiva, paradoxically, is the cause of bondage;
Śakti the force of liberation. The Goddess is the life force of the universe. She is represented
by the vowel “i” in Śiva’s name; without it Śiva is Śava, a dead body.
In Śiva temples, the lingam is generally placed before an image of his vehicle
(vāhana) Nandi the bull.
RITUAL AND TRANSFORMATION
The temple ritual is meant for self-transformation. In its most iconic form it is the Vedic
sacrifice, which is the hallmark of sacred theatre. But this theatre need not be done externally,
and it may also be performed through mediation.
As pūjā, worship consists of nyāsa (establishing the icon), dhyāna (meditation),
upacāra (offering), and japa (mantra recitation). The upacāra of the mūrti is done in 16 steps:
āsana (establishing the mūrti), svāgata (welcome), pādya (water for washing feet), arghya
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(rice, flowers), ācamana (sipping water), madhuparka (honey, ghee, milk, curd), snāna
(bathing), vāsana (clothes), ābhāraṇa (gems), gandha (perfume and sandal), puśpa (flowers),
dhūpa (incense stick), dīpa (flame), naivedya (food) and namaskāra (prayer).
The temple is the seat of secret teaching, as well as formal education in the pāthaśālā
(school). It is also the place where creativity that connects the devotee to Īśvara is cultivated;
hence it is also the seat for dance.
The relationship between dance and architecture has been addressed by Kapilā
Vātsyāyan16 and Padmā Subrahmanyam.17 Their work reinterprets śāstric material, especially
the karaṇa of the dance as described in the Nāṭyaśāstra. Padmā Subrahmanyam’s central
intuition was that the karaṇas of the Nāṭyaśāstra were representative of movement and not
static posture. This was confirmed in the work by Alessandra Iyer18 in her analysis of the
dance poses found in the great ninth century Śiva temple at Prambanan in Java.
In śāstric dance, the aṅgahāras and the piṇḍīs form the larger grouping of karaṇas.
This is in accord with the repetition and enlargement of basic forms in the temple architecture.
CONCLUDING REMARKS
This article began by showing the error in the analysis of Coomaraswamy and Renou of the
Vedic house, which has misled generations of art historians. It was shown that the Atharvavedic descriptions of the structure, that have long been taken to describe the typical Vedic
house, actually deal with the temporary shed that is established in the courtyard of the house
in connection with householder’s ritual.
The article further dealt with the continuity between Harappan and historical art and
writing and it filled in the gap in the post-Harappan, pre-Buddhist art of India by calling
attention to the structures in northwest India (c. 2000 BCe) that are reminiscent of Puranic
ideas. It summarized evidence related to the Vedic ideas of sacred geometry and its transformation into the classical Hindu temple form. We have also explored the connections that tie
the details of the temple form and its iconography to fundamental Vedic ideas related to transformation.
There also exist interesting questions of the relationship between Indian and Western
art and diffusion of ideas.19 In particular, there exist interesting parallels between Indian and
European religious architecture that are worthy of further study. These will be taken up in a
future article.
NOTES
1
This material has been reprinted and is available as Ananda K. Coomaraswamy, Essays in Early
Indian Architecture. Indira Kalakendra and Oxford University Press, Delhi, 1992, and Louis Renou,
“The Vedic house.” Res, 34, 143-161, 1998, both edited by Michael W. Meister.
2
Coomaraswamy, Essays in Early Indian Architecture, page 3.
3
Renou, op cit, pages 160-1.
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Subhash Kak
M.K. Dhavalikar and Shubhangana Atre, “The fire cult and virgin sacrifice: some Harappan rituals.” In Old Problems and New Perspectives in the Archaeology of South Asia, J.M. Kenoyer (ed.).
Dept of Anthropology, University of Wisconsin, 1989, pp. 193-205.
4
V.I. Sarianidi, Drevnie zemeldel’tsy Afganistana. Moskva, 1977. For a contextualized discussion of
this structure, see S. Kak, The Astronomical Code of the Rgveda. Munshiram Manoharlal, New
Delhi, 2000.
5
6
Renou, op cit, Section 18, page 157.
S. Kak, “Mind, immortality and art.” In Rūpa-Pratirūpa, Mind Man and Mask, S.C. Malik (ed.),
Indira Kalakendra, New Delhi and Aryan Books International, 2001, pp. 16-27. See also, S. Kak,
“Ritual, masks, and sacrifice.” Studies in Humanities and Social Sciences, IIAS Shimla, vol. 11,
2004, pp. 29-44.
7
See S. Kak, The Aśvamedha. Motilal Banarsidass, Delhi, 2002 for details and analysis of this rite.
8
S. Kramrisch, The Presence of Śiva. Princeton University Press, 1992.
9
10
K. Vatsyayan, The Square and the Circle of Indian Arts. Abhinav Publications, New Delhi, 1997.
11
B.B. Lal, The Earliest Civilization of South Asia. Aryan Books International, 1997.
12
S. Kak, A frequency analysis of the Indus script. Cryptologia. 12:129-143, 1988; S. Kak, Indus
writing. Mankind Quarterly. 30:113-118, 1989; S. Kak, Indus and Brāhmī: Further Connections.
Cryptologia. 14:169-183, 1990; S. Kak, Evolution of early writing in India. Indian Journal of
History of Science. 29: 375-388, 1994; S. Kak, An Indus-Sarasvati signboard. Cryptologia. 20: 275279, 1996.
13
S. Kramrisch, The Hindu Temple. University of Calcutta, Calcutta, 1946.
14
M.W. Meister (ed.), Encyclopaedia of Indian Temple Architecture. Vol. 1, pt 1, South India, Lower
Drāvidadeśa. AIIS, New Delhi, 1983; M.W. Meister and M.A. Dhaky (ed.), Encyclopaedia of
Indian Temple Architecture. Vol. 1, pt 2, South India, Upper Drāvidadeśa. AIIS, New Delhi, 1986;
M.W. Meister, M.A. Dhaky, and Krishna Deva (ed.), Encyclopaedia of Indian Temple Architecture.
Vol. 2, pt 1, North India, Foundations of North Indian Style. AIIS, New Delhi, 1988; A. Hardy,
Indian Temple Architecture: Form and Transformation. Indira Gandhi National Centre for the Arts
and Abhinav Publications, New Delhi, 1995; M.W. Meister (ed.), Discourses on Śiva. University of
Pennsylvania Press, Philadelphia, 1984.
15
S. Kak, The Gods Within. Munshiram Manoharlal, New Delhi, 2002.
16
Kapila Vatsyayan, Classical Indian dance in Literature and the Arts. Sangeet Natak Akademi (1st
edition 1968), New Delhi, 1977.
17
Padma Subrahmanyam, Karana in Indian Sculpture. PhD thesis, Annamalai University, 1978;
Padma Subrahmanyam, Nātya Śāstra and National Unity. Sri Ramavarma Government Sanskrit
College, Tripunithura, Kerala, 1997.
18
Alessandra Iyer, Prambanan: dance and sculpture in ancient Java. A study in dance iconography.
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White Lotus, Bangkok, 1998.
19
A.D. Napier, Masks, Transformations, and Paradox. University of California Press, Berkeley,
1986; S. Kak, L'Arbre a Souhaits - Presence et Promesse de l'Inde. Editions Banyan, Paris, 2004
327
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27
Art and Cosmology in India*
INTRODUCTION
The best way to understand India is through its art and the cosmology. Textbook narratives
often overlook the synthesizing principles that represent the grammar of Indian culture, and
they are much like the accounts of the six blind people who encountering an elephant describe
it as wall, spear, snake, tree, rope, and fan, respectively.
The three notions that underlie Indian culture are that of bandhu, parokṣa (paradox),
and yajña. Bandhu is the binding between the outer and the inner that makes it possible to
know, and this is the basis of the pervasive spirituality in India; paradox is the recognition
that the bandhu must lie outside of rational system, leading to the distinction between the
“higher” science of consciousness and the “lower,” rational objective science; yajña is
transformation that the individual undergoes by participating in Vedic “ritual” or any other
creative process. The cosmology related to this framework is that of infinity and recursion
across scale and time.
Figure 1. Śrī Yantra, which represents the universe recursively
The iconic representation of the universe as the Śrī Yantra (Figure 1) shows recursion
most clearly. First, the tripartite division into earth, atmosphere, and the sun, which is
mirrored in the individual by the body, the breath, and the inner lamp of consciousness, is
represented by three triangles. Second, within each triangle are lower hierarchical levels of
two other triangles, of alternating opposing polarity that represents male and female
principles. All together, this adds up to 9 triangles, which through their overlaps constitute a
*
Patanjali Lecture given at Center for Indic Studies, University of Massachusetts, Dartmouth, May 5, 2006;
also Sutra Journal (2015)
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total of 43 small triangles. Right through the middle of this is the dot, the bindu that is Śiva,
the Witness, or Consciousness. Nature evolves according to law (ṛta in Sanskrit), but it has a
paradoxical relationship with the consciousness principle.
Art associated with this conception must communicate recursion, paradox and
oppositions concerning ordinary experience of the universe. Aesthetics, as a philosophy of
art, is best understood from the point of view of dhvani, which communicates, by suggestion,
the universals of the outer and inner worlds. Indian thought highlights the connections
between these two worlds, and its art presents visions of the cosmos. Thus in Figure 2, a north
Indian temple, recursion is expressed in terms of the tower drawn to different scales on the
superstructure.
Figure 2. A north Indian temple showing recursion in its outer structural form
Within the temple, the manifestations of the Supreme Being are as the One and its
many forms. There exists in them, for example, a hierarchical order of cardinal and peripheral
images in relation to the centre, a balancing or pairing of polarities, and representation of the
temple as Mount Meru, the centre of the universe. The polarities represented iconographically
related to female and male, asura (demon) and deva (god), left and right, body and mind, and
so on. Aesthetics is alaṅkāra śāstra, that is ornamentation of the central synthesizing principle
by means of the particular medium. The poet, kavi, is the inspired seer who sees the
underlying vision most clearly. Dance, painting, and sculpture, just like poetry, have their
canonical ideals, which are the visual equivalents of meter, rhyme, alliteration and the tropes
of poetry.
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The ritual is organized as sacred theatre that engages the senses to facilitate an
epiphany that represents an experiential “rebirth.” Great art has the same capacity, and often
it is a part of ritual. Not only is the temple a work of art, so is the sculpture that goes into it,
and the dance and music performed in its hallways, and the paintings that hang on its walls.
One can contrast this with Western conceptions. The cosmology is finite, with God separate
from the individual; art is best seen in the sterile atmosphere of the museum or the gallery.
GENERAL EQUIVALENCES
The view that the arts belong to the domain of the sacred and that there is a connection
between them is given most clearly in a famous passage in the Viṣṇudharmottara Purāṇa in
which the sage Markandeya instructs the king Vajra in the art of sculpture, teaching that to
learn it one must first learn painting, dance, and music:
Vajra: How should I make the forms of gods so that the image may always manifest
the deity?
Mārkaṇḍeya: He who does not know the canon of painting (citrasūtram) can never
know the canon of image-making (pratimā lakṣaṇam).
Vajra: Explain to me the canon of painting as one who knows the canon of painting
knows the canon of image-making.
Mārkaṇḍeya: It is very difficult to know the canon of painting without the canon of
dance (nṛtta śāstra), for in both the world is to be represented.
Vajra: Explain to me the canon of dance and then you will speak about the canon of
painting, for one who knows the practice of the canon of dance knows
painting.
Mārkaṇḍeya: Dance is difficult to understand by one who is not acquainted with
instrumental music (atodya).
Vajra: Speak about instrumental music and then you will speak about the canon of
dance, because when the instrumental music is properly understood, one
understands dance.
Mārkaṇḍeya: Without vocal music (Gītā) it is not possible to know instrumental
music.
Vajra: Explain to me the canon of vocal music, because he, who knows the canon
of vocal music, is the best of men who knows everything.
Mārkaṇḍeya: Vocal music is to be understood as subject to recitation that may be
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done in two ways, prose (gadya) and verse (padya). Verse is in many meters.
Some of the early meters range from the gāyatrī with 3 sections of 8 syllables (3 × 8 =
24) to anuṣṭubh (4 × 8 = 32), virāj (4 × 10 = 40), triṣṭubh (4 × 11 = 44), and jagatī (4 × 12 =
48). These appear to be connected to the astronomical number 360, the number of civil days
in the year. There are also many other more complex meters, with a less obvious astronomical
basis.
To understand the principle behind the broader equivalences of Indian art and its
cosmology, it is good to begin with the fire altars of the Vedic period that were themselves
designed to represent astronomical (outer) as well as inner knowledge. An assumed
equivalence between the outer and the inner cosmos is central to the conception of the temple,
which is why numbers such as 108 and 360 are important in its design.
Figure 3. The number 108 in the distance from the earth to the sun and the moon
The number 108 represents the approximate distance from the earth to the sun and the
moon in sun and moon diameters, respectively. (The diameter of the sun is also 108 times the
diameter of the earth, but that fact is not likely to have been known to the Vedic rishis.) This
number of dance poses (karaṇas) given in the Natya Shastra is also 108, as is the number of
beads in a rosary (japamālā). The “distance” between the body and the inner sun is also taken
to be 108, so that the number of joinings is 107. Not surprisingly, the number of marmas in
Ayurveda is 107. The total number of syllables in the Ṛgveda is taken to be 432,000, a number
related to 108.
The number 360 is taken in the Ayurvedic texts to be the number of bones in the
developing fetus, a number that fuses later into the 206 bones of the adult. The centrality of
this number in Vedic ritual is stressed in the Śatapatha Brāhmaṇa.
The primary Vedic number is three, representing the tripartite division of the physical
world into the earth, the atmosphere, and the sky and that of the person into the physical body,
the prāṇas, and the inner sky.
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The Vedic altars had an astronomical basis related to the reconciliation of the lunar
and solar years, which mirrors the reconciliation of the female and male currents within the
body and mind of the individual. The fire altars symbolized the universe and there were three
types of altars representing the earth, the space and the sky. The altar for the earth was drawn
as circular, whereas the sky (or heaven) altar was drawn as square.
The fire altars were surrounded by 360 enclosing stones, of these 21 were around the
earth altar, 78 around the space altar and 261 around the sky altar. In other words, the earth,
the space, and the sky are symbolically assigned the numbers 21, 78, and 261. Considering
the earth/cosmos dichotomy, the two numbers are 21 and 339 since cosmos includes the space
and the sky.
The main altar was built in five layers. The basic square shape was modified to several
forms, such as falcon and turtle. These altars were built in five layers, of a thousand bricks of
specified shapes. The construction of these altars required the solution to several geometric
and algebraic problems.
Figure 4: The falcon altar
Two different kinds of bricks were used: the special and the ordinary. The total number
of the special bricks used was 396, explained as 360 days of the year and the additional 36
days of the intercalary month. Two kinds of day counts: the solar day, and tithi, whose mean
value is the lunar year divided into 360 parts.
Three different years were considered: (i) nākṣatra, or a year of 324 days (sometimes
324 tithis) obtained by considering 12 months of 27 days each, where this 27 is the ideal
number of days in a lunar month; (ii) lunar, which is a fraction more than 354 days (360
tithis); and (iii) solar, which is in excess of 365 days (between 371 and 372 tithis).
A well-known altar ritual says that altars should be constructed in a sequence of 95,
with progressively increasing areas. The increase in the area, by one unit yearly, in building
progressively larger fire altars is 48 tithis which is about equal to the intercalation required to
make the nakshatra year in tithis equal to the solar year in tithis. But there is a residual excess
which in 95 years adds up to 89 tithis; it appears that after this period such a correction was
made. The 95-year cycle corresponds to the tropical year being equal to 365.24675 days. The
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cycles needed to harmonize various motions led to the concept of increasing periods and
world ages.
The number of syllables in the Ṛgveda confirms the textual references that the book
was to represent a symbolic altar. According to various early texts, the number of syllables in
the Ṛgveda is 432,000, which is the number of muhurtas in forty years. In reality the syllable
count is somewhat less because certain syllables are supposed to be left unspoken. The
organization of the Ṛgveda is also according to a plan, but that is a different story told in my
book The Astronomical Code of the Ṛgveda.
The verse count of the Ṛgveda can be viewed as the number of sky days in forty years
or 261 × 40 = 10,440, and the verse count of all the Vedas is 261 × 78 = 20,358.
The Brāhmaṇas and the Śulbasūtras tell us about the altar of chandas and meters, so
we would expect that the total Ṛgvedic hymn count of 1017 and the group count of 216 have
particular significance. Owing to the pervasive tripartite ideology of the Vedic books we
choose to view the hymn number as 339 × 3. The tripartite ideology refers to the consideration
of time in three divisions of past, present, and future and the consideration of space in the
three divisions of the northern celestial hemisphere, the plane that is at right angle to the
earth's axis, and the southern celestial hemisphere. The number 339 is simply the number of
disks of the sun or the moon to measure the path across the sky: π times 108 is approximately
339. The Rgvedic code then expresses a fundamental connection between the numbers 339
and 108. The numbers 108 and 360 appear as the axis and the perimeter dimensions of the
temple.
TEMPLES AND GODS
The temple is considered in the image of the Cosmic Puruṣa, on whose body is displayed all
creation in its materiality and movement. Paradoxically, the space of the Puruṣa (Ṛgveda
10.90) is in the sanctuary only ten fingers wide, although he pervades the earth.
The outer cosmos is expressed in terms of various connections between the temple
structure and the motions of the sun, the moon, and the planets; the inner cosmos is
represented in terms of the divinity (universal consciousness) in the womb of the temple and
various levels of the superstructure that correspond to the states of consciousness. The
position of the gods in the Vāstupuruṣa-maṇḍala within the temple is a symbolic
representation of the spatial projections of the cosmic Puruṣa in his body. There are other
iconic representations of sacred space, as in the Śri Yantra where the body’s three parts –
vāgbhava, madhya, and mūla – have recursive structures within, that represent Vedic
cosmology in a unique fashion.
The prototype of the temple is the Agnikṣetra, the sacred ground on which the Vedic
altars are built. The Agnikshetra is an oblong or trapezoidal area on which the fire altars are
built. During the ritual is installed a golden disc (rukma) with 21 knobs or hangings
representing the sun with a golden image of the purusha on it. The detailed ritual includes
components that would now be termed Śaivite, Vaiṣṇava, or Śākta. In Nāciketa Agni, 21
bricks of gold are placed one top of the other in a form of Śivaliṅga. The disk of the rukma,
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which is placed in the navel of the altar on a lotus leaf is in correspondence to the lotus
emanating from Viṣṇu’s navel which holds the universe. Several bricks are named after
goddesses, such as the seven krittikas.
Figure 5. Gaṇeśa: elephant-headed, wise, with mouse as his vehicle
The Hindu temple represents the Meru mountain, the navel of the earth. It is the
representation of the cosmos both at the level of the universe and the individual, making it
possible for the devotee to get inspired to achieve his own spiritual transformation. The
purusha placed within the brick structure of the altar represents the consciousness principle
within the individual. It is like the relic within the stupa. The threshold to the inner sanctum
is represented by the figure of Gaṇeśa (Figure 5), who, like other divinities, symbolizes the
transcendence of oppositions.
The temple construction begins with the Vāstupuruṣa maṇḍala, which is a yantra,
mostly divided into 64 (8 × 8) or 81 (9 × 9) squares, which are the seats of 45 divinities.
Brahmā is at the centre, around him 12 squares represent the Ᾱdityas, and in the outer circle
are 28 squares that represent the nakshatras. This mandala with its border is the place where
the motions of the sun and the moon and the planets are reconciled. It is the Vāstu in which
the decrepit, old Cyavana of the Ṛgveda 1.116.10 asks his sons to put him down so that he
would become young again. Cyavana is the moon and Sukanyā, whom he desires, is the sun.
In the basic Vedic scheme, the circle represents the earth and the square represents the
heavens or the deity. But the altar or the temple, as a representation of the dynamism of the
universe, requires a breaking of the symmetry of the square. As seen clearly in the
agnichayana and other altar constructions, this is done in a variety of ways. Although the main
altar might be square or its derivative, the overall sacred area is taken to be a departure from
this shape. In particular, the temples to the goddess are drawn on a rectangular plan. In Śiva
or Viṣṇu temples, which are square, change is represented by a play of diagonal lines. These
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diagonals are essentially kinetic and are therefore representative of movement and stress.
They embody the time-factor in a composition.
The Hindu temple, as a conception of the astronomical frame of the universe, serves
the same purpose as the Vedic altar, which reconciled the motions of the sun and the moon.
The progressive complexity of the classical temple was inevitable given an attempt to bring
in the cycles of the planets and other ideas of the yugas into the scheme. There was also
further complexity related to the expansion of the tattvas within the temple. For example, in
Shaivite temples we see the unmanifest (Śivaliṅga) expand into the intermediate state of
manifest-unmanifest (SadāŚiva), and finally into manifest (Maheśa).
The Ashtadhyayi of Pāṇini (5th century BC) mentions images. Ordinary images were
called pratikṛti and the images for worship were called arca. Amongst other things we are
told that a toy horse is called aśvaka. (This means that the queen who lay down with the
ashvaka in the Ashvamedha did not sleep with the dead horse.) Deity images for sale were
called Śivaka etc., but an arca of Śiva was just called Śiva. Patañjali mentions Śiva and
Skanda deities. There is also mention of the worship of Vāsudeva (Krishna). We are also told
that some images could be moved and some were immoveable. Pāṇini also says that an arca
was not to be sold and that there were people (priests) who obtained their livelihood by taking
care of it. They also mention temples that were called prāsādas.
Figure 6. Śiva, a popular contemporary print
Complementing the tradition of the Vedic ritual was that of the munis and yogis who
lived in caves and performed austerities. From this tradition arose the vihāra, where the priests
lived. The chaitya hall that also housed the stupa may be seen as a development out of the
agnichayana tradition where within the brick structure of the altar was buried the rukma and
the golden man.
The gods are the entities that hold up the inner sky of the mind. There is the single
Brahman or Puruṣa, interpenetrating and transcending the inner and the outer universes. But
the framework of the inner sky is held up by a variety of gods. The physical nature, governed
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by laws, is the Goddess or Śakti. If Brahmā is the deity of the astral world, Śiva is that of the
physical world, and Viṣṇu that of the causal or the moral world. They each have a consort:
Brahmā’s is Sarasvatī, the goddess of learning and the arts; Śiva’s is Pārvatī, the goddess of
power, energy, and intuition; Viṣṇu’s is Lakṣmī, the goddess of good fortune.
The gods themselves are interconnected. Brahmā’s origin is from the lotus in Viṣṇu’s
navel. Śiva is the god who subsumes all oppositions. He is the celibate, divine yogi, who is
also the perfect husband to Pārvatī. He brings the world to an end by his dance, but he also
creates the world. He is the heart of consciousness, the lord of all beings, the divine dancer.
As Ardhanāriśvara, he is half Śakti; as Harihara, he is half Viṣṇu and half Śiva.
Viṣṇu is the all-pervader, the primal person, without beginning or end. He is also
known as Nārāyaṇa, with his abode in the waters. He is Hari, the golden-garbed one (like the
Sun), and his mount is Garuḍa, the eagle. During the periods in between dissolution and
creation, he sleeps on the cosmic serpent Ananta (the endless). He wields in one of his hands
the discus, Sudarśana, which represents time. His consort, Lakṣmī, appeared out of the
Churning of the Ocean. Periodically, he descends to earth as an avatara to battle evil. Two of
the most popular of these avataras are Rāma and Krishna.
CHURNING OF THE OCEAN
If extraordinary experience is an epiphany, it comes at the end of long preparation. In myth,
we speak of the struggle between the asuras (demons) and the devas (gods), but this struggle
also occurs within the individual between his materialistic and acquisitive tendencies that are
demonic, and those of sacrifice, compassion, and understanding that are divine. This struggle
is described as the churning of the ocean by the gods and the demons as in Figure 7. On the
axis rests the Goddess, who represents Nature. Note that the demons are shown with animal
faces since they represent our animal selves.
Figure 7: The churning of the ocean
Our body sense is much stronger than the sense of spirit. It is for this reason the asuras
are generally much stronger than the gods. The story goes that the gods have been defeated
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and they are dejected. At some point they go to Viṣṇu for help and he suggests that they should
assist the asuras in the churning of the ocean of milk, out of which will appear the nectar of
immortality that would help them subdue the asuras.
The gods and the demons got together and started churning the ocean with the Mount
Mandara as the axis and the snake Vāsuki as the rope. The gods were at Vasuki’s tail while
the demons were at his head. Viṣṇu appeared as a tortoise to support the revolving mountain.
As the churning went on, many gifts appeared including the moon which Śiva decided to use
as an ornament on his head. Next came Dhanvantari, carrying a jar full of nectar. Next arose
Lakṣmī, with her attendant elephants of the four quarters sitting on a lotus, a gift of the ocean.
She went straight to Viṣṇu.
The demons were dismayed that Lakṣmī had not come to them, and they stole the jar
with the nectar that was in Dhanvantari’s hands. But before they could drink it, Viṣṇu created
an illusion of the most beautiful woman, Mohinī, and they were so bewitched by her that they
did not notice that she took the cup from their hands and gave them to the gods to drink. By
the time they knew what had happened the gods had become immortal. The demons drew
their weapons and attacked but it was useless. The gods once again became rulers of the three
worlds.
