Study On Egoverment
Study On Egoverment
Study On Egoverment
Study on
eGovernment and
the Reduction of
Administrative
Burden
FINAL REPORT
Digital
Agenda for
Europe
EY
Claudia Gallo, Michele Giove
Internal identification
Contract number: 30-CE-0532668/00-38
SMART number: 2012/0061
DISCLAIMER
By the European Commission, Directorate-General of Communications Networks, Content & Technology.
The information and views set out in this publication are those of the author(s) and do not necessarily
reflect the official opinion of the Commission. The Commission does not guarantee the accuracy of the data
included in this study. Neither the Commission nor any person acting on the Commissions behalf may be
held responsible for the use which may be made of the information contained therein.
ISBN: 978-92-79-35882-1
DOI: 10.2759/42896
European Union, 2014. All rights reserved. Certain parts are licensed under conditions to the EU.
Reproduction is authorized provided the source is acknowledged.
Abstract
The Study on eGovernment and the Reduction of Administrative Burden was foreseen
under the eGovernment Action Plan 2011-2015, which defines Administrative Burden
Reduction (ABR) as a key priority towards the achievement of the Efficient and Effective
Government objective. ABR can be attained through the integration of eGovernment tools;
the smart use of the information that citizens and businesses have to provide to public
authorities for the completion of administrative procedures; making electronic procedures the
dominant channel for delivering eGovernment services; and the principle of the once only
registration of relevant data. The latter ensures that citizens and businesses supply certain
standard information only once, because public administration offices take action to internally
share this data, so that no additional burden falls on citizens and businesses.
For this reason, this study identified policy measures to be implemented at both National and
European Level over the period 2014-2018 to achieve significant ABR through eGovernment
procedures and Information Communication Technology (ICT).
Contents
Executive Summary ....................................................................................................................I
1
2.2
3.2
3.3
Projections: results..................................................................................................... 24
4.2
4.3
4.4
4.5
4.6
Roadmap validation................................................................................................... 48
Context....................................................................................................................... 50
5.2
5.3
5.4
5.5
Conclusions .............................................................................................................................. 60
References ................................................................................................................................ 63
Annex 1: Stakeholders consulted ............................................................................................. 67
Annex 2: The once only principle final landscape................................................................... 70
Annex 3: ABR and once only principle initiatives: eSurvey results overview .................... 86
Annex 4: Cost benefit Analysis................................................................................................ 92
Annex 5: Projections results................................................................................................... 114
Annex 6: Public consultation on Policy Roadmap: results overview .................................... 122
Acronym List
Acronym
Term
ABR
AGIMO
AGO
AMA
AT
Austria
BAG
BBR
BE
Belgium
BG
Bulgaria
BGT
BIS
BLAU
BR
Business representatives
BRI
BRK
BRO
BRP
BRT
BRV
CBA
CBS
Cross-Border Services
CBSS
CEF - DSI
CIO
CITE
CMOD
CS
CVZ
CY
Cyprus
CZ
Czech Republic
DAGI
DBD
Digital-by-default
DCLG
DCNMS
DE
Germany
DECC
DEFRA
Acronym
Term
DFID
DFT
DGS
DIGST
DK
Denmark
DNIe
DVLA
DWP
EC DG Connect
ECG
E-Commerce-Gesetz (Liechtenstein)
EE
Estonia
EGID
eID
EL
Greece
epSOS
ES
Spain
ESEE
EU
European Union
FCO
FI
Finland
FR
France
FTEs
G2B
Government to Businesses
G2C
Government to Citizens
G2G
Government to Government
GDS
HIDRA
HLO
HMRC
HR
Human Resources
HR
Croatia
HU
Hungary
ICO
ICT
ID
Identity Card
IDeA
IE
Ireland
Acronym
Term
IPS
IT
Information Technology
IT
Italy
KING
KomG
Kommunikationsgesetz (Liechtenstein)
KPIs
LA
LGA
LT
Lithuania
LU
Luxembourg
LV
Latvia
MOD
MOJ
MS
Member States
MT
Malta
NHR
NL
Netherlands
NPV
NO
Norway
OECD
PA
Public Administration
PD
PL
Poland
PT
Portugal
RNI
RO
Romania
SBR
SCM
SE
Sweden
SI
Slovenia
SigG
Signaturgesetz (Liechtenstein)
SK
Slovakia
STORK
STS
SVB
TUO
Tell Us Once
UDK
Udbetaling Denmark
UK
United Kingdom
Acronym
Term
UN
United Nations
UWB
WZO
XLM
Executive Summary
Purpose of the study
The Study on eGovernment and the Reduction of Administrative Burden was foreseen
under the eGovernment Action Plan 2011-2015, which defines Administrative Burden
Reduction (ABR) as a key priority for achieving the Efficient and Effective Government
objective.
Administrative burdens are the costs to businesses and citizens of complying with the
information obligations resulting from government imposed legislation and regulation.
ABR can be attained through the integration of eGovernment tools, the smart use of the
information that citizens and businesses have to provide to public authorities and making
electronic procedures the dominant channel for delivering eGovernment services.
A possible solution would be to implement the principle of the once only registration of
relevant data. This ensures that citizens and businesses supply certain standard information
only once, because public administration offices take action to internally share this data, so
that no additional burden falls on citizens and businesses.
Another effective strategy is to produce default digital services that are so compelling and
easy to use that all those who can use them will choose to do so whilst those who cant are not
excluded.
Although the concepts of the once only principle, digital by default and making electronic
procedures the dominant channel for delivering eGovernment services can be easily
understood, their practical implementation encounters many obstacles, such as policy, legal
and technological issues as well as data and protection requirements. For this reason, a study
examining the best ways to successfully apply these and related concepts to achieve
significant ABR through eGovernment procedures and Information Communication
Technology (ICT) was facilitated by DG CONNECT of the European Commission between
January 2013 and January 2014.
to find out where we stand in the EU with the once only registration principle and
with the requirement to make electronic procedures the dominant channel for
delivering eGovernment services;
to analyse the costs and benefits of reducing the administrative burden through the use
of ICT in particular when using the once only principle;
to provide a roadmap for further policy measures including an outline of possible
courses for future action and to identify quick wins as part of this process, as well as
an outline of possible future developments as a basis for dialogue among Member
States.
The methodology employed was based on desk research, two web-based questionnaires
(eSurvey) and interviews with government officials, business representatives and civil
organisations.
With respect to the responses obtained, 30 completed the eSurvey. Specifically: 26 EU members states (all the
Member States, except Luxembourg and the United Kingdom); 2 associated countries (Montenegro and
Norway); 2 non EU countries (Switzerland and Australia).
II
regional and local) are covered by the once only principle2. Overall, national or federal
institutions are always involved in applying the once only principle, whereas lower level
governments are concerned to a lesser extent. In terms of cross-border services, the once
only principle is only at an initial stage of development, although there is increasing need for
cross-border services provision as a consequence of the growing mobility of EU Citizens3.
The implementation procedures and tools
Some common indicators and trends also emerged with respect to implementation procedures
and tools. Mere tools, such as service level agreements, access granted by users and
personalised My Page interfaces, are never used alone, but always in combination with a
legal or strategic framework or recommendations addressing the main issues related to the
once only principle application.
Importantly, countries efforts related to once only principle implementation are not without
obstacles. According to the countries that are currently applying the once only principle
(Yes Countries) the most common barriers are:
By contrast, countries that are not currently applying the once only principle (No
Countries) mentioned privacy and data sharing 4 legislative requirements and costs
stemming from the introduction of new electronic tools and procedures as the main
obstacles preventing the implementation of the once only principle. Silos in government
and other organizational aspects have a lower bearing in this case.
Another relevant finding relates to benefits obtained from once only principle
implementation. Yes countries consider government as the category which gains less,
whereas citizens are considered the category which obtains the most benefits in
comparison to others. Overall, Yes countries are applying the once only principle in
relation to all three categories of beneficiaries (businesses, citizens and governments), which
gain the same main benefits: cost savings, time savings, improved service quality and
administrative efficiency
This does not necessarily mean that in these countries all registries are connected but rather that when the once
only principle is applied all administrative levels are obliged to internally share data, so that no additional burden
falls on citizens and businesses.
Capgemini, Tec h4I2, Time.lex, Universiteit van Antwerpen (2013), Study on Analysis of the Needs for CrossBorder Services and Assessment of the Organisational, Legal, Technical and Semantic Barriers, European
Commission, DG Communication Networks, Contents and Technology.
4
A clear and strong legal basis is required for data sharing. However, it takes a long time to be established, thus
preventing the implementation of the once only principle (for more on this topic, please refer to paragraph
4.3.2).
III
Using CBA results, it was possible to evaluate the potential impact of the once only
principle and digital-by-default initiatives at EU28 level6.
Evidence from Eurostat (April 2013) underlines that in the EU 27 only 44% of individuals aged 16 to 74 use
the Internet for interaction with public authorities. Additionally, in the last twelve months only 22% have sent an
online filled form (Eurostat, April 2013). Additionally, the Study Public Services Online Digital by Default or
by Detour? Assessing User Centric eGovernment performance in Europe eGovernment Benchmark 2012
(DG Connect), investigated citizens main reasons for not using e-Government channels when addressing public
administrations: lack of willingness to use; lack of ability to use; lack of awareness; lack of trust to use.
IV
Hypothesis 1: all countries start from the same level of development in the
implementation of each programme. Countries having an enhanced level of
eGovernment (evaluated through the UN E-Government Development Index UN-EGDI) are nonetheless expected to experience reduced costs and hence higher
net benefits;
Hypothesis 2: all countries are expected to adopt the same
planning/implementation strategy used by the three best practices.
The three variables considered were normalized with respect to the level observed in the
best practice countries to rescale potential costs and benefits for their respective
programmes.
Digital by default would have a positive impact across the EU. The digitization of
transactions between public administrations and users results in time savings for both of
them. However, the benefits gained depend on two factors:
o
o
However, as enabling national services to be accessible across borders is determined by a synthesis of political
and economic rationale, this hypothesis was not considered.
A different approach has been undertaken by the United Kingdom Digital Government
Strategy. It foresees a faster and targeted digitization of transactions between public
administrations and users and among public administrations themselves. Digitization
is to be realized in only two years and involves all services with over 100,000
transactions each year. These services have to meet the digital-by-default service
standard by April 2014. This approach is expected to raise higher potential annual
savings for both government and users. The potential impact of the UK Digital
Government Strategy at EU level is around 10 billion of annual savings. This leads
to the conclusion that the economic impact of the digital-by-default strategy is higher
when there is a swift digitization of transactions and when digitization involves a
substantial number of transactions;
The once only principle is also expected to generate a positive economic impact at
EU28 level. However, the impact of the once only principle also depends on the overall
strategy of implementation. If the once only principle is implemented within a wellstructured strategy or within a comprehensive system for the delivery of public services,
it is likely to produce a highly positive impact. Actually, the benefits of the once only
principle are higher if:
o
o
the only once principle is applied to different types of data (i.e. by connecting
different registries);
ICT is used for the transmission of data and for data sharing among public
administrations. This would significantly reduce transactions costs and increase
time savings.
For instance, the Danish Basic Data Programme introduces the once only principle for
all the following data (collected in 10 electronic registries):personal data; business data;
real property data; address data; geographic data; income data.
When data is uploaded, public authorities cannot ask users for the same data anymore and
have to obtain it from the system itself. This requirement avoids the replication of
information transactions between citizens and the government, and reduces substantially
the burden for users in reporting information and for providers in managing information.
The Basic Data Programme brings potential savings for Denmark in the timeline 20122020. The total potential savings are expected to reach 100 million annually in 20208. It
is estimated that better access to data of higher quality will enhance economic growth in
sectors such as real estate, telecommunications and transport. In summary, free access to
basic data will bring new types of services and also more efficient digital services in the
private sector.
The extension of the Danish approach to implement the once only principle is likely to
generate an annual net saving at the EU 28 level, amounting to around 5 billion per year
by 20179. This highly positive impact depends on a complex system of registries being
freely accessible by users (citizens and businesses) for commercial purposes, which
additionally might foster growth in some economic sectors.
Municipalities account for 23% of the public potential savings in 2020 ( 23 million). Ministries and regions
are expected to experience lower benefits in the order of 6 million per year over the period 2017-2020. The
expected benefits of the programme tend to stabilise from 2017. Afterwards, benefits exceed costs for all the
public entities.
See Box at page V to further details on the methodology used for the projections estimates.
VI
The implementation of the once only principle based on the Dutch register for nonresidents citizens (RNI) approach is expected to produce net benefits amounting to
around 550 million at EU level in a time horizon of 15 years10. The RNI introduces the
once only principle for all data of:
o
o
RNI users are required to transmit their data only once to the following public
administrations and national agencies:
o
o
o
o
o
o
o
o
Tax authorities;
Employee Insurance Implementing body (UWB);
Social Insurance Bank (SVB);
National Health Agency (CVZ);
Chamber of Commerce Administration;
Passport Agency for citizens abroad;
Right to vote abroad administration;
3 administrations dealing with Dutch students abroad.
The introduction of a digital registry allows data sharing among Ministries and National
Agencies and reduces the time required to collect and manage data.
By contrast, the United Kingdoms Tell Us Once approach, based on the introduction of
the once only principle only for births and deaths notifications, seems to be not highly
profitable. This result is also due to the persistence of offline communication channels
(e.g. face-to-face and telephone notification) with new online communication tools (e.g.
transmission of data using a specific web portal) Therefore, the extension of the Tell Us
Once approach to implement the once only principle at EU level seems not to be
efficient because the time and costs savings gained would not cover implementation
costs11.
Nevertheless, as proved by the case of the United Kingdom, the Tell Us Once initiative
needs to be considered as part of a broader eGovernment strategy, aimed at making
digital all communications and transactions between government and users. Therefore,
the Tell Us Once impact should not be considered only from an economic perspective:
not monetizable benefits should also be taken into account. For instance, the United
Kingdom government has considered it worthwhile to implement Tell Us Once because it
represents a relevant tool for the full digitization of public services, by promoting a
gradual shift from offline to online services usage by citizens and by enhancing public
services quality.
The comparison of different approaches has led to the conclusion that the application of
the once only principle to different types of data and the use of electronic procedures
for the delivery of public services is likely to produce high benefits for both public
administrations and users (citizens and businesses).
10
This is the net present value computed over a time period of 15 years. The present value of annual
costs/benefits was computed by using a discount rate equal to 3%.
11
This result is probably due to the smaller scale but also to the persistence of offline communication channels
(e.g. face-to-face and telephone notification) with new online communication tools (e.g. transmission of data
using a specific web portal).
VII
On the basis of the main CBA findings, some lessons learnt emerged for both the once
only principle and the digital-by-default strategy:
Policy roadmaps
Based on the outcomes of the CBA and its projections, policy roadmaps have been developed
to identify long term solutions to reduce the administrative burden through the once only
principle, making electronic procedures the dominant channel for delivering eGovernment
services, and the use of ICT. The context is how to assist European countries to deploy ICT,
together with legislation and other relevant enablers, to reduce the administrative burden by
25%13, both in each country but also in the longer term across borders and at EU level.
The study has shown that three main policy options for the roadmap are the most commonly
deployed strategies in Europe and provide the greatest potential benefits: once-only
strategies; simplification and personalization strategies; and digital-by-default strategies.
These options represent distinct types of relatively independent strategies which can and often
are carried out by Member States independently from each other, although there is also
considerable overlap and mutual dependence between the strategies across the three options.
This shows that the options are also highly synergistic, especially if carried out in the order
presented, i.e. from once only, to simplification and personalization, and then to digital by
default, as shown in the figure below, with the benefits to both government and users
increasing at each step, assuming that a number of conditions are met.
12
European Commission, Open Data. An engine for innovation, growth and transparent government,
COM(2011) 882, Brussels, 12 December 2011.
13
European Commission, The European eGovernment Action Plan 2011-2015. Harnessing ICT to promote
smart, sustainable & innovative government, COM(2010) 743, Brussels 15 December 2010.
VIII
Clearly each country will be at a different stage in this progression, so the roadmap is a guide
assuming a given country or administration starts from scratch. Each policy option consists of
a number of strategic factors and building blocks which will need different work at various
stages of the roadmap.
1.
Strategic issues:
o
o
o
o
o
Respondents assessed the governance, legal and policy issues, in that order, as
overwhelmingly very important, whilst the importance of monitoring is seen as less
pronounced although still important. Similarly with the quick wins, which are seen as
important but by a fewer number of respondents, perhaps because which quick wins
are relevant are more likely to be dependent on very specific country circumstances
which can vary significantly.
Building blocks:
o
o
o
o
important, but a too narrow interpretation of data protection can conflict with the once
only principle.
2.
Strategic issues:
o
o
o
o
o
policies to ensure that government does the hard work to make it simple for users;
governance to ensure clear roles and coordination across entities;
legal to establish clear responsibilities for all actors including those outside
government;
monitoring using a standardized approach and developing service design
principles;
quick wins, e.g. analysing where and how services are used to make rapid
adjustments.
Respondents assessed all issues as overwhelmingly very important, with legal issues
marginally less so and quite similar to monitoring and quick wins. This is in some
contrast to the once only strategic issues where governance and legal issues are seen as
the most important, perhaps because in phase 1 getting governance and the legal base
right is more critical than in later phases which build on this earlier foundation.
Building blocks:
o
o
o
o
Respondents assessed process simplification and reduction as the most effective and
necessary building block, closely followed by user-centred design. The importance of
both reporting simplification and reduction and personalization is seen as less marked,
although in each case they are still clearly seen as important. This may be because the
latter two building blocks represent perhaps later steps than the more basic
simplification of processes and user-centricity and build on them.
3.
Strategic issues:
o
policies for a fast strategy for maximum impact which also supports those who
cannot get online;
X
o
o
o
o
governance to ensure enforcement and coordination at top level plus change and
risk management;
legal to establish enforcement but with balanced exceptions to avoid digital
exclusion;
monitoring using a standardized approach to ensure the business case of costs and
benefits is realised;
quick wins, e.g. focus first on services using registry data and on users already
online with high service needs.
eSurvey respondents assessed the policy, governance and legal issues, in that order, as
very important. Both monitoring and quick win issues are seen as somewhat less
important perhaps because only a few European countries have to date embarked on
such strategies, let alone begun to think about them, and these represent more detailed
implementation tools compared with the first three which are more preparatory tools.
As was the case with the phase 2 strategic issues, this is in some contrast to the once
only strategic issues where governance and legal issues are seen as the most important,
perhaps because in phase 1 getting governance and the legal base right is more critical
than in later phases which build on this earlier foundation.
Building blocks:
o
o
o
o
XI
between the stages of development countries are at, this appears to be a significantly high
number.
In order to support and progress these roadmap options at European level and in a crossborder context, a number of actions are proposed according to the following time line.
Suggested dates are cognizant of the fact that the current Action Plan terminates in 2015
which may limit implementing new studies or large scale actions before 2016.
2014 actions:
Respondents assessed collecting good practices as the most effective action, followed by
raising awareness and using the ePractice portal. There is clearly a link between these actions,
as the portal includes good practices although rarely in great detail or in easily comparable
form, and Actions 2 and 3 also have an awareness raising function.
2015 actions:
shape the post-2015 Action Plan (or equivalent) and other instruments (action 1);
ensure synergies with other on-going EU initiatives (action 2).
eSurvey respondents assessed shaping the post-2015 Action Plan (or equivalent) as a clear
priority, whilst ensuring synergies with other on-going and relevant EU initiatives is also
appreciated as effective.
2016 actions:
eSurvey respondents assessed these studies, which might arise from or inform the post-2015
Action Plan (or equivalent), as generally effective, although a minority of respondents also
think they are not very effective.
2017 actions
support and promote the development of trustworthy, robust and effective data
protection systems (action 1);
support and develop EU level reporting especially in the business sector (action 2);
support and develop high quality digital public services (action 3).
eSurvey respondents assessed these actions for the Commission to work with Member States
as very effective.
2018 actions
XII
agree a European level measurement framework for ABR and benefits realization
(action 2);
agree a European level legal framework for ABR and benefits realization (action 3);
introduce SBR (Standard Business Reporting) across Europe in support of the Single
Market (action 4).
Respondents assessed these actions very effective, and commissioning a report on high
quality services is also well appreciated as being effective.
The following figure shows respondents views on the effectiveness of the overall 2014-2018
timeline of recommended actions.
The largest number of respondents
(52%) see the generalised roadmap as
effective, and if this is added to those
who see the roadmap as very effective,
this represents almost two thirds of the
total. Given the widely varying condition
of eGovernment across Europe, and the
very large differences between the stages
of development countries are at, this
appears to be a significantly high
number.
XIII
1 Study background
The Study on eGovernment and the Reduction of Administrative Burden was foreseen under the
eGovernment Action Plan 2011-2015, which defines the Reduction of Administrative Burden
(ABR) as a key priority towards the achievement of the Efficient and Effective Government
objective.
The ABR can be attained through:
The latter ensures that citizens and businesses supply certain standard information only once,
because public administration offices take action to internally share this data, so that no additional
burden falls on citizens and businesses.
The once only registration principle entails the elimination of the unnecessary
administrative burden involved when users (citizens, businesses or other authorities) are
required to supply the same information more than once to government. Following the once
only principle, the information required from citizens and businesses is collected only once,
on condition that data and privacy protection requirements are met.
The study is also in line with the European Council conclusion adopted in October 2013 that calls
for the Once Only Principle to be applied in the EU (conclusion 9):
The modernisation of public administrations should continue through the swift implementation
of services such as e-government, e-health, e-invoicing and e-procurement.
This will lead to more and better digital services for citizens and enterprises across Europe, and
to cost savings in the public sector. Open data is an untapped resource with a huge potential for
building stronger, more interconnected societies that better meet the needs of the citizens and
allow innovation and prosperity to flourish. Interoperability and the re-use of public sector
information shall be promoted actively. EU legislation should be designed to facilitate digital
interaction between citizens and businesses and the public authorities. Efforts should be made
to apply the principle that information is collected from citizens only once, in due respect of
data protection rules.
Although the once only principle concept can be easily understood, its practical implementation
encounters several obstacles, such as policy, legal and technological issues as well as data and
protection requirements. For this reason, a study concerning the best ways to successfully apply the
above-mentioned principle and ABR through eGovernment procedures and Information
Communication Technology (ICT) was deemed necessary.
Within this framework, the Study on eGovernment and the Reduction of Administrative Burden
pursued the following objectives:
to find out where we stand in the EU with the once only registration principle and with the
requirement to make electronic procedures the dominant channel for delivering
eGovernment services;
to analyse the costs and benefits of reducing the administrative burden through the use of
ICTs in particular when using the once only principle;
to provide a roadmap for further policy measures including an outline of possible courses
for future action and to identify quick wins as part of this process, as well as an outline of
possible future developments as a basis for dialogue among Member States
Therefore, three main phases were envisaged under the Study, as shown by Figure 1.
Figure 1: Study phases, activities developed and outputs gathered
Overall, a wide range of relevant stakeholders (86) in the field of eGovernment, ICTs and
administrative burden reduction were required to contribute to the Study activities. The engaged
stakeholders were mainly representatives of three categories:
Furthermore, it should be noted that some of the stakeholders involved were members of the EC
eGovernment Experts Group. This allowed the Study to benefit from the feedback and contribution
of stakeholders with a Europe wide vision of eGovernment related issues.
2
Stakeholders from EU Member States and third countries14 actively participated and contributed to
the following consultation activities:
online survey (eSurvey) on administrative burden reduction and once only principle
initiatives;
interviews;
a knowledge-sharing workshop.
