Risk Based Inspection Jacketed Platforms
Risk Based Inspection Jacketed Platforms
Risk Based Inspection Jacketed Platforms
1, 2006
DOI: 10.1111/j.1539-6924.2006.00705.x
Process plants deal with hazardous (highly flammable and toxic) chemicals at extreme conditions of temperature and pressure. Proper inspection and maintenance of these facilities
is paramount for the maintenance of safe and continuous operation. This article proposes a
risk-based methodology for integrity and inspection modeling (RBIIM) to ensure safe and
fault-free operation of the facility. This methodology uses a gamma distribution to model the
material degradation and a Bayesian updating method to improve the distribution based on
actual inspection results. The method deals with the two cases of perfect and imperfect inspections. The measurement error resulting from imperfect inspections is modeled as a zero-mean,
normally distributed random process. The risk is calculated using the probability of failure and
the consequence is assessed in terms of cost as a function of time. The risk function is used
to determine an optimal inspection and replacement interval. The calculated inspection and
replacement interval is subsequently used in the design of an integrity inspection plan. Two
case studies are presented: the maintenance of an autoclave and the maintenance of a pipeline
segment. For the autoclave, the interval between two successive inspections is found to be
19 years. For the pipeline, the next inspection is due after 5 years from now. Measurements
taken at inspections are used in estimating a new degradation rate that can then be used to
update the failure distribution function.
KEY WORDS: Failure modeling; integrity assessment and evaluation; quantitative risk assessment; riskbased inspection; risk-based maintenance
1. INTRODUCTION
203
204
current operating conditions with a design-limit state
beyond which the component cannot operate safely.
Load-resistance methods have the disadvantage that
they often yield somewhat conservative results, leading to potentially unnecessary repairs and inspections
that result in an overall increase in maintenance costs.
Use of deterministic methods does not provide information about potential risk that results in the
unrealistic maintenance planning for process plants
(Desjardins, 2002).
Risk is defined as multiplication of the probability of failure and its likely consequence. Risk-based
methods aim at identifying, characterizing, quantifying, and evaluating the likelihood of the loss caused
as a result of the occurrence of a specific event. The
use of risk-based methods for the management of the
process components provides reliable quantification
of potential risks. This provides an alternative strategy for the maintenance of assets instead of the use of
simple ranking (prioritizing) based on reported failure occurrences.
This approach also provides a means for quantitatively establishing future reliability levels for the
components. These levels can be used as a basis for
optimizing reinspection intervals. The uncertainties
associated with the design and operation of process
components have led to an increasing use of riskbased approaches in making decisions regarding asset
integrity management.
In risk-based inspection (RBI) strategy risk is
used as a criterion to prioritize inspection tasks for the
components in a process plant. This provides many
advantages, which include (1) an increase in plant
availability, (2) a decrease in the number of failure
occurrences, (3) a reduction in the level of risk due
to failure, and (4) a reduction in the direct inspection cost of the plant. Operational safety of a process plant increases as a result of decreasing the number of failure occurrences and the potential risk due
to failure. This makes RBI a useful strategy to meet
the rising societal expectations regarding operational
safety of complex onshore and offshore process facilities. These expectations resulted in a number of
regulations that the oil and gas industry has to meet.
The last two decades saw a number of studies that attempted to address the subject. Different methodologies were suggested to meet maintenance planning requirements. These methodologies range from the fully
qualitative to the fully quantitative. A brief summary
of these approaches is presented in the subsequent
section.
205
probability of failure, and it determines the risk to
be used in inspection and maintenance planning. Depending on the level of risk for each mode and pattern
of failure, the required analysis, inspection, maintenance, and repair tasks are selected. For example, a
review of historical failure databases indicates that
the major failure modes in a pipeline are internal corrosion and external impact. Thus, the main efforts (in
terms of design, structural modeling, inspections, etc.)
should be focused on these failure modes. Of course,
this is a simple example of risk-based inspection and
maintenance. In practice, more specific details about
the specific pipeline need to be considered.
Guidelines to help hydrocarbon and process
chemical industries in establishing risk-based inspection programs on fixed equipment and piping were
issued by the American Petroleum Institute (API,
2002). This document describes a recommended
practice for developing risk-based maintenance programs. The document does not preclude the use of any
of the three methodologies mentioned above, but outlines the limitations of each methodology. This document explains the basic elements for developing and
implementing a risk-based inspection program.