Figure 8. Lakṣmī (Kamalā) emerging from the ocean
The asuric individual is doomed for he gets distracted by the illusory Mohinī, whereas
one who has higher ideals finds immortality and fame (Lakṣmī).
KRISHNA’S DANCE
Krishna’s pranks and the love that the cowgirls (gopis) have for him is the frame for much of
poetry, dance, and painting in India. As avatara of Viṣṇu, he is the narrator of the Vedic
wisdom in the great dialogue of the Bhagavad Gītā. His cowherd stories are a take-off on his
other name Gopala, which means the protector of the world as well as cowherd, for the root
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gauh means both earth and cow.
The story of the love of the gopis is the story of each devotee for God. Krishna
performs the rāsa-līlā, a dance, where mysteriously he is able to simultaneously dance with
all the different gopis, which represents, no doubt, the mystery that the same One is able to
inhabit the many.
Figure 9: Krishna, the divine flute player
Krishna, the flute player, is the spirit that inhabits each one of us. The flute is the body,
and the melody is the unfolding of our individual lives. The love of Rādhā for Krishna can
never be fulfilled, since the individual is forever doomed to stay apart from the divine in
ordinary experience.
In the Mahābhārata, Dhṛtarashtra is the ego, Vidura is discriminating intelligence, the
Kauravas are the physical desires, Krishna is the transcending atman, Arjuna is the empirical
atman; the higher faculties are the Pāṇḍavas, and the lower faculties are the Kauravas. The
characters of the epics and the Purāṇas do not only act in the outer world; they play out our
own private battles.
In the Rāmāyaṇa, Sītā is the intuition who has been abducted by the demon within,
who must be set free by Rāma, the inner sun. The demon, representing the urge to dominate
and possess, has ten heads that represent the sense and action organs of the body. In the
struggle between the the asuras and the gods, Hanumān, representing the human mind that
has devotion, provides critical assistance.
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Figure 10. Harihara: Viṣṇu and Śiva as one
Although Viṣṇu and Śiva make their appearance generally in different situations since their
centrality is in different domains, they are also visualized in a unity, as Harihara (Figure 10).
The Indian approach to reality is to seek a harmony that balances materiality with the
spirit. It is this harmony that is the main goal of the artistic creation, and we see it expressed
not only in the sacred arts, but also in music and dance.
INDIAN AESTHETIC IN AN AGE OF WAR
We live in an age of war fueled by conflicting visions of reality. The mainstream cultural view
is of materialism in which consciousness is an emergent process and we are primarily nothing
but our bodies. Perhaps because it belittles the spirit, it is leaving many young with a sense
of hopelessness. If there in nothing transcendent about life, then life may not be worth living.
While some are choosing drugs or hedonism, others are rejecting rationality and joining cults.
Religious leaders are stepping in with their own recipes to save the world from a soul-less
hell. But their conceptions contradict each other, and although they rightly critique the
materialistic paradigm for its disconnect with the spirit, they themselves remain focused on
the body when they speak of everlasting life in paradise.
Because of the mechanization of life and the expectations raised by images with which
we are bombarded by the media, many are choosing not to have a family, leading to a
demographic crisis in the developed world at a time when the post-industrial service economy
needs more workers and consumers, requiring vast numbers of immigrants from poorer
countries. These are some of the elements leading to a clash of civilizations.
The Indian way offers a different perspective. Indian cosmology is not in conflict with
science, although it does speak of the domain of spirit that lies beyond language and rational
science. It makes claims regarding the nature of consciousness and transcendent
states of awareness that are so extraordinary that if they should be validated by science, they
would change the way we conceive of reality.
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Our collective history in recent decades has tilted too much to material prosperity. The
Indian way is not to reject the body, but to find a harmony between body and soul. To deal
with the inevitable march of the machine and the dangers of totalitarianism of one sort or
another, it provides intimations of other layers of being that lead to compassion and selfcontrol. It opens up new vistas that shift the focus from being to becoming.
The Purāṇas have a charming story about how the gods came to become invincible,
even though they started out as the weaker party. Śukra, the priest to the asuras, discovered,
through science, the secret of reviving persons who had been killed in battle, and with this
knowledge the asuras were able to subdue the gods. Bṛhaspati, who is the priest to the gods,
recruited his son, Kaca, for obtaining this knowledge. Kaca presented himself to Śukra asking
to be taken in as student. Even though he sensed danger in this, Śukra was helpless because
one cannot turn away anyone who is seeking instruction.
Before long, Śukra’s daughter Devayani fell in love with Kaca. The asuras were
alarmed and they killed him on two occasions, but on his daughter’s pleadings Śukra revived
him. The third time the asuras not only killed him, but ground his body into powder and mixed
it with the wine that they offered to Śukra. When Devayānī found that Kaca was missing, she
pleaded with her father for help and with his powers he found what had really happened. But
t his time he could not just revive Kaca within his belly because that would cause his own
death. He had to first teach him what the secret of restoring life was so that when revived, he
would bring back the dead Śukra to life. This done, Kaca returned with the secret knowledge
to the gods, who again became ascendant.
The coming together of spiritual India and mechanical modernity is like the coming
together of Kaca and Śukra that can only be good for all mankind. With wisdom, it should be
possible for people, irrespective of their cultural and social background, to live together with
compassion and harmony in pursuit of a way of life that values freedom and personal
creativity.
REFERENCES
Kak, S., 2000. The Astronomical Code of the Rgveda. Munshiram Manoharlal, New Delhi.
Kak, S., 2002. The Gods Within. Munshiram Manoharlal, New Delhi.
Kak, S., 2002. The Asvamedha: The Rite and its Logic. Motilal Banarsidass, New Delhi.
Kak, S., 2003. The Prajna Sutra: Aphorisms of Intuition. DK Printworld, New Delhi, 2007.
Kak, S., 2004. The Architecture of Knowledge. CRC/Motilal Banarsidass, New Delhi.
Kak, S., 2005. Early Indian art and architecture. Migration and Diffusion, vol 6, 2005.
Kak, S. 2006. The axis and the perimeter of the Hindu temple. Sangama, 2005/2006.
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28
Pāṇini and Bharata on Grammar and Art*
I
What could Pāṇini, perhaps the greatest grammarian of all time, have to do with Bharata Muni
and his theories of art, drama and music? But speaking of grammar in the same breath as art
is not as incongruous as one thinks when it is noted that both language and creations of art
are governed by rules and conventions. The challenge in each is to express meaning and
feeling in new creative ways, and both Pāṇini and Bharata indicate that at the basis of their
productions lies the universal which is, therefore, a means to the knowledge of the self.
Pāṇini's grammar, the Aṣṭādhyāyī, described in nearly 4,000 sūtras the rules to
generate all Sanskrit sentences and he collected roots in the dhātupāṭha and primitive nominal
stems in the gaṇapāṭha. The Aṣṭādhyāyī is a wonderful resource for the culture and history of
his times and it mentions the Naṭasūtra of Śilālin, which was the canonical text on drama in
his times.
Pāṇini, by the very beauty, complexity and exhaustiveness of his rules, presaged
similar efforts at complete classification in the fields of art and architecture. In this he was
following an old model, in which the central results of a science are expressed in terms of
sūtras, which in turn require vṛtti (turning the sutras into fully worded paraphrase) and bhāṣya
(commentary) for complete explanation. Before Pāṇini’s time this was already in place for
the six great darśanas of Indian philosophy with their corresponding sutra texts.
Bharata Muni's Nāṭyaśāstra (sometimes called the fifth Veda), which appeared not too
long after Pāṇini, classified the diverse arts that are embodied in the classical Indian concept
of the drama, including dance, music, poetics, and general aesthetics. Later, the Bṛhatsaṃhitā
of Varāhamihira (505-587 CE) and the Viṣṇudharmottara Purāṇa of the 4th century CE [1]
describe canonical conventions of architecture, iconography, and painting.
Behind the rules of grammar was the idea clearly expressed in the Muṇḍaka Upaniṣad
that all linguistic thought or representation can only hope to approximate reality which, in its
deepest levels is transcendent (parā). The success of the poet and the artist owes not to the
canonical rules and conventions of the medium (surface structure) but rather to the
inexpressible intuition behind the conception (deep structure) [2].
The artist strives to represent the divinity or communicate its spirit through the artistic
creation, so that the aesthete might get connected to his or her own divinity within them. The
beginnings of this in the Vedic ritual were in terms of representing the cosmos in the fire altar
which, later, became the model for the temple [3], fine arts and music [4]. Pāṇini’s work falls
quite within the framework of the Vedic tradition for he took the earlier Pratiśākhya rules on
converting the word-for-word recitation of the Veda into a continuous recitation and created
*
Sutra Journal, 2016
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an abstract grammar of unsurpassed power.
In the Viṣṇudharmottara Purāṇa, the sage Mārkaṇḍeya says that although divinity is
formless, worship and meditation are possible only when it is endowed with form. Therefore,
the artist observes nature carefully and molds that inspiration using the conventions that he
has internalized in the realm of his imagination.
The model for the creative sciences in India is the churning of the ocean
(samudramanthana) that occurs within the heart of the artist. This is a dance between
mechanicity and freedom, represented respectively by the demons and the gods, out of which
new vision and insight.
The creative process depends on rules and precepts but the artist must reach for a
deeper understanding that helps him recognize the authentic and the meaningful, just as the
poet cannot depend on the rules of grammar alone to find words that communicate felt
experience. The driving force must thus be the transcendent self which informs the
mechanistic mind.
II
Dākṣīputra Pāṇini was born in Śalātura in northwest India, north of the confluence of the
Sindhu and the Kabul rivers. According to tradition, he became a friend of the king
Mahānanda of Magadha (5th century BCE). The Kathā-sarit-sāgara of Somadeva (11th
century) mentions that Pāṇini's teacher was Varṣa and his rival was Kātyāyana. The
Aṣṭādhyāyī appears to supersede an earlier Aindra grammar. Xuanzang (Hieun Tsang) in the
7th century visited Śalātura and found that the grammatical tradition was continued there and
that Pāṇini had been honored with a statue [5],[6].
Pāṇini's grammar along with its word-lists, presents invaluable incidental information
about life and society in the 5th century BCE India. It provides us names of cities, towns,
villages and cultural and political entities called Janapadas, details regarding social life,
economic conditions, education and learning, religion, and political conditions.
The Janapada states had different kinds of government. Some Janapadas were
republics, others were monarchies. We learn that the king did not have absolute power and he
shared authority with his minister. This balancing of the powers created an environment that
was conducive for questioning out of which emerged the many sciences that have come down
to us.
Pāṇini’s references shed important light on the way religion was practiced. We find
that images were used to represent deities in temples and open shrines. There were images in
the possession of the custodian of shrines. The Mahābhāṣya, the second century BCE
commentary on Pāṇini’s grammar describes temples of Dhanapati, Rāma, Kṛṣṇa, Śiva, and
Viṣṇu.
Pāṇini is aware of the Vedic literature and the Upaniṣads. He also knows the
Mahābhārata. Pāṇini's work is thus invaluable in the dating of the texts of the Vedic period.
Pāṇini describes coins that came prior to the period of Kauṭilya's Arthaśāstra (4th century
BCE). Pāṇini appears to have traveled to Pātaliputra to participate in a great annual meeting
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of scholars.
III
What the Aṣṭādhyāyī is to language, the Nāṭyaśāstra is to the artist and the musician [7]. The
structure of Indian classical music and dance was added to by Mataṅga Muni's Bṛhaddeśi
(about 600 CE), Abhinavagupta's Abhinavabhāratī and Śārṅgadeva's Sangīta Ratnākara (13th
century). This connection with the tradition has continued in the Hindustani Saṅgīta Paddhati
by Viṣṇu Nārāyaṇa Bhāṭkhaṇḍe from the early 20th century.
Bharata describes the relationship between the bhāvas, the emotions evoked in the
spectators, and the rasa, essence of the performance or the work of art. He says that the artist
should be conscious of the bhāva and the rasa that is being sought to be established. The word
rasa itself means “juice” and it is seen as emerging from the interplay of vibhāva (stimulus
that may be a word or a gesture), anubhāva (reaction) and vyabhicārī bhāva (fleeting or
transitory emotion). A performance that is technically correct but has no emotion would be
said to be wanting in rasa. According to Abhinavagupta, rasa is a universal mental state and
the highest purpose of all creative arts is to help the connoisseur reach such a state, for the
arts are the aesthetic means to knowing the self.
Bharata explains rasa by giving the parallel of the combination of various condiments,
each having its own taste, which creates a unique taste that lingers. The corresponding combination in drama leads to a feeling (sthāyībhāva) that is the nāṭyarasa. In both these cases,
the subject, whose mind reflects cultural and personal experience, is central to the appreciation of the creation.
The eight sthāyibhāvas are rati (love), hāsa (mirth), krodha (anger), śoka (grief),
utsāha (heroism), bhaya (fear), jugupsā (disgust), and vismaya (wonder). Corresponding to
these are the eight rasas of the Nāṭyaśāstra that form four pairs:
i.
ii.
iii.
iv.
v.
vi.
vii.
viii.
śṛngāra, love, devotion. Color: dark hue.
hāsya, laughter, mirth. Color: white.
raudra, fury, anger. Color: red.
kāruṇya, compassion, sadness. Color: dove colored.
vīra, heroism, courage. Color: yellowish.
bhayānaka, fear, terror. Color: dark.
bībhatsa, repulsion, aversion. Color: blue
adbhuta, wonder, astonishment. Color: yellow
The deities associated with these are Viṣṇu, Pramatha, Rudra, Yama, Indra, Kāla,
Mahākala, and Brahmā, respectively. Later, the sages accepted a ninth rasa śānta, peace or
tranquility, with the color of white and Viṣṇu as deity, and the expression navarasa (the nine
rasas) became popular. Nāṭya is a sharpened representation of life wherein the various
emotions are dramatically enhanced so that the spectator gains the flavor of the portrayed
pleasure and pain taking him to the source of this within himself.
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Bhāvas and rasas
There are three types of bhāva, namely sthāyī (eight types), vyabhicārī (thirty-three),
and sattvika (eight), for a total of forty-nine. The eight sthāyī bhavas are the bases of the eight
rasas.
The vyabhicārī bhāvas are:
1.
nirveda (depression,
caused by abuse, censure, and so on)
2.
glāni (languor, result 3.
of hurt, emptiness, illness, and so on)
śaṅkā
(suspicion)
4.
asūyā (jealousy)
5.
mada (intoxication)
6.
śrama (fatigue)
7.
ālasya (laziness)
8.
dainya (misery)
9.
cintā (anxiety)
10. moha (fainting,
11. smṛti (memory)
caused by ill luck, calamity)
13. vrīḍā (sense of shame) 14. capalatā (nervousness)
16. āvega (aGītātion or
17. jaḍatā (slothfulness)
excitement)
19. viṣāda (sorrow)
20. autsukya (unease arising from remembrance of a dear one
or a beautiful place)
12. dhṛti (fortitude)
22. apasmāra (forgetfulness)
23. supta (overcome by
sleep)
24. vibodha (awakening)
25. amarṣa (intolerance)
26. avahittham (dissimulation)
27. ugratā (fierceness)
28. mati (understanding)
29. vyādhai (illness)
30. unmāda (insanity)
31. maraṇam (death)
32. trāsa (dread)
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15. harṣa (joy)
18. garva (pride)
21. nidrā (sleepiness)
33. vitarka (argumentation)
The Vedic Tradition
The sāttvika bhāvas are the physical manifestation of genuine emotion. They are:
a.
b.
c.
d.
e.
f.
g.
h.
stambha (stupefaction),
sveda (perspiration),
romāñca (thrill),
svarabheda (voice change),
vepathu (trembling),
vaivarṇya (facial color change),
aśru (tears),
pralaya (swoon, fainting).
From stimulus to emotion and subsequent reaction
Vibhāva as the cause has two fundamental components: the ālambana vibhāva which
is the basic stimulant and the uddīpana vibhāva which is the enhancing stimulant related to
the environment and the context. If the heroine is the ālambana vibhāva, the location, like a
garden, is the uddīpana vibhāva.
Abhinavagupta asks the question whether nāṭya is representation of reality (tattva) or
its likeness (sadṛṣya) as in the case of a twin, or mere error (bhrānti) as in the case of silver
being taken as a piece of mother-of-pearl, or superimposition (āropa), or as replica (pratikṛti)
as in the case of a painting of a model, and so on. He asserts that nāṭya is neither of these for
each of these lacks transcendence (asādhāraṇatā) without which there cannot be rasa.
The aesthetic experience is a doorway to the innate dispositions of the self for in that
moment the connoisseur has become more than just his own self. In the contemplation of
characters depicted in the work of art, or in the absorption in an abstract composition, the
mind feels the breath of the universal spirit.
V
Let me now briefly speak of the impact of these ideas. Pāṇini’s work, in particular, and
Sanskrit grammar, in general, showed the way to the development of modern linguistics
through the efforts of scholars such as Franz Bopp, Ferdinand de Saussure, Leonard
Bloomfield, and Roman Jakobson. Bopp was a pioneering scholar of the comparative
grammars of Sanskrit and other Indo-European languages. Ferdinand de Saussure wrote his
Ph.D. on De l'emploi du génitif absolu en Sanscrit (1880) and lectured on Sanskrit in Paris
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Subhash Kak
and Geneva. In his most influential work, Course in General Linguistics (Cours de
linguistique générale), that was published posthumously (1916), he took the idea of the use
of formal rules of Sanskrit grammar and applied them to general linguistic phenomena.
Bloomfield, having studied Pāṇini, contributed much to structural linguistics, applying these
ideas not only to Indo-European historical linguistics but also to Austronesian and native
American languages.
Roman Jakobson, who died in 1962, contributed to the development of the structural
analysis of language, and eventually these ideas were applied to disciplines beyond
linguistics, such as anthropology and literary theory. Modern linguistics seeks not only to
determine the type of a language but also its specific characteristics and linguistic universals
is the study of the general features of languages in the world.
The structure of Pāṇini’s grammar contains a meta-language, meta-rules, and other
technical devices that make this system effectively equivalent to the most powerful
computing machine. Although it didn’t directly contribute to the development of computer
languages, it influenced linguistics and mathematical logic which, in turn, gave birth to
computer science.
The works of Pāṇini and Bharata Muni also presage the modern field of semiotics
which is the study of signs and symbols as a significant part of communications. Bharata’s
Nāṭyaśāstra has much material on acting, signs, gestures, and posture each one of which
communicates its own specific meaning to the spectator.
The search for universal laws of grammar underlying the diversity of languages is
ultimately an exploration of the very nature of the human mind. The other side to this
grammar is the idea that a formal system cannot describe reality completely since it leaves
out the self. As human society evolves, signs and symbols in use lose their original meaning,
manners change, and fashions come and go.
REFERENCES
[1] Stella Kramrisch, The Viṣṇudharmottara. Calcutta University Press, 1928.
[2] Subhash Kak, Art and cosmology in India. Sutra Journal, December 2015.
[3] Subhash Kak, Early Indian architecture and art. Migration and Diffusion, vol. 6,
pages, 6-27, 2005.
[4] Kapila Vatsyayan, The Square and the Circle of the Indian Arts. Abhinav, New
Delhi, 1997.
[5] George Cardona, Panini: His Work and Its Traditions. Motilal Banarsidass, Delhi,
1997.
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[6] Rama Nath Sharma, Aṣṭādhyāyī of Pāṇini. Munshiram Manoharlal, New Delhi,
2001.
[7] Manomohan Ghosh, The Nāṭyaśāstra. Manisha Granthalaya, Calcutta.
349
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29
The Great Goddess Lalitā and the Śrī Cakra*
INTRODUCTION
Here we speak of the great Goddess Lalitā, who is also known as Tripurasundarī, Mahārājñī
and Rājarājeśvarī amongst other names. She is the presiding deity of the most esoteric yogic
practices associated with the Śrī Cakra (also called Śrī Yantra) that are collectively called Śrī
Vidyā.
According to the Vedic view, reality, which is unitary at the transcendental level, is
projected into experience that is characterized by duality and paradox. We thus have duality
associated with body and consciousness, being and becoming, greed and altruism, fate and
freedom. The Gods bridge such duality in the field of imagination and also collectively in
society (Kak, 2002): Viṣṇu is the deity of moral law, whereas Śiva is Universal Consciousness. Conversely, the projection into processes of time and change is through the agency of
the Goddess. Consciousness (Puruṣa) and Nature (Prakṛti) are opposite sides of the same
coin.
The mystery of reality may be seen through the perspectives of language (because at
its deepest level it embodies structures of consciousness) and logic (nyāya), physical categories (vaiśeṣika), creation at the personal or the psychological level (sāṅkhya), synthesis of
experience (yoga), structures of tradition (mīmāṃsā), and cosmology (vedānta). These are
the six darśanas of Indian philosophy. Each of these ways of seeing takes us to different kinds
of paradox that prepares us for the intuitive leap to the next insight in the ladder of understanding (Kak, 2007).
Sages have argued that the yogic journey turned inwards, a practice that is popularly
called Tantra, is the quickest way to reaching the top of the ladder and become free. If Yoga
is viewed as control of the mind (cittavṛtti nirodhaḥ), meditation (dhyāna, attention), harmony of body and spirit (samādhi), or the way of freedom (svātantrya), how is one to find
any of these when one is continuously distracted by desires? Where is freedom if one is
weighed down by the burden of one’s past with its guilt and regret?
But each one of us is capable of one-pointed concentration if our life depends on that
moment. This is the concentration of the warrior on the chaotic battlefield. The warrior observes everything, even if only by the corner of his eye. Protected by the shield of his discipline, he is able to ward off the assaults on his being. Truth, compassion, energy, fearlessness,
and fortitude (yama and niyama) are his shield; he is never without protection and, therefore,
he cannot be vanquished. He lives fully in the moment.
One doesn’t have to be on the battlefield to live like a warrior: the individual who
lives the life with this attitude is a yogi. But no one is born a warrior, and how does one
*
Brahmavidyā: The Adyar Library Bulletin, vol. 72-73, pp. 155-172, 2008-2009
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Subhash Kak
prepare oneself to be one in view of the suffering that exists in life and the fear of death? Śrī
Vidyā provides this preparation and it endows us with strength and unparalleled intuition. It
leads to the heart of beauty, desire, and power, making it possible for us to separate our being
from elemental impulses.
As our ordinary conception of who we are is determined by name and form
(nāmarūpa), this journey requires challenging our most basic beliefs related to our personal
and social selves. One needs to travel to the deepest layers of our being wherein spring our
desires, some of which are primal and others that are shaped by culture and experience. Since
name and form belong to the realm of time and change, this path is that of the Goddess. This
path may be quick, but it is filled with danger since it involves deconstructing one’s self and
arriving at a new synthesis. Our inner world is like a jungle with its attendant beasts and many
kinds of mortal dangers. Just as one should not enter a land with unknown topography, deserts, and rivers, without being armed and equipped, one should not try to enter one’s inner
landscape without being prepared. Such a journey needs guidance from someone who has
been there before and it should not be undertaken by one who is not ready for this adventure.
This way of the warrior is not for the faint of heart.
We explore first the question of the antiquity of the Śrī Cakra by showing that it figures in a very early text, the Śvetāśvatara Upaniṣad (SU). The deity of the Śri Cakra is known
to us from the Brahmāṇḍa Purāṇa as Lalitā Tripurasundarī, the playful transcendent beauty
of the three cities. The meaning of the Cakra and its nine circuits will be explained. The
connections of the tradition of Śri Vidyā with the ritual of Navarātri will be described.
ŚVETᾹŚVATARA’S YANTRA
The sage Śvetāśvatara, who belonged to the late Vedic period, asks in his Upaniṣad whether
time (kāla) or nature (svabhāva), or necessity (niyati) or chance (yādṛcchā), or Puruṣa is the
primary cause of this reality. He answers in a riddle that goes:
tamekanemi trivṛtaṃ ṣoḍaśāntaṃ
śatārdhāraṃ viṃśatipratyarābhiḥ
aṣṭakaiḥ ṣaḍbhirviśvarūpaikapāśaṃ
trimārgabhedaṃ dvinimittaikamoham .1.4
Who (like a wheel) has one felly with three tires, sixteen ends,
fifty spokes, twenty counter-spokes,
six sets of eight, one universal rope,
with three paths and illusion arising from two views. SU 1.4
This looks like the description of a Yantra, but we don’t have enough information on
how to proceed to draw it. The text doesn’t also explain what knowledge is symbolically
expressed in this Yantra. An interpretation of these numbers as different categories of
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Sāṅkhya was provided by Śaṅkara (788-820) although he did not specifically address its
graphical design.
We argue that this describes the Śrī Cakra. This might appear surprising at first because the Śvetāśvatara Upaniṣad extols Rudra-Śiva and the Śrī Cakra is associated with the
Goddess. But since Śiva does reside at the innermost point (bindu) of the Cakra along with
the Goddess, it is not inconsistent with the focus of the Śvetāśvatara Upaniṣad. Furthermore,
SU 4.9 proclaims: māyāṃ tu prakṛti vidyānmāyinaṃ tu maheśvaram, consider Nature to be
magical (māyā) and the Great Lord (Maheśvara) to be the one who has cast the spell (māyin).
The Goddess is another name by which Nature is known, therefore the mystery of the Lord
in the launching of the Universe can only be known through the Goddess. The identification
of the Śrī Cakra in SU goes against the scholarly view that the Śrī Cakra is a post-majorUpaniṣadic innovation, and, if accepted, this calls for a revision of the history of the development of Tantra.