Finally, all the stakeholders involved in the activities above, were invited to take part in an online
public consultation on Policy Roadmap, carried out during the Study last phase. In this regard,
around 60 stakeholders completed or partially filled in the consultation questionnaire. Once again,
stakeholders participation achieved a high level and proved to be fundamental for the development
of sound and solid policy measures.
Thus, it is clear that the constant interaction with stakeholders provided an added value to the Study,
allowing to produce evidence-base and reliable results.
Austria
Belgium
Bulgaria
Croatia
Cyprus
Czech Republic
Denmark
Estonia
Finland
EU Countries
(28)
France
Germany
Greece
Hungary
Ireland
Italy
Latvia
Lithuania
Luxembourg
Malta
Netherlands
Poland
Portugal
Romania
Slovak
Republic
Slovenia
Spain
Sweden
United
Kingdom
Associated Countries16
(6)
Iceland
Liechtenstein
Montenegro
Norway
Turkey
Serbia
The outcomes of the desk research and the eSurvey allowed to:
14
Please, refer to the Stakeholders map in the Annexes for the complete list of stakeholders engaged in the Study.
15
Please, refer to the Annexes for the complete list of governmental institutions which actually completed the eSurvey,
and find out more about their main responsibilities and tasks in relation to eGovernment and the ABR. The eSurvey was
realised through the Ernst & Youngs eSurvey tool. The eSurvey was carried out from April to May 2013.
16
Associated countries have a specific agreement to participate in the EU Competitiveness and Innovation framework
Programme ICT Policy Support Programme 8.
map existing initiatives for Administrative Burden Reduction and define a comprehensive
once only principle landscape in the EU, Associated Countries and non EU countries;
select EU countries having significant initiatives in the fields of ABR and the once only
principle (hereinafter Yes countries)17;
identify three champions/countries of excellence, namely Denmark, Netherlands and
United Kingdom;
identify significant initiatives in the fields under analysis. These were then classified and
examined according to the specific country background and taking into account driving and
obstructing factors.
17
The desk analysis and the eSurvey allowed to identify the following countries having interesting, well-structured
eGovernment strategies and once only principle initiatives: Austria, Belgium, Czech Republic, Denmark, Estonia,
Finland, Netherlands, Portugal, Spain and United Kingdom.
18
With respect to the responses obtained, 30 countries out of 41 (equal to more than 70% of countries) completed the
eSurvey. Specifically: 26 EU members states (all the Member States, except Luxembourg and the United Kingdom); 2
associated countries (Montenegro and Norway); 2 non EU countries (Switzerland and Australia).
Furthermore, some countries (Greece, Italy and Netherlands) answered the eSurvey more than once Explain how
additional answers were handled. For this reason, a total amount of 33 responses were gathered, allowing to develop a
preliminary overview of the once only principle implementation across the participating countries.
The eSurvey also allowed to identify once only principle implementation common trends and
main features19.
Concerning the implementation process, the once only principle is encompassed in a specific
eGovernment policy/framework or in a legislative provision and embedded within a larger package
of ABR measures (typically including digital by default, and the use of base registries). This implies
that it is not possible to analyse, assess or understand the impact of the once only principle in
isolation given that it is always designed and implemented as part of a wider package, although it is
a critical and often lynch-pin component within this wider package. Additionally, in several
countries, the once only principle implementation has a double-policy basis: it is foreseen under
both a legislative provision and an eGovernment strategy/framework.
Figure 4: Policy base for the "once only" principle
19
Please, refer to the eSurevy report in the Annexes to get a complete overview of the results gathered.
With respect to the implementation responsibility, the eSurvey highlighted a common trend
towards centralization. Countries usually charge the executive branch to carry out and monitor and
coordinate the once only principle implementation process. Every country has chosen the
ministry (or sometimes the ministries) committed to lead the process. Some countries also devolve
the implementation upon both a specific ministry and a governmental unit or agency. The
centralization of the implementation process is often sided by a whole-of-government approach,
which requires coordination, collaboration and coherence among all administrative levels/branches.
For this purposes it seems necessary to:
Figure 5: Part of the public sector that has the overall responsibility for the once only principle
implementation
Some common indicators and trends also emerged with respect to implementation procedures
and tools. Mere tools, such as service level agreements, access granted by users and personalised
My Page, are never used alone but always in combination with a legal or strategic framework or
guidelines addressing the main issues related to the once only principle application.
Importantly, countries efforts for the once only principle implementation are not without
obstacles. Countries have to face some relevant barriers when attempting to introduce it.
According to Yes countries, the most common barriers are:
By contrast, countries that have not yet implemented the once only principle mention privacy and
data sharing, legislative requirements and costs stemming from the introduction of new electronic
tools and procedures as the main obstacles preventing the implementation of the once only
principle. Silos in government and other organizational aspects have a lower bearing in this case.
Another relevant finding relates to benefits obtained from the once only principle implementation.
Yes countries consider government as the category which gains less, whereas citizens are
considered the category which obtains the most benefits in comparison to others. Overall, Yes
countries are applying the once only principle in relation to all three categories of beneficiaries
(businesses, citizens and governments), which gain the same main benefits: cost savings, time
savings, improved service quality and administrative efficiency
Concerning the methodologies applied for the evaluation of once only principle costs and
benefits, 76% of respondents declared that in their country a combination of several methodologies
is frequently used for this purpose:
The country snapshots allowed to identify a group of countries (that includes the 10 EU Yes
Countries and 3 non EU countries).
The landscape and the most relevant initiatives were presented and shared during a knowledgesharing workshop that involved more than 30 relevant governmental and non-governmental
stakeholders. The workshop mainly aimed at sharing once only principle main findings and at
providing significant inputs to be taken into account in the course of the Study.
Date and place of the workshop: Brussels, Dg Connect premises, 10th July 2013;
Stakeholder involved
32 participants coming from 13 EU Member States: Austria, Belgium, Croatia, Czech
Republic, Denmark, Finland, Germany, Italy, Latvia, Norway, Portugal, Sweden, The
Netherlands.
Objectives
Sharing relevant knowledge and experiences on once only principle implementation;
stimulating discussion on the issue between governmental and non-governmental
stakeholders, such as businesses and consumer/citizens organisations;
providing significant inputs to be taken into account in the further course of the Study.
Contents:
Main outcomes:
concrete examples of how the once only principle or a variation of it and electronic
procedures becoming the dominant channel for delivering eGovernment services are
working in practice;
evidence of impacts: on businesses, citizens and administrations;
reasons for not implementing the once only principle or for electronic procedures not
becoming the dominant channel to deliver eGovernment services;
collection of views and needs of non-governmental stakeholders such as business
organizations and consumer/citizens organizations.
Within the group of countries with good eGovernment development and relevant once only
principle applications Denmark, Netherlands and United Kingdom were selected as
champions/countries of excellence. The selection was based on the following criteria:
the presence of effective and efficient electronic procedures and general eGovernment
standards and advancement, in order to ensure the significance of the selected cases;
the centrality of the once only principle in national policies and strategies;
8
data availability and the presence of information and reports on initiatives, policies and
strategies concerning the once only principle and other ABR initiatives;
replicability and reliability potentials in order for other countries to easily transfer and scale
best practice initiatives and solutions;
the extent and amount of measurements of administrative burden reduction and once only
principle initiatives, for instance standard cost models, KPIs and business case approaches.
The extent and amount of measurements are further indicating both best practice
outcomes/effects and early indications of replicability potentials;
the advancement of the countries data infrastructure, in particular common base registries
and other significant databases;
multilevel cooperation and cross government cooperation on the national, regional and local
levels of once only principle initiatives and solutions.
investigating the eGovernment strategy, its objectives and the features of the
implementation process;
identifying the main once only principle initiatives or digital-by-default programs at
national level;
investigating the legislative framework and the implementation features;
gathering qualitative and quantitative measurements of costs and benefits stemming from
these initiatives/programs, with reference to different beneficiaries (e.g. government,
citizens and businesses).
Interviews with Denmark, Netherlands and United Kingdom HLO have been particularly relevant
in order to: collect valuable information on once only principle and digital-by-default initiatives
and how they related to the National eGovernment strategies, gather data for the cost-benefit
analysis and identify the best practice initiatives.
Thus, the case studies for the cost-benefit analysis were finally defined.
The initiatives presented in Figure 7 proved to be reliable for the cost-benefit analysis and the
projections of their impact at EU level because their implementation started years ago. Costs have
been already categorized or measured, and potential benefits arising in the long term have been
already identified and, whenever possible, estimated.
The interviewees quoted existing, reliable studies assessing costs and net expected savings related
to specific programs (e.g. digitization of transactions or fostering information sharing across
different administrative registers), whereas no specific estimates or personal considerations on costs
and benefits were provided.
Thanks to these suggestions, relevant documents have been gathered and analysed (see References).
Cost-benefit estimates collected from relevant sources proved to be comparable only to a limited
extent, due to:
10
users/diffusion, volume of online services, volume of transactions between government and users
and existing similar initiatives20.
personal data;
business data;
real property data;
address data;
geographic data;
income data.
This data is deemed to hold the greatest potential for re-use, and thus the greatest value for both
public and private sector users. For this reason, it is shared across the different governmental
entities and with the private sector.
Actually, the Distributor shares citizens and businesses data among all government departments and
levels. Therefore, citizens and businesses are required to upload their data in the Distributor only
once. When data is uploaded, public authorities cannot ask users for the same data anymore and
have to obtain it from the Distributor themselves. This requirement avoids the replication of
information transactions between the citizens and the government, and reduces substantially the
burden for users in reporting information.
The Distributor is also freely accessible by both public authorities and users (citizens and
businesses). For these reasons, the Basic data Programme is considered a good example of once
only principle.
Table 2) and is to be realized by the Danish central government in cooperation with local
governments, in the period 2013-2016.
The most important objectives for developing the Basic Data Distributor are:
20
Please, refer to the Annexes to get a complete overview of the CBA and projection results.
21
11
DESCRIPTION
Company Registry
Cadastre
Information of both the Cadastral Register and the Cadastral Map, related to
approximately 2,5 million land parcels in Denmark, including area size
Data of actual owners of all real property in Denmark, and including all transfers of
ownership
Map data
Description of landscape forms and special characteristics, taken from the FOT
Register (common public-sector geographic data)
Digital elevation model of the terrain, with information about the elevation of the
terrain above sea level;
Data of approximately 200,000 place names, including those that appear in the
topographical maps and in the Digital Map Supply
Basic data on individuals, including civil registry number, name, address, date of
birth, marital status, kinship, nationality, membership of the Danish national church,
and guardianship
Source: The Danish Government/Local Government Denmark (2012), Good basic data for everyone a driver for
growth and efficiency, The eGovernment strategy 2011-2015
As a general rule, the establishment of the Basic Data Distributor ensures that:
all basic data is to be made freely available for three categories of beneficiaries: all public
authorities, private businesses and individuals;
all basic data conforms to the same technical requirements and is compatible, so that it can
be used in digital procedures and case processing.
This makes basic data a common digital resource, which can be exploited freely for all purposes,
ranging from hobby-related projects to fully commercial products and services.
The following steps are envisaged to realize the Basic Data Distributor:
by the end of 2013, the Basic Data Distributor will distribute data from the Digital Map
Supply (maps, cadastral maps and other geographic data) as well as data from The Public
Information Server, which distributes information about real property in Denmark;
from 2014, the Basic Data Distributor will distribute personal data (from the Civil
Registration System) and business data (from the Central Business Register);
more data sources and registers can be included by the Data Distributor later on, so that it
will be possible to phase out several existing data distribution systems.
A clear repartition of tasks has been realized across the governmental institutions to coordinate the
effort and monitor progress across the different administrations participating in the programme. In
addition, the cross-institutional Basic Data Committee has been created to coordinate development
initiatives and changes to basic data, to foster efficiency improvements, to harmonize interfaces,
standards and data models, to promote dialogue between the public and private sector and to ensure
the full exploitation of basic data by public authorities.
12
The Basic Data Programme brings potential savings for society in the timeline 2012-2020. The total
potential savings is expected to reach 100 million annually in 2020. Municipalities account for
23% of the public potential savings in 2020 ( 23 million). Ministries and regions are expected to
experience lower benefits in the order of 6 million per year over the period 2017-2020. The
expected benefits of the programme tend to stabilise from 2017. Afterwards, benefits exceed costs
for all the public entities. In addition to these direct economic benefits, it is estimated that better
access to data of higher quality will enhance economic growth in sectors such as Real estate,
telecommunications and transport. In summary, free access to basic data will bring new types of
services and also more efficient digital services in the private sector.
Figure 8: Net surplus for the public sector ( million)
Source: Authors calculation based on The Danish Government/Danish Regions/Local government Denmark (2012),
Good Basic Data for Everyone A driver for Growth and efficiency.
The eGovernment Strategy 2011-2015
22
According to the Danish eGovernment strategy, the digitization of services is achieved through four waves of
digitization. Each wave covers specific sectors and is targeted at specific beneficiaries:
wave 1 (2012) mainly entails the digitization of citizens services, focused on:
o
o
introduction of the health card and simplification of school enrolment at the municipality level;
introduction of online services for student loans at state level.
wave 2 (2013) - digitization of a broad number of services at municipal and state level and the digitization of
tax services:
o
o
municipalities: sickness reporting, driving license services, property taxes, loans of premises and
properties;
state: application for criminal records, reporting bicycles thefts, annual revenue tax reports;
13
The three principal actors of the mandatory digital self-service are the State, the Authority
Payments Denmark (UDK, see the box below) and the municipalities.
Udbetaling Danmark (UDK) was established over the period October 2012 March 2013 as a
new administrative institution under the Danish Ministry of Social Affairs and Integration. UDK
takes over various tasks that were previously handled at municipality and state level, with the
aim of benefiting from economies of scale.
Thus, UDK is currently responsible for the administration and disbursement of social benefits in
five areas:
family benefits;
maternity/paternity benefits;
old-age pension;
disability pension;
housing benefits.
However, municipalities maintain the competence to make decisions in these areas. Therefore,
UDK can be seen as a central administration of disbursements, based on municipality decisions.
They might be thought as a service for the municipalities. Moreover, the pension company ATP
handles the business on behalf of the Ministry.
UDK has five centres across the country, located in Frederikshavn, Holstebro, Haderslev,
Vordingborg and Hillerd.
The reorganization and implementation of UDK has been completed and most of customer
services have already been digitized, although full digitization has to be still achieved.
Nowadays, the vast majority of UDK digital customer service takes place through
These institutions will contribute to the implementation of the programme according to their
different competencies. The state will be mainly in charge of providing the necessary finance and
legislation. For each of the four waves envisaged for the implementation of the programme,
legislation will typically come into force the 1st December of each year. Municipalities and UDK
will be in charge of ensuring users friendly solution for the users and preparing the appropriate set
of skill through the organisation of training sessions.
The Mandatory Digital self-service entails expected net benefits for three government levels: state,
municipalities and UDK. Municipalities appear to be the entities experiencing the largest share of
net benefits - 80 million for the year 2017. The remaining part is to be distributed equally between
state and UDK - 22 million each for the year 2017. Besides, the State and the UDK will bear the
wave 3 (2014) - digitization of services related to employment, house, construction and environment. This
wave foresees:
o
o
o
a reduced number of changes for municipalities: notification of construction and building permission;
a wider range of digitalised services for the state: various permission relating to weapons, services for
pensioners living abroad, services for adoptions, digital services connected to separation and divorce;
some services introduced at UDK level: maternity benefits, housing benefits, early retirement, housing
allowance, children and young people benefits;
wave 4 (2015) - digitization of employment and social services at municipality level only: residents deposits,
single payments, public assistance and personal allowance.
14
larger part of cost during the first year of implementation of the programme - 6 and 4 million
respectively;
Figure 9: Net benefits for the public sector ( million)
Source: Authors calculation based on The Boston Consulting Group (2012), Overgang til obligatorisk digital
kommunikation i den danske offentlige sector (The transition to mandatory digital communication in the Danish public
sector)
The introduction of the RNI involves the following public administrations at national/local level:
Tax authorities;
Employee Insurance Implementing body (UWB);
Social Insurance Bank (SVB);
National Health Agency (CVZ);
Chamber of Commerce Administration;
Passport Agency for citizens abroad;
Right to vote abroad administration;
3 administrations dealing with Dutch students abroad;
The costs to be afforded for the RNI can be divided into 2 main categories:
investment, including the costs afforded during the development phase and aimed at
introducing and making operational a new eGovernment service; they also include transition
costs, incurred for the shift from an offline scenario to an online scenario23;
23
Transition costs are afforded to move from the offline to the online scenario. They are included in the investment
costs and are relevant because the transition from offline to online permits the implementation of the once only
principle. The online scenario entails the establishment of electronic registries which gather users data and share this
data among all public authorities. The difference between offline and online scenario is: in the first case, users have to
communicate with different authorities; in the latter case, electronic registries users communicate data only once to
municipalities, and data is then shared among all public authorities.
15
operating costs, required for the management of the RNI, once it is in place.
The benefits are mainly related to time savings. This is a consequence of the application of the
once only principle: users registered in the RNI have to communicate their data only once to
public authorities. Hence, there is a 50% decrease of potential transactions between users and public
authorities. Moreover, the RNI represents an effective tool to avoid fraud, and to decrease fiscal
evasion as well as improper requests of welfare payments. This indirect effect is particularly
difficult to monetize because it requires assumptions on the existing level of fraud.
The base registry of non-residents (RNI) entails total costs of 98 million (NPV) for the
government over the period 2008 - 2022. Moreover, the expected impact of RNI introduction is
112 million in NPV. The cost-benefit settlements is 13,9 million (NPV) in the period 2008-2022.
The expected payback time of the investment is 10 years. The robustness of the estimated net
benefit is confirmed by a sensitivity analysis assessing net benefits variations due to three variables:
discount rate, the number of new users, and the number of transactions.
Furthermore, the RNI represents an effective tool to avoid fraud, and to decrease fiscal evasion as
well as improper requests of welfare payments. This indirect effect is particularly difficult to
monetize because it requires assumptions on the existing level of fraud;
Figure 10: Discounted cumulative costs and benefits and net discounted saving form the RNI in a time
horizon of 15 years at a 3% discount rate (in million)
Source: Authors calculation based on Ecorys (2007), Actualisatie kosten-batenanalyse Registratie Niet-Ingezetenen
24
16
However, it should be so straightforward that all those who can use them prefer to do so25. Only
18% of the United Kingdom population never or rarely use the Internet, whereas 82% access the
Internet regularly or occasionally26.
In order to enforce a real eGovernance Strategy, the Government published the Government Digital
Strategy in November 201227. The objectives set out in the report are the following:
to ensure there is an active digital leader on departmental and transactional agency boards;
to empower skilled and experienced Service Managers to direct the redesign and operation
of services;
to ensure that appropriate digital capability exists in-house across departments;
to improve digital capability across departments;
to Redesign services with over 100,000 transactions each year;
to ensure all new or redesigned transactional services meet the digital by default service
standard since April 2014;
to move the publishing activities of central government departments onto GOV.UK by
March 2013, with agency and arm's length bodies to follow by March 2014;
to raise awareness of digital services so that more people know about, and use them;
to take a cross-government approach to assisted digital, and help people who have rarely or
never been online to access and use digital services;
to offer leaner and more lighter tendering processes;
to lead in the definition and delivery of a suite of common technology platforms to underpin
the new services;
to remove legislative barriers which unnecessarily prevent the development of
straightforward and convenient digital services;
to define and supply consistent management information for transactional services;
to use digital tools and techniques to engage with and consult the public.
The digital strategy, led by the Government Digital Services, applies to all State departments. They
have the obligation to comply with the 14 actions set out in the Digital Strategy report. The scale of
the work and the expected benefits of the digital strategy vary across the different departments. The
HM Revenues and Customs (HMRC) accounts for more than half of the total of transactions (digital
and non-digital). The Foreign and Commonwealth Office (FCO), the Attorneys General Office
(AGO), the Department for International Development (DFID) and the Ministry of Defence (MOD)
accounts for 029 transactions.
The Government Digital Services (GDS) core purpose is to ensure the Government offers worldclass digital products that meet peoples needs30. It is designed to digitalise government services
25
26
27
28
Ibidem.
29
30
17
and to ensure a large and effective implementation of the plan across all departments. The GDS has
a central role in designing digital services while monitoring their quality.
The Digital government Strategy consists mainly in digitalizing transactions between the
departments, the departments and the citizens, the departments and the business entities.
Potential savings stemming from the Digital Government Strategy were estimated through two
different methodologies:
The two methodological approaches proved that potential savings fall inside a range of 2,0 and
2,1 billion of savings per year. Besides, potential annual savings are related to both administrations
and the administered. The fiscal savings corresponds to the administration savings and the cost
recovery to savings for the administered. The difference between the two totals represents less than
3% of the total estimated savings in both methods;
31
32
18
Should a customer not want to take advantage of the TUO service, the existing processes for
notifying a change of circumstances will remain. Registration of the death or birth will be carried
out as normal, as prescribed under the current registration regulations. The online notification is
currently available in the United Kingdom but the data used in the survey dating from 2011 does
not include the online services33.
Concerning the way TUO works, in the case of both births and deaths, the event needs to be
registered at a local Register Office and if the customer only has the option of a face-to-face service
it makes sense to co-locate many of the TUO services in the same or adjoining offices. Of course
TUO can only be delivered with the customers consent and they find out about the service in a
number of ways: via publicity across the locality (e.g. with the local undertakers or health centres),
signposting from local organisations (e.g. the hospital or Age Concern), when calling to book a
Registration appointment or when visiting the Registers Office itself. In some localities they have
the choice of either face-to-face, telephone, online or for the housebound, some local authorities are
using their Joint Teams to deliver the TUO service. Once the customer has opted for the TUO
service the officer collects some standard information and asks the customer whom they wish to
inform. At the end of this process they will be provided with a letter explaining who has been
informed of the event and what they should do if they have any further queries.
The Tell Us Once Programme costs and benefits were estimated over a 10 year timeline, for three
notification channels envisaged: IT system, telephone service, face-to-face service. The analysis
found that the total cost of the implementation of the three notification channels is expected to be
around 111,03 million over 10 years, whereas the benefits on the same period are estimated to
amount at 43,4 million.
Although the TUO proved to originate higher costs than benefits, it has been included among the
once only principle best practices anyhow. This choice is supported by the fact that the TUO is
part of a broader eGovernment strategy, aimed at making digital all communications and
transactions between government and users. Therefore, the TUO impact should not be
considered apart, but within the whole impact of the eGovernment strategy. From this
perspective, from the interviews it emerged that the United Kingdom government considers
TUO as one of the relevant tools for the full digitization of public services because it fosters a
gradual shift from offline to online services usage by citizens. Moreover, the application of
TUO, and the consequent gradual increase of digital services take-up, entails an enhanced services
quality.
33
19
transition costs: costs to be afforded to shift from offline to online service provision;
o
information costs: time spent to get information about the service usage;
use: expenses entailed by the usage of the service.
operating costs: afforded yearly for managing, updating and monitoring service
delivery.
direct benefits: include all monetizable benefits arising from time saving, greater
revenues (or lower money loss) and efficiency gains due to the reduction of the number
of transactions and improved data/information quality;
indirect benefits: encompass non monetizable benefits related to a better service
delivery and the enhancement of the decision-making process.
Benefits to users:
o
o
direct benefits: include money savings, avoided expenses and time savings due to the
reduction of the number of transactions;
indirect benefits: related to the improved efficiency and quality of the service used.