2.4. Maintenance Optimization
A large number of articles were published on the
subject of optimizing maintenance through the use
of mathematical models (Montgomery & Serratella,
2000; Khan & Haddara, 2003a, 2003b; Willcocks &
Bai, 2003; Dey, 2004). Most maintenance optimization models are based on lifetime distributions or
Markovian deterioration models. It is often difficult to
collect enough data for estimating the parameters of
a lifetime distribution or the transition probabilities
of a Markov chain. This presents an obstacle in the
way of using these models to design practical maintenance programs. The combined use of the reliability
index methods and the limit state approach may prove
helpful in removing this drawback.
Typically, structural reliability methods are used
to estimate the probability of failure of components
or structures. In these methods, the condition of the
material is described by a state function g. The state
function represents the strength margin that the material has over the applied load. Thus, the limit-state
function, gt is defined as
gt = R L,
(1)
206
As degradation of material occurs and operating conditions change, material strength and applied
stress become random functions of time. Thus, the
limit-state function becomes a stochastic process. A
failure model can be developed based on the limitstate function approach and allowing for material
degradation variability, operating conditions variability, and measurement errors. Data collected during inspections provide a means to update the failure model
through the use of Bayess theorem.
Risk-based maintenance takes into consideration
the consequence of failure as well as the probability
of failure. In this article, the consequence is measured
in terms of the cost of failure in addition to the cost
of the inspection/maintenance program.
3. QUANTITATIVE RISK-BASED INTEGRITY
AND INSPECTION MODELING (RBIIM)
RBIIM aims at modeling inspection tasks to
achieve safe operating conditions at minimum cost.
Determining the relationship between inspections
periodicity on one side and the level of safety and
maintenance costs on the other, provides an insight
into the application of the as low as reasonable practicable (ALARP) principle. In order to implement
an integrated RBIIM approach, it is necessary first
to formulate acceptance criteria for each function
of the plant facility. Thereafter, the relationship between each function and the performance of the
various components responsible for achieving this
function is established. To simplify the implementation, the acceptance criteria for each function of
the facility are transformed into acceptance criteria
for the individual components. Subsequently, risk assessment is performed relating the event of component failure to the consequences in terms of monetary
losses. The main objectives of RBIIM are:
1. To identify critical equipment in a process
plant. These are pieces of equipment that have
a high level of risk.
2. To develop an optimum inspection and maintenance strategy for the equipment that will
guarantee the integrity of the plant.
Fig. 1 depicts the overall framework designed to
achieve these objectives. The framework comprises
five stages. These are: identification of equipment
to be analyzed, identification of degradation mechanisms for each component, calculation of the risk
associated with the failure of each component, deter-
, (2)
d
2d
where R is material resistance, St is the applied stress,
S is material strength, C is corrosion rate, P is operating pressure, D is the diameter of the component, d is
the material thickness, and t is a time increment.
Corrosion can occur on the internal or external
surface of the component. The same thinning model
can be used for both cases; however, the corrosion
rate may differ from one case to the other.
The state function gt , is a measure of the ability
of the material to resist failure. Failure will occur only
if the magnitude of the function gt reaches zero.
207
Model component
failure using a gamma
stochastic process
Obtain past
inspection
results for the
unit under
investigation
Estimate the
consequence using cost
data for inspection,
failure, and replacement
Determine failure
probability using a
posterior and past
inspection results
Risk calculations
Have all
components been
considered?
PD
d.
2dS
(3)
The margin of safety in terms of the minimum required material thickness, mt , is then obtained as
mt = d
PD
.
2S
(4)
208
There are many material/environmental combinations within which SCC can occur. They include caustic cracking, amine cracking, carbonate cracking, sulfide stress cracking, hydrogen-induced cracking, and
polythionic acid cracking, and chloride cracking for
stainless steels (Kallen, 2002).
The SCC state function uses a resistance minus
stress model based on Pariss crack growth law used
in linear elastic fracture mechanics,
PD
gc = KIC Y
+S
A,
(5)
2d
where KIC is the material fracture toughness, Y is a
dimensionless geometric factor, S is residual stress,
and A is the crack depth.