The bindu or dot in the innermost triangle of the Śrī Cakra represents the potential of
the non-dual Śiva-Śakti. When this potential separates into prakāśa (the aham or I-consciousness, Śiva) and vimarśa (the idam or this-consciousness, Śakti) it is embodied into nāda, kalā
and bindu. Nāda is the primal, unexpressed sound (interpreted by human ear as oṃkāra) and
kalā is the “kāma kalā,” the desire to create, which the Vedas tell us is the desire “May I be
many” (Chāndogya Up. 6.2.1.3). Bindu, as the potential universe ready to separate into various categories is Mahātripurasundarī. Śiva as Prakāśa (luminosity or consciousness) has realized himself as “I am”, through her, the Vimarśa Śakti (Nature as the reflector).
It must be stated that within the Yogic tradition, it has always been believed that Tantra is a part of the Vedas itself. In the Devī Sūkta (Ṛgveda 10.125), the Goddess describes
herself as supreme. In the Śrī Sūkta of the Ṛgvedic hymns (appendices), the goddess Śrī is
associated with prosperity, wealth, and fortune, and she is spoken of as deriving joy from
trumpeting elephants. The Śrī Sūkta, addressed to Jātavedas of Fire, was invoked at the fire
ritual. In Kauṭilya’s Arthaśāstra (14.117.1) there is reference to the goddess being invoked
for the protection of a fort. In the Bṛhadāraṇyaka Upaniṣad 7.4 there is a reference to the
goddess Vāc.
The Vedic triads, together with the dyadic male and female components, enlarge
through expansion (prapañca) so the universe is a projection (vimarśa) of the Absolute’s selfillumination (prakāśa).
The supreme deity in the form of Śakti (parāśakti), Śrī as the great goddess
(mahādevī) is one of the aspects of Lalitā Tripurasundarī. Lalitā Tripurasundarī has three
manifestations: sthūla, or descriptive as image; sūkṣma, or subtle as mantra; and parā, or
transcendent as yantra or cakra. Lalitā Tripurasundarī is also called Rājarājeśvarī or just
Śrīdevī. Those who see the three representations as interrelated are called the followers of the
kaula tradition, as has been the case with the Kashmiris.
In the South, the Tirumantiram (Śrīmantra in Sanskrit) of the seventh century siddha
Tirumular knows Śrīvidyā. In the Lalitāsahasranāma, Lalitā is described in terms similar to
those of Durgā. Lalitā is worshiped as the srividyā mantra and as the Śri Yantra.
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he Śrīvidyā mantra is known in three forms: kādi (starting with ka), hādi (starting with
ha), and sādi associated with Śri Manmatha, Lopāmudrā, and Durvāsā respectively. The mantra is divided into three parts, which represent three sections (kūṭa or khaṇḍa) of the image of
the Goddess: vāgbhavakūṭa, kāmarājakūṭa, and śaktikūṭa.
The kādividyā of Śri Manmatha:
ka e ī la hrīṃ (vāgbhavakūṭa)
ha sa ka ha la hrīṃ (kāmarājakūṭa)
sa ka la hrīṃ (śaktikūṭa)
The hādividyā of Lopāmudrā:
ha sa ka la hrīṃ (vāgbhavakūṭa)
ha sa ja ha la hrīṃ (kāmarājakūṭa)
sa ka la hrīṃ (śaktikūṭa)
The sādividyā of Durvāsā:
sa e ī la hrīṃ (vāgbhavakūṭa)
sa ha ka ha la hrīṃ (kāmarājakūṭa)
sa ka la hrīṃ (śaktikūṭa)
The 18th century scholar Bhāskarāya maintained that the Śrīvidyā mantra is meant in
Rgveda 5.47.4 where it is said: catvāra īṃ bibharti kṣemayantaḥ, “that with four īṃs confers
benefit”. The kādi mantra (pañcadaśākṣarī) has four long ī vowels. According to some, the
16-syllable mantra (ṣoḍaśākṣarī) is obtained by adding the seed-syllable (bījākṣara) śrīṃ to
the 15-syllable mantra.
The Śri Vidyā mantra is viewed as 37 syllables, representing the 36 tattvas of reality
of Śaivism and the 37th transcendent Parāśiva state. These are divided into 11 for the vāgbhavakūṭa, 15 for the kāmarājakūṭa, and 11 for the śaktikūṭa (Vrajavallabhadvivedaḥ, 1988).
THE ŚRI CAKRA AND LALITᾹ TRIPURASUNDARI
The three cities in the name of Lalitā Tripurasundarī are that of the body, the mind, and the
spirit, or that of will (icchā), knowledge (jñāna) and action (kriyā). They may also be seen as
the knower, the means of knowledge, and the object of knowledge; the three gunas of sattva,
rajas and tamas; agni (fire), sūrya (sun) and candra (moon); sṛṣṭi (creation), sthiti (preservation) and laya (dissolution); intellect, feelings, and sensation; subject (mātā), instrument
(māna), and object (meya) of all things; waking (jāgrat), dreaming (svapna) and dreamless
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sleep (suṣupti) states; as ātma (individual self), antarātma (inner being) and paramātma (supreme self) and also as past, present and future.
Her five triangles represent the pañca bhūtas (five elements). She holds five flowery
arrows, noose, goad and bow. The noose is attachment, the goad is revulsion, the bow is the
mind and the flowery arrows are the five sense objects. Their union is harmony or samarasa.
Śaṅkara (788-820) spoke of the Śri Cakra in the Saundaryalaharī (SL) (Subramaniam,
1977). In SL11, the Śri Cakra is described in terms of its 4 Śrikaṇṭha (upward pointing) and
5 Śivayuvatī (downward pointing) triangles, which create its 43 triangles. If we look Śrī
Cakra’s structure as consisting of three basic triangles, then within each triangle are lower
hierarchical levels of two other triangles, of alternating polarity. The 42 outer triangles are
arranged in four circles around the middle triangle, with counts of 8, 10, 10, and 14 in the
four arrays. The Śrī Cakra is also associated with the cakras of the yogi’s body. According to
SL 14:
Fifty-six for earth (mūlādhāra); for water fifty-two (maṇi-pūraka),
sixty-two for fire (svādhiṣṭhāna); for air fifty-four (anāhata),
seventy-two for ether (viśuddhi); for mind sixty-four (ājña cakra)
are the rays; even beyond these are your twin feet.
The six cakras are classified in granthis (knots) of two. The lowest two cakras correspond to 108 rays, the middle two to 116, and highest two to 136 rays. I have argued elsewhere that this provides an explanation for the layout of the great Śiva temple at Prambanan
in Indonesia (Kak, 2010)
The Śrī Cakra embodies the tripartite division of the cosmos into earth, atmosphere,
and the sun, which is mirrored in the individual by the body, the breath, and the inner lamp
of consciousness; it also represents the three parts of the body: neck to head, neck to navel,
and navel to the bottom of the trunk. It is within the wheel of time (kālacakra), and it is both
the human body (microcosm) and the universe (macrocosm). Its middle 43 triangles are surrounded by a circle of 8 petals that, in turn, is surrounded by a 16-petalled circle. At the
outermost are 3 lines, which are called the bhūpura. They are also categorized into 9 circuits
or āvaraṇas, where the bhūpura is the outermost āvaraṇa. These 9 āvaraṇas have 108 presiding Devis. In the Śrī Cakra pūjā they are systematically worshipped one by one with their
names and mantras. The nine circuits symbolically indicate the successive phases in the process of becoming.
The nine cakras are compared in the Tripura Upaniṣad to the nine yogas, namely the
eight familiar ones of Patañjali and the additional one of sahaja.
Lalitā Tripurasundarī’s three śaktis, which are shown in the three corners of the inner
triangle, are Bhagamālinī, Vajreśī, and Kāmeśvarī, who are associated with Brahmā, Viṣṇu,
and Rudra. The central bindu is where the Goddess is united with Śiva, the Universal Consciousness.
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The Śrī Cakra
Cakra pūja or Yantra pūja is the worship of the deity. Devi, the cosmic female force,
is the first step of creation. The counterpoint male principle has three emanations: Rudra from
the left, Brahmā from the middle, and Viṣṇu from the right. At the centre of the Śri Yantra is
kāmakalā, which has three bindus. One is red, one is white and one is mixed. The red bindu
is Kurukulla, the female form; the white bindu is Vārāhi the male form; and the mixed bindu
is the union of Śiva and Śakti.
Lalitā Tripurasundarī
Forty-three triangles of the Śrī Cakra
Looking at the Śrī Cakra from outside in within the circular part of the Yantra, we
thus have one felly with 3 tires, 16 ends of the petals in the outer circle, and a total of 50 (8
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petals and 42 triangles outside of the central one) “spokes”, with 20 triangles in the middle
two circuits that may be termed “counter-spokes”, a total of six circuits of petals and triangles
have either 8 or more than 8 members, the universal rope is the bhūpura, the three paths are
the paths ruled by tamas, rajas, and sattva embodied by the three Goddesses in the innermost
triangle.
The Śrī Cakra maps the inner sky as one goes from outside to inside; it is also located
in the body in terms of the 6 cakras. The count of 50 of the Śrī Cakra is mapped to 50 petals
of the cakras as one goes from the base (mūlādhāra) to the ājña cakra. The specific number
of lotuses is 4, 6, 10, 12, 16, and 2. The sahasrāra cakra’s 1000 petals parallel the infinity
associated with the innermost triangle of the Śrī Cakra.
Inside the square are three concentric circles, girdles (mekhalā). The space between
the square and three girdles is the Trailokyamohana cakra, or the cakra that enchants the three
worlds; at this stage the adept sees himself as his social self completely immersed in the magic
of life.
Next are two concentric rings of sixteen and eight lotus petals, respectively. The first
of these is Sarvāśāparipūraka cakra, which is the cakra that fulfils all desires; the second is
the Sarvasānkṣobhaṇa cakra, indicating dissolution of apartness and duality.
The fourth cakra, consisting of the fourteen triangles forming the outer rim of the
complex interlocking of triangles, is the Sarvasaubhāgyadāyaka, giver of good fortune,
which leads one to spiritual insight and success. The next two cakras are each constructed of
ten triangles. Called Sarvārthasādhaka, making all means effective, and Sarvarakṣākara,
protecting the unifying thread in all experience, they indicate stages when inner realization
begins to strengthen. The seventh cakra, consisting of eight triangles, is the Sarvarogahara,
removing all attachment to duality, at which the sādhaka is near deep transformation.
An inverted triangle is the eighth cakra of Sarvasiddhaprada, that provides all powers
and validation. The last cakra, the bindu, is Sarvānandamaya, full of bliss. It is the heart of
one’s self in which one witnesses the union of one’s own nature and spirit, Śakti and Śiva.
The ritual includes making ten mudras with the fingers, in which the fingers of the
right hand represent prakāśa and those of the left hand represent vimarśa. The joining of the
fingers of the two hands in different mudras symbolically represents evolution of names and
forms. The Śri Yantra and its worship encompass the deepest secrets of Vedic knowledge.
Not only does it represent the inner cosmos, which has the framework of infinity and recursion across scale and time and a mirroring of the outer and the inner, the ritual associated with
it is the heart of yajña.
The Cakra is a representation of Devī in many forms: Lalitā, Kātyāyani, Kāmeśvarī,
Kāmākṣī, Durgā, Caṇḍī, Kālī, Ambā, and so on, that is reality (sat), mind (cit) and bliss
(ānanda). As Mahāvidyās, Devī has the forms Kālī, Tārā, Tripurasundarī, Bhuvaneśvarī,
Chinnamastā, Bhairavī, Dhūmavatī, Bagalāmukhī, Mātaṅgī, and Kamalā (Lakṣmī).
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Śārikā Devī (painting by Veer Munshi)
The Śri Yantra ritual infuses the yantra with mantra that represents the union of space
and sound. Its closed, concentric circuits (maṇḍalas) correspond to the nine planes of consciousness of the sādhaka. Each plane is a stage on the ascent of one’s being toward the Inner
Self.
The vowels and consonants of Sanskrit are inscribed in the vertices of the Sri Yantra
and also within the body of the practitioner (Abhinavagupta, 2005). In each of the nine circuits (āvaraṇas) specific deities are invoked. The deities are like veils concealing the deeper
essence. After the sādhaka has invoked all the devatas in the prescribed manner, he obtains
an insight in which all the deities of the plane are fused to become the presiding deity of the
circuit.
THE NINE ᾹVARANAS
The bhupura is the first (outermost) āvaraṇa of the Sri Caktra. These lines have 10, 8, and 10
Devis, respectively. They include the eight Mātṛkā Śaktis, which are the psychological forces
that spring out of ego. The second āvaraṇa has 16 petals in which reside16 Devis that rule
over different aspects of physical well being. The third āvaraṇa is the 8 petal circle with eight
Devis who represent various actions as well as non-action. The first three āvaraṇas represent
sṛṣṭi, or extension of creation.
The fourth āvaraṇa is the outer set of 14 blue triangles, which represent the 14 worlds
and the 14 main Nāḍīs in the human body; the fifth āvaraṇa consists of 10 red triangles; the
sixth has the inner 10 red triangles; these three āvaraṇas represent sthiti, or preservation. The
seventh is the inner 8 green triangles; the eighth is the inner triangle. The three corners of this
triangle are: Kāmeśvari, the Rudra Śakti or Pārvatī; Vajreśi is the Viṣṇu Śakti, Laksmī; and
Bhagamālini is the Brahmā Śakti, or Sarasvatī. The ninth āvarana is the bindu, which is the
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cosmic union of Śiva and Śakti. The deity, Mahā Tripurasundarī, is the personification of
Parā Brahman. These three āvaraṇas represent samhāra, or absorption.
The fourth to the eighth āvaranas
Durgā vanquishing Mahiśasura (Orissa, 7th century)
Do the nine sheaths stand up to scientific scrutiny? Modern neuroscience has not yet
reached a level where the sheaths covering the innermost sense of self can be examined in
the laboratory (Kak, 2004). But it does speak of centers that mediate different aspects of
selfhood. The nine sheaths, in the Śri Cakra, are a consequence of the interplay between the
realities of various kinds of triads that were mentioned before. To that extent, the nine sheaths
are a reasonable way of representing the inner space of our being which is validated by the
experience of the sages.
Durga at Prambanan (10th century)
The Devi-Māhātmya presents an account of what Mahākālī, Mahālakṣmī, and
Mahāsarasvatī do to bring about the transformation of prakṛti from tamas to rajas, from rajas
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to sattva and from sattva to Supreme Vijaya, which is mastery in the Absolute. The Navarātri
is a form of Śri Cakra pūjā where the nine nights represent the nine āvaraṇas. The first three
days are a worship of Mahākālī, Mahālakṣmī, and Mahāsarasvatī; on the subsequent days,
their exploits are celebrated. The completion of the sādhanā is the marriage of Śiva and
Pārvatī. The process is like overcoming the demonic materiality of one’s own self that is
represented elsewhere by Rāvaṇa. This victory is celebrated on the tenth day (Vijaya Daśamī)
as that of Durgā over Mahiśāsura.
In Kashmir, the goddess Śārikā Devī subsumes in herself all the nine āvaranas, which
is why she is shown with nine sets of arms.
A contemporary representation of Śri Cakra for Maharājñī (Kashmir)
CONCLUDING REMARKS
We have seen much overlap between the numbers described in the Śvetāśvatara Upaniṣad
and those of the Śrī Yantra. In our opinion the case for the two Yantras being the same is
compelling. The conception of the Goddess as the Supreme power out of which all the Gods
emerged, encountered in the Durgā Saptaśatī, existed at the time of the Śvetāśvatara Upaniṣad
for it is also proclaimed in the Devī Sūkta of the Ṛgveda (10.125). Furthermore, we have
evidence of yantric structures in India that go back to about 2000 BC (Kak, 2005) as well as
representations of the Goddess killing the buffalo demon from the Harappan period, so we
are speaking here of a very ancient tradition.
The Śrī Cakra is an iconic representation of the deepest intuitions of the Vedas. It
represents both the recursive structure of reality and also expresses the fact that Nature and
Consciousness are interpenetrating (Kak, 2007). It is relatively easy for the conditioned mind
to question names and forms (nāmarūpa) as compared to turn the gaze of one’s inner mind
on one’s consciousness. It is a journey to the domain of aloneness (kaivalya) in which one
finds wonderful company and astonishing insights. The Śrī Cakra looks at reality through the
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lens of beauty and felt experience. By helping one penetrate the various coverings of one’s
mind, it takes the seeker to Śiva, the fixed point of one’s self.
REFERENCES
Abhinavagupta, 2005. Parātrīśikā Vivaraṇa. Motilal Banarsidass, Delhi.
Vrajavallabhadvivedaḥ, 1988. Yoginīhṛdayam. Motilal Banarasidass, Delhi.
S. Kak, 2002. The Gods Within. Munshiram Manoharlal, New Delhi.
S. Kak, 2004. The Architecture of Knowledge. CRC/Motilal Banarsidass, Delhi.
S. Kak, 2005. Early Indian architecture and art. Migration and Diffusion, vol. 6, Number 23, pp. 627.
S. Kak, 2007. The Prajñā Sūtras: Aphorisms of Intuition. DK Publishers, New Delhi.
S. Kak, 2010. Space and order in Prambanan. OSU.
V.K. Subramaniam, 1977. Saundaryalaharī. Motilal Banarsidass, Delhi.
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Part 6
SCIENCE AND CONSCIOUSESS
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30
A Brief History of Indian Science*
INTRODUCTION
To consider the history of Indian science, one must first know why most educated people
know little about it. The reasons go back to the disastrous nature of the British Raj, which it
is estimated cost India $45 trillion dollars of wealth, and led to the destruction of native industry and education systems.1 The literacy rate in India on the British watch declined from
an estimated 70% to just 12% with a near-complete loss of memory of its previous condition.2
Britain also foisted false narratives of history on India. The curricula that were introduced in
school and college were not linked to India’s own scholarly tradition so much so that Indians
came to believe India had no tradition of science.
India was the world’s leading nation in science before the Middle Ages. Sa’id alAndalusi, who, in 1068 in Muslim Spain, wrote Ṭabaqāt al-ʼUmam (Categories of Nations)3
to assess the sciences of different nations, says that the sciences, particularly mathematics
and astronomy, are most advanced in India (calling it the first nation). Indian technology was
flourishing before the arrival of the British. Economists aver that India’s share of the world
economy in 1800 was nearly 25 percent and by the time the British left it had shrunk to about
2 percent.
Shipbuilding required the most advanced skills in the pre-industrial revolution age,
and Abraham Parsons, a British traveler, described India’s prowess in this field in 1775 thus:
“Ships built at Bombay are not only as strong, but as handsome, are as well finished as ships
built in any part of Europe; the timber and plank, of which they are built, so far exceeds any
in Europe for durability.”4
In some ways Indian shipbuilding technology was ahead of the European, for in the
assessment by historian Dieter Schlingloff5: “The ancient Indian merchant ships differed from
the Roman merchant ships in one respect, namely in their multiple masts. While in the entire
European area the ships only possessed a single mainsail (and at best a fore-and-aft sail) right
up to the late Middle Ages, in India two, and later three sails were common. Of course, the
home territory of the Indian seafarers was not an inland sea like the Mediterranean, but the
Indian Ocean. Hence they developed a sophisticated system of sails which in number of sails
was only matched and surpassed by the explorers’ ships of the I5th century.”
*
Academia.edu (2021)
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A three-sail ship shown in Cave 2 of Ajanta (Schlingloff, 1976)
India’s textile industry, which was the best in the world, was decimated by the British.
They cut off India’s export markets by a variety of means. The Calico Act of 1721, intended
to protect the wool and silk industries, banned most cotton cloths. The Act was repealed in
1774, but Indian textiles entering the British market faced stiff import duties, ranging from
27–59% ad valorem in 1803 to 71–85% in 1813.
When the mechanization brought about by the industrial revolution gave their own
textiles a cost advantage, the British made sure that India was not provided the resources to
build its own factories. As India became deindustrialized, it turned into a huge monopoly
market for British products. British Raj made token investments in science and technology.
Jobs in India simply disappeared. Outside of village crafts, and sparsely staffed revenue and medical departments and schools, one could only find jobs in the army or police or
as clerks working for urban enterprises. When the railway system was built by the British,
the employees for a long time could only be British or Anglo-Indians.
More and more people became servants and cooks, if they could find anything. They
became office seekers: any government position, even if only of the attendant in an office,
was considered supremely desirable.
Nearing the end of their depredation of India, the British created national services. In
1920, India’s scientific services had a total of 213 scientists of whom 195 were British!6
Comparing the path India chose with that of Japan, Sri Aurobindo argued that Japan
embraced Western science while keeping to its spirit of the samurai, while India was compelled to abandon its own genius for the security of work in the office to serve the colonialists.7
This was the model that goes back to the British outpost at Fort St. George where
Indians kept books or did other menial jobs. This has continued in recent times where Indian
companies serve as the back office to Western companies without the ambition to make their
own products. Likewise, as a consequence of a bizarre and misguided education policy over
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the last 70 years, Indian school and college curricula continue to present history through the
colonial lens and so most Indians are largely ignorant of their scientific and cultural heritage.8
This essay is a broad overview of Indian science with general references so that the
reader can obtain the details easily.
SOURCES OF INDIAN SCIENCE
Indian archaeology and literature provide considerable layered evidence related to the development of science and material progress. The chronological time frame for this history is
provided by the archaeological record that has been traced, in an unbroken tradition, to about
8000 BCE. Prior to this date, there are records of rock paintings that are considerably older.9
The third millennium is characterized by a very precise system of weights and monumental architecture using cardinal directions. Indian writing (the so-called Indus script) goes
back to the beginning of the third millennium BCE, but it has not yet been deciphered. However, statistical analysis shows that the later historical script called Brahmi evolved from this
writing.
The earliest textual source is the Ṛgveda, which is a compilation of very ancient material. The astronomical references in the Vedic books recall events of the third or the fourth
millennium BCE and earlier. The discovery that Sarasvatī, the preeminent river of the
Ṛgvedic times, went dry around 1900 BCE, if not earlier, suggests that portions of the Ṛgveda
may be dated prior to this epoch.
Briefly, the Vedas speak of a tripartite and recursive world view.10 The universe is
experienced in triples: regions of earth, space, and sky; body, breath (prāṇa), and mind; body,
mind, and consciousness; past, present, and future. These triples are symbolized in the trinity
of Brahmā, Viṣṇu, and Maheśa. The trinity may, on in one’s experience, by seen in dualities.
The matter-consciousness and mind-consciousness dualities are represented in the pair of
Śakti and Śiva. In the domain of human action, the orders if morality and freedom are represented by Viṣṇu and Śiva.
The outside and the inner processes are taken to be connected. All material systems
go though changes with time and this includes the universe. All descriptions lead to logical
paradox, and the one category transcending all oppositions is Brahman. Vedic ritual is a symbolic retelling of this conception.
LAWS AND COSMOLOGY
Vedic cosmology may be unpacked into the following seven components that help us visualize the foundations of Indian science in terms of its overarching elements and facilitates comparison with modern views:11
1. A Universe Governed by Laws and Characterized by Paradox. The universe with
matter and consciousness is governed by ṛta (laws). Since consciousness is not
material, language cannot describe reality fully and linguistic descriptions suffer
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from paradox. The irreconcilable subject/object dichotomy represents complementary aspects of the same transcendental reality.12
2. An Atomic World. The conscious subject is separate from the material reality but
is, nevertheless, able to direct its evolution. The universe is infinite in size and
infinitely old, and other worlds beyond our solar system exist. The universe itself
go through cycles of creation and destruction.13
3. Relativity of Time and Space. Time and space are created by the mind and they do
not flow at the same rate for different observers.14
4. Evolution of Life. Humans arose at the end of a chain where the beginning was
with plants and various kinds of animals.15
5. A Science of Mind. The inner space has its own architecture that is accessible to
analysis.16
6. Mathematical Reality. Because physical reality is atomic, it is accessible to enumeration and mathematics.17
7. Recursion. The properties of the universe are mirrored across different scales as
in the formula yat piṇḍe tad brahmāṇḍe.18
Due to recursion, the complementarity of consciousness and matter manifests itself in many
dualities of experience. The world can be seen through the tropes of unity and multiplicity
as well as freedom and deterministic evolution. Complementarity is associated with epistemology and ontology and perspectives are described in binary pairs: logic (Nyāya) and physics (Vaiśeṣika), cosmology (Sāṅkhya) and psychology (Yoga), and language (Mīmāṃsā)and
reality (Vedānta).
The Sāṅkhya and the Yoga systems take the mind as consisting of five components:
manas, ahaṃkāra, citta, buddhi, and ātman. Manas is the lower mind which collects sense
impressions, and ahaṃkāra is the sense of I-ness that associates some perceptions to a subjective and personal experience, citta is the ever-altering memory bank. Once sensory impressions have been related to I-ness by ahaṃkāra, their evaluation and resulting decisions
are arrived at by buddhi, the intellect.
There is evidence of the knowledge of biological cycles and awareness that there exist
two fundamental rhythms in the body: the 24-hour related to the sun, and the 24 hour and 50
minute related to the period of the moon (the moon rises about 50 minutes later every day).
