Lec 3
Lec 3
Lec 3
Dr. S. Karmalkar
Department of Electronics and Communication Engineering
Indian Institute of Technology, Madras
Lecture - 3
Equilibrium and Carrier Concentration
Today we begin the first technical topic related directly to the course that is: Equilibrium
Carrier Concentration.
(Refer Slide Time: 01:19)
Now before we begin our discussion on this topic let me summarize what we have done
so far. So far we have seen how the devices can be classified in terms of the frequency or
power of their operation. Then we have seen the objectives of this course. Specifically we
have said the objective of this course is to relate terminal characteristics to the internal
parameters with the help of simple equations based on a physical understanding of all the
phenomena that are taking place within the device. Then we have seen the contents of the
course in detail, this was the first lecture.
Then in the second lecture we have seen its uniqueness and how the technology of
semiconductors has evolved. I suggest that you spend a lot of time thinking about the
nature of technology and how this technology has evolved because that part even though
it is just 1 hour it is as important as the remaining may be 37 hours of lecture. May be the
nature of technology itself can be discussed in a separate course and some kind of
comparison be done between semiconductor technology and other technologies. Now,
coming to the topic Equilibrium Carrier Concentration let us see what exactly we are
trying to achieve in the next four or five lectures on this topic.
So the first thing is that we would like to derive a formula for explaining this particular
behavior in an intrinsic or pure semiconductor. So what this graph shows is the carrier
concentration as a function of temperature in a pure semiconductor. It is important to see
the access on this graph. The Y axis, that is the concentration where ni stands for the
intrinsic concentration i is intrinsic. So the concentration axis is logarithmic and the X
axis which has temperature is actually the reciprocal of temperature. So if you plot the
concentration, the measured value of this particular parameter on a log scale as a function
of the reciprocal of temperature, then you get a straight line. So, this obviously gives us a
clue as to what kind of formula, what is the form of the equation for the concentration of
function of temperature? Although we will have to determine what are the constants in
this from a deeper understanding of the devices. You can also see that the concentration
is different for silicon germanium, gallium arsenide etc and this difference is quite large.
So we will have to find out what is the parameter associated with the material which is
responsible for this difference.
Here we have also shown the room temperature point that is 300 K on this graph because
the X axis is reciprocal we will have to convert this to the temperature and so you get a
feel of the range of temperature covered here. So, here is the room temperature and on
this side are the lower temperatures because it is the reciprocal of temperature on the X
axis and this side is the higher temperatures, higher than room temperature. In a simply
manner if you state, the concentrations seem to vary exponentially as a function of the
reciprocal of temperature. That is the important information we get. Next, we will do a
similar exercise for extrinsic semiconductors or doped semiconductors.
device is operating. This range over which the concentration is constant varies with the
doping and this range is wider for higher doping levels. Generally this range is referred to
as the extrinsic range, so we will have to explain this behavior: How do you get a
constant concentration of majority carriers over a certain temperature range? How do you
get straight lines when you plot log of concentration with reciprocal of temperature on the
extremes of this range. So that is for low temperatures and for high temperatures here is
what we would like to explain.
(Refer Slide Time: 10:07)
Next we shall see the minority carrier concentration in an extrinsic semiconductor. The
minority carrier concentration is given by the (intrinsic carrier concentration) whole
square divided by majority carrier concentration. So the first slide that we showed was
intrinsic concentration, the next slide was majority carrier concentration. So (intrinsic
concentration) whole square divided by majority carrier concentration is equal to
minority carrier concentration.
For example, in an n-type semiconductor the hole concentration is the minority
concentration, Pn0, P is the hole concentration, suffix n is the entire semiconductor, and
the suffix 0 represents equilibrium. So equilibrium concentration of holes in an n-type
semiconductor which is also the minority carrier concentration is given by ni square
divided by nn0. In general, we will show that under equilibrium conditions the hole
concentration n2 electron concentration, the product is equal to square of intrinsic
concentration: p0n0 is equal to ni square.
Now, to explain these things let us see the topics that we will cover. So first we will
review some basic concepts such as types of semiconductors, the difference between
thermal equilibrium condition and steady state, the wave particle duality. Then we will go
to intrinsic semiconductor for which we will consider the bond and the band models,
generation and recombination. We will see the concept of the hole that is the positively
charged carrier, then the idea of an effective mass of a carrier.