20
Subcategory
Details
Hardware
Software
Development support
Programme management
System engineering architecture design
System planning and development
Change management and risk assessment
Planning of ICT infrastructure, data and network
Requirement definition and data architecture
architecture needed for the service operation
Test and evaluation
Design studies
Data and network architecture
Investments
Transition
Costs incurred to switch from an offline service
to an online service
Operating
Personnel
Costs afforded to public employees
to provide the service online
ICT Management/Maintenance
Costs incurred for the yearly management,
delivery and update of the service
Personnel
Costs afforded for the personnel payment
Monitoring and evaluation
Costs related to the need to evaluate and monitor
how the service works, its impacts and users
take-up
Subcategory
Details
Web search
Reading time
Email and form completion
Phone time
Computer hardware and software
Computer operations and maintenance
Direct costs
Telecommunications and web access charges
Costs directly attributable to the use of a specific
IT training and support
service, product or activity
Digital signature set up
Printing forms and information
Time factors
Information Time spent for getting informed and use the
service
Use
21
Subcategory
Direct cash
All monetizable benefits
arising from time savings,
greater revenues, reduced
expenses and lower money
loss
Direct
Indirect
Efficiency savings
All monetizable gains due
to
the reduced number of
transaction and
errors, improved
information/
data quality, more efficient
use
of existing resources and
infrastructure
Details
Greater tax collection, revenue
Reduced fraud
Reduced travel costs, field force expenditure
Reduced publication and distribution costs
Lower fines to government from international bodies
Additional revenue from greater use of commercial services and data
(e.g. use of electoral roll data)
Additional revenue from newly available services and newly chargedfor services
Reduced need for benefits, for example, through faster job searches
Reduced costs through the need for reduced physical presence
Time savings
Reduced processing through common standards for data and processes
Time saving of public servants
Reduced error rates, re-work, complaints
Reduced need for multiple collections of data from single customers
More flexible w+C12 working hours
Information benefits
More accurate, up-to-date and cleaner data and more reliable
information
Capacity for greater information cross-government sharing
Risk benefits
Improved risk management
Improved security and fewer security breaches
Future cost avoidance
Lower costs for future projects through shared infrastructure and
valuable knowledge
Reduced demand for service (through better information provision),
for example, health
Reduced need for future government capacity expansion
Encouragement of increased take-up of other e-services
Resource efficiency
Reduced redundancy through integrated systems
More effective use of existing (e and non-e) infrastructure and reduced
capacity wastage
Improved service delivery
Enhanced customer service
Improved service consistency and equality
Improved user satisfaction
Non monetizable benefits Improved communication
All benefits that cannot be Greater take-up of entitlements
expressed in cash value
Improved reputation and increased user trust and confidence
and
Integrated view of customer
related to better service
delivery
Enhancements to policy process
and the enhancement of
Enhanced policy alignment and outcomes
the
Better information to facilitate policy-making
decision-making process
Enhancements to democracy
Increased user involvement, participation, contribution and
transparency (allows more, greater and new data to be collected;
improved security)
22
Subcategory
Details
Direct cash
Monetizable benefits due
to avoided expenses and
reduction of the service
costs
Time saving
Monetizable benefits
related to the reduction of
number of transaction and
the possibility to contact
the transaction online
Direct
Quicker response
Reduced application processing time (elapsed time saving)
Improved response time to events
Improved interactive communication, particularly between
government and remote communities
Indirect
Improved information
More reliable and up-to-date
Faster and easier access
Transparency (for example, status of live applications)
Can be live or real time
Enhanced democracy and empowerment
Improved reliability
Reduced error rates
Greater confidence and certainty of transaction
Service consistency
Overall reliability
Choice and convenience
Range of access channels increased choice and ease of access
Greater user convenience (24/7 service delivery)
Decrease in abandoned transactions and complaints
Premium service
Extra tools and functionality for users
Improved customer service
Personalized service
Service integration
23
hypothesis 1: all countries start from the same level of development in the implementation
of each programme. Countries having an enhanced level of eGovernment (evaluated through
the UN E-Government Development Index - UN-EGDI) are nonetheless supposed to
experience reduced costs and hence higher net benefits;
hypothesis 2: all countries are supposed to adopt the same planning/implementation
strategy used by the three best practices.
The three variables considered were normalized with respect to the level observed in the best
practice countries to rescale potential costs and benefits for their respective programmes.
Estimated results are as follows:
the digital-by-default would have a positive impact across the EU. The digitization of
transactions between public administrations and users results in time savings for both of
them. However, the benefits gained depend on two factors:
o
o
34
35
Population and the CBS index were used to rescale values according to the size and the administrative officials costs
across the EU 28 countries.
24
according to a bottom up and a top down approach)36. This leads to the conclusion that the
economic impact of the digital-by-default is higher when there is a swift digitization of
transactions and when digitization involves a substantial number of transactions;
the once only principle is expected to generate a positive economic impact at EU
level as well. However, the impact of the once only principle also depends on the
modalities of the implementation process. If the once only principle is implemented
within a well-structured strategy or within a comprehensive system for the delivery of public
services, it is likely to produce a highly positive impact. Actually, the benefits of the once
only principle are higher if the principle is associated to:
o
o
the possibility for users to transmit different types of data to public administrations only
once;
the use of ICT for the transmission of data and for data sharing among public
administrations, which significantly reduces transactions costs and increases time
saving.
For instance, the Danish Basic Data Programme introduces the once only principle for all
the following data (collected in 10 electronic registries):
o
o
o
o
o
o
personal data;
business data;
real property data;
address data;
geographic data;
income data.
Moreover, citizens and businesses are required to upload their data in the system only once.
When data is uploaded, public authorities cannot ask users for the same data anymore and
have to obtain it from the system by them-selves. This requirement avoids the replication of
information transactions between the citizens and the government, and reduces substantially
the burden for users in reporting information.
The extension of a similar approach to implement the once only principle is supposed to
generate a total net impact at the EU 28 level, amounting to around 5 billion per year by
2017. This highly positive impact is due to the fact that the complex system of registries is
also freely accessible by users (citizens and businesses) for commercial purposes and might
foster growth in some economic sectors.
The implementation of the once only principle based on the Dutch RNI approach is
expected to produce net benefits amounting to around 550 million at EU level in a time
horizon of 15 years37. The RNI introduces the once only principle for all data of:
o
o
RNI users are required to transmit their data only once to the following public
administrations and national agencies:
o
Tax authorities;
36
The top down approach estimates figures based on transactions-related expenditures in each government department,
whereas the bottom up approach is based on 4 four aspects of transactional services that are supposed to be linked with
savings: volume, level of digital take-up, function, customer type.
37
This is the net present value computed over a time period of 15 years. The present value of annual costs/benefits was
computed by using a discount rate equal to 3%.
25
o
o
o
o
o
o
o
The introduction of a digital registry allows data sharing among Ministries and National
Agencies and reduces the time required to collect and manage data.
By contrast, the Tell Us Once approach, based on the introduction of the once only
principle only for births and deaths notifications, seems to be not highly profitable.
This result is also due to the persistence of offline communication channels (e.g. face-toface and telephone notification) with new online communication tools (e.g. transmission of
data using a specific web portal) Therefore, the extension of the Tell Us Once approach to
implement the once only principle at EU level seems to be not efficient because the time
and costs savings gained would not cover implementation costs.
Nevertheless, as proved by the case of the United Kingdom, the Tell Us Once has to be
considered as part of a broader eGovernment strategy, aimed at making digital all
communications and transactions between government and users. Therefore, the Tell Us
Once impact should not be considered only from an economic perspective: not monetizable
benefits should also be taken into account. For instance, the United Kingdom government
has considered convenient to implement the Tell Us Once because it represents a relevant
tool for the full digitization of public services, by promoting a gradual shift from offline to
online services usage by citizens and by enhancing public services quality.
The comparison of different approaches has led to the conclusion that the application of the
once only principle to different types of data and the use of electronic procedures for the
delivery of public services is likely to produce high benefits for both public administrations
and users (citizens and businesses).
On the basis of the Studys main findings, some lessons learnt emerged for both the once only
principle and the digital-by-default:
Based on the outcomes of the CBA and the projection, policy roadmaps have been developed to
identify long term solutions to reduce the administrative burden through the once only principle
and the use of ICTs. The policy roadmaps have also taken into account the following issues:
26
once-only strategies;
simplification and personalization strategies;
digital-by-default strategies.
38
European Commission, The European eGovernment Action Plan 2011-2015. Harnessing ICT to promote smart,
sustainable & innovative government, COM(2010) 743, Brussels 15 December 2010.
27
scratch.39 In addition to the three phases, a fourth element of the roadmap addresses European level
and cross-border issues. The main elements of the roadmap are indicated in the table below.
Phase
Phase 2:
Simplification and
personalization
strategies
Phase 3: Digital by
default strategies
policy,
governance,
legal,
monitoring,
quick wins
Building blocks & tools:
base registries;
data quality;
data protection
Conditionalities & barriers
Costs & benefits:
government,
user,
indirect
Validation
Strategic issues:
policy,
governance,
legal,
monitoring,
quick wins
Building blocks & tools:
user-centred design;
personalization
Conditionalities & barriers
Costs & benefits:
government,
user,
indirect
Validation
Strategic issues:
policy,
governance,
legal,
monitoring
quick wins
Building blocks & tools:
government,
user,
indirect
Validation
Context
Building on the administrative burden win-win achieved to date
Proposed European-level and cross-border roadmap
Validation
39
Specific country inputs or comments on the roadmap, derived from the interviews and the consultation process, are
indicated by showing the country abbreviation in brackets.
28
The overall roadmap process is illustrated in the following diagram showing that subsequent phases
rely on success in previous phases to fully maximize benefits and minimize costs.
Figure 11: Comprehensive administrative burden reduction roadmap - overview
The importance of interlinking between the above three policy options is underlined by the fact that
most countries do not see them in isolation but as an integrated package of an administrative burden
reduction and benefits realization strategy, which is in turn an integral part of their overall egovernment policy.
Experience from some of the lead European countries (including Belgium, Denmark, Estonia, the
Netherlands and the UK) shows that the whole roadmap if starting from scratch can take up to ten
years, although it should be remembered that these countries had no good practice to refer to. Also,
the technology has changed, and continues to change, often more rapidly than institutions and
policies can keep up. Progress in future should, therefore, be faster, also because most countries
already have some building blocks in place or under implementation, and if this can be supported
and coordinated at EU level.
In the following, each policy option is laid out in turn with detailed analyses of each element, i.e.
the strategies, building blocks and tools, conditionalities and barriers, and costs and benefits. These
are policy options for ABR, which as stated above, are typically an important part of a broader egovernment policy, Many of the detailed points made in the following have been directly
contributed from the experiences of different countries as part of this study. Where relevant, country
abbreviations are given in the text.40
40
Note, this is not intended to be a comprehensive technical or organisational handbook for implementing the three
policy options, but rather a summary of the main issues which should be addressed in each case as suggested by the
study, and especially by the interviews with government officials as well as business and civil society representatives.
29
a long-term and politically stable policy framework is needed which provides sufficient
resources, as well as political will and support (All);
focus on once only and its associated costs and benefits from the beginning, as well see
ABR as part of the wider information society agenda (AT, EE, NL);
once only is not a goal in itself, but a tool to make other goals possible, so consideration
needs to be given to making it mandatory otherwise these other benefits will not appear.
Once only is the cornerstone of making efficient e-government and, together with other
elements of ABR, needs to be seen on the political as well as the strategic level (EE);
Governance
there is a need for clear role and authority demarcations between entities, including the
balance between centralization and de-centralization, especially concerning responsibility
and accountability;
coordinate and/or enforce the strategy at top level politically (prime ministers or presidents
office), or through a powerful cross agency task force (All), for example located in the
Finance Ministry (DK);
where there are decentralized entities involved in the strategy, these should be coordinated
and supported (NL, SE);
rigorous change and risk management programmes together with strong leadership at all
levels is required (AT, DK);
governance can also ensure robust change management which is necessary due to wide
differences in how civil servants work, for example the initial needs assessments and
designing e-government tools. Training in the use of new tools and in undertaking complex
inter-administration communication work is also very important.
Legal
establishing a sound forward looking legal basis is extremely important, which also ensures
as much transparency as possible as well as clear lines of accountability (All);
consider whether once only should be mandatory and whether to achieve it in steps. Some
entities are reluctant as they think they may lose power (PT);
there can be legal distinctions between legal enablement and legal obligation (UK);
no entity should be able to request data from users if already given to another entity (AT,
BE, BG, CZ, EE, ES, NL);
get the legal relationships right with vendors and other non-public actors (CZ);
legal basis maybe not of paramount importance compared with governance or monitoring.
In principle, administrations might well enforce a once-only policy on a voluntary basis. The
right mix of policy and quick wins is highly dependent on specific the political and social
context (IT);
often digitization comes after legislation, but should instead be considered before making
new legislation. This will lead to closer coordination between regulation and data exchange
and support the development of base registries.
Monitoring
monitoring the roll-out of the strategy is necessary to assess and quantify both monetizable
and non-monetizable costs and benefits for G2G, G2C and G2B on an on-going basis (All);
30
however, benchmarking and comparing between agencies is not always easy as processes
vary and are often not transparent (NL);
use a standardized approach to monitor and analyse impacts and deploy this to develop and
update the business case for implementing once only (DK);
undertake specific studies on costs, benefits and other impacts, both nationally but also
internationally, to learn from good practice (BE, EE, DK, NL, UK).
Quick wins
quick wins need to be undertaken with care so as not to impede longer term goals;
analyse where and how costs are incurred, the number of transactions and their costs, to
distinguish those which can be rapidly changed to produce quick results from those which
require longer term work (DK, UK);
examine all relevant legal and regulatory issues to identify which can be rapidly changed to
produce quick results and which require longer term work (DK, UK);
in the absence of obligation, start only with the willing entities, build on those and show
the benefits to others (UK);
set up principles for how to incorporate digitization in new regulation, e.g. what areas are
regulated, what data is there access to, what are users being asked to do, is it technically
feasible, etc.? Also, do other authorities possess the information being requested? (DK);
a risk-based approach to ID and authentication is needed, e.g. for the latter compare the
efforts involved in authentication versus the risks of failure and illegality (UK).
The governance, legal and policy issues, in that order, described in the preceding text are
overwhelmingly assessed as very important, whilst the importance of monitoring is seen as less
pronounced although still important. Similarly with the quick wins, which are seen as important but
by a fewer number of respondents, perhaps because which quick wins are relevant are more likely
to be dependent on very specific country circumstances which can vary significantly.
41
Validation comments received during the consultation process are incorporated into the preceding roadmap
description, including their country provenance where relevant indicated by the country abbreviation.
31
A clear and strong legal basis is needed for interoperability, common architectures, data
exchange and process automation, and it takes time to establish these (DK, NL, UK);
consider whether to have a central data collection process (as in NL) or just sharing across
databases (as in Estonia) both are feasible but have to be compatible with governance and
legal frameworks;
consider sanctions if data is not shared adequately (FI), but do not charge for inter-agency
sharing (DK, NL);
public entities need to enter into a completely new collaboration stage in which silos are
required to share information between their information systems as part of a deep back
office connection and articulation effort, and this is not an easy task to accomplish (PT).
Base registries
establishing base registers takes time (BE, DK, NL), must be managed by a legal entity
(LUX) and requires long-term funding (CZ);
whether centralised or decentralized base registries are set up, there should be back-up in
case of data loss (CZ, FI);
centralised base registries may be difficult to build in countries with a decentralized
government, but they can be partially replaced by a high level of interoperability.
Data quality
the ownership of data, including who has responsibility for data quality, data update, data
loss, etc., is a critical issue (FI);
clear instructions to agencies are needed as to how to use and re-use data, based on common
standards and approaches (DK, NL);
taxonomy (semantic) issues are important, including defining terms in law so they are
equivalent, such as addresses, etc. (NL, SE);
the only real problem is one of semantics when not everyone using the same definition for
similar items;
countries should align their business reporting systems with the global framework of
Standard Business Reporting (SBR) using equivalent fields, taxonomies and definitions (DK,
NL);
enable users to see their data and apply to correct errors and improve quality (DK, EE, NL).
Enable users to track which entities have used their data to increase trust (EE, SE);
data can be of good quality in one context but not at all sufficient in another (SE);
open data and open standards are very important;
Data protection
clear, trustworthy and legally defined data protection/privacy rules and systems are
necessary for once only to be successful, together with robust information management
systems (All);
a clear legal base is needed, e.g. which entities and officials can use which data. A big issue
is how much control the user has over his/her own data (BE);
conciliate the once only strategy with national regulations on privacy and data protection
(NL), as well as with the current reform of the EU Data Protection Directive (BE, DK, UK);
data protection is mandated at all levels of the administration (ES);
32
where there are concerns about data protection (or there are no base registries or unique user
identifier, as in the UK), one option is to consider how to allow people to control the use of
their own data. For example in the UK through the Identity Assurance Programme which
enables citizens or business to remain in control of their data in a personal safe box and
decide which entities can see and use it. This is a policy of data re-use and processing by
user consent, but can be overridden by law if necessary. One widely accepted solution to
providing identity online in the UK is the development of identity assurance using a
federated trust framework, or trust ecosystem. Basically, this requires an industry-agreed
set of protocols, standards and certification under which organisations can collaborate to
allow citizens to use assets they own to validate and verify their identity to relying parties.
UK) Austria is looking into systems to enable users to have better control over their own
data. (AT). In Estonia users have the legal right to see their data and if necessary ask for it to
be corrected, as well as track which entities have used their data (EE);
national ID and authentication are important in allowing people to control the use of their
own data. Data protection is conditional for trust in government, and in that sense it is very
important, although too narrow an interpretation of data protection can conflict with the
once only.
The interoperability/data exchange, base registries and data quality building blocks described in the
preceding text are assessed as the most effective, whilst data protection, perhaps surprisingly, is
seen by fewer respondents as very effective, although still effective. This may be because, as one
respondent described it, data protection is seen more as a preliminary condition than an
implementation tool. It is conditional for trust in government; so in that sense it is very important,
but a too narrow interpretation of data protection can conflict with the once only principle.
data protection issues can impede once-only if robust systems are not carefully designed and
implemented to gain user trust (All), and once only initiatives have been blocked because of
42
Validation comments received during the consultation process are incorporated into the preceding roadmap
description, including their country provenance where relevant indicated by the country abbreviation.
33
data protection fears as in France. (FR). The new EU Data Protection Directive currently
being negotiated might undermine some once only strategies (DK, UK);
user trust is very important, especially engendered by good data protection, minimal effort
and high quality service;
effective digitization requires a solid administration capable of collecting data and
maintaining databases and registries (DK);
implementation of the once-only principle requires overcoming existing barriers such as
working practices, cultural and organizational aspects (ES);
the most common barriers derived from the study are:
o
o
o
o
o
Investment costs:
o
o
o
Information costs: time spent to get information about the service usage;
Use costs: expenses entailed by the usage of the service.
direct benefits: including all monetizable benefits arising from time saving, greater revenues
(or lower money loss) and efficiency gains due to the reduction of the number of
transactions and improved data/information quality;
indirect benefits: encompassing non monetizable benefits related to a better service delivery
and the enhancement of the decision-making process;
lower data storage costs if data is centralised, but do need back-up facilities as well;
the government has immediate access to validated user data without having to wait for users
to re-enter data with the risk of inaccuracies;
the studys cost benefit analysis showed that a once only strategy at EU28 level could
generate a total net impact amounting to around 5 billion per year by 2017. This highly
positive impact is due to the fact that the complex system of registries is also freely
34
accessible by users (citizens and businesses) for commercial purposes and might foster
growth in some economic sectors;
in Spain cost savings are estimated at 22 billion for the years 2008-2011, surpassing the
goal of 30% ( 15 billion), where 60% arises from e-administration, 20% to the once only
strategy, and 20% to interoperability platforms (ES).
direct benefits: including money savings, avoided expenses and time savings due to the
reduction of the number of transactions;
indirect benefits: related to the improved efficiency and quality of the service used;
users save time by not having to re-enter data the government already has about them unless
their data has changed.
accurate base registers provide value added for society, e.g. ambulances using the address
and map database can save lives, there is more tax revenue, better procurement and mapping
both public and private buildings to see the potential for solar energy, etc. (NL);
Making the once only data into open government data (after appropriate control,
anonymization and protection) can lead to large socio-economic benefits (DK, NL).
Simplification and personalization strategies are most effective when they build on the once only
strategies of phase 1 (joining-up back offices and sharing data, including strong data protection
systems) to focus on providing high quality and very easy to use online services. This is because it
is much more realistic for government to offer such services when it itself is joined-up and
integrated, which means that in turn it can exhibit a single face and an effective one-stop-shop to
users.
35
The government should do the hard work to make it simple for users (UK). Simple
processes for users but not necessarily for government; the back-office is complex, the frontoffice is simple (EE);
strong policies agreed across government entities are needed for service simplification and
personalization as this reduces the administrative burden for users.
Governance
coordinate and/or enforce the strategy at top level politically (prime ministers or presidents
office), or through a powerful cross agency task force (All), for example located in the
Finance Ministry (DK);
where there are decentralized entities involved in the strategy, these should be coordinated
and supported (NL, SE);
rigorous change and risk management programmes together with strong leadership at all
levels are needed (A, DK);
strong political support, robust partnerships and high quality standards are required (PT).
Legal
establishing a sound forward looking legal basis is extremely important, which also ensures
as much transparency as possible as well as clear lines of accountability (All);
get the legal relationships right with vendors and other non-public actors (HR);
often simplification and personalization considerations come after legislation, but instead
should be considered, together with the user experience, before making new legislation. This
will lead to closer coordination between regulation and lead to high quality and easier to use
services (DK, UK);
there is a need to distinguish and balance the what of regulation (i.e. what must be done)
with how government and users implement it. For example, the what of regulation may
stipulate a certain level and type of reporting, whilst the how implements this using ICT
through either human initiated or automatic processes. Government often focuses too much
on the how and not enough on reforming the what where bigger benefits can often be
found. Without attention to the what of regulation, many legacy how problems
accumulate over time. When using ICT as a tool to solve/ameliorate the problem (the
regulation), ICT acts like a sticking plaster temporarily hiding the problem, rather than
tackling the problem itself (UK);
Monitoring
monitoring the roll-out of the strategy is necessary to assess and quantify service use for
G2G, G2C and G2B on an on-going basis, e.g. using automatic calculators (All);
use a standardized approach to monitor and analyse impacts and use this to develop and
update the business case (DK);
undertake specific studies on costs, benefits and other impacts, both nationally but also
internationally to learn from good practice (BE, DK, EE, NL, UK);
set up standard service design principles which are regularly assessed (DK, UK).
Quick wins
quick wins need to be undertaken with care so as not to impede longer term goals;
36
analyse where and how services are used, the number of steps, time taken, whether fulfilled
or not, the overall process, etc., to identify which can be rapidly changed to produce quick
results and which require longer term work (BE, DK, EE, UK);
examine all relevant legal and regulatory issues to distinguish those which can be rapidly
changed to produce quick results from those which require longer term work (DK, UK);
in the absence of obligation, start only with the willing entities, build on those and show
the benefits to others (UK);
set up principles for how to incorporate simplification and personalization in new regulation,
e.g. what areas are being regulated, how can services be delivered smarter, what are users
being asked to do, is it technically feasible, etc.? (DK);
users (mainly businesses) should only be required to report if there is a change from the
status quo or from the previous report, even for periodic reports, i.e. a nil return should
mean nothing to report (UK);
analytical tools can be used by government to spot unusual patterns in user reported data, as
well as predicting what the next report should be and to raise an alert if there is a wide
deviation (UK).
The policy and governance issues described in the preceding text are overwhelmingly assessed as
very important, with legal issues marginally less so and quite similar to monitoring and quick wins.