The crack depth, A, is determined by
lcr = Ccr t n ,
lcr
A=
,
Rl/a
(6)
2
x = Ccr t =
Rl/a
KIC
.
PD
Y
+S
2d
(7)
(8)
f (x) =
(x)1 ex
()
for
x > 0.
(9)
f X(t) (x) =
o t
(x)ot1 ex
(ot)
for
x > 0.
209
(10)
o
2
(11)
X(t) = Var[X(t)] = 2 t 2 = 2 t.
o =
and = 2 .
(12)
It is common practice to express the standard deviation ( ) in terms of the mean () through the use of
a coefficient of variance (): = . Using this relationship, the gamma density function for corrosion
can be rewritten as
t
1 2
t
2
x
(x) 2 1 e 2 .
f X(t) (x) =
(13)
t
2
In this expression the average corrosion rate () is the
only uncertain parameter that would vary with time.
Considering this, the above expression can be represented in terms of single-variable Bayesian gamma
conditional function G as
1
1
G x 2 t,
2
t
1 2
t
2
x
(x) 2 1 e 2 = f X(t) (x).
=
(14)
t
2
For stress corrosion cracking, the cumulative crack
depth is assumed to be a function of tn . Thus, in this
case = ot n and the density function becomes
f X(t) (x) =
o t
n
(x)ot 1 ex
o t n
for
x > 0.
(15)
The mean and variance for the cumulative wall thickness degradation become
o
X(t) = E[X(t)] = t n = t n ,
o
2
(16)
X(t) = Var[X(t)] = 2 t n = 2 t n .
and = 2 .
(17)
o =
1 n 1
.
= Ga x 2 t ,
2
(18)
1
1
G x 2 t n ,
2
tn
1 2
tn
2
x
n (x) 2 1 e 2 .
= f X(t) (x) =
t
2
(19)
210
ba
(a)
a+1
b
1
exp
x
x
for
The conditional prior density function for the decrease in the thickness of the material, X(t), can be
expressed as
( | x) =
l(x | ) ()
(21)
l(x | ) () d
x 0.
(20)
( | x1 , . . . , xn )
n
n
ti ti1
xi xi1
= IX(t)
+ ,
+ .
i=1
2
2
i=1
(23)
80
70
60
Density (%age)
50
40
30
20
10
0
0.00
0.06
0.11
0.17
0.22
0.28
0.34
0.39
0.45
0.50
0.56
0.60
0.70
211
l(y | ) () d
1
1
f
G y 2 t n ,
()
d
() d.
2
=0
( | x1 , . . . , xn )
n
n
tn
xn
= ( | xn ) = IX(t)
+ ,
+ .
i=1 2
2
i=1
(24)
(25)
f X(t) (y ) f () d,
(26)
where f X (t) (y ) is the likelihood of the gamma increment, X(t), having parameters and . To solve
the above integral, we replace the integral in Equation (26) by a summation
n
fY(t) (y)
G y i ot n , p(i );
i=1
where
p(i ) = 1.
(27)
(28)
This integral can also be approximated by the following summation:
l(y | ) () d
0
n
k
i=1
j=1
1 n 1
p( j ) p(i ),
G y 2 t ,
2
(29)
where p(i ) = Pr{ = i } is the discrete density of
. Using these results, the posterior is approximated
as
p(i | y)
k
1 n 1
p(i )
p( j )
G y 2t ,
2
j=1
;
= n
k
1 n 1
p( j )
p(i )
G y 2 t ,
2
i=1
j=1
for i = 1, . . . , n.
(30)
In case of multiple imperfect inspections, we need the
product of the individual likelihoods for the measured
increments
l(y1 , . . . , yk | ) =
lY(tk)Y(tk1 ) (yk yk1 | ).
k
(31)
f (1 , . . . , k) d1 , . . . , dk,
(32)
where k = k k1 . Because the s are not independent, the likelihood can be approximated as
l(y1 , . . . , yk | ) = E
f Dk(dk k)
k
N
1
j
f Dk dk k
N j=1
as
N ,
(33)
212
.