(Refer Slide Time: 12:21)
semiconductor, Fermi-Dirac statistics and Fermi-level. Let us begin with the first topic:
the classification of semiconductors. It is important to state at the outset that we are
considering concentration in the semiconductor bulk.
(Refer Slide Time: 12:56)
Supposing this is the semiconductor block, this is the bulk, and this outline is the
interface. Now a small region near the interface is to be excluded from the bulk because
this region will be affected by the properties of the surface or the interface. It turns out
that the interface is as important as the bulk. Very often when we draw a diagram like this
we tend to concentrate on the bulk because the area is large, whereas it turns out that the
interface is a very important part of the semiconductor. In fact the understanding of
surface is still not clear. You have a journal devoted to just the Science of surfaces - that
gives an idea of how complicated the surface is. Now, having said that we are talking
about the semiconductor bulk and the concentration there let us see the types of
semiconductors. One classification is simple and compound.
Many times the word thermodynamic is replaced by thermal equilibrium. If you go into
the nitty gritty of the issue, thermodynamic is not exactly the same as thermal. But for our
practical purposes we will assume that the two words are interchangeable.
What is the meaning of thermal equilibrium and why is this concept important in
modeling or analysis of devices? It turns out that in Physics there is a general philosophy
that is followed for modeling complex situations, and that is: you treat a complex
situation as a small deviation from the idealized situation which can be treated
mathematically. This is a very important idea commonly followed in Physics. A complex
situation, let me introduce the word real life which can be approximated as a small
For any process that is going on or for every process that is going on, there is an inverse
process going on at the same rate, this is a very simple statement of thermal equilibrium.
It is also called the Principle of the Detailed Balance.
(Refer Slide Time: 25:37 27:52)
Both the words are important here detailed and balance. The word balance is indicated by
these two pairs of arrows. For every process going on there is an inverse process going on
at the same rate that is the Balance aspect. Now what is the meaning of the word Detailed
Balance? The word Detailed Balance means that you look at the process as much as in
detail as you want, and at every level of detail this balance will hold. This is rather a
stringent condition. It means, for example, supposing there are 10 particles moving from
0.1 to 0.2 at a certain rate then exactly 10 particles of the same type will be moving from
0.2 to 0.1.
So if there are 10 electrons moving from 1 to 2 in a given time, in the same amount of
time exactly 10 electrons will be moving from 2 to 1. Not only that, if all the 10 electrons
are not of the same energy, 2 electrons have energy E1, 3 electrons have energy E2, and so
on, there is a distribution of energy, the electrons are distributed over energy. Then
exactly 2 electrons of energy E1 will be moving from 2 to 1, exactly 3 electrons of energy
E2 will be moving from 2 to 1, this is the meaning of Detailed Balance. So you go on
looking at the process in more and more detail; at every level of detail the balance is
maintained, that is the meaning of the Detailed Balance. So the principle of Detailed
Balance says that for every process there is an inverse process going on at the same rate.
That is the meaning of thermal equilibrium.
Even though this statement is short and if you take the words literally it is not very
difficult to understand, but its implications many times are not so clear. We can use a
more practical definition which will be more verbose than this in which we will
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understand clearly and we state conditions 1, 2, and 3 you just say: Is condition 1 valid?
Yes. Is condition 2 valid? Yes. Is condition 3 valid? Yes, then it is in thermal equilibrium.
Such a definition of thermal equilibrium would be as follows:
(Refer Slide Time: 28:46 29:57)
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One example is suppose we have a semiconductor; at one end you have a temperature T1,
at the other end you have a temperature T2. The first condition is satisfied here, there is
no excitation other than temperature. However, if this temperature is more than this
temperature then there is flow of heat from T1, let us assume T1 more than T2, then there
is a flow of heat from this end to the other end, that is flow of energy, and there is no
inverse flow of energy to balance this. It is a one directed process from T1 to T2 so it is
not under equilibrium.
Of course there can be motion of charge also but we need not go to another condition
because if one condition is violated it is not under equilibrium. Let us take another
example: Supposing you have light falling on a semiconductor, it may be falling on all
sides or may be one side it does not matter. This semiconductor is not under equilibrium
because you have light shining on the semiconductor, photons are being absorbed, and
then that energy is being converted to another form of energy. There is no inverse
process. It is not as though a semiconductor is giving out light. That is interesting, which
means that if the semiconductor is visible it is not under equilibrium. So, the
semiconductor should be under dark conditions. This is the implication of equilibrium.