This is in some contrast to the once only strategic issues where governance and legal issues are seen
as the most important, perhaps because in phase 1 getting governance and the legal base right is
more critical than in later phases which build on this earlier foundation.
43
Validation comments received during the consultation process are incorporated into the preceding roadmap
description, including their country provenance where relevant indicated by the country abbreviation.
37
strategies, i.e. forms often represent knowledge already existing in one entity, so if forms are
removed, the entities are forced to share data and use the base registries (DK);
the goal is to simplify forms and improve their usability by obtaining the data from the
relevant base registries. The legal base must enable and support this (AT);
make processes smarter, more intuitive and user friendly using data from the base registries,
supplemented where relevant by new data from the user (DK);
undertake initiatives to simplify procedures, e.g. by analysing processes and propose
simplifications, benchmarking, etc. (BE: has set up the Kafka rule and an Administrative
Simplification Agency; EE: uses (business) process modelling);
integrated services are simple services which require little effort from citizens, so that
complexity is kept in the back office and never in the front office (PT).
reduce reporting frequency as much as possible as this reduces the administrative burden for
users (BE, DK);
balance reporting frequency with the value of reporting to the different stakeholders. For
example, in Estonia reporting is easy and often automatic, and frequently reported data
enhances other services and increases added value, so Estonian companies do not
necessarily support any reduction in reporting frequency as regular reporting can increase
overall growth, even though the administrative burden is increased (EE).
User-centred design
move to fully user-centred design processes, such as through design thinking employing
ethnographic and anthropological approaches, as well as the analysis of personas and service
pathways, which will also assist in developing very simple, highly personalized services
which are of high quality and easy to use (DK, EE, FI, UK);
for example, the Danish Business Authority is undertaking anthropological studies
observation studies on companies engaging with the legal processes, e.g. how companies
understand the information and procedures they are presented with (DK). The UKs service
design principles will be fully rolled out by mid-2014 and include the proviso that no service
will be launched unless the responsible minister can successfully complete it unaided and in
a timely manner (UK). Working groups have been set up with stakeholders to develop style
guides and similar (AT, DK);
Estonia considers its system of base registries to be in place, so focus is now on providing
services that enhance user experience and usability, and to ensure that procedures are
supported by fluid and fully integrated services. The base registries provide a good
foundation, so now the task is to develop business logic processes and layer these into the
system (EE);
Finland is aiming to reduce the work of the user through good service design and actual use
benefits, rather than just better access and ease of use, so is developing service design
models which will involve government doing all or most of the work, e.g. pre-filled tax
form, disappearing services, reducing unnecessary contact (FI, also UK).
Personalization
focus on usability through segmented as well as personalized information and services, e.g.
using MyPage interfaces. (DK, NL) This also includes better exploitation of multiple
channels, including web, social media, mobile, kiosks, call centres, service centres, etc., as
services are honed to individual needs using the most suitable means;
ultimately simplification means personalization, as everything which is not relevant to a
given user and their specific needs at a particular time and place, is removed;
38
government should move to becoming like a personal assistant (and intelligent agent), as are
the best commercial companies through a process of mass customization. This involves
switching between the government pushing pro-active services it knows individual
users want or need (using big data, data analytics together with the base registries, etc.), and
empowering users to reactively pull what they want, e.g. through providing their own
data, co-creation, from the cloud, etc. (trends observed plus DK, UK).
Process simplification and reduction is seen as the most effective and necessary building block,
closely followed by user-centred design. The importance of both reporting simplification and
reduction and personalization is seen as less marked, although in each case they are still clearly seen
as important. This may be because the latter two building blocks represent perhaps later steps than
the more basic simplification of processes and user-centricity and build on them.
simplification and personalization strategies are most effective when they build on the once
only strategies of phase 1 (joining-up back offices and sharing data, including strong data
protection systems) to focus on providing high quality and very easy to use online services;
sometimes reporting frequency increases (e.g. UK PAYE) thus raising the cost on
businesses, but at the same time decreasing costs and giving benefits to government and
other stakeholders (in this case the tax credit receivers). Reporting frequency can thus be a
zero-sum sum game with winners and losers. (UK) Also Estonian example above. (EE) The
zero-sum game might be turned into a win-win if reporting could be made automatic so as to
impose extra burdens on business;
overall, the benefits are bigger within improved service experiences compared just to
deregulation. For example, by making processes smarter, more intuitive and user friendly.
The Danish Business Authority is looking at the process rather than changing the law (DK).
Compare to the UK what and how aspects of regulation above. (UK);
44
Validation comments received during the consultation process are incorporated into the preceding roadmap
description, including their country provenance where relevant indicated by the country abbreviation.
39
o
o
o
o
o
Investment costs:
o
o
o
information costs: time spent to get information about the service usage;
use costs: expenses entailed by the usage of the service;
many government savings are based on outsourcing work to the user, i.e. self-service,
thus potentially increasing the burden on users, so making this easy and beneficial to the
user is key.
direct benefits: including all monetizable benefits arising from time saving, greater revenues
(or lower money loss) and efficiency gains due to the reduction of the number of
transactions and improved data/information quality;
indirect benefits: encompassing non monetizable benefits related to a better service delivery
and the enhancement of the decision-making process.
direct benefits: including money savings, avoided expenses and time savings due to the
reduction of the number of transactions, better service experiences and greater incidence of
service fulfilment. Less waiting time to complete the process (PT);
indirect benefits: related to the improved efficiency and quality of the service used. Easier
for citizens to identify the service needed when based on life events (PT).
40
improvements to online services, involving the participation of users and other nongovernment actors in initiatives like co-creation, can lead to improved public services
generally as well as more activity amongst non-profits, NGOs, communities and SMEs, thus
stimulating jobs and cohesion especially at local levels.
digital by default is a very important and obligatory goal in Denmark. The targets have not
yet been met, but most parts of government have been implementing the scheme. There is a
need for strong political mandate (e.g. from Parliament), as well as a need to involve the
entities which have to save money as early as possible in the process. Four waves of
digitization are planned, with an estimated annual saving of 125million when complete.
The timetable of mandatory digital service provision and use is: 2012 (citizen services),
2013 (municipal services and tax), 2014 (employment, housing, construction, environment),
2015 (employment, social services) i.e. increasing complexity. However, it is also
reckoned that in practice up to 20% of citizens will not be able to use digital services, so
these need special assistance, but the overall savings are still very large (DK);
in the Netherlands the goal to have most services digital by default by 2017. This will lead
to massive savings for government. By that date, both businesses and citizens should be able
to conduct all transactions with government digitally (although also in person where this is
essential). This is the single shared vision on service delivery and a joint agenda across all
entities, based on the notions of swift and secure and on the demands of citizens (NL);
the UK Digital by Default strategy, strengthened in early 2013 by the publication of digital
service standards and service design principles to be achieved by April 2014, means that
digital services should be so straightforward and convenient that all those who can use them
will choose to do so, whilst those who cannot access digital services should not be excluded.
There are three key implications, the first is that government itself needs to become digital
in thinking in order to deliver services which are suitable for users. The second implication
is that as digital by default comes into effect the scale of government online service
41
provision will grow dramatically so the quality and user centricity of these services needs to
do so as well. The third implication is that the use of non-digital channels will decline, but
they still need to be available. This is a major strategic and planning challenge, but the
potential cost savings are even larger. (UK);
digital by default is common practice in Estonia not something that really requires a lot of
planning or discussion as it is a clear consequence of the digital strategy the country has
followed over the last twenty years (EE).
Governance
coordinate and/or enforce the strategy at top level politically (prime ministers or presidents
office), or through a powerful cross agency task force (all), for example located in the
Finance Ministry (DK);
where there are decentralized entities involved in the strategy, these should be coordinated
and supported (NL, SE);
governance also implies financial sustainability in the context of digital by default, as often
the main driver is the need to cut costs;
rigorous change and risk management programmes together with strong leadership at all
levels is needed, for example reorganization, change of work processes, appropriate
leadership, new staff competences requiring re-training, etc. (AT, DK, UK).
Legal
establishing a sound forward looking legal basis is extremely important, which also ensures
as much transparency as possible as well as clear lines of accountability (All);
get the legal relationships right with vendors and other non-public actors (HR);
often digital by default considerations come after legislation, but instead should be
considered, together with the user experience, before making new legislation. This will lead
to closer coordination between regulation and lead to better results and maximize savings
and benefits (DK, UK);
digital by default needs to be implemented on a strong and clear legal basis, and now
working on new law to give citizens control though not yet implemented (NL);
the challenges include getting the legislation right, assisting Danes who are not ready
(mainly the elderly), and the business case itself which needs to be strong and positive (i.e.
not digital by default for its own sake) (DK);
in the e-government law of 2008, the Flemish government received the right from
Parliament to change older laws when they prohibited digitalization (mainly because often
the paper forms were described in the law itself) (BE);
in 2002 the government undertook a major assessment on legislation went through more
than 10,000 laws, announcements, and circulars in order to map barriers for further
digitization. Because of that, the legal basis today is very strong and in general is not a
barrier for either the once only principle or digital by default (DK);
the Danish Data Protection Agency ensures that data is exchanged according to the law.
Regulation is under way ensuring digital by default for businesses, with the aim of making it
easier for the government (not necessarily for businesses). From November 2013, it is
obligatory for all businesses to have a digital post at the business portal, whilst for citizens
this will be in November 2014 on the citizen portal. This ensures obligatory communication
with the public sector using very strong, easy to use and trusted data protection systems
(NemID, EasyID) (DK);
the Estonian Ministry of Economics and Communication has a new department of Public
Services Development which has conducted a study of legislation to identify different areas
of policy that can be enhanced within digital by default. Legislation also requires, however,
that some areas still use paper forms, although changes are now being proposed (EE);
42
in the Czech Republic it is obligatory for all public and business entities to have a databox
(like email), and that public entities must send all official documents to the databox.
Citizens can apply for a databox on a voluntary basis, but if they have one, public entities
are obliged to use the databox (CZ).
Monitoring
monitoring the roll-out of the strategy is necessary to assess and quantify service use for
G2G, G2C and G2B on an on-going basis, e.g. using automatic calculators (All);
use a standardized approach to monitor and analyze impacts and use this to develop and
update the business case (DK);
undertake specific studies on costs, benefits and other impacts, both nationally but also
internationally to learn from good practice (BE, EE, DK, NL, UK);
set up standard service design principles which are regularly assessed (DK, UK);
there is no need to focus on whether citizens save money, as the important effect is time
saved, improvements to service quality, etc. In general, government monetized savings
determine all measures in Denmark, so measurement is only undertaken from the
government perspective (DK);
there will be an analysis of the Danish digital post solution in order to document potential
benefits (DK);
use a standardized approach for impact analyses on every digitization project, and especially
central government activities as municipalities have different requirements. Every project
needs to have a solid business case before starting (based on business case analysis),
presenting the proven impacts when implemented. These are measured against a common
set of indicators (DK);
in Denmark each year the service use in each of the 98 municipalities is counted and this is
then extrapolated to predict future trends. Upcoming new digital solutions are also examined
to see whether this might help. The cost to the public entity of a citizen request in Denmark
is estimated from surveys, workshops as well as a man with a stopwatch. A template has
been developed for all services depending on a) the complexity of the task and b) the
channel used. Costs are then compared by information request and transaction request. In
order to calculate savings, need to know the number of transactions and their costs. Best
practice examples are also shared between the 98 municipalities (DK);
the Estonian government is investigating the digital by default areas by undertaking a
systematic survey, covering all interactions between government, businesses and citizens.
Substantial time savings and money savings are accruing. For most users for most services it
is much easier to submit the electronic way compared with the paper way. On behalf of
businesses, however, the Chamber of Commerce is not measuring anything as the benefits
are so obvious that cost-benefits analysis would simply be another burden/cost (EE).
Quick wins
quick wins need to be undertaken with care so as not to impede longer term goals;
analyse where and how services are used, the number of steps, time taken, whether fulfilled
or not, the overall process, etc., to identify which can be rapidly changed to produce quick
results and which require longer term work (BE, DK, EE, UK);
examine all relevant legal and regulatory issues to distinguish those which can be rapidly
changed to produce quick results from those which require longer term work (DK, UK);
set up principles for how to incorporate digital by default in new regulation, e.g. what areas
are being regulated, how can services be delivered only online, what are users being asked
to do, is it technically feasible, etc. (DK);
focus first on digital by default services with over 100,000 transactions each year in order to
maximize savings upfront (UK);
43
focus first on user segments which are likely to be susceptible to digital by default (such as
large businesses) before rolling more widely.
The policy, governance and legal issues, in that order, described in the preceding text are
overwhelmingly assessed as very important. Both monitoring and quick win issues are seen as
somewhat less important perhaps because only a few European countries have to date embarked on
such strategies, let alone begun to think about them, and these represent more detailed
implementation tools compared with the first three which are more preparatory tools. As was the
case with the phase 2 strategic issues, this is in some contrast to the once only strategic issues where
governance and legal issues are seen as the most important, perhaps because in phase 1 getting
governance and the legal base right is more critical than in later phases which build on this earlier
foundation.
digital by default strategies need to closely reflect the availability of high capacity and
affordable ICT infrastructures and systems, as well as of the government to offer high
quality and easy to use services, in order not to severely disadvantage users and impose
much greater costs on public entities than might be saved. A clear strategy and balance is
needed between ICT infrastructures and systems and digital by default strategies which are
likely to include cloud computing and open data (Trends observed).
digital by default strategies need to closely reflect the level of ICT skills and Internet use in
the population, and amongst public sector staff, in order not to severely disadvantage users
and impose much greater costs on public entities than might be saved. A clear strategy and
45
Validation comments received during the consultation process are incorporated into the preceding roadmap
description, including their country provenance where relevant indicated by the country abbreviation.
44
balance is needed between ICT skills and Internet use and digital by default strategies
(Trends observed).
Careful selection of digital by default services and the business case
in Denmark, services are screened and selected based on their suitability to be digital by
default based on a sound business case. Such services are normally those which are
governed by clear rules and regulations, where all necessary data is available for example
from the base registries (the once only strategy) or by very easy user input, and where the
digital service can be made high quality and very easy to use (the simplification and
personalization strategies). Also, the digital services should be rolled out and made
obligatory in waves of increasing complexity so that users (whether citizens or businesses)
can get used to only using the digital channel. In practice it is recognized that in the early
years only 80% of service interactions will be digital, but this should increase in time (DK);
the UK strategy from April 2013 to March 2015 includes focusing first on services with
over 100,000 transactions each year (in order to maximize savings upfront), on three
significant exemplar services for each major transaction department to be agreed with
Cabinet Office, and the preparation of sound delivery plans with a strong business case.
Following this and using the learning from the exemplars, departments will redesign all
services handling over 100,000 transactions each year, unless an exemption has been agreed
(UK);
in Austria it is not yet obligatory, as it will depend on the services each of which have
different thresholds. It is easier in the business sector than the citizens sector, but is still a
tough task especially for many small enterprises. Most of the benefits are related to time
savings, both for government and business savings. Business representatives are heavily
involved in developing these services. Selecting services to be delivered digitally by default
will depend very much on the service (AT);
in Belgium, businesses must make VAT and tax declaration using the digital channel. For
citizens, more restraint is needed as not everyone is online. Not all administrations are
digital by default for citizens and there must always an alternative for non-internet citizens
(BE);
in Spain businesses must make business and tax declaration with the Tax Agency and all
procedures with the Social Security using the digital channel. Also in Spain all local entities
have to carry out the plan of payments to providers using the digital channel (ES).
Copenhagen City is addressing citizens who are not and probably will not be online with a
comprehensive strategy, including awareness raising, which makes it as easy as possible for
citizens to go digital. By 2015, 80% of all Copenhageners must be digital (DK):
o
o
o
o
o
o
Copenhagen City is also directly assisting those citizens who are not digital, given that an
estimated 10-20% will never be digital. Legislation stipulates exemptions from mandatory
45
Ensuring both widespread high capacity ICT infrastructures and ICT skills and internet use are seen
as the most effective and necessary building blocks in the digital by default phase. They are both
sine qua non conditions for successfully moving towards a single digital channel for a significant
number of eGovernment services, and both of course are likely to take many years and consistent
effort, thus validating their presence in this third phase of development. Only once these first two
building blocks are in place, carefully selecting appropriate services and justifying this by a sound
business case, plus putting in place special support to users who need such services but who are not
(yet) online, or cannot get online, can be considered. This is the reason they are perhaps seen as less
important than the first two building blocks.
46
Validation comments received during the consultation process are incorporated into the preceding roadmap
description, including their country provenance where relevant indicated by the country abbreviation.
46
digital by default strategies are most effective when they build on the once only strategies of
phase 1 (joining-up back offices and sharing data, including strong data protection systems),
plus the simplification/personalization strategies of phase 2 (high quality and very easy to
use online services) to focus on moving as many users as possible to only use the online
channel for all appropriate services;
in the country or region, there needs to be relatively high ICT availability and capacity, as
well as a high proportion of users online with widespread e-skills for digital by default to be
widely rolled out;
user resistance to digital by default can be strong, so make sure that the services are user
friendly, available and high quality. Citizens have to move from the analog to the digital.
Some citizens simply need to be informed, while others have to learn how to use the
services. It is politically important not to lose users on the way. This demands a huge
communications challenge, and a large change management programme (DK);
in Denmark, business cases are only made from the perspective of the public sector. But
what about the users (both citizens and businesses)? It is cheaper for the public sector, but is
it also cheaper for the user? It can easily be a bigger burden for the user if the process is not
thought through. Most users do want more digitization, but it has to work and be integrated
with their daily work processes (DK);
the most common barriers derived from the study are:
o
o
o
o
o
o
Investment costs:
o
o
o
information costs: time spent to get information about the service usage;
use costs: expenses entailed by the usage of the service;
acquiring high performance ICT systems and good ICT skills.
47
direct benefits: including all monetizable benefits arising from time saving, greater revenues
(or lower money loss) and efficiency gains due to the reduction of the number of
transactions and improved data/information quality;
indirect benefits: encompassing non monetizable benefits related to a better service delivery
and the enhancement of the decision-making process;
the studys cost benefit analysis showed that a digital by default strategy at EU28 level
could result in around 10 billion of annual savings, and that the economic impact of digital
by default is higher when there is a swift digitization of transactions and when digitization
involves a substantial number of transactions.
direct benefits: including money savings, avoided expenses and time savings due to the
reduction of the number of transactions;
indirect benefits: related to the improved efficiency and quality of the service used.
digital by default can have big spin-off effects on the ICT industry by creating more demand
on every level, and increasing and spreading digital skills further, thus also leading to an
upgrade of personal and societal level capacities. It can also lead to some loss of frontline
staff jobs in the public sector, though in many cases it has been shown that ICT in public
sector services typically should and does lead to better quality services overall as human
staff are able to focus on adding value to care and other services where people perform
better than machines.
The largest number of respondents (36%) see the generalised roadmap as effective, and if this is
added to those who see the roadmap as very effective, this represents almost two third of the total.
48
Given the widely varying condition of eGovernment across Europe, and the very large differences
between the stages of development countries are at, this appears to be a significantly high number.
4.6.2 Barriers
The following figure shows the respondents views on the most important barriers in their countries
to implement the "once only", simplification/personalisation and digital-by-default strategies as first,
second and third phases.
Figure 19: national level strategies - barriers
Lack of communication and division among government departments, plus required changes in both
organizational aspects and working practices and cultures, are seen by respondents as by far the
most important barriers to implementing the roadmap. This is perhaps unsurprising as it directly
reflects human, operational and cultural issues, and the fact that these tend to be more intractable
than privacy and data sharing constraints, and even implementation costs which are both more
technical considerations.
Other barriers mentioned by respondents include the inter-departmental costs of buying access to
data, as many agencies' budgets are based in part upon the sale of data, to both private business and
other agencies. Also, implementing "once only" means the challenge of opening information to
other parties and also being ready to use information from other organizations, as well as having to
accept possible data quality issues and bearing in mind that cooperation and reuse should improve
data quality.
4.6.3 Benefits
The following figure shows the respondents views on the most important benefits in their countries
arising from implementing the "once only", simplification/personalisation and digital-by-default
strategies as first, second and third phases.
49
By far the most important benefits seen by respondents are better service delivery and time savings
for users, closely followed by money savings for users47. Interestingly benefits for government, in
terms of time savings, efficiency gains and enhancement of the decision-making process, are
perceived as being significantly less important, although still relevant. This study has shown very
high potential costs savings for government, and it is much more difficult to measure benefits for
users, given their diversity as well as the operational difficulties of making such measurements.
Other benefits mentioned by respondents include fraud prevention, especially using base registries,
data quality and transparency in updating and modifying data, annoyance reduction for users (which
is distinct from time/money savings on an emotional level), and the possibility to automate
processes and make public services "happen autonomously" without user interaction.
47
According to the interviews and desk research, there are two main types of money, as opposed to time, savings for
users. First, clearly businesses will think in monetary terms rather than citizens, even if the issue is time saved which is
then translated into monetized values. Second, for users of all types (including citizens), using digital public services
can save them money as well as time, for example by reducing the cost of travel.
50
confidence and trust. Trust and security are integral for take-up of services by citizens and
businesses when creating services that rely on the electronic exchange of information.
This was followed up in April 2010 by the European eGovernment Action Plan, 2011-2015, which
included an agreement between the European Commission and Member States for a Reductions of
Administrative Burdens Action:
For many people and businesses the best government is one that goes unnoticed. In
practice however, many procedures and requirements make interactions with governments
burdensome in terms of time and resources. Therefore simplification or elimination of
administrative processes should be an important objective, as laid out in the Action
Programme for reducing administrative burdens in the European Union.
The envisaged actions should help Member States eliminating unnecessary administrative
burdens. This can be achieved, e.g. through smart use by public authorities of citizens'
available information and by applying the principle of once-only registration of data
whereby the information needed from citizens is only collected once, on condition that data
and privacy protection requirements are met.
Between 2011-2013: The Commission will organize with Member States the sharing of
experiences on the implementation of the 'once-only' registration principle and, on
electronic procedures and communications having become a dominant channel for
delivering eGovernment services, conduct a cost-benefit analysis and design a roadmap for
further implementation.
It is clear from the above that the main thrust of the Malm Declaration and the current Action Plan
is towards reducing the administrative burden for citizens and businesses. Indeed, the present study
has found evidence that this is happening, but in addition it is showing that doing this can also lead
to large cost savings in the governments own expenditure. This win-win situation needs to be built
upon, especially in the light of the severe financial constraints that still characterise the public
sector.
For example, this study has found through a cost benefit analysis of the application of once only
and digital by default strategies in Denmark, the Netherlands and the UK that48:
A once only strategy at EU28 level could generate a total net impact amounting to around
5 billion per year by 2017. This highly positive impact is due to the fact that the complex
system of registries is also freely accessible by users (citizens and businesses) for
commercial purposes and might foster growth in some economic sectors.
A digital by default strategy at EU28 level could result in around 10 billion of annual
savings, and that the economic impact of digital by default is higher when there is a swift
digitization of transactions and when digitization involves a substantial number of
transactions.
48
51
evidence has been obtained (Denmark, Estonia, the Netherlands and the UK), only the Netherlands
has achieved significant savings to date, whilst most other countries have hardly yet begun to plan,
let alone implement, digital by default strategies.
Thus, there is much to do but also a very great potential. In this context, it is clear from the
preceding analysis that the key is to ensure a strong positive virtuous circle linking cost reductions
and increased benefits for the government, on the one hand, and cost reductions and increased
benefits for users, on the other, whilst also looking to maximize more indirect benefits for society as
a whole. It is important that both government and users benefit at the same time during the process
of widespread digitization of the public sector, and of society as a whole, currently taking place.