This knowledge is not surprising since monthly rhythms, averaging 29.5 days, are reflected
in the reproductive cycles of many marine plants and those of animals. The Ṛgveda 10.90
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speaks of these connections by saying that the moon was born of the mind and the sun was
born of the eyes of the cosmic self:
candramā mana’so jātaḥ | cakṣoḥ sūryo’ ajāyata | RV 10.90.13
The connection between the outer and the inner cosmos is seen most strikingly in the use of
the number 108 in Indian literary and artistic expression. It was known that this number is the
approximate distance from Earth to the sun and the moon, in sun and moon diameters, respectively.19 This number was probably obtained by taking a pole of a certain height to a
distance 108 times its height and discovering that the angular size of the pole was the same
as that of the sun or the moon. It is a curious fact that the diameter of the sun is also approximately 108 times the diameter of Earth.
This number of dance poses (karaṇas) given in the Nāṭya Śāstra is 108, as is the number of beads in a japamālā. The distance between the body and the inner sun is also taken to
be 108, and thus there are 108 names of the gods and goddesses. The number of marmas
(weak points) in Āyurveda is 107, because in a chain 108 units long, the number of weak
points would be one less.
PHYSICAL LAWS AND MOTION
The history of Indian physics goes back to Kaṇāda (~ 600 BCE) who asserted that all that is
knowable is based on motion, thus giving centrality to laws and their operational analysis in
the understanding of the universe.20
There are nine classes of substances: ākāśa, space, and time that are continuous; four
elementary substances (or particles) called earth, air, water, and fire that are atomic; and two
kinds of mind, one omnipresent and another which is the individual.
Let the basic atoms of pṛthvi, āpaḥ, tejas, and vāyu be represented by P, Ap, T, and
V, respectively. Every substance is composed of these four kinds of atoms. Consider gold in
its solid form; its mass derives principally from the P atoms. When it is heated, it becomes a
liquid and therefore there should be another kind of an atom already in gold which makes it
possible for it to take the liquid form and this is Ap. When heated further it burns and this is
when the T atom gets manifested. When heated further, it loses its mass ever so slightly, and
this is due to the loss of the V atoms.
The atoms are eternal only under normal conditions, and during creation and destruction, they arise in a sequence starting with ākāśa and are absorbed in the reverse sequence at
the end of the world cycle. The sequence of evolution of the elements is given as
V→T→Ap→P. The V and T atoms have little mass (since they do not exist in a substantive
form), whereas P and Ap atoms have mass. This sequence also hides within it the possibility
of transformation from V and T atoms that are energetic to the more massive Ap and P atoms.
Indian chemistry developed many different alkalis, acids, and metallic salts by processes of calcination and distillation, often motivated by the need to formulate medicines.
Metallurgists developed efficient techniques of extraction of metals from ore.21
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ASTRONOMY
We know quite a bit about how astronomical science evolved in India. The Yajurvedic sage
Yājñavalkya knew of a ninety-five-year cycle to harmonize the motions of the sun and the
moon, and he also knew that the sun’s circuit was asymmetric. The second millennium BCE
text Vedāṅga Jyotiṣa of Lagadha22 went beyond the earlier calendrical astronomy to develop
a theory for the mean motions of the sun and the moon. An epicycle theory was used to
explain planetary motions. Given the different periods of the planets, it became necessary to
assume yet longer periods to harmonize their cycles. This led to the notion of mahāyugas and
kalpas with periods of billions of years.
The innovations of the division of the circle into 360 parts and the zodiac into 27
nakṣatras and 12 rāśis took place first in India. The schoolbook accounts of how these innovations first emerged in Mesopotamia in the 7th century BCE and then arrived in India centuries later are incorrect because both these divisions are described in the Ṛgveda.
The Śatapatha Brāhmaṇa which was compiled soon after the Vedas says: “The sun
strings these worlds [the earth, the planets, the atmosphere] to himself on a thread. This thread
is the same as the wind…” This suggests a central role to the sun in defining the motions of
the planets and ideas such as these must have ultimately led to the theory of expanding and
shrinking epicycles.
Astronomical texts called siddhāntas begin appearing sometime in the first millennium BCE. According to the tradition there were eighteen early siddhāntas, of which only a
few have survived. Each siddhānta is an astronomical system with its own constants. The
Sūrya Siddhānta speaks of the motion of planets governed by “cords of air” that bind them,
which is a conception like that of the field.
The great astronomers and mathematicians include Āryabhaṭa, who took Earth to spin
on its own axis and who spoke of the relativity of motion and provided outer planet orbits
with respect to the sun. This work and that of Brahmagupta (b. 598) and Bhāskara (b. 1114)
was passed on to Europe via the Arabs. The Kerala School with figures such as Mādhava (c.
1340–1425) and Nīlakaṇṭha (c. 1444–1545) came up with new innovations of analysis based
on advanced mathematics.23
EVOLUTION OF LIFE
The Sāṅkhya system speaks of evolution both at the levels of the individual as well as the
cosmos. The Mahābhārata and the Purāṇas have material on creation and the rise of humankind. It is said that man arose at the end of a chain that began with plants and various kind of
animals. In Vedic evolution the urge to evolve into higher forms is taken to be inherent in
nature. A system of an evolution from inanimate to progressively higher life is assumed to be
a consequence of the different proportions of the three basic attributes of the guṇas (qualities):
sattva (“truth” or “transparence”), rajas (activity), and tamas (“darkness” or “inertia”). In its
undeveloped state, cosmic matter has these qualities in equilibrium. As the world evolves,
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one or the other of these becomes preponderant in different objects or beings, giving specific
character to each.
The Purāṇas (such as Viṣṇu, Garuḍa, Skanda) speak of 8.4 million species on the earth
and in the oceans, which, astonishingly, turns out to be nearly identical to modern estimates.24
GEOMETRY AND MATHEMATICS
Indian geometry began very early in the Vedic period in altar problems, as in the one where
the circular altar is to be made equal in area to a square altar. The historian of mathematics,
Abraham Seidenberg, saw the birth of geometry and mathematics in the solution of such
problems.25 Two aspects of the “Pythagoras” theorem are described in the texts by
Baudhāyana and others. Problems are presented with their algebraic counterparts.26 The solution to planetary problems led to the further development of algebraic methods.
The sign for zero within the place value decimal number system that was to revolutionize mathematics and facilitate development of technology appears to have been devised
around 50 BCE to 50 CE. Indian numerals were introduced to Europe27 by Fibonacci (13th
century) who is now known for a sequence that was described earlier by Virahaṅka (between
600 and 800), Gopāla (prior to 1135) and Hemacandra (~1150 CE). Nārāyaṇa Paṇḍit (14th
century) showed that these numbers were a special case of the multinomial coefficients.28
Bharata’s Nāṭya Śāstra has results on combinatorics and discrete mathematics, and
Āryabhaṭa has material on mathematics including methods to solve numerical problems effectively. Later source materials include the works of Brahmagupta, Lalla (eighth century),
Mahāvīra (ninth century), Jayadeva, Śrīpati (eleventh century), Bhāskara, and Mādhava.29 In
particular, Mādhava’s derivation and use of infinite series predated similar development in
Europe, which is normally seen as the beginning of modern calculus.30 Some scholars believe
these ideas were carried by Jesuits from India to Europe and they eventually set in motion the
Scientific Revolution.31
A noteworthy contribution was by the school of New Logic (Navya Nyāya) of Bengal
and Bihar. At its zenith during the time of Raghunātha (1475–1550), this school developed a
methodology for a precise semantic analysis of language. Navya Nyāya foreshadowed mathematical logic and there is evidence that it influenced modern machine theory.32
GRAMMAR
Pāṇini’s grammar Aṣṭādhyāyī (Eight chapters) of the fifth century BCE provides four thousand rules that describe Sanskrit completely. This grammar is acknowledged to be one of the
greatest intellectual achievements of all time. The great variety of language mirrors, in many
ways, the complexity of nature and, therefore, success in describing a language is as impressive as a complete theory of physics. Scholars have shown that the grammar of Pāṇini represents a universal grammatical and computing system. From this perspective, it anticipates the
logical framework of modern computers.
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Subhash Kak
The Aṣṭādhyāyī contains a meta-language, meta-rules, and other technical devices that
make this system effectively equivalent to the most powerful computing machine. No grammar of similar power has yet been constructed for any other language. The famous American
scholar Leonard Bloomfield called Panini’s achievement as “one of the greatest monuments
of human intelligence.”
MEDICINE
Āyurveda, the Indian medicine system, is a holistic approach to health that builds upon the
tripartite Vedic approach to the world. Health is maintained through a balance between three
basic humors (doṣa) of wind (vāta), fire (pitta), and water (kapha). Each of these humors had
five varieties. Although literally meaning “air,” “bile,” and “phlegm,” the doṣas represented
larger principles.33
Caraka and Suśruta are two famous early physicians. According to Caraka, health and
disease are not predetermined, and life may be prolonged by human effort. Suśruta defines
the purpose of medicine to cure the diseases of the sick, to protect the healthy, and to prolong
life. The Saṃhitās speak of organisms that circulate in the blood, mucus, and phlegm. In
particular, the organisms in the blood that cause disease are said to be invisible. It is suggested
that physical contact and sharing the same air can cause such diseases to spread. Inoculation
was practiced for protection against smallpox.
Indian surgery was quite advanced. The caesarian section was known, as was plastic
surgery, and bone setting reached a high degree of skill. Suśruta classified surgical operations
into eight categories: incision, excision, scarification, puncturing, probing, extraction, evacuation and drainage, and suturing. Suśruta lists 101 blunt and 20 sharp instruments that were
used in surgery. The medical system tells us much about the Indian approach to science. There
was emphasis on observation and experimentation.
MIND AND CONSCIOUSNESS
Vedic deities represent cognitive centers.34 It is asserted that parā-vidyā or ātma-vidyā (science of consciousness) cannot be described in words or design. In the Śrī-yantra, which is a
representation of the cosmos, consciousness (Śiva) is shown as an infinitesimal dot in the
middle.
The interaction between matter and consciousness is postulated in terms of an observation process called dṛṣṭi-sṛṣṭi (creation through observation), which is consistent with a
universe governed by laws.35
Indian texts assert that the phenomenon of consciousness cannot be studied directly
as a material property. Their analysis of consciousness using indirect methods may very well
be relevant for further progress of this question in contemporary science.
SCIENTIFIC SPECULATIONS
Indian thought is unique in the breadth and scope of its scientific speculations that are scattered within its high literature. These range from airplanes (Rāmāyaṇa) to weapons that can
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destroy the world (Mahābhārata), and to the most astonishing abstract ideas in the YogaVāsiṣṭha.
The Mahābhārata has an account of an embryo divided into one hundred parts each
becoming, after maturation in a separate pot, a healthy baby. There is also mention of a conception in one womb transferred to another. It also has a major section on battle with a space
ship whose occupants wear airtight suits (Saubha Parva).
Universes defined recursively are described in the famous episode of Indra and the
ants in Brahmavaivarta Purāṇa. These flights of imagination are more than a straightforward
generalization of the motions of the planets into a cyclic universe.
The context of modern science fiction is clear: it is the liberation of the earlier modes
of thought by the revolutionary developments of the 20th century science and technology. To
understand why speculations were integrated into mainstream Indian literary tradition one
must appreciate the centrality of the idea of ātman. Since creativity is seen to emerge not from
the instrumentality of the mind but from the ātman, Indian science privileges imagination and
abstraction at the highest level. Science is then an attempt to understand the dynamics of
embodied consciousness both in outer and inner realms, and this notion is carried beyond into
the aesthetic theory of dhvani36 that posits that beauty in a creative expression is from the
resonance that takes the viewer or the listener to the transcendence within.
CONCLUSIONS
India’s civilization valued science and knowledge above all and created some of the most
extraordinary conceptual advances. These include a cosmos with many solar like systems,
the earliest astronomy, geometry, number theory, the ten-digit counting system and the symbol for zero, the idea of physical laws and invariance, the earliest formal system to describe
a complex natural phenomenon (as in Pāṇini’s computer program-like grammar that was not
rivaled for 2,500 years), a very subtle psychology, the notion of health as harmony within the
body and mind, the idea of invisible germs that cause infectious disease, immunization to
prevent certain illnesses, and the notion of interrelatedness in nature.
Indian ideas have provided key notions37 in the rise of modern science. But now in
spite of great advances, we are unable to reconcile the sense of freedom and agency within
the framework of machine-like laws, and in physical theory there is no place for the observer.
Indian intuitions about the nature of consciousness and the approach to physics and psychology that privileges human agency may yet provide key clues for future advances in many
frontiers of science.
NOTES
This is an expanded version of my essay titled “Science” for Stanley Wolpert’s Encyclopedia of India
(Charles Scribners & Sons, 2005), and a later version that appeared in Medium.
1. Chakrabarti and Patnaik (2019)
2. Dharampal (1971), Dharampal (1983), Alvares (1991)
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Subhash Kak
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
al-Andalusi (1991)
Parsons (1808)
Schlingloff (1976)
Arnold (2000)
Aurobindo (1909)
Alvares (1991), Dharampal (1971), Kak (2016d)
Kak (2000), Kak (2010), Kak (2015); see also Vahia and Menon (2013)
Kak (2015), Kak (2016c)
This is a rewording of a list that appeared in Kak (2005)
Kak (2016d); see also Seal (1985) for original references from the texts.
Kak (2016a)
Obviously, we are not speaking here of the mathematical theory of relativity regarding an upper
limit to the speed of light, yet the consideration of time acting different to different observers is
quite remarkable. Thus in a story in the Bhāgavata Purāṇa (9.3.29): “Taking his daughter,
Kakudmi went to Brahmā, and inquired about a husband for her. But Brahmā was at a musical
performance by the Gandharvas and had not a moment to talk with him. When he was free at the
end of the performance, Brahmā laughed and said to Kakudmi, ‘O King, many ages have passed
while you were waiting. Those upon whom you may have decided are now gone, and so are their
sons, grandsons. and other descendants.’” In the astronomical context, Āryabhaṭa speaks of the
relativity of motion (see e.g. Shukla and Sarma (1976) and Kak (2016f)).
The Mahābhārata and the Purāṇas have material on creation and the rise of mankind. Here’s the
quote from the Yoga Vāsiṣṭha: “I remember that once upon a time there was nothing on this earth,
neither trees and plants, nor even mountains. For a period of eleven thousand years (four million
earth years) the earth was covered by lava. Then demons (asuras) ruled the earth; they were deluded and powerful. The earth was their playground. And then for a very longtime the whole earth
was covered with forests, except the polar region. Then there arose great mountains, but without
any human inhabitants. For a period of ten thousand years (4 million earth years) the earth was
covered with the corpses of the asuras.”
Kak (2002), Kak (2004), and Kak (2016b)
The great Vedic ritual was related to the motions of the sun and the moon (Kak, 2016e). A binary
number system was used by Piṅgala to represent Vedic meters, and the structure of this number
system may have helped in the invention of the sign for zero. In the idea of infinity in the Vedas,
it is correctly understood that addition and subtraction of infinity from it leaves it unchanged.
Kak (2016c), Kak (2016d)
Kak (2016e)
Kak (2016a), Kak (2016d)
Ray (1909), Biswas (1986), Balasubramanian (2002)
Sastry (1985); Kak (2016e)
Shukla and Sarma (1976), Raju (2001), Ramasubramanian and Srinivas (2010)
See C. Mora et al., How many species are there on earth and in the ocean? PLoS Biol 9, (2011);
this is a most astonishing coincidence.
Seidenberg (1962), Seidenberg (1978)
Saraswathi Amma (1979)
Ifrah (2000)
Srinivasiengar (1967), Seshadri (2010)
Datta and Singh (1962), Selenius (1975), Joseph (2000)
Joseph (2000), Pearce (2000)
Joseph (2000) with addition references in Kak (2018)
Rao and Kak (2016); also see Kak (2018)
Patwardhan (2012), Jaiswal et al. (2016), and Raghava Varier (2020)
Kak (2002)
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35. In the orthodox interpretation of quantum theory, consciousness is a separate category as in Vedanta and the quantum Zeno effect is consistent with dṛṣṭi-sṛṣṭi.
36. See Ingalls, Masson and Patwardhan (1990)
37. See Kak (2018).
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Present Day. The Other India Press (1991)
S. al-Andalusi, Science in the Medieval World "Book of the Categories of Nations", edited by
Sema’an I. Salem and Alok Kumar. University of Texas Press, Austin (1991)
D. Arnold, Science, Technology and Medicine in Colonial India. Cambridge University Press
(2000)
Sri Aurobindo, The Bourgeois and the Samurai. (1907)
R. Balasubramaniam, Delhi Iron Pillar: New Insights, Indian Institute of Advanced Studies (2002)
A.K. Biswas, Rasa-Ratna-Samuccaya and mineral processing atate-of-art in the 13th Century A.D.
India. Indian Journal of History of Science 22, 29–46 (1986)
S. Chakrabarti and U. Patnaik (eds.), Agrarian and Other Histories. Columbia University Press
(2019)
B. Datta and A.N. Singh, History of Hindu Mathematics, a source book, Parts 1 and 2, (single volume). Bombay: Asia Publishing House (1962)
Dharampal, Indian Science and Technology in the Eighteenth Century: Some Contemporary European Accounts. Impex India, Delhi (1971)
Dharampal, The Beautiful Tree. Indigenous Indian Education in the Eighteenth Century. Biblia
Impex (1983)
G. Ifrah, The Universal History of Numbers: From Prehistory to the Invention of the Computer.
John Wiley (2000)
D.H.H. Ingalls, J.M. Masson and M. V. Patwardhan (tr.), The Dhvanyāloka of Ānandavardhana
with the Locana of Abhinavagupta. Harvard University Press (1990)
Y.S. Jaiswal, L.L. Williams, A glimpse of Ayurveda - The forgotten history and principles of Indian
traditional medicine. J Tradit Complement Med. (2016)
G.G. Joseph, The Crest of the Peacock, Non-European roots of Mathematics. Princeton
University Press (2000)
S. Kak, Birth and early development of Indian astronomy. In Astronomy Across Cultures: The History of Non-Western Astronomy, Helaine Selin (editor), Kluwer Academic, Boston, 303340 (2000)
S. Kak, The Gods Within: Mind, Consciousness and the Vedic Tradition (2002)
S. Kak, The Architecture of Knowledge. Motilal Banarsidass (2004)
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Culture in Indian Civilization, , vol. 1, part 4 (A Golden Chain, G.C. Pande, ed.), pp. 871894 (2005)
S. Kak, The Prajñā Sutra: Aphorisms of Intuition. DK Printworld, New Delhi (2007)
S. Kak, Archaeoastronomy in India. (2010); https://arxiv.org/abs/1002.4513
S. Kak, The Wishing Tree: Presence and Promise of India (Third Edition). Aditya Prakashan (2015)
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S. Kak, Matter and Mind: The Vaiśeṣika Sutra of Kaṇāda. Mt. Meru (2016a)
S. Kak, Mind and Self. Mt. Meru (2016b)
S. Kak, The Loom of Time. DK Publishers (2016c).
S. Kak, The Nature of Physical Reality. Mt. Meru (2016d)
S. Kak, The Astronomical Code of the Rgveda. Mt. Meru (2016e)
S. Kak, History of Indian Physical and Chemical Thought. Oklahoma State University (2016f)
S. Kak, Indian foundations of modern science. OSU (2018)
S. Kak, The secret of the Veda. OSU (2019)
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I.G. Pearce, Indian Mathematics - Redressing the balance. St Andrews University (2000)
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P.C. Ray, History of Hindu Chemistry. Vols. I & II. London: Williams and Norgate (1909)
T.A. Saraswathi Amma, Geometry in Ancient and Medieval India. Motilal Banarsidass (1979)
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D. Schlingloff, Kalyāṇakārin's adventures. The identification of an Ajanta painting. Artibus Asiae 38,
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C.N. Srinivasiengar, The History of Ancient Indian Mathematics. Calcutta: The World Press (1967)
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Astronomical History and Heritage 16(3) (2013).
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31
Indian Foundations of Modern Science*
INTRODUCTION
Scholars see India and Greece as the two principal birthplaces of science [1]. School
textbooks tell us about Pythagoras, Aristotle, Euclid, Archimedes, and Ptolemy, geometry of
the Vedic altars, the invention of zero in India, Yoga psychology, and Indian technology of
steel-making that went into the manufacture of the best swords. But if you take the trouble of
reading scholarly books, articles and encyclopedias, you will find that in many ways the early
Indian contributions are the more impressive for they include a deep theory of mind, Pāṇini’s
astonishing Sanskrit grammar, binary numbers of Piṅgala, music theory, combinatorics,
algebra, earliest astronomy, and the physics of Kaṇāda with its laws of motion.
Of these, Kaṇāda is the least known. He may not have presented his ideas as
mathematical equations, but he attempted something that no physicist to date has dared to do:
he advanced a system that includes space, time, matter, as well as observers. He also
postulated four types of atoms, two with mass and two with little mass, and the idea of
invariance [2] [Note 1]. A thousand or more years after Kaṇāda, Āryabhaṭa postulated that
earth rotated and advanced the basic idea of relativity of motion [3].
And then there is India’s imaginative literature, which includes the Epics, the Purāṇas
and the Yoga Vāsiṣṭha (perhaps the greatest novel ever written), that speaks of time travel,
airplanes, exoplanets (that is many solar-like systems), cloning of embryos, sex change,
communication over distances, and weapons that can destroy everything [4]. Some
nationalists take these statements to mean the literal scientific truth, which claim is ridiculed
by their political opponents who then use this broad brush to tar all Indian science.
There are also anomalous statements in Indian texts whose origin is not understood.
Just to mention a few: the correct speed of light, the correct distance to the sun, cosmological
cycles that broadly correspond to the numbers accepted currently, the fact that the sun and
the moon are approximately 108 times their respective diameters from the earth [5], the
correct number of species on earth (about 8.4 million), and so on [6]. Historians either ignore
them or say that they are extraordinary coincidences. We will come to these anomalies later
in the essay.
To return to the history of mainstream science, the discovery of infinite series and
calculus by Newton and Leibniz heralded the Scientific Revolution that was to change the
world. But new research has shown that over two centuries prior the Kerala School of
Mathematics had already developed calculus [7][8] and some historians suggest that this and
advanced astronomical knowledge from Kerala went abroad via the Jesuits and provided the
spark for its further development in Europe. Other historians discount this saying that clear
*
Medium and Academia.edu
375
Subhash Kak
proof of the transmission of this knowledge to Europe is lacking.
There is more agreement about the many achievements of Indian medical sciences.
For example, the Royal Australia College of Surgeons in Melbourne, Australia has a
prominent display of a statue of Suśruta (600 BCE) with the caption “Father of Surgery”. The
ancient Ayurveda texts include the notion of germs and inoculation and also postulate mindbody connection, which has become an important area of contemporary research.
Indian medicine was strongly empirical; it used Nature (which is governed by Ṛta) as
guide, and it was informed by a sense of skepticism. In the West the notion of skepticism is
usually credited to the Scottish philosopher of science, David Hume, but scholars have been
puzzled by the commonality between his ideas and the earlier Indian ones. Recently, it was
shown that Hume almost certainly learnt Indian ideas from Jesuits when he was at the Royal
College of La Flèche in France [9].
There are also indirect ways that Indian ideas led to scientific advance. Mendeleev
was inspired by the two-dimensional structure of the Sanskrit alphabet to propose a similar
two-dimensional structure of chemical elements [10].
A Vedantic vision guided Jagadis Chandra Bose in his pathbreaking discoveries in a
variety of fields. Bose is considered the true father of radio science which, as we know, has
changed the world [11]. Bose also discovered millimeter length electromagnetic waves and
was a pioneer in the fields of semiconductor electronics and biophysics [12].
Erwin Schrödinger, a founder of quantum theory, credited ideas in the Upanishads for
the key notion of superposition [13] that was to bring about the quantum revolution in physics
that changed chemistry, biology, and technology [13][14].
I now briefly touch upon Indian influence on linguistics, logic, philosophy of physics,
and theory of mind.
LINGUISTICS, ALGORITHMS AND SOCIETY
Pāṇini’s work (4th or 5th century BCE) showed the way to the development of modern
linguistics through the efforts of scholars such as Franz Bopp, Ferdinand de Saussure,
Leonard Bloomfield, and Roman Jakobson. Bopp was a pioneering scholar of the
comparative grammars of Sanskrit and other Indo-European languages. Ferdinand de
Saussure in his most influential work, Course in General Linguistics (Cours de linguistique
générale), that was published posthumously (1916), took the idea of the use of formal rules
of Sanskrit grammar and applied them to general linguistic phenomena.
The structure of Pāṇini‘s grammar contains a meta-language, meta-rules, and other
technical devices that make this system effectively equivalent to the most powerful
computing machine [15]. Although it didn’t directly contribute to the development of
computer languages, it influenced linguistics and mathematical logic that, in turn, gave birth
to computer science.
The works of Pāṇini and Bharata Muni also presage the modern field of semiotics
which is the study of signs and symbols as a significant component of communications. Their
template may be applied to sociology, anthropology and other humanistic disciplines for all
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social systems come with their grammar.
The search for universal laws of grammar underlying the diversity of languages is
ultimately an exploration of the very nature of the human mind. But the Indian texts remind
that the other side to this grammar is the idea that a formal system cannot describe reality
completely since it leaves out the self.