Let us take another example which of course is straight forward. Supposing you have
semiconductor and you apply electric field, so as current is flowing, now it is obviously
not under equilibrium because the condition itself is not satisfied, there is excitation other
than temperature. So, this is how you can find out whether the semiconductor is in
equilibrium or not. A semiconductor will be in equilibrium if it is not visible, it is under
dark conditions, and there is no excitation of electric field or any other such energy.
These are examples of non equilibrium conditions.
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Semiconductor devices are only useful under non equilibrium conditions; you cannot get
anything out of a device if it is under equilibrium. So as we said in the beginning, thermal
equilibrium is a convenient idealized situation because many practical situations can be
treated as small deviations from this situation. In other words, many practical situations
can be treated as quasi equilibrium situations. Let us understand why is it that many
situations can be treated as quasi equilibrium situations? We will take an example take of
a PN junction.
(Refer Slide Time: 34:24)
0. Obviously you cannot get a current out of a PN junction if it is under equilibrium. Now
you will appreciate how a practical situation can be treated as a small deviation.
Let us take the current levels encountered in a diode under practical conditions; so here
again I will not make a calculation, you can make a calculation, you can take a practical
device, what is its area, what is its current level that you are going to have. Then you can
find out the current divided by area as the current density. This will result in some kind of
a number like this: 10 A by cm square, the practical current on applying voltage I is 10
Amp by cm square. So this is an equilibrium condition.
If I were to show after application of voltage, obviously this is valid only for some
voltage that is applied. But I am just taking one practical example that is I. Now what has
happened is obviously these are not matched. One tendency is slightly increased and
other is slightly reduced or may be one is not affected the other is affected that is also
possible. So, I am showing this arrow as a longer arrow, and I show this arrow as shorter,
to show that an imbalance has been created there of 10 A by cm square.
Now how can I get 10 Amp from 1000 Amp? One way I can get is: 1000 becomes 995 in
one direction and it becomes 1005 in the other direction. So, I can have may be 1005 in
this direction, and 995 in other direction. The difference is going to give me 10 A by cm
square. Now you can see that this is really a small deviation from equilibrium. 1005 is a
very small deviation from equilibrium, 5 out of 1000 is a very small percentage change.
This is why the thermal equilibrium condition is important. It is a dynamic condition, it is
a condition of intense activity, and in practical conditions the deviation from equilibrium
is very small. Let us distinguish the equilibrium condition from the steady state.
(Refer Slide Time: 39:34)
Many times people confuse between equilibrium and steady state. So it is important to
distinguish between the two. Steady state means all processes are constant at the function
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of time, it is not necessary that for every process there should be an inverse process, that
is equilibrium. Steady state means all the processes are constant as a function of time. If
you want to show the relationship between equilibrium and steady state it would be
something like this, you can use the Venn diagram.
(Refer Slide Time: 40:30)
If this shows steady state, then that is equilibrium, so Eq stands for equilibrium. So if a
semiconductor is in steady state, then is it under equilibrium. This clearly shows that if a
semiconductor is in steady state, it need not necessarily be under equilibrium; but if a
semiconductor is in equilibrium, it is definitely under steady state. The importance of
steady state is similar to importance of equilibrium. Many dynamic conditions, that is,
non steady state conditions, where parameters vary as the function of time can be treated
as small deviations from steady state condition. That is why you will find for transient
analysis they will attach a phrase called quasi steady state analysis, or quasi static
analysis. Transient conditions can be approximated as quasi steady state or quasi static
conditions. The word quasi always means small deviation from.
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Can you please clarify the notation n n0? Let us look at the slide.
(Refer Slide Time: 42:33)
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Sir, I have a question regarding the majority carrier concentration versus temperature
behavior. You said that for higher doping the extrinsic range is wider, but the figure
shows here wider extrinsic range for lower doping. Why? Let us look at the slide again.
This is a good question.
Let us look at the green line here it has a constant portion. This range of the constant
portion for the green line appears to be wider than the constant portion of the red line, and
also the constant portion of the blue line. So this gives an impression that for Nd is equal
to 1(10 to the power 15) cm cube. The extrinsic range is wider than the extrinsic range of
5(10 to the power 15) cm cube and 1(10 to the power 16) cm cube. This is happening
because there is some amount of distortion when you plot the concentration as the
function of reciprocal of temperature rather than as a function of temperature. So let me
explain
this
to
you
in
detail.