Ga dk min k , dk
,
N j=1 k
2
2
(34)
The posterior for multiple imperfect inspections can
now be obtained as
p(i | y)
N
t 1
1
j
Ga dk min k , dk 2 ,
p(i )
2
N j=1 k
,
= n
N
t 1
1
j
p(i )
Ga dk min k , dk 2 ,
2
N j=1 k
i=1
(35)
for i = 1, . . . , n and t k = t k t k1 .
We now have a Bayesian updating model that accepts the results of multiple imperfect inspections. The
advantage of using the simulation technique to calculate the posterior density as a function of the degradation rate is that one can use different levels for the
magnitude of the error in each inspection.
3.4. Risk-Based Optimal Inspection
Interval Calculation
Determining an optimal integrity inspection
and/or maintenance action is a problem of optimization under uncertainty. The most comprehensive approach for solving such a problem is through the use
of decision theory, which provides a systematic and
consistent way to evaluate the alternatives and identify an optimal choice (see Nessim & Stephens, 1995;
Nessim et al., 2000; Goyet et al., 2002).
In the previous steps, we have developed a model
to calculate the probability of failure of a process component as a function of time. In order to calculate the
risk, we have to calculate the consequences associated
with that failure. In the present study, we estimate the
consequence in terms of the cost incurred as a result
of failure. Having estimated the risk, we will use it
to decide when to inspect and when to replace the
component. In other words, we intend to determine
the maximum length of time between two consecutive
inspections that would result in a minimum accepted
where i = 1, 2, . . . ,
pi = 1,
(36)
i=1
for
n = 1, 2, 3, . . . ,
and
(0) 0.
(37)
ci (, ) pi (, )
E(Ci )
i=1
=
=
,
E(I)
i pi (, )
R(, ) =
i=1
(38)
213
n
j=1
n
j=1
4.1. An Autoclave
Geary (2002) presented a review of risk-based
inspection approaches practiced in the United Kingdom. Four different case studies were performed by
seven different agencies. In the present article, we
will apply the methodology outlined above to the
case study no. 3 of Gearys report: an autoclave. We
will determine the optimal inspection interval for this
component. A brief description of the autoclave is
presented here and the input data used in the study is
given in Table I.
4.1.1. Process Details
ci (, ) pi (, , | P, S . . .) p ( j |
y)
i=1
4. CASE STUDIES
i pi (, , | P, S . . .) p ( j |
y)
i=1
(39)
where ( | y) is the posterior density, (p(j | y)) is the
discrete version of the posterior density over a given
number of the measurements, y = y1 , y2 , . . . , yk .
In order to include the uncertainty over the various material and operating characteristics such as
pressure (P) and material strength (S), we can sample these variables from their respective probability
distribution functions. It is better to include the uncertainty over the degradation rate in the simulation,
instead of using a discrete solution. The advantage of
using a simulation technique is that the degradation
rate, , can be sampled before we go into the loops to
calculate the expected average risk. Also, there will be
no extra loop needed if we assume that other parameters such as the pressure, P, and material strength,
S, are also uncertain. The solution in this case is given
by
E|R(, )|
N
1
j
j
j
ci (, ) pi , | , P , S . . .
N j=1 i=1
=
,
n
I
j
j
j
i pi , | , P , S . . .
N j=1 i=1
(40)
where E|R(, )| denotes expected average risk and
is measured as dollar per unit time.
214
Background information
Autoclave dimensions
Material of construction
Active damage mechanism
Inspection history
Other Parameters
Tensile strength
Operating pressure
Corrosion rate
Crack growth rate
Corrosion allowance
n (power function for crack
growth rate)
Crack length to depth ratio
Inspection cost
Preventive replacement cost
Failure cost
6
$15,000
$30,000
$3,000,000
a rate of 0.04 mm/year. This indicates that the posterior function for the perfect inspections represents an
idealized condition and does not represent the actual
degradation mechanism in this case. Furthermore, the
prior and posterior functions for the imperfect inspections are fairly close together, which indicates
that they give a better representation of the actual
situation.