MODERN LOGIC
That Indian thought was central to the development of machine theory is asserted by Mary
Boole — the wife of George Boole, inventor of modern logic — who herself was a leading
science writer in the nineteenth century. She claimed that George Everest, who lived for a
long time in India and whose name was eventually applied to the world’s highest peak, was
the intermediary of the Indian ideas and they influenced not only her husband but the other
two leading scientists in the attempt to mechanize thought: Augustus de Morgan and Charles
Babbage. She says in her essay on Indian Thought and Western Science in the Nineteenth
Century (1901): “Think what must have been the effect of the intense Hinduizing of three
such men as Babbage, De Morgan, and George Boole on the mathematical atmosphere of
1830–65.” She further speculates that these ideas influenced the development of vector
analysis and modern mathematics [16].
Much prior to this, Mohsin Fani’s Dabistani-i Madhahib (17th Century) claimed that
Kallisthenes, who was in Alexander’s party, took logic texts from India and the beginning of
the Greek tradition of logic must be seen in this material [17]. In Indian logic, minds are not
empty slates; the very constitution of the mind provides some knowledge of the nature of the
world. The four pramāṇas through which correct knowledge is acquired are direct perception,
inference, analogy, and verbal testimony.
UNIVERSAL GRAVITATION
Indian physics, which goes back to the Vaiśeṣika Sūtras (c. 500 BCE), is not believed to have
directly influenced the discovery of physical laws in Europe, but these ideas were an integral
part of Indian sciences so they must have played a role in the formulation of scientific
questions as Indian ideas traveled west. Kaṇāda had spoken of how objects fall due to
gravitation, and his ideas included those of symmetry and invariance that arose from the
premise that the universe consisted of innumerable star-systems like out solar system, in
contrast to the Western idea of earth being the center of the universe. We have no explicit
knowledge that Kaṇāda believed that gravitation worked beyond the earth, although it appears
to be implicit in the idea that other solar systems exist [18].
The great Bhāskara (1114–1185) in his Siddhānta-Śiromaṇi presented gravitation as a
universal principle:
ākṛṣṭiśaktiśca mahī tayā yarakhasthaṃ guru svābhimukhaṃ svaśakyā ।
ākṛṣyate tapatatīva bhāti same samantāt patatviyaṃ khe ॥ 6 ॥
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“The earth exerts an attractive force, by which other massive objects in space fall on it. But
when attractive force on objects in space balances out, how would they fall?” (Golādhyāya 6)
[This explains why planets do not fall on earth or on other massive bodies.]
Just so that there is no misunderstanding, Bhāskara did not present a mathematical
expression for gravitational force.
If Bhāskara’s idea of universality of gravitation reached Europe via the Jesuits, then
he should be credited with one of the most significant advances in physics before Newton.
PHYSICS WITH OBSERVERS
Indian ideas that place the observer at center prefigure the conceptual foundations of modern
physics, and this is acknowledged by the greatest physicists of the twentieth century.
In the West, the universe was seen as a machine going back to Aristotle and the Greeks
who saw the physical world consisting of four kinds of elements of earth, water, fire, and air.
This model continued in Newton’s clockwork model of the solar system. Indian thought, in
contrast, has a fifth element, ākāśa, which is the medium for inner light and consciousness.
With the rise of relativity theory and quantum mechanics, the observer could no longer be
ignored. In one sense, the journey of science is the discovery of self and consciousness [19].
Kaṇāda’s Vaiśeṣika Sūtras speak of how properties of matter are to be derived from
substances, their attributes and motions, but our perception of these properties derives from
how the mind interacts with the physical system.
It is one of those obscure footnotes to the history of physics that Nikola Tesla, who
was very famous in the 1890s, was asked by Swami Vivekananda to find an equation
connecting mass and energy. We know that Tesla didn’t quite succeed at this but he was to
work on various models of wireless transfer of energy for the remainder of his career.
COSMOLOGY AND EVOLUTION
The Ṛgveda speaks of the universe being infinite in size. The evolution of the universe is
according to cosmic law. Since it cannot arise out of nothing, the universe must be infinitely
old. Since it must evolve, there are cycles of chaos and order or creation and destruction. The
world is also taken to be infinitely old. Beyond the solar system, other similar systems were
postulated, which appear to have been confirmed with the modern discovery of exoplanets.
The Sāṅkhya system describes evolution at cosmic and individual levels. It views
reality as being constituted of puruṣa, consciousness that is all-pervasive, and prakṛti, which
is the phenomenal world. Prakṛti is composed of three different strands (guṇas or
characteristics) of sattva, rajas, and tamas, which are transparency, activity, and inactivity,
respectively.
Evolution begins by puruṣa and prakṛti creating mahat (Nature in its dynamic aspect).
From mahat evolves buddhi (intelligence) and manas (mind). Buddhi and manas in the large
scale are Nature’s intelligence and mind. From buddhi come individualized ego
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consciousness (ahaṅkāra) and the five tanmātras (subtle elements) of sound, touch, sight,
taste, smell. From the manas evolve the five senses (hearing, touching, seeing, tasting,
smelling), the five organs of action (with which to speak, grasp, move, procreate, evacuate),
and the five gross elements (ākāśa, air, fire, water, earth).
The evolution in Sāṅkhya is an ecological process determined completely by Nature.
It differs from modern evolution theory in that it presupposes a universal consciousness. In
reality, modern evolution also assigns intelligence to Nature in its drive to select certain forms
over others as well as in the evolution of intelligence itself.
The description of evolution of life is given in many texts such as the Mahābhārata. I
present a quote from the Yoga Vāsiṣṭha on it:
“Remember that once upon a time there was nothing on this earth, neither trees and plants,
nor even mountains. For a period of eleven thousand [great] years the earth was covered by
lava. In those days there was neither day nor night below the polar region: for in the rest of
the earth neither the sun nor the moon shone. Only one half of the polar region was illumined.
[Later] apart from the polar region the rest of the earth was covered with water. And then for
a very long time the whole earth was covered with forests, except the polar region. Then there
arose great mountains, but without any human inhabitants. For a period of ten thousand years
the earth was covered with the corpses of the asuras.” [YV 6.1]
The reverse sequence, of the end of the world, is also described in various texts. First, the sun
expands in size incinerating everything on the earth (quite similar to modern accounts of the
aging sun becoming a red giant). The specific sequence mentioned is that the fireball of the
sun transforms the Pṛthivī atoms into Āpas atoms, which then together change into Tejas
atoms and further into Vāyu atoms, and finally to sound energy that is an attribute of space,
and so on (Mahābhārata, Śānti Parva Section 233). In our modern language, it means that as
temperatures become high, matter breaks down becoming a sea of elements, then the protons
break down into electrons, further into photons, and finally into neutrinos, and on to acoustic
energy of space. At the end of this cycle the world is absorbed into Consciousness.
Vivekananda was aware of this sequence which is why he asked Tesla to find the
specific equation for transformation between mass and energy.
MIND AND YOGA
We are in the midst of a worldwide Yoga revolution. For many, it is about health and wellbeing but that is only a portal that leads to the understanding of the self and its relationship
with the body.
Although the roots of Yoga lie in the Vedas, most read Patañjali’s Yoga-sūtra for a
systematic exposition of the nature of the mind. The text is logical and it questions the naïve
understanding of the world. According to it, there is a single reality and the multiplicity we
see in it is a consequence of the projections of our different minds. Therefore, to obtain
knowledge one must experience reality in its most directness.
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The Vedic texts claim to be ātmavidyā, “science of self” or “consciousness science”
and they also provide a framework to decode its narrative, establishing its central concern
with consciousness.
In the Vedic view, reality is unitary at the deepest level since otherwise there would
be chaos. Since language is linear, whereas the unfolding of the universe takes place in a
multitude of dimensions, language is limited in its ability to describe reality. Because of this
limitation, reality can only be experienced and never described fully. All descriptions of the
universe lead to logical paradox.
Knowledge is of two kinds: the higher or unified and the lower or dual. The higher
knowledge concerns the perceiving subject (consciousness), whereas the lower knowledge
concerns objects. The higher knowledge can be arrived at through intuition and meditation
on the paradoxes of the outer world. The lower knowledge is analytical and it represents
standard sciences with its many branches. There is a complementarity between the higher and
the lower, for each is necessary to define the other, and it mirrors the one between mind and
body [20].
THE FUTURE OF SCIENCE
I have gone through a random list of topics to show that Indian ideas and contributions have
shaped science in fundamental ways. I hope to show now that they remain equally central to
its future growth.
We first note that in spite of its unprecedented success and prestige, science is facing
major crises. The first of these crises is that of physics for it has found no evidence for dark
matter and dark energy that together are believed to constitute 95% of the observable
universe, with another 4.5% being intergalactic dust that doesn’t influence theory. How can
we claim that we are near understanding reality if our theories are validated by only 0.5% of
the observable universe?
The second crisis is that neuroscientists have failed to find a neural correlate of
consciousness. If there is no neural correlate, then does consciousness reside in a dimension
that is different from our familiar space-time continuum? And how do mind and body interact
with each other?
The third crisis is that there is no clear answer to the question if machines will become
conscious. The fourth crisis is related to the implications of biomedical advances such as
cloning on our notions of self.
It becomes clear that the three crises are actually interrelated when it is realized that
consciousness is also an issue at the very foundations of physics. These questions also relate
to the problem of free will.
Researchers are divided on whether conscious machines will ever exist. Most
computer scientists believe that consciousness is computable and that it will emerge in
machines as technology develops. But there are others who say there’re things about human
behavior that cannot be computed by a machine. Thus creativity and the sense of freedom
people possess appear to be more than just an application of logic or calculations.
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QUANTUM VIEWS
Quantum theory, which is the deepest theory of physics, provides another perspective.
According to its orthodox Copenhagen Interpretation, consciousness and the physical world
are complementary aspects of the same reality. Since it takes consciousness as a given and no
attempt is made to derive it from physics, the Copenhagen Interpretation may be called the
“Big-C” view of consciousness, where it is a thing that exists by itself — although it requires
brains to become real. This view was popular with the pioneers of quantum theory such as
Niels Bohr, Werner Heisenberg and Erwin Schrödinger.
The opposing view is that consciousness emerges from biology, just as biology itself
emerges from chemistry which, in turn, emerges from physics. We call this less expansive
concept of consciousness “Little-C.” It agrees with the neuroscientists’ view that the
processes of the mind are identical to states and processes of the brain.
Philosophers of science believe that these modern quantum physics views of
consciousness have parallels in ancient philosophy. Big-C is like the theory of mind in
Vedanta — in which consciousness is the fundamental basis of reality and at the experienced
level it complements the physical universe. The pioneers of quantum theory were aware of
this linkage with Vedanta [21].
Little-C, in contrast, is quite similar to what many take to be standard Buddhism. The
Buddha chose not to address the question of the nature of consciousness until the end of his
life, and many of his followers believe that mind and consciousness arise out of emptiness or
nothingness. Yet in the Mahāyāna Mahāparinirvāṇa-sūtra, the Buddha acknowledges a
transcendent category underlying constant change which is quite similar to the conception of
Vedanta.
BIG-C, ANOMALIES, AND SCIENTIFIC DISCOVERY
Scientists question if consciousness is a computational process. More restrictively, scholars
argue that the creative moment is not at the end of a deliberate computation. For instance,
dreams or visions are supposed to have inspired Elias Howe‘s 1845 design of the modern
sewing machine and August Kekulé’s discovery of the structure of benzene in 1862, and these
may be considered to be examples of the anomalous workings of the mind.
A dramatic piece of evidence in favor of Big-C consciousness existing all on its own
is the life of self-taught mathematician Srinivasa Ramanujan, who died in 1920 at the age of
32. His notebook, which was lost and forgotten for about 50 years and published only in 1988,
contains several thousand formulas — without proof in different areas of mathematics — that
were well ahead of their time, and the methods by which he found the formulas remain
elusive. Ramanujan himself claimed that the formulas were revealed to him by Goddess
Nāmagiri while he was asleep [22]. The idea of Big-C provides an explanation for the
anomalous scientific results from old Indian texts that were mentioned at the beginning of the
essay.
The concept of Big-C consciousness raises the questions of how it is related to matter,
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and how matter and mind mutually influence each other. Consciousness alone cannot make
physical changes to the world, but perhaps it can change the probabilities in the evolution of
quantum processes as was first proposed by George Sudarshan and Baidyanath Misra in what
they called the Quantum Zeno Effect. The act of observation can freeze and even influence
atoms’ movements, as has been demonstrated in the laboratory, and this may very well be an
explanation of how matter and mind interact [23].
With cognitive machines replacing humans at most tasks, the question of what
selfhood means will become more central to our lives. It appears to me that the only way to
find fulfilment in life will be through wisdom of ātmavidyā. Vedic science will bring
humanity full circle back to the source of all experience, which is consciousness. It will also
reveal unknown ways mind and body interact and this will have major implications for
medicine.
Indian sciences are universal and they have within them the power to inspire people
to find their true potential and find meaning in life, as also having the potential to facilitate
the next advances in both physical and biological sciences.
Historians may quibble about whether a certain equation should be called
Baudhāyana’s Theorem or Pythagoras Theorem, but in the larger scheme names do not
matter. The direction of science is the more important thing and it is clear that the mystery of
consciousness will be one of its major concerns.
NOTES
1. The atoms of Kaṇāda turn out to have interesting parallels with current views in as much that two
of them have mass and two have very little mass.
2. For a broad personal bibliography of Indian works that have contributed to modern science, see
[24].
REFERENCES
1. J.F. Staal, Euclid and Pāṇini. Philosophy East and West 15, No. 2. 99-116 (1965)
2. S. Kak, Matter and Mind: The Vaiśeṣika Sutra of Kaṇāda. Mt. Meru (2016)
3. K.S. Shukla and K.V. Sarma. Āryabhaṭīya of Āryabhaṭa. Indian National Science Academy, New
Delhi (1976)
4. Swami Venkatesananda, Vasiṣṭha‘s Yoga. SUNY Press (1993)
5. S. Kak, The speed of light and Puranic cosmology. Annals Bhandarkar Oriental Research Institute,
vol. 80, 113-123, (1999)
6. S. Kak, The Nature of Light in Indian Epistemology. SPIE Conference on The Nature of Light:
What are Photons IV? (2011)
7. G.G. Joseph, The Crest of the Peacock: The Non-European Roots of Mathematics. Princeton
University Press (2000)
8. P. Webb, The development of Calculus in the Kerala School. The Mathematics Enthusiast 11
(2014)
9. A. Gopnik, Could David Hume Have Known about Buddhism? Charles François Dolu, the Royal
College of La Flèche, and the Global Jesuit Intellectual Network. Hume Studies 35, 5-28 (2009)
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10. A. Ghosh and P. Kiparsky, The grammar of the elements. American Scientist 107 (2019)
11. D. Maloney, J.C. Bose and the invention of radio. Hackaday (2016)
12. P. K. Bondyopadhyay, Sir J.C. Bose diode detector received Marconi's first transatlantic wireless
signal of December 1901 (the “Italian Navy Coherer” Scandal Revisited), in Proceedings of the
IEEE 86, 259-285 (1998)
13. M. Bitbol, Schrödinger and Indian Philosophy. Cahiers du service culturel de l’ambassade de
France en Inde, Allahabad (1999)
14. W. Moore, Schrödinger: life and thought. Cambridge University Press. (1989)
15. S. Bhate and S. Kak, Pāṇini’s grammar and computer science. Annals of the Bhandarkar Oriental
Research Institute 72, 79-94 (1993)
16. J. Ganeri, Indian Logic: A Reader. Routledge, New York (2001)
17. S. Kak, George Boole's laws of thought and Indian logic. Current Science, 114: 2570-2573 (2018)
18. S. Kak, Birth and early development of Indian astronomy. In Astronomy Across Cultures: The
History of Non-Western Astronomy, Helaine Selin (editor), Kluwer Academic, Boston, 303-340
(2000)
19. S. Kak, The secret of the Veda. OSU and Medium (2019)
20. S. Kak, The universe, quantum physics, and consciousness. Journal of Cosmology. Vol. 3. (2009)
21. S. Kak, The Nature of Physical Reality. Mount Meru Publishing (2016)
22. R. Kanigel, The Man Who Knew Infinity. Scribner’s (1991)
23. B. Misra and E.C.G. Sudarshan, The Zeno's paradox in quantum theory. Journal of
Mathematical Physics. 18, 756–763 (1977)
24. S. Kak, Bhāratī bibliography (2021).
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32
History of Indian Physical and Chemical Thought*
INTRODUCTION
We examine the history of the main currents within Indian physics and chemistry within the
larger framework of Indian science. The tradition of physics in India is represented by the
Vaiśeṣika system which is a conceptual representation of space and the gross visible matter
taken to be constructed out of the varying motions of aṇu, its most fundamental particle. The
Vaiśeṣika system (Śāstri, 2002) represents physical science of the Vedic period and it is
unique in that it considers matters as well observers (and consciousness), which no other
system has attempted.
The Upaniṣads (e.g. Taittirīya and Śvetāśvatara) present the doctrine of five elements
(mahābhūtas) that are named earth (pṛthvī), water (āpas), fire (tejas), air (vāyu), and ether
(ākāśa), which represent mass, fluidity, light and fire, gaseousness, and substratum for
vibration. Since earth, water, fire, air, and ether are loaded words, from now one we will use
the Sanskrit terms for the elements. The Chāndogya Upaniṣad says this of the relationship
between the elements of the universe: From this Self (ātman), ākāśa arose; from ākāśa vāyu;
from vāyu tejas; from tejas āpas; from āpas pṛthvī. In the Śānti Parva in the Mahābhārata,
the sequence of dissolution of the physical universe is as follows: Under extreme heat, pṛthvī
becomes āpas, then tejas, then vāyu, then ākāśa, then space, then mind, then time, then energy,
and finally universal consciousness.
The transformation sequence of the elements clearly shows that atoms themselves
appear from space and prior to that from consciousness. Evolution and transformation is one
of the basic characteristics of the system of five elements. Indian physics is a logical system
building upon this doctrine that makes it possible to analyze physical reality in a surprisingly
comprehensive manner.
General ideas of evolution of the physical universe and how elementary atoms arise
out of the subtle tanmātras, explaining the origin of the atoms of Vaiśeṣika, are part of the
Sāṅkhya system and are also touched upon in Vedānta texts. Astronomy siddhāntas provide
us further information on how motion was considered in astronomy (e.g. Burgess, 1860;
Shukla and Sarma, 1976). Additional scattered references of relevance to physical ideas are
to be found in the Purāṇas, the Yoga Vāsiṣṭha and the Mahābhārata and of chemical ideas in
the Āyurvedic literature. One can situate this further in the background of chronology and
writing (Kak, 1994) and a broader development of physical ideas (Kak, 2016b).
The originator of the Vaiśeṣika is Kaṇāda (sometimes also called Ulūka), who is
generally believed to have lived around 600 BCE. In the Nyāya, or logic, that is closely tied
to the Vaiśeṣika, minds are not empty slates; the very constitution of the mind provides some
*
OSU Research Report, 2016
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knowledge of the nature of the world. The four pramāṇas through which correct knowledge
is acquired are direct perception, inference, analogy, and verbal testimony. A translation of
the Vaiśeṣika was recently published by the author (Kak, 2016c).
It should be stressed that Indian physical and chemical sciences were not merely
theory. Chemical substances were studied on their own for their usefulness in medicine,
textiles, food products, dyes, agriculture and metallurgy. These substances were also seen as
arising out of different combinations of the atoms of Vaiśeṣika (Ray, 1909). Chemistry was
called Rasāyana Śāstra, Rasa-Vidyā, and Rasatantra, which roughly mean ‘science of liquids.’
The term for a chemical concoction was rasa and the chemist was referred to as a Rasajñya
and Rasa-tantra-vid.
Careful observation (in astronomy, agriculture, chemistry, and medicine) and abstract
thought (in grammar, cosmology), interconnected by unifying ideas, characterize Indian
scientific models that are pragmatic. The measurements are in terms of elaborate systems of
times, lengths, and weights. Time was measured using different kinds of clocks and gnomons.
The measures of time are defined in the following manner in the Purāṇas and the Arthaśāstra:
15 nimeṣa = 1 kāṣṭhā; 30 kāṣṭhā = 1 kalā; 30 kalā = 1 muhūrta; 30 muhūrta = 1 day-andnight, and variants thereof in other texts (in one text 100 truṭi= 1 tatpara, and 30 tatpara=1
nimeṣa), and beyond this are cycles of yugas of increasingly larger periods that are billions
of years long. There was a similarly systematic measurement of lengths with aṅgula (finger)
being the base which went to 1 yojana in the scheme: 12 aṅgula= 1 vitasti; 16 vitasti= 1 dhanu
(bow length); 1,000 dhanu = 1 yojana (with many other units in between). There were other
units that looked at fractions of aṅgula. Rulers made from ivory were in use in the third
millennium BCE. One such ruler calibrated to about 1/16 of an inch was found in Lothal.
Scholars have argued that the Harappan measures are the same as the one in the
historic period (Balasubramaniam and Joshi, 2008; Danino, 2008). The smallest weights
were calibrated with respect to seeds of rice or wheat berry. Figure 1 presents a picture of
standardized cubic stone weights from the third millennium BCE Harappan era from the Kot
Diji Phase around 2800-2600 BCE. The first seven weights are in the binary sequence
1:2:4:8:16:32:64 (with some anomalous exceptions), where the unit corresponds to 0.856
grams; the most common weight being the 16 unit one. Next are the increments in a decimal
system in multiples of 16 in the range 160, 320, and 640. Next are the weights 1,600, 3,200,
6,400, and 12,800. The Arthaśāstra describes standardized measures.
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Figure 1. Cubic weights from 2800-2600 BCE (Morley and Renfrew, 2010)
Apart from the study of motion, Indians also studied vibratory phenomena, acoustics,
and transforming power of fire. It was known that lightning bolts had electricity and which
was taken to be a property of the tejas atoms. Magnetism was also known and the Suśruta
Saṃhitā 27 speaks of how a loose unbarbed arrow lodged in a wound with a broad mouth can
be withdrawn by the use of a magnet (Bhishagratna, 1907). A compass consisting of an iron
fish floating in a pan of oil is described. The attraction of a piece of iron to a magnet is
mentioned in the epic poem Kumārasambhava 2.59 by the poet Kālidāsa.
There are accounts of temples with levitating images as in Somnath, which was
destroyed by Mahmud of Ghazni in 1025-1026. When the temple fell “the king directed a
person to go and feel all around and above it with a spear, which he did but met with no
obstacle. One of the attendants then stated his opinion that the canopy was made of loadstone
[a magnetized rock], and that the idol was iron and that the ingenious builder had skillfully
contrived that the magnet should not exercise a greater force on any one side -- hence the idol
was suspended in the middle. When two stones were removed from the summit the idol
swerved on one side, when more were taken away it inclined still further, until it rested on
the ground.” (Elliot and Dowson, 1876, volume 1, page 97)
Although Indian approach to physical reality is pragmatic, a central idea underlying
its models is that language cannot describe reality completely. Descriptions are fundamentally
incomplete and when stretched beyond normal boundaries they lead to logical paradox. Due
to the limitation of language, experienced reality can never described fully. Knowledge is
of two kinds: the lower or dual; and the higher or unified. The lower knowledge concerns
the world of objects and things, which are subject to change and transformation, whereas the
higher knowledge concerns the experiencing self.
Physics and chemistry are a part of lower knowledge. The unfolding of the universe
is according to laws (ṛta) and the seemingly irreconcilable worlds of the material and the
conscious are complementary aspects of the same transcendental reality. In a famous dialog
in the Bhāgavata Purāṇa, the sage Nārada instructs that study of lower knowledge until one
has realized its limitations is essential preparation for receiving higher knowledge.
Since the universe cannot arise out of nothing, it must be infinitely old. Since it must
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evolve, there are cycles of chaos and order or creation and destruction. The Ṛgveda speaks of
the universe being infinite in size. A famous mantra speaks of how taking infinity out of
infinity leaves it unchanged. This indicates that paradoxical properties of the notion of
infinity were known. The world is also taken to be infinitely old. Beyond the solar system,
other similar systems were postulated. An infinite size of the universe logically led to the
acceptance of many worlds.
The following passage of Mahābhārata 12.182 speaks clearly of the infinite size of
the universe in the following words: “The sky you see above is infinite. Its limits cannot be
ascertained. The sun and the moon cannot see, above or below, beyond the range of their own
rays. There where the rays of the sun and the moon cannot reach are luminaries which are
self-effulgent and which possess splendor like that of the sun or the fire. Even these last do
not behold the limits of the firmament in consequence of the inaccessibility and infinity of
those limits. This space which the very gods cannot measure is full of many blazing and selfluminous worlds each above the other.” (Ganguly, 1990)
In my study of the Vaiśeṣika, I have become convinced that Kaṇāda is perhaps one of
the greatest natural philosophers before Newton, if for nothing else than the breadth of his
conceptual system. He considered symmetry arguments in relation to physical law, defined
causality clearly, and anticipated much of Newton in his laws of motion. Further, he did
something extraordinary by creating a formal system that includes space, time, matter, as well
as observers.
Newton considered space and time to be absolute without explaining what that means.
Newton’s three laws of motion are: 1. An object remains in the state of rest or motion unless
acted upon by force; 2. Force equals mass times acceleration; 3. To every action there is an
equal and opposite reaction. For comparison, we begin with certain propositions of Kaṇāda
that illustrate his system and then present the sūtras that describe physical laws related to
motion. Note that Kaṇāda’s atoms are in perennial motion and so he distinguishes between
internal and outer motions of an object.