This analysis has also shown that two important factors provide the main glue which can
simultaneously achieve both government and user benefits:
trustworthy, robust and highly effective data protection and privacy systems, as well as nontechnical measures providing independent oversight and redress of any incompetent use or
mis-use of data by any actor;
relevant, high quality and very easy to use digital public services that lead rapidly to
successful service fulfilment.
Both factors are necessary to maximize user uptake of digital public services which is still
somewhat disappointing in relation to total investments in e-government despite recent
improvements. The first has been addressed by the once only strategy but is also relevant for the
other two strategies, whilst the second has been addressed by the simplification and personalization
strategy but is also relevant for the other two strategies. The digital by default strategy builds very
directly on the other two strategies and is able to achieve maximum benefits as long as the
conditionalities and barriers noted above are addressed.
the Commission should consider facilitating a dialogue with Member States and the egovernment community aimed at raising awareness about the potential massive benefits of
the Reduction of Administrative Burden (ABR) approach, but also to widen its scope to one
which explicitly recognizes the close mutual relationship between user savings and benefits,
on the one hand, and government savings and benefits, on the other, in order to achieve winwin scenarios. This should be recognized by using the terminology of burden reductions
and benefit realizations. This reflects the October 2013 European Council Conclusions49,
49
European Council (2013) European Council, 24/25 October 2013, Conclusions, EUCO 169/13, CO EUR 13,
CONCL 7, Brussels, 25 October 2013.
52
which state in Conclusion 9: This will lead to more and better digital services for citizens
and enterprises across Europe, and to cost savings in the public sector;
the Commission will use this study in the context of the current eGovernment Action Plan
(2011-2015) to shape awareness amongst the e-government community, for example using
the ePractice portal to feature good practices, run workshops, make placements in
conferences, and encourage a special edition of the European Journal of ePractice;
the Commission should facilitate and encourage good practice examples to be identified and
analysed given the fact that there are real as well as potential synergies and learning between
the various ABR initiatives and across countries, including:
o
once-only strategies are critical elements but rarely on their own, but instead typically
operate within a wider landscape of ABR initiatives, as well as with a broader egovernment strategy. These packages of ABR strategies need to be better understood, as
do the sequences between them, as for example analysed in this report;
examination of the strategies of the lead countries which have, or are, successfully
navigating through the three phases, from once only, to simplification and
personalization, and then to digital by default, in order to maximize benefits
simultaneously for both governments and users;
the Commission should facilitate an examination of the legal and regulatory constraints to
ABR, and explore possible ways to overcome or circumvent these, given that the differences
between countries are often related to legal actions and practices, including data protection,
and that the barriers faced are very similar across all countries.
2015
the Commission and Member States should consider building on the present study to help
shape the post-2015 Action Plan (or equivalent) up to 2020 in line with the EU 2020
Strategy and the DAE, as well as the planning for the H2020 Programme from 2016 (given
that planning is already advanced for 2104 and 2015), and other suitable instruments;
the Commission, with the support of the Member States, should consider ensuring that
appropriate longer-term synergies between the ABR area with the many current and ongoing EU initiatives are in place leading to recommendations for ensuring this happens, for
example:
o
o
53
the European Open Data strategy50 which is relevant to the proposal to make certain
data from base registries available as suggested by various countries, and is also
endorsed in the October 2013 European Council Conclusions 51 , which state in
Conclusion 9: Open data is an untapped resource with huge potential for building
stronger, more interconnected societies that better meet the needs of citizens and allow
innovation and prosperity to flourish.
In relation to the above actions concerning any follow-up to the current Action Plan and
synergies with other EU initiatives and instruments, the Commission should in particular
assist Member States in raising awareness about the impacts of legal and regulatory
frameworks which might hinder ABR and how these might be overcome without
undermining the value of such frameworks in upholding, for example, data protection and
privacy issues. A common position or set of guidelines as to how this might be done should
be drawn up to assist Member States in their own legal and regulatory environment as well
as in relation to what can usefully be undertaken at EU level.
2016
how public sector entities measure and analyze burden reduction and benefit realization
measures, for example knowing where money is currently spent, the number of
transactions, etc. There is a need for a common method to benchmark ABR across
Europe using common basic indicators and common data as part of the business case
approach;
the possibility of the need for a suitable legal framework at European level to agree how
Member States base registries can be exploited within the context of the European data
protection and privacy framework (see below) as well as Europes open data policies
(see above). For example, the next challenge is cross-border ABR as the number
European eGovernment cross-border services increases, not necessarily to replace
national services but to make them interoperate and function better. The October 2013
European Council Conclusions 52 state in Conclusion 9: EU legislation should be
designed to facilitate digital interaction between citizens and businesses and the public
authorities;
successful burden reductions and benefits realization strategies as win-win strategies
for modernizing the public sector and maximizing both its efficiency and effectiveness.
2017
given its critical importance to successful ABR, the Commission should consider
coordinating work, both at national and European levels which takes account of current and
near future developments already planned, to support and develop:
o
trustworthy, robust and highly effective legal and regulatory systems for data protection
and privacy, especially in relation to both national and European level base registries.
50
European Commission (2011) Open data: an engine for innovation, growth and transparent governance,
COM(2011) 882 final, Brussels, 12.12.2011.
51
European Council (2013) European Council, 24/25 October 2013, Conclusions, EUCO 169/13, CO EUR 13,
CONCL 7, Brussels, 25 October 2013.
52
European Council (2013) European Council, 24/25 October 2013, Conclusions, EUCO 169/13, CO EUR 13,
CONCL 7, Brussels, 25 October 2013.
54
This will also consider the need for non-technical measures which could provide
independent oversight and redress of any incompetent use or mis-use of data by any
actor, and might include arms-length, trusted third party or ombudsmen types of
approach. This is highly relevant also in the context of both technical and policy
developments in the fields of big data, open data (including PSI and OGD see
above), as well as of IoT, etc. In the present study, a number of Member States have
pointed out that the new EU Data Protection Directive currently being negotiated could
make data reuse and thus once-only much more difficult. Another option here is to
consider how to allow people to control the use of their own data, as is being done in a
number of countries, including the UK, Estonia, Belgium and Austria;
better European level reporting, especially in the business sector perhaps with a study
examining the proposals made by several countries (e.g. Denmark and the Netherlands)
that all Member States should move to adopting Standard Business Reporting (SBI)
formats using equivalent fields, taxonomies, definitions, etc., which would allow digital
and automatic business reporting to public authorities, given this is also a global
standard and would be a useful contribution to the Single Market;
relevant, high quality and very easy to use digital public services that lead rapidly to
successful service fulfilment. Including some of the new approaches like
personalization (MyPage and similar) and service design principles, co-creation, etc.,
which can cope with the massive increase in the use of digital public services.
2018
the Commission should consider reporting on high quality very easy to use and high impact
digital public services at both national and EU level in the context of burden reduction and
benefits realization strategies. This is the outcome of the work undertaken in 2017;
agreement on standard approach to burden reduction and benefits realization measurement
framework. This is the outcome of the study conducted in 2016 and further consultation;
agreement on suitable legal framework at European level for cross-border issues, including
taking account of the European data protection and privacy framework and for linking MS
base registries, the use of such registries for open data, etc. This is the outcome of the work
undertaken in 2017;
agreement on need to introduce SBR across Europe, including the role of legal and
regulatory frameworks to underpin this. This is the outcome of the work undertaken in 2017.
55
For 2015, shaping the post-2015 Action Plan is clearly seen as the priority, whilst ensuring
synergies with other on-going and relevant EU initiatives is also appreciated as effective. This
Action is seen as one of the most effective over the 2014-2015 period (see below).
Figure 22: Effectiveness of proposed 2015 actions
For 2016, a number of studies are proposed which might arise from or inform the post-2015 Action
Plan or equivalent. On the whole these are seen as effective, although a minority of respondents
also think they are not very effective.
56
For 2017, the main actions proposed are for the Commission to work with Member States to
promote high quality digital services and robust data protection in order for users to have sufficient
trust to use them, as well as better business reporting at European level. Collectively, these are seen
as one the most effective set of actions over the 2014-2015 period (see below).
Figure 24: Effectiveness of proposed 2017 actions
For 2018, reaching agreement on a measurement framework for administrative burden reduction, a
legal framework for cross-border issues and introducing SBR (standard business reporting) across
Europe is clearly seen as the most effective, and this is seen as one of the most effective actions
across the 2014-2018 period (see below). Commissioning a report on high quality services is also
well appreciated as being effective.
Figure 25: Effectiveness of proposed 2018 actions
57
Each of these prioritises collaborative action at European level which both directly benefits
individual Member States as well as promoting cross-border services and initiatives for promoting
administrative burden reduction.
There are also a number of challenges identified by respondents related to European level roadmaps
and action plans:
The following figure shows respondents views on the effectiveness of the overall 2014-2018
timeline.
Figure 26: 2014-2018 Timeline effectiveness
The largest number of respondents (52%) see the generalised roadmap as effective, and if this is
added to those who see the roadmap as very effective, this represents almost two thirds of the total.
Given the widely varying condition of eGovernment across Europe, and the very large differences
between the stages of development countries are at, this appears to be a significantly high number.
58
Conclusions
This study has reached a number of well documented and robust conclusions concerning
Administrative Burden Reduction (ABR) in the context of the once only registration principle and
the requirement to make electronic procedures the dominant channel for delivering eGovernment
services, both at national and European levels.
1. The once-only principle is well represented across Europe with only 6 EU countries not
applying it. However, there are large differences between those countries which are applying the
principle in terms of their stages of development and actual achievements of ABR, with those in
eastern and southern Europe often though not always lagging. There are a number of common
trends and features concerning the once only principle:
2. Cost benefit achievements and potentials are found to be very significant in monetary terms:
a once only strategy at EU28 level could generate a total net impact amounting to around 5
billion per year by 2017. The total net impact rises to 5,4 billion with the associated
countries. This highly positive impact is due to the fact that the complex system of registries
is also freely accessible by users (citizens and businesses) for commercial purposes and
might foster growth in some economic sectors. It is estimated that better access to data of
higher quality will enhance economic growth. In summary, free access to basic data will
bring new types of services and also more efficient digital services in the private sector.
59
a digital by default strategy at EU28 level could result in around 10 billion of annual
savings, with the economic impact being higher when there is a swift digitization of
transactions and when digitization involves a substantial number of transactions.
There are also important overall lessons learnt concerning both the once only principle and the
digital-by-default strategy:
3. Policy roadmaps, based on the outcomes of the CBA and its projections, can be developed to
identify long term solutions to reduce the administrative burden through the once only
principle and making electronic procedures the dominant channel for delivering eGovernment
services. These will assist European countries to deploy ICT, together with legislation and other
relevant enablers, to reduce the administrative burden by the desired 25%53 or more, both in each
country but also in the longer term across borders and at EU level.
The study has shown that three main policy options for the roadmap are the most commonly
deployed strategies in Europe and provide the greatest potential benefits: once-only strategies;
simplification and personalization strategies; and digital-by-default strategies. These options
represent distinct types of relatively independent strategies which can and often are carried out
by Member States independently from each other, although there is also considerable overlap
and mutual dependence between the strategies across the three options. This shows that the
options are also highly synergistic, especially if carried out in the order presented, i.e. from once
only, to simplification and personalization, and then to digital by default, with the benefits to
both government and users increasing at each step, assuming that a number of conditions are
met.
A number of quick wins are also proposed, although it is clear from the evidence gathered and
especially the interviews, that these are likely to vary considerably between countries given their
widely differing stages of development. They need, therefore, to be tailored to each countrys
specific conditions, and to be undertaken with care so as not to impede longer term goals.
However, several principles for quick wins can be discerned, including highly targeted
investigations and measurements of where impediments to achieving ABR exist, such as in the
legal and regulatory set-up, in the costs of developing base registries and providing digital
services, and in relation to service use and the business case. Such investigations are likely to
highlight changes which can be relatively speedily and inexpensive made to achieve ABR
impacts. Another useful approach is to work first with willing ministries and agencies across
government, and/or target user segments which are likely to see quick ABR (such as businesses),
rather than attempt to work with or target them all, as the results of doing so are likely to provide
useful demonstration effects.
In order to support and progress these roadmap options at European level and in a cross-border
context, a number of actions are proposed over the period 2014 to 2018, cognizant of the fact
that the current Action Plan terminates in 2015 which may limit implementing new studies or
large scale actions before 2016. A large majority of Member State representatives, as well as
53
European Commission, The European eGovernment Action Plan 2011-2015. Harnessing ICT to promote smart,
sustainable & innovative government, COM(2010) 743, Brussels 15 December 2010.
60
other stakeholders, see the European level roadmap as effective or very effective, despite the
widely varying conditions of eGovernment across Europe, and the very large differences
between the stages of development countries are at.
All actions proposed are seen as generally effective, however three actions appear to be seen as
the most effective over the 2014-2018 period:
Each of these prioritises collaborative action at European level which both directly benefits
individual Member States as well as promoting cross-border services and initiatives for
promoting administrative burden reduction.
In summary, this Study has amply demonstrated the importance of a concerted effort by countries
both nationally and at European level to reap the benefits of ABR. This has been the ambition of the
responsible Ministers of EU Member States when agreeing the Ministerial Declaration on
eGovernment, in Malm, Sweden, on 18 November 2009. It was also later transposed in April 2010
by the European eGovernment Action Plan, 2011-2015, which included an agreement between the
European Commission and Member States for a Reductions of Administrative Burdens Action,
including this Study. The implications of this Study are, however, also wider, for example in the
context of the European Interoperability Framework (EIF)54 which includes the proviso that only
the information necessary to obtain the public service and to provide any given piece of information
only once to administrations should be requested. The Horizon 2020 work programme for 2104-15
also refers to ABR and the once only Principle as part of the expected impact of an action on ICTenabled open government55. It can be expected than ABR and benefits realization will continue and
probably increase their importance in 2014-2020 timeframe, due to both the continuing squeeze on
public finances and the need to improve public service access and quality in order to address the
important social, economic and environmental problems Europe is facing and will continue to face.
54
55
On page: http://ec.europa.eu/research/horizon2020/pdf/work-programmes/societies
_draft_work_programme.pdf#view= fit&pagemode=none
61
References
National legal and strategy documents
Administration on the net The ABC guide of eGovernment in Austria 2011 Austrian Federal
Chancellery;
Avanza 2 plan (Spain);
Australian Public Service Information and Communication Technology Strategy 2012-2015.
http://www.finance.gov.au/publications/ict_strategy_2012_2015/docs/APS_ICT_Strategy.pdf;
Concept of eGovernment in Bulgaria 2010-2015;
Danish eGovernment Strategy 2011-2015 The Digital path to future welfare;
Digital Strategy and Information Systems Strategy 2012-2015;
Digitalizing public sector Norwegian eGovernment Program;
Directions and Priorities for Government ICT (New Zealand);
Development Plan for Digital Economy Digital France 2012;
eGovernment 2009-2014 (Sweden);
eGovernment in Slovenia;
Electronic Administration Operational Programme 2007-2013 (Hungary);
eRomania;
Estonian Information System Authorities;
Estonian Information Society Strategy 2013;
Federal eGovernment Strategy 2009 (Belgium)
Federal Act on Provisions Facilitating Electronic Communications with Public Bodies (Austrian
eGovernment Act), Nr. 10/2004, 1st March 2004;
i-NUP - the government-wide implementation agenda for eGovernment services until 2015
(Netherlands);
ICT Country profile Serbia 2011 by United States Agency for International Development in
National Competitivness initiative;
Information Technology Agencys Strategic Plan 2009-2012 (Malta);
Irish eGovernment Strategy 2010;
Law on Citizens' Electronic Access to Public Services (2007) (Spain);
Lithuanian Government Programme (2008-12);
Lithuanian Strategic business plan (2011-2013);
National eGovernment Strategy (Germany);
Ordinance on electronic interactions between public services users and public authorities and
among public authorities 2005 (France);
Principles of upcoming e-government regulation in the republic of Serbia AAM Management
Information Consulting Ltd;
Reform of the Italian Public Administration (2009-2012);
62
Service Transformation; a better service for citizens and businesses, a better deal for the taxpayer;
Strategy for Information Society Development in Montenegro from 2009 to 2013;
Strategy for the development of Information Society services for the period 2008-2012 (Czech
Republic);
The Austrian eGovernment Act- Federal Act on Provisions Facilitating Electronic Communications
with Public Bodies Published in the Austrian Federal Law Gazette entered into force on 1 March
2004;
The Development of eServices in an Enlarged EU: eGovernment and eHealth in Slovenia;
Documents, report and studies from International organizations
Capgemini 2010 Digitizing Public Services in Europe: Putting ambition into action
European Commission eGovernment Benchmark Framework 2012-2015;
European Commission 2013 Public Services in Europe Digital by Default or by Detour?
Assessing User Centric eGovernment performance in Europe eGovernment Benchmark 2012;
European Commission 2009 i2010 eGovernment Action Plan Progress Study Summary Report
European Commission 2009 Smarter, Faster, Better eGovernment;
European Commission Public Services Online Digital by Default or by Detour?Assessing User
Centric eGovernment performance in Europe eGovernment Benchmark 2012;
European Council Conclusion EUCO 169/13 CONCL 7, 24/25 October 2013;
Molnar S. eGovernment in the European Union;
OECD 2009 Rethinking e-Government Services;
OECD 2005 e-Government for Better Government;
OECD 2012 Mobile Technologies for Responsive Governments and Connected Societies;
UN Department for Economic and Social Affairs, 2012, United Nations eGovernment Survey
eGovernment for People, ST/ESA/PAS/SER.E/150.
Studies on eGovernment and ABR reduction initiatives
Adler M. et Henman P. (2005), Computerization and eGovernment in Social Security: A
Comparative Study, London, IBM Centre for the Business of Government;
Bickerton P. M. et Simpson-Holley K. (1998), Cyberstrategy, Oxford, Chartered Institute for
Marketing;
Brynjolfsson E. et Hitt L. (1997), Computing Productivity: Are Computers Pulling their Weight?
MIT and Wharton Working Paper;
Brynjolfsson E. et Hitt L. (1998), Beyond the productivity paradox, Communication of the ACM;
Brynjolfsson E. et Hitt L. (2004), Intangible Assets and the Economic Impact of Computers, in
Dutton W., Kahin B., O Callaghan R. et Wyckoff A (eds), Transforming Enterprise, Cambridge
MA, MIT press;
Capgemini, Tec h4I2, Time.lex, Universiteit van Antwerpen (2013), Study on Analysis of the
Needs for Cross-Border Services and Assessment of the Organisational, Legal, Techical and
Semantic Barriers, European Commission, DG Communication Networks, Contents and
Technology;
63
Danish Government/Local Government Denmark (2012), Good basic data for everyone a driver
for growth and efficiency, The eGovernment strategy 2011-2015;
Danish Ministry of Finance (2012), Fact Sheet for basic data;
Danish Ministry of Finance, Local Government Denmark, Danish Regions (2011), Joint Public
Digital Strategy: The Digital Road to Future Prosperity 2011-2015;
Dutch Ministry of Finance (2007), Discount rate, Letter to the House, feature IRF 2007-0090 M;
Ecorys (2007), Actualisatie kosten-batenanalyse Registratie Niet-Ingezetenen;
Ecorys (2004), Kosten-baten analyse BGR en BRA;
Ellenkamp Y., Maessen B. (2009), Napoleons registration system in present times: the Dutch
System of Key registers, Minster of Housing, Spatial Planning and Environment;
eGovernment WorkGroup of the Directors General (2002), Value creation in eGovernment projects
An exploratory analysis conducted for the Danish Presidency of the eGovernment WorkGroup of
the Directors General;
European Commission (2009), Impact Assessment guidelines;
European Commission (2001), eGovernment indicators for benchmarking eEurope, Europes
Information Society, Brussels;
European Commission Secretary General, High Level Group of Independent Stakeholders on
Administrative Burdens (2011), Europe can do better. Report on best practice in Member States to
implement EU legislation in the least burdensome way;
Foley P. et Ximena A. (2009), eGovernment and the Transfomation Agenda;
Hartman A. et Sifonis J. (2000), Net Ready: Strategies for success in the E-Economy, New York,
McGraw Hill;
Henman P. (1996), Does computerization save government money?, Information Infrastructure and
Policy, 5, 4;
IDABC eGovernment Observatory (2005), The Impact of eGovernment on Competitiveness,
Growth and Jobs, Background Research Paper, Brussels;
Intergovernmental Advisory Group (2003), High Payoff in Electronic Government: Measuring the
Return on eGovernment Investment, Washington DC: US General Services Administration;
Jonker E. et van der Linde X. (2012), Impactanalyse Financiering stelsel van basisregistraties;
Kalakota R. et Whinston A. (1997), Electronic Commerce: A Managers Guide, Reading, MA:
Addison Wesley;
Kathmann R. M. et Kuijper M. (2010), Taxpayers checks data in the system of base registries;
KL Cross-Municipality Organisation (2012), Business case for projekt obligatorisk digital service
og effektiv digital selvbet jening;
Kotha S. et Dooley E. (1998), Amazon.com case study, in Hill C. W., and Jones G. R. (eds),
Strategic Management, 4th ed., New York: Houghton Miffin Company;
Millard J. . (2013), eGovernment technology and innovation in Europe Three case studies of
European and global leaders, Danish Technological Institute / Brunel University, Third Millennium
Governance;
National Office for the Information Economy, Australia (2003), eGovernment Benefits Study,
Canberra: NOIE;
Open Government Partnerships (2012), The Dutch Open Government Draft Action Plan;
64
United Nations Department of Social and Economic Affairs (2012), E-Government survey 2012
E-Government for the people, New York;
United Kingdom Cabinet Office (2012), Digital Landscape Survey;
United Kingdom Cabinet Office (2012), Digital Efficiency Report;
United Kingdom Cabinet Office (2011), Government Digital Strategy;
United Kingdom Department of work and pensions (2011), Impact Assessment: Function of
registration service;
United Kingdom Department of work and pensions (2011),Tell Us Once, Equality impact
assessment;
United Kingdom Her Majesty Government (2012), Civil Service Reform Plan.
65
Organisation
eSurvey
Australia
Austria
Austria
Austria
Belgium
is-practice.eu
Belgium
Politech
Belgium
Belgium
Belgium
Eforum
Belgium
Co-ordination
Cell
Flemish
e-Government
(CORVE) - e-government and ICT-Management (eIB) | Administrative Affairs
Belgium
Wikinetix bvba
Belgium
Bull
Information
Interview WS Participation
Belgium/Germany
INIT Europe
Belgium
Belgium
Bulgaria
Cyprus
Croatia
Croatia
Czech Republic
Czech Republic
CEO, eNovation
Czech Republic
EPMA
Czech Republic
Minsitry of Interior
Denmark
Denmark
Denmark
Denmark
Denmark
66
Country
Organisation
eSurvey
Interview WS Participation
Denmark
Denmark
Denmark
Estonia
Estonia
Estonia
Estonia
Finland
Finland
Finland
Finland
Ministry of Finance
France
Germany
Germany
Germany
Germany
Greece
Greece
Hungary
Ireland
Italy
Italy
Latvia
Latvia
Lithuania
Malta
Montenegro
Ministry
for
Information
Telecommunications
Netherlands
Netherlands
Netherlands
Netherlands
X
X
Society
and
X
X
67
Country
Organisation
eSurvey
Netherlands
Norway
Norway
Poland
Portugal
Portugal
Portugal
Portugal
Romania
Slovak Republic
Ministry of finance
Slovenia
Spain
Spain
Spain
Spain
Spain
Velentis Technologies,
manager
Spain
Spain
Sweden
Sweden
Stockholm University
Sweden
Switzerland
United Kingdom
United Kingdom
Driving and Vehicle Licence Authority (DVLA) Support to the Transformation Director
United Kingdom
Waller Online
United Kingdom
S.L.