30
25
prior
postprior
post_imp_prior
20
Density
post_imp_prior_CDF
15
10
0
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
215
1.2
70
60
50
0.8
40
Density
prior
postprior
post_imp_prior
post_imp_prior_CDF
30
0.6
0.4
20
0.2
10
0
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0.4
0
0.45
18000
16000
14000
12000
10000
8000
6000
4000
2000
0
0
50
100
150
200
250
216
6000
5000
4000
3000
2000
1000
0
0
100
200
300
400
500
600
217
Background information
5 years of operation
Design temperature 120 C and pressure 7.0 MPa
Operating temperature 40 C and pressure 5.7 Barg
914 mm diameter; 1 km length, 8.74 mm wall thickness
Steel grade 60
Stress corrosion cracking
Internal thinning
One inspection, defect of depth (mean) 0.5 mm, CoV 0.20
Pipe dimensions
Material of construction
Active damage mechanism
Inspection history
Table II. Input Details for Segment of
Oil and Gas Pipeline
Other Parameters
Yield strength
Operating pressure
Corrosion rate
SCC rate
Corrosion allowance
n (power function for crack
growth rate)
Crack length-to-depth ratio
Inspection cost
Preventive replacement cost
Failure cost
estimate for the following inspection time. If data obtained from the next inspection support the current
posterior then the following inspection will coincide
with the preventive replacement of this pipeline. The
optimum inspection intervals are calculated, based
Values
Mean 461 MPa, coefficient of variance (CoV) 0.20
Mean 5.7 MPa, CoV 0.05
Mean 0.15 mm/year; CoV 0.25
Mean 0.1 mm/year; CoV 0.25
2.5 mm
0.50
6
$5,000
$10,000
$100,000
50
45
40
prior
postprior
post_imp_prior
post_imp_prior_CDF
35
Density
30
25
20
15
10
5
0
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0.4
0.45
218
14
1.2
12
0.8
8
Density
prior
postprior
post_imp_prior
post_imp_prior_CDF
0.6
0.4
10
0.2
0
0
0.5
1.5
2.5
8. CONCLUSIONS
In this work, we have presented a method for the
determination of optimal maintenance intervals for
process components. The method takes into account
the random nature of material degradation of pro-
7000
6000
5000
4000
3000
2000
1000
0
0
10
15
Inspection interval (years)
20
25
30
219
1800
1600
1400
1200
Average cycle cost
Replacement time
Repair time
1000
800
600
400
200
0
0
10
20
30
40
50
60
70
80
90
consideration the random error that may be associated with the measurements obtained during
inspection.
The method optimizes maintenance intervals
based on the risk associated with component failure.
The optimization criterion is based on a level of risk
that satisfies the acceptable risk criteria. Using risk
as an optimization criterion allows the maintenance
interval to be a function of both the probability of failure as well as the consequences of this failure. Proper
attention can then be devoted to the maintenance of
critical equipment.
The gamma distribution seems to describe the
material degradation process well. Results obtained
using the assumption that measurements obtained
during inspections are imperfect are more realistic
than those assuming perfect measurements.
The method has been applied to two case studies:
an autoclave and a pipeline. The results obtained for
these two case studies are in general agreement with
results discussed in the literature. Results of the case
studies presented above show that the method produces reliable estimates for the inspection intervals.
The optimal inspection intervals given by the model
for the case studies considered are reasonable and in
general agreement with results obtained using different approaches.
The main disadvantage of the method is that
it is computationally intensive. For the autoclave
case study, the simulation using 200 samples (coded
in MATLAB) took about 8 hours, whereas for the
pipeline case study, it took about 5 hours of computation time on a personal computer with an Intel Pentium 4 (clocks at 1.81GHz) and 256 MB RAM.
However, the method can be easily programmed
and the data required can be easily obtained from
operational records and original design documents.
ACKNOWLEDGMENTS
The authors gratefully acknowledge the financial support of Natural Science and Engineering Research Council (NSERC) under a discovery grant and
Canada Foundation of Innovation (CFI) new opportunity award.
NOMENCLATURE
A Crack depth, mm
D Diameter of the component (vessel,
pipe, etc.), mm
C Corrosion rate, mm/year
Ccr Crack growth rate, mm/year
cmax Corrosion allowance, mm
ci (, k) Costs incurred during unit time (i
1, i) as a function of replacement
percentage and inspectional interval, $
C(, k) Expected average costs per unit
time as function of replacement
percentage and inspection interval,
$/year
220
221
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