NZ USAR Capabiity in 2001
NZ USAR Capabiity in 2001
NZ USAR Capabiity in 2001
Whakamarumaru
August 2001
USAR in New Zealand – Establishing an Integrated Capability 2
Contents
Page No.
Executive Summary 3
1. Introduction 5
1.1 The Context of USAR
1.2 Background
1.3 Scope of This Report
Executive Summary
Urban Search and Rescue (or USAR) involves the location and rescue of people trapped following a
major structural collapse. This situation could arise from a single building or bridge collapsing, or as
the result of a major earthquake.
While New Zealand has not experienced a major structural collapse in recent times, the nature of the
natural hazards we face in conjunction with the built environment is such that a capability to address
both small incidents and large emergencies is considered necessary.
This report presents recommendations for a multi-agency operational framework for urban search
and rescue in New Zealand which is considered appropriate for the nature of risk.
This report concludes that currently there are limited and unevenly spread USAR resources which
are not capable of systematically addressing anything more than a minor structural collapse. It is
however apparent that the basic elements from which a capability can be built are present.
1. Carry out all rescue operations associated with a single-site structural collapse using NZ
resources
2. Undertake all rescue operations at a multi-site structural collapse using NZ and international
resources
3. Prioritise and undertake rescue operations in a regional scale disaster using NZ and
international resources
With regard to the second and third objectives, it is essential that the framework developed by this
project enables full integration of international rescue teams with the NZ rescue efforts.
The provision of high quality and readily accessible USAR training to volunteer local rescue team
members and USAR Unit members alike is seen as being fundamental to the development of a
sustainable USAR capability. While the General Rescue courses run in New Zealand provide a
comprehensive knowledge of emergency response processes and light rescue techniques, structural
collapse issues are essentially not addressed. Moreover, some of the specialist skill groupings
needed for USAR do not currently participate actively in General Rescue training.
Funding Requirements
The additional funding over and above current budgets that is necessary to create and maintain the
minimum capability outlined in each of the key areas above has been assessed by the Steering
Committee as being approximately $1.5 million per year.
This amount is relatively uniform over future years given the significant element of training and
exercising. Approximately 50% of this amount would be applied to training, standards and
exercises. Approximately 35% would be applied to establishing and maintaining the specialist units.
Local supporting and monitoring functions would need to be supported financially by the CDEM
Groups. This is seen as being consistent with their role for other aspects of rescue as outlined in the
Civil Defence Emergency Management Bill.
It is further recommended that the national resources and functions be funded through a single
purchasing agent.
1. Introduction
USAR is carried out in situations of extreme danger where the risk of further collapse of part or all of
the structure is high. There will be loss of life and large numbers of casualties, including horrific
injuries. Survivors are likely to be trapped in very small spaces, and breathing apparatus may be
needed due to the lack of oxygen.
Overseas experience is that up to 80% of people initially trapped in a major structural collapse can be
rescued using surface-based methods. The remainder require the application of specific heavy
rescue skills and techniques.
Even for those involved in rescuing the lightly trapped survivors, specific training in assessing the
risks posed to victims and rescuers is essential.
While the General Rescue courses run in New Zealand provide a comprehensive knowledge of
emergency response processes and light rescue techniques, structural collapse issues are not
addressed. Moreover, some of the specialist skill groupings needed for USAR do not currently
participate actively in General Rescue training.
1.2 Background
In November 2000, an initial scoping report entitled Planning the Future of Urban Search and
Rescue in New Zealand was produced. The report concluded that:
• There are limited and unevenly spread trained resources in each of the fundamental USAR
capability categories.
• There is no management structure to link resource elements together, or to integrate them
within emergency management mechanisms.
• No one agency is mandated with the responsibility, therefore a multi-agency approach is
needed which can build on existing resources.
A multi-agency Steering Committee was established to prepare this report. Members of this
committee were:
Lynda Angus (Ministry of Civil Defence and Emergency Management)
Jim Dance (NZ Fire Service)
Paul Brennan (NZ Police)
John Ayling (NZ Ambulance Board)
Mark Boere (Hastings District Council - Local Government New Zealand nominee)
John Fisher (Environment Canterbury - Local Government New Zealand nominee)
David Brunsdon (Project Co-ordinator, NZ Society for Earthquake Engineering)
The current USAR capability is summarised in Section 2. The risk context and proposed objectives
are presented in Section 3, with the recommended elements for an integrated capability outlined in
Section 4, including the structures and management mechanisms. The suggested process for
developing a national capability is described in Section 5, and the required funding arrangements are
summarised in Section 6.