Interview WS Participation
X
X
X
X
Administrative
X
X
X
X
68
69
Country
Austria
Austria has a vast number of policies, strategies and initiatives concerning administrative burden reduction in relation to eGovernment.
Primarily G2B and G2C initiatives are present in Austria and include projects to implement the once only principle, digital by default
initiatives, common base registries, point of single contact, and simplification of processes, forms and legal requirements. The Platform
Digital Austria (PD), as the coordination and strategy committee of the Federal Government for eGovernment in Austria, states the
principles for a continued fruitful cooperation in the field of eGovernment. They are included in eGovernment Vision 2020. Among
the eGovernment strategy top priorities figure the establishment of an eID and advancing the inclusion with innovative public services.
Furthermore, the improvement in the quality and processes of the national registers is a central theme in promoting the advancement of
the once only principle.
Belgium
Belgium applies the once only principle. The policies, strategies and initiatives concerning these administrative burden reduction
efforts are related to the G2B, G2C and G2G areas. Belgium is focusing on ensuring interoperability of eGovernment solutions,
maximising the re-usability of eGovernment developments and services and ensuring that data would be collected only once and would
be re-used to a maximum extend. This is done through re-engineered and integrated service delivery around users needs and life events,
cross government cooperation efforts and back office integration, as well as simplification of administrative procedures for citizens and
businesses.
Bulgaria
Bulgaria is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
point of single contact, simplification of processes, forms and requirements, standardized semantics and personalization of interaction.
The G2G area also includes administrative burden reduction efforts such as common base registries and reduction in reporting frequency.
Besides a general increase in effectiveness and efficiency, Bulgaria is looking into the technological provision of the institutions' needs
and for the development of electronic registers, data bases and eServices. Its progresses in the field are clearly proved by the creation of:
the official eGovernment portal (egov.bg), a National Health portal, eID cards, eHealth cards, the eSender service, and the ePayment
Gateway.
Cyprus
Cyprus is applying the once only principle in the G2B and G2C areas. Other administrative burden reduction efforts include digital by
default, common base registries and a list of simplification and standardization efforts covering the G2B, G2C and G2G areas. Cyprus
has set the delivery of one-stop-shop services as the main target. This is to be realised either via the web, or via other channels, such as
kiosks, call centres, citizen support centres. The structuree of these systems is to be based on three main building blocks: a front end
government portal aggregating all information and services in one place, based on the life-event-cycle; a middleware tier gateway to
provide interoperable, secure and authenticated web-based interconnection of back-end systems; a back-end web-enabled information
71
Country
Czech
Republic
The Czech Republic applies the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction initiatives
include digital by default, common base registries, point of single contact, simplification of processes, special help functions and
standardised semantics. The Czech Republic is focusing on consolidating databases used for building content and applications, a robust,
secure and efficient infrastructure allowing access to data sources, with potential for further development, a set of key applications to
handle businesses normal life events and their communication with State Administration, and a 20 % reduction in administrative costs.
Among others,these measures are implemented through basic registers and identification tools, including the organisational architecture
and technical support to avoid the duplication of data and to maintain the required security standards.
Denmark
Denmark is applying the once only principle in the G2B, G2C and G2G areas. Denmark has a vast number of other administrative
burden reduction efforts, including digital by default, common base registries, simplification of processes and legal requirements,
reduction in reporting frequency, point of single contact, personalization of interaction, special help functions and standardized
semantics. Interestingly, the Danish focus area is the key registry (termed shared core data). Core data is authoritative data covering the
fundamental information needed for effective public sector administration. The Danish government is currently investigating possibilities
for a shared infrastructure for distribution of core data. This is expected to produce some benefits, such as gains in efficiency and better
payment models. Other actions include the establishment of a single high-quality, easy-to-access, authoritative source for every division
of the public sector administration, reusing data on property, improvements to personal data, company data and data on income.
Estonia
Estonia is applying the once only principle in the G2B, G2C and G2G areas. Estonia has a vast number of other administrative burden
reduction efforts, including digital by default, common base registries, simplification of processes and legal requirements, reduction in
reporting frequency, point of single contact, personalization of interaction, special help functions and standardized semantics. The
administration is focusing on functioning efficiently while collecting, using and managing data necessary for the provision of public
goods in a common and systematic manner. The public sector employs the already existing technological solutions (e.g. the eID card and
the data exchange layer X-Road) and avoids duplicating. Moreover, the collection of data and the development of ICT solutions proceed
from the principle of reusability.
Finland
Finland is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, simplification of processes and legal requirements, reduction in reporting frequency, point of
single contact, personalization of interaction, special help functions and standardized semantics. Finland is focusing on: developing
solutions for electronic identification in order to enable movement between different information networks; promoting a flexible use of
various electronic services by means of a single sign on, while paying special attention to the availability and compatibility of data
72
Country
France
France is implementing a wide range of ABR initiatives, related toG2B, G2C and G2G. these include projects to put in place the once
only principle, in the G2B, G2C and G2G areas. Other ABR projects lie in common base registries, point of single contact,
simplification of processes, forms and legal requirements, standardized semantics, reduction in reporting frequency, personalization of
interaction and special help functions, all addressed at businesses, citizens and the public sector. With respect to the once only
principle implementation, it is foreseen under an eGovernment strategy, namely the Development Plan for Digital Economy by 2012.
It is being implemented through not bounding tools, such as guidelines, service level agreement and personalized My page. Among
others, the Plan focuses on realizing electronic eID for citizens, on the basis of a secured eSignature standard. The eID final goal is to
easy the direct participation of citizens in the government decision-making process, by means of online consultation and petitions.
Greece
Greece is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction initiatives include
digital by default, common base registries, point of single contact, simplification of processes and legal requirements.
Ireland
Ireland is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, simplification of processes and legal requirements, reduction in reporting frequency, point of
single contact, and personalization of interaction, and special help functions. The Irish public service will seek to adopt shared
approaches in the achievement of its goals. Therefore, public bodies are committed to a greater use of centralised process support
systems such as identity registration and authentication, means assessment, payments, and forms services, as they become available.
Italy
Italy is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include digital
by default, common base registries, point of single contact, simplification of processes, forms and legal requirements, standardized
semantics, reduction in reporting frequency, personalization of interaction and special help functions.
Latvia
Latvia is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, point of single contact, simplification of processes and legal requirements, standardized
semantics, reduction in reporting frequency, personalization of interaction and special help functions.
Lithuania
Lithuania is applying the once only principle in the G2B and G2C areas. Other administrative burden reduction efforts include
common base registries, point of single contact, simplification of processes and legal requirements, standardized semantics, reduction in
reporting frequency, personalization of interaction, and special help functions. Lithuania is focusing on: improving electronic signature
and information society (eCommerce) services; building a national base to provide the necessary interaction for safe, effective and
73
Country
Montenegro
Montenegro have projects to implement the once only principle which benefit businesses, citizens and governments. Other ABR
initiatives in the G2B, G2C and G2G areas include digital by default and common base registries, whereas point of single contact,
simplification of processes and legal requirements and personalization of interaction only concern G2B and G2C. The once only
principle policy basis is represented by an eGovernment strategy/framework, whose implementation is led by the central government.
The main barriers encountered to put in place the principle are silos in government and other organizational aspects. However, several
benefits are identified for businesses, citizens and government.
Netherlands
Netherlands is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, point of single contact, simplification of processes, forms and legal requirements,
standardized semantics, reduction in reporting frequency, personalization of interaction and special help functions. The program plan
2012-2014 for base registries has a clear focus on the core base registries concerning natural and legal persons, addresses/buildings,
companies, maps and land administration. Every year a separate yearly plan is developed, in order to describe the various projects
contributing to the deliverables for i-NUP in 2015. The goal is no redundant questions: users are asked to submit information only
once to any part of government. Then, the information can be used anywhere else in government. The Dutch system consists of 13 core
base registries of cross-departmental information sharing. These core base registries derived from the experience that it is neither
efficient nor effective that every government body collects, maintains and distributes basic information themselves. A number of
common principles stand behind these base registries, among them the once only data provision, enabling multiple re-use.
Norway
Norway is applying the once only principle in the G2B and G2C areas. Other administrative burden reduction efforts include digital by
default, common base registries, point of single contact, simplification of processes, forms and legal requirements, standardized
semantics, reduction in reporting frequency, personalization of interaction and special help functions. Norway is focusing on providing
services to citizens and developing the required back-office infrastructure by addressing initiatives related to the once only principle.
These include: contributing to innovation and value creation in the business sector, by arranging for development and use of services
based on a digital content; making public data accessible for further use and distribution; promoting smart, climate-friendly ICT
solutions; developing business standards to enable electronic interaction between public enterprises; introducing electronic ID enabling
the exchange of sensitive information; realising advanced services for citizens and businesses.
Portugal
Portugal is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, point of single contact, simplification of processes, forms and legal requirements,
standardized semantics, reduction in reporting frequency, personalization of interaction and special help functions. Portugal developing a
74
Country
Romania
Romania is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, point of single contact, simplification of processes and forms and reduction in reporting
frequency. The key policy paper, eRomania, is leading the Romanian public sector towards the businesses and citizens identification
and data standardization as well as interoperability and development of national registers.
Slovenia
Slovenia is applying the once only principle in the G2B, G2C and G2G areas. Other administrative burden reduction efforts include
digital by default, common base registries, point of single contact, simplification of processes, forms and legal requirements,
standardized semantics, reduction in reporting frequency, personalization of interaction and special help functions. Slovenia is focusing
on rationalization of administrative operations. Main targets include sharing of infrastructure among public institutions, reuse of different
modules and horizontal measures to aid the development of interoperable solutions to complex problems.
Spain
Spain is applying the once only principle in the G2B and G2C areas. Other administrative burden reduction efforts include digital by
default, common base registries, point of single contact, simplification of processes, forms and legal requirements, standardized
semantics and reduction in reporting frequency. The Spanish Avanza plans are the basis of eGovernment development. They focus on
improving Public eServices in order to higher the quality of services supplied by the networked Public Administration, with special
emphasis on the support to Local Government and the development of the functionalities of the national eID card (DNIe). Furthermore,
the Law on Citizens' Electronic Access to Public Services (2007) is addressing the once only principle by emphasizing the
"availability, accessibility, integrity, authenticity, confidentiality and conservation" of the data. This is exchanged between the public
administration and citizens/businesses, as well as among public administrations themselves. The above-mentioned law also requires data
is submitted by the citizens and businesses only once. Then, public administrations must seek the needed information through their
interconnections and cannot request citizens/businesses the same data again.
75
The following table presents a brief overview of country analysed only through desk research (as they did not answer the eSurvey), focused on the
following aspects: Statistical background; Legal Framework; eGovernment policy and once only principle
Countries eGovernment profile
Statistical background
Croatia results 30th in the rank of the UN eGovernment development index 2012 which classifies 190 country according to their
performance in providing e-government initiatives and information and communication technologies applications for the people.
The UN eGovernment development index 2012 is composed by three distinct components. The first refers to Online Service
Component, and Croatias indicator performs with a point of 0.641, in a range going from 0 to 1, ranking 40th out of the 190 evaluated
countries. Another factor for the ranking is the Telecomm Infrastructure Component, with Sweden ranking 22nd out of the 190 countries
with a score of 0.697. And in the end the last indicator is the Human Capital Component, with a relative good performance of Croatia,
which ranks 50th among the valuated countries with a score of 0.862.
Legal Framework
Croatia
Croatia legal framework doesnt have a specific legislation for eGovernment implementation, but disposes of a comprehensive
framework of laws and regulations in place for exercising eGovernance. The principal norms for eGovernance has been introduced with
the 2005 Electronic Document Act (OG 150/2005), and complemented by the Information Security and Confidentiality Act (NN
79/2007) and the Act on the Right to Access Information (NN 172/03).
The institution responsible for the implementation of eGovernance and eGovernment strategy is the Ministry of Public Administration.
The ministry is in charge of the promotion of the harmonisation of the national policy on information society and the development of
the use of common interoperable solutions. The authority in charge of the promotion of public official data, information and documents
availability, its the Croatian Information and Documentation Referral Agency (HIDRA).
eGovernment policy and once only principle
In 2011, after the realization of the e-Croatia programme 2007-2011, the Government adopted a Decision establishing eGovernment
development strategy for the period 2009-2012, in line with the EU's 'eGovernment Action Plan 2011-2015'. The programme is mainly
focused on standardization of the use of ICT in Public Administration, to easier their access to citizens and ensuring efficiency and
transparency. The second phase of the eGovernment programme implementation is to complete the PAs ICT infrastructure and the
integration of online service, with the scope to enable the unification of the environment for the eGovernment service provisions,
76
Statistical background
Iceland ranks 22nd out of 190 in the UN eGovernment development Index 2012.
The Un Government Index is the results of a set of three indicators, and the Icelandic performance is very diversified. The ranking for
the Online service component is 53rd out of the 190 countries with a score of 0.543, in a range between 0 and 1. The Telecomm
Infrastructure component ranking of Iceland is 4th with a score of 0.877. In the end the Human capital Component score is 0.931
resulting in the 12th position.
Iceland is one of the pioneer countries in Europe in the use of digital solutions for the provision of governmental services to citizens,
with 63.3% of individuals and 89.0% of enterprises using the Internet for interacting with public authorities according to Eurostat.
Legal Framework
Iceland
The main Icelandic eGovernment framework has been set by the Public Administration Act (No. 37/1993) and amended in 2003.
Lately, in 1996, the guidelines proposed for the government intervention in guiding information technology, has been drawn up in the
Icelandic Government's Vision of the Information Society.
Key Actors responsible for the implementation of eGovernment include: Prime Minister's Office, in charge of information society and
eGovernment policy, Information Society Taskforce, for the co-ordination of the policy strategy, the Icelandic Data Protection
Authority (DPA), in charge of supervising the implementation of the Act on the Protection of Privacy as regards the Processing of
Personal Data and the Association of Local Authorities, to provide a perspective on the implementation policy at local authorities and
municipalities level.
eGovernment policy and once only principle
In 2008, the eGovernment Policy on Information Society for the period 20082012 has been published. The strategy is based on the
objective of realizing "Iceland the e-Nation" and its built on three main pillars: service, efficiency, and progress. The main purpose in
the realization of this goal is to offer Icelanders online "self-service of high quality at a single location", endorsing the once only
77
Statistical background
Liechtenstein ranks 14th out of 190 in the UN eGovernment development Index 2012.
The UN eGovernment development index 2012 is composed by three distinct components. The first refers to Online Service
Component, and Liechtenstein indicator performs with a point of 0.588, in a range going from 0 to 1, ranking 44th out of the 190
evaluated countries. Another factor for the ranking is the Telecomm Infrastructure Component, with Ireland ranking 1st out of the 190
countries with a score of 1.000. And in the end the last indicator is the Human Capital Component, for which Liechtenstein ranks 37th
among the valuated countries with a score of 0.891.
Legal Framework
The Lichtensteins e-government national framework is articulated and entails different normative intervention:
Liechtenstein
The Law on E-Commerce (E-Commerce-Gesetz; ECG) implementing the European Directive 2000/31/EC on aspects regarding
Information Society services, in particular electronic commerce, in the Internal Market (Directive on electronic commerce).
The Law of Telecommunications and the Law on Electronic Communication (Kommunikationsgesetz; KomG) create the framework in
the area of eCommunications legislation.
The Law on Electronic Signatures (Signaturgesetz; SigG) implementing the European Directive 1999/93/EC on a Community
framework for Electronic Signatures.
The most recent law on the issue of eGovernment is the eGovernment Act of 2011, which mainly includes provisions focused on
electronic communication, identification and authentication in electronic commerce and electronic records management. Furthermore,
the act envisaged that the existing Act regarding the Service of Legal Documents will be extended to electronic delivery.
eGovernment policy and once only principle
In 2002 the national Administration Portal of Liechtenstein has been instituted to provide on a centralized base eServices for citizens
and enterprises. The portal is the central instrument in the eGovernment process, and provides three main categories of service: Life
78
Luxemburg
To create market opportunities and services through the reuse of government data and information;
To reduce duplication by standardising and consolidating common business processes across government;
80
Serbia
Nowadays, Serbia does not have a proper eGovernment legislation. However a draft legislation has been drawn: Draft law on general
rules of electronic administrative procedures and their environment (hereinafter Law) has as a main goal to provide missing rules and
institution for successful execution of administrative procedures in digital environment. At the moment such implementation is not
feasible due to the necessary extensive debate in this matter which would endanger ongoing reform of administrative procedures and
potentially postpone it. The concept of the Law has a goal to provide general legal framework which would enable fundamental reform
of public sector and its transformation into service to citizens. Therefore the scope of the law has been limited to three following areas:
the general requirements for the provision of the electronic services including the requirements for the portals, for the communication
and authenticity; the basic requirements on the keeping of registers in electronic form; the basic requirements concerning the
identification, authentication, and authorization in electronic form.
eGovernment Strategy and once only principle
In June 2009, the Ministry of Telecommunication and Information Society proposed the current Strategy for the eGovernment
development in the Republic of Serbia in the period 2009-2013. It paved the way for the progresses Serbia undertook in the last years.
The strategy, together with the Action Plan for its implementation, sets out several objectives, which are expected to allow more
efficient and effective operation of administrative bodies and public authorities in the provision of public services to citizens, companies
and other organizations. Other strategic documents defining the priorities in the field of e-government are the Strategy for
Development of Information Society in Republic of Serbia to 2020 and the Strategy of Scientific and Technological Development of
81
Turkey
Specific framework legislation on eGovernment does not exist in the Turkish legal system. However, ministries and institutions have
legal arrangements in their legislations. For instance, the Right to Information Act (Law No. 4982) was prepared by the Ministry of
Justice and came into force in April 2004. The law gives citizens and legal entities the right to information from public institutions and
private organisations that qualify as public institutions. Consequently, all public institutions have established their freedom of
information units and started to accept access to information requests including those through the Internet.
eGovernment policy and once only principle
The e-Transformation Turkey project, launched in 2003, aims at giving birth to an information society through a harmonious and
integrated structure involving all citizens, enterprises and public segments. The project sets out three main goals: achieving efficiency
and effectiveness in eGovernment projects; coordinate information society activities; align its related policies with EU standards in ICT.
The objectives of the e-Transformation Turkey can be summarised as follows: policies, laws and regulations regarding ICT are to be
re-examined and changed, if necessary, so as to comply with those of the EU; adoption of the eEurope+ Action Plan, initiated for
candidate countries; good governance principles to be applied in government services through increased use of ICT; coordination,
82
84
The countries not applying the once only principle include Germany, Hungary, Malta,
Poland, Sweden and Switzerland. The reasons for not implementing the once only principle,
and the barriers related to the implementation of administrative burden reduction initiatives in
general vary across these countries. However, there are some clear patterns among the
barriers which include legal, technological and organizational aspects. All countries address
privacy and data sharing constraints as a key barrier to implementation. Additionally,
Germany addresses heavy processes to counter data misuse, while Hungary addresses
implementation costs and lack of IT infrastructure to exchange data. Malta and Poland both
address implementation costs and silos in government. Furthermore, working practices and
cultures and lack of IT infrastructure to exchange data is barriers in Malta. In Sweden, the
main barriers are implementation costs, lack of legal provision and silos in government, while
the main barriers in Switzerland are implementation costs, silos in government, organizational
aspects, working practices and cultures, heavy processes to counter data misuse, as well as the
federal structure of the cantons.
85
Does your country have policies, strategies or initiatives concerning administrative burden
reduction?
Count ries having policies, st rat egies or init ives concerning administ rat ive burden reduct ion
Count ries having NOT policies, st rat egies or init ives concerning administ rat ive burden reduct ion
Count ries having not answered
86
87
Which part of the public sector has overall responsibility for the once only principle?
5
Which levels of the public sector are covered by the once only principle?
Which parts of the public sector are covered by the once only principle?
88
How are the costs and benefits of the once only principle measured?
Business
Citizens
Government
What are the benefits of the implementation of the "once only" principle? Please, mark as many as are relevant for
each category of potential beneficiaries:
Cost savings
16
20
8%
23
25%
16
17%
22
24%
13
14%
19
20%
22
28%
21
27%
16
21%
19
24%
33%
18%
22%
41%
42%
35%
What are the barriers related to the implementation of the "once only" principle?
90
91
2013
2014
2015
2016
2017
2018
2019
2020
Ministries
-14
-11
-7
-3
Municipalities
-3
11
19
22
23
23
23
Regions
-17
-7
20
28
30
33
35
32
35
47
67
67
67
67
67
Total impact
15
28
54
87
95
97
100
102
n/a
97%
86%
62%
10%
1%
3%
2%
Source: Authors calculation based on The Danish Government/Danish Regions/Local government Denmark
(2012), Good Basic Data for Everyone A driver for Growth and efficiency. The eGovernment Strategy 2011-2015
Table 8 shows net savings for the public and the private sectors over the period 2013-202058.
Net savings have been estimated as the difference between costs and benefits. Hence, negative
values indicate that costs exceed benefits.
Starting from the completion of the programme in 2020, it is expected to have annual revenues of
around 102 million. This includes those allocated between the public and the private sectors.
Potential revenues for the private sector, will amount approximately to 67 million, accounting for
around 75% of the overall benefits. This will mainly result from the re-use of data for commercial
purposes, as well as from efficiencies created through the adoption of the new data management
system. In addition to these direct economic benefits, it is also estimated that better access to data of
higher quality will enhance economic growth in sectors such as Real estate, telecommunications
and transport.
Easy and open access to high-quality basic data has a huge growth potential for businesses and
organisations working professionally with public-sector data. Moreover this provides good
opportunities for new businesses to emerge. The price of data, and rights to it, can be a barrier for
new businesses who want to exploit data commercially. Furthermore, both purchased and re-sold
data has to be managed and paid for, which costs resources for both private buyers and the
authorities. By contrast, with open basic data, businesses can test new ideas at low risk, which leads
to a great potential for innovation within the market; innovation which in turn generates growth and
56
57
58
92
improved products for users. When data is no longer expensive, products that were previously only
affordable by a small circle of customers can be sold at a price which is attractive to small and
medium-sized businesses. Furthermore, with open access to business data, entirely new products
can be developed, such as sector-specific business data and business statistics, as well as industrial
reports. Exploitation of new technologies and media enhances the opportunities for making publicsector information and technology available to businesses and the public, and for increasing
collaboration between the public sector and civil society. Not to mention the fact that innovation
will make for new jobs.
Figure 27: Net surplus for the public sector ( million)
Source: Authors calculation based on The Danish Government/Danish Regions/Local government Denmark
(2012), Good Basic Data for Everyone A driver for Growth and efficiency. The eGovernment Strategy 2011-2015
The total potential revenues for the public sector are close to 35 million annually starting from
2020. Municipalities account for around 23 million (65%) of the public potential savings in 2020.
Ministries and regions are expected to experience lower benefits in the order of 6 million in the
sale year. The expected benefits of the programme tend to stabilise from 2017 onwards over the
period 2017-2020, benefits exceed costs for all the public entities. However, only for ministries the
net present value of the net savings is negative.
Savings for public sector will mainly stem from data sharing among all public authorities, avoiding
replication of efforts and reducing the number of transactions in demanding and providing
information.
Furthermore, both the public and private sector will also benefit from non-monetized but tangible
benefits.
Public authorities will experience a more efficient and effective administration:
efficient and effective maintenance of basic data and fewer redundant registers;
improved control e.g. of payments, so that social welfare fraud can be reduced.