On the reciprocal of temperature axis higher and higher temperatures tend to get
compressed more and more. For example, here, this temperature corresponds to about
600k whereas the 0 of this reciprocal of temperature axis corresponds to infinite
temperature. So 600k to infinite temperatures is compressed in this small region. That is
why you are not able to see the difference between the temperatures, this corner of this
green curve and the temperature corresponding to this corner of the red curve, whereas
there is a significant difference in these two temperatures.
On the other hand you are able to see the temperature difference between this point which
is one end of the flat portion of the curve and this point which is also the end of the flat
portion of the green curve. So at this point the temperature difference between this point
and this point is very visible; this is because these are lower temperatures on the
reciprocal of temperature axis their difference is enhanced as compared to the high
temperatures and that is why you feel that the higher doping levels have lower extrinsic
range than lower doping levels.
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Let us say this is a semiconductor and in this between some two points there is a process
of electron transferred from one point to another point in this direction at some rate say
10 electrons per second, and you have an exactly inverse process going on in between
same points, and you have a reverse transfer of 10 electrons per second.
Now what you are saying is, if as a function of time the rate goes on increasing, that is,
may be after a minute or so, this 10 becomes 12, and this 10 here reverse process also
becomes 12, and then may be after another minute it becomes 14, and this also becomes
14, then is it not a case of equilibrium? What you are saying is that it is not a case of
steady state because the processor is not a constant as the function of time. This process
is increasing from 10 electrons per second to 14 electrons per second.
Now the catch here is that, we have said in the definition of equilibrium that for every
process there should be an inverse process going on at the same rate. Now if the rate of
electron transfer is from 0.1 to 0.2 is increasing from 10 to 14 then it means that the
number of electrons in this region is increasing from 10 to 14. More electrons are coming
in from somewhere else because otherwise the electrons involved in this exchange cannot
go on increasing.
So, the number of electrons is going on increasing as the function of time within this
region. Some how more electrons are coming in from somewhere, maybe from outside,
or maybe from inside the semiconductor from some other place electrons are coming to
this point as well as to the other point. Now there is no reverse process for this particular
process. So there is a net movement of electrons from this point to 0.1 and some other
point to 0.2, and there is no corresponding inverse process so that is why this is not a case
of equilibrium.
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We can divide the semiconductor types into simple and compound. Simple
semiconductor is also an elemental semiconductor. An example of simple semiconductor
is silicon. An example of compound semiconductor is gallium arsenide; a simple
semiconductor can be either pure, or it could be intrinsic, or it could be extrinsic.
Similarly, the compound semiconductor also can be either pure, or intrinsic, or extrinsic.
So a semiconductor is either simple or compound. A simple semiconductor can have any
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of these three types and a compound semiconductor can also have any of these three
types. So the question that whether silicon can be either pure, or it can be intrinsic
semiconductor does not make sense. That is, a silicon can be either pure or it can be
intrinsic or it could be extrinsic.
(Refer Slide Time: 52:07)
If there are no more questions, before winding this lecture I would like to come back to
this particular slide of majority carrier concentration in extrinsic semiconductor, related
to which a student had a question: About why the extrinsic range is smaller for higher
doping levels as drawn in the diagram, whereas in practice the extrinsic rate should be
larger for high doping levels.
One point I like to discuss is, if because of choice of a reciprocal of temperature axis
here, a wider extrinsic range appears as a smaller extrinsic range, and if such distortions
are taking place then why should we choose a reciprocal of temperature axis at all? This
is a very relevant question. This has to do with how experimented data needs to be
plotted in order to confirm a model. If you plot this same graph using a linear temperature
axis instead of the reciprocal temperature axis, then these two ends, that is, this portion of
the graph and this portion of the graph would not be linear but they would be non linear.
There are some advantages in getting straight line portions in a graph because then the
data and the model can be very easily checked. This particular aspect is very important in
checking of the models. We normally like to plot the data in such a way that its various
regions would be straight line or close to a straight line because it is very easy to fit a
straight line to a set of points. So, from the point of view of checking experimental data
whether it fits into a model, it is good to plot, then choose an axis in such a way that you
get straight lines. But you must be aware of the distortion that may take place and
therefore you must also know how the same data looks when you choose linear axis for
both the variables.
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I will discuss this particular point in detail when I take up the model corresponding to
majority carrier concentration in extrinsic semiconductor as a function of temperature and
majority carrier concentration in extrinsic semiconductor as a function of temperature. So
we write down the equations and then it will become clear why we choose a logarithmic
scale for concentration and a reciprocal of temperature scale on the x axis.
(Refer Slide Time: 54:59)
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