A survey of sectors and organisations was undertaken to identify which teams and individuals have
achieved recognised USAR qualifications. The three international categories of USAR training are
summarised in Appendix A, noting that New Zealand standards for USAR have yet to be written.
Experience from overseas situations is that several specialist teams working in successive shifts
represents a minimum functional capability for a structural collapse rescue operation.
The Mines Rescue Trust operates teams at Rapahoe, Reefton, Huntly and Ohai. While not trained to
USAR standards, these teams are trained to specific mines rescue standards involving the use of
specialised equipment, and have practical experience in such situations. Their focus is however on
mines work, and although willing to assist in an emergency, their teams are not available for
specialist USAR training and exercising in the absence of funding for this. The cost of their
deployment in non-mine rescue operations is also not provided for.
There is also an uneven distribution of general rescue teams across the regions, with Auckland and
Wellington having few operational and co-ordinated teams.
Search Dogs
At present there are understood to be no search dog teams that have achieved a recognised USAR
rescue qualification.
There are however estimated to be 20-30 search dog and handler pairs located throughout New
Zealand that could potentially achieve minimum structural collapse standards if appropriate
resourcing and structures are put in place.
Paramedics/ Doctors
Paramedics are typically employed by the various ambulance services – land and air – to provide an
advanced level of stabilisation and life support prior to evacuation and transport to definitive care.
Specific training and experience in USAR is not a feature of their general capability, although an
experienced paramedic would be capable of maintaining life in a hostile area once access and
stability had been secured. Some services have specialised teams of paramedics who are competent
at retrieval and recovery from areas where there is immediate access.
It must be noted that in a major structural collapse involving substantial numbers of seriously injured
people, all available paramedics may be committed to managing the scene and attending to the
injured.
Structural Engineers
No New Zealand-based engineers currently have specific training or direct experience in providing
specialist advice for the technical rescue process. Moreover, there are no established arrangements
for engineers and the emergency services to engage together in training activities of any kind.
Their role would principally be one of logistical support rather than as a frontline rescue resource, as
their personnel would not be able to commit to the necessary training and exercising for USAR
(apart from individual members who may be specifically involved with USAR Units).
2.6 Conclusions
It is concluded that there are limited and unevenly spread USAR resources which are largely
incapable of addressing anything more than a minor structural collapse.
It is however apparent that the basic elements from which a capability can be built are present.
The prime example of larger scale emergencies is of course earthquake. Recent studies have
identified that there is a 65% probability of the Alpine Fault rupturing in the next 50 years. Such an
earthquake is likely to produce very strong shaking in locations close to the Southern Alps. In
particular, locations such as Arthur’s Pass, Otira, Mount Cook, Queenstown and Franz Josef will be
seriously affected. Hokitika and Greymouth will also be strongly shaken. While the predicted
shaking intensities are generally less on the east coast, such an event will be stronger than any other
earthquake experienced in the last 100 years. Collapse of a number of poorer quality buildings can
be expected in Christchurch.
More quantified estimates of earthquake casualty numbers have been developed for the Wellington
Fault event as part of a study for the Wellington Regional Council. A daytime fault event is
estimated to cause building collapses that would entrap approximately 750 people, with more than
20 sites requiring specialist rescue efforts. The probability of this event occurring over the next 50
years is estimated to be 10%.
At the opposite end of the scale, single-site structural collapses do occur on a frequent basis, most
commonly as a result of landslide effects. The existing NZFS USAR Team at Palmerston North has
been called out four times since it was established in 1994.
New Zealand has yet to experience a significant structural collapse involving either a large building
or a sudden landslide affecting several smaller structures. The risk of either situation is ever-present,
particularly given the increasingly spread of urban development and modification of older structures.
A few collapses
Multiple
likelihood
structural
•Impact collapse
•Structural collapse
•landslip
•Landslip
•Distant or
moderate earthquake
•Urban earthquake
•Overwhelming earthquake
consequence
1. Carry out all rescue operations associated with a single-site structural collapse using NZ
resources
2. Undertake all rescue operations at a multi-site structural collapse using NZ and international
resources
3. Prioritise and undertake rescue operations in a regional scale disaster using NZ and
international resources
With regard to the second and third objectives, it is essential that the framework developed by this
project enables full integration of international rescue teams with the NZ rescue efforts.