For users non-monetized benefits are mainly related to smoother interaction with public authorities:
better public services, in the form of speedier case processing and fewer errors in individual
cases;
less reporting to public authorities, for example to correct errors;
less need for re-entering data in online self-service solutions, when forms are filled in
automatically with relevant and fully up-to-date basic data.
Businesses will benefit from less red tape and more growth:
faster digitisation, fewer errors and more efficient and effective procedures;
cheaper procurement of basic data;
improved foundation for collaboration with the public sector due to the existence of
common data.
In summary, free access to basic data will bring new types of services and also more efficient digital
services in the private sector.
32
80%
70%
56
23
16
49
60%
50%
40%
68
30%
20%
44
77
84
51
10%
Source: The Boston Consulting Group (2012), Overgang til obligatorisk digital kommunikation i den danske offentlige
sector (The transition to mandatory digital communication in the Danish public sector)
According to the Danish eGovernment strategy, the digitization of services is achieved through four
waves of digitization. Each wave covers specific sectors and is targeted at specific beneficiaries:
wave 1 (2012) mainly entails the digitization of citizens services, focused on:
59
The Danish Business Authority however measures businesses administrative burdens in several policy areas, mostly
from a saved time perspective. Nevertheless, measures focus on administrative burden reductions in general and do
not isolate ABR gained from digital services only. Therefore, this data is not appropriate to the Studys purposes.
94
o
o
wave 2 (2013) - digitization of a broad number of services at municipal and state level and
the digitization of tax services:
o
o
wave 4 (2015) - digitization of employment and social services at municipality level only:
residents deposits, single payments, public assistance and personal allowance.
In the Financing Agreement of 2013, potential benefits of digital services realized under the yearly
waves 1 and 2 were estimated60:
The net potential of the mandatory digital self-service is broken down into the three categories
reflecting the main actors who participate and invest in the programme: State, UDK, municipalities.
Figure 9 reports the net expected benefits with respect to them. Municipalities seem to experience
the largest share of net benefits - 80 million for the year 2017. The remaining part is to be
distributed equally between state and UDK - 22 each for the year 2017. The State and the UDK
will be bearing the larger part of cost during the first year of implementation of the programme - 6
and 4 million respectively. These figures are obtained looking at the variation in the number of
transactions and in the transformation from numerical to digital of a number of them. The number
of digital transactions is expected almost to double over the period 2011-2015 (an increase of 91%
is expected) and the share of digital transactions is supposed to reach 84% by 2015.
The net potential for the three institutions is further detailed in the sub-categories corresponding to
the activity in which the costs and benefits are estimated:
60
The mandatory digital self-service foresees four yearly waves of digitization (for more details, see paragraph 3.1.2).
61
95
Source: Authors calculation based on The Boston Consulting Group (2012), Overgang til obligatorisk digital
kommunikation i den danske offentlige sector (The transition to mandatory digital communication in the Danish public
sector)
Table 10 reports the potential net benefits for municipalities. The greater part of potential is
expected for gross potential benefits due to the digitization of transactions ( 59 million for 2017).
IT investments will represent a sunk cost incurred for the first three years of the programme - 2
million, 1 million, and 1 million, for 2013, 2014 and 2015 respectively.
Table 10: Mandatory Digital Self-service potential for Municipalities
Category
2013
2014
2015
2016
2017
17
39
48
59
59
Running costs
-2
-3
-3
-3
14
19
23
-12
-1
-1
Other investments
-2
-6
-1
-4
Total
38
57
71
79
Source: Authors calculation based on The Boston Consulting Group (2012), Overgang til obligatorisk digital
kommunikation i den danske offentlige sector (The transition to mandatory digital communication in the Danish public
sector)
Table 11 presents the figures for the UDK, for which the following categories have been selected:
The estimated net potential imputable to transactions and information tends to stabilise at around
15 million in 2015 and 7 million in 2017. Costs and other investments tend to have a negative
impact on a scale of around 4 million for 2013 and 3 million for 2014, respectively. The expected
overall benefits for UDK stabilize to 22 million over the period 2015-2017.
96
2013
2014
2015
2016
2017
14
15
15
15
-4
Other investments
-3
Total
-4
14
22
22
22
Source: Authors calculation based on The Boston Consulting Group (2012), Overgang til obligatorisk digital
kommunikation i den danske offentlige sector(The transition to mandatory digital communication in the Danish public
sector)
Table 12 reports the expected net benefits for the State. The breakdown for costs and benefits is
performed in a much more precise way:
running costs;
potential benefits due to the digitization of transactions;
potential benefits due to improvements in information flows;
potential benefits due to improvements in communication flows;
advice and guidance;
IT investments;
durable additional costs.
The state bears the highest share of costs. For the years 2016 and 2017 costs stabilise at 22 million
as for the case of the UDK.
Table 12: Mandatory Digital Self-service potential for State institutions ( million)
Category
2013
2014
2015
2016
2017
Running cost
-4
13
13
13
-1
-1
-1
-2
-1
IT investments
-2
-1
-1
-1
-1
-1
Total
-7
18
22
22
Source: Authors calculation based on The Boston Consulting Group (2012) Overgang til obligatorisk digital
kommunikation i den danske offentlige sector(The transition to mandatory digital communication in the Danish public
sector)
Table 14 presents aggregated figures for the three institutions municipalities, UDK and state. In
order to aggregate the figures a common taxonomy has been imposed including the following
categories:
transaction costs;
information costs;
development and implementation costs;
other costs/benefits.
97
For instance, the development and implementation costs correspond to organizational/IT investment
costs for municipalities/UDK, and to interdisciplinary communication and analysis, advice and
guidance and IT investments for the State. Table 13 provides an overview of the new categories
created and the corresponding categories included for each individual entity.
Table 13: Mapping of the categories of individual entities into a common set of definitions
Costs
Institutions
Category
Sub Category
State
Municipalities
Running cost
Running costs
Transactions
Operating Costs
Organizational/IT
Organizational/IT
Investment Costs
Investment Costs
Other investments
Other investments
Information
Development
and
implementation
costs
Investment
Costs
UDK
IT investments
Durable
costs
additional
Other
Overall, a net loss is experienced only in 2013 ( 5 million). Starting from 2014 the programme
produces net benefits reaching an amount of 123 million in 2017.
Table 14: Mandatory Digital Self-service potential in Denmark ( million)
Category
2013
2014
2015
2016
2017
Transactions
17
58
75
87
87
Information
-2
13
27
32
37
-18
-5
-3
Other
-2
-10
-2
-5
-1
Total
-5
55
96
115
123
The study assesses the financial risk due to changes in the funding model of the base registries
system. Each registry is currently financed through a specific scheme. The existence of different
funding sources prevents from potential economic scale and reduces the potential positive impact
on government and users.
For each selected registry, an overview of the following costs is provided:
incidental costs, including una tantum investments costs (e.g. one-off connection
fee, conversion construction, development and innovation);
structural costs, distinguished into:
o
o
indirect structural costs: encompassing any cost that cannot be directly attributed to
service delivery (e.g. management and office);
direct structural costs: including any cost that can be directly attributed to service
delivery. These costs can be fixed or variable62 and can be classified as:
technical/IT costs, including any cost that can be directly attributed to service
delivery or related to the ICT investment required (e.g. hardware, software, network,
infrastructure);
organisational costs: embracing any cost that can be directly attributed to service
delivery and are related to personnel involved (e.g. account managers and team
leaders, FTE, help desk).
Table 15 shows the structure of the different categories of costs. It is necessary to make clear that
two registries, BGT (registry of maps of high details) and BRK (registry of Land administration)
are not included because of the lack of data on different cost categories for them (the impact
analysis provides only measures related to the overall costs).
Table 15: Impact analysis of six base registries ( mln per year)
Structural costs
Register
BAG
(Address and Buildings)
Indirect
Costs
0,75
Direct Costs
Munici-
IT
Variabl
Organisatio e costs
nal
0,75
0,75
50
0,7
palities
84*
62
Fix costs are deemed to change in a 3 year timeline, regardless of the usage. Variable costs change according to the
usage of a service.
99
BRT
(Maps geo information)
GBA/BRP
(Persons)
NHR (Companies/organizations)
2,5
5,6
7,1
0,6
2,8
7,9
5,3
44,3
18,2
48,7
6,5
15,8
100
118
1,5
30*
42*
117,7
22*
For each registry, the cost structure is described in more detail below.
The base registry of Addresses and Buildings (BAG) stores information of all the municipal
addresses and buildings in the Netherlands. The managing authority is the Ministry of Infrastructure
and Environment. The Netherlands Cadastre, Land Registry and Mapping Agency (in short
Kadaster) is a non-departmental public body, operating under the political responsibility of the
Minister of Infrastructure and Environment. The Kadaster collects and registers administrative and
spatial data on property and the rights involved. Information is available mainly through online web
services. Municipalities, instead, play the role of data holders.
BAG costs are afforded by two levels of government: national and local authorities. The annual
structural costs for municipalities are estimated at around 50 million per year plus 1 million of
incidental costs for registry updating. The estimate of municipalities yearly costs is based on the
assumption that municipalities afford different costs according to their dimension63:
municipalities with less than 100.000 inhabitants spend on average 100.000 per year for
running the BAG;
municipalities with more than 100.000 inhabitants spend on average 200.000 per year for
running the BAG.
This assumption does not include The Hague municipality, because its average yearly costs exceed
1,5 million per year.
The Kadaster, instead, requires 2,25 million annually, of which 0,75 of indirect costs, 0,75 of
technical costs and 0,75 of organisational costs.
The base registry Topography (BRT) gathers all topographic maps. The managing authority is the
Ministry of Infrastructure and Environment and the Kadaster is responsible for the registry
operation. The budget for the BRT ( 12,5 million) is provided by the Ministry of Infrastructure and
Environment and is largely intended for the registry maintenance, the information and the
innovation. The costs structure is presented in
Table 16 in particular, funds from the Ministry of Infrastructure and Environment are
complemented with additional 1,5 million invested in further development and innovation.
Table 16: BRT structural and incidental costs and founds in ( mln per year)
Structural costs
Register
BRT
Indirect Costs
0,75
Direct Costs
IT
Organisational
5,6
7,1
Variable costs
Structural
costs
0,6
15,2
Total
Incidental
costs
(construction, development
and innovation)
1,5
63
Assumption developed by Jonker E. et van der Linde X. (2012), Impactanalyse Financiering stelsel van
basisregistraties (Impact Analysis of Funding of the System of base registries).
100
The registry of Persons (BRP) collects data on all individuals residing in the Netherlands or
having a relationship with the Netherlands government (e.g. foreigners established in the
Netherlands or Dutch citizens living abroad). The BRP is intended to replace the previous registry
of persons, called GBA, and to provide higher quality data to all public administrations. The
Ministry of the Interior is the managing authority, while municipalities are data holders. The
modernisation of the GBA, and the transition to the BRP, is planned within a multiannual
programme of 42 million budget. The costs structure of the GBA/BRP is described in Table 17.
Importantly, of the total 118 million structural costs, 100 million are afforded by data holders,
that are municipalities; moreover, variable costs might reach an amount of 2 million.
Table 17: GBA/BRP costs structure ( mln per year)
Structural costs
Register
GBA/BRP
(Persons)
Indirect
Costs
Direct Costs
IT
Variable
Organisa-tional costs
MuniciPalities
2,8
7,9
5,3
100
Structural
costs
Incidental
costs
(construction,
Total development and innovation)
118
Local authorities
Registries owner
30*
42*
The Company and Organisations registry (NHR) records all companies, legal firms and all other
organizations involved in the economic sector. The managing authority is the Ministry of Economic
Affairs, Agriculture and Innovation, and the data holder is the Chamber of Commerce Netherlands.
NHR structural costs are shown in Table 18 and amount to 117,7 million per year, of which 6,5
million are variable costs. In addition, incidental costs for the registry development are equivalent
to 22 million and are largely afforded by the central government, specifically by the Ministry of
Economic Affairs, Agriculture and Innovation.
Table 18: NHR costs structure in ( mln per year)
Structural costs
Register
NHR
Indirect Costs
44,3
Direct Costs
IT
Organisa-tional
18,2
48,7
Variable costs
Structural
costs
6,5
117,7
Total
Incidental
costs
(construction, development
and innovation)
22
The analysis of the costs structure allows one to determine which categories weigh more on the
total costs of each registry. Generally, structural costs have a higher incidence than incidental costs
(except for the registries of addresses and buildings).
As a matter of fact, structural costs represent more than 50% of total costs (91% for the BRT, 62%
for the BRP, 84% for the NHR); the only exception is the BAG, for which structural costs amount
to 38% of total costs. Hence, government decision of implementing a specific registry might be
influenced more by the annual costs to be afforded, rather than by the initial investment in the
registry construction and development.
Finally, structural direct costs, directly attributable to a service delivery always entail higher
expenses than indirect costs.
101
the base Register of Addresses which lists all towns, street names and house numbers;
the base Register of Buildings which contains data on buildings, premises, permanent
locations and property rights.
Throughout the interviews, it has emerged that BAG benefits were estimated in 200464. For this
reason, benefits cannot be compared with the more recent cost assessment (2012).
Nevertheless, benefits estimates are useful for the purposes of this Study because they provide an
overview of BAG potential impact and categories of beneficiaries.
BAG benefits are referred to:
Reduction costs were computed as time savings for the central government and municipalities.
Time savings arise from a reduction in activities required to collect, manage and monitor BAGs
data. The NPV of the time saved is 160 million in the period 2004-2018.
The BAGs NPV of total efficiency benefits for the central government and municipalities is 60
million in the period 2004-2018. The central government benefits from efficiency gains, amounting
to 31,3 million (NPV). Municipalities benefit from time savings related to the reduction of total
number of transactions. Time savings have been estimated at around a yearly cash benefit of 4
million (NPV= 28,8 million for the period 2004-2018).
Benefits for citizens and businesses have been assessed through the Standard Cost Model, taking
into account: time needed by citizens and businesses to comply with information obligation,
frequency of complying with information obligation, minimum wage per hour. Thus, estimate of
the reduction of the administrative burden is based on the following assumptions:
the average yearly number of contact between citizens and public administration is 0,8;
the average yearly number of contact between business and public administration is 4,4;
BAG system allows to save around 15 minutes for every contact;
the hourly wage varies from 33 (minimum) to 45 (maximum), depending on different
qualification levels;
the number of contacts between users and public administration decreases with the time.
The reduction of administrative burden is equivalent to 5,3 million and its NPV is 26,5 million
in the period considered.
Fraud saving is correlated to an increase of 1% of the collection of Property and tax revenues65
resulting in a NPV of 168 million.
Table 19: NPV of BAG Benefits from 2004 to 2018 (in million)
Benefits
NPV
2004-2018
64
Ecorys (2004).
65
In 2002 property and tax revenues amounts on a total collection of 3,4 billion.
102
Data Management
Reduction
Costs
of
Transaction processing and Data Collection
management
Data monitoring
Efficiency
Time
saving
municipalities
39,3
69,6
51,2
for
28,8
Indirect effect
Administrative
Burden
14,3
reduction for citizens
Fraud reduction for public
168,6
authorities
Total benefits
415
In addition to BAG benefits listed above, it is appropriate to consider several not evaluable indirect
effects. In particular:
increased public order and safety. Public bodies, responsible for maintaining public order
and security, emphasize the importance of the availability of updated and accessible data
and information on buildings and addresses;
better crisis/disaster management. The daily improved quality of public order and safety
services provision is much more valuable in case of disaster events. For example, the
presence of a database providing all the information on a local area linked to a map, allows
to manage calamity or incident management;
improved monitoring/enforcement/compliance. An important public administrations task
is monitoring and ensuring compliance with laws and regulations, even in the buildings and
properties regulation framework. BAG is crucial to achieve inter-municipal cooperation
through a common approach in the data collection, improving efficiency of monitoring of
citizens/business compliance;
strengthening regional policy. The availability of uniform and unique dataset would
support policy makers in planning and implementing customer oriented policy.
The introduction of the RNI involves the following public administrations at national/local level:
Tax authorities;
Employee Insurance Implementing body (UWB);
Social Insurance Bank (SVB);
National Health Agency (CVZ);
Chamber of Commerce Administration;
103
o
o
o
The costs to be afforded for the RNI can be divided into 3 main categories:
investment, including the costs afforded during the development phase and aimed at
introducing and making operational a new eGovernment service; they also include transition
costs, incurred for the shift from an offline scenario to an online scenario66;
operating costs, required for the management of the RNI, once it is in place.
The cost-benefit analysis of the RNI is based on a previous study (Ecorys, 2007). It estimates:
investment, transition and operating costs for the period 2008-2022; benefits for government and
citizens arise once the register is fully phased-in (envisaged in 2012). Since the RNI implementation
started one year later than foreseen, we have taken into account previous and new assumptions to
perform an updated cost-benefit analysis (see Table 20). Cost-benefits timeline is shown by Table
21.
Table 20: Assumptions underlying the RNI cost-benefit analysis
Initial assumptions (2007)
New assumptions
Timeline 2008-2022
Costs and benefits estimates refer to 2008 prices
The net number of productive hours per FTE is equal to
1.372 hours
The hourly rates for staff deployment are based on
government rates Guide 2008, of the Dutch Ministry of
Finance (see Table 22)
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
2021
2022
Investment
Costs
Transitions
Operational
Citizens
Benefits
Governement
Efficiency
Hourly rate
43,00
66
Transition costs are afforded to move from the offline to the online scenario. They are included in the investment
costs and are relevant because the transition from offline to online permits the implementation of the once only
principle. The online scenario entails the establishment of electronic registries which gather users data and share this
data among all public authorities. The difference between offline and online scenario is: in the first case, users have to
communicate with different authorities; in the latter case, electronic registries users communicate data only once to
municipalities, and data is then shared among all public authorities.
104
Municipalities employee
53,00
61,00
External employee
150,00
24,75
Based on the hypotheses presented above, the Net Present Value (NPV) of the Government total
costs is 99,6 million over the period 2008 - 2022.
The NPV of RNI investment costs, sustained from 2008 and 2011, are 7,6 million and includes
(see Table 23):
NPV
Hypothesis
Software development
1,4
Software distribution
0,5
Software updating
0,6
0,2
Hardware
Hardware
0,1
Staff
1,5
0,3
Afforded in 2008-2011
Project management
0,1
Software
0,5
- 0.25 FTE for 2009 and 2010, 0.5 FTE for 2011 for the remaining
5
agencies
- 0.5 FTE in 2010
67
The 2007 guideline of the Dutch government for the cost benefit analysis indicates 2,5% discount rate for the NPV
computation (the value utilized by Ecorys for their study), and 3% as an alternative to consider the macroeconomic risk.
We chose this second hypothesis in the light of the worsening of the macroeconomic situation incurred in the last years.
105
1,3
Communication
Transition
Total
8,7
16,3
Transition costs and relative hypothesis are shown in details by Table 24. The total transition costs
estimated for the coordination and project management officers68 amount to 8,7 million (NPV) in
the period 2008 - 2011. They include necessary costs afforded to shift from offline to online service
delivery.
68
The Software implementation, hardware installation and communication operations are supported by coordination
and project management officers. They act at central level, in each of the 9 central administration agencies and in the 16
municipalities.
106
NPV
Hypothesis
Coordination
0,2
Data mining
0,2
0,4
0,4
-Migration
of
5%
of
1
mln
transactions
-10 min of a Municipalities employee for each transactions
Coordination
registries
Data migration
Counters/Building
Staff
with
other
existing
File Monitoring
0,7
2,6
Support Office
0,5
Coordination costs
Friction cost
0,9
17 FTE
0,7
Management
1,1
Total
8,7
Operating costs are sustained annually at all administrative levels for the daily functioning of the
system. The annual costs amount to 10,8 million in the period 2013-2022 (that is a NPV of 83,3
million).
Table 25: Operating costs and relative hypothesis (in million)
Operating costs
ICT management
Data Management
Back Office
Total
NPV
Hypothesis
ICT system
17,9
Management systems
0,8
Fixed cost
Data migration
4,5
Staff
50,0
Monitoring
1,4
1,2
Municipalities coordination
7,5
10,5 FTE
83,3
The analysis of potential benefits stemming from the implementation of RNI is based on the
following assumptions:
Table 26: Benefits and relative hypothesis from 2013 to 2022 (in million)
Benefits
NPV
10,7
Citizens
Time saving
23,6
0,6
22,9
Time saving
1,2
Government
16,8
Efficiency
Total Benefit
Hypothesis
- 0,9 unnecessary transaction per new potential users
Time saving: 20 minutes per transaction
- 0,9 unnecessary transaction per actual user
Time saving 27,5 min
-unnecessary transaction realized by 35.000 users every 2 years
-Every transaction takes 10 minutes
- 0,9 unnecessary transaction per new potential users
Time saving: 20 minutes per transaction
-unnecessary transaction realized by 35.000 users every 2 years
-Every transaction takes 10 minutes
- 0,9 unnecessary transaction per new potential users
Time saving: 20 minutes per transaction
25
7,6
fixed costs
3,6
112
Time savings are related to the reduced number of transactions. This is a consequence of the
application of the once only principle: users registered in the RNI have to communicate their data
only once to public authorities. Hence, there is a 50% decrease of potential transactions between
users and public authorities.
Moreover, the RNI represents an effective tool to avoid fraud, and to decrease fiscal evasion as well
as improper requests of welfare payments. This indirect effect is particularly difficult to monetize
because it requires assumptions on the existing level of fraud.
108
Figure 29: Discounted cumulative costs and benefits, and net discounted saving form the RNI in a time
horizon of 15 years at a 3% discount rate (in million)
According to our estimation, the RNI introduction entails NPV benefits of 112 million and NPV
costs of 99,6 million. This results in a total settlements of 12,4 million (NPV) in the period
2008-2022. The measurable results are showed in Figure 29: the expected paid back time of the
investment is 10 years.
The cost-benefit analysis developed in the previous paragraph depends on a set of hypothesis,
which influences the final result. This paragraph presents how the cost-benefit analysis results
would change according to a variation of the hypothesis on:
69
the discount rate selected for the analysis is 3%. This is useful to take into account the
macroeconomic risk, as suggested by the Dutch government guidelines for CBA 69 . By
contrast, when the macroeconomic risk is not considered, a discount rate of 2,5% is
suggested by the Dutch government. In addition, the EC guidelines for the Cost Benefit
analysis indicate at 2,8% the discount rate to be used to evaluate Dutch initiatives. The
different discount rates considered do not change the results of the analysis substantially.
Only in the case of a 4% discount rate70 the payback time shifts from 2017 to 2018 and the
NPV decreases at 11,5 million. In all the other cases, the NPV of the introduction of the
RNI varies from 14,7 million (for a discount rate of 2,5%) to 13,9 million (when the
chosen discount rate is equal to 3%);
the number of potential users is variable that most affect results of cost benefit analysis: a
20% reduction of users cause a negative NPV;
70
4% is the social discount factor suggested by EC in the Impact Assessment Guidelines and used to evaluate economic
impact of regulatory provision.
109
benefits estimated in Figure 29 are computed considering that RNI register reduces the
number of transaction between non-resident and public institutions (from 1,9 to 1
contact per year). A lower reduction (from 1,9 to 1,1 contact per year) void saving for the
society.
According to the two approaches, potential savings fall inside a range of 2,0 and 2,1 billion of
savings per year.
The potential annual savings can be divided into two subcategories: the savings realized by the
administered and those realized by the administration. Administrations savings are referred to as
fiscal savings, whereas savings for the administered are referred to as cost recovery. In Table 27 the
difference between the two totals represents less than 3% of the total estimated savings in both
methods. The proportion of fiscal savings and costs recovery is similar according to the two
approaches with respectively 65% - 35% and 64% - 36% for the bottom-up and the top-down
approach, respectively.