Principle 1. कमं कमयसाध्यं न धिद्यिे॥१।१।११॥
From motion, [new] motion is not known.
Principle 2. कारणाभािािायाय भािः ॥१।२।१॥
In the absence of cause, there is an absence of effect [motion].
Principle 3. सामान्यं धिशेर्ष इधि बुद्ध्यपेक्षम् ॥१।२।३॥
The properties of universal and particular are ascertained by the mind.
Principle 4. सधदधि यिोद्रयगुणकमयसु सा सत्ता ॥१।२।७॥
Existence is [self-defined]; substance, attribute, and motion are potential (sattā).
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Principle 5. सदकारणिधन्नर्तम् ॥४।१।१॥
Existence is uncaused and eternal (nitya).
The principles have universal applicability. For example, the idea of symmetry is
included in the principle of nitya, and Kaṇāda explains the roundness of the atom by this
principle. The direct statement of causality in Principle 2 is remarkable. Now I present what
may be called Kaṇāda’s Laws of Motion.
Law 1. संयोगाभािे गुरुिाि् पिनम् ॥५।१।७॥
In the absence of conjunction, gravity [causes objects to] fall.
Law 2a. नोदनधिशेर्षाभािान्नोध्वं न धिर्य्यग्गमनम् ॥५।१।८॥
In the absence of a force, there is no upward motion, sideward motion or motion in
general.
Law 2b. नोदनादाद्यधमर्षोः कमय ििमयकाररिाच्च संस्कारादु त्तरं ििोत्तरमुत्तरञच् ॥५।१।१७॥
The initial pressure [on the bow] leads to the arrow’s motion; from that motion is
momentum, from which is the motion that follows and the next and so on similarly.
Law 3. कार्य्यधिरोधि कमय ॥१।१।१४॥
Action (kārya) is opposed by reaction (karman).
This list above is a somewhat arbitrary arrangement of Kaṇāda’s propositions. The
first law is effectively equivalent to Newton’s first law for due to Principle 2 the object will
either continue to be at rest or in state of motion in the absence of action (including
gravitation). The second law, in two parts, falls short, although it has something additional
regarding potential. What is missing is an explicit definition of mass in relation to force,
although mass is otherwise an element of the exposition. Kaṇāda’s third law is identical to
Newton’s third law.
Most of the early texts of Vaiśeṣika that followed Kaṇāda’s sutras are lost. Perhaps
this happened due to the high prestige of the commentary on the sutras titled Padārthadharma-saṅgraha by Praśastapāda of the fifth or sixth century CE. Other important scholars
associated with this tradition include Candramati, Vyomaśiva, Udayana, and Śaṅkara Miśra,
the author of an influential commentary called Upaskāra (15th Century CE) (Matilal, 1977;
Potter, 1997). The ideas of Vaiśeṣika were further elaborated by scholars of other darśanas.
Important contributions to the discussion on the nature of atoms were made by Vyāsa (~4 th
century) and Vācaspati Miśra (9th or 10th century) who wrote commentaries on the Yoga Sūtra
(Prasad, 1912). Many of the commentaries that followed focused on philosophical questions
related to inference rather than underlying physical conceptions and will therefore not be
considered further in this article.
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The ideas of the Vaiśeṣika have also been elaborated within the many schools of
Vedanta (in their discussion of physics they are identical) that has influenced modern physics
in many ways. Nikola Tesla was inspired to look for methods of harnessing energy from
matter and space after learning of the transformation of ākāśa and other elements into energy
(during dissolution) from Swami Vivekananda in a meeting in 1896. But he was unable to
find the mass to energy equivalence relation (Nikhilananda, 1953).
According to the well-known biography of Schrödinger by Moore, philosophical
ideas of Vedānta helped Schrödinger discover the key notion of quantum mechanics that the
state function is a sum of all possibilities. Moore adds that in their development of the theory
“Schrödinger and Heisenberg and their followers created a universe based on superimposed
inseparable waves of probability amplitudes. This new view would be entirely consistent with
the Vedāntic concept of All in One.” (Moore, 1987)
This article begins with the overarching ideas on cosmology that are essential to
situate Indian thinking on the physical world, and then takes up different aspects related to
physical law and chemistry. The Vedantic description of transformation of atoms into energy
under certain conditions is described. The Vaiśeṣika system is presented in terms of the main
propositions on motion and force and ensuing inferences. Further sections include the
treatment of relativity of motion by Āryabhaṭa, transformation and evolution, conceptions of
atoms and molecules, acoustics and music. The article closes out with a broad summary of
Indian chemistry.
THE PHYSICAL WORLD AND THE COSMOS
The Vedic texts present a tripartite and recursive world view. The universe is viewed as three
regions of earth, space, and sky which in the human being are mirrored in the physical body,
the breath (prāṇa), and mind. The processes in the sky, on earth, and within the mind are
taken to be connected. This connection is a consequence of a binding (bandhu) between
various inner and outer phenomena. At one level, it means awareness that certain biological
cycles, such as menstruation, have the same period as the moon.
The connection between the outer and the inner cosmos is seen most strikingly in the
use of the number 108 in Indian religious and artistic expression. It was known that this
number is the distance from the earth to the sun and the moon in sun and moon diameters,
respectively. This number was probably obtained by taking a pole of a certain height to a
distance 108 times its height and discovering that the angular size of the pole was the same
as that of the sun or the moon. The diameter of the sun is also 108 times the diameter of the
earth, but that fact may not have been known to the Vedic sages (Kak, 2015).
Like astronomers in other cultures, Vedic astronomers discovered that the periods of
the sun and the moon do not coincide. The Yajurvedic sage Yājñavalkya knew of a 95-year
cycle to harmonize the motions of the sun and the moon and he also knew that the sun's circuit
was asymmetric. Given the different periods of the planets, it became necessary to assume
yet longer periods to harmonize their cycles. This ultimately led to the notion of mahāyugas
and kalpas with periods of billions of years.
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Although there were those who put Earth at the center of the solar system, a pure
heliocentrism is to be found in the following statement in the Viṣṇu Purāṇa 2.8: “The sun is
stationed for all time, in the middle of the day... The rising and the setting of the sun being
perpetually opposite to each other, people speak of the rising of the sun where they see it;
and, where the sun disappears, there, to them, is his setting. Of the sun, which is always in
one and the same place, there is neither setting nor rising.”
The rotation of the earth is inherent in the notion that the sun never sets that we find
in the Aitareya Brāhmaṇa 2.7: “The [sun] never really sets or rises. In that they think of him
‘He is setting,’ having reached the end of the day, he inverts himself; thus he makes evening
below, day above. Again in that they think of him ‘He is rising in the morning,’ having reached
the end of the night he inverts himself; thus he makes day below, night above. He never sets;
indeed he never sets.” (Kak, 2016)
The second millennium text Vedāṅga Jyotiṣa of Lagadha went beyond the earlier
calendrical astronomy to develop a theory for the mean motions of the sun and the moon. An
epicycle theory was used to explain planetary motions. But unlike the Greek epicycles, the
Indian epicycles vary in size in the planetary circuit.
Astronomical texts called siddhāntas begin appearing sometime in the first
millennium BCE. According to tradition there were 18 early siddhāntas of which only a few
have survived (Burgess, 1860; Shukla and Sarma, 1976). Each siddhānta is an astronomical
system with its own constants. In Āryabhaṭa mathematical theory, the earth was taken to spin
on its axis and the periods of the planets were given with respect to the sun.
The Sāṅkhya system describes evolution at cosmic and individual levels. It views
reality as being constituted of puruṣa, consciousness that is all-pervasive, motionless,
unchangeable, without desire who at the individual level is the sākṣin, the witness, and
prakṛti, which is the phenomenal world. Prakṛti is composed of three different strands (guṇas
or characteristics) of sattva, rajas, and tamas, which are transparency, activity, and inactivity,
respectively (Larson and Bhattacharya, 1987).
Evolution begins by puruṣa and prakṛti creating mahat (Nature in its dynamic aspect,
as energy). From mahat evolves buddhi (intelligence) and manas (mind). From buddhi come
individualized ego consciousness (ahaṅkāra) and the five tanmātras (subtle elements) of
sound, touch, sight, taste, smell. From the manas evolve the five senses (hearing, touching,
seeing, tasting, smelling), the five organs of action (with which to speak, grasp, move,
procreate, evacuate), and the five gross elements (ether, air, fire, water, earth) (Kak, 2001).
The evolution in Sāṅkhya is an ecological process determined completely by Nature.
It differs from modern evolution theory in that it presupposes a cosmic intelligence and
further beyond a universal consciousness. In reality, modern evolution also assigns
intelligence to Nature in its drive to select certain forms over others as well as in the evolution
of intelligence itself.
The Mahābhārata and the Purāṇas have material on creation and the rise of mankind.
It is said that man arose at the end of a chain where the beginning was with plants and various
kind of animals. In Vedic evolution the urge to evolve into higher forms is taken to be inherent
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in nature. A system of an evolution from inanimate to progressively higher life is taken to be
a consequence of the different proportions of the three basic attributes of sattva, rajas, and
tamas. In its undeveloped state, cosmic matter has these qualities in equilibrium. As the world
evolves, one or the other of these becomes preponderant in different objects or beings, giving
specific character to each.
REALITY AND WAYS OF KNOWING
Traditionally, there were six main schools of philosophy in India, each of which had its own
approach to epistemology together with accepted means of cognition. There is agreement in
these schools that as consciousness cannot be reduced to material phenomena, phenomenal
reality has two aspects: one of material phenomena and the other of consciousness. Reality is
dual at a phenomenal level but unitary at a deeper, transcendent level.
This transcendent reality can only be approached through a variety of unique and
complementary perspectives. Like the room in space with its six different walls in which each
window provides a different view, Indian philosophy has six darśanas (visions or “schools”).
The mystery of reality may be seen through the perspectives of language (because at
its deepest level it embodies structures of consciousness) and logic (Nyāya), physical
categories (Vaiśeṣika), analysis of creation at the personal or the psychological level
(Sāṅkhya), synthesis of experience (Yoga), structures of tradition (Mīmāṃsā), and cosmology
(Vedānta). Each of these ways of seeing leads to different kinds of paradox that prepares the
individual for the intuitive leap to the next insight in the ladder of understanding. Partial
understanding obtained from the darśanas may appear contradictory, but that is how one
becomes ready for a deeper intuition.
In the Vaiśeṣika sense perception and inference are valid means, whereas in the
Sāṅkhya verbal testimony or scriptural authorities are additional means, and the Nyāya
accepts comparison also as a means of valid cognition. The idea is that the knowledge
furnished by one means must not be attainable by any other means, it should not be reducible
to another, and it should not be contradicted by another means of cognition.
The tradition of logic, which developed in the background of the Vedic theory of
knowledge, was divided by the historian Vidyābhuṣaṇa into three periods: ancient (up to 400
CE), medieval (400 CE – 1200 CE), and modern (1200 CE – 1850 CE). He saw the Nyāya
Sutra of Akṣapāda Gautama (or Gotama) (c 550 B.C.E.) as the foremost, if not the earliest,
representative of the ancient period; Pramāṇa-samuccaya of Dignāga as representative of the
medieval period; and Tattva-cintāmaṇi of Gaṅgeśa Upādhyāya as representative of the
modern period. The medieval period produced many important glosses on the ancient period
and much original thought. For example, Bhartṛhari (5th century CE) presented a resolution
to the problem of self-referral and truth (Liar’s paradox). In the modern period philosophers
took up new issues such as empty terms, double negation, classification, and essences
(Vidyabhusana, 1990).
Gotama, the early teacher of the Nyāya, lists four factors involved in direct perception
as being the senses (indriyas), their objects (artha), the contact of the senses and the objects
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(sannikarṣa), and the cognition produced by this contact (jñāna). Manas, mind, mediates
between the self and the senses. When the manas is in contact with one sensory organ, it
cannot be so with another. It is therefore atomic in dimension. It is because of the nature of
the mind that experiences are essentially linear, although quick succession of impressions
may give the appearance of simultaneity. Sometimes Nyāya and Vaiśeṣika are considered a
single school because the later tradition of Vaiśeṣika stressed inference over material
properties.
Indian epistemology acknowledges error of cognition. The final test of such theories
is the application to everyday experience. Since false theories and cognitions can affect one’s
understanding of reality and one’s response to it, a kind of a relative truth may be ascribed to
them.
The Sanskrit term for epistemology is prāmānyavāda (literally being established by
proof). It deals with prameya or the object of cognition, pramā or pramiti which is the
cognition itself, and pramātri or the subject that cognizes. A distinction is made between
knowledge as jñāna, which is experience, and representation of it as vijñāna that can only
approximate true knowledge. Self-knowledge comes through intuition which stands outside
the subject-object dichotomy. Understanding proceeds in a paradoxical manner by the
contemplation of the self through the self or, in Sanskrit, the ātman through the ātman.
A later Nyāya philosopher recognizes four kinds of perception: sense perception,
mental perception, self-consciousness, and yogic perception. Self-consciousness is a
perception of the self through its states of pleasure and pain. In yogic perception, one is able
to comprehend the universe in fullness and harmony (Kak, 2009).
THE VAIŚEṢIKA SYSTEM
Kaṇāda in his sutras enumerates real entities irrespective of whether they can be perceived
through the sense organs or not. These are apprehensible by the mind of the observer who is
central to his world. These are the building blocks of Kaṇāda’s world described through their
guṇas/attributes and karma/motion (Kak, 2001).
The Vaiśeṣika system has categories not only for space-time-matter but also for
attributes related to perception of matter. It starts with six categories (padārthas) that are
nameable and knowable. Nothing beyond these six fundamentals is necessary, because they
are sufficient to describe everything in the universe from concrete matter to the abstract atom.
The six categories are: dravya (substance), guṇa (quality), karma (motion), sāmānya
(universal), viśeṣa (particularity), and samavāya (inherence). The first three of these have
objective existence and the last three are a product of intellectual discrimination. Universals
(sāmānya) are recurrent generic properties in substances, qualities, and motions.
Particularities (viśeṣa) reside exclusively in the eternal, non-composite substances, that is, in
the individual atoms, souls, and minds, and in the unitary substances ether, space, and time.
Inherence (sāmānya) is the relationship between entities that exist at the same time. It is the
binding amongst categories that makes it possible to synthesize experience. In later
descriptions of the system a seventh category of “non-existence” is added.
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Of the six categories, the basic one is that of substance and the other five categories
are qualities associated with the substance. Observers belong to the system in an integral
fashion for if there were no sentient beings in the universe there would be no need for these
categories.
There are nine classes of substances (dravya), some of which are non-atomic, some
atomic, and others all-pervasive. The non-atomic ground is provided by the three substances
of ether (ākāśa), space (dik), and time (kāla), which are unitary and indestructible; earth
(pṛthvī), water (āpas), fire (tejas), and air (vāyu) are atomic composed of indivisible, and
indestructible atoms (aṇu); self (ātman), which is the eighth, is omnipresent and eternal; and,
lastly, the ninth, is the mind (manas), which is also eternal but of atomic dimensions, that is,
infinitely small. The basic atoms of pṛthvī, āpas, tejas, and vāyu will be represented by P, Ap,
T, and V, respectively. The sequence of evolution of the elements is given as V→T→Ap→P.
Air is generally mentioned as the medium for the transmission of sound, but a more subtle
sound that pervades the universe requires the more abstract vāyu. The ordinary molecules of
matter have all the basic atoms present in them. The interactions of the atoms are governed
by four different forces: P interacts with all the four, Ap with 3, T with 2, and V with 1.
Scholars of the Vaiśeṣika who wish to reconcile modern physics and the atomic
elements consider these to be proton, electron, photon, and neutrino, respectively. Their logic
is that since the protons (and related neutrons) provide overwhelming portion of the mass of
a substance pṛthvī = proton; when electronic bonds break, the substance becomes a liquid,
therefore āpas = electron; tejas (light or fire) is obviously photon; and vāyu is neutrino for it
is associated with the decay of the neutron into a proton. These atoms are of different masses
(m) that are correlated to their characteristics, and we can write that
mp > map > mt > mv
It is postulated that distinguishing characteristics and motion are essential for the
classification of matter. Space and time are identified through motion of matter or the sun.
Of the substances, four (earth, water, fire, and air) are material (that is consisting of atoms)
and capable of motion whereas five others (time, space, ether, ātman, and mind) are nonmaterial and, therefore, no motion may be associated with them. It is significant that ātman
is listed before mind, suggesting that it is the medium through which mind’s apprehensions
are received. The atoms of earth, water, fire and air are different and this difference arises out
of the different ways the fundamental atom of materiality combines with itself in different
arrangements.
The examination of the various parts of the Vaiśeṣika system reveals that its
observables arise through the effect of motion in a consistent manner. As is true of other
systems, this system leads to its own paradoxes. Yet, it offers a comprehensive and scientific
view of the universe beginning with gross visible matter all the way up to the subtle invisible
mind.
The atom is indivisible because it is a state for which no measurement can be
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attributed. What cannot be measured cannot be further divided and it cannot be spoken of as
having parts. The motion the atom possesses is non-observable and it may be viewed as an
abstraction in a conventional sense. Space and time are the two lenses through which matter
is observed and they form the matrix of universe.
Normally, there is conservation of matter, but in extreme conditions, matter gets
transformed into energy. Kaṇāda presents an opposition between aṇu and mahat, where the
latter represents multiplicity or as something that pervades everywhere and may thus have
been visualized as a wave.
When the universe ceases to be at the end of the cosmic cycle, matter is not
annihilated; rather, it reaches a quiescent state where its atoms have no extrinsic motion and
so become invisible, which appears very similar to the conception of the state of the giant
atom at the beginning of cycle of creation. The lack of motion represents a cessation of time,
because time is a measure of change.
In the epistemology of the Vaiśeṣika system, it is possible to obtain knowledge due to
the agency of ātman or self. Without the self, matter by itself cannot be sentient.
We now summarize the contents of the Vaiśeṣika Sūtra of Kaṇāda, which is a book of
just over 370 verses in 10 chapters, where each chapter has two sections. Calling physical
law dharma, the first chapter defines and discusses three categories of substance, attribute,
and action. The second chapter describes the nine substances. The third chapter deals with
the self and the mind.
The first part of the fourth chapter speaks of the eternality of atoms and how sensory
perception leads to knowledge. The second part of the fourth chapter deals with the
composition of bodies. The fifth chapter deals with action, and the sixth chapter deals with
the discipline that facilitates acquisition of knowledge.
The seventh chapter elaborates on atomicity and further discusses the nature of ether,
mind, space and time. The eighth and ninth chapters describe various types of cognition and
negation, with the latter also distinguishing between sat and asat. The tenth chapter discusses
cause.
Categories, substances, and principles
Proposition 1.1. The six categories sufficient to construct the ontology of physical reality are:
dravya (substance), guṇa (quality), karma (motion), sāmānya (universal), viśeṣa
(particularity), and samavāya (inherence). (VS 1.1.4)
Proposition 1.2. There exist nine classes of dravya (substance) which are the five physical
elements (earth, water, fire, air, and ether), time, space, the mind [of the observer], and
consciousness. (VS 1.1.5)
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Figure 2. The six categories of Vaiśeṣika
Figure 3. The nine dravyas (substances):
P: pṛthvī; Ap: āpas; T: tejas; V: vāyu; Ak: ākāśa
Ākāśa endows space with its properties of vibration, and the capacity to generate and
store energy.
Proposition 1.3. The attributes (guṇas) associated with materiality are form, taste, odor,
contact, number, measure, distinctiveness, conjunction, disjunction, otherness, nonotherness, intellect, and [internal states of the mind] such as pleasantness, unpleasantness,
desire, aversion, effort, and so on. (VS 1.1.6)
The guṇas, therefore, relate to the observations made upon interaction with matter.
They belong to the space of the mind. The basic measure of matter is mass.
Proposition 1.4. There exist following types of motion: rising, falling, contraction, expansion,
and general motion (gamana). (VS 1.1.7)
Praśastapāda explains in his commentary that gamana includes all motions other than
the four mentioned earlier. It will therefore include both displacement, rotation (bhramaṇa)
and vibration (spandana). He explains that the motion at any instant is really one, but for
convenience of analysis, the rotatory change of place is taken to be separate from the change
of place in the downward direction.
The falling leaf driven by the wind may have rotatory and vibratory motions as well
as a vertical downward motion (patina) at the same time. Although each leaf taken separately
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has only one motion or change of place at one point, from the point of view of the observer
(draṣṭā), it is convenient to speak of the rotatory change of place as separate from the
displacement in the downward direction. The atoms are assumed to have a fundamental
vibratory motion associated with them.
Motions not due to contact are caused by the following:
1. Volition (prayatna) as in the movement of the hand;
2. Gravitation as in a falling body. Brahmagupta speaks of attraction (ākarṣaṇa) exercised by the earth on a material body. The force of gravity may be counteracted by
volition as in the holding up of the hand; or by momentum (vega) that keeps the flying
arrow from falling;
3. Motion of fluids as in the downward flow in a stream (syandan). This is due to fluidity
(drvatva) but Śaṅkara Miśra points out that fluidity is only a concomitant condition
and the efficient cause remains gravity that acts on the particles in the fluid;
4. Other motions, not due to material contact, include magnetic attraction or repulsion
or capillary motion; others due to final cause are called adṛṣṭa (unseen).
Motions due to contact include the following:
1. Motion due to direct contact with a body exercising continued pressure (nodana). This
includes motion of an object pushed or pulled by the hand, motion of the mud under
heavy stones, motion of the arrow due to pressure exercised by the bow-string, motion
of the bow-string due to the pressure of the elastic bow as it recovers its original shape,
motion of clouds, balloons, sailing vessels and other vehicles under the impelling
force of the wind;
2. Motion due to direct contact for an instant with a body that strikes and produces an
impact (abhighāta); so this is technically force. If there is continued contact, the result
is pressure (nodana);
3. Motion due to direct contact with an elastic body which exercises a moving force by
means of its elasticity in the act of restitution of the original form. The force of restitution in an elastic body is a kind of saṃskāra (persistent tendency);
4. Motion due to contact with a body which is itself in contact with another that possesses vega (momentum).
The force that produces the first motion leads to a saṃskāra (potential) or persistent
tendency to motion which is the cause of the motion in the straight line. The saṃskāra is
taken to last until the cessation of the motion. The force of the saṃskāra diminishes by
doing work against a counteracting force and when the saṃskāra is in this way entirely
destroyed, the moving body comes to rest. The vega (impressed motion) is counteracted
by contact with tangible objects, including friction with the still atmosphere, as in the case
of the arrow. Praśastapāda says that vega produces work in opposition to the resisting
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force and thereby becomes progressively weaker until it comes to an end.
Proposition 1.5. Substance (dravya), attribute (guṇa) and motion (karma) are associated with
properties such as eternality, temporariness, effect (kārya) and cause (kāraṇa), universality,
and particularity. (VS 1.1.8)
A dravya can generate another dravya. In other words, substances are not immutable.
Similarly, attributes also undergo transformation. However, dravya and guṇa cannot inter
transform since they are different kinds of classes. Motion may be transformed to work within
the substance through friction. The atoms have the capacity to change their molecular
structure during transformation. Since space and time are dravyas, it is not surprising that
neither of these is taken to be absolute.
Proposition 1.6. From motion, [new] motion is not known. (VS 1.1.11)
This is Principle 1 of the Introduction. Since in VS 5.1.17, it is asserted that one
physical motion leads to another physical motion, this proposition is regarding intrinsic
motion and it represents a conservation principle. To be specific, it is the conservation
principle related to linear and angular momentum. The deeper intuition behind this
conservation law is homogeneity of space, which is explicitly a part of Kaṇāda’s system.
Proposition 1.7. Action (kārya) is opposed by reaction [motion: karman]. (VS 1.1.14)
This was presented as Law 3 of the Introduction. This law makes it possible to
compute how high a ball would bounce. The ball strikes the ground with a certain force and
the ground opposes this with an equal force. The force that the ball exerts on the ground is
equal to and in the opposite direction as the force of the ground on the ball.
There is no explicit mention in the commentaries on how this might be of application
to objects floating in water. Indians were skilled in building boats and ships and, therefore,
such an extension was probably known to marine engineers.
A substance is associated with motion, attributes, and co-inherence. Motion leads to
conjunction, disjunction, and motion in a substance, but it is not the cause.
Proposition 1.8. Upward motion is conjunction of gravitation and effort (force). (VS 1.1.29)
Gravitation is due to the attraction of the body by the earth, to counteract which effort
is needed that makes the body travel upwards.
Proposition 1.9. In the absence of cause there is an absence of effect (kārya). (VS 1.2.1)
This is Principle 2 of the Introduction. The converse is not always true, as in the next
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proposition, for different kinds of causes may cancel each other.
Proposition 1.10. From absence of motion no absence of cause is implied. (VS 1.2.2)
This indicates how motions (or reactions thereof) are to be added linearly. If the
addition was not linear that would imply one motion affecting another which is forbidden by
Proposition 1.6. Motions can also be decomposed into components.
Proposition 1.11. The properties of universal and particular are ascertained by the mind. (VS
1.2.3)
This was presented at Principle 3 of the Introduction. This asserts that these properties
are subjective. To this extent, physical theories are a construction of the mind and are a
window of the deeper reality of consciousness.
Proposition 1.12. Existence is [self-defined]; substance, attribute, and motion are potential
(sattā).