• Specialist USAR units capable of undertaking heavy structural rescue operations over
extended period of time
• General Rescue teams associated with each Civil Defence Emergency Management
Group that are specifically trained as first responders in a structural collapse situation
• Access to international USAR teams, and mechanisms in place for their deployment
• Inter-agency training and standards consistent with international standards
• Response mechanisms for USAR that will enable the local teams and national units to be
integrated with local emergency services
• Appropriate co-ordinating structures at national and local levels
This section describes the various USAR capability elements that the Steering Committee considers
necessary to meet the minimum capability objectives proposed in the previous section. The
recommended operational frameworks and co-ordinating structures are also outlined.
• Three self-contained USAR units capable of undertaking heavy structural rescue operations
over extended periods of time using specialist equipment available as a national resource
• Located in Palmerston North, Christchurch, Auckland, and based on existing emergency
service resources that are to be specifically trained and are available on a standby basis
• Likely to be (but not necessarily) co-ordinated and led by NZFS
• Each comprising a minimum of 24 team members trained to USAR Technician level (Category
2); Unit Team Leaders trained to USAR Manager level (Category 3)
• Each unit supported by a minimum of two structural engineers and two search dog teams
(based in proximity to the Unit Headquarters and trained to USAR Technician level).
• USAR units to be self-sufficient for an initial period of 72 hours
• Mines Rescue Teams – additional resources in major collapse situations with specific skills
(confined spaces and contaminated environments)
• Defence Forces – logistical support on a case-by-case basis
The diagram below represents the operational relationship between the Incident Controller, Local
Resources and the USAR Units.
Incident Controller
The following table indicates the recommended functions and roles of the USAR Advisory
Committee, along with the specific working committees, and those of the CDEM Groups.
USAR Advisory • Ensure appropriate levels of funding obtained for the various elements,
Committee and distribution to appropriate agencies
• Monitor national USAR capability (across USAR Units and CDEM
Groups)
• Overseeing and co-ordinating the work of the Working Committees
Working Committees
1. Inventory & Resource • Maintain national resource database
Database
2. Training & Standards • Ensure the development and delivery of USAR Unit Standards that are
co-ordinated with other rescue unit standards
3. International Liaison • Maintenance of international linkages to ensure access to international
teams (including border control clearance and initial deployment)
4. Response Processes • Develop a framework under which national units exercise in conjunction
with local teams
The table below summarises the key actions to be followed over the forthcoming financial years in
order to develop an integrated USAR capability.
1. Establish National USAR Principal initial tasks include: Establish Committee in 2001;
Advisory Committee and • Provide overview to complete initial tasks by the end
Working Committees development of USAR of the 2001/02 financial year
Qualifications and programme of
training courses (including
training objectives)
• Production of guidelines for
CDEM Groups in establishing
and monitoring local USAR
capability
• Formalising procedures
externally with INSARAG for
mobilising international USAR
teams and internally with all
involved government agencies
3. Inform CDEM Groups of Provide planning frameworks and By end of 2001/02 financial
the local USAR processes tools year
and objectives
5. Restoration of current Process underway via NZFS budget By end of 2001/02 financial
Palmerston North USAR year
Unit to fully functional
status
6. Create the second and third Depends upon the receipt of During the 2002/03 and 2003/04
USAR Units in appropriate funding. financial years.
Christchurch and Auckland
The specific actions and time frames for establishing an integrated USAR capability will depend on
the level of acceptance of the recommendations contained in this report.
The key areas where specific funding over and above existing provisions is required are:
The additional funding over and above existing budgets that is necessary to create and maintain the
minimum capability outlined in each of the key areas above has been assessed by the Steering
Committee as being approximately $1.5 million per year.
This amount is relatively uniform over future years given the significant element of training and
exercising. Approximately 50% of this amount would be applied to training, standards and exercises
(items 2, 3, 4) above. This funding component is intended to make Category 1 USAR training
available to local volunteer rescue teams that wish to be trained as first responders in structural
collapse situations. This training would be provided by CDEM Group Rescue Instructors at no direct
cost to local volunteer members of these teams. This funding is also intended to cover the ongoing
assessment and revalidation, plus the opportunity for local teams leaders to participate in Category 2
training.