71
72
110
Table 27: Projected total annual savings, split public spending/cost recovery in million
Methodology
Fiscal
Cost recovery
Total
Bottom up
1.381
727
2.108
Top Down
1.307
740
2.047
In the Top down approach, the savings can be allocated between different State departments. The
following information affects the Mid-range-estimates of total potential by department. The public
spending corresponds to the savings realized by the administration and the cost recovery the savings
by the service users.
Table 28 presents the figures in mid ranges estimates of annual savings for the 15 departments that
amounts for 99% of the transaction. The savings on transaction for four departments (DWP BIS
HMRC Home Office) accounts for nearly 70% of total savings. The savings on exclusively the
DWP, the HMRC and the DFE transactions are realised on public spending. On the other hand, the
savings made on DFT services come exclusively from cost recovery.
Table 28: Mid-range-estimates of total potential annual savings by department in million
Department
Total
DWP
387
387
BIS
195
209
404
HMRC
303
303
Home Office
49
222
271
Defra
210
19
229
DFT
138
138
DFE
99
99
DCMS
75
75
MOJ
58
58
DECC
32
32
FCO
AGO
DCLG
DFID
MOD
Total
1336
668
2003
In the Top down approach, the savings can be divided into the different State departments. In Table
29, the savings on staff costs account for 77%, followed by accommodation (12%), printing and
postage (7%) and IT and equipment, accounting for less than 5%.
Percentage
111
Staff costs
77%
Accommodation
12%
4%
Total
100%
On the individual side, the non-monetized cost taken into consideration is the time spent using the
telephone and the face-to-face service.
Concerning benefits measurement, the government savings are mainly the reduction of
overpayment, fraud and error. Efficiency as a whole is also taken into consideration. Individuals
savings are mainly time, postage and telephone savings. The non-monetized benefits are a better
accuracy and efficiency for the government and a better service experience for the citizens.
Data provided by the DWP services73 gives us an overview of cost and benefits over a 10 year
period. The total cost of the implementation of the three notification channels over 10 years is
supposed to be around 111,03 million. In the same period, benefits are estimated to be 43,5
million (for the birth notification service), of which 6,5 million in respect of government and 37
in respect of individuals.74
If DBD savings are largely from reduction of staff cost75, there is no staff reduction in the TUO as it
currently exists76.
Table 30 reports the net expected benefits of the implementation of the TUO program on a 10 year
period. The net benefit is negative and covers less than 40% of the total cost. The total estimated
benefits are distributed unequally between the government and the individuals: nearly 90% of the
savings are enjoyed by individuals. Furthermore, the program is largely unprofitable over a 10 year
period.
Table 30: TUO: Costs and benefits over 10 years for birth and death, in million
Typology
Amount
132
73
74
Ibidem.
75
76
112
44
-80
Source: United Kingdom Department of Work and Pensions (2011), Function of registration service
Although the TUO proved to originate higher costs than benefits, it has been included among the
once only principle best practices anyhow. This choice is supported by the fact that the TUO is
part of a broader eGovernment strategy, aimed at making digital all communications and
transactions between government and users. Therefore, the TUO impact should not be considered
apart, but within the whole impact of the eGovernment strategy. From this perspective, from the
interviews it emerged that the United Kingdom government considers TUO as one of the relevant
tools for the full digitization of public services because it fosters a gradual shift from offline to
online services usage by citizens. Moreover, the application of TUO, and the consequent gradual
increase of digital services take-up, entails an enhanced services quality.
113
77
all countries start from the same level of development in the implementation of each
programme. Countries having an enhanced level of eGovernment are nonetheless supposed
to experience reduced costs and hence higher net benefits thanks to the use of the UNEGDI;
all countries have the same type of administrative structure and are supposed to adopt the
same planning strategy for the implementation of the programmes considered. We used the
population and the PAOW to rescale values according to the size and the administrative
officials costs across the EU 27 countries. For Croatia and the six associated countries
included in the analysis the PAOW have been estimated based on a regression coefficient
computed using data on GDP per capita (in euro at current prices) and the available costs per
hour of Public Official at EU 27 level.
We have used population figures published by Eurostat for the year 2012.
78
The EGDI is a composite indicator of Capacity and Willingness of governmental organisations to use information and
communication technologies for the provision of public services. It is a weighted average of three normalized scores on
the following factors: online services,telecommunication infrastructure, inherent human capital. For more details on the
construction of the UN-EGDI please consult:
http://www.un.org/en/development/desa/publications/connecting-governments-to-citizens.html.
79
114
In the case of Netherlands, given the specificity of the programme considered, a bespoke approach
has been adopted. We will elaborate on this when introducing the projections for the RNI.
Associated
Countries
EU COUNTRIES
Country
Denmark
United Kingdom
Belgium
Bulgaria
Czech Republic
Germany
Estonia
Ireland
Greece
Spain
France
Croatia
Italy
Cyprus
Latvia
Lithuania
Luxembourg
Hungary
Malta
Netherlands
Austria
Poland
Portugal
Romania
Slovenia
Slovakia
Finland
Sweden
EU 28
Iceland
Liechtenstein
Montenegro
Norway
Serbia
Turkey
Associated
Countries
Total EU 28 +
Associated Countries
Annual
Savings
Bottom up
197,87
2.108,06
261,97
9,37
45,54
2.074,25
6,26
103,76
135,98
700,38
1.789,64
36,82
1.379,59
9,56
6,49
10,99
14,24
51,38
3,48
439,79
197,96
185,86
101,63
70,06
18,98
15,73
138,91
275,52
10.390,07
9,15
3,57
3,1
368,69
21,82
328,63
Annual savings
Top Down
Average
Top & bottom
192,18
2.047,46
254,44
9,1
44,23
2.014,62
6,08
100,77
132,07
680,24
1.738,19
35,77
1.339,93
9,28
6,3
10,67
13,83
49,91
3,38
427,15
192,27
180,52
98,71
68,04
18,43
15,28
134,92
267,6
10.091,37
8,88
3,47
3,01
358,09
21,2
319,19
195,03
2.077,76
258,21
9,24
44,88
2.044,44
6,17
102,27
134,03
690,31
1.763,91
36,29
1.359,76
9,42
6,4
10,83
14,04
50,65
3,43
433,47
195,11
183,19
100,17
69,05
18,71
15,5
136,91
271,56
10.240,74
9,02
3,52
3,05
363,39
21,51
323,91
734,96
713,84
724,4
11.125,03
10.805,21
10.965,14
Source: Authors calculations based on Eurostat data for population, UN data on the EGDI, and from The Boston Consulting Group (2012),
Overgang til obligatorisk digital kommunikation i den danske offentlige sector(The transition to mandatory digital communication in the Danish
public sector)
115
Associated
Countries
EU COUNTRIES
Table 32: Projected Basic Data Program Potential in 2017 (in mln )
5,77
61,43
7,63
0,27
1,33
60,44
0,18
3,02
3,96
20,41
52,15
1,07
40,2
0,28
0,19
0,32
0,41
1,5
0,1
12,82
5,77
5,42
2,96
2,04
0,55
0,46
4,05
8,03
302,76
0,27
0,1
0,09
10,74
0,64
9,58
Public sector
impact
28,29
301,43
37,46
1,34
6,51
296,6
0,89
14,84
19,44
100,15
255,9
5,27
197,27
1,37
0,93
1,57
2,04
7,35
0,5
62,89
28,31
26,58
14,53
10,02
2,71
2,25
19,86
39,4
1485,7
1,31
0,51
0,44
52,72
3,12
46,99
Private sector
impact
67,05
714,29
88,77
3,17
15,43
702,83
2,12
35,16
46,08
237,31
606,39
12,48
467,45
3,24
2,2
3,72
4,83
17,41
1,18
149,02
67,08
62,98
34,44
23,74
6,43
5,33
47,07
93,36
3520,56
3,1
1,21
1,05
124,93
7,39
111,35
Total
impact
95,34
1015,72
126,23
4,51
21,94
999,43
3,01
49,99
65,52
337,46
862,29
17,74
664,72
4,61
3,13
5,29
6,86
24,76
1,68
211,9
95,38
89,55
48,97
33,75
9,14
7,58
66,93
132,75
5006,18
4,41
1,72
1,49
177,64
10,52
158,34
82,19
21,42
105,09
249,03
354,12
1243,96
324,18
1590,79
3769,59
5360,3
Country
Ministries
Municipalities
Regions
Denmark
United Kingdom
Belgium
Bulgaria
Czech Republic
Germany
Estonia
Ireland
Greece
Spain
France
Croatia
Italy
Cyprus
Latvia
Lithuania
Luxembourg
Hungary
Malta
Netherlands
Austria
Poland
Portugal
Romania
Slovenia
Slovakia
Finland
Sweden
EU 28
Iceland
Liechtenstein
Montenegro
Norway
Serbia
Turkey
Associated
Countries
0,4
4,29
0,53
0,02
0,09
4,22
0,01
0,21
0,28
1,42
3,64
0,07
2,8
0,02
0,01
0,02
0,03
0,1
0,01
0,89
0,4
0,38
0,21
0,14
0,04
0,03
0,28
0,56
21,1
0,02
0,01
0,01
0,75
0,04
0,67
22,13
235,72
29,29
1,05
5,09
231,93
0,7
11,6
15,2
78,31
200,11
4,12
154,26
1,07
0,73
1,23
1,59
5,75
0,39
49,18
22,13
20,78
11,36
7,83
2,12
1,76
15,53
30,81
1161,77
1,02
0,4
0,35
41,23
2,44
36,75
1,5
22,6
Total EU 28 +
Associated
Countries
Source: Authors calculations based on Eurostat data for population, UN data on the EGDI, and The Danish Government/Danish Regions/Local
government Denmark (2012),Good Basic Data for Everyone A driver for Growth and efficiency, Projected Digitization Program Potential
116
Associated
Countries
EU COUNTRIES
Country
Denmark
United Kingdom
Belgium
Bulgaria
Czech Republic
Germany
Estonia
Ireland
Greece
Spain
France
Croatia
Italy
Cyprus
Latvia
Lithuania
Luxembourg
Hungary
Malta
Netherlands
Austria
Poland
Portugal
Romania
Slovenia
Slovakia
Finland
Sweden
EU 28
Iceland
Liechtenstein
Montenegro
Norway
Serbia
Turkey
Associated
Countries
Total EU 28 +
Associated Countries
Annual
Savings
Bottom up
197,87
2.108,06
261,97
9,37
45,54
2.074,25
6,26
103,76
135,98
700,38
1.789,64
36,82
1.379,59
9,56
6,49
10,99
14,24
51,38
3,48
439,79
197,96
185,86
101,63
70,06
18,98
15,73
138,91
275,52
10.390,07
9,15
3,57
3,1
368,69
21,82
328,63
Annual savings
Top Down
Average
Top & bottom
192,18
2.047,46
254,44
9,1
44,23
2.014,62
6,08
100,77
132,07
680,24
1.738,19
35,77
1.339,93
9,28
6,3
10,67
13,83
49,91
3,38
427,15
192,27
180,52
98,71
68,04
18,43
15,28
134,92
267,6
10.091,37
8,88
3,47
3,01
358,09
21,2
319,19
195,03
2.077,76
258,21
9,24
44,88
2.044,44
6,17
102,27
134,03
690,31
1.763,91
36,29
1.359,76
9,42
6,4
10,83
14,04
50,65
3,43
433,47
195,11
183,19
100,17
69,05
18,71
15,5
136,91
271,56
10.240,74
9,02
3,52
3,05
363,39
21,51
323,91
734,96
713,84
724,4
11.125,03
10.805,21
10.965,14
Source: Authors calculations based on Eurostat data for population, UN data on the EGDI,
and The Cabinet Office (2012), Digital Efficiency Report
117
Associated
Countries
EU COUNTRIES
Table 34: Projected Tell us once Program Potential in 2017 (in Mln)
Country
Denmark
United Kingdom
Belgium
Bulgaria
Czech Republic
Germany
Estonia
Ireland
Greece
Spain
France
Croatia
Italy
Cyprus
Latvia
Lithuania
Luxembourg
Hungary
Malta
Netherlands
Austria
Poland
Portugal
Romania
Slovenia
Slovakia
Finland
Sweden
EU 28
Iceland
Liechtenstein
Montenegro
Norway
Serbia
Turkey
Associated
Countries
Total EU 28 +
Associated Countries
Total costs
-12,38
-131,94
-16,4
-0,59
-2,85
-129,82
-0,39
-6,49
-8,51
-43,83
-112,01
-2,3
-86,34
-0,6
-0,41
-0,69
-0,89
-3,22
-0,22
-27,53
-12,39
-11,63
-6,36
-4,38
-1,19
-0,98
-8,69
-17,24
- 650,27
-0,57
-0,22
-0,19
-23,08
-1,37
-20,57
Total benefits
4,85
51,69
6,42
0,23
1,12
50,86
0,15
2,54
3,33
17,17
43,88
0,9
33,83
0,23
0,16
0,27
0,35
1,26
0,09
10,78
4,85
4,56
2,49
1,72
0,47
0,39
3,41
6,76
254,76
0,22
0,09
0,08
9,04
0,54
8,06
Net benefit
-7,53
-80,25
-9,97
-0,36
-1,73
-78,96
-0,24
-3,95
-5,18
-26,66
-68,13
-1,4
-52,52
-0,36
-0,25
-0,42
-0,54
-1,96
-0,13
-16,74
-7,54
-7,08
-3,87
-2,67
-0,72
-0,6
-5,29
-10,49
- 395,54
-0,35
-0,14
-0,12
-14,03
-0,83
-12,51
-46
18,03
-27,98
-696,27
272,79
-423,52
Source: Authors calculations based on Eurostat data for population, UN data on the EGDI,
and Department of Work and Pensions (2011), Function of registration service
118
staff costs (to be afforded during both Investment phase and Transition phase);
fixed costs (to be afforded during both Investment phase and Transition phase);
operating costs.
Staff costs cover wages for the workers involved in the investment and transition phases80. The
projection of these costs has been performed through the normalized (with respect to Netherlands)
PAOW.
Fixed costs are independent from wages but are directly related to system planning, development
and implementation (e.g. hardware/software procurement, maintenance, upgrade and replacement).
These costs are likely to be correlated to each country eGovernment attitude. Thus we used the UN
eGovernment index to re-scale fixed costs to all EU MS.
As previously described, operating costs are afforded yearly for system maintenance and service
delivery. They strictly depend on the number of transactions managed by public officials.
In order to project operating costs at EU level, we followed the steps below for each country
included in the analysis:
estimation of potential users, using data on average migration flows (OECD, 2013) and
average population (Eurostat) in 2006 201081.
estimation of potential transactions, based on the average number of transaction per users,
found in RNI case study;
computation of total operating costs combining potential transactions and users.
number of transactions;
monetisation of time saved for all transactions.
In order to estimate the total benefits for all EU MS we have assumed that:
the average time saving per transaction does not change across countries;
money value of time saving is proportional to the PAOW.
For illustrative purposes, we present our projection methodology in Belgium with respect to the
RNI results obtained with reference to Netherlands.
80
These costs account for the 50% of the total investment and transition costs.
81
For Croatia, Cyprus, Malta, Montenegro and Turkey data on migration flow is not available. Thus we used the
average level of migration flow of Countries that entered EU after 2004 (i.e. Bulgaria, Czech Republic, Estonia,
Hungary, Latvia, Lithuania, Poland , Romania, Slovakia and Slovenia). For Liechtenstein we used the average
migration flow of EU 15.
119
Staff
costs
(Investment +
Operating Costs
transaction
costs)
Pop,
Migration
flows
Potential
Users
Potential
transaction
2006-2012
(2006-2010)
B/1000 x A
C(BE) x D(NL) /
CBS
C(NL
Norm,
G(NL)*E
H(NL)/D(NL) x D(BE)
BE
10.671.153
1,58%
168.604
192.864,55
27,58
1,06
9,09
108,82
NL
16.431.675
7,7%
126.524
190.000
25,97
8,18*
81,66**
Country
(Investment +
Total Costs
Total Benefit
Net Benefit
Transaction)
Country
I
2012
Norm,
K(NL)/J
G+H+K
M(NL)/D(NL) x D(BE)/E(BE)
ML
BE
0,77
0,85
9,67
127,18
158,44
31,26
NL
0,91
1,00
8,18
98,02
111,95
13,93
Table 37 shows estimated impact of implementing the RNI register in all EU MS and in the six
Associated Countries.
Using data from Netherlands, it is possible to assess how aggregate net saving decreases in a less
optimistic scenario. Our assumption is a delay in RNI implementation, due to a doubled transition
period (from one to two years). Results are presented in last column of Table 37.
120
Associated
Countries
EU COUNTRIES
Country
Austria
Belgium
Bulgaria
Croatia
Cyprus
Cz. Republic
Denmark
Estonia
Finland
France
Germany
Greece
Hungary
Ireland
Italy
Latvia
Lithuania
Luxembourg
Malta
Netherlands
Poland
Portugal
Romania
Slovakia
Slovenia
Spain
Sweden
UK
EU 28
Iceland
Liechtenstein
Montenegro
Norway
Serbia
Turkey
Associated Countries
Total EU 28 + Associated Countries
eGov.
index
Population
(2006-2012)
Potential
Users
Potential
transaction
0,86
0,85
0,67
0,80
0,71
0,71
0,97
0,88
0,93
0,95
0,89
0,75
0,79
0,78
0,79
0,72
0,80
0,88
0,78
1
0,71
0,79
0,66
0,69
0,82
0,85
0,94
0,98
22,95
0,86
0,91
0,68
0,69
0,58
0,94
4,66
27,61
8.317.285
10.671.153
7.641.708
4.436.265
790.076
10.378.751
5.479.305
1.341.714
5.302.152
63.978.195
82.155.070
11.215.245
10.046.688
4.367.980
59.577.537
2.271.291
3.366.686
484.928
410.217
16.431.675
38.140.276
10.610.245
21.532.952
5.404.199
2.020.668
45.066.666
9.188.193
61.201.054
501.828.174
312.004
35.382
624.507
7.366.052
71.374.780
4.743.195
84455920
586284094
185.475
168.604
23.689
11.575
2.061
78.879
53.697
2.415
23.329
134.354
1.125.524
45.983
31.145
110.947
381.296
3.180
5.387
23.228
1.070
126.524
38.140
29.709
8.613
16.753
11.316
896.827
101.070
728.293
4.369.083
2.800
484
1.629
19.219
186.223
99.133
309488
4678571
No.
278.527
253.192
35.574
17.382,00
3.096,00
118.451
80.637
3.627
35.034
201.759
1.690.192
69.052
46.770
166.608
572.590
4.775
8.089
34.881
1.607
190.000
57.275
44.613
12.934
25.158
16.993
1.346.758
151.776
1.093.671
6561021
4.205
727
2.447
28.861
279.650
148.867
464757
7025778
PA officials
normalized
hourly rate
Fix Costs
(Investment +
Transaction)
1,04
1,06
0,07
0,40
0,59
0,23
1,38
0,2
1,05
1,1
1,09
0,61
0,25
1,1
1,1
0,17
0,17
1,18
0,41
1
0,26
0,47
0,19
0,16
0,43
0,68
1,17
1,29
18,85
1,27
4,12
0,26
0,17
0,29
2,99
9,1
27,95
million
9,52
9,67
12,17
10,19
11,47
11,5
8,4
9,35
8,78
8,64
9,24
10,86
10,37
10,44
10,38
11,3
10,18
9,31
10,47
8,18
11,59
10,42
12,32
11,86
9,96
9,61
8,68
8,33
283,19
9,53
9,03
12
11,83
14,13
8,69
65,21
348,4
Staff costs
(Investment +
transaction
costs)
million
8,49
8,69
0,59
3,25
4,84
1,9
11,33
1,66
8,59
9,01
8,91
4,98
2,03
8,99
8,96
1,37
1,41
9,61
3,32
8,18
2,13
3,82
1,54
1,31
3,5
5,54
9,59
10,56
154,1
10,37
33,67
2,13
1,36
2,36
24,44
74,33
228,43
Operating
Costs
Total
Costs
Total
Benefit
million
119,71
108,82
15,29
7,47
1,33
50,91
34,66
1,56
15,06
86,72
726,44
29,68
20,1
71,61
246,1
2,05
3,48
14,99
0,69
81,66
24,62
19,17
5,56
10,81
7,3
578,83
65,23
470,06
2819,91
1,81
0,31
1,05
12,4
120,19
63,98
199,74
3019,65
million
137,72
127,18
28,05
20,90
17,64
64,31
54,38
12,56
32,42
104,37
744,59
45,52
32,5
91,04
265,44
14,72
15,07
33,92
14,48
98,02
38,33
33,41
19,41
23,99
20,77
593,98
83,51
488,95
3257,18
21,71
43,02
15,19
25,59
136,69
97,1
339,3
3596,48
million
170,37
158,44
1,52
4,07
1,08
16,18
65,79
0,43
21,67
130,92
1084,5
24,75
6,86
107,92
369,48
0,47
0,82
24,15
0,38
111,95
8,77
12,28
1,43
2,38
4,28
537,49
104,89
832,02
3805,29
3,14
1,76
0,38
2,82
47,63
262,03
317,76
4123,05
Net
Benefit
(on time
scenario)
million
32,65
31,26
-26,54
-16,84
-16,56
-48,13
11,41
-12,13
-10,75
26,55
339,91
-20,76
-25,65
16,88
104,04
-14,25
-14,25
-9,76
-14,1
13,93
-29,56
-21,13
-17,98
-21,61
-16,48
-56,49
21,39
343,07
548,12
-18,57
-41,25
-14,81
-22,77
-89,06
164,92
-21,54
526,58
Net
Benefit
(delay
scenario)
million
17,02
15,63
-36,40
-26,18
-27,53
-55,26
-0,83
-20,81
-20,32
12,56
287,48
-30,78
-34,02
2,17
78,89
-24,68
-23,52
-30,65
-24,02
2,01
-38,80
-30,39
-29,09
-31,82
-25,68
-63,61
7,92
292,01
141,3
-28,31
-52,21
-26,04
-32,82
-94,72
132,64
-101,47
39,8
121
How effective are the following BUILDING BLOCKS AND TOOLS in helping your country
to implement the "once only" strategy?
122
How effective are the following BUILDING BLOCKS AND TOOLS in helping your country
to implement the simplification/personalisation strategy?
123
How effective are the following BUILDING BLOCKS AND TOOLS in helping your country
to implement the digital-by-default strategy?
124
Which are the most important EXPECTED BENEFITS which will result from the
implementation of the "once only", simplification/personalisation and digital-by-default
strategies in your country?
125
How effective are the 2015 proposed actions at EU and cross border level in helping your
country to achieve administrative burden reduction?
How effective is the 2016 proposed action at EU and cross border level in helping your
country to achieve administrative burden reduction?
126
How effective is the 2017 proposed action at EU and cross border level in helping your
country to achieve administrative burden reduction?
How effective are the 2018 proposed actions at EU and cross border level in helping your
country to achieve administrative burden reduction?
How effective is the proposed timeline 2014 2018 to implement the policy options in your
country, with the support of the European Commission?
127
European Commission
Study on eGovernment and the Reduction of Administrative
Burden
Luxembourg, Publications Office of the European Union
2014 - number of pages 128
ISBN 978-92-79-35882-1
DOI: 10.2759/42896
128
KK-04-14-146-EN-C
DOI: 10.2759/42896
ISBN 978-92-79-35882-1