This was presented at Principle 4 of the Introduction. Although physical reality is
taken to be explainable in terms of motion alone, a deeper origin of it is potential. In VS 1.2.5
it is stated that these categories are both universal and particular. The potential associated
with motion is to be considered in the start of the motion, as also in the consideration of
origins.
It is further stated that the property related to substance, attribute, and action arises
out of their respective universals.
Praśastapāda regards karma (motion) as instantaneous in its simplest form,
distinguishing it from vega (impressed motion, momentum) which is a persistent tendency,
saṃskāra, and implies a series of motions.
Substances and their characteristics
Pṛthvī is taken to have the qualities of form, taste, touch, and smell; āpas has qualities of form,
taste, touch, and viscidity; tejas has form and touch; and vāyu has touch. This represents a
basic connection between specific objects and the corresponding qualia. The fluidity of tin,
lead, iron, silver and gold arises through conjunction with tejas. The description of these
qualities is to associate the modes of matter to different subjective states.
Proposition 2.1. Ākāśa does not have the measurable attributes of pṛthvī, āpas, tejas, and
vāyu. (VS 2.1.5)
The element ākāśa is different from the other four elements, which have specific
measurable properties that have been mentioned in earlier sutras. Vibration is a characteristic
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of ākāśa, but this element is not atomic. Praśastapāda explains that there are two kinds of
vibration: syllabic (varṇa) that represents speech, and dhvani, which is fundamental
vibration.
In the Vedanta texts, ākāśa is the first stage in the evolution of matter from its prematter state. Ākāśa gives off vāyu, which gives off tejas, and on to āpas and pṛthvī. “Ākāśa
(ether) itself passes through two stages before the emanation of the sūkṣma-bhūta vāyu: (1)
the motionless ubiquitous primordial matter-stuff (answering to the Sāṅkhya bhūtādi) called
purāṇam kham; and (2) a subtile integration, the pure un-quintiplicated sūkṣma bhūta called
vāyuram kham, answering to the Sāṅkhya tanmātra stage. It is this subtile ākāśa, in its
tanmātric integration, i.e. in the derivative form, which is subject to an incessant parispanda.
The gaseous stage of matter (the Vedantic vāyu) is indeed matter in a state of parispandic
motion. The Sāṅkhya also conceives this parispanda to characterize every process and
phenomenon of cosmic evolution.” (Seal, 1915, page 121) Ākāśa is therefore like the
potential that exists in the vacuum from which other particles arise.
Proposition 2.2. Not inhering in [other] substances, vāyu is said to be eternal. (VS 2.1.13)
Thus the substance vāyu is used in two ways, as air, and as field. It is also taken to be
additive (VS 2.1.14).
Proposition 2.3. By method of exhaustion, [vibration] is a mark of ākāśa. (VS 2.1.27)
The vibration in ākāśa can only be like a wave for such a vibration is supposed to
pervade the universe.
Proposition 2.4. Existence is uncaused and eternal (nitya).. (VS 2.1.28)
This is Principle 5 of the Introduction. The conservation of matter is a consequence
of the indestructible atoms of which it is taken to be composed.
Praśastapāda explains in his discussion of dissolution of the universe that the potential
that exist in structure is exhausted and atoms fall back to their raw form. This is seen most
clearly in the conception of how dissolution takes place in the Mahābhārata (Śānti Parva,
chapter 233):
When the time comes for universal dissolution, a dozen Suns begin to burn. All things
mobile and immobile on Earth first disappear merging into the elements, making it
shorn of trees and plants, looking naked like a tortoise shell. Then water takes up the
attribute of earth element -- that is, the earth element becomes fluid. With mighty
billows and roars, it pervades space. Next, water is transformed into heat. Dazzling
flames of fire now conceal the Sun, and space itself begins to burn in a vast
conflagration. Next, heat is transformed to wind, which becomes greatly aGītāted. In
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its attribute of sound, it begins to traverse upwards and downwards and transversely
in all ten directions. Next, wind is transformed into space, with its attribute of unheard
or unuttered sound. Finally, space withdraws into Mind. The chain continues a bit
further until merging into the Consciousness, which is the ground-stuff of reality.
(Ganguly, 1990)
In creation, on the other hand, pure atoms of pṛthvī etc combine to form dyads, triads,
and so on, until elements as we know them are formed and gross structure of matter emerges.
Proposition 2.5. ‘Close by’, ‘far away’, ‘simultaneous’, ‘delayed’, ‘quick’, - such (cognitions)
are the identifiers of time. (VS 2.2.6)
Time is not absolute, for it is defined in relative terms.
Proposition 2.6. That [dravya] which gives rise to such [cognition and usage] as ‘this [is far
away] from this,’ – [is] the identifier of space. (VS 2.2.10)
Thus space is defined in relative terms, just like time. Spatial separation can only
apply to matter since eternal dravyas which are incapable of motion can neither be separated
nor brought together. Although mind can move, it is invisible. Therefore, all that remains in
Kaṇāda’s classification of dravyas is matter.
The separation is an identifier and the identification is with reference to the observing
mind. It is also significant that the displacement of matter is observed relative to another piece
of matter. Both space and time are characterized by their guṇa or attribute of – paratvaaparatva or separated versus joined.
Proposition 2.7. From true and false knowledge doubt arises. (VS 2.2.20)
All qualities except contact, disjunction, number, and separateness between two
things occur in one thing at a time. Number, size, separateness, contact, disjunction, farness
and nearness, weight or measure, instrumental fluidity, and impetus are generic qualities;
others are specific.
Viscidity is the distinguishing characteristic of liquids, and it is responsible for
cohesion and smoothness.
Cognition
Proposition 3.1. The established sensory perceptions are causes of something other than the
sensory inputs. (VS 3.1.2)
This says that the perceptions are different from the actual sensory inputs (that is they
belong to another plane).
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Proposition 3.2. [Knowledge] can only be grounded in existent [knowledge]. (VS 3.1.14)
Proposition 3.3. Activity and inactivity seen in [one’s own] consciousness has the same mark
as that of others. (VS 3.1.19)
This proposes a universal ground for subjective experiences.
Proposition 3.4. The proximity of consciousness and the objects of the senses, and the
existence or non-existence of knowledge is a mark of the mind (VS 3.2.1)
Proposition 3.5. [The mind is] substantive and eternal like vāyu. (VS 3.2.2)
Proposition 3.6. From the non-simultaneity of volitions and from the non-simultaneity of
knowledge one (mind is implied). (VS 3.2.3)
Proposition 3.7. [Consciousness appears] substantive and eternal like vāyu. (VS 3.2.5)
Proposition 3.8. [What] is based on the universality [of] perception, cannot be inferred in
particularity. (VS 3.2.7)
Proposition 3.9. The existence of “I” (of such an intuition) in one’s own consciousness and
absence in others indicates the perception [of a padārtha] other than material. (VS 3.2.14)
Eternality, symmetry
Proposition 4.1. What is without cause is eternal (nitya). (VS 4.1.1)
This is a very subtle idea that sees inherent structure as a consequence of symmetry.
Proposition 4.2. The existence in the effect, [follows)] from existence in the cause. (VS 4.1.3)
The aṇu is taken to have distinct kinds of motions which, taken together with the
combination of the aṇus, leads to different kinds of matter.
Proposition 4.3. [A padārtha] with extension is perceived from the many dravyas in it (as the
substratum) and from its qualities. (VS 4.1.6)
Proposition 4.4. In spite of body and extension, vāyu is invisible owing to the absence of the
impression of form. (VS 4.1.7)
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According to Praśastapāda, the class of number resides both in single things and
collection of things.
Action
Proposition 5.1. In the absence of conjunction, the object falls by gravity. (VS 5.1.7)
This is Law 1 of the Introduction. Although the degree of gravitational force is not
specified, the proposition implies that in the absence of gravity the object will continue to
remain in its state of rest or motion.
Proposition 5.2. In the absence of a force, there is no upward motion, sideward motion or
general motion (gamana). (VS 5.1.8)
This is Law 2a of the Introduction and absent a force the object will keep in the state
of the motion.
Proposition 5.3. In an arrow, particular conjunctions cause successive motions. (VS 5.1.16)
Proposition 5.4. The arrow’s initial motion is caused by force that leads to motions created
by successive potentials (saṃskāra). (VS 5.1.17)
This is restatement of Law 2b of the Introduction. The potential lessens as the arrow
loses energy to friction.
Proposition 5.5. In the absence of the potential, gravitation causes the arrow to fall. (VS
5.1.18)
Proposition 5.6. The impact of the force and the conjunction of [atoms] results in the motion
of the material substance. (VS 5.2.1)
Proposition 5.7. In the absence of action, liquids flow down due to gravitation. (VS 5.2.3)
Proposition 5.8. Fluidity is the mechanism of the flow. (VS 5.2.4)
Praśastapāda explains that fluidity is of two kinds: natural (saṃsiddhika) and
instrumental (naimittika). Fluidity is a natural characteristic of water. When it freezes, its
natural fluidity is counteracted by the fire atoms which force the water atoms to combine to
form crystals. Instrumental fluidity is at the basis of solids melting upon contact with fire.
This contact causes the bonds that made the atoms from the structure associated with the solid
to get broken.
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Subhash Kak
Proposition 5.9. Conjunction and disjunction of liquids [causes electricity to flow] in the
clouds. (VS 5.2.11)
Proposition 5.10. The motion of the hand is explained by the action of the mind. (VS 5.2.14)
Proposition 5.11. Darkness is non-presence in the absence or the production of substance,
attribute, and action. (VS 5.2.19)
Darkness is seen as absence of materiality of any kind.
Proposition 5.12. Space, time, and ākāśa are not associated with motion and [are thus] nondynamic. (VS 5.2.21)
It has been previously mentioned that space, time, and ākāśa are non-atomic.
Proposition 5.13. The coinherence of non-dynamic entities is excluded from motion. (VS
5.2.23)
Proposition 5.14. Space is [explained by] attributes. (VS 5.2.25)
Since space is not associated by with motion, it can only be associated with attributes
such as location.
Proposition 5.15. Time is [explained by] cause. (VS 5.2.26)
Since it cannot have motion, time can only be described by attributes such as
relationship between events.
Chapter 6 deals with the mental states of the observer, including those that lead to
enlightenment, which shall not be discussed in this article.
Universal and transforming attributes
Proposition 7.1. Specific properties like form, color, and so on, are transient properties in
matter since they characterize a non-eternal substance. (VS 7.1.2)
Proposition 7.2. The [attributes] are eternal in āpas, tejas, and vāyu, since these [substances]
are eternal. (VS 7.1.4)
The atoms are ordinarily indestructible. But in creation and dissolution, the atoms do
transform amongst each other and into energy.
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Proposition 7.3. The recognition and non-recognition of aṇu’s extension is explained in
eternals. (VS 7.1.8)
Proposition 7.4. In consequence of extension [wave is produced]. (VS 7.1.9)
The bahutvat refers to plurality and extension which seems to correspond to that of a
wave.
Proposition 7.5. The opposite of plurality is the atom. (VS 7.1.10)
This then sets up the duality of singularity and plurality.
Proposition 7.6. By these [comparisons] large and small are described. (VS 7.1.17)
Proposition 7.7. The roundness of the atom is universal. (VS 7.1.20)
Even though the atom cannot be perceived through the senses, it has to be the same
from any direction or it must necessarily possess symmetry. In the conventional two or three
dimensional visualization that we are used to, it is a circle or a spherical shape.
Proposition 7.8. Ākāśa and consciousness, by virtue of their expansiveness, are pervasive.
(VS 7.1.22)
Proposition 7.9. In [consequence of] the absence of [extension], the mind is small. (VS
7.1.23)
Proposition 7.10. Singularity (ekatva) is distinct from form, taste, odor, or touch. (VS 7.2.1)
Proposition 7.11. Likewise, separateness (pṛthaktva) [is distinct]. (VS 7.2.2)
Proposition 7.12. There is neither conjunction or disjunction in cause and effect since they
do not exist independently. (VS 7.2.13)
According to Praśastapāda, universals are of two kinds: higher and lower. A universal
pervades its instances and occurs in the same form in many things, and is the source of our
ideas of class inclusion, since it inheres in all its loci simultaneously.
Consciousness and mind
Proposition 8.1. Consciousness and mind are not to be seen in substances. (VS 8.1.2)
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Light in Indian thought has outer and inner aspects. The outer light is generated by
atoms of tejas while the inner light is a consequence of consciousness. The intuition
associated with the inner light is called jyotiṣa. The two lights are taken to be connected. The
yoga books speak of three skies which are the physical sky (bhautika ākāśa or bhūtākāśa),
the sky of the mind (citta ākāśa), and the sky of consciousness (cid ākāśa). Of these, the sky
of consciousness is the most subtle and powerful and it is this that engenders the connections
with the other two skies. The sky of the mind is not fully illumined and its darkness that
causes the individual to think that the physical sky is the primary reality.
Proposition 8.2. [The cognition of] the universal and the particular is in substance, qualities,
and motion. (VS 8.1.6)
Proposition 8.3. [Cognitions arising in different] substances are not causes of one another.
(VS 8.1.10)
Types of Non-Existence
Proposition 9.1. There is no reality preceding the emergence of physical motion and qualities.
(VS 9.1.1)
This implies that what is identifiably is associated with motion.
Proposition 9.2. The ātmā is perceived [by the senses] when there is a particular conjunction
of the ātmā and mind in the ātmā. (VS 9.1.11)
Proposition 9.3. Memory arises from the conjunction of consciousness with the mind and the
stored impressions. (VS 9.2.6)
The atoms of earth, water, fire and air are different and this difference arises out of
the different ways the fundamental atoms of materiality, P, Ap, T, V, combine with each other
in different arrangements.
Proposition 9.3 provides the mechanism for the influence of consciousness (ātmā) on
physical processes. The conjunction of the ātmā and mind is not in the physical plane and,
therefore, it does not affect the material world.
We saw that Kaṇāda considers particular knowledge as being subjective and from
there the relativity of time and space encountered in the Purāṇas is a small leap. It is natural
to believe that these ideas had a significant influence on the work of astronomers. We now
consider the specific description of relativity in the Āryabhaṭīya of the astronomer and
mathematician Āryabhaṭa (born 476 CE). It is conceivable that Āryabhaṭa’s idea that the earth
spins on its axis was inspired by the symmetries inherent in the Vaiśeṣika.
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RELATIVITY OF SPACE AND MOTION
Proposition 2.6 defined separations in time and space in local terms, not absolutely and it is
to be expected that such relativity was employed in other scientific works. Āryabhaṭa is forced
to consider the question of the relativity of motion explicitly in his explanation of the
movement of the stars in the sky due to the rotation of the earth. For this, he uses the example
of a boat from the perspectives of someone on it and on the shore. Āryabhaṭa takes it that the
shift in the perspective keeps the situation on earth unaltered as far as other processes are
concerned (Shukla and Sarma, 1976).
Over a thousand years after Āryabhaṭa, Galileo presented his principle as the
impossibility of using “any mechanical experiment to determine absolute uniform velocity.”
Although there is no comparable explicit mention of this impossibility principle in
Aryabhata’s work, it is implicit in that the two perspectives are equivalent. Furthermore, there
is explicit mention of relativity of space, and there is also mention of relativity as in the
[uniform] motion of the boat, as well the [regular non-uniform] motion of the stars.
Similar to a person in a boat moving forward who sees the stationary objects on the
bank of the river as moving backwards, the stationary stars at Laṅkā (equator) are
viewed as moving westwards. /
An illusion is created similarly that the entire structure of asterisms together with the
planets is moving exactly towards the west of Laṅkā, being constantly driven by the
provector wind, to cause their rising and setting. ■
The first stanza acknowledges that the felt experience remaining unchanged if the motion is
uniform. In the second stanza, by speaking of illusion, Āryabhaṭa is explaining that similar to
an observer in a moving boat, observers on earth feel that everything outside the planet moves
from east to west. In fact, it is the earth which moves circularly from west to east resulting in
the sun rise and sun set. This is relative motion that is collectively observable from the nonstationary earth.
Āryabhaṭa extends relativity of motion as experience on a boat to rotational motion
of the stars, which is a significant generalization from terrestrial to astronomical phenomena.
Furthermore, whereas his reference to the motion of the boat suggests uniform motion, his
reference to the motion of the stars includes rotational motion.
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Relativity of space
Āryabhaṭa takes Earth as a spherical planet suspended in space surrounded by numerous stars.
It is always darker on one half which is the half that is facing away from the sun and this
darkness is a consequence of its own shadow. He describes how the relationship between the
latitude and the time of the day varies; stating further what is clock-wise in the North Pole is
anti-clockwise in the South Pole. He adds that residents of the North and the South Pole
consider each other as mutually being below each other. In doing so, Āryabhaṭa is asserting
the relativity of space.
Heavens and the Meru mountain are at the center of the land (i.e., at the North Pole);
hell and the Badavāmukha are at the center of the water (i.e., at the South Pole). / The
gods [residing at the North Pole) and the demons [residing at the South Pole] consider
themselves positively and permanently below each other. ■
Time and velocity
Divide the distance between the two bodies moving in the opposite directions by the
sum of their speeds, and the distance between the two bodies moving in the same
direction by the difference of their speeds; the two quotients will give the time elapsed
since the two bodies met or to elapse before they will meet. ■
The velocity of a moving body on earth as a function of distance and time is described in this
verse. But this is the same as that for a moving body on a stationary earth. Therefore, it is
conclusive that Āryabhaṭa recognized that laws of motion remain the same irrespective of the
motion of the reference frame.
Āryabhaṭa states that observers on earth do not experience their own rotational
motion, observers away from the earth will detect although a westward motion. Implicitly,
the laws of motion remain the same for moving objects on earth. This does sum up to the
position that regular motion can be detected only by observing the system from another
reference frame.
TRANSFORMATION AND EVOLUTION
The process of transformation and evolution is described conceptually in the Sāṅkhya system.
The physical world is Prakṛti, which is energy in a continuum of undifferentiated qualities
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(guṇas), called sattva, rajas, and tamas. Sattva serves as the medium for the reflection of
intelligence; rajas, energy, is characterized by a tendency to do work and overcome resistance;
and tamas, mass or inertia, counteracts the energy of rajas to do work and of sattva to
conscious manifestation. The infinitesimals of sattva and rajas are not material particles, but
rather non-material fields.
The guṇas are always interacting with each other in different ways and it is their
mutual interaction that produces the material world with its evolving structure. Seal
summarizes: “The particular guṇa which happens to be predominant in any phenomenon
becomes manifest in that phenomenon, and the others become latent, though their presence
is inferred by their effect. For example, in any material system at rest, mass is patent, energy
is latent, and conscious manifestation is sub-latent… Evolution in its formal aspect is defined
as differentiation in the integrated. In other words, the process of evolution consists in the
development of the differentiated within the undifferentiated, of the determinate within the
indeterminate, of the coherent within the incoherent. The evolutionary series is subject to a
definite law which it cannot overstep… The guṇas, though assuming an infinite diversity of
forms and powers, can neither be created nor destroyed.” (Seal, 1915, pages 5-7) This
conservation of guṇas is an additional principle of relevance to transformation of matter.
The Sāṅkhya evolution of matter starts with undifferentiated mass (bhūtādi), which is
inert. Next comes tanmātra which represents subtle, vibratory matter with potential energy.
Tanmātras are not atoms with specific gross properties. Rather, they are the potentials of
energies represented by sound, touch, color, taste, and smell.
Vyāsa, the commentator on the Yoga Sūtra, says this about time: “Even an atom has
constituent parts (tanmātras), and hence an atom must take more than one moment to change
its position. The moment of that which is absolutely simple and without parts from one point
in space to the next must be instantaneous, and conceived as the absolute unit of change (and
therefore of time, kṣaṇa). If this is held to be an irreducible absolute unit, it will follow that
what we represent as the time-continuum is really discrete. Time is of one dimension. Two
moments cannot co-exist; neither does any series of moments exists in reality. Order in time
is nothing but the relation of antecedence and sequence, between the moment that is and the
moment that just went before. But only one moment, the present, exists. The future and the
past have no meaning apart from potential and sub-latent phenomena… Only one single
moment is actual, and the whole universe evolves in that single moment. The rest is potential
or sub-latent. (Seal, 1915, pages 19-20)
In Vyāsa’s view, the sound-tanmātra, with accretion of bhūtādi, generates vibrations
in ākāśa; the touch tanmātra combines with the sound-tanmātra to generate the vāyu-atom;
the fire tanmātra together with the sound and touch tanmātras generates the fire-atom; the
taste tanmātra together with the sound, touch, and fire tanmātras generates the water-atom;
and the smell-tanmātra together with the preceding other tanmātras generates the earth-atom.
Thus, observers influence nature by the process of observation (dṛṣṭi in Sanskrit). This
is very similar to the quantum mechanical view of the influence of observation on a physical
process by the quantum Zeno effect (Kak, 2004). But the difference between quantum theory
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and Indian ideas is that although one speaks of observations in quantum theory there is no
place in its ontology for observers. Schrödinger was aware of this limitation of quantum
theory and he argued that sense-categories like the tanmātras of the Sāṅkhya system of
creation at the individual or the cosmic level were essential to understand reality.
In traditional Indian art, Śiva (representing individual and universal consciousness) is
shown as lifeless next to the vibrant Goddess (who represents Nature). Abstract
representations of the cosmos show Śiva as a dot (of immateriality) within the (geometric)
framework of the material world. Much of Indian mythology is an exposition of Indian
physics in a coded language.
Indian epistemology has some parallels with Western idealism that accepts
independent existence of ideas and forms. But it is different in the sense that the self has
access to much more than what the individual obtains through the sense organs due to the
pervasive character of the self at the individual level (ātman) or in its totality (brahman). The
counter-intuitive notion of equality between the two selves makes it possible to see how large
scale correlations can exist and how a person can obtain surprising insights through intuition.
Naturally, such insights can only be rationalized within the framework of the individual’s
knowledge. Although ordinarily consciousness and matter are two distinct categories,
consciousness can influence the evolution of matter through observation.
ATOMS AND MOLECULES
Atoms possess incessant vibratory motion. Heat and light rays consist of very small particles
of high velocity. As material particles, their velocity is finite. This is also due to the fact that
motion is contingent upon time as one of the dravyas. Heat and light particles penetrate
through inter-atomic spaces, and their rays through a transparent medium get deflected or
refracted. Particles of heat and light can be endowed with different characteristics and heat
and light can be of different kinds. The atoms of light and heat belong to the tejas category;
there are four other kinds of atoms with attributes.
There is no difference between the atom of a barley seed and paddy seed, for both
these are constructed out of the atoms of earth. Under the impact of heat particles, atoms
exhibit new characteristics. A bhūta-atom evolves out of integration from the corresponding
tanmātra, which is its potential form, indicating a primacy of the abstract over the material.
Although atoms are unitary objects their combinations generate various tanmātras.
Combinations of rudiment-matter (bhūtādi) lead to more specific forms. The vibrations of
atoms increase and change when acted upon by energy. Every molecule contains at least one
atom of all four types, and obtained its character from the predominance of a given element.
This makes it possible to see how molecules may show characteristics of more than one
element and they might also burn or become liquid.
The atom’s potentiality manifests in distinct attributes based on state of conjunction
and motion. It is this potentiality that leads to diverse complex atoms with different attributes.
These attributes may be viewed as being created by the matrix of space, time and number.
Light has a special place in this view as it is both an elementary constituent of matter as well
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as the medium that shines the inner space of the mind. The atom of light cannot be described
fully.
To conceive positions in space, Vācaspati Miśra takes three axes: one from east to
west, second from north to south, and a third up to the meridian position of the sun,
anticipating three-dimensional solid geometry. He speaks of a lattice arrangement of atoms
where each is in contact with six others.
Ākāśa has not atomic structure and is inert, being posited only as the substratum of
sound, which is supposed to travel wave-like in the manifesting medium or vehicle of vāyu.
Pṛthvī, āpas, tejas, and vāyu atoms are possessed of characteristic properties of mass, fluidity,
and so on. These atoms unite in atomic or molecular forms.
One atom may combine with another to form a binary molecule with inherent
parispanda (rotational or vibrational motion). The binary molecules combine by threes, fours,
fives, and so on to form larger aggregates and a variety of elementary substances.
A triad holds together three atoms, not three binary molecules. An elementary
substance may suffer qualitative change under the influence of heat particles. One scholar
(Gaṅgeśa) suggests that even gold can evaporate by application of intense heat. Chemical
combination takes place either between two or more substances that are isomeric
modifications of the same bhūta, or between substances which are modes of different bhūtas.
Praśastapāda describes a scheme in which molecules combine to form a compound
(Figure 4). The atom’s potentiality manifests in distinct attributes based on state of
conjunction and motion. It is this potentiality that leads to diverse complex atoms with
different attributes. These attributes may be viewed as being created by the matrix of space,
time and number. The forces are mediated by atoms of one kind or the other.
Figure 4. Molecules of a compound (p=earth atom; ap=water atom) (after Seal, 1915)
Other scholars argue that for two atoms to come together to form a molecule the
linkages between the two should be in terms of attraction based on opposite attributes.
Electricity and magnetism as well as light were seen to be a property of tejas atoms.