The provision of high quality and readily accessible training to volunteer local team members and
USAR Unit members alike is seen as being fundamental to the development of a sustainable USAR
capability.
Approximately 35% of the level of funding sought would be applied to establishing and maintaining
the specialist units (item 1).
The local supporting and monitoring functions outlined in Section 4.4 would need to be supported
financially by the CDEM Groups. This is seen as being consistent with their role for other aspects of
rescue as outlined in the Civil Defence Emergency Management Bill.
It is further recommended that the national resources and functions be funded through a single
purchasing agent.
While New Zealand has not experienced a major structural collapse in recent times, the nature of the
natural hazards we face in conjunction with the characteristics of the built environment is such that a
capability to address both small incidents and large emergencies is considered necessary.
This report concludes that currently there are limited and unevenly spread USAR resources which
are not capable of systematically addressing anything more than a minor structural collapse. It is
however apparent that the basic elements from which a capability can be built are present.
Recommendations for the development of a minimum USAR capability by building upon these
existing rescue elements are presented.
1. Carry out all rescue operations associated with a single-site structural collapse using NZ
resources
2. Undertake all rescue operations at a multi-site structural collapse using NZ and international
resources
3. Prioritise and undertake rescue operations in a regional scale disaster using NZ and
international resources
With regard to the second and third objectives, it is essential that the framework developed by this
project enables full integration of international rescue teams with the NZ rescue efforts.
The provision of high quality and readily accessible USAR training to volunteer local rescue team
members and USAR Unit members alike is seen as being fundamental to the development of a
sustainable USAR capability. While the General Rescue courses run in New Zealand provide a
comprehensive knowledge of emergency response processes and general rescue techniques,
structural collapse issues are essentially not addressed. Moreover, some of the specialist skill
groupings needed for USAR do not currently participate actively in General Rescue training.
Funding Requirements
The additional funding over and above current budgets that is necessary to create and maintain the
minimum capability outlined in each of the key areas above has been assessed by the Steering
Committee as being approximately $1.5 million per year.
This amount is relatively uniform over future years given the significant element of training and
exercising. Approximately 50% of this amount would be applied to training, standards and
exercises. Approximately 35% would be applied to establishing and maintaining the specialist units.
Local supporting and monitoring functions would need to be supported financially by the CDEM
Groups. This is seen as being consistent with their role for other aspects of rescue as outlined in the
Civil Defence Emergency Management Bill.
It is further recommended that the national resources and functions be funded through a single
purchasing agent.
A1 Training Categories
There are three categories of training for personnel involved in USAR operations. These are:
• Category 1: Surface Search and Rescue
There are two sub-categories used in New Zealand - Category 1: Awareness and
Category 1: Responder.
Category 1: Awareness is structured around the NSW/ ACT Category 1 CD-ROM course
that introduces the first responder to simple surface techniques at a structural collapse. It
is desirable that all agencies be capable of training to this level.
While Category 1: Responder includes the above, it is assessed for competency against a
NZQA unit standard. In addition, Category 1: Responders also require competency-
based training and assessment in the Co-ordinated Incident Management System (CIMS),
comprehensive first aid, and general rescue techniques.
• Calculating the safe working limits for various cribbing and shoring necessary to
render structures safe.
Category 3 personnel are trained USAR Unit managers, with knowledge of both Category
1 and 2 operations and skills. It is important to note that Category 3 USAR Managers are
responsible for the management of the USAR Unit, not necessarily the incident.
A2 USAR Qualifications
USAR Awareness
(Assessed) Basic CD Skills Advanced CIMS
Skills
1 2 3
NZQA unit standard Industry Certificate in National Certificate in
Qual
It is proposed that a “Yellow Card” be established for the Responder, Technician and
Manager categories. Modelled on the National Rural Fire Authority’s “Red Card”, the
purpose of this card is to provide an instantly recognisable statement of a rescuer’s level of
proficiency.
Skills within Yellow Card certification shall be NZQA Unit Standard based where possible.
FRSITO is to be the Standard Setting Body in partnership with LGITO and PSTO. All three
stakeholder ITOs are to be authorised to issue the USAR Yellow Card.