ACOUSTICS AND MUSIC
In their analysis of sound, the Indian tradition distinguishes between three types: nāda,
dhvani, and sphoṭa. Nāda is the physical basis of sound, dhvani is the audible sound, and
sphoṭa is the idea behind the sound. Śabara (c. 300) and Kumārila Bhaṭṭa (c. 700) of the
Mīmāṃsā School speak clearly of how the vibration of collections of air molecules produces
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audible sound. Bhartṛhari (5th century) in his Vākyapadīya describes sounds as arising out of
the pressure waves related to variations in velocity and configuration.
The vibrating air molecules at the source of the sound suffer a deviation from their
usual motion that generates a saṃskāra which transfers this vibration to neighboring
molecules in succession so that the sound wave travels out and the energy of this dissipates
with distance. Such a saṃskāra may be viewed from the perspectives of elasticity as well as
momentum from an impressed force. Some writers state that elasticity is one of the causes of
vibration and it resides in all the four atomic elements (earth, water, fire, air). Such elastic
property will explain how sound can travel in solids and liquids.
Echo (pratidhvani) was seen in the same manner as image in a mirror (pratibimba).
Sounds differ from one another in their pitch (tāramandādibheda), intensity
(tīvramandādibheda), and timbre (asādhāraṇa dharmma).
In one view, cosmic sound as nāda is the cause of the material universe and it is
identified with the Brahman of the Upaniṣads. Nāda is synonymous with parā vāk, and it
comes in two forms: āhata (perceptible sound), and anāhata (unstuck or absolute sound).
Music is the elevated form of ahata nāda whereas anāhata nāda can be cognized only through
Yoga.
Indian musical tests tell us that 22 śrutis span the seven notes of the octave. In the
Shadjagrāma scale, the seven notes are at intervals of 4, 3, 2, 4, 4, 3, 2 śrutis, and it is not
clear why the division is into groups of four, three, and two into the seven musical notes
(Nijenhuis, 1974). It is possible that the division began with equal śrutis, to the extent
possible) and the notes were shifted somewhat to provide richness. It was known that the
pitch of a note is inversely proportional to the length of the wire. It was known that the pitch
of the fundamental note to that of its octave is 1:2, that of the fourth to the fundamental is
4:3, and that of the fifth to the fundamental is 3:2.
OVERVIEW OF CHEMISTRY
Indian chemistry developed many different alkalis, acids and metallic salts by processes of
calcination and distillation, often motivated by the need to formulate medicines. The idea of
molecules that combine by the joining of basic atoms of four kinds in different combinations
at the basis of the formulations must have informed the chemist. The development of
chemistry was essential for pottery, building materials, metals, jewelry, glass, dyes, perfumes,
and medicines in the Sindhu-Sarasvati tradition. Further elements were the requirements of
Āyurveda, which used a variety of plant-based chemicals and also minerals. The various
phases in the development of chemistry in India are described in P.C. Ray’s classic work
(Ray, 1909).
The Vedic books mention gold, silver, iron, lead, copper, bronze, and tin, amongst
others. The Chāndogya Upaniṣad 4.17.7 has the passage “one binds gold by means of lavaṇa
(borax), and silver by means of gold, tin by mans of silver, lead by means of tin, iron by
means of lead, and wood by means of iron and also by means of leather.”
The Āyurvedic doṣas (humors) correspond to the elements water, fire, and air, and,
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therefore, this classification is a subset of the five Vedic mahābhūtas. Both Caraka and Suśruta
Saṃhitās lists hundreds of medicinal plants, and dozens of preparations based on mineral and
animal sources. Another source is the Nāvanītaka (Bower Manuscript) that also has recipes
of hair dyes which use a number of plants like indigo and minerals like iron powder, black
iron or steel and acidic extracts of sour rice gruel.
Medicines were chiefly derived from plants, although a few ingredients originated
from animals. Preparations of medicines involved collection of the ingredients, their
purification, and extraction of their essences and compounding of these extracts by means of
processes like grinding, pasting and maceration. Processes like dissolution, distillation,
sublimation, precipitation, combustion, dilution and decocting were carried out in these
preparations. The word khola (most likely the source for the corresponding Arabic word) is
used for alcoholic beverages. Mercury and gold were also used in a number of drugs.
Early invention of distillation must have helped production of metals by this process.
India was the first in designing retorts, which could control distillation of such a volatile metal
as zinc. In fact, for the medieval times zinc production reached industrial scale levels. Zinc
was extracted in India as early as 10th century BCE and finds mention in the Arthaśāstra.
Ancient northwestern India is the first region that produced zinc on an industrial scale.
In the area of smelting metals, Indians had acquired proficiency in the extraction of
metals from ore, and also in the casting of metals. The copper-bronze metallurgy in the third
millennium BCE was widespread and of high quality. Lothal copper is unusually pure,
lacking the arsenic typically used by coppersmiths across the rest of the Sindhu-Sarasvati
valleys. Workers mixed tin with copper for the manufacture of different tools. Casting was
based on the lost-wax technique, and it used more than one for casting birds and animals.
Tools such as curved saws and twisted drills, unknown to other civilizations at the time, were
used.
Excavations in Middle Ganga Valley show iron working in India began as early as
2800 BCE (Tiwari, 2003). High quality steel was produced in southern India by the crucible
technique perhaps as early as 300 BCE. In this system, high-purity wrought iron, charcoal,
and glass were mixed in crucibles and heated until the iron melted and absorbed the carbon.
The resulting steel, called wootz by Europeans, was exported throughout much of Asia and
Europe.
The Iron Pillar at Delhi is an example of the proficiency Indians had in the extraction
and processing of iron. This Pillar is estimated to have been cast about 1500 years ago. The
Pillar is 7.2 metres in length, tapering from a diameter of 420 cms at the base to 31 cms, at
the top and it weighs about 6 tonnes. It is believed to have originally been erected in Udayagiri
in approximately 402 CE, and it was transported to its current location in 1233 CE. Such rustproof iron had not been smelted anywhere else in the world, till stainless steel was invented
a few decades ago. The pillar was manufactured by the forge welding of pieces of wrought
iron. The pillar's resistance to corrosion is due to a passive protective film at the iron-rust
interface and high amounts of phosphorus in the metal.
Another instance of Indian metallurgy is the copper statue of Gautama Buddha found
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Subhash Kak
at Sultanganj in Bihar and dated to about 500-700 CE. The statue is 2.3 metres high and
weighs over 500 Kg. It was cast in pure, but unrefined copper, by the lost-wax technique. The
ironsmiths who cast the iron pillar and the statue of Buddha most likely inherited the
technique that had been perfected over many generations.
Nāgārjuna (born 931 CE) was a chemist, or an alchemist, as his efforts were
concentrated on transforming base metals into gold. In his treatise, Rasaratnākara, he
describes the extraction of metals like gold, silver, tin and copper from their ores and their
purification. Later he turned towards organic chemistry and medicine. He wrote a text called
Uttaratantra as a supplement to the Suśruta Saṃhitā for the preparation of medicinal drugs.
The Bṛhat Saṃhitā of Varāhamihira, in the chapter called Gandhayukti, presents
recipes for making scents. It gives a list of eight aromatic ingredients used for making scents.
It describes a matrix (ārṇava), wherein using 4×4, i.e. total 16 ingredients, choosing any 4
of them along any row, column or diagonal and permuted variously at will and that in one, 2,
3 or 4 parts provide 1,820 different compositions of perfumes.
A verse in the Sanskrit alchemical text Rasopaniṣada narrates the preparations of a
gunpowder mixture. Śukrācārya's Śukra-nītisāra mentions gun and gunpowder. It also gave
a recipe for a gunpowder mixture consisting of saltpeter, sulphur and charcoal in specific
proportions.
CONCLUDING REMARKS
The examination of the various parts of the Vaiśeṣika system reveals that its observables arise
through the effect of motion of atoms in a consistent manner. Although the framework of the
Vaiśeṣika has limitations, it offers a comprehensive and scientific view of the universe
beginning with gross visible matter all the way up to the subtle invisible mind. Specifically,
it deals with motion, laws and symmetries, atoms and molecules, transformations and
evolution. It argues that molecules can inter-transform and amongst the effects it describes is
that of electricity and magnetism. It was presumed that the tejas atoms were at the basis of
the electric and magnetic phenomena.
The atom is indivisible because it is a state for which no measurement can be
attributed. What cannot be measured cannot be further divided and it cannot be spoken of as
having parts. The motion the atom possesses is non-observable and it may be viewed as an
abstraction in a conventional sense. Space and time are the two lenses through which matter
is observed and they form the matrix of universe. The distinction between intrinsic and
extrinsic motions arises from the fact that intrinsic motion is uniform in all directions.
When the universe ceases to be at the end of the cosmic cycle, the transmuted matter
reaches a quiescent state in which there is no extrinsic motion and so it becomes invisible;
this appears very similar to the conception of the state of the aggregate of atoms at the
beginning of cycle of creation. The lack of motion represents a cessation of time, because
time is a measure of change.
In the epistemology of the Vaiśeṣika system, it is possible to obtain knowledge due to
the agency of ātman or self. It is striking that in spite of its limitations, it is of contemporary
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interest for it includes observers and the idea of consciousness. Modern physics has grappled
with the problem of observers, but without much success, as attempts to see consciousness as
emerging out of complexity of neural structures do not explain why and how it emerges.
Scientists are generally agreed that the absence of sentient observers in the conception
of science means that it is an incomplete picture. The consideration of minds and
consciousness as a starting point of the Vaiśeṣika system is conceptually attractive.
To get an idea of how the physical and chemical sciences were applied to solve real
world problems, one must mention the polymath King Bhoja of the Paramāra Dynasty who
ruled a large part of the India subcontinent from 1000 or 1010 to 1055. In the Rasa-RājaMṛgāṅka, he addresses the extraction of metals from ores and the production of various drugs;
in the Samarāṅgaṇa Sūtradhāra, he speaks of construction of buildings, forts, temples, images
of deities and mechanical and hydraulic devices including gliders; in the Yukti Kalpataru, he
mentions ship-building and weapons amongst other topics.
India was the world’s leading nation in science before the Middle Ages. Indian
technology was flourishing before the arrival of the British. It is estimated that India’s share
of world trade in 1800 was about 20 to 25 percent. Abraham Parsons, a British traveler,
described India’s shipbuilding prowess in 1775: “Ships built at Bombay are not only as
strong, but as handsome, are as well finished as ships built in any part of Europe; the timber
and plank, of which they are built, so far exceeds any in Europe for durability that it is usual
for ships to last fifty or sixty years; as a proof of which I am informed, that the ship called the
Bombay grab, of twenty-four guns, (the second in size belonging to the Company’s marine)
has been built more than sixty years, and is now a good and strong ship.”
Here’s an assessment of shipbuilding by the historian Dieter Schlingloff: “The ancient
Indian merchant ships differed from the Roman merchant ships in one respect, namely in their
multiple masts. While in the entire European area the ships only possessed a single mainsail
(and at best a fore-and-aft sail) right up to the late Middle Ages, in India two, and later three
sails were common. Of course the home territory of the Indian seafarers was not an inland
sea like the Mediterranean, but the Indian Ocean. Hence they developed a sophisticated
system of sails which in number of sails was only matched and surpassed by the explorers’
ships of the I5th century.”
REFERENCES
Balasubramaniam, R. and Joshi, J.P. (2008). Analysis of terracotta scale of Harappan civilization
from Kalibangan. Current Science, vol. 95, pp. 588-589.
Bishagratna, K.K.L. (ed.) (1907). The Sushruta Samhita. Calcutta.
Burgess, E. (1860). The Sūrya Siddhānta. Motilal Banarsidass, Delhi, 1989.
Danino, M. (2008). New insights into Harappan town-planning, proportions and units, with
special reference to Dholavira. Man and Environment, vol. 33, No. 1, pp. 66-79.
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Elliot, H.M. and Dowson, J. (1867). The History of India, as Told by Its Own Historians. London.
Ganguly, K.M. (tr.) (1990). The Mahābhārata. Munshiram Manoharlal, New Delhi.
Kak S. (1994). The evolution of writing in India. Indian Journal of History of Science, vol. 28,
pp. 375-388.
Kak, S. (2001). Physical concepts in the Sāṅkhya and Vaiśeṣika systems. In Life, Thought and
Culture in India, G.C. Pande (ed). Centre for Studies in Civilizations, 413-437.
Kak, S. (2004). The Architecture of Knowledge. Motilal Banarsidass, New Delhi.
Kak, S. (2009). Logic in Indian thought. In: Schumann A (ed) Logic in religious discourse. Ontos
Verlag, Frankfurt.
Kak, S. (2015). The Wishing Tree. Aditya Prakashan, New Delhi.
Kak, S. (2016b). The Nature of Physical Reality. Mt. Meru Publishing, Mississauga.
Kak, S. (2016c). Matter and Mind. Mt. Meru Publishing, Mississauga.
Larson, G.J. and R.S. Bhattacharya (ed.) (1987). Sāṃkhya: A Dualist Tradition in Indian Philosophy.
Princeton University Press, Princeton.
Matilal, B.K. (1977). Nyāya-Vaiśeṣika. Otto Harrasowitz, Wiesbaden.
Moore W (1989). Schrödinger: life and thought. Cambridge University Press.
Morley, I. and Renfrew, C. (eds.) (2010 ). The Archaeology of Measurement. Cambridge University
Press.
Nijenhuis, E. (1974). Indian Music: History and Structure. E.J. Brill, Leiden.
Nikhilananda, Swami (1953). Vivekananda: The Yogas and Other Works. Ramakrishna-Vivekananda
Center, New York.
Parsons, A. (1808). Travels in Asia and Africa. London.
Potter, K.H. (1997). Indian Metaphysics and Epistemology: The Tradition of Nyāya-Vaiśeṣika up to
Gaṅgeśa. Delhi.
Prasad, R. (1912). Patañjali’s Yoga Sutras. Panini Office, Prayāg.
Ray, P.C. (1909). A History of Hindu Chemistry. Vols. I & II. London: Williams and Norgate.
Śāstri, Ḍhunḍirāja (2002). Vaiśeṣikasūtropaskāra of Śaṅkara Miśra. Chaukhambha Prakashan,
Varanasi.
Schilngloff, D. (1976). Kalyāṇakārin's Adventures. The Identification of an Ajanta Painting.
Artibus Asiae 38, pp. 5-28.
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Seal, B. (1915). The Positive Sciences of the Hindus. Motilal Banarsidass, Delhi, 1985.
Shukla, K.S. and Sarma, K.V. (1976). Āryabhaṭīya of Āryabhaṭa. Indian National Science Academy,
New Delhi.
Tewari, R. (2003). The origins of iron working in India: New evidence from the Central Ganga plain
and the Eastern Vindhyas. Antiquity, 77: 536-544.
Vidyabhusana, S.C. (1990). The Nyāya Sūtras of Gotama, revised and edited by Nandalal Sinha.
Motilal Banarsidass, Delhi.
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33
Proof of the Existence of God*
INTRODUCTION
I recently published papers [1][2] that may be viewed as proof for the existence of God. Since
this is a matter of much interest to the layperson, I provide a summary.
Let me first explain what I mean by “God”. I don’t mean someone who sits in paradise
and watches over the world, meting out punishment or reward on the Day of Judgment. Such
suppositions are not subject to refutation, and are outside scientific and rational
argumentation. (I will at the end of this essay explain the etymology of the words “God” and
“paradise” and explain how they relate to the understanding I use.)
GOD AND CONSCIOUSNESS
By “God”, I take its Vedic meaning, that it is the Self (ātman) within each individual. The
Śiva Sūtra proclaims caitanyamātmā, or “Consciousness is the Self” [3]. It is elsewhere called
Śiva, and explained as Prakāśa or Light. This is as in Aitareya Upaniṣad with its प्रज्ञानम् ब्रह्म,
prajñānam brahma, or Māṇḍūkya Upaniṣad’s अयम् आिा ब्रह्म, ayam ātmā brahma, or “This
Self (ātman) is brahman”. The Bhagavad Gītā calls the inner Self “Maheśvara” (5.29), the
Great Īśvara, another name for Śiva, which literally means the “Great Lord”.
The Vedic view is that the individual selves (as experienced by different minds) are
like the images of the one Sun in different pots of water; the difference that is experienced is
not because the light is different but that it has been received in pots with different screens.
Instinct and habit throw covers on the light resulting in a spectrum of felt experience.
In all scientific theory, and in our meditations on the world, the observer
(consciousness) is outside the physical universe.
The physical universe is experienced within consciousness.
If consciousness is a property of the physical reality, then there is no God.
The proof that God exists is to show that consciousness cannot be derived from
materiality. If it were a property of matter, one could measure it. As property of matter, it
would be subject to diminution or expansion and determined by the past, whereas in reality
consciousness is associated with freedom.
We live in the age of computers, so let us restate this problem in terms of whether
*
Summary of two papers: Journal of Artificial Intelligence and Consciousness 9, 59-72, 2022 & Journal of
Artificial Intelligence and Consciousness. 2022
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computers will ever become conscious.
If computers cannot become conscious (not just now but ever in the future), then
consciousness is distinct from materiality and this is proof of the existence of God.
Put differently, if consciousness is not computable then God exists. Materiality and
consciousness are then two aspects of the same reality, like two sides of a coin.
CONSCIOUSNESS IS NOT COMPUTABLE
In “The limits of machine consciousness” [1], I show that while science can explain
mind/intelligence (I call this Little-C), it cannot explain Consciousness (this I call Big-C;
which is equivalent to Śiva). I use arguments from neuroscience, logic, and quantum theory
to arrive at my conclusions.
Big-C, or Consciousness, transcends the materialism paradigm, and it is consistent
with Vedanta.
We think of ourselves as being outside of the physical world. Even our conceptions of
the universe are as if we are not a part of it. Our bodies belong to it but not our minds.
If this sense of being outside of the physical world is true, it would be impossible to
emulate it by hardware and processing that is within the world. It also follows that it
will not be a computational property of the physical elements that comprise the
system.
If consciousness is not material, it cannot be local, and thus it must be non-algorithmic
and non-computable.
Consciousness has many paradoxical aspects. Thus in the framework of quantum
theory has the observer sit outside the system with the capacity to collapse its state, while
remaining unaccounted by the theory. The paradoxes of consciousness are a consequence of
its manifestation in the mind, which has limitations of time and space. Note also that logic is
associated with its own paradoxes.
We can look for the non-computability of parallel to the unsolvability of the halting
problem of computer science. Let us define “consciousness” as some privileged state of the
mind that makes its processes halt (we don’t bother to specify it beyond this description) and
its contents registered (which is what we imply by awareness).
Humans can get into the state of “awareness” at any time, which means that the earlier
computation has halted, and this is irrespective of the initial state of the immediately
preceding process. (The exceptions to this are if a person is sleeping or unconscious as in
coma.)
But such halting to arbitrary input is impossible from a computability point of view.
Therefore, it follows that consciousness is not computable.
The consideration of information (or entropy) in physical theory, which is commonly
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done in many branches of physics, implies an unstated postulation of consciousness.
Information cannot be reduced to local operations by any reductionist program. It
requires the use of signs derived from global properties and the capacity to make choices
which, in turn, implies agency or freedom.
LAYERS OF REALITY
Apart from the physical substratum of reality, there are additional categories that play a role
in the workings of the mind, and they are called tattvas. The flow of consciousness may be
seen in an ecological setting as adaptation to the environment. Therefore, consciousness
should sit on top of various kinds of cognitive components associated with reality that bridge
down to physical elements.
Traditionally, these components are called tattvas, and they have been seen to equal
25 (5 gross elements of earth, water, fire, air, and ākāśa; 5 subtle elements, tanmātras,
associated with smell, taste, form, touch, and sound that help one apprehend the gross
elements; 5 organs of action that is excretion, procreation, locomotion, grasping, and
speaking; 5 senses of smell, taste, sight, touch, and hearing; mind; ego; intelligence; prakṛti,
Nature; and puruṣa, undifferentiated consciousness).
There are an additional 11 tattvas, related to veiling and unveiling of consciousness
(called the Rudras in the Vedas), for a total of 36 in Śaivism.
puruṣa
prakṛti
intelligence
ego
mind
Sense organs smell
taste
sight
Action organs excretion procreation locomotion
Tanmātras
smell
taste
form
Elements
earth
water
fire
touch
grasping
touch
air
hearing
speech
sound
ākāśa
Figure 1. The 25 tattvas of Sāṅkhya
Manifestations
of Consciousness
Veiling
of Māyā
Śiva
Pure
consciousness
kāla
limitation of
time
Śakti
Manifesta
tion as
kalā
limitation
of action
Sadāśiva
Appearance
of Self
niyati
limitation
of causality
Īśvara
Selfawareness
rāga
limitation
of attachment
Sadvidyā
Balance of Self
& objects
avidyā
limitation
of materiality
Figure 2. The 11 tattvas associated with consciousness
My companion paper in the same journal titled “Number of autonomous cognitive
agents in a neural network” shows that this number, which may be taken to equal the tattvas,
is 25, and that the brain's structure is optimal.
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LITERAL MEANING OF “GOD” AND “PARADISE”
What I mean by “God” is its literal meaning, traced to the Sanskrit original “svatavas”
meaning “self-strong”, which is attested in the literature. In the Vedas, we have tavas ििस् (a.
strong, great; -n. strength, power) and in the Ṛgveda 3.1.1 सोमस्य मा ििसं िक्ष्यिे. The meaning
of “free” for “svatas” is attested in दाियं बान्धिै - स्तत्स्याि् प्रधिभतेरधप ििः in Manu Smṛti
8.166.
Just as the Sanskrit svar (“sun”) of the Ṛgveda, becomes xwara of Avestan and khar
of Persian, the word ििि, sva-tava (self-powered) became xwatāw in Avestan, and xudā,
and khudā in Farsi, and via Iranians became German Gott and English God.
The original meaning of “God” is “self-powered” and “free” (that is independent of
materiality) aspect of Consciousness. The word “paridhāyas” पररिायस् (sustaining,
supporting all around) which via its Avestan derivative “pairi-daiza” = around wall = enclosed
garden is the basis of the word “paradise”, means the space that is characterized by inherent
freedom.
This is precisely the Vedic conception of God proclaimed forcefully by Krishna in the
Bhagavad Gītā as ātman that is ajo nityaḥ śāśvataḥ (unborn, eternal, immortal, BG 2.20) and
in the Śaiva tradition, which asserts that each person is Śiva, as in the Sanskrit slogan Śivoham
(I am Śiva).
REFERENCES
1.
S. Kak, The limits to machine consciousness. Journal of Artificial Intelligence and
Consciousness 9, 59-72, 2022;
https://worldscientific.com/doi/10.1142/S2705078521500193
2.
S. Kak, Number of autonomous cognitive agents in a neural network. Journal of
Artificial Intelligence and Consciousness. 2022;
https://www.worldscientific.com/doi/abs/10.1142/S2705078522500023
3.
S. Kak, The Siva Sutra – Play of consciousness. Brahmavidyā, The Adyar Library
Bulletin. 85, 273- 292, 2021.
4.
S. Kak, Sanskrit and ancient migrations. Itihas Darpan, vol. 26, pp. 12-18, 2021.
5.
S. Kak, Are there limits to artificial intelligence? Current Science, vol. 116, pp.
1951- 1952, 2019.
6.
S. Kak, Is consciousness computable? NeuroQuantology, vol. 17, pp. 71-75, 2019.
7.
A. Kak, A. Gautam, S. Kak, A three-layered model for consciousness states.
NeuroQuantology, vol. 14, pp. 166-174, 2016.
8.
A. Gautam and S. Kak, Symbols, meaning, and origins of mind. Biosemiotics, vol.
6, number 3, pp. 301-309, 2013.
9.
R. Penrose, The Emperor’s New Mind. (Penguin Book), 1989.
10.
R. Penrose, Shadows of the Mind. (Oxford University Press, New York), 1994.
11.
R. Penrose, S. Hameroff, S. Kak (eds.) Consciousness and the Universe: Quantum
Physics, Evolution, Brain & Mind. Cosmology Science Publishers, 2011.
12.
K. Popper, and J.C. Eccles, The Self and its Brain. (Routledge), 1984.
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Index
archaeoastronomy, 89-110
architecture, 305-342
art 305-342
astronomy, 363
life and Yoga, 33-44
logic, 293
many-faced images, 55-64
migrations, 203-214
modern science, 375-384
Bharata, 325
Brāhmī, 233-239
Buddha, 73-80
Nanā Devi, 45-54
notion of India, 215-222
chemical thought, 385
classification, 183-192
consciousness, 9-32, 65-72, 375-384
cosmos, 11-126
cosmology, 329
Pāṇini, 325
Parā, 9
physical thought, 385
Prambanan, 159-170
darśanas, 81-87
racism, 23
reality and art,, 305-350
ritual, 267-279
early art, 305
Eurocentrism, 223-232
existence of God, 419
sacrifice, 267
Sanskrit, 203-213
secret of the Veda, 9-32
shamanism, 127-136
Śiva, 55-72, 171
Śri Cakra, 351
Slavs, 137-148
space and order, 89, 111, 159
Svetovid, 171-180
freedom, 9-32
Garbha Upaniṣad, 255-266
Gautama, 281
Goddess, 45-54
grammar, 343
history of Indian science, 363-418
temple architecture, 111, 241
images, 55-64, 171, 233
Indo-European, 193
Īśvara, 419
Uttarakuru, 137-148
Veda, 9-87
Visions, 111
Viṣṇu, 55-64
Kaṇāda, 385-417
Khotan, 149
Lalitā, 351
language families, 175-203
laws of thought, 293
Xinjiag, 149-158
zodiac, 